At> l 0 ("l'P)
Rrt. ll200C
E
1 . Penon Rq>ortin:{LattA011U.. fir11 . .. Ntdl.. £nitinl) 2. C ourt or Orsan.t:tation
4 . Tllle (Arric le Uljudgu ln dicat• activ1 o r senior status; 5. Rtpor1 Type (che:dc appr<>prU te l'1Pt) a
_ Wtial _:{__ MnUal _Final
3. Dau of R.eport
6. Reporting Feriod
Janu Decem
8. Report modUlcatlons p.e= n.}! opfuion, with applica rtpla ons.
R111iewiP.g O m ccr
. . . . . . :.: . .,. ... . llti•
... · ..
r
ME
2
3
MAND J'ERMS
III. NON-INVESTMENT INCOME. (l1•poning indiv;,Jual and rpou .. : , .. pp. 1 7 ·24 o/ lnstmrlo,,, . ) SOURCEANDTYPE
V>::z c::: )> i'Tl r'T'l
-0 < O)> ....,
0 (") JTI
rv
$
FINANCIAL DISCLOSUR REPORT in GovemfM.nl Act of1978,
FOR CALENDAR YEAR 2004
Hanen, Andrew Scon United Siates District Court - Texas
1na/i.ttr r }udg1s indico.t1fit//.or pa11-rime) _ NominJLion, Date
Uni,edStll.tCJDhtrictJudge. Active
Report Required by th< Ethic• (5 U.S.C.App. flJOJ.llJ)
May 10, 2005
2004 through31, 2004
7. Chan1bcrsor Offiu Addrm On the buif of Che lnfonnation co:n.UJ.nedln tldr and .,.,. thereto,itb,.ln.
600 East Harrison Screet. #301 Bro-,nsville. Texas 78520
in cornplknce eLllws and
l/.f,PO,fi..TA.ifr NOTES: The ilurn;cuoiu .iµxqrnpa11yin9 this fonrrmus1 befollowed. 4,,e !!P$;f1* N..PNE b,oxfor /1p rl 'rf.iere_y0u llave n0 rep¢[tabi )i!Jor.rru11J'?rf.
Ccmpleie iz.lliii_'!s, Si$1) on las/pat ! •··
J. POSITIONS. (l1•po rinz individual o•ly: "'pp. 9·1; o/ln110.ction1.) POSmON NA OF ORGANIZATION/ENTITY
JI. AGREE ENTS. (R•pomn, individual only: "'PP · J4./6t>flnllrt1ctio"'.) DATE PARTIES
D NONE (No reportable agreemenlS.)
2
DATE
A. Filer's Non-Investment Income
NONE (No repcxtable noo-investmenl incane.}
2
3
!::! = = ::0U>
(") ;: rn .-..,., (.'")o- -<
.. - GROSS
s
s
B. Spouse's Non-Investment Income - lfyou were married during any portion of lh• reporting year, please complete this sedion. (dollar amount not required except for bonoraria)
0 NONE (No repatable noo-mvestment incane.}
I
2
N of ersM Reporting H
D
t
3
4 s
5 s
s
utransportation)
panelist transportation)
(transportation) May 20-21 - Houston, Texas · Federal Court Practice 2004 speake r {h otel and transportation) June 11 • Austin , Texas - New Direaors Orientation -federal court liaison
(transportation) June 23-24 - San Antonio, Texas · An nual Meeting-federal court liaison {cransportation, hotel, and meals)
a n (transportation, t
CREDITOR
VALUE
0
FiNANCIAL DISCLOSURE REPORT Andrew Scott anen
Dai.eofRcpat
May 10, 2005
IV. REIMBURSEMENTS -· transportation, lodging, food, encenainment. (Includes thou to spouse and dependent children. See pp. 25-27 oj lnsm1ctions.)
SOURCE DESCRIPI'ION
NONE {No such. reportable reimbursements.)
Scace Bar Real Escace & Probate Section
2 State Bar Real Esta e & Probate Section
American Cooference Institute
Texas Young Lawyer Association
Texa Bar CLE
6 State Bar of Texa
7 State Bar of Texas
8 State Bar of Texas
9 State Bar of Texas
Apr. 23-24 · SouthPadre Island, Texas · REPTI.. Council Meeting (meals)
Sept. 24-25 · Lajitas, Texas - REPTL Co ncil Meeting (meals, hotel and
Feb. 2-4 • Ne'v York, New York - Employment Practices Liabilicy Insurance (meals, hotel, and
Apr. 12 ·Austin, Texas ·Federal Judges Panel for the 2004 Federal Practice Seminar
Sept. 16-17 -Galvescon, Texas· Board of Directors Meeting-federal court li iso ho el, and meals)
Nov. 12 -Austin, Texas - The New Lawyer Course panelist (transportation)
V. GIFTS. (Includes those 10 spouse and dependent children. See pp. 28-31 of Instructions.)
SOURCE
0 NONE {No such reportable gifts.)
I
2
3
4
DESCRIPTION
VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of lnsrructions.)
D NONE (No reportable liabilities.)
