Representative 2013 Transactions - Sheppard, Mullin, Richter & … · 2014-03-07 · (NASDAQ: PAMT)...

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Snap-on Incorporated (NYSE: SNA) acquisition of

Challenger Lifts, Inc. and Quality Lifts LLC

Crossline Capital sale to

Stonegate Mortgage

New Voice Media UK Limited Series D

Preferred Stock financing

Universal Services of America

sale of an equity interest to

Partners Group

Hecla Mining Company (NYSE: HL)

6.875% Senior Notes due 2021

Diodes Incorporated (NASDAQ: DIOD)

acquisition of BCD Semiconductor

Manufacturing

Bison Capital Partners acquisition of

United Urology Centers LLC and its affiliates

Keolis Transit America, Inc. divestiture of subsidiary to

Transportation America, Inc.

ServiceMesh acquisition by

Computer Sciences Corp. (NYSE: CSC)

MindClick Global, Inc. Series Seed

Preferred Stock financing

TargetSolutions, Inc. sale to

RedVector.com, LLC Relativity Holdings

sale of equity to private investors

Douglas Steel Supply Company

sale and leaseback of real property and

acquisition of H&R Sales, Inc.

Bison Capital Equity Partners

add-on financing of WestStar T.V. Limited

Morley Builders, Inc. repurchase and purchase

of its common stock

WiserCare, Inc. Series Seed Preferred

Stock financing

Millennium Laboratories, Inc.

acquisition of RxAnte, Inc.

Quench, LLC dba DeLeon Tequila

sale to a joint venture between Diageo PLC (LSE: DGE, NYSE: DEO) and Combs

Enterprises, LLC

National Technical Systems, Inc.

(NASDAQ: NTSC) sale to

Aurora Capital Group

Copperweld Bimetallics LLC acquisition of the assets of the CommScope BiMetals®

business of CommScope Holding Company, Inc.

(NASDAQ: COMM)

NGEN Partners advised in connection

with IPO of DIRTT Environmental Solutions

Ltd. (TSX: DRT)

Subsea Global Solutions, LLC

sale of a controlling interest to

Lariat Partners

HealthLoop, Inc. Series A

Preferred Stock financing

LKQ Corporation (NASDAQ: LKQ)

offering of 4.75% Senior Notes due 2023

Equator, LLC sale to

Altisource Portfolio Solutions SA

(NASDAQ: ASPS)

Gyroscope Technologies, Inc.

contribution of assets to Pose Marketplace, Inc.

Ole Smoky Distillery, LLC

equity investment by Centerview Capital

Universal Protection Service, LLC acquisitions of

Thrive Intelligence, Carney Security, Hite Security, The

Budd Group, Boyd and Associates, and Sky Sports

Sunny Optics acquisition of

Meade Instruments Corp. (Nasdaq: MEAD)

Bratton Technologies, Inc.

Series A Preferred Stock

financing

Lexington Acquisition Inc.

acquisition ofCalifornia Art Products Co.

Sanders Industries sale of

Alloy Die Casting Co. to the

Gladstone Companies

Quantum Spatial acquisition of

Watershed Sciences, Inc.

Velo International acquisition of the Didatuan Group

Parametric Sound Corp.(NASDAQ: PAMT)

merger with VTB Holdings, Inc.

(Voyetra Turtle Beach)

Gigamon, Inc. (GIMO)

represented selling stockholders in Initial Public

Offering and follow-on offering

NGEN Partners investments in

Choose Energy, Soraa, Inc., and Solaria

Signet Healthcare Partners

investment in Icon Biosciences

1 East West Limited sale to

Seabury Group LLC

Lakewood IPA, Inc. acquisition by

Tenet California, Inc.

Elcelyx Therapeutics, Inc.

spin-off of assets into

NaZura BioHealth, Inc.

Shyp, Inc. convertible

note financing

Uwanna, Inc. Series A

Preferred Stock financing

Lex Machina, Inc. Series A

Preferred Stock financing

Trojan Battery Company sale to

Charlesbank Capital Partners

New Enterprise Associates

investment in Series A Preferred Shares of Pinetree Group Ltd.

OmniForce acquisition of

Pacific Shoreline Marathon, LLC

SourceCode Technology Holdings, Inc.

purchase of assets from Mint Management

Technologies (Pty) Ltd

CauseForce, Inc. sale of equity interest to

Bregal Partners

Western Digital Corporation

(NASDAQ: WDC) acquisition of Veobit, Inc.

Clessidra SGR S.p.A. acquisition of a majority

stake in Buccellati Holding

Italia S.p.A. (U.S. Counsel)

DB Studios, Inc. sale to

InnerWorkings, Inc. (NASDAQ: IWNK)

Greenlight Financial Services

sale to Nationstar Mortgage LLC

Bactes Imaging Solutions, Inc.

and Related Regional Entities sale to

Sharecare, Inc.

Mux Industries, Inc. dba Ram Board sale of assets to

Garland Industires, Inc.

Proximal Data, Inc.Series B

Preferred Stock financing

Relativity Sports acquisition of Fegan Sports

MobileCause Series 1

Preferred Stock financing

Littlejohn & Co., LLC equity investment in

Gulf Coast Shipyard Group

Universal Protection Service, LLC acquisitions of

Allegiance Security Group, All Phase Security,

Protection Plus Security, and Summit Security

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.

Series D Preferred Stock Financing of

Saladax Biomedical, Inc.

Sanders Industries sale of

Ultracast, LLC to Armstrong Mold

Corporation

PrePlay, Inc. Series B

Preferred Stock financing

Signet Healthcare Partners

and Venrock investment in

Impopharma Inc.

Micro Focus IP Development Limited

acquisition of Orbix, Artix and Orbacus

Software product lines from Progress Software Corporation

Gold Tip, LLC sale to

Bushnell Inc.

EndoSee Corporation Series B

Preferred Stock financing

San Diego Gas & Electric Company

sale of 2 segments of Wireless Communication

Spectrum to AT&T Mobility Spectrum LLC

NGEN Partners repurchase of

Greengate Power Company’s securities

Guaranty Bank sale of

Shelter Mortgage to

CIVC Partners LP

McDonnell Investment Management, LLC

(now MIM Liquidation, LLC) sale to

Natixis Global Asset Management, L.P.

Kuai Di Dache(Travice Inc.) acquisition of

DaHuangFeng

loanDepot.com, LLCacquisition of the

mortgage operations of imortgage.com, Inc.

GenCorp Inc. (NYSE: GY) acquisition

of Pratt & Whitney’s Rocketdyne business

from United Technologies Corporation (NYSE: UTX)

EBD Group AG, EBD Group GmbH

and European Business Development Group, Inc.

sale to Informa plc (LSE: INF)

GNW-Evergreen Insurance

Services, LLC sale to a subsidiary of Hub International Ltd.

Ondot Series B

Preferred Stock financing and

follow-on financing

mFoundry, Inc. acquisition by

Fidelity National Information Services

(NYSE: FIS)

JAFCO Life Science Series C Preferred

Stock financing of Eagle Pharmaceuticals, Inc.

Alibaba Groupinvestments in AutoNavi

Holdings Ltd.,Shoprunner, Inc. and TutorGroup Holding

Representative 2013 Transactions

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