REGISTER NOW! Customer Service Hotline: +65 6508 2479 Organised by: Sponsored by: Official Media Partners: email : [email protected]5th 5th Clearing, Settlement Clearing, Settlement & Custody Asia Forum & Custody Asia Forum Direct from Industry Leaders: 2011 BUYSIDE KEYNOTE “Improving Fund Governance in a Tightening Regulatory Environment: Collaboration of the Buy and Sell Sides to Meet Industry and Investor Needs” NEW 2011 Program ✔ Exclusive insights with special keynote and exciting new panels ✔ Dual-track program – New Products, Business Strategy & Services, and Clearing & Settlement Operations ✔ More networking opportunities with structured sessions, roundtable clinics and hosted lunches ✔ The Road to Revival> Transparency through Standards or Leveling the Playing Field? ✔ View From Above> What Are the Opportunities for Growth, Risks & Rewards of Opening up the Asian Market, and the Operational Challenges To Be Faced? ✔ Buy Side Panel > Strategic Portfolio Allocation and Investment Flow into the Region: What is the impact and direction for clearance and custody businesses? ✔ Cross Border Standardisation: Are we there yet? Ka Shi Lau Managing Director & CEO, BANK CONSORTIUM TRUST COMPANY LIMITED (BCT) & Chairman, HONG KONG RETIREMENT SCHEMES ASSOCIATION In-Depth Buy & Sell Side Perspectives from: ■ Bank Consortium Trust Company ■ Blackrock n BNP Paribas ■ CITI ■ Credit Suisse ■ Deutsche Asset Management ■ Euroclear Bank ■ HSBC Singapore ■ iShares ■ JL Capital ■ JP Morgan ■ PIMCO ■ Securities & Exchange Board of India ■ SGX ■ Standard Chartered ■ SWIFT ■ The Bank of Tokyo Mitsubishi UFJ ■ Japan Securities Depository Center ■ SEB ■ HKMA ■ and more... Advancing Clearing, Settlement & Custody Businesses to Meet Operational Excellence & Create Business Opportunities 2 – 4 March 2011 | Sheraton Towers Singapore 5th Clearing, Settlement & Custody Asia Forum Rafael Lopez Senior Vice President & Head of Operations – Asia Pacific, PIMCO Rob Scott Head of GTO, Singapore & Head of Operations, Asia Pacific Ex-Japan, DEUTSCHE ASSET MANAGEMENT (Asia) Cormac Kelly Managing Director – Regional Head Cash Securities, CREDIT SUISSE Giles Elliot Global Product Head – Securities Services, STANDARD CHARTERED Andrew Quah Chief Operating Officer, JL CAPITAL Amod Dixit Director & Head of Product – Securities Services SEA, STANDARD CHARTERED and Vice Convenor, ISO 20022, Securities Standards Evaluation Group Göran Fors Global Head of GTS Banks, SEB (Sweden) Sophie Bertin Global Head of Asset Servicing, SWIFT Taketoshi Mori Head of Securities Market Infrastructure – Global Network Management, Transaction Services, THE BANK OF TOKYO MITSUBISHI UF J Paul Hedges Head of Asia Pacific Network Management, HSBC SINGAPORE & Regional President ASEAN, CISI Olivier Grimonpont General Manager & Regional Head of Asia-Pacific, EUROCLEAR BANK PK Nagpal Executive Director – Market Intermediaries Regulation & Supervision, SECURITIES & EXCHANGE BOARD OF INDIA Shu-Pui Li Head – Financial Infrastructure Development, Hong Kong Monetary Authority (HKMA) Peter Ware Global Head of Islamic Finance, SWIFT PLUS Definitive Masterclasses: [A] Protecting Yourself from Unforeseen Casualties through Collateralised Transactions & [B] How to take Risk and Cost Out of Corporate Actions in APAC: Is XBRL the solution? Industry Partner: Association Partner: NEW 2011 PROGRAM
Transcript
REGISTER NOW! Customer Service Hotline: +65 6508 2479
Organised by: Sponsored by: Official Media Partners:
5th 5th Clearing, SettlementClearing, Settlement& Custody Asia Forum& Custody Asia Forum
Direct from Industry Leaders: 2011 BUYSIDE KEYNOTE
“Improving Fund Governance in a TighteningRegulatory Environment: Collaboration of the Buyand Sell Sides to Meet Industry and Investor Needs”
NEW 2011 Program✔ Exclusive insights with special keynote and exciting
new panels
✔ Dual-track program – New Products, BusinessStrategy & Services, and Clearing & SettlementOperations
✔ More networking opportunities with structuredsessions, roundtable clinics and hosted lunches
✔ The Road to Revival> Transparency throughStandards or Leveling the Playing Field?
