Compliance Challenge

Post on 23-Feb-2016

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Compliance Challenge. Group 2. Meet Group 2. Before we begin discussing the challenge, we thought it only proper to introduce ourselves. Meet Group 2. JOHN Brooks. Meet Group 2. DARYL Verstreate. Meet Group 2. CLIFFORD McFarren & CASSANDRA Gould. Meet Group 2. JOHN Lanci. - PowerPoint PPT Presentation

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Compliance Challenge

Group 2

Before we begin discussing the challenge, we thought it only proper to introduce ourselves.

Meet Group 2

Meet Group 2

JOHN Brooks

Meet Group 2

DARYL Verstrea

te

Meet Group 2

CLIFFORD McFarren & CASSANDRA Gould

Meet Group 2

JOHNLanci

Meet Group 2

RICHARDGarvey

Meet Group 2

RICK Homuth

Meet Group 2

CHARLIEEllis

Meet Group 2

DAVIDParliman

Meet Group 2

BOBStronach

It all began when post members complained about who’s handling the bell jar…

…namely, Auxiliary and SAL bartenders.

Back to the Challenge…

Pretty Boy Sal from the Sons of the American Legion likes to volunteer as a bartender.

The Bartenders

Pretty Boy Sal from the Sons of the American Legion likes to volunteer as a bartender.

The Bartenders

Pretty Boy Sal from the Sons of the American Legion likes to volunteer as a bartender.

The Bartenders

Lady Richard from the Auxiliary Unit also likes to volunteer as a bartender.

The Bartenders

Lady Richard from the Auxiliary Unit also likes to volunteer as a bartender.

She gets more tips than anybody.

The Bartenders

Lady Richard from the Auxiliary Unit also likes to volunteer as a bartender.

She gets more tips than anybody.

Pretty Boy and Lady also bring a lot of $$$ to the post by selling games of chance.

The Bartenders

The Complaint

Legionnaires are calm & rational, never pointing fingers !

The Post Compliance Officer takes her reponsibilities seriously.

Compliance Officer

The Post Compliance Officer takes her reponsibilities seriously.

She wants to protect the Post and the American Legion.

Compliance Officer

The Post Compliance Officer takes her reponsibilities seriously.

She wants to protect the Post and the American Legion.

She wants strict compliance !

Compliance Officer

The Post Compliance Officer takes her reponsibilities seriously.

She wants to protect the Post and the American Legion.

She wants strict compliance !

(By the way, she also has no friends.)

Compliance Officer

Compliance Officer

YOUWILL

COMPLY!

Resistance is futile !

The House and Bell Jar chairs think it’s foolish to follow “strict” compliance.

You got to be kidding

The House and Bell Jar chairs think it’s foolish to follow “strict” compliance.

They’ll lose business… especially to that OTHER legion post known for “liberal” interpretations of compliance.

You got to be kidding

Bell Jar Chairman

Business is good ! Get lost, compliance officer !

One member of our group had a quick solution to the dispute…

Solution # 1

One member of our group had a quick solution to the dispute…

Solution # 1

Close the post and go to that ‘liberal’ post!

Just kidding !

Since the compliance officer determines the compliance, and wants it enforced…

Call out the cavalry!

Since the compliance officer determines the compliance, and wants it enforced…

We’ve got to get the post commander and executive board involved.

Call out the cavalry!

Since the compliance officer determines the compliance, and wants it enforced…

We’ve got to get the post commander and executive board involved.

How can we resolve this dispute without losing such dedicated appointed officers ?

Call out the cavalry!

Since the compliance officer determines the compliance, and wants it enforced…

We’ve got to get the post commander and executive board involved.

How can we resolve this dispute without losing such dedicated appointed officers ?

Can this dispute be turned into a positive learning experience ? Even unifying?

Call out the cavalry!

We assemble the executive board and the affected parties…

Communicate! Communicate!

We assemble the executive board and the affected parties…

Not to hit people over the head…

Communicate! Communicate!

We assemble the executive board and the affected parties…

Not to hit people over the head…

But to discuss the issues and the risk management involved.

Communicate! Communicate!

Communicate!

The meeting begins on a hopeful note.

Communicate!

The dispute is discussed in a respectful manner… as

legionnaires are always wont to do.

The executive board does a risk assessment with all the parties…

Communicate !

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

Communicate !

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

…being fined.

Communicate !

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

…being fined. …losing its license.

Communicate !

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

…being fined. …losing its license. …bad publicity and a black-eye image.

Communicate !

A decision is reached…for the good of the Legion.

For the good of the Legion

A decision is reached…for the good of the Legion.

No bartenders without a gaming license will be permitted to handle the Bell Jar.

For the good of the Legion

A decision is reached…for the good of the Legion.

No bartenders without a gaming license will be permitted to handle the Bell Jar.

The post will advise S.A.L. and the Auxiliary how to get their volunteers on a gaming license.

For the good of the Legion

For the good of the Legion

Everyone shakes hands … for the good of the Legion.

The challenge question also wondered what action, if any, should be taken regarding the neighboring post with its “liberal” compliance policy…

For the good of the Legion

The challenge question also wondered what action, if any, should be taken regarding the neighboring post with its “liberal” compliance policy…

Some thought we should mind our own business and be concerned about our own post…

For the good of the Legion

The challenge question also wondered what action, if any, should be taken regarding the neighboring post with its “liberal” compliance policy…

Some thought we should mind our own business and be concerned about our own post…

While others recommended that our post commander contact the other post commander to say that he just wanted to give him a heads up that people are talking about his post’s compliance.

For the good of the Legion

Group 2 wishes to thank the dean and faculty of Legion College for providing a stimulating, educational experience.

Thank you!

Thank you !

Thank you !

Thank you !

Thank you !

Thank you !

Thank you !

Thank you !

Thank you !

Thank you !

Thank you !

Leaving you with a smile