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Limitations on tree seedling establishment across ecotonesbetween abandoned fields and adjacent broad-leaved forestsin eastern Japan

Yoshinori Tokuoka • Kentaro Ohigashi •

Nobukazu Nakagoshi

Received: 14 May 2010 / Accepted: 12 November 2010 / Published online: 17 December 2010

� Springer Science+Business Media B.V. 2010

Abstract Field abandonment has increased over

several decades under a long-term recession in

Japanese agriculture. To support effective farmland

management or reforestation, the patterns of tree

recruitment in abandoned fields, which influence

management costs, need to be clarified. We investi-

gated tree seedling establishment and microsite

variables along forest–field transects in 11 abandoned

fields adjacent to secondary broad-leaved forests in

the eastern Kanto region of Japan. Generalized linear

mixed model analysis indicated that tree seedling

establishment in abandoned fields was not correlated

with the period of abandonment. Instead, it was

positively correlated with vegetation openness. The

dominance of a woody vine (Pueraria lobata), an

annual liana (Humulus japonicus), and a dwarf

bamboo (Pleioblastus chino) mainly explained low

vegetation openness within the fields. In addition, the

establishment of evergreen tree seedlings and tree

seedlings dispersed by hoarding was negatively

correlated with the distance from the forest edge. In

the forest interior, taller understory vegetation at the

edge correlated with lower seedling establishment.

These results suggest that seedling establishment

across forest–field ecotones is restricted by the

dominance of competitive natives within abandoned

fields and distance-dependent limitations in both

abandoned fields and adjacent forest.

Keywords Tree seedling � Abandoned field � Forest

adjacency � Microsite limitation � Slow reforestation

Introduction

The pattern of tree seedling encroachment into

abandoned fields varies with the type and magnitude

of disturbances caused by past agricultural activities

(Cramer et al. 2008). Active restoration is required

when the recovery of natural vegetation is limited by

modifications to the original biotic and abiotic

conditions (Hobbs and Cramer 2007). Therefore,

examining the factors that could detract from the goal

of restoration of abandoned fields is important for

effective farmland management and for the conser-

vation of biodiversity.

Y. Tokuoka (&)

Biodiversity Division, National Institute

for Agro-Environmental Sciences, 3-1-3,

Kannondai, Tsukuba-shi, Ibaraki 305-8604, Japan

e-mail: [email protected]

Y. Tokuoka � N. Nakagoshi

Graduate School for International Development and

Cooperation, Hiroshima University, 1-5-1 Kagamiyama,

Higashi-Hiroshima-shi, Hiroshima 739-8529, Japan

K. Ohigashi

Ecosystem Informatics Division, National Institute

for Agro-Environmental Sciences, 3-1-3, Kannondai,

Tsukuba-shi, Ibaraki 305-8604, Japan

123

Plant Ecol (2011) 212:923–944

DOI 10.1007/s11258-010-9868-9

Owing to an agricultural recession that has

persisted over several decades, farmland abandon-

ment in Japan has increased, reaching approximately

8% of the total farmland area in 2005 (http://www.

estat.go.jp/SG1/estat/). To integrate the sustainable

use of farmland and reforestation, it is important to

understand the long-term temporal and spatial pat-

terns of tree establishment in abandoned fields as this

could influence management costs. Arita and Ohkuro

(2007a) documented the dynamics of the transition of

abandoned rice paddy fields to Salix-dominated

woods in central Japan and proposed on extensive

management scheme for resuming paddy field use in

the region based on the development pattern (Arita

and Ohkuro 2007b). However, little is known about

natural reforestation patterns of mesic-abandoned

fields in Japan.

Seed and microsite limitations in a variety of

habitats have been studied by field observation or

factorial experiments as mechanisms that deter-

mine species establishment during revegetation (e.g.,

Eriksson and Ehrlen 1992; Herrera and Laterra 2009;

Holzel 2005). In reforestation, the success of seedling

establishment is critical in determining the pattern and

rate of vegetation change. Under a temperate climate

in the USA, the limitations posed by microsites, such

as herbivory intensity and light availability, on tree

seedlings varied with distance from the forest–field

edge (Cadenasso and Pickett 2000; Meiners et al.