✔ View From Above> What Are the Opportunities forGrowth, Risks & Rewards of Opening up the AsianMarket, and the Operational Challenges To Be Faced?
✔ Buy Side Panel > Strategic Portfolio Allocation andInvestment Flow into the Region: What is the impactand direction for clearance and custody businesses?
✔ Cross Border Standardisation: Are we there yet?
Ka Shi LauManaging Director & CEO, BANKCONSORTIUM TRUST COMPANY LIMITED(BCT) & Chairman, HONG KONGRETIREMENT SCHEMES ASSOCIATION
In-Depth Buy & Sell Side Perspectives from:■ Bank Consortium Trust Company ■ Blackrock n BNP Paribas ■ CITI ■ Credit Suisse ■ Deutsche Asset Management ■ EuroclearBank ■ HSBC Singapore ■ iShares ■ JL Capital ■ JP Morgan ■ PIMCO ■ Securities & Exchange Board of India ■ SGX ■ StandardChartered ■ SWIFT ■ The Bank of Tokyo Mitsubishi UFJ ■ Japan Securities Depository Center ■ SEB ■ HKMA ■ and more...
9.15 STAKEHOLDER PANEL > The Road to Revival: TransparencyThrough Standards or Leveling the Playing Field?• What are the buyside requirements, regulatory changes and industry
initiatives, and how will they impact the industry in the next 1-3 years?• What has and should the securities industry need to do to respond to
domestic and global proposals?• What solutions are available and how can organisations leverage
technology to meet new and increasing requirements?
Moderated by: Adam Wilson, Director of Securities – APAC, SWIFT
Panelists:Rafael Lopez, Senior Vice President & Head of Operations – AsiaPacific, PIMCOMr. Lopez is a Senior Vice President in the Hong Kong office and Head of Operationsfor the Asia Pacific region. He previously worked in PIMCO’s Singapore and Tokyooffices. His regional responsibilities include day-to-day leadership of operations andinvestment management support as well as regional operations risk management.He initially joined PIMCO in 1999, re-joining in 2005 after four years at State StreetIMS and has 21 years of financial services industry experience.
Rob Scott, Director, Head of GTO Singapore & Head of OperationsAsia Pacific Ex-Japan, Deutsche Asset ManagementMr. Scott joined Deutsche Bank in January 2009, as Regional Head of OperationsEngineering Asia Pacific and Middle East for Deutsche Asset Management. In August2009, Rob transferred into the Head of Operations, Asia Pacific Ex-Japan role, includingOperations Coordination for Asia Pacific. In June 2010, Rob also took on the Head ofGTO Singapore role. Over 20 years, Rob has performed a range of roles throughoutthe global finance industry value chain; buy and sell-side; retail and institutional;and front, middle and back office operations.
Speaker to be Announced, iShares
10.00 VIEW FROM ABOVE > What Are The Opportunities for Growth,Risks & Rewards of Opening up the Asian Market, and theOperational Challenges To Be Faced?• A review of the past 12 months and the years ahead• What are the issues that make foreign investment operationally difficult
in Asia?• Which markets have developed the easiest post-trade processing
environments to attract cross-border investment and why?• How can issuers take greater advantage of a more open Asia?• The differences between agent bank and international central securities
depository
Moderated by: Rafael Lopez, Senior Vice President & Head ofOperations – Asia Pacific, PIMCO
Panelists:Giles Elliot, Global Product Head – Securities Services, StandardCharteredMr. Elliott is the Global Product Head for Investors & Intermediaries, TransactionBanking with Standard Chartered Bank. Giles joined the Bank in 2007 and leads theproduct team for the entire suite of Securities Services offerings, covering Custodyand Funds Services, Broker and Derivatives Clearing, and Agency Services. Prior tothis, Giles was Senior Vice President, Product Development & Business Support, forHSBC’s Securities Services business in Asia, and Vice President for Securities Processingand Network Management with JPMorgan Chase in Sydney, Hong Kong and London.
