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DATA-DRIVEN POLICY ANALYSIS AND INNOVATION
IN EDUCATION: AN OECD PERSPECTIVE
Carlos González-Sancho
OECD Directorate for Education and Skills
Centre for Educational Research and Innovation (CERI)
25 October 2018
Dushanbe, Republic of Tajikistan
CENTRAL ASIA SYMPOSIUM ON ICT IN EDUCATION 2018
Strengthening Education Management Information Systems
to monitor SDG4
Outline
1. Role of data for education policy planning and evaluation
OECD work on SDG 4 monitoring
Some examples of analysis with PISA data
2. Longitudinal information systems in education in OECD countries: current state and future directions
Insights from the OECD/CERI survey of information systems
A typology: four model approaches to using longitudinal systems
Some challenges
Key messages
OECD is strongly engaged in 2030 Agenda and SDG 4 monitoring
Education SDG architecture, TCGs, reporting, data collection, capacity building
EMIS development should enable a wider range of uses of education data
From statistical reporting and evaluation, to research and innovation for improvement
Requires enhancing the capacities of information systems, most importantly with
student longitudinal identifiers, new types of data and more flexible access
Longitudinal education information systems in OECD countries provide
examples of what is possible for EMIS going forward
Many good models and solutions can already be found in the education sector
No need to restart from scratch – strong longitudinal information systems can often
be built from legacy systems
OECD role in SGD 4
framework and monitoring
Not all OECD countries are at the same level
when it comes to meeting the SDG 4 targets
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4.a.1.% of studentswith access to
computers andInternet
4.2.2.Enrolment rate
a year beforeprimary entry
age
4.c.7.% of teacherswho received
in-servicetraining
4.7.5.Proficiency of
15-year-olds inscience
4.6.1.Adult
proficiency inliteracy andnumeracy
4.1.1.Proficiency of
15-year-olds inmaths and
reading
4.a.2.% of studentsexperiencing
bullying
4.1.5.Out-of-school
rate
Indicators for which higher values are desirable Indicators for which lower
values are desirable
General overview of selected SDG indicators
OECD’s support for the Education SDG Action
Plan
Leverage OECD indicators and collect
data for the SDG 4 UN database
Joint validator of SDG 4 indicators and advisor
within the SDG 4 framework
Reporter of progress towards SDG 4
SGD lens to education strategies and support for education policy-
making at country level
Some indicators produced and/or with input by OECD teams:
PISA: SDG Target 4.1
Early Learning and Child Well-being Study: SDG Target 4.2
PIAAC: SDG Target 4.6
TALIS: SDG Target 4.c
UOE questionnaires and additional data collections: e.g. on Indicator 4.a.1 on the infrastructure of schools
Collecting data for the UN database (UIS) for OECD and partner countries
About 90% coverage of global indicators currently
1. Leverage OECD data to analyse progress on
SDG4 and collect data for UN database
A common SDG 4 database requires agreement on methodology and sources for calculation of SDG indicators
TCG Working Group 1 on Indicator Development
Provide feedback on relevant indicators, esp. refinement
Examples classified as “requires further development”: 4.3.1; 4.6.3; 4.7.1; 4.7.2; 4.a.2; 4.a.3.
