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A0-10 FNANCIAL DISCLOSRE REPORT p tqud by the Elbla or178 ... · NNL DISCLOSURE REPORT . Ne of Pn ....

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A0-10 m ) 2. Court 0 0al m U. S.C.A., I OCilcuit 4. Tte (Ac m Judge s indica actie o senior st mas tte judge indicat f uU- o p-time) S . Rcpot ' y pc(ccck appr e type ) p 3. D of Rcp 5112005 6. Rcpog P 1111204 l 1211104 m c p c __ __ __ _ ____ , , . , . IRT A NO: Te ictons acc o mp any ! form mu b fUo Cmplcl all parts, c hck te NONE b fo r ecl pe w y hv n rl in on. Si 81 o l pa. . ° . þ. ro· eosm NQOY . .. PARTS A T M 0 .. u <.?Û - ŠÚ ¦ FIANCIAL DISCLOSUE REPORT Re orRqul by the Elbla i n Govcnmtt At or198 R. tn004 FOR CAENA YEA 2004 I. Person Rg (la! na e, First ne Middl initial MW Ml R CircuitJudge a o- 0 l D 0 F (5 US.C.app. §§ lOl-111) 7. C• bC0Ofc Adrs 8. O t bai o te ia cd in l Reprt a ay BtFeeral Bldg, R.543& 125 So StSt mifrnio png treo, it is, i myo in omplac wit i l i abl l a ruons. Sit L Ci, V &4138-1181 Revewg Ofc Da- I POSmONS- Zidviu o; se p p. 913 o fiio 0 NON - (o rcplc pit) I. SVl . :r ,. II AGRES. (os idul ol:, 1416 on ito .. 0 NON - (o rrtable ·. I. UaJu Retirt <: ( ' .. c A 1- X;Y W m c:; ( It ( 1 - o.; < f i 0 a -
Transcript

A0-10

m ) 2. Court 0< 0rgall m.tion

U.S.C.A., I OthCilcuit

4. Ti tle (Article m Judges indicate active or senior status;

magistrate judges indicate fuU- or part-time) S . Rcport'J'ypc(chcck appropriate type)

p

3. Date of Rcpon

511212005

6 . Rcpo<tiog Period

11112004

lO 1213112004

mc

p c

_________ _ _

,., . ,. . IMPORT ANT NOTES: The irutructions accomp anying !his form m ust be foUowod. Ccimplclc all parts, checking the NONE box fo r ea cll p en

whac you have no rtpOnable in!onnation. Si811 on last page. • . . .ro;·

eosmoN NAM£0FORQANIZATION/ENTITY

• ..,.,.

PARTIES AND TERMS

0

.....,

u

<..? -<:

FINANCIAL DISCLOSURE REPORT Re ortRtqulr<d by the Elbla

inGovcnmtntAtt or1978Rev. tn.004 FOR CALENDAR YEAR 2004

I. Person Reporting (las! na e, First name, Middle initial

MW]Jhy, Micbael R

CircuitJudge. active o-

0 lnilW

Date

0 Final

(5 US.C.app. §§ lOl-111)

7. Ch• bC1'0<Office Address 8. On the basis of the information contained inlhls Report and any

BeMett Federal Bldg., Rm.543&

125 South State Sttc<t

modifrcntions pertaining thereto, it is, in my opinion. in ompliance with ip li ablc laws and regulations.

SiltLake Ciiy, VT &4138-1181 ReviewingOfficer. Datc�----

I POSmONS- individual oo1y; see pp. 9-13 or filing instructioosl

0 NONE - (Norcpo<t>blc positions.)

I.

SceVlll.

:;jr-

,....,

II AGREEMENTS. (Reponms inc!ividullonly:, 14-16 ornUng ins1n1e:tioosJ ..

0 NONE - (No reportable �IS.) ·.

I. Ulah Judicial Retirement

<:::> (i) '-� .......c-, Al1-;, m

c:;;,. (") It;('") 17'1-o.=t;;

< f7JiS> 0

a -D

N am e of Person Reporting

R

SOURCE AND IYPE !NCQME ._ ..

--

Am<rican Bankrup tcy Institute, Dcnvtt, Colorado Speaker at th e eonfcrc:n-... Fcbnwy 5-6, 2004. Reimbursed for air fare, meals, and taxi

Thomas M. Cooley Law School. Lansing. Mlebipn Participated in the Symposiwn. OCIObcr 11· I 3, 2004. Reimbun cd for air We.