2000; Meiners and Martinkovic 2002; Meiners et al.

2002). In an abandoned field in North Carolina,

interactions of seed phenology, drought stress mitiga-

tors, and herbivory intensity influenced the emergence,

survival, and growth of seedlings of several hardwoods

and Pinus spp. (Desteven 1991a, b). In warm temper-

ate regions in Japan, the dispersal or distribution of

some zoochorous tree species was investigated in

forests (Hoshizaki et al. 1999; Iida 1996, 2004) and

cities (Komuro and Koike 2005). However, the

distribution patterns of tree seedlings across forest–

field ecotones and the site conditions that affect those

patterns are still unknown. Focusing on forest–field

ecotones allows us to examine the relative importance

of seed supply from adjacent forests and field condi-

tions to seedling establishment in abandoned fields. It

also allows us to test the influence of revegetating the

adjacent field on the forest plant community.

Here, we investigated seedling establishment and

microsite conditions in 11 abandoned fields adjacent

to broad-leaved forests in the eastern Kanto region of

Japan. We examined the relationships of seedling

establishment with three microsite variables (vegeta-

tion openness, vegetation height, and soil salinity)

and distance from the forest edge. These variables

seem to reflect competition between tree seedlings

and other plants, distance-dependent limitations of

seed input, herbivory intensity, and soil nutrient

conditions, which vary during the course of revege-

tation after abandonment. The relationship between

period of abandonment and tree seedling establish-

ment in abandoned fields was also examined to

evaluate the time-sequence trends.

We tested how seedling establishment responded

to these variables within forest–field ecotones, within

abandoned fields, and within the forest interior.

Degrees of seedling establishment were represented

by examining the following variables. First, to give

an overview of tree seedling establishment, we tested

the response of the number and richness of tree

seedlings to those site condition variables.

In the warm temperate regions of Japan, shade-

tolerant evergreen trees in the Fagaceae and Lauraceae

dominate the climax forest community (Kira 1991;

Fukushima 2005). In contrast, deciduous trees domi-

nate early- to mid-successional secondary forests

formed after disturbances (Miyawaki 1986). Distribu-

tion patterns and frequencies differ between evergreen

and deciduous trees in both forest and gaps (Manabe

et al. 2000; Miura et al. 2001). These differences in

recruitment and dominance would be partly explained

by the trees’ photosynthetic traits. Kikuzawa (1991)

noted that leaf longevity reflects the adaptability of

trees to different light environments. Moreover, ever-

green trees are more tolerant of nutrient-poor condi-

tions than deciduous trees are (Givnish 2002).

Therefore, second, we considered that gradients in

light and soil environments in open abandoned fields

may influence the two functional groups differently.

The behavior of seed dispersers is another key to

reforestation. In the warm temperate regions of Japan,

acorns (seeds of the Fagaceae) are dispersed mainly

via hoarding by mice (Hoshizaki et al. 1999; Iida

2004; Shimada 2001). The mice predate heavily on

the acorns, and their predation behavior differs

between dense vegetation and open habitat (Wada

1993). Dispersal distance by mice is thought to be

shorter than that by birds, which ingest a variety of

fruits much smaller than acorns (Iida 2004; Komuro

924 Plant Ecol (2011) 212:923–944

123

and Koike 2005). Considering these contrasting

dispersal modes, third, we analyzed the response to

the two main modes of tree seed dispersal at our

study sites: hoarding or ingestion by animals.

Finally, we discuss the management and reforesta-

tion of abandoned field–forest ecotones in this region.

Methods

Study site

Our study sites were abandoned fields adjacent to

secondary forests in the eastern Kanto region (Fig. 1a).

