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2018-03-14 ServiceCatalog v1.0x-PDFVersion work · 2018. 3. 14. · 14 March 2018 Ver. 1.0 Global...

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Global Legal Entity Identifier Foundation SERVICE CATALOG 14 March 2018 Ver. 1.0
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  • Global Legal Entity Identifier Foundation

    SERVICE CATALOG

    14March2018

    Ver.1.0

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    LEIDataServices LEIDataServicesLEISearch CheckforDuplicatesConcatenatedFiles UploadLEI&LE-RDfilesChallengeLEIDataManageDataQuality LifecycleServicesLEILook-upAPI AccreditationCodeLists AnnualAccreditationVerificationGoldenCopyFiles

    SupportingServicesInformationServices ProvideLOUCommunicationsPortal

    LEIBusinessStatisticsGLEIFServiceReportingServiceDeskRegulatoryUseoftheLEIStandardsfortheGlobalLEISystem(GLEIS)EmailNotificationsonTechnicalUpdates

    CommunicationsServicesSocialMediaVideos&PodcastsPressOffice&MediaThirdPartyEvents

    PublicServices PartnershipProgramServices

    GlobalLegalEntityIdentifierFoundation-ServiceCatalog-

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    LEISearchLabel AttributesName LEISearch

    TagLine SearchforLEIsandcorrespondinglegalentityreferencedata(LE-RD)viaaninterfaceanddisplayanddownloadtheresultset.

    Description

    Thesearchfunctionalityallowstosearchby-LEIcode-KeywordswithinLE-RD-KeywordsandrangequerieswithinspecificfieldsofLE-RD

    TheresultsetreturnedfromasearchcanbedownloadedasXML(CommonDataFileFormat),Excel,CSVandjsonfiles.

    ServiceVersion v1.0ServiceTarget Availability:GLEIFWebSitetarget=99.9%

    WebSite WebSitepath:GLEIF>GlobalLEIIndex>LEISearchLink:https://www.gleif.org/en/lei/search

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    ConcatenatedFilesLabel AttributesName ConcatenatedFiles

    TagLine GLEIFpublishestheupdatedGLEIFConcatenatedFilesdailyasaresultoftheconcatenationofindividualfilesuploadedbytheLEIissuingorganizations.

    Description

    ViaaninterfacetheLEIissuingorganizationsarerequiredtouploadtheLEIandlegalentityreferencedata(LE-RD)filestotheGlobalLEIRepositorydaily.ThefilescontainallLEIsissuedtolegalentititesandrelatedLEIreferencedata.DataisrepresentedintheCommonDataFileFormat.DetailswillbeclarifiedinImplementationNotes.

    GLEIFaggregatesallfilesfromallLEIissuersandpublishesdailytheupdatedGLEIFConcatenatedFiles.ServiceVersion v1.0

    ServiceTargetAvailability:GLEIFWebSitetarget=99.9%ProcessingTime:updatedGLEIFConcatenatedfileavailablefrom12:00UTC+0eachcalendarday(i.e.alsoweekends,holidaysetc.).

    WebSite WebSitepath:GLEIF>LEIData>GLEIFConcatenatedFileLink:https://www.gleif.org/en/lei-data/gleif-concatenated-file/download-the-concatenated-file#

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    ChallengeLEIDataLabel AttributesName ChallengeLEIDataTagLine ChallengethedataofanyLEIandlegalentityreferencedata(LE-RD)oftheGlobalLEIRepositoryontheGLEIFwebsite.

    Description

    GLEIFprovidesamechanismforanythirdpartytochallengethedataofanyLEIandLE-RDoftheGlobalLEIRepository.AdatachallengethatissubmittedforaspecificLEI(orLE-RD)willbeforwardedtothecorrespondingmanagingLEIissuer.TheactualresolutionofdatachallengesisaserviceprovidedbytheLEIissuer.

