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A Disciplined Approach to Emergency Management
INCIDENT COMMAND SYSTEM INCIDENT COMMAND SYSTEM
Stafford ReidEnviroEmerg ConsultingDuncan, British Columbia
CANADAEnviroEmerg.ca
A Disciplined Approach
This presentation focuses on a disciplined approach to emergency
management for all threats and for all scales using the application
of the Incident Command System (ICS) as an example.
There are a variety of emergency management systems that are a disciplinary approach that promotes responder safety and effective response.
A Disciplined Approach - the benefits
A disciplined approach to emergency management:
Protects responder safety;
Gets the critical goods and services to the people that need it;
Fosters relationships and respect within the Response Community, and
Builds both capability and capacity in emergency preparedness.
A Disciplined Approach - the last furlong
In the hierarchy of emergency management, the greatest level of discipline is required among those people actually managing the incident at the “site” and those providing the tactical delivery of critical goods and services to affected stakeholders “in the field”.
This distance can be viewed to as the “Last Furlong” in emergency response.
Incident Management(Site)
Incident and Tactical Response (Field)
A Disciplined Approach - the last furlong
In horse racing, the last furlong is the final stretch of the race that is the most challenging to horse and rider.
In battle, the last furlong is the dangerous ground soldiers bolt over to overcome the enemy.
In emergencies, the last furlong is the final steps to provide critical goods and services to affected people, business and/or environments.
“The Last Furlong” emphasizes these are tough, dangerous, demanding places to work and requires a high degree of discipline to focus on the objectives and getting
the job done.
A Disciplined Approach – emergency hierarchy
POLICY GROUP(Executive)
POLICY GROUP(Executive)
EMERGENCY SUPPORTEmergency Coordination Centre
EMERGENCY SUPPORTEmergency Coordination Centre
EMERGENCY MANAGEMENT (SITE)Incident Command Post
EMERGENCY MANAGEMENT (SITE)Incident Command Post
FIELDTactical Operations
FIELDTactical Operations
The Last Furlong!
A Disciplined Approach - integrated response
Direct supervision of field personnel (e.g. field crews) occurs
Development of incident objectives and response strategies occur
Integration with other government jurisdictions and the Responsible Party (Spiller) occurs
The “site” and “field” are where…..
The Last Furlong
POLICY GROUP(Executive)
POLICY GROUP(Executive)
EMERGENCY SUPPORTEmergency Coordination Centre
EMERGENCY SUPPORTEmergency Coordination Centre
EMERGENCY MANAGEMENT (SITE)Incident Command Post
EMERGENCY MANAGEMENT (SITE)Incident Command Post
FIELDTactical Operations
FIELDTactical Operations
A Disciplined Approach - performance based
Highest level of performance accountability
Highest level of response organization
The greatest potential for failure
The greatest potential for success
The Last Furlong
As such, the “site” and “field” are the…..
POLICY GROUP(Executive)
POLICY GROUP(Executive)
EMERGENCY SUPPORTEmergency Coordination Centre
EMERGENCY SUPPORTEmergency Coordination Centre
EMERGENCY MANAGEMENT (SITE)Incident Command Post
EMERGENCY MANAGEMENT (SITE)Incident Command Post
FIELDTactical Operations
FIELDTactical Operations
A Disciplined Approach – defining the problem
Routine spills, vehicle accidents, house fires generally initiate resource deployment from multiple dispatch centers such as for:
Fire Police Ambulance Towing Public Works
Which can result in
PROBLEM #1 – Convergence without Incident Management
Field
A Disciplined Approach
LITTLE OR NO INTEGRATED FIELD TACTICS. INCIDENT MANAGEMENT IS OFTEN MISSING OR POORLY DEFINED
FIELD – Tactical DeliveryFire Truck & Fire Fighters, Ambulance and Attendants, Police Car and Police, Hazmat Truck and Hazardous Material Specialists, Tow-truck and operator
FIELD – Tactical DeliveryFire Truck & Fire Fighters, Ambulance and Attendants, Police Car and Police, Hazmat Truck and Hazardous Material Specialists, Tow-truck and operator
DispatchDispatch
Fire
DispatchDispatch
Ambulance
DispatchDispatch
Police
DispatchDispatch
Public Works
WHERE IS INCIDENT MANAGEMENT??