As we lacked land use data, we chose candidate fields

adjacent to broad-leaved forests from aerial photo-

graphs taken within the previous decade. We then

visited the fields to confirm whether or not the field and

forest sizes met our conditions for sampling. To avoid

the selection of poor seed sources, we ascertained the

maturity of the adjacent forest (based on the size of

the tallest trees) and the distribution of saplings of the

dominant species. Few adult trees were found in the

interior of the fields. We ascertained the past agricul-

tural activity of each field from the land owners or

neighbors. Finally, we selected 11 sites that had

experienced the typical cropping history of mesic-

abandoned fields in the region (Table 1). We avoided

former rice paddies that had been drained.

The forests adjacent to the sites were dominated by

local broad-leaved trees, such as Quercus myrsinae-

folia, Q. serrata, Q. acutissima, Castanea crenata,

Celtis sinensis, and Aphananthe aspera (Table 1).

Their saplings grew in the sub-tree or shrub layer.

Mature trees of some species common in secondary

forests in the region (Miyawaki 1986) were observed.

Therefore, we assumed that the adjacent forests had

the potential to supply viable tree seeds to the fields.

Other vegetation patches within a 100 m buffer zone

surrounding the sites were mainly farmland or

coniferous plantations. Their roles as seed sources

were considered to be negligible.

According to the weather station in the nearby city

of Tsukuba, the mean annual temperature for the

period 1971–2000 was 13.5�C, the mean temperature

in August was 25.2�C, and the mean temperature in

January was 2.3�C. The mean annual precipitation

was 1235.6 mm. The soil at each site is a well-

drained volcanic Andosol with high proportions of

glass and amorphous colloidal materials.

Survey plot design

At each site, three transects, extending from the forest

interior into the field, were laid out perpendicular to the

forest–field border, crossing at the midpoint and

quarter points (Fig. 1b). We located 13 quadrats

(1 9 1 m) along each transect at specific distances

from the forest edge, defined as the drip line of the trees

rooted on the forest–field border: at 1, 4, 7, 10, 15, and

20 m into the forest (shown as negative values in

Figs. 1b, 2) and at 1, 4, 7, 10, 15, 20, and 30 m into the

field. Excluding data collected on footpaths crossing

the transects, we analyzed data from 419 quadrats

obtained from August to October in 2008.

Data sampling

In each quadrat, all post-cotyledonous tree seed-

lings \1 m tall were recorded. Seedlings of woody

vines were not recorded. Nomenclature and plant

Fig. 1 a Locations of study

sites. b Schematic diagram

of experimental setup.

Values in quadrats indicate

distance (m) from forest

edge

Plant Ecol (2011) 212:923–944 925

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926 Plant Ecol (2011) 212:923–944

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characteristics follow Chibaken-Shiryou-Kenkyuzai-

dan (2003) and Miyawaki et al. (1994).

Three microsite variables were recorded in each

quadrat. To quantify light availability, a hemispher-

ical photograph was taken with a Nikon Coolpix 5000

camera fitted with a Nikon fish-eye converter (FC-E8)

at the center of each quadrat, 50 cm above the ground.

This height placed the lens under competing plants

in the liana and herb layers of all quadrats and took in

most observed seedlings (93% were smaller than

50 cm). Photographs were taken on a cloudy day, or

early in the morning, or just before sunset. Vegetation

openness was calculated from the photographs with

CanopOn 2 software (http://takenaka-akio.cool.ne.jp/

etc./canopon2/). In each quadrat during the seedling

census, the height of the vegetation was measured at the

maximum height of the herb layer [or of dwarf bamboo

(Pleioblastus chino) and juvenile trees taller than 1 m],

which seemed to compete most directly both above and

below ground with seedlings shorter than 1 m. The

electrical conductivity (EC) of the soil pore water was

measured three times in each quadrat with a Delta-T

WET Sensor (WET-2; Delta-T Devices, Ltd.) and

averaged. Plants in the liana and herb layers were

recorded, and their percentage coverage was estimated

by eye in each layer. Unidentifiable small plants, such

as juveniles of herbaceous plants, and post-flowering

individuals of graminoids were excluded from analysis.

Median and lower and upper quartiles of these variables

were calculated to give an overview of plot character-

istics (Table 1).