    Differentchallengescanbesubmitted,whichthechallengingusermustspecifyalongsideanoptionalcomment.Theavailabletypesare-Entitydetails-Address-Registrationdetails

    ServiceVersion v1.0

    ServiceTarget Availability:GLEIFWebSitetarget=99.9%TimefortheLOUtomanagethechallenge:10Days

    WebSite WebSitepath:GLEIF>LEIData>ChallengeLEIDataLink:https://www.gleif.org/en/lei-data/challenge-lei-data

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    ManageDataQualityLabel AttributesName ManageDataQualityTagLine MonitoringandensuringhighLEIdataquality.

    Description

    GLEIFisresponsibleformonitoringandensuringhighLEIdataquality.IncooperationwithitspartnersintheGlobalLEISystem,GLEIFfocusesonfurtheroptimizingthequality,reliabilityandusabilityofLEIdataempoweringmarketparticipantstobenefitfromthewealthofinformationavailablewiththeLEIpopulation.GLEIFmakesavailablethefollowingmonthlydataqualityreports:-GlobalLEIDataQualityReports:ThesereportsdemonstratetheoveralllevelofdataqualityachievedintheGlobalLEISystem.-LEIIssuerDataQualityReports:ThesereportsanalyzethelevelofdataqualityachievedbytheindividualLEIissuingorganizations.

    TheGLEIFdataqualitymanagementprogramensuresthattheLEIremainstheindustrystandardbestsuitedtoprovidingopenandreliabledataforuniquelegalentityidentificationmanagement.

    ServiceVersion v1.0

    ServiceTarget Availability:GLEIFWebSitetarget=99.9%UpdateFrequencyfordataqualityreports:Monthly

    WebSite

    -DataQualityManagementWebSitepath:GLEIF>LEIData>GLEIFDataQualityManagementLink:https://www.gleif.org/en/lei-data/gleif-data-quality-management

    -GlobalLEIDataQualityWebSitepath:GLEIF>LEIData>GLEIFDataQualityManagement>AbouttheDataQualityReports>DownloadGlobalLEIDataQualityReportLink:https://www.gleif.org/en/lei-data/gleif-data-quality-management/about-the-data-quality-reports/download-data-quality-reports

    -LEIIssuerDataQualityWebSitepath:GLEIF>LEIData>GLEIFDataQualityManagement>AbouttheDataQualityReports>DownloadLEIIssuerDataQualityReportsLink:https://test5.gleif.org/en/lei-data/gleif-data-quality-management/about-the-data-quality-reports/download-lei-issuer-data-quality-reports

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    LEILook-upAPILabel AttributesName LEILook-upAPITagLine APItodirectlyaccessthecompleteLEIdatapoolinrealtime

    Description TheLEILook-upAPIprovidesdeveloperswiththeopportunitytodirectlyaccessthecompleteLEIdatapoolinrealtimeandtoperformon-demandchecksforchangestospecificLEIrecordsinaconvenient,easy-to-readformat.

    ServiceVersion v1.0

    ServiceTarget Availability:97.7%ProcessingTime:<1sec

    WebSite WebSitepath:GLEIF>LEIData>GLEIFLEILook-upAPILink:https://www.gleif.org/en/lei-data/gleif-lei-look-up-api/access-the-api

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    CodeListsLabel AttributesName CodeListsTagLine MaintaincodelistsreferencedinCommonDataFileFormats

    Description

    ThisserviceprovidesastandardprocessforidentifyingandincorporatingupdatestocodelistsintheCommonDataFile(CDF)formats.ExamplesofcodelistsincludetheregistrationauthoritylistreferencedfortheRegistrationAuthorityandValidationAuthorityfieldsofLEICDFfileformatandtheRelationshipTypefieldreferencedintheRelationshipRecordCDFfileformat.