PROBLEM #1 – Convergence without Incident Management Cont…
Support
Site Management
FIELD SITE
Where is the ….
• Incident Commander?
• Staging Area?
• Safety Officer?
• Control Zones?
PROBLEM #1 – Convergence without Incident Management Cont…
A Disciplined Approach
Convergence of resources does not equal integration of response activities nor a disciplined approach to emergency management
A Disciplined Approach
PROBLEM #2 – Delivering Incident Management at a Support-level Emergency Centre
Large, complex events such as a flood, train derailment, earthquake can result in each responding agency - and for spills the Responsible Party – managing the incident from their respective Emergency Operations Centre (EOC) located at their headquarters and/or regional office.
A Disciplined Approach
FIELD OPERATIONSResponding people and equipment providing goods and services
to affected stakeholders and the environment
Local Government
Emergency Operations
[Coordination] Centre
RegionalGovernment
Emergency Operations
[Coordination] Centre
Federal Government
Emergency Operations
[Coordination] Centre
Responsible Party (Spiller)
Emergency Operations
[Coordination] Centre
PROBLEM #2 – Delivering Incident Management at a Support-level Emergency Coordination Centre Cont…
Limited liaison between centers
Tactical personnel responding without strategic direction
WHERE IS INCIDENT MANAGEMENT??
Support
Site Management
Field
A Disciplined Approach - whether large or small events
Local Government
RegionalGovernment
Federal Government
First Nations
Responsible Party (Spiller)
Policy Group
Policy Group
Policy Group
Policy Group
Policy Group
Emergency Operations
[Coordination] Centre
Emergency Operations
[Coordination] Centre
Emergency Operations
[Coordination] Centre
Emergency Operations
[Coordination] Centre
Emergency Operations
[Coordination] Centre
INCIDENT COMMAND POST
FIELD OPERATIONS
Responding people and equipment providing goods and services to affected stakeholders and the environment
The Last Furlong
Support
Site Management
THIS IS WHERE INCIDENT MANAGEMENT OCCURS
A Disciplined Approach – environmental emergencies
Managing emergencies has two fundamental challenges:
to make the environment or community whole again by striving for a net environmental and social benefit, and
to make the affected community whole again by recognizing and respecting local values.
These challenges have be achieved by people you have may never have met before, with limited resources, and under political/corporate pressure
A Disciplined Approach – key elements for success
Discipline and going the last furlong requires responders:
To establish an Incident Commander.
To work together as a single Incident Management Team.
To apply an incident organization and protocols that are fully understood.
A Disciplined Approach – incident command post
Three fundamental features delineate an Incident Command Post:
1. The first line of communication and supervision to field personnel;
2. Where tactical (operational) planning and decisions are undertaken; and
3. Where command is established among multiple participating agencies and Responsible Party (spiller).
Incident Command Post Icon
It is important to title and use a facility according to what it does - not its location
or pre-designations.
A Disciplined Approach – incident command post
Some common issues in ensuring a disciplined approach to emergency management are:
Understanding that the “First Responder” is often the “Incident Commander”;
Designating an ICP such as with a green flashing light, green marker cones, green signage, green vest of the Incident Commander, or combinations thereof.
Realizing that the first ICP may not be appropriately located or too small, and
Understanding that the ICP and the people therein manage the incident, not the consequences.
A “roving” Incident Commander is not a disciplined approach to emergency management.
A Disciplined Approach
An Incident Command Post can be:
A Spot on the Ground
A Vehicle
A Command Post Trailer
A Building
Incident Management can be:
A single Incident Commander
Several Incident Commanders
A team of responders
Regardless of the size and complexity of the incident, there must always be incident management at the site to guide field operations - hence an Incident Commander is always need.
THE APPLICATION OF A DISCIPLINE APPROACH ESSENTIALLY BEGINS WITH THE INCIDENT COMMANDER
A Disciplined Approach
FIELD–Tactical Operations
Incident Command Post
Incident Management Team
Incident Management System
SITE–Incident Management
Field Situation Information
Tactical Direction
INCIDENT ACTION PLAN
SITE SUPPORT FROM EMERGENCY OPERATIONS CENTERS
Resources:
People & Equipment
A Disciplined Approach – using the incident command system
The definition of the Incident Command System - commonly referred to as the ICS:
The ICS is a standardized, on-scene, all-hazard incident management organization deployed at the site of an incident to directly supervise field operations. It is a flexible, scalable response organization providing a common framework within which people can work together effectively.