Cormac Kelly, Managing Director – Regional Head Cash Securities,Credit SuisseMr. Kelly is a Managing Director of Credit Suisse in the Investment Banking Division,responsible for the Asia Pacific Cash Securities Operations based in Singapore. As amember of the Asia Pacific Operations regional management team, Cormac serves
CONFERENCE DAY 1 | Wednesday 2nd March 2011
as the liaison with local business heads, Shared Services function, regulators, andinternal and external auditors on behalf of the Cash Securities Team. He has over 20years of experience in Operations, Technology and Programme Management at SwissBank Corporation, Deutsche Bank and Capco.
Olivier Grimonpont, General Manager & Regional Head of Asia-Pacific, Euroclear BankMr. Grimonpont oversees Euroclear’s offices in Beijing, Hong Kong, Singapore andTokyo. He is General Manager of the Euroclear Bank branch office in Hong Kong withresponsibility for all business activities and clients in the Asia-Pacific region. Basedin Hong Kong, he manages teams of people spread over the four locations. Previously,he headed up Euroclear's Collateral Services, Fixed-Income, Loan Servicing andSecurities Lending & Borrowing Product Management teams in Brussels.
Göran Fors, Global Head of GTS Banks, SEB (Sweden)Mr. Fors has been a SWIFT Director since 2009 and currently serves as a Chairman ofEuroclear Sweden Market Advisory Committee,T2S National User Group Sweden andthe Swedish SWIFT National member group. Mr. Fors is also a member of T2S AG
11.15 How will an Inter-Asian and Cross-border ProcessingInfrastructure Benefit Asian Capital Markets?• Cross-border fixed-income trade infrastructure• Will this make the market more attractive to local and regional investors?• Has the time come for this to happen?• How would such an infrastructure work?
Shu-Pui Li, Head – Financial Infrastructure Development, HongKong Monetary Authority (HKMA)Mr. Li has over 20 years of experience in auditing and management consultancyservices, technology risk management, banking supervision and financial infrastructuredevelopment. Currently, Shu-Pui is the Head of Financial Infrastructure DevelopmentDivision of the Hong Kong Monetary Authority responsible for the development andpromotion of the financial infrastructure in Hong Kong; and coordination with overseascentral banks and service providers to facilitate cross-border cooperation in financialinfrastructure development.
12.00 Gaining a Competitive Edge Through Innovation in Value-Added Product and Service Offering for 2011• Portfolio and risk reporting• Oversight and controls• Services in addition to performance measurement
Moderated by: Göran Fors, Global Head of GTS Banks, SEB(Sweden)
Panelists:Giles Elliot, Global Product Head – Securities Services, StandardChartered
Barnaby Nelson, Head – Business Development Asia, BNP Paribas
12.45 Lunch & Conversations with...Sit back and enjoy your lunch whilst making the most out of your hour bysharing a table with our key speakers for more industry discussions and casualconversations
Table 1 > Manmohan Singh, Global Head of Product Leadership& India Operations, Information Mosaic
Table 2 > Rafael Lopez, Senior Vice President & Head of OperationsAsia Pacific, PIMCO
Table 3 > Host to be announced, iShares
*Book Early - Lunch seats are limited per table and reservations are onlyavailable on-the-day at the Registration Desk
STREAM B: CLEARING & SETTLEMENT OPERATIONS
STREAM B: CLEARING & SETTLEMENT OPERATIONSSTREAM A: NEW PRODUCTS, BUSINESS STRATEGY & SERVICES
1.45 PANEL > Meeting the Challenges and Finding Opportunitiesin the OTC Derivatives and Central Clearing Debate• The Dodd-Frank effect – What are they to Asia?• Review of OTC pricing and valuation• The challenges of document processing• What is the current consensus on the technicalities surrounding the
reform?• How and can we achieve CCP to CCP interconnection?• How do we overcome cross-border trade regulatory arbitrage?