    ServiceVersion v1.0ServiceTarget Availability:GLEIFWebSitetarget=99.9%

    WebSite

    -RegistrationAuthoritiesListWebSitepath:GLEIF>AboutLEI>GLEIFRegistrationAuthoritiesListLink:https://www.gleif.org/en/about-lei/gleif-registration-authorities-list

    -ISO20275:EntityLegalFormsCodeListWebSitepath:GLEIF>AboutLEI>ISO20275:EntityLegalFormsCodeListLink:https://www.gleif.org/en/about-lei/iso-20275-entity-legal-forms-code-list

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    GoldenCopyFilesLabel AttributesName GoldenCopyFiles

    TagLine TheGoldenCopyFiles,inadditiontotheGLEIFConcatenatedFiles,provideadistinctmeanstoaccess,andexploretheinformationincludedwithin,theGlobalLEIIndex.

    Description

    TheGoldenCopyFiles,togetherwiththedeltafiles,providefrequentlyupdated(threetimesdaily)informationonLEIsandrelatedreferencedatainaready-to-useformatthatensures:-Datadoesnotcontaintechnicalduplicates.-AllLEIseverpublishedinaGLEIFGoldenCopyFileversion,aswellasallnewLEIspublishedbytheLEIissuerssincethepreviousreleaseofaGoldenCopyFile,areincludedinthefile.-Enrichedreferencedataprovidesdeeperinsightintotheglobalmarketplace.

    ServiceVersion 1.0

    ServiceTarget Availability:99.9%(upto25parallelusers)UpdateFrequency:3timesaday(0:00,8:00,16:00UTC)

    WebSite WebSitepath:GLEIF>LEIData>PreviewofGLEIFGoldenCopyandDeltaFilesLink:https://www.gleif.org/en/lei-data/gleif-golden-copy/download-the-golden-copy#/

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    LEIBusinessStatisticsLabel AttributesName LEIBusinessStatisticsTagLine Accessfigures,statisticsandgraphsontheglobalLEIpopulation.

    Description

    Thisservicemakesavailablethroughwww.gleif.orgwebsitekeyfacts,figuresandstatisticsontheglobalLEIpopulationviainteractivegraphs.TheyprovideinformationonthecharacteristicsoftheLEIsissuedtodate.TheusermaychoosetovieweachgraphicforallLEIsissuedorforvalidatedLEIsforoperatingentities.Clickoneachgraphic,orselect'displaytype'forfurtherdetail.TheserviceoffersthepossibilitytodownloadthedataassociatedwitheachgraphicinCSVformat.ThisservicealsomakesavailabletheGlobalLEISystemBusinessReportthatispublishedquarterly,whichhighlightkeydevelopmentsrelevanttotheadoptionoftheLegalEntityIdentifier(LEI).Specifically,thereportsassessannualgrowthandrenewalexpectations,evaluatethelevelofcompetitionbetweenLEIissuingorganizationsoperatingintheGlobalLEISystemandanalyzeLEIrenewalratesandreferencedatacorroboration.

    ServiceVersion v1.0

    ServiceTarget

    Availability:GLEIFWebSitetarget=99.9%UpdateFrequency:-MonthlyforLEIStatistics-QuarterlyforGlobalLEIsystemBusinesReports

    WebSite

    -LEIStatisticsWebSitepath:GLEIF>LEIData>GlobalLEIIndex>LEIStatisticsLink:https://www.gleif.org/en/lei-data/global-lei-index/lei-statistics

    -DownloadGlobalLEISystemBusinessReportWebSitepath:GLEIF>LEIData>GlobalLEIIndex>DownloadGlobalLEISystemBusinessReportsLink:https://www.gleif.org/en/lei-data/global-lei-index/download-global-lei-system-business-reports/

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    GLEIFServiceReportingLabel AttributesName GLEIFServiceReportingTagLine Accessserviceperformancereports,statisticsandactualdatathatresultfromGLEIFservices.

    Description

    GLEIFiscommittedtoensuringtransparencyonitsperformancewithregardtotheservicesitprovides.Wetherefore,makeavailablefordownloadmonthlyservicereportsevaluatingoverallGLEIFperformance.Inaddition,wepublishdailyindicatorsontheavailabilityofGLEIFservices.

