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Annual Environmental and Social Safeguard Monitoring Report February 2018 SRI: Northern Road Connectivity Project Additional Financing (National Road Component) Prepared by Road Development Authority for the Asian Development Bank. This annual environmental and social safeguard monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.
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Page 1: Annual Environmental and Social Safeguard Monitoring ...(Pvt) Ltd MUC 017 MU03 Vattapalai-Keppaipilavu Maga Engineering Puthukudiyiruppu Road 12.85 24-11-2015 30.06.2017 (Pvt) Ltd

Annual Environmental and Social Safeguard Monitoring Report

February 2018

SRI: Northern Road Connectivity Project –

Additional Financing (National Road Component)

Prepared by Road Development Authority for the Asian Development Bank.

This annual environmental and social safeguard monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

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ANNUAL

ENVIRONMENTAL & SOCIAL SAFEGUARD

MONITORING REPORT

2017

NORTHERN ROAD CONNECTIVITY PROJECT

ADDITIONAL FINANCING

NORTHERN PROVINCE

SRI LANKA

FEBRUARY 2018

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ABBREVIATIONS

ADB – Asian Development Bank

AP – Affected Person

BDO – Business Development Officer

BIQ – Basic Information Questionnaire

CEA – Central Environment Authority

CEAA – Consulting Engineers & Architects Association

CRO – Community Resettlement Officer

CSC – Supervision Consultant (Engineer)

DS – Divisional Secretary

EA – Executing Agency

EIA – Environmental Impact Assessment

EIMO – Environmental Impact Monitoring Officer

EMAP – Environmental Management Action Plan

EMP – Environmental Management Plan

EMU – Environmental Management Unit

ESD – Environment & Social Division (of RDA)

GN – Gramaseva Niladari

GOSL – Government of Sri Lanka

GRC – Grievance Redress Committee

IEE – Initial Environmental Examination

IOL – Inventory of Losses

Km – Kilo meter

MOPC – Ministry of Provincial Councils

MC – Management Consultants

NBRO – National Building Research Organization

NPC – Northern Provincial Council

NEA – National Environmental Act

NGO – Nongovernmental Organizations

NPRDD – Northern Provincial Road Development Department

NRCP/AF – Northern Road Connectivity Project-Additional Financing

PAP – Project Affected Person

PD – Project Director

PLO – Public Liaison Officer

PM – Project Manager

PMU – Project Management Unit

QA – Quality Assurance

QC – Quality Control

RA – Resettlement Assistant

RDD – Road Development Department

RDHS – Regional Director of Health Service

RDS – Rural Development Society

ROW – Right of Way

RRP – Report and Recommendation of the President (ADB)

RSC – Road Safety Component

SIMO – Social Impact Monitoring Officer

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TABLE OF CONTENTS

ABBREVIATIONS .....................................................................................................................ii

TABLE OF CONTENTS ........................................................................................................... iii

1. BACKGROUND OF THE PROJECT .....................................................................................1

2. CURRENT STATUS OF PROJECT IMPLEMENTATION PROGRESS ................................ 4

3. COMPLIANCE ON ENVIRONMENT SAFEGUARDS REQUIREMENTS ...............................5

3.1. Status of Compliance with ADB Loan Covenants ......................................................5

3.2. Status of Compliance with Government Environmental Requirements ....................6

3.3. Environmental permit/license/consent for this project and construction related facilities/

activities................................................................................................................................8

4. IMPLEMENTATION OF ENVIRONMENTAL MANAGEMENT PLAN .................................. 10

4.1. EMP requirements incorporated into contractual arrangements ............................ 11

4.2. Summary of Environmental Mitigations and Compensation Measures Implemented............................................................................................................................................ 12

4.3. Level of Compliance ...................................................................................................11

5. ENVIRONMENTAL MONITORING ......................................................................................13

6. COMPLIANCE ON SOCIAL SAFEGUARD REQUIREMENTS………………………………………………..…………12

6.1 Status of compliance with ADB Loan covenants……………………………………………………………… .. 12

6.2 Gender Mainstreaming………………………………………………………………………………………………….….14

6. CONCLUSION AND RECOMMENDATIONS ..................................................................... 16

Annex I. Photographs ....................................................................................................... 18-22