Statistical analysis

To test for differences in field conditions, we

compared vegetation openness, vegetation height,

and EC among sites by the Steel–Dwass test (Dwass

1960; Steel 1960), a non-parametric multiple test

procedure, at the 5% level of significance (Table 1).

The numbers and species richness of all tree

seedlings, evergreen tree seedlings, deciduous tree

seedlings, tree seedlings dispersed by hoarding, and

tree seedlings dispersed by ingestion were plotted in

box-and-whisker plots against distance from the

forest edge (Fig. 2). These ten variables were used

as response variables in the following analyses.

At most sites, 39 quadrats were examined. To test

the seedling responses to the site variables while

accounting for the lack of independence within sites,

generalized linear mixed models (GLMMs) with a

Poisson error distribution and a log-link function

were used with study site difference as a random

intercept term and the other variables as fixed effect

terms (Table 2). Time since abandonment was

Fig. 2 Box and whisker plots of the number and species

richness of all tree species, evergreen tree species, deciduous

tree species, tree species dispersed by ingestion, and tree

species dispersed by hoarding against distance from the forest

edge. Negative values on the x-axis represent the forest interior

Plant Ecol (2011) 212:923–944 927

123

included only in the analysis of the field-only data set

to test the time-sequence trend of seedling establish-

ment in abandoned fields. Because the time of

abandonment was only approximate, we treated it

as an ordinal variable with four values: 1, \8 years

(n = 4); 2, 10–15 years (n = 3); 3, *20 years

(n = 2); and 4, *40 years (n = 2).

The GLMM analyses were performed with forest–

field data (n = 419), field-only data (n = 227), and

forest interior data (n = 192). Using Akaike’s infor-

mation criterion, we identified the top five competing

models from among 24 (forest–field and forest

interior) or 120 (field-only) candidate models, which

were derived from all combinations of the explana-

tory variables, without any interaction terms, for the

ten response variables.

The relationships between seedling establishment

and the explanatory variables were inferred from the

parameters selected in the top five competing models

and whether the estimated coefficients were positive

or negative. The goodness of fit of each model was

assessed from the proportion of deviance explained

against the null model in which all four fixed effects

were removed. The statistical analyses were done in

R 2.8.1 software (R Development Core Team 2008).

GLMM analyses were performed with the lmer

function in the lme4 package (Bates et al. 2008).

To test the correlation between the vegetation type

of the abandoned fields and the stand parameters

(vegetation openness and vegetation height), first,

hierarchical clustering was performed with 19 liana

species and 28 species in the herb layer from all field

quadrat data (n = 227). Four liana species were

recorded in the herb layer when understory plants

were sparse or liana size was small. Those species

were included as different vegetation components in

the analysis to reflect the structural difference of

vegetation. For clustering, the coverage of each

species was made proportional to the total of all

species coverage in both the liana and herb layers in

each quadrat. A cluster dendrogram of the 227

quadrat vegetation data sets was produced using a

Table 2 Response and explanatory variables used for generalized linear mixed models

Variables Variable range

Min–mean–max

Response

Number of tree seedlings 0–2.28–36

Tree species richness 0–1.08–7

Number of evergreen tree seedlings 0–1.29–36

Evergreen tree species richness 0–0.87–12

Number of deciduous tree seedlings 0–0.47–5

Deciduous tree species richness 0–0.58–5

Number of trees dispersed by ingestion 0–1.18–17

Richness of tree species dispersed by ingestion 0–0.67–5

Number of trees dispersed by hoarding 0–0.98–30

Richness of tree species dispersed by hoarding 0–0.34–2

Explanatory

NF Vegetation openness calculated from

hemispherical photos taken at 50 cm height (%)

0.20–6.87–43.10

NF Vegetation height (m) 0.00–1.68–6.50

NF Soil salinity 7.33–40.00–111.00

NF Distance from forest edge (in m, defined a priori) -20, -15, -10, -7, -4, -1, 1, 4, 7, 10, 15, 20, 30

OF Time since abandonmenta 1, \8 years; 2, 10–15 years; 3, *20 years; 4, *40 years

