×
+ All Categories
Log in
English
Français
Español
Deutsch
The top documents tagged [exempted transactions]
Home >
exempted transactions
Raising Capital
1.412 views
Securities Act Secondary Distributions Insider resales - §2(a)(11) Broker as underwriter –“offers or sells for issuer icw the distribution” –"issuer" includes.
218 views
Securities Act Registration Exemptions Section 4(2) Nine big words “qualified investors” –“sophistication” plus –“access to information” (last updated.
215 views
Securities Act Secondary Market Transactions Rule 144 Coverage –Insiders resales (“affiliates”) –Non-insider resales (“restricted shares”) –Brokers facilitating.
218 views
Securities Act Secondary Distributions Rule 144A Coverage –Resales of “restricted shares” –Offers/sales only to “qualified institutional buyers” –Brokers.
221 views
Securities Act Secondary Distributions
33 views
Securities Act Secondary Distributions Who is “underwriter”? §2(a)(11) “purchase … with view to … the distribution” –come to rest –distribution vs. market.
218 views
Takeover Code 2011
218 views
Securities Act Registration Exemptions
27 views