Annex II. Monitoring Checklist ..............................................................................................23

This Environmental & Social Safeguard Monitoring Report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

iii

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LIST OF TABLES

Table 01: Package Details ....................................................................................................... 2

Table 02: Physical Progress ................................................................................................... 4

Table 03: ADB loan covenants ................................................................................................ 5

Table 04: Environmental loan covenants and level of compliance ...................................... 6

Table 05: Environmental requirements and level of compliance .......................................... 7

Table 06-: Clearances/ permits obtained and details ......................................................... 8-9

Table 07: Summary of environmental mitigation measures specified in EMP ................... 12

Table 08: Percentage of women engagement in road work………………………………………………….15

Table 09: Overall progress .................................................................................................... 18

iv

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1. BACKGROUND OF THE PROJECT

Both Northern Province (NP) and its neighbouring North Central Province (NCP) have been in

the worst conflict-affected regions in the country. With the normalization of the economic and

social environment, economic prospects in these two provinces have demonstrated significant

improvement. In 2010, the highest rate of growth (22.9%) was recorded in the Northern

Province, and a similar rate (20.3%) in the NCP. However, regional disparity remains a dominant

feature of the economy. The share of gross domestic product is only 3.4% for the Northern

Province and 4.8% for NCP, which is less than their share of the population.

Recognizing this fact, the government's development strategy emphasized equitable access to

infrastructure and services for all, to promote inclusive growth. The sustainability of recent

development outcomes is at risk if the road connectivity cannot be improved in a timely manner.

Prolonged under-investment during the conflict left the road network in a state of total disrepair.

Mobility between the Northern Province and southern regions requires substantial travel time owing

to the inadequate condition of the linking arterial roads. Poor road connectivity in Northern Province

and NCP has hindered the spread of economic activities and regional development.

The damage to physical infrastructure has been severe and extensive, and particularly the road

network called for immediate reconstruction and / or rehabilitation. People in the region no longer

had access to markets or basic social services as they once had and the transport of goods has

dramatically slowed. As Government is carrying out the resettlement of the displaced population in

the region, re-establishment of linkages to social services and markets through robust road network

was essential for normal socio-economic activities and civil life to return.

To cover additional geographical areas and consolidate the development outcomes, the government

has requested ADB to scale up the original project with the surplus and additional financing. The

overall project meets eligibility criteria for additional financing, which would help consolidate

development outcomes by covering additional geographic areas and increasing project

beneficiaries. The modality of additional financing was to enhance the intended impact of the

original project by utilizing the existing implementation arrangements to achieve results

expeditiously. The overall project, including the original project and the additional financing, was in

line with the strategic objective in ADB's country partnership strategy, 2012-2016 as agreed between

GOSL and ADB –‘improving connectivity and service delivery to lagging regions, including the former conflict-affected regions of the country’. The proposed additional financing was included in the country’s operations business plan of 2012-2014. In the future, ADB's assistance will focus on (i)

continuing to improve the road connectivity for the lagging regions and for important links, (ii)

relieving the traffic congestion in the urban areas and on the trunk roads, and (iii) establishing

sustainable road maintenance scheme at the national and provincial levels.

The Ministry of Local Government & Provincial Councils has initiated a provincial component of

the Northern Road Connectivity Project-Additional Financing (NRCP/AF) with both Northern

Provincial Road Development Department (NPRDD) and North Central Provincial Road

Development Authority (NCPRDA). The main objective of the provincial component of NRCP/AF

is to rehabilitate C-class provincial roads in the bordering Anuradhapura district of NCP in

addition to Kilinochchi and Mullaitivu districts in Northern Province of Sri Lanka.

1

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The NRCP/AF(PC) consists of a total road length of 48.46km in NP, which has been rehabilitated

with the supervision consultancy provided by Pyunghwa Engineering Consultants (PEC) Ltd of

Korea in association with Consulting Engineers & Architects Associates (Pvt) Ltd. (CEA) of Sri

Lanka. The details of contract packages are given in Table 1:

Table 1: Package Details

Contract Road Name/Number

Length

Contractor Date of Revised Date of

No.