CR Plot name Plot 1–11

NF numeric fixed effect. OF ordinal scale fixed effect. CR categorical random effect in GLMMsa Included in the analysis of field-only data set

928 Plant Ecol (2011) 212:923–944

123

flexible beta linkage (b = -0.25) with Sorensen

distance (McCune and Grace 2002). The pruning

point of the dendrogram was determined from the

average P value (McCune and Grace 2002) calcu-

lated after indicator species analysis (INSPAN:

Dufrene and Legendre 1997) and the number of

significant indicators tested with the Monte Carlo test

(1000 permutations, P \ 0.05). These analyses were

done in PC-ORD version 4 software (MjM Software,

Gleneden Beach, OR). Differences in vegetation

openness and vegetation height among vegetation

types were compared by the Steel–Dwass test.

Results

We found 955 seedlings of 42 species (35 zoochor-

ous) at the 11 sites (Table 5 in appendix): 191

seedlings of 22 species in the abandoned fields

(n = 227) and 764 seedlings of 37 species in the

forests (n = 192). This contrasting pattern of seed-

ling establishment between forests and fields was also

seen in species richness with distance from the forest

edge. Figure 2 shows abundant seedling presence in

the forest interior, a reduction near the border, and

scarcity in the fields.

According to the results of GLMMs (Tables 6, 7,

and 8 in appendix), the deviance explained by the

fixed effects in the selected 50 models for all ten

response variables ranged from 7.5 to 38.8% for the

forest–field data set, 3.1 to 24.8% for the field-only

data set, and 2.3 to 12.2% for the forest interior

dataset. As shown in Table 3, which summarizes

the best-fitted model for each response variable in the

three habitat units, the forest–field data set gave the

best fit, and the forest interior data set gave the worst.

In the field-only data set, responses of deciduous tree

seedlings and tree seedlings dispersed by ingestion to

the explanatory variables were poor. In the forest

interior data set, responses of numbers of all tree

seedlings, evergreen tree seedlings, and tree seedlings

dispersed by hoarding showed better correlations

with the fixed effects among the ten response

variables.

The GLMMs for the forest–field dataset selected

vegetation openness or distance from the forest edge

in all five competing models of all ten analyses

(Table 6 in appendix). Vegetation height and soil

salinity were selected in some competing models of

all response variables; however, their contribution to

model improvement was slight.

The GLMMs for all tree seedlings and evergreen

tree seedlings in the field-only dataset selected

vegetation openness in all competing models (Table

7 in appendix). All competing models of the number

of tree seedlings and evergreen tree seedlings

selected vegetation height. Distance from forest edge

was selected in four out of five competing models of

evergreen tree seedlings and number of tree seedlings

dispersed by hoarding. Soil salinity was selected in

all five competing models of the number of tree

seedlings dispersed by hoarding. Period of abandon-

ment was the least selected variable.

The GLMMs for the forest interior dataset selected

vegetation height in all competing models of the

better-fitted response variables: numbers of tree

seedlings, evergreen tree seedlings, and tree seedlings

dispersed by hoarding (Table 8 in appendix). Dis-

tance from forest edge was selected in four out of five

competing models for the same response variables.

Vegetation openness and soil salinity were also

selected in some models, but their contribution was

weak.

Whether the coefficient of each parameter was

negative or positive was nearly consistent among

vegetation openness, distance from forest edge, and

vegetation height. The coefficient of vegetation

openness was positive in most models. Those of

vegetation height and distance from the forest edge

were negative in most models. Those of soil salinity

and period of abandonment were not consistent

among models.

By hierarchical clustering and pruning based on

average P value and the number of significant

indicators, the field vegetation was divided into six

types (Table 4), each characterized by indicators as

follows: I, dominated by P. chino; II, dominated by

Pueraria lobata and Humulus japonicus and lacking

dominant herbs; III, dominated by P. lobata and

H. japonicus in the liana layer; IV, dominated by

grasses and Solidago altissima; V, dominated by

Trichosanthes cucumeroides in the liana layer; and

VI, dominated by S. altissima. Comparison of the

stand parameters among the six types indicated that

dense liana dominance (types III, V) led to the lowest

vegetation openness and vegetation height (Fig. 3).