TCG Working Group 3 on Data Reporting, Validation and Dissemination
Terminology document
Data validation package
2. Joint validator of SDG 4 indicators and advisor
within the SDG 4 framework
3. Reporter of progress towards SDG 4
EAG : a vehicle for reporting on SDG 4 on OECD and partner countries, with a dedicated chapter
EAG 2018 focus on equity SDG4 Target 4.5
Dedicated sections in other publications as well
4. Apply SDG lens to OECD education strategies
and policy tools, including capacity building
PISA for Development is enhancing PISA to make it relevant for low-and-middle-income countries
Successful pilot: Bhutan, Cambodia, Ecuador, Guatemala, Honduras, Panama, Paraguay, Senegal and Zambia
Mainstreamed in PISA from 2021 onwards
Assistance to countries in building national assessment and data-collection systems
Peer-to-peer partnerships (e.g. Korea and Cambodia)
Integrate SDG4 and its targets and indicators in on-going and future support for education policy-making at the country level, e.g. country reviews
some examples of analysis
with PISA data
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Level 1a Level 1b
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Level 3 Level 4
Level 5 Level 6
Comparing average system performance:
Students’ proficiency in science
PISA 2015, Figure I.2.15
%
Students at or
above Level 2
Students below
Level 2
Across OECD countries, disadvantaged students are 3 times more likely to not attain baseline
proficiency in science – in France and Singapore, about 4 times
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Comparing the relative strength of the socio-economic
gradient on student performance
PISA 2015, Figure I.6.9
Comparing the variation between and within
schools in student performance (in science)
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OECD average 30%
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Comparing how learning time is associated with
student performance in science
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PISA 2015, Figure II.6.23
longitudinal education information
systems in OECD countries:
current state and future directions
Longitudinal information systems: a general-purpose
technology supporting the innovation ecosystem
Longitudinal systems maintain and link
individual-level data over time, provide
detailed information on students’ learning
outcomes, schooling environments and
demographics; and facilitate access to data
through reporting and analysis tools
Next-generation systems integrate
statistical data with learning management
systems, including banks of digital resources
Data-driven innovation in education:
mainly about transforming information in
actionable knowledge – much more
than a technical issue
The opportunities around longitudinal information
systems in education
Improve efficiency and reduce administrative costs
Creation of a better data infrastructure for educational research
Faster and richer feedback to stakeholders:
New conversations around evidence on the impact of policies and practices
More applications around formative assessment and instruction
Platforms to access and share digital resources to support teachers and
learners – and develop a stronger educational industry
Mobilise practical knowledge - networks of educators and schools with
similar concerns (learning communities)
the OECD/CERI survey of
information systems in education
The OECD/CERI survey on information systems
in education
As of 2016, it covers 67 systems from 32 countries/economies
Australia [3], Austria [2], Belgium [2], Brazil [2], Canada [2], Chile [2], Czech Republic, Estonia, France, Germany, Hungary, India, Israel, Italy, Japan, Korea [2], Lithuania, Mexico, Netherlands [3], New Zealand, Norway [2], Portugal, Slovak Republic [2], Slovenia [2], South Africa, Spain [2], Sweden [2], Turkey, UK [2], US [20]
Administered to systems managers
US state-wide systems: from DQC
Survey sections
1. Goals of the system
2. Data model
3. Coverage and frequency of collection
4. Data linkages
5. Quality processes
6. Access and privacy
7. Comparison possibilities
8. Accountability usage
9. Instructional support, networking facilities and PD
10. Other features
Longitudinal identifiers and linkages
All systems have school-level identifiers, and 4 in 5 can track students longitudinally
Fewer systems provide teacher and course identifiers
Student- and school-level data matched, but teacher and student data linked only by a third of the systems, mainly US
Some cases where link does not exist despite availability of both identifiers
81%
61% 61%
39%
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School ID Longit StudentID
Longit TeacherID
All 3 Longit student-teacher link
Speed of feedback
Timeliness of feedback is a critical condition to maintain data value
Many systems take more than 1 month to make data available, regardless of access rights
– many impose >6 months delays
Cited reasons for delay include data cleaning and anonymization
0%
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Administrator Schoolprincipals
Teachers Parents Students Researchers
Real Time <1 month 1-3 M 4-6 M > 6 M
Many strengths but also areas of improvement for
current information systems in OECD countries
No single model –wide variation in goals, data elements and functionalities enabled
Unique, student longitudinal identifiers are the most critical feature of effective information systems. Linkages to teacher data as well as to data from other agencies (e.g. labour market) would open more possibilities for innovative uses of data