· ··- - ·- ·····- ··-···--····-·· · ··· · · · · ··· . . . . ··-· -·-- .......... _____ , . .

FINA.t"'iCIAL DISCLOSURE REPORT

Murphy, Michael R Dau: orRcport

511212005

GROSS (yo.Q. ... )

SOURCE DESCR!P1!QN I.

ill. NON-JNVESTMENT INCO:ME. ( eporting indivi<fual lll!d spouse; sec pp. 17-24 offiling instructioos)

A. Filer's Non-InvestmentIn<ome

NONE (No rq>Ol1llblc non-inY<Stment ineomc.)·

I.

B. Spouse's Non-Investment Income -(lfyou were mllricd during any por1ion of the reporting year, please complete this seotion. Dollar amount not required except for bonoraria.)

NONE (No rcpartatilc non-investment inoome.) ·

I.

..'fV.. REIMBURSEJl.1ENTS -tninsponation, lodging, rooc1, cntertainmtnt

..

(Includes those to spouse and dqx:ndcntchildrtn. s.., pp. 25-27 of instruetioo..)

0 NONE -·(No suchn:ponablc rcimburscmcrus.)

2.

3.

4.

QF:SCRIPTION

I .

QREDTTOR DESCRlF!JQN

--

FINANCIAL DISCLOSURE REPORT NamcorJ>..,.,n Reporting

Murphy, Michael R

V. GIFTS. (IncludesIOOse to spouse ond depend mt cbildn:n. Sec pp. l8-3 I of iMtructions.)

0 NONE - (Nosucb1tportablcgifts.)

SOURCE

I.

- .

Dau:orRcport

511212005

VI. LIABILITIES. (Includes tbosc ohpouse and dependent cbildt<n. Sec pp. 32-34 ofinscructions.)

0 NONE CN• reporlable liabilities.) .

A.

(No reponablt incoll'le, assets. or irwactions)

I. Wells Fargo IRA Acct. No. 2

2. - WF Money Market FD

3 . • ford Motor Credit Co. Notes

4.

s. CREF (Rowland)

6 . Wel Ls Fargo NA Olccldng Acct

7 . Wells Fargo IRA ACCOWll

8. o

9 . Amgen Inc. (Com)

10. U.S. Treas. No t< dtd2/IS/2002 duc2/IS/2012

1 1. Uni onbancal F in. Tr.(Prl)

12. ln,.I Corp. (Com) ...

13. Lowes Cos. Inc.. --

14. AMEX Energy Sekct SPDR

AMEX F i nencial Select SPDR

Name of Person Reporting

Murphy, Michul R

e. c.

l<Jlrils period n:porung period

(I) (:l) (I) ( 2)

- T>P" (e.c. div. ren:. Ot Mdhod int. )

(Q-W)

Interest K T

A Dividend J T

B lntertS't K

B Dividend K T

c Dividend K T

lntms t } T

F Div.&Jnt 0 T

A lntercst K T

None } T

B Interest K T

A Dividend

A Dividend

A Dividend

Dividend

B Dividend

( I)

buy, sell, ..... . rodcmpticc)

IRA

Sold

Sold

Sold

Sold

So ld

D •

1 r not exempt rrnm di """"

(2) (3) (4) (S ) D1ote: Value Gw -· Codc2 Codc Doy (l·P) I (A·

"'

819 K

3126 D

3126 K

3126 J B

l B

10/14 K D

3126 K

16. Nooe Partial Sell 8/S K

17 . None Partial S ell 10/14 L D

1 8. AMEX TC<hnology Se!ectSPOR Div idend 3/26 K

A 8 ·c 0 E - .m.001 .sso.ooo

F K ',L

..

s 1'

(5« Colu mn C!) u ., B ook V alue. v • O ther W • £sticrw11c:d

213

FINANCIAL DISCLOSURE REPORT Page 1 of3

llc><riptlooor"""' c...i..i;.,...,..,_>

Place ·cxr after each as:se! c:ccnpe &om J>rio< diKloson:

DNONE

CR.Ef (U. ofU.)

Wells Farg Money Mk-

IS.

....... OOriog OfOss \'lluc I& cod of

Value Valoc Code I Codo2 (A·H) (J·P) Codo3

A

T

A

A

T)l>C' (c4'

Dislrib.