(Km)

Commencement

Completion

Oddusuddan-

MU01

Puthukudiyiruppu–Mathalan 12.33

Maga Engineering 11-03-2014

03.09.2015

Road

(Pvt) Ltd

MUC 017

MU03

Vattapalai-Keppaipilavu

Maga Engineering

Puthukudiyiruppu Road 12.85

24-11-2015

30.06.2017

(Pvt) Ltd

MUC 011

Kennady Road

7.01

03.09.2015

KLC 003

Maga Engineering

KL02

11-03-2014

(Pvt) Ltd

Approach Road to Cattle Farm

3.35

03.12.2015

KLC 009

L. B. Main Chl. Road

02.12.2016

Akkarayankulam Road 6.32

KL06 KLC 004

V.V. Karunaratne 27-01-2015

RB Main Chl. Road

&Company

30.06.2017

Akkarayakulam Road 6.60

KLC 014

Total Length of 6 Roads 48.46

Keeping in line with the ADB Environmental Monitoring Guidelines, periodical environmental

monitoring was carried out by the Environment Specialist of the NRCP/AF project since mid of

2014 onwards. All Contractors were made aware of the requirement of environmental monitoring

and monthly EM reports were called for. The Environment Specialist’s task included the educating the relevant officials of each contractor on the environmental issues and concerns

relating to road construction, and preparing a monthly Environmental Monitoring Report based

on his regular visits to each site and the contractors’ monthly EM reports.

The present Annual Environmental & Social Safeguard Monitoring Report is the

composite report comprising the recognized Environmental & Social Safeguard aspects

as of the extended project completion stage in late 2017.

2

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Figure 01: Location Map of Road Packages in Northern Province

1) Mullaitivu District

2) Kilinochchi District

3

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2. CURRENT STATUS OF PROJECT IMPLEMENTATION PROGRESS

All the construction works have been completed by 2017 using the extended period granted for

three out of four packages. As indicated in the package details (Table 1), construction period

allocated for the Package No 2 (MU03), has to be extended after mid of May 2017, since the

construction work on this road was affected owing to adverse weather. The evaluation was

delayed due to the unavailability of rainfall figures at the time. Work on one road (KLC014)

under Package No. 4 (V.V.K&Company) had commenced in early 2015 also was delayed, owing

to weather and other reasons for which EOT has been recommended up to 20 December 2016

and LB road has been taken over on 02 December 2016 with a list of outstanding works

A summary of physical progress for each Package is given in Table 02:

Table 02: Physical progress by end of December 2017

Package

Road No.

Road Name

Length (km) Actual

Progress

NRCP-AF/ MU01

MUC 017

Oddusuddan– Puthukudiyiruppu – 12.33

100%

Mathalan Road

NRCP-AF/

MUC 011

Vattapalai-Keppaipilavu- 12.85

100%

MU03

Puthukudiyiruppu Road

NRCP-AF/ KL02

KLC 003 Kennady Road 7.01 100%

KLC 009

Approach road to Cattle farm

3.35 100%

KLC 004

L. B. Main Chl. Road 6.32 100%

NRCP-AF/ KL06

Akkarayankulam Road

KLC 014

RB Main Chl. Road Akkarayakulam 6.60 100%

Road

Total Length of Northern Roads 48.46

4

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3. COMPLIANCE ON ENVIRONMENT SAFEGUARDS REQUIREMENTS

3.1. Status of Compliance with ADB Loan Covenants

In terms of compliance on environment ADB has described its loan covenants, which

are given in Table 03: together with the status of compliance of the present project.

Table 03: ADB loan covenants

Reference

Description

Timing

Status of

Compliance

Schedule 5, Environment:

Para. 10 The Borrower, MOPC and NPC, through NPCRDA, shall ensure

that the Project shall be carried out in accordance with the

IEE and the EMPs prepared under the Project, and shall

comply with the Borrower’s environmental laws and regulations and ADB’s Safeguard Policy Statement (2009).