    TheGLEIFservicereportispublishedmonthlyonthe10thbusinessdayofthemonth.Historicalmonthlyreportsarealsoavailablefordownloadingaspdfsinthesamepage.DailyServiceAvailabilityprovidesrealtimeavailabilityonservicesdeliveredbyGLEIF.Bydisplayingtrafficlightsindicators(greenorred),actualstatusoftheservicescanbecheckedonline.

    ServiceVersion v1.0

    ServiceTarget

    Availability:GLEIFWebSitetarget=99.9%UpdateFrequency:-MonthlyforGLEIFServicereport:onthe10thbusinessdayofthemonth-DailyServiceAvailability:everyminute

    WebSite

    -ServiceAvailabilityWebSitepath:GLEIF>AboutGLEIF>GLEIFServicePerformance>DailyServiceAvailabilityLink:https://www.gleif.org/en/about/gleif-service-performance/daily-service-availability

    -DownloadServiceReportWebSitepath:GLEIF>AboutGLEIF>GLEIFServicePerformance>DownloadServiceReportLink:https://www.gleif.org/en/about/gleif-service-performance/download-service-reports/

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    ServiceDeskLabel AttributesName ServiceDesk

    TagLine CentralpointofcontactforGLEIFtopics.Contactviaemailatinfo@gleif.org

    Description GLEIFcanbecontactedviaawebsiteformoremailforrequestsofinformationandfeedback.GLEIFalsoprovidesspecificemailaddressesallowinginterestedpartiestologqueriesrelevanttospecifictopics.

    ServiceVersion v1.0

    ServiceTarget Availability:GLEIFWebSitetarget=99.9%ProcessingTime:Within5businessdays

    WebSite WebSitepath:GLEIF>Contact>FeedbackLink:https://www.gleif.org/en/contact/feedback

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    RegulatoryUseoftheLEILabel AttributesName RegulatoryUseoftheLEITagLine AnoverviewofcurrentandproposedregulatoryactivitiesincludinguseoftheLEI.

    Description

    ItistheprerogativeoftheauthoritiesactinginindividualjurisdictionstomandatetheuseofLegalEntityIdentifiers(LEIs).TheGlobalLegalEntityIdentifierFoundation(GLEIF)closelymonitorsinitiativesrelevanttolegalentityidentificationinregulatoryreportingandsupervision.

    AregularlyupdatedoverviewprovidesthecurrentandproposedregulatoryactivitiesincludingtheuseoftheLEI.ServiceVersion v1.0ServiceTarget Availability:GLEIFWebSitetarget=99.9%

    WebSite WebSitepath:GLEIF>AboutLEI>RegulatoryUseoftheLEILink:https://www.gleif.org/en/about-lei/regulatory-use-of-the-lei

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    StandardsfortheGlobalLEISystem(GLEIS)Label AttributesName StandardsfortheGlobalLEISystem(GLEIS)

    TagLine Develop,setandmaintainworldwideuniformoperational,legalandtechnicalstandardsforGLEIF,theGlobalLEISystemanditsparticipants.

    Description

    ThesettingofstandardscoversthedevelopmentandmaintenanceofuniformoperationalandtechnicalstandardsfortheGlobalLEISystem.Developmentsofsuchstandardsareaccomplishedinanopenprocessthatisbroadlyinclusiveofrepresentativesofallrelevantstakeholders(includingthepublic).ItistheexplicitgoalofGLEIFtomakeallstandardsandprotocolsavailabletothepublic.Thisserviceisinchargeofdevelopmentofstandardsfor,e.g.branches,funds,individulas,corporateactions,etc.Standardsmustbeinaccordancewithcoregoverningdocuments(e.g.CharteroftheLEIRegulatoryOversightCommittee,GLEIFStatutes,FinancialStabilityBaordRecommendations,etc.).TheMasterAgreement,whichisthecontractualframeworkgoverningtherelationshipbetweenGLEIFandLEIissuingorganizations,requiresallLEIissuerstoadheretothestandardsthataredevelopedandadoptedforuseintheGlobalLEISystem.