Monodominance of P. chino led to the second lowest

Plant Ecol (2011) 212:923–944 929

123

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930 Plant Ecol (2011) 212:923–944

123

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Plant Ecol (2011) 212:923–944 931

123

vegetation openness and the tallest vegetation height.

Grass and S. altissima dominance left larger vegeta-

tion openness.

Discussion

Irrespective of habitat, the best-fitted models selected

vegetation openness as a positive parameter (Table 3).

Evergreen trees are shade tolerant and form the main

components of the local climax forest community in

the study region (Kira 1991; Fukushima 2005). The

GLMMs suggested a positive response of evergreen

tree seedlings to greater vegetation openness in the

forest–field and field-only data. This result indicates

that dense vegetation on the abandoned fields pre-

vented light penetration to the soil and limited tree

seedling establishment. On the other hand, the GLMM

of the number of evergreen tree seedlings in the forest

interior showed weaker influence of vegetation open-

ness. This result suggests that the light environments

under the forest canopy at our sites were relatively

homogeneous and not as influential on the shade-

tolerant evergreen seedlings as in some abandoned

fields. Many different functional groups are composed

of competitive plants which hinder regionally typical

reforestation (Royo and Carson 2006; Young and

Peffer 2010). In the biotically complex tropics, the

invasion of competitive plants into an abandoned field

Table 4 Indicator values (IVs) of significant indicator species

in quadrats in abandoned fields (n = 227)

Vegetation type I II III IV V VI P value

No. quadrats 63 9 61 40 12 42

Significant indicator species

Liana layer

Wisteria floribunda 8 17 0 0 0 0 0.030

Pueraria lobata 1 0 62 2 17 0 0.001

Humulus japonicus 0 0 46 0 0 0 0.001

Amphicarpaea bracteata 0 0 0 16 0 2 0.022

Glycine max 0 0 0 14 0 0 0.023

Trichosanthescucumeroides

0 0 0 3 84 0 0.001

Paederia scandens 0 1 0 9 0 28 0.002

Herb layer

Pleioblastus chino 62 1 11 1 10 0 0.001

Pueraria lobata 0 56 0 0 0 0 0.001

Humulus japonicus 0 55 0 0 0 0 0.001

Phytolacca americana 0 20 0 0 0 0 0.003

Miscanthus sinensis 0 0 0 26 0 0 0.003

Imperata cylindrica 0 0 0 14 0 0 0.025

Broussonetia kazinoki 0 0 3 0 23 0 0.007

Solidago altissima 0 0 3 23 1 68 0.001

Lespedeza cuneata 0 0 0 0 0 10 0.027

IV is percentage of vegetation type difference based on relative

abundance and relative frequency of species. Six vegetation types

were classified by hierarchical clustering pruned on the basis of

average P values and the number of significant indicators

IV in bold indicates which vegetation type is represented by the

species listed

Fig. 3 Box and whisker plots of a vegetation openness and

b vegetation height of the six types of quadrat vegetation:

I, dominated by P. chino; II, dominated by P. lobata and

H. japonicus and lacking dominant herbs; III, dominated by

P. lobata and H. japonicus in the liana layer; IV, dominated by

grasses and S. altissima; V, dominated by T. cucumeroides in

the liana layer; and VI, dominated by S. altissima. Differentletters indicate significant difference between pairs of param-

eters (Steel–Dwass test, P \ 0.05)

932 Plant Ecol (2011) 212:923–944

123

hindered reforestation (Cramer et al. 2008). In our

fields, the dominance of vines, such as P. lobata,

H. japonicus, and T. cucumeroides, and a dwarf

bamboo, P. chino, corresponded to lower vegetation

openness (Table 4, Fig. 3). Among them, P. lobata

and P. chino, which expand by clonal growth, are

prevalent across the study region. Young and Peffer

(2010) also cited P. lobata and dwarf bamboos (genus

Sasa) as competitive plants hindering reforestation. In

forest ecosystems, Sasa severely inhibits tree seedling

survival by shading and gives herbivores safe foraging

sites under its dense evergreen culms (Ida and

Nakagoshi 1996; Iida 2004; Ito and Hino 2005;