These people may be drawn from multiple agencies, companies, departments that do not
necessarily routinely work together - or even met before
A Disciplined Approach - the ICS is a tool for response
The Incident Command System (ICS) is a tool for the command, control and coordination of resources during an activity or incident.
It consists of procedures for organizing personnel, facilities, equipment, and communications.
ICS affects all aspects of emergency management
A Disciplined Approach – incident command system
The Incident Command System is an internationally proven emergency management system that is delivered at the Incident Command Post at the site-level. The ICS:
Establishes the organization of an Incident Management Team; Systematically gathers field information, evaluates it, and prepares
situation reports; Develops incident action plans and response objectives Tasks and supervises field responders; Fosters integration and cooperation with responding agencies and the
Responsible Party.
INCIDENT COMMAND SYSTEM Organization at an Incident Command Post
ICS has a standardized functional names, positions, reporting relationships and missions.
Only the staffing and functions needed are invoked based on the demands of the incident.
ICS has a standardized functional names, positions, reporting relationships and missions.
Only the staffing and functions needed are invoked based on the demands of the incident.
The organization under the Operations Section is developed in accordance to the tactical needs of the incident and responding agencies.
The organization under the Operations Section is developed in accordance to the tactical needs of the incident and responding agencies.
There is always an Incident Commander
There is always an Incident Commander
Main functional areas in ICS to foster convergence and integration
Main functional areas in ICS to foster convergence and integration
Environmental Unit**
** An Environmental Unit is not universally applied to ICS but is becoming more common to foster government/stakeholder integration for establishing response priorities
A Disciplined Approach - building capacity
With ICS, combining personnel from multiple agencies and with the Responsible Party – and its contractors/consultants – can occur anywhere within the ICS organization to create an integrated Incident Management Team.
This attribute of ICS builds capacity.
With ICS, combining personnel from multiple agencies and with the Responsible Party – and its contractors/consultants – can occur anywhere within the ICS organization to create an integrated Incident Management Team.
This attribute of ICS builds capacity.
A Disciplined Approach – ICS responder tasks & deliverables
Within the ICS system, is very defined process for each responder according to and by function. For each function, a responder is provided:
A primary duty; Who he/she is reports to; Who is supervised; List of tasks and responsibilities; Products required and when (deliverables); What meetings to attend and when; Colour designations for vest; Where to be stationed, and more.
A Disciplined Approach – unified command
“Unified Command” is a corner stone of the Incident Command System that addresses the question:
How do we work together?**
** Contrary to old school thinking of “Whose in Charge?”
A Disciplined Approach - Foundation of Unified Command
The foundation of Unified Command is “Respect”
Choosing or acceptance of a candidate for unified command is not necessarily based on “who has the most authority” or “the biggest toys.” It is based on who has the mission to protect people, property and the environment AND/OR who as a “governance” accountability to ensure their constituent or corporate interests are being met.
A Disciplined Approach
A team effort which allows all agencies with responsibility for the incident to jointly provide management direction to an incident through a common set of incident
objectives and strategies established at the command level.
Definition of Unified Command
This is accomplished without any participating agency and company abrogating their
legislated responsibilities or accountabilities
A Disciplined Approach
An Integrated Incident Management Team at site
INCIDENT COMMAND POST
Incident – fire, flood, spill, etc - affects more than one jurisdiction or involves a Responsible Party (spiller)
FIELD – Tactical Delivery
Tactical Direction and Supervision
Field Observations and Information Gathering
Support from each agencies respective Emergency Operations Center
B CA
Responsible Party(Spiller)
Under unified command, their is recognition that the representative (agency and/or Responsible Party) with majority role is the “spokesperson” for unified command and has the major decision-making weight.
Major role is based o: 1) tactical resources available, 2) who is paying for the response, 3) or both. The majority role can change over as the incident evolves.
Example: Structural Fire involving hazardous materials, the spokesperson “majority” weight during:
•fire-fighting phase: local government Fire Chief (has mandate and tactical resources•haz-mat mitigation phase: Responsible Party (has responsibility and paying the cost).
A Disciplined Approach - unified command protocol
A Disciplined Approach
Situation Briefing of Incident Commanders
Local Government
Responsible Party
(Spiller)
ProvincialGovernment
FederalGovernment
FirstNations
One set of objectives for the entire incident and a collective approach to developing response strategies.