Buy

Da,. ofReport

Sl121200S

TratlSaQiona dJrio& rqion:itig period

ldcn<iiyof bU)-a/Kller(itpri\'ale

tJusactioe)

1

A Buy

I. lncomelO.U. Codes: . •Sl,OOOorku •Sl,00t.S2,l00 •s;.so1 S$,OOO . -SS,OOL.SIS,000

(Sec Columm 81 and CW) •SS0,001·$100.000 ·G. •SlM,OOl·Sl,000, 000 }U ·• Sl,000,001.s.l,000,000. · ,H2 •M n: than SS,000,000 .. -

2. V•l� Codes: J • SJS,O(Jl)or .ldJ :sSfS,001-SSO}Jl)I) . •$.S0,001.$100,000 M •SJo0,00J.s>JO,Ooo . .. . ' ' -

{SecCohimns Cl a:nd DJ) N •$250,000-SSOO,OOO 0 •$SOO,OOJ'U.000,000 . Pl .-SJ,000,00l·SS,000,000 P2 "!ss.000.001.m.ooo,ooo

Pl • s21,ooo,001.sso,ooo.ooo . . .. '.p.t • SMon thin SS0,000,000 ...

3. Value�fc1hod Codes Q •Approi:s:al R •Cos! (Roal EslAIO Only) _,,__ •Cash/Mo.rkc:I

dend

Name o f Person Re p orting

Murphy, Michael R

Dal e of Repo rt

5 /1212005

A. B. c D.

_,period """""" period (I) (2 ) (I) (2) (I) n ot ex.empt froro rc

(2) (3) (4) (SJ - Value T)p< (• ... °"" VU.e Goio

Codc2 buy. sell, Ccxle l Code h•. ) Doy (J-P) I (A·

"'

19. None Sold 10/14 L

20. Coosumer Discntiooary Select Sector Div iden d Sold 10/1 4 K c

21. Health C art Selca Sc<tor SPDR Fund Dividend Buy 213 ]

22 . Nooe Sold 10/14 K

23. Industrial Select Sect SPDR Dividend Sold 10/14 L D

24. 1 S lw cs Inc. MSC ! Pacific Ex·Jap.n 8 Dividend Partial Sell 3126 ]

25. None Partial Sell 10114 K B

26. I Shares MSC! J apan A Dividend Partial Sell 3126 ]

27. None Panial Sell I0/14 K

2 8. I NASDAQ Biotech Index None Buy 3126

29. None Parti al Se u 815 K

30. None Partial Seit. 10/14 K

3 1. I S ham Russell 2000 Gro"'th A Dividend K Panial Sel l 3126 ] A

32. I Slwcs Russell 200 0 Y!lue lnclcxFD A Dividend K T Partial Sell 3126 J A

33. None Partial Sell 10/14 ] B

34. I Siwes S&:P EUrope. 350 Divi K T Partial Se ll 3126 J A

J S. None Buy 10/14 J

36. I ShaRs S&.P Latin America 40 Dividend J T Partial Sell 3126 ] A

A D c £

,

(Se,c,CoJ� ll\'l llS 0 .

Q R s -Assesmoeet

(SceCo lu r.u> C) u • 8ocl Val11e v • Other W • Estim:i ted

FINANCIAL DISCLOSURE REPORT Page2 of3

Desc:riptiM of AuctS lllCOllle dtJl'iq Gross value II end ot T"""""""' durioc '"'°""'• poriod

rL'lcJudi.ng trustusers}

Place "(_}()" &1\cr each assiet Q:cmpt (e.g. Valot Ctoo prior discl�ite Code! div. R:lll. or MOllth-

Identity of b11yerlsdlc:r

(A•H) (J·P) Codel m«gor, {ifprivace(Q-W) «dcmpO..) tnflsactioa)

A

A

A

A

A

A

A

K

T

. . -

B

A

I. lncome/Ca:in Cod •Sl. OOOorleu •$1,001·$2,SOO • S2.SOl.SS,000 D •SS,001.SIS.OOO -s1s.001 ss.o.ooo

{Scceoi.-Bl aod 04) f • $50,001.$100,000 () •$100,001-Sl,000.000 HI • s1.000;001.ss.0oo,00o · H2 =More tJwi SS,000,000 2: Value Codes: •SISOOOorlc:s.s K -SIS.001 .000 L -sso.001.s100.ooo M •S100.0Cl1·$2SO.OOO

CJ aod 03) N - .sr>,000·$500, 00' c, $500,0DI·Sl,000,000 .,1 . s!.000.001.1,,000,000 f'.2 SS,000,001-S?J OOO,ocio

P3 • $25,000,00l·S'0,000,000 P4 • SMorc SS0,000,000 3. Valoc Mclhod Codes • Apprlisaf = c..t (Real Esuto Only) ·T •Cash/MtrW