Maruyama et al. 2004; Narukawa and Yamamoto

2002; Wada 1993). Similarly, P. chino in forests and

mowed grasslands (Kobayashi et al. 1998, 1999) and

P. lobata on a road embankment (Hoshiko 1999)

competitively affected plant species diversity or the

reforestation pathway. These results suggest that the

dominance of competitive native plants may limit

seedling establishment in abandoned fields as well as

in other habitats.

Vegetation height (as well as vegetation openness)

seemed to reflect a limitation on tree seedling

establishment because the parameter estimated by

the GLMMs was negative in most models. Its

contribution to model improvement was highest in

the three better-fitted response variables of forest

interior data (numbers of all tree seedlings, evergreen

seedlings, and seedlings dispersed by hoarding).

Vegetation height of forest floor quadrats was weakly

and positively correlated with distance from forest

edge (Spearman’s rho = 0.31, P \ 0.001). This

result indicates that the edge environment made the

forest floor vegetation taller and limited the estab-

lishment of the above tree seedlings. Previous studies

stated that the condition of adjacent vegetation

strongly influenced the seedling population at the

forest edge (reviewed by Harper et al. 2005).

Cadenasso and Pickett (2000) revealed that seedling

damage by voles was greater in intact edge vegetation

than in thinned edge plots. The limitation of seedling

establishment by taller understory vegetation at the

forest edge at our sites may have a similar origin and

be explained by the influence of the adjacent

abandoned field vegetation. In part, the presence of

the clonal dwarf bamboo P. chino across the forest–

field ecotone causes an edge–field interaction. Mono-

dominant tall culms of the dwarf bamboo on the

abandoned fields at sites 1, 3, and 5 probably

contributed a higher culm density and taller culm

presence at the edges than in the forest interior

because dwarf bamboo culms at open sites translocate

carbon to ramets in adjacent shaded habitats (Saitoh

et al. 2002).

In the forest–field data, most competing models

indicated a negative effect of distance from the forest

edge on all measures of seedling establishment

(Table 6 in appendix). Seedling number and species

richness were higher in the forest interior than within

the fields (Fig. 2). The selection of distance from the

forest edge in most models of the forest–field dataset

may reflect the contrasting suitability of seedling

establishment along the transects. Yet in the field-

only data, models of the number and richness of

evergreen tree seedlings and of the number of tree

seedlings dispersed by hoarding gave a better corre-

lation with distance from the forest edge (Table 3). In

contrast, a poor fit of the explanatory variables to

seedlings dispersed by ingestion suggests that the

transect scale is too small and the chance of seed

dispersal from adjacent forests by birds is almost the

same across each field. The dispersal of zoochorous

species in forest and urban ecosystems was highest

near seed sources and decreased with increasing

distance (Iida 2004; Komuro and Koike 2005); and

acorns of Q. serrata were found within 45 m of the

mother trees (Iida 2004). Our transects reached 30 m

from the forest edge. If seed dispersal from the forest

to the field is similar to that in forests, then more

seeds would land closer to the forest edge, especially

those of zoochorous species such as oaks. Therefore,

the effects of distance from the forest edge on

seedling establishment seen in the field-only dataset

might reflect seed input abundance because more

than half of the evergreen tree seedlings in fields were

Q. myrsinaefolia (28/49) and all tree seedlings

dispersed by hoarding belonged to the Fagaceae

(Table 5 in appendix). However, the behavior of

mice, the main acorn dispersers, differed among

structurally different vegetation patches (Wada

1993). A precise understanding of their behavior in

non-canopy abandoned fields would be important for

clarifying the dispersal of acorns. In addition, the

much lower seedling establishment in the fields might

also imply the effects of microsite limitations, for

example, the intensity of herbivory by insects and

mammals, which varied across different vegetation

Plant Ecol (2011) 212:923–944 933

123

patches (Cadenasso and Pickett 2000; Louda 1989;

Meiners et al. 2000). Here, the effects of seed and

microsite limitations with distance from the forest

edge were not distinguishable because of the lack of

direct observation of seed input and herbivory.