Improved information flow and coordination between all jurisdictions and agencies involved in the incident.
No agency’s or company’s authority or legal requirements compromised or neglected.
Each agency and company is fully aware of the plans, actions, and constraints of all others.
The combined efforts of all agencies and private-sector is optimized as they perform their respective assignments under a single Incident Action Plan.
Duplicative efforts are reduced or eliminated reducing cost and chances for frustration and conflict.
Advantages of Unified Command
A Disciplined Approach - advantages of unified command
When arriving on site, it is important to delineate your role as either an:
Incident Commander,
IMT position (Officer, Chief, Director, Leader)
Technical Specialist (Shoreline Assessment, Fire Behavour, Meteorologist),
Tactical Operations (Supervisor, Worker)
Are you: representing, monitoring, advising, authorizing, spending, directing?????
A Disciplined Approach - arriving on site
A Disciplined Approach - getting bigger …. faster
The Incident Command System facilitates getting bigger faster, but there is a common perception that response management only designed for small geographically confined events.
NOT TRUE…
Response management can range from a single, confined incident – house fire, vehicle accident, crime scene to a wide-spread, multi-incident event such as a forest fire, flood, or severe storm.
A Disciplined Approach - geographically wide-spread events
To effectively address wide-spread, multiple incidents there are two fundamental approaches either:
1. Build a robust organization by invoking “Functional Operations” “Branches, Divisions, Groups or
2. Establish multiple Incident Command Posts.
MAKING THE STRATEGIC CHOICE AND BUILDING THE MANAGEMENT SYSTEM FOR COMPLEX INCIDENTS IS WELL-DEFINED IN ICS, BUT POORLY
UNDERSTOOD AND RARELY IMPLEMENTED.
The biggest challenge for a geographically wide-spread event is for fire, police, ambulance and other local responders to
establish an Incident Command Post located out of the chaos. It takes discipline to “step-away” from tactics to ensuring a robust
management structure.
A Disciplined Approach – summary
Deals with the "emotional" and "trust" aspects first, before getting to content;
Recognize the first response from dispatch centers does not equate to managing the entire incident - nevertheless, its takes only a few qualified people to make things happen.
Understand the differences between managing the “incident” versus managing the “consequences”.
A “lead agency” by mandate or “Responsible Party” does not necessary equate to leadership or capability - but still entitled to respect.
A Disciplined Approach – summary
A lead government agency or corporate representation in Command means guiding ALL their respective government/companies integration and performance;
The degree of government/industry integration doesn't have to last forever, but the respect, rules of engagement do.
How well emergency management from a relationship - not tactical - standpoint will largely influence incident follow-up activities and future events. (Don’t burn bridges).
When arriving on site, clearly delineate your role as either an: Incident Commander, IMT position, technical specialist, tactical operations (look like the position).
Look out for "committees" - particularly in the Planning - that look at emergency issues in consecutively rather than concurrently.
All members within an Incident Management Team must have both representation and accountability to an Incident Commander. Its the only way to get rid of an “AO”
A Disciplined Approach – summary
Established site management regardless of the size or complexity of the incident (Invoke an Incident Commander).
Converge at the site (Incident Command Post) first - not in the field – to obtain situation briefing, safety orientation, develop incident objectives and response strategies.
Foster a pattern, attitude and philosophy of unified command and an integrating Incident Management Team (Share the Responsibility).
Recognize that the “spokesperson” for a unified command can change as the incident unfolds.
Ensure supporting emergency coordination centers do not become tactical in nature.
Establish joint government/industry incident objectives and response strategies at the site based on field observations, stakeholder consultations, and technical specialists.
A Disciplined Approach
Write common incident messages for the public and situation reports for policy groups (One message: One evaluation).
Strive for efficiency within the incident management organization (Be hard on process, easy on people).
For escalating emergencies, grow bigger faster.
For complex incidents – geographically wide-spread and/or multiple events – either build the organization under “Operations OR establish more than one Incident Command Post.
Don’t relinquish a “command role” just because your “tactical” function is completed, there may still be a need for jurisdictional representation.
An integrated Incident Management Team:
•Company (RP)
•Response Contractors
•Regional Government
•Local Government
•Federal Government
Stafford ReidEnviroEmergConsulting
A Disciplined Approach - thank you