Panelists:Taketoshi Mori, Head of Securities Market Infrastructure – GlobalNetwork Management, Transaction Services Division, The Bank ofTokyo Mitsubishi UFJ
Speaker to be Announced, SGX
1.45 Exploring Emerging and New Applications for ProcessingAutomation• The potential of automation and standardization in investment fund
transactions• Examining opportunities in syndicated loans and carbon emission
rights• How does it add value to investment communities and issuers?
Interested to speak? Contact Catherine Wong for more information at
3.30 SBL Market: Where are we headed?• Where is the Asian domestic SBL market headed?• Understanding the barriers to entry• What are the investor market opportunities in Asia?
4.15 Islamic Finance – Identifying the challenges to normalclearing and what is required to meet those demands?
Peter Ware, Global Head of Islamic Finance, SWIFT
STREAM B: CLEARING & SETTLEMENT OPERATIONSSTREAM A: NEW PRODUCTS, BUSINESS STRATEGY & SERVICES
3.30 Advancing Transparency & Harmonisation in CorporateActions Processing – Where are we now and where are weheaded?• Is there merit in harmonising corporate action processing?• How have other markets done this?• What is the role of standards in harmonizing corporate actions?• How far is enough? Should we extend process harmonization to issuers
as well?• Where are the inefficiencies?
Andrew Quah, Chief Operations Officer, JL Capital
Sophie Bertin, Global Head of Asset Servicing, SWIFT
4.15 Third Party Clearing – Optimising Cost Efficiencies in theClearing Process• Rationalising the cost-profit equation in operational set-ups• Can the use of offshoring provide us more time to focus on better
client servicing?
8.30 Registration & Coffee
CROSS-BORDER & COLLABORATIVE STRATEGIES
9.00 Opening Remarks from the Chair
EXTENDED SESSION: STANDARDISATION & CSD LINKAGE
9.10 Cross Border Standardisation – Are we there yet?• How are regulators driving the development and efficiency of Asian
markets for sustainable growth?• What is being done to plug and enhance efficiency gaps?• What are global players looking for?• How is the EU and US reform shaping global regulatory directions?
Moderated by: Richard Young, Head of Regulatory and IndustryAffairs, SWIFT
Panelists:PK Nagpal, Executive Director – Market Intermediaries Regulation &Supervision, Securities & Exchange Board of IndiaP K Nagpal is Executive Director of Securities and Exchange Board of India (SEBI), theapex regulatory body in securities markets in India. He has been actively involved inthe formulation and implementation of the regulatory framework in India in varioussegments of securities markets – Corporate Finance, Market Regulation, MutualFunds, Venture Capital Funds, Investigation and Enforcement, and currently in chargeof Market Intermediaries Regulation and Supervision Department and also responsiblefor General Administration and Finance Department.
Amod Dixit, Director & Head of Product for Securities Services – SEA,Standard Chartered and Vice Convenor of ISO 20022 SecuritiesStandards Evaluation Group (SEG)Amod joined Standard Chartered Bank in Nov. 2005 in Securities Services centralproduct team and in 2008 he became Securities Product head for South East Asiaregion. He has wide experience in securities services and has worked withPricewaterhouseCoopers (PwC), Citibank (Singapore & India) & Capco. Amod is aprolific writer and has published many articles as a thought leader.
Shu-Pui Li, Head - Financial Infrastructure Development, Hong KongMonetary Authority (HKMA)
9.40 CSD Linkages & the ASEAN Update• Cross border CSD linkages• ASEAN Linkage updates• A Pan-Asian clearing house – Is it viable? Can it be realistically
implemented?
Moderated by: Amod Dixit, Director & Head of Product for SecuritiesServices – SEA, Standard Chartered and Vice Convenor of ISO 20022Securities Standards Evaluation Group (SEG)
Panelists:Taketoshi Mori, Head of Securities Market Infrastructure - GlobalNetwork Management, Transaction Services Division, The Bank ofTokyo Mitsubishi UFJTaketoshi is an experienced loan officer and supervisor of overseas units, custodybusiness and risk management with over 10 years experience. He is the committeemember of JASDEC, Japan Bankers Association and the Japan Securities DealersAssociation, as well as the convener of Japanese Market Practice Group of SWIFT andsteering committee member of Securities Market Practice Group (SMPG) as arepresentative of Asia and Pacific region. For ISO 20022, he is a SEG member andBusiness Validation Group in the SWIFT reverse engineering project.
