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Recording of
trader anddealer
telephone calls,which will
facilitatetoresolve the
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disputes at
different levels.
Fast and
frequent
interaction
between the risk
managers, the
7/31/2019 Recording of Trader and Dealer Telephone Calls
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sub brokersand
client will help
in reducing the
delay in giving
limits.
Periodical visits
to the sub
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brokers and
franchisee by
the
RELIGARESE
CURITIESpersonnel for
interaction andinspection will
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help
inminimizing the
risk to great
extent.
Regarding
dealers risks,
well-trained and
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less stressed
dealers will help
inreducing the
mistakes. It has
been observedthat most of the
mistakesaredone when
7/31/2019 Recording of Trader and Dealer Telephone Calls
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they are under
stress. HRD
must help in this
matter.
In settlement
department the
persons have be
7/31/2019 Recording of Trader and Dealer Telephone Calls
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appointed with
utmost careand
their periodic
check can be
conducted toavoid any
employee fraud.
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Along with
large client
base, quality of
clientele will
help inbalancedgrowth
of business and
7/31/2019 Recording of Trader and Dealer Telephone Calls
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minimizing the
risk.2
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7/31/2019 Recording of Trader and Dealer Telephone Calls
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7/31/2019 Recording of Trader and Dealer Telephone Calls
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www.religare.in
www.bseindia.co
m
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www.nseindia.co
m
www.google.co.i
n
7/31/2019 Recording of Trader and Dealer Telephone Calls
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Dalal Street
Various books of
Equity
Management.2
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7/31/2019 Recording of Trader and Dealer Telephone Calls
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ANNE
XUREQUESTIONNAIRE
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Q1. In which of
these Financial
Instruments do
you invest into?
Shares Mutual
Funds Bonds
Derivatives3
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