    ServiceVersion v1.0ServiceTarget Availability:GLEIFWebSitetarget=99.9%

    WebSite WebSitepath:GLEIF>AboutLEI>CommonDataFileFormatsLink:https://www.gleif.org/en/about-lei/common-data-file-format

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    EmailNotificationsonTechnicalUpdatesLabel AttributesName EmailNotificationsonTechnicalUpdatesTagLine GLEIFregularlyissuesemailnotificationsprovidingupdatesontechnicaldevelopmentsrelevanttotheLEI.

    Description

    Specifically,theemailnotificationswilladdressthefollowingtopics:-ChangestotheCommonDataFileformatsincludingtheXMLschemadefinitionsandthebusinessrulesforcreatingandupdatingXMLfiles(statetransitionrules).-ChangestotheInternationalOrganizationforStandardization(ISO)20275EntityLegalForm(ELF)codeandtheGLEIFRegistrationAuthoritiesList.-ChangesrelevanttotheGLEIFConcatenatedFiles,theGLEIFLEI‘Look-up’APIandtheLEIsearchtool.-AnswerstofrequentlyaskedtechnicalquestionsdirectedatGLEIF.Normally,atleastoneemailnotificationisissuedeverysixmonths.Intheeventofmajororurgentdevelopments,thepublicationfrequencywillbeincreased.TosubscribetotheGLEIFemailnotificationsontechnicalupdates,pleaseregisterwithyouremailaddress.

    ServiceVersion 1.0ServiceTargets Availability:97,7%(Monday–Sunday00:00–24:00)

    WebSite WebSitepath:GLEIF>LEIData>EmailNotificationsonTechnicalUpdatesLink:https://www.gleif.org/en/lei-data/email-notifications-on-technical-updates

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    SocialMediaLabel AttributesName SocialMedia

    TagLine Publish,monitorandmoderatesocialmediacontentontheLinkedInandTwitterplatformaswellasonGLEIF’sBlogwebpage.

    Description

    TheSocialmediaprocessincludesactivitiesrequiredtodraft,review,approve,publish,monitorandmoderateSocialMediaContentontheLinkedInandTwitterplatformaswellasonGLEIF’sBlog.Allowfollowersonsocialmediaplatformstoreceiveup-to-dateinformationwithouttheneedtosearchtheGLEIFwebsiteforupdates.Byengaginginsocialmedia,GLEIFmakesavailabletothepublictimelyandcomprehensiveinformationonLEIdevelopmentsandGLEIFactivitiesandencouragesdirectinteractionwiththeorganization.

    ServiceVersion v1.0

    ServiceTarget Availability:GLEIFWebSitetarget=99.9%ResponseTime:1businessday

    WebSite

    -GLEIFandLEINewsWebSitepath:GLEIF>News&Media>GLEIFandLEINewsLink:https://www.gleif.org/en/newsroom/gleif-and-lei-news

    -GLEIFBlogWebSitepath:GLEIF>News&Media>GLEIFBlogLink:https://www.gleif.org/en/newsroom/blog/

    -GLEIFonTwitterLink:https://twitter.com/GLEIF

    -GLEIFonLinkedInLink:https://www.linkedin.com/company/global-legal-entity-identifier-foundation-gleif-

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    Videos&PodcastsLabel AttributesName Videos&PodcastsTagLine ProduceandpublishvideosandpodcastsofferingconciseinformationaboutGLEIFandLEIrelateddevelopments.

    DescriptionVideosandpodcastsaboutGLEIFandLEIarepostedontheGLEIFwebsite,VimeoandYouTube.TheusercanreproducethisinformationanytimeandisabletodownloadanyofthecontentpublishedontheGLEIFVimeochannel.

    ServiceVersion v1.0ServiceTarget Availability:GLEIFWebSitetarget=99.9%

    WebSite WebSitepath:GLEIF>News&Media>GLEIFVideos&PodcastsLink:https://www.gleif.org/en/newsroom/gleif-podcasts/

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    PressOffice&MediaLabel AttributesName PressOffice&Media

    TagLine MakeavailableinformationonGLEIFactivitiestojournaliststhroughdisseminationofGLEIFpressreleases,timelyresponsetomediaqueriesandhostingwebinars.