1 PPH Mortgage Services (f/k/a Cendant Mortgage)
2
3
4
5
DESCRIPTION
Mgt on SP!, Texas Prop. (Par Vll, Line 76)
$
$
$
$
VALUE CODE*
I · <-... ' · -· ! H • . ;' .t
.
.
-
2
J
4
s
6
7
8
9
10
II
12
13
14
IS
16
' ;_.·: ,:;
{Non:p<stableiJ>OOIDO. lnDCKdON)
Slrino:
'.t'
Interesl T Buy c
K
2/10 J
Buy 2/10
Partial Sale 7114
J
S
Buy 2/10
-Oppenbeima App.
N_a(....__ D.te. af'lk;icwt FINANCIAL DISCLOSURE REPORT Andrew Soou Hanen May 10, 2005
VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse anddependent children. See pp. 34-57 ofInstructions.)
NONE a.U. or
IRA· Accounl #I· Treasury
IRA • Accounl #2
·Alliance Growth
-AlliWloe Premier
-Janus Small Cap
Mnrslco
-Oppenheimer App.
-Oppenbeuner App.
-Oppenheimer App.
App.
-Oakmtlrk PUnd
-Del. Group
-Fidelity Adv. Div.
•ViClOI')' Dlvenificd
-Horlford Growth
A M 11110
A Dividend T
Sold A
-Na1ions
J
Partial Sale 4114 J A
J A
Partial Sale 9129 A
-Oppenheimer Partial ale 10/13 J A
J
D reportable
transactions)
1 7 9/29
18 K T
1 9
zo 2/10
21
23
24 411 4
2S )
26 9129
27 J
28
Buy J 32
'
NMlC of PetSoo lkportins D.t1eofRcponFINANCIAL DISCLOSURE REPORT Andrew Scott Hanen May 10, 2005
VD. Page 2 INVESTMENTS and TRUSTS -- income, value, transactions (includes those of spo11.1e and d'pendtnt children. Se pp. 34-57 of lnttrnct1'.on.1.)
NONE assets. or
-Hartford Growth Buy J
-IRA Acct. #3 A Dividend
·Alliance Gro1,1,1h
-Alliance Premier Sale J A
-Janus Small Cap
22 -Nations Marsico
-Oppenheimer App. Buy 2/10 J A
-Oppenheimer App. Partial Sale J A
cNo income,
-Oppenheimer App. Partial Sale 7/14 A
-Oppenheimer App. Partial Sale J A
-Oppenheimer App. Partial Sale 10/13 A
·Oakmark Fund
29 -Del. Group
30 -Fidelity Adv. Div.
31 -victory Diversified
-Hartford Growtb 2110
ho ...
(l'lo ropottab le incotn.ruactlons)
33
3'
35
36
38
39
40
41
42
44
45 Municioal Bonds
46 i
Bond
MUOJcioa!
48
Interest
Interest T
Interest
Interest
Interest
In t erest T
c Interes t
Interest
Interest
Buy 9129 J
N""" <f Pmoo R.o«tinc Dat. ci il'P'X'FINANCIAL DISCLOSURE REPORT Andrew Saxt Hanen May IO, 2005
VII. Page 3 INVESTMENTS and TRUSTS -- income, value, transactions 11n.i..u.1ho,.of l(>OwuaNI J.,.oulmt dti/Jnn. Su Pf· J4-S7 of )
D NONE
asseu. ot
-Hanford Growth
Retirement Acct. #I C Dividend N T
-Fidelity Rel. Gov. MM
Retirement Acct. #2 B Interest L T
37 -Guardian MPS Gov.
Brokerage Acct. No. I
-Texas Pub. Fin. Auth. Municipal L T
Bood c
-Travis Cooniy Municipal Bood c L
-Haustoo ISO Municipal Boods c L T
-Pearland ISO Municipal Bonds c L T
43 -Killeen Tex. Municipal Bends c L T
-Katy Tex. ISD Municipal Bends
-Lubbock Tx. Tax & Wtrworks
-Univ. Tex. Rew. Fin. Mun cipal
c
c
Interest L
L
L
T
T
47 -Southlake Tex !Jr Water Boods
-Georgetown !SD Municipal Bood
D
c
L
L
T
T
D ( Norepottablcincome.
tnnsac:tions)
Interest
lnteres1 L
B onds lnter es t
Bonds L
lnter est
54 Interest L
56 r L
57 n Interest
Interest
59 Bond s
lnterest
60 n
Bonds Interest
61 Bonds
Interest T
Bonds Interest
63 Bonds
Interest
D M
FINANCIAL DISCLOSURE REPORT Name ol'Pc..-son Rcp<111.iog
Andrew Scott Hanen
Dare. oflkport
May 10, 2005
VIl. Page 4 INVESTMENTS and TRUSTS -- income, value, transactions 1po111 and d8(J81tdent children. See pp. J4·S7 of /rntnlctio,u.)