If there is any discrepancy between the Borrower’s laws and regulations, and ADB’s Safeguard Policy Statement (2009), the ADB’s Safeguard Policy Statement (2009) shall prevail. MOPC and NPC shall implement the environmental

mitigation and management measures, and other

recommendations specified in EMPs to minimize any

adverse environmental impacts arising from the

implementation of the Project. The requirements of the

EMPs and of the conditional clearance provided by the

CEA shall be incorporated in the bidding documents and

included as part of the works contract documents.

MOPH, through RDA, is responsible for ensuring

compliance by the contractors with requirements of the

EMPs for national roads. The ESD under the RDA shall

monitor environmental compliance by the contractors. With

respect to provincial roads, NPC shall be responsible for

ensuring the implementation of the respective EMPs.

During Been complied

Implementation with

As described in EMAP and according to follow-up actions taken by the Environment Consultant, 2

contractors who constructed the 4 packages (6 roads) in the Mullaithivu and Kilinochchi districts have

maintained the environment safeguards requirements during the two-year construction period.

5

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List of Environmental Loan Covenants and Level of Compliance

The environmental loan covenants and the level of compliance are given in Table 04.

Table 04: Environmental loan covenants and level of compliance

Environmental loan covenants Level of compliance

Project shall be carried out in accordance with the IEE and the EMPs prepared

100%

under the Project

Comply with the Borrower’s environmental laws and regulations and ADB’s

100%

Safeguard Policy Statement (2009).

Implement the environmental mitigation and management measures, and other 100%

recommendations specified in EMPs

Incorporate the EMPs and the conditional clearance provided by the CEA in the

100%

bidding documents and included as part of the works contract documents.

Contractor shall be responsible for ensuring the implementation of the respective

100%

EMPs.

3.2. Status of Compliance with Government Environmental Requirements

According to the National Environmental Act No. 47 of 1980 and its amendments (Act, No. 56 of

1988 and Act, No. 53 of 2000), road widening/ expansion/ rehabilitation are not prescribed

activities, which should undergo environmental assessments. Therefore, the Project Proponent

had to submit initially a Basic Information Questionnaire (BIQ) in order to verify the category to

which the road project falls. Based on the BIQ the CEA decide whether an impact assessment

should be carried out or not. Therefore this package does not falls into any prescribed activity.

As such, based on the BIQ, the CEA has issued an environmental clearance for this project

solely for the purpose of legal clearance as well as to fulfil the requirement of ADB.

However, during the construction period, all the normal rules and regulations were

applied for the project. Therefore the following requirements were fulfilled during

construction and operating supportive facilities.

1. Obtain statutory approvals for operating quarries, crusher plants, hot mix plants,

borrow pits and dumping sites 2. Obtain approval for felling of trees either from Divisional Secretary or from Department

of Forest Conservation 3. Obtain approval/ consent from other inline Government institutes or Departments such

as Department of Wildlife Conservation, Coast Conservation department if part or the

entire road runs within 100m boundary of an area belong to such authority 4. Obtain approval from Department of Archaeology if necessary

All these requirements have already been fulfilled during the reporting period.

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List of Government Environmental Requirements and Level of Compliance

Sri Lanka has its own environmental impact assessment and management system for

development projects.

The National Environmental Act (NEA) No. 47 of 1980 and related amendments; Act No 56 of 1988 and

Act No 53 of 2000, serve as the main legislations for environmental protection in Sri Lanka. Other

legislation, such as the Coast Conservation Act (No. 57 of 1981), Fauna and Flora Protection

Ordinance No. 49 of 1993, the National Heritage and Wilderness Act (1988), Felling of Trees (Control -

Amendment) Act of 2000 as well as other regulations published under the NEA, further strengthen the

regulations on the impact assessments and environmental management process.

The environmental requirements and the level of compliance are given in Table 05.