Lum Yong Teng, Head – Depository, SGX
Speaker to be Announced, Japan Securities Depository Center(JASDEC)
2.15 Exploring the Developments in Collateral Management• Counterparty considerations• What next in the risk management evolution cycle?• Current initiatives and what to expect• How to manage increasing collateral fragmentation and demand
Helen Baker, Collateral Management Product Specialist, EuroclearBank
2.15 Meeting the Demand for the Rise and Rise of ETFs• Investor trends and requirements• Shoring up operational platforms• Minimising settlement failures
“Experienced speakers share first hand market information”Hong Kong Monetary Authority
“Ability to learn the latest in the industry”Templeton Asset Management
CONFERENCE DAY 2 | Thursday 3rd March 2011
10.10 KEYNOTE > Improving Fund Governance in a TighteningRegulatory Environment: Collaboration of the Buy and SellSides to Meet Industry and Investor Needs• Tracking the post-GFC landscape - Tighter regulatory controls and also
greater demand for disclosure from investors• The importance of fund governance for fund managers in meeting
investor needs and fulfilling regulatory requirements• How best practices, risk control and compliance in fund administration
help strengthen fund governance, mitigate risks and drive performance• What risks are fund managers taking on when contracting a fund
administrator or custodian and what risks and responsibilities can theydischarge to the providers?
• How the sell side and third party service providers help meet the needsof fund managers and help them focus on their core competence?
Ka Shi Lau, Managing Director & CEO, Bank Consortium TrustCompany and Chairman, Hong Kong Retirement SchemesAssociationKa Shi Lau joined Bank Consortium Trust Company Limited (”BCT”) in November1999 and is the Managing Director and Chief Executive Officer of the company.Previously, Ms Lau was Vice President (Marketing & Research) of the Hong KongMortgage Corporation since July 1997. Graduated from Cornell University, Ms Laupossesses extensive banking and finance experience which includes working asAssistant General Manager & Head of Private Banking at ABN AMRO Bank, Chief ofStaff to the first Chairman of Securities & Futures Commission, and serving asexecutives of Citibank and several major international banks in both Hong Kong andNew York City. Apart from her current role as Chairman of the Hong Kong RetirementSchemes Association, and the Retirement Schemes Sub-committee and the formerChairman of the Hong Kong Trustees’ Association, she also serves on variouscommittees at the Mandatory Provident Fund Schemes Authority, Securities andFutures Commission, Hospital Authority, the Women’s Commission, as well asCommunity Investment and Inclusion Fund for the generation of social capital.
10.50 Morning Networking Break
11.15 BUY-SIDE PANEL > Strategic Portfolio Allocation andInvestment Flow into the Region: What is its impact andDirection for Clearance and Custody Businesses?
Panelists:Andrew Quah, Chief Operations Officer, JL CapitalMr. Quah is the Chief Operating Officer of JL Capital and is a qualified England andWales, and Singapore lawyer. He joined JL Capital as Head of Legal in 2008 andsubsequently took on the Compliance and Operations portfolios, and was made theChief Operating Officer. Andrew has 10 years of legal and regulatory experience andhas worked in London, Hong Kong and Singapore.
Rob Scott, Director, Head of GTO Singapore & Head of Operations AsiaPacific Ex-Japan, Deutsche Asset Management
Rafael Lopez, Senior Vice President & Head of Operations – AsiaPacific, PIMCO
Speaker to be Announced, Blackrock
11.50pm REGIONAL BUSINESS PANEL > How Attractive Are AsianMarkets to the Investor, What Opportunities Abound andHow to Comply in a Volatile & Fluid Regulatory Environment?• An Asia-focused discussion by lead players in the region addressing
market, regulatory and operational challenges and prospects
Moderated by: Rob Scott, Director, Head of GTO Singapore & Headof Operations Asia Pacific Ex-Japan, Deutsche Asset Management
Panelists:Paul Hedges, Head of Asia Pacific Network Management, HSBCSingapore & Regional President ASEAN, Chartered Institute forSecurities & Investment (CISI)Based in Singapore since 2005, Paul is currently responsible for HSBC’s APAC NetworkManagement & Market Intelligence function. Previously, he was the Asia RegionalPresident of the Chartered Institute for Securities & Investment (CISI). Paul also hasexperience as COO of a boutique alternative investment firm after having beenRegional Sub-Custody Product Head for JPMorgan Chase Bank N.A. Paul moved toAsia in 2003 as the Global Head, Securities Services with Standard Chartered Bank.