    Description ServeasakeymediarelationscontactregardingGLEIFactivitiesandLEIdevelopments.ServiceVersion v1.0

    ServiceTarget Availability:GLEIFWebSitetarget=99.9%ResponseTime:Samebusinessdayordeadlinesetbyjournalist

    WebSite

    -ForPressReleases:WebSitepath:GLEIF>News&Media>PressReleasesLink:https://www.gleif.org/en/newsroom/gleif-and-lei-news

    -ForInformationforMedia:WebSitepath:GLEIF>News&Media>PressReleasesLink:https://www.gleif.org/en/newsroom/information-for-media

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    ThirdPartyEventsLabel AttributesName ThirdPartyEvents

    TagLineFeatureinformationonconferencesandeventsprovidingparticipantswiththeopportunitytostayinformedontheLegalEntityIdentifier(LEI)andrelateddevelopmentsintheareasof,amongothers,identificationmanagement,datamanagementandriskmanagement.

    Description GLEIFofferseventorganizersthepossibilitytofeaturetheireventorconferenceontheEnglishlanguageGLEIFwebsiteinthesection‘FeaturedEvents’.

    ServiceVersion v1.0

    ServiceTarget Availability:GLEIFWebSitetarget=99.9%UpdateFrequency:Nextbusinessdayuponarrival

    WebSite WebSitePath:GLEIF>Events>FeatureEventsLink:https://www.gleif.org/en/events/featured-events

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    CheckforDuplicatesLabel AttributesName CheckforDuplicates

    TagLine TechnicalinterfacetoallowGLEIFandtheLEIissuingorganizationtocheckforduplicateLEIsandlegalentityreferencedata(LE-RD)priortofinallyissuinganewLEI.

    Description

    InordertosupporttheLEIissuingorganizations,GLEIFprovidestheappropriateandmandatoryprocessesandatechnicalinterfaceforLEIissuingorganizationstochecktheLEIandLE-RDdataforduplicateentries.TheLEIissuersfollowstherequiredstepspriortoassigningavalidLEIcodetoalegalentity.DetailswillbeclarifiedinanImplementationNote.

    ServiceVersion v1.3

    ServiceTarget Availability:99,9%(Monday–Sunday00:00–24:00)ProcessingTime:<1minute

    WebSite N/A

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    UploadLEI&LE-RDfilesLabel AttributesName UploadLEI&LE-RDfilesTagLine InterfaceforlocaloperatingunitstouploadLEI&LegalEntityReferenceData(LE-RD)

    Description

    ViaaninterfacetheLEIissuingorganizationsarerequiredtouploadtheLEIandLE-RDfilestotheGlobalLEIRepositorydaily.DataisrepresentedintheCommonDataFileFormats.DetailswillbeclarifiedinImplementationNotes.

    Theinterfaceprovidesqualitygatesfortestingofthedata.Filesorrecordsnotpassingthequalitytestswillberejected.

    ServiceVersion v1.0

    ServiceTarget Availability:99,9%(Monday–Sunday00:00–24:00)ProcessingTime:Within1houruponarrival

    WebSite N/A

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    AccreditationLabel AttributesName AccreditationTagLine EntitiesdesiringtobecomeLEIissuingorganizationsmustseekaccreditationbyGLEIF.

    Description

    InordertosupporttheintegrityoftheGlobalLEISystem,anextensivevettingprocessisinplacetoensurethatLEIissuingorganizations(alsoreferencedas'LocalOperatingUnits'orLOUs)reflectandincorporatethevisionandinternalcontrolrequirementsofGLEIFwithintheiroperations.TheAccreditationManualandAccreditationChecklist(Appendix02)canbedownloadedfromGLEIF’swebsite.