Table 05: Environmental requirements and level of compliance

Environmental Requirements Level of Compliance

Environmental Protection License from CEA for operating Quarries& Crushers 100%

Industrial Mining License from GSMB for operating Quarries 100%

Trade License from Local Authority for operating Quarries & Crushers 100%

Approval from Department of Forest Conservation 100%

Approval from Department of Wildlife Conservation 100%

Approval from Coast Conservation Department Not Applicable

Approval from Department of Archaeology 100%

Approval from Local Authority for dumping of solid waste 100%

Approval for felling of trees 100%

7

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3.3. Environmental permit/license/consent for this project and construction related

facilities/activities

Table 06 shows the status of environmental permit / license / consent obtained by the

contractor for each package.

Table 06-: Clearances/ permits obtained and details

Package No. Clearance/permit Authority Responsible agency Status

For cutting trees

i.

Approval for tree cutting

Divisional Secretariat

Contractor/PRDD

Obtained

Puthukudiyirippu

2. For Quarry

i. EPL for operating quarry CEA Contractor Obtained

ii. Industrial Mining License GS&MB Contractor Obtained

Trade license approval (for

iii. quarrying, crusher plant, Pradeshiya Sabha

Contractor

Obtained

borrow area, labour camp,

Puthukudiyirippu

disposal site)

iv.

No Objection letter Department of

Contractor

Obtained

Archaeology

NRCP-AF/

v. Explosives permits Defence Ministry Contractor Obtained

3. For Crusher Plant

MU03

i. Environmental Protection

CEA

Contractor

Obtained

License

ii. Approval of local authority / Pradeshiya Sabha

Contractor

Obtained

Divisional Secretariat

Puthukudiyirippu

iii. Approval for construction Pradeshiya Sabha

Contractor

Obtained

of building

Puthukudiyirippu

iv.

Trade license

Pradeshiya Sabha

Contractor

Obtained

Puthukudiyirippu

4. For Borrow Pits

i. Industrial Mining License GS&MB Contractor Obtained

ii. Environmental Protection

CEA,

Contractor

Obtained

License

Contractor: Maga Engineering (Pvt) Ltd

8

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Package No. Clearance/permit Authority Responsible agency Status

NRCP-AF/ For cutting trees

Divisional Secretariat

KL06

i.

Approval for tree cutting

Contractor/PRDD Obtained

Karachchi

2. For Quarry

i. EPL for operating quarry CEA Contractor/Supplier Obtained

ii. Industrial Mining License GS&MB Contractor/Supplier Obtained

Trade license approval

iii. (for quarrying, crusher Local Authority

Contractor/Supplier Obtained

plant, borrow area, labour

Karachchi

camp, disposal site)

iv.

No Objection letter Department of

Contractor/Supplier Obtained

Archaeology

v. Explosives permits Defence Ministry Contractor/Supplier Obtained

3. For Crusher Plant

i. Environmental Protection

CEA

Contractor/Supplier Obtained

License

ii. Approval of Local Authority Divisional Secretariat

Contractor/Supplier Obtained

/ Divisional Secretariat

Karachchi

iii. Approval for construction Pradeshiya Sabha

Contractor/Supplier Obtained

of building

Karachchi

iv.

Trade license

Pradeshiya Sabha

Contractor/Supplier Obtained

Karachchi

4. For Borrow Pits

i. Industrial Mining License GS&MB Contractor Obtained

ii. Environmental Protection

CEA

Contractor

Obtained

License

Contractor: V.V. Karunaratne & Company Ltd.

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4. IMPLEMENTATION OF ENVIRONMENTAL MANAGEMENT PLAN

The Environmental Management Action Plan made by the contractors was monitored to

mitigate the environmental impacts while construction activities were executed during the

project period. The pre-identified social-environmental problems and unidentified social-

environmental problems which could crop up during the construction period were resolved

by taking appropriate mitigation measures as mentioned in the EMAP submitted by the

Contractors. The environmental officer/ Public Liaison Officer attached to each contractor

usually continued to monitor the issues in social and environmental dimension and sought

advice from the Consultant when there were contentious issues to be resolved in the field.