Adam Wilson, Director of Securities – APAC, SWIFT
12.30 Lunch & Meet-the-Keynote TableYour exclusive lunch experience with our 2011 Keynote. One table will bereserved for registered delegates to join our keynote during lunch to enjoymore Q&A time, interactive discussions and informal chat.
Hosted by: Ka Shi Lau, Managing Director & CEO, Bank ConsortiumTrust Company and Chairman, Hong Kong Retirement SchemesAssociation
*Book Early - Lunch seats are limited per table and reservations are onlyavailable on-the-day at the Registration Desk.
COUNTERPARTY, RISK MANAGEMENT & STP
1.30 ‘The White Knights of Risk’: Opportunities for Custodians toRestore Trust Through Network Counterparty Transparency• The importance of monitoring network counterparty risk for custodians
and their institutional clients• Custody: a business model under pressure• The need for better reporting and transparency• Opportunities for custodians to gain competitive advantage
Manmohan Singh, Global Head of Product Leadership & IndiaOperations, Information Mosaic
2.00 The Evolution of Risk Management in the Context of thePost-Trade Environment and How is it Changing the Level ofConfidence in Inter-bank Markets?• Operational responsibility• Managing counterparty and other risks• Is there a bigger role for central counterparties in Asia to manage risks?• Is securely collateralised transactions the answer to reduce exposure to
risk?• Where do we see regulation forcing change?
Moderated by: Olivier Grimonpont, General Manager & RegionalHead of Asia-Pacific, Euroclear BankPanelists:Cormac Kelly, Managing Director – Regional Head Cash Securities,Credit Suisse
Manmohan Singh, Global Head of Product Leadership & IndiaOperations, Information Mosaic
2.30 BEST PRACTICE: Settlement Cycle Shortening & STP – TowardsT+1 and Real-Time Trade Settlement?• Managing volumes and creating economies of scale• What are the process flow issues and how do we overcome them?• Achieving better principal, liquidity and operational risk management• Identifying STP characteristics to achieve settlement cycle shortening
and meet client needs
Speaker: Taketoshi Mori, Head of Securities Market Infrastructure- Global Network Management, Transaction Services Division, TheBank of Tokyo Mitsubishi UFJ
3.00 Afternoon Tea
INDUSTRY SHARED INSIGHTS – Your Top 3 Takeaways
3.30 INDUSTRY INTERACTIVE ROUNDTABLES & CLINICSGather round for in-depth discussions with lead experts and your peers...• INTEGRITY & ETHICS – How do we put this back into the financial
services industry?Paul Hedges, Head of Asia Pacific Network Management, HSBCSingapore & Regional President ASEAN, Chartered Institute forSecurities & Investment (CISI)
• STP – What characteristics need to be identified to realistically applySTP processes successfully?Taketoshi Mori, Head of Securities Market Infrastructure – Global NetworkManagement, Transaction Services Division, The Bank of TokyoMitsubishi UFJ
• BUYSIDE – Speaker to be Announced, Blackrock
• OTC DERIVATIVES – Speaker to be Announced
• CORPORATE ACTION PROCESSINGSophie Bertin, Global Head of Asset Servicing, SWIFT
4.15 THE ROUND UP PANEL – Your Top 3 Actionable ItemsLeaders of roundtables gather on stage to feedback on participants’discussions and Top 3 Key Takeaways for you to share with your teams andput to action when you return to your office.
Moderated by: Paul Hedges, Head of Asia Pacific NetworkManagement, HSBC Singapore s& Regional President ASEAN,Chartered Institute for Securities & Investment (CISI)
“Chance to meet industry participants!”Nomura Asset Management
Templeton Asset Management • Deutsche Asset Management • Securities & ExchangeBoard of India • PIMCO Asia • Brunei Investment Agency • Hong Kong Monetary Authority• Bank of Indonesia • Central Bank of Malaysia • Kustodian Sentral Efek Indonesia • MalaysianElectronic Clearing Corporation • Singapore Exchange Limited • SGX Asiaclear • MalaysianSecurities Commission • Korea Securities Depository • Government Pension Fund of Thailand• Abu Dhabi Investment Authority • Deutsche Bank • HSBC • Standard Chartered • Bank ofAmerica • FIL Investment Management - DBS Bank • JP Morgan • Vietcombank FundManagement • BNP Paribas Securities • The Bank of New York Mellon (BNY Mellon) •Clearstream • Euroclear • Fortis Investments • The Bank of Tokyo Mitsubishi UFJ • ChinaSecurities Depository • Securities Clearing Corporation of Thailand - Northern Trust • SWIFT• SEB • Bangkok Bank • Credit Agricole Asset Management • Brown Brothers Harriman •UBS Global Asset Management • DBS Asset Management • Indonesia Clearing & GuaranteeCorporation • Kasikorn • ING Investment Management • State Street Bank & Trust • NewedgeGroup • Intercontinental Exchange • The Depository Trust & Clearing Corporation • AustralianSecurities Exchange • European Central Securities Depository • and many more...
SPONSORSHIP & EXHIBITIONLooking for opportunities to showcase your thought leadership or alignyour brand expertise?
• Build strong brand visibility as a key provider in this industry• Announce your technology capabilities to key decision makers through a Technology
Showcase• Generate business leads and showcase your company portfolio to key decision
✔ NEW 2011 Agenda with exciting keynote and panels, as well as a dual stream program
✔ Over 28 hours worth of educational sessions with industry leaders and exclusive insights
✔ Gain buyside perspective from our 2011 Keynote – Ka Shi Lau, Managing Director & CEO, Bank Consortium Trust Company
✔ Network with asset allocators, investment and asset managers, custodians, investment banks, broker-dealers, regulatorsand more
✔ Meet with your peers, clients and prospects at the event and during networking breaks
✔ More opportunities to meet with structured networking sessions including IndustryRoundtables & Clinics and Hosted Lunch with Speakers
SINGAPORE FINANCIAL TRAINING SCHEMECheck if your company is eligible... to participate in the Singapore
Financial Training Scheme sponsorship with up to 70% of yourattendance fees underwritten.
What Is The FTS ?The Financial Training Scheme (FTS) is a training incentive scheme of the FinancialSector Development Fund designed to encourage the development of financial sectorexpertise by providing financial support for programmes which aim to enhance theskills and capabilities of the Singapore financial sector workforce.
Applications are made directly by the attending company to the Financial SectorDevelopment Fund Secretariat, Financial Centre Development Department of theMonetary Authority of Singapore
[A] Protecting Yourself from UnforeseenCasualties through Collateralised Transactions[9.00am – 12.30pm]
• How to use collateral to reduce counterparty risk and other exposures?• Overcoming the challenges of managing securities collateral efficiently• When to consider outsourcing the management of collateral?• The role of a triparty collateral management agent• Making the most of your collateral portfolio and maximising your liquidity
options
LED BY: Helen Baker, Collateral Management Product Specialist,Euroclear Bank
[B] How to take Risk and Cost Out of CorporateActions in APAC?: Is XBRL the solution?[1.30pm – 5.00pm]
The latest financial turmoil has led to a greater focus in reducing costs andrisks, and increasing the transparency in financial markets. Corporate Actionsis one of the riskiest areas for Custodians and large Asset Managers &Investment Managers, with a high degree of manual processing. Even thoughmost market players agree on the need to change Corporate Actionsprocessing, what has been done so far and are we doing it fast enough?
• How can we leverage in APAC the latest developments in Europe andthe US?
• How can we leverage the use of XBRL for tagging CA announcementsright from the issuers and thus reduce the inherent interpretation risk?
• How is that applicable in the APAC context and where to start?