Name o f Pcr>oo Rcponing

Murphy, Mi<hael R

A. u. c.

.......,, period -"'•period (I) (2) (I) (2) ( I ) not CXCll':pl uvm cisdoRvc

(2) (J) (<) - T,,,,. Yalu< T;p. (c, .. Date: Value Gu.

div. rent. ot Codcl buy, sea, Maorb· Codc2 C<>dc (A .fl) WI.) I (A· (if pri'l.f

"'

37. None Panial Sell 10/14 1

38. I Sban:s TR Russell Mideap G r oW1h Dividend L T Partial Sell 3126 K a

39. None 10/14 J

40. Mou:rials Seleet Sector SPDR Dividend Sold I0/14 K c

41. I Sha= Lehman 1 -3 Yr. U. S . Treasuzy lnde< Fund D i vidend J Suy 10/14

42. I Shares TR Cohen & Steen Realty

43. I Shares TR MSC! Emerging Markets

44. I Shares R ussell Midcap Value

45. I Shares Russell I 000 Growth

46. I S hares Russell I 00 0 Value

47. First Security Securities Litigation Class Action

0 .. Book Value

A Dividend K T Buy 10/14

Dividend K T Buy 10/14

Dividend 1 T Buy 10/14

A Dividend M T Suy 10/14

B Dividend M T Buy 10/14

Distribution

K

K

1

M

M

V = Othtt · Vt • E.stim :a : c d

. . . ·--·· - - . . . . - . . . ··-·· ······· . - -. . ·

FINANCIAL DISCLOSURE REPORT

Page 3 of3 Date of RCJlQn

S/1212005

D.

-hlcoo <bring Gtoss value at ud o( T during r'l'Orting .,.nod

('°"""""""" ->

(')Piece "(X)" after neb asset (e.i. VW: Identity of from prior dis;closure Codel Motl>od buy<t/S<lic<

(J.P) Cod<3 """'"· O.y (1-1')(Q.W) rcdc:mptioo) tratl�Uon)

a

A

Suy

A

A T J

Proceeds

A

A

A

·.

..

1.1ncomcl0aineodcs: A. •$1.000«kss· (Sc:i:CohunnsBlltldD4} F •SS0,001..SlOO.OOO

2. VaJue:Codcs: J • StS,OOOork::u (Sc: Columns CJ and 03) N ...$250,000-S.S00,000

3, V11h1c Method Codes (St'c Column C2)

P3 -ru.ooo.0014so.ooo.ooo

Q ·A�isal

B •Sl,001.sl.JOO c -$2.501-Ss,ooo; D •$5,001-SIS,OOO

o: -s100,001.sr,ooo,ooo K •SU,001-SSO,OOO

. HI •Sl;000.00145,000,000 . Ill -.M0tt.1iw> SS,000,000 . ·

L • sso.001.s100,ooo M.• SIOO,OOl·SlS0,000

0 =Sl00,001-Sl,000,000 p . .$1;000,001;.S?.OOO� P2 "!"S5,000,00l:SlS,000,000 P<t •SMore sso,000.000

R s Co>1 (Real EM>!• Ocl)1 S -""'""'"" T •Cash/Mark"

E -SIS,001-SSO,OOO

·.

FINANCIAL DISCLOSURE REPORT Name of Person Rcportin

Murphy, Michael R

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

PartIL Agecm"'ts

(bdKalt part cfRcpan.)

DaleofRepon

51121200S

Un: t; As of the date of my rcsigoarion ftom the Third OUtrict C-Owt.State of Utah. in October 1995, l had accumulated nine years in the state judicial retirement plan which will not beginto pay benefits until I reach the age of 70 in 2017. The plan is an annuity type plan.

Part IL

.. ..

-. --

FINANCIAL DISCLOSURE REPORT Name or Person Reporting

Murphy, Midiacl R

IX. CERTIFICATION.

Sfl21200S

FILING INSTRUCTIONS

I certify that all infonnation given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any infonnation not reported waswithheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income fromoutside employment andhonorariaand the acceptance of giftswhich have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and JudicialConference regulations.

Signature

NOTE: ANY INDNIDUAL WHO KNOWINGLY AND WILFULL y FALSIFIES ORF AlLS TO FILE nns REPORT MA y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

..

Mail signed original and 3 additional copies to:

Committi:e on Financial Disclosure

Administrative Office oftbe United States CourtS

Suite2-301

One Columbus Circle, N.E.

Washington, D.C. 20544


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