Cover a broader range of student outcomes. Summative and subject-based indicators fall short of capturing the set of skills that students are expected to develop
Access policies remain highly restrictive. Generally open to policy makers and administrators, but not to researchers and educators
Faster feedback is needed. Many take too long to report back and make data available. Feedback delays are at odds with aim of supporting timely decision-making
More user-friendly analysis and visualisation tools needed. Compatible with tiered access policies and important to prevent that valuable data remain underused
Integration with digital educational resources and automated analysis and recommendations will be important features of next-generation systems
a typology of information systems
in education
Current features and uses suggest 4 ideal-types or approaches:
1. Reporting and research data systems
2. E-government data systems
3. School improvement data systems
4. Expert data systems
A typology of information systems in education
1. Reporting and research approach
Statistical and evaluation approach – from the traditional focus on reporting and accountability requirements
Accountability of systems and school performance cards enriched thanks to longitudinal, individual-level data
Reports seek to inform mainly policy makers and the public
In some cases, also designed to develop research capacity about educational issues
Ontario (Canada): Ontario School Information System
(OnSIS)
Examples: Board Interface reports (left) and Ontario Notable Education Trends (right)
Mexico: Sistema Integral de Resultados de las
Evaluaciones (SIRE)
2. e-Government data systems
Inspired by e-government approach promoting automated data integration across government agencies
Takes advantage of data trails generated by the use of digital ID-cards and digital signatures
Major objectives include making administrative processes more efficient (e.g. school transfer, school choice, university application, etc.) and informing resource allocation (e.g. school funds)
Great potential for linkage of education data with data from other sectors (e.g. labour market, taxation, health, etc.)
Estonia: Estonian Education Information System
(EHIS)
Korea: National Education Information System (NEIS)
3. School improvement data systems
Systems designed to support school improvement efforts by putting data in the hands of principals and teachers
Key features include customisable school reports and visualisation tools such as dashboards
Enable new « improvement routines » (data teams, enquiry teams, etc.) and digital communities of practice
Try to provide information at the individual level and with a granularity that makes data more relevant to teachers
England: RAISEonline - now replaced by the new
Analyse School Performance (ASP) system)
Portugal: Escola 360° (E-360°)
4. Expert data systems
Aim to help personalise teaching and learning and to provide real-time feedback to teachers, students and principals
Combine administrative data with process and formative assessment data from learning management systems
Learning analytics and other diagnosis techniques
Allow adjustments in ongoing instruction cycles – vs. end-of-year feedback
Advanced features: links to banks of educational resources, recommendations and networking platforms for teachers
Colorado (US) state-wide longitudinal system and
SchoolView website
some challenges
The interoperability challenge
The data ecosystem is highly fragmented: “silo” systems that cannot
communicate with each other
Legacy systems, designed for specific functions (accounts, registration, VLEs…)
Inconsistent definitions, formats, coding procedures, etc.
Interoperability: capacity to combine and use data from disparate
systems and content platforms with ease, coherence and efficiency
Technical layer: software and connectivity
Semantic layer: data models, consistent definitions and coding rules
European Interoperability Framework (EIF)
The privacy challenge
Greater data integration and increasing involvement of technology and data
service providers raise stakes for privacy protection
Potential harms: profiling and discrimination, commercial uses, etc.
Blurring distinction between personal and non-personal data: more
possibilities for re-identification
Informed consent and over-restrictive access are inefficient solutions
Need to combine data-focused and governance-focused solutions
Anonymization techniques – make re-identification more difficult
Control access and use for legitimate purposes (e.g. research)
Towards a new generation of systems: from statistical
reporting to timely and actionable feedback
Old/current data systems Next-generation systems
Privacy protected by limited access and data redaction
Risk assessment, tiered access, privacy-enabling technologies
Cross-sectional snapshots Longitudinal perspective
Data silos Interoperability
End-of-year feedback “Real time” feedback
Statistical reports Learning analytics and suggestions
Use by administrators mainlyExtended to educators, students, and researchers
Aggregate-level indicators Individual-level indicators
Benchmarking, contextual dataLocal, isolated data points
Carlos González-Sancho
carlos.gonzalez-sancho@oecd.org
OECD Directorate for Education and Skills
http://www.oecd.org/edu
Centre for Educational Research and Innovation (CERI)
http://www.oecd.org/edu/ceri
Thank you for your attention