LED BY: Sophie Bertin, Global Head of Asset Servicing, SWIFT
POST-CONFERENCE MASTERCLASSRefreshment and breaks will be provided; lunch will be served for participants attendingboth masterclasses
Special Rates for Qualified ‘Buyside’ attendees: 30% off normal rates or attend 2 colleagues and the 3rd is free.
Payment Method (Please tick:) ❑ I enclose my Cheque/Draft payable to IBC Asia (S) Pte Ltd❑ I am paying by bank transfer (copy attached)❑ Payment by Credit Card: ❑ Visa ❑ Mastercard ❑ Amex
This label contains your priority booking code. To expedite registration, please do not remove label. If you havealready received a copy of this brochure, we apologise. For reasons of confidentiality, your full particulars were notavailable to IBC Asia (S) Pte Ltd for deduplication prior to mail drop.
MAIL the attached registration form with your cheque toIBC Asia (S) Pte LtdNo. 1 Grange Road, #08-02, Orchard Building, Singapore 239693
When 3 or more book into this course.See pricing table for full details
❑ Yes! I/We will attend the 5th Clearing, Settlement & Custody Asia Forum2 – 4 March 2011, Sheraton Towers Singapore
REG
NO. 2
0010
8203
N
(Please provide photocopy of front & back of your Credit Card)
Card Holder’s Name: Signature:
Card Number: Expiry Date: (mm/yy)
Payment must be received 10 business days prior to the event.To take advantage of discounts with an expiry cut-off date,registration and payment must be received by the cut off date.All payments should be made in Singapore dollars.
• Payments by S$ bank draft or cheque should be made in favourof “IBC Asia (S) Pte Ltd” payable in Singapore.
• Payment by telegraphic transfer in S$ must be made to:
IBC Asia (S) Pte LtdA/C No.: 147-059513-001 (SGD)The Hongkong and ShanghaiBanking Corporation Limited21 Collyer Quay, HSBC Building,Singapore 049320Bank Swift Code: HSBCSGSGBank Code: 7232
• Payment by Credit Card (AMEX, VISA or MASTERCARD). Pleaseprovide your Card Number, Name of Cardholder, Expiry Dateand your Signature and send it by fax to +65 6508 2407.
The personal information entered during your registration/order,or provided by you, will be held on a database and may be sharedwith companies in the Informa Group in the UK and internationally.Sometimes your details may be obtained from or shared withexternal companies for marketing purposes. If you do not wishyour details to be used for this purpose, please contact theWinnie Seah (Database) on winn ie .seah@ibcas ia .com.sgPh: +65 6508 2468 or Fax: +65 6508 2408.
Should you be unable to attend, a substitute delegate is welcomeat no extra charge. Cancellations must be received in writing atleast 10 business days before the start of the event, to receive arefund less 10% processing fee per registration. The companyregrets that no refund will be made available for cancellationnotifications received less than 10 business days before the event.
Please quote the name of the delegate, event title and invoicenumber on the advice when remitting payment. Bank charges areto be deducted from participating organisations own accounts.Please fax your payment details (copy of remittance advice, chequeor draft to +65 6508 2407.
Attendance will only be permitted upon receipt of full payment.Participants wishing to register at the door are responsible toensure all details are as published. IBC Asia will not be responsiblefor any event re-scheduled or cancelled.
SAVE with theEarly Bird &
Special Rates!
❑ I cannot attend this event but ❑ Please include me on your mailing list.
• Multiple Bookings Discount pricing is applicable to groups of 3 or more delegates from the same organisation registering at the same time. Fee stated is the discounted pricePER DELEGATE. Only one discount applies – either the early bird rate OR special rate or group rate.
• A 7% Goods & Services Tax (GST) is applicable to all Singapore based companies for Singapore venue.• All fees stated include luncheons, refreshments and complete set of documentation. It does not include the cost of accommodation and travel.
![NEXT CAPITAL LIMITED...Dr. Ziauddin Ahmed Road, Karachi ... B. CUSTODY, CLEARING AND SETTLEMENT AGENT National Custodial Service [sub-account shall be opened and maintained with NCCPL]](https://static.documents.pub/doc/80x56/5fbfeeb33bb37c5e0b1c1216/next-capital-limited-dr-ziauddin-ahmed-road-karachi-b-custody-clearing.jpg)