    ServiceVersion v1.0

    ServiceTarget

    Availability:GLEIFWebSitetarget=99.9%ProcessingTimeApplicantMaterials:GLEIF:ReviewAccreditationPlansubmissionwithin45BusinessDaysofreceiptoffullsetofmaterialsCandidateMaterials:LOU:ProvideallCandidatematerialsnolaterthan6monthsfromthedateoftheMasterAgreementexecutiondateGLEIF:ReviewCandidatesubmissionwithin3monthsofreceiptofcompletesetofmaterials

    WebSite

    WebSitepath:GLEIF>LEISystem>GLEIFAccreditationofLEIIssuersLink:https://www.gleif.org/en/lei-system/gleif-accreditation-of-lei-issuers

    WebSitepath:GLEIF>LEISystem>GLEIFAccreditationofLEIIssuers>RequiredDocumentsLink:https://www.gleif.org/en/lei-system/gleif-accreditation-of-lei-issuers/required-documents

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    AnnualAccreditationVerificationLabel AttributesName AnnualAccreditationVerification

    TagLine GLEIF’sprocessofre-verificationoftheLEIissuingorganization'scompliancewithexpectedinternalcontrolswithinitsLEIoperations.

    Description

    GLEIFwillrequestfromtheLEIissuingorganization(alsoreferencedas'LocalOperatingUnit'orLOU)certaindocumentationandevidenceofcompliancewithexpectedinternalcontrolswhichneedtobeinplaceforanaccreditedLOUtobeoperational.ThisexerciseisbaseduponthecurrentstatusofinternalcontrolsthatwereverifiedaspartoftheLOU’sinitialaccreditationandasamendedintheeventundertheAccreditationChangeProcess.TheAnnualAccreditationVerificationprocessisexecutedonoraftertheanniversarydateoftheLOU’sdateofaccreditationasdocumentedontheiraccreditationcertificate.UsingatemplateprovidedbyGLEIF,theLOUverifiesthestatusofeachprocessingareaasmentionedintheAccreditationChecklist.Forareaswheresignificantchangeshaveoccurred,theLOUdocumentsthenatureandextentofthechangesandhowit/theyeffectedLEIprocessing.Supportingdocumentationmustbeprovidedasadditionalinformationregardingthechange(s).GLEIFreviewsthisinformationandassessestheoverallimpactofanychangesnotedintheinternalcontrols.GLEIFdeterminesifthechangedinternalcontrolsstillmeettherequiredcontrolstandardandadvisestheLOUastowhetheranyremediationactionisrequired.

    ServiceVersion v1.0

    ServiceTarget

    Availability:GLEIFWebSitetarget=99.9%ProcessingTime:LOU:Provideallrequiredmaterialswithin30BusinessDaysofGLEIFrequesttoinitiatetheAnnualVerificationProcess.GLEIF:ReviewLOUsubmissionwithin30BusinessDaysofreceiptofacompletesetofmaterials.UpdateFrequency:YearlyonanniversarydateofLOUaccreditation

    WebSite N/A

  • GlobalLegalEntityIdentifierFoundation ServiceCatalog-March14,2018

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    ProvideLOUCommunicationsPortalLabel AttributesName ProvideLOUCommunicationsPortal

    TagLine AcentralwebbasedcommunicationportalforallcommunicationsbetweenGLEIFandtheLEIissuingorganizations(alsoreferencedas'LocalOperatingUnits'orLOUs).

    Description

    ThisserviceprovidesacentrallocationforaccessingLOU-OnlyinformationwhereLOUscanshareinformationandexperienceamongthemselvesregardingLEIServices.ThefunctionalitiesprovidedwithinthisserviceareasharedcalendarforallLOUs,arepositoryofinformation,acommonplatformtoraisequestions/requestfeedback,andawebinterfacefortheLOUs'ServiceLevelAgreement(SLA)reporting.

    ServiceVersion v1.0

    ServiceTarget

    Availability:97,7%(Monday–Sunday00:00–24:00)ProcessingTime:-ToresolvequeriesraisedbyaLOUwithintwoBusinessdays-ToregisteranaccountandprovidecalendarwithinoneBusinessday-ToprovideelectronicLOUinvoices,10BusinessDaysafterreceiptofusageattestationUpdateFrequencyforelectronicLOUinvoices:Onceperquarter

    WebSite N/A


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