NONE assets., or
-Fl. Worth Tex !SD Municipal49
Bonds
50 -ur Dev. Municipal Bonds
Richardson Texas Municipal51 -
-Allen Texas Rfdg. Municipal 52
53 -Plano !SD Municipal Bonds
-Tax Free Money Market
55 Brokerage Acct #2
-Del Valle !SD Municipal Bonds
-DeSoto Tex !SD Municipal Bo ds
58 -Aldine Tex !SD Municipal Bonds
-HouslOJl Tex Water Mu icipal
-Brownsville Tex Municipal
-Lower Col. Riv. Auth. Municipal62
-Arlington Texas !SD Municipal
64 -Harris County Municipal Bonds
c
c
c
c
D
A
D
c
D
-Canadian Riv. Mun. Municipal D
D
c
c
D
Interest
Inte est
Interest
L
L
L
L
L
M
M
L
L
M
T
T
T
T
T
T
T
T
T
T
T
T
T
T
n n
(ln cJuJmho ..
D 65 Interest
Bon ds
66 n
B K Municioal Bonds
67 n
Mun. Bonds
68 In terest Mun. Bonds
69 r
Interes t T Municioal Bonds
10 - Houston Tex Wtr & Swr Zero
B Interest K Counon Municioal Bo nds
oB Interest K
Municioal
n n ds c Interest L T
n A In terest L
74 Interest J
B Interest T
0 Q
Ins #117 J
A Ins #7 1 4
J
79 Ins lt642
J
c Ins #8 17
nc T
Nwnc ol Pra.on Rcp0rting DmeofRcportFINANCIAL DISCLOSURE REPORT A drew Scon Ha en May l 0, 2005
VII. Page 5 INVESTl\tIENTS and TRUSTS-· income, value, transactions •f spous11 and thpendent childnrn. See pp. JJ-57 of Jnstrucn·qru,)
NONE (l"orepoiubleincome,assets. or ltatlsactions)
-University of N. Tex Municipal B K T
-Ald.ine Tex !SD Zero Coupo Interest T
-Tex. A&M rev. Zero Coupo B Interest K T
-Gal. Texas Pub. Zero Coupon B K T
-Houston Tex !SD Ze o Coupon B K
T
71 -Houst n Tex lSD Zero Coupon
Bonds T
72 -Sbaryla d !SD Mu icipal Bon
73 -CMA Tax Exempt Mo ey Market T
-Bank Money Market A T
75 Texas State Bank K
76 Garage - SPlTex. Prop. B Rent
77 A Div. T
78 Northwestern Mutual EOL Life Div. T
Northwestern Mutual Whole Life A Div. T
80 Northwestern Mutual Whole Life Div. L T
81 Northwestern Mutual Whole Life I s #811
Di v. L
Northwestern Mutual EOL Life
--
D 82 K T
:0111e of Report Name, ol Pctsoa Rcpcc'ling FINANCIAL DISCLOSURE REPORT
Andrew Scott Hanen May 10, 2005
VII. Page 6 INVESTMENTS and TRUSTS income, value, transactions (Tncludesrh.,,.f tpouse mid del!Mdtmt children. See pp. 34-57of lnstruction1.)
NONE (NorepOIUbleincome, assets. or UiUIS.1ctions)
Norlhwestern Mutual EOL Life #840
c Div.
_--'"-f-/ -'-1 _0-+}_o__'J_ __
I I
in compliance 5 U.S.C. § 7353 and Judicial Conference regulations.
Signature Da1e
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE nns REPORT MAy BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., § 104.)
Name of PmanRq>«ting
Andrew Scott Hanen May JO, 2005 FINANCIAL DISCLOSURE REPORT
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)
NOTES ON INVESTMENTS AND TRUSTS:
I. The HJS Partnership interes1 found in part VTI, Line 91 (and in par! m of last year's repor1 expired in December of 2003, so it was
not included in this year's repor1.
2. The Fidelity Adv. Div. !isled in par1 Vll. line 30 under IRA Acrount #3 is the same fund listed on r.he 2003 report in parl Vll. lines
48 and 49.
3. The Tax Free Money Markel contained in part Vll, line 54 of this year's report was not included last year because ii did not qualify.
4. The CMA Tax Exemp1 fund found in part VII, line 73 was !isled as a separale account last year (part Vll, line 89). but ii is more
properly included, as done herein, as a sub-accoun1 under Brokerage Account # 2.
5. The Money Market accoun1 listed in part VII, line 74 was !isled last year !isled in part VTI, line 90 as a "Municipal Money Markel".
It is more accurately described as a Bank Money Markel. IL, 100, is more properly listed as parl of the Brokerage Account #2 instead of
being a separate account. (See last year's note number 3(e) which describes the sub-account stams in brokerage account number 2.)
6. The Texas State Bank listing in part VTI, line 75 was not included in last year's report as ii did no1 qualify.
IX. CERTIFICATION.
I certify tbal all information given above (including information pertaining to my spouse andminor or dependent children, if any) is aocurate, true, and complete to the best of my knowledge and belief, and that any informa1ion no1 reported was withheld because it me1 applicable statutory proVisions perro!tting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance ofgifts whichhave been reported are