Therefore, seed input and herbivory of seeds and

seedlings in forest-field ecotones must be monitored

to reveal the mechanisms underlying the distance-

dependent limitations.

The effect of soil salinity on the seedlings was less

obvious among the explanatory variables except in

the number of tree seedlings dispersed by hoarding in

field-only data. The result suggests that the soil

salinity detected at our sites does not greatly influ-

ence the pattern of tree seedling recruitment. From a

physiological perspective, excess soil nutrients some-

times harm tree seedlings; for example, nitrate

reduced the survival of tree seedlings (Catovsky

and Bazzaz 2002; Mandak and Pysek 2001), and

phosphate reduced plant biomass (Standish et al.

2007b). The negative influence of higher soil salinity

on the tree seedlings dispersed by hoarding in the

field-only data may indicate a direct negative effect

of soil nutrient status on their establishment in the

abandoned fields. In addition, in the northern USA,

soil nutrient status influenced the pattern or rate of

succession (Gleeson and Tilman 1990; Inouye et al.

1987; Inouye and Tilman 1988). Therefore, if soil

salinity strongly influences the community assem-

blage after abandonment in our study region, its

indirect contribution to limiting the success of tree

seedling establishment by altering the revegetation

pathway cannot be ignored. These direct and indirect

effects of soil status need to be experimentally

examined to elucidate the soil-related pattern of

evergreen tree seedling establishment at our sites.

Diverse trajectories of vegetation development in

abandoned fields were recently recognized (Cramer

et al. 2008; Hobbs and Cramer 2007; Standish et al.

2007a). The diversity was proposed to be due to past

agricultural activities, which altered biotic and abi-

otic conditions. Our analyses show that some fields

abandoned for several decades still have few seed-

lings, and that time since abandonment was not

correlated well with the establishment of tree seed-

lings in the fields (Table 3). The main causes of the

slow seedling establishment seem to be the domi-

nance of competitive natives and the distance from

the seed source.

The effect of distance from the seed source needs

further study to clarify the relative importance of seed

limitations and microsite limitations, including her-

bivory intensity, which may vary across forest–field

ecotones. However, the association between vegeta-

tion openness and seedling emergence indicates that

using active restoration measures to control compe-

tition is essential for quick reforestation in the study

region. The effectiveness of other active reforestation

measures, such as seed broadcasting, seedling trans-

planting, and herbivory control, are still unclear and

therefore need further study. Moreover, our results

imply the importance of both field management and

the management of field edges and adjacent vegeta-

tion because clonal plants, such as dwarf bamboo,

and woody vines will invade newly abandoned

farmland from adjacent land. In addition, some

seedlings at the forest edge seemed to suffer from

more severe limitations than those in the forest

interior. This growth depression may be partly caused

by the regeneration of vegetation in the adjacent

abandoned field. Therefore, management of aban-

doned fields and adjacent vegetation is important for

the success of tree seedling establishment and

reforestation in forest–field ecotones.

Acknowledgments We thank H. Yamaguchi and T. Ara of

the experimental farm management division of NIAES for their

support in the field surveys.

Appendix

See Tables 5, 6, 7, and 8.

934 Plant Ecol (2011) 212:923–944

123

Ta

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Plant Ecol (2011) 212:923–944 935

123

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936 Plant Ecol (2011) 212:923–944

123

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Plant Ecol (2011) 212:923–944 937

123

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938 Plant Ecol (2011) 212:923–944

123

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Plant Ecol (2011) 212:923–944 939

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940 Plant Ecol (2011) 212:923–944

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Plant Ecol (2011) 212:923–944 941

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942 Plant Ecol (2011) 212:923–944

123

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