4.1. EMP requirements incorporated into contractual arrangements

The specific requirements for the environmental management and implementation

of EMP is given under following sections of contract specifications, particular and

general conditions of contract are as follows:

Under Contract specifications

1) Environmental Management plan and Environmental Monitoring Plan

2) General environmental requirements

3) Environmental Management Action Plan- describes that the Contractor shall

implement the EMP to the satisfaction of the Engineer/ Employer

4) Safety requirements

5) Conditions to be satisfied under CEA Clearance

6) Supplementary information – EMAP

Under Particular conditions of contract

1) Protection of the environment

2) Safety precautions – Arrangement to be done at the site

Under General conditions

1) Protection of the environment

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4.2. Summary of Environmental Mitigations and Compensation Measures Implemented

Water pollution, dust pollution and safety matters are the main environmental issues associated

with this project. As this was a small scale project which implemented basically in rural locations

no major impact on air quality, water quality or noise levels would arise at the project roads.

The environmental monitoring plan of the IEE report, which had been prepared for the feasibility

study, consists of measuring specific parameters of air quality, water quality and noise levels at

different locations. However, during the implementation, it was observed that these specific

parameters are of no much relevance to a small scale project operated with general road-work

machineries. In addition the following factors were also taken into consideration.

Air quality

Road construction is primarily done by manual labour and only few machines /

vehicles are operated simultaneously during constructions. Therefore, very low

amount of emissions occur due to construction machines/ vehicles.

Also only “Lead (Pb)” free Petrol is imported to Sri Lanka and it is abide by the Law

and every vehicle has to obtain an annual emission certificate in order to get the

license for the vehicle. Therefore from those indirect methods it can be assured that

the air quality is not significantly affected.

As an action on this aspect instructions to conduct vehicle emission tests have

been given. Accordingly, tests were conducted for vehicles as well as machinery

and they are complied with the National Environmental Regulation limits. Thus the

results of air quality received were utilised to compare with problematic air quality

issues that could emerge due to vehicle emission in the project area. Problematic

vehicles and machines were repaired before use in the project or were removed out.

Water quality

Water pollution will occur due to contamination of water during the construction activities. All

possible means of water pollution have been addressed via EMAPs. Accordingly, washing of

vehicles and construction equipment are prohibited from adjacent tanks or water bodies etc, and

it is observed that significant water pollution has not occurred doing to construction activities.

However, in order to assess the impact on water quality, it was decided to do the baseline data

collection within the project area. The locations for baseline data collection are identified by

National Building Research Organization (NBRO)/ National Water Supply and Drainage Board

[Water Board] with the coordination of Contractor’s representatives, Assistant Resident Engineer

and the Employer’s representative in each site.The baseline data regarding water quality has been performed by NBRO / Water Board by taking field samples at selected locations. The results were

used to assess the water quality after the project period.

Health and safety

The health and safety measures have been implemented in order to prevent accidents and

health hazards. The worker safety is ensured by providing safety gear (helmets, jackets,

boots etc). The road safety is ensured by placing standard road safety signs at proper

places, deploying flagmen etc. Also the hygienic conditions and facilities such as availability

of sufficient water, electricity, mosquito nets etc. of rented houses were monitored.

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4.3. Level of Compliance

Table 07 shows a summary of each environmental parameter specified in the EMP and

the level of compliance implemented as of project completion stage by end of 2017.

Table 07: Summary of environmental mitigation measures specified in EMP

EMP Requirement (list all mitigation measures

Comment on Reasons for

No

Partial or Non-Compliance

specified in the EMP)

MU03

KL06

1 Removal of public utilities Yes Yes

2 Temporary use of lands Yes Yes

3 Soil erosion sedimentation and siltation Yes Yes

4

Extraction, transportation and storage of construction Yes Yes

materials

5 Effect on water resources Yes Yes

6 Temporary floods Yes Yes

7 Solid waste disposal and sanitation Yes Yes

8 Disposal of construction debris and spoil Yes Yes

9 Disruption of traffic Yes Yes

10 Personal safety Yes Yes

11 Impact from dust, noise and vibration Yes Yes

12 Effect on flora, fauna and their habitats Yes Yes

13 Biodiversity conservation &sustainable natural resource Yes Yes

management

14 Air quality and noise Yes Yes

15 Drainage Congestions Yes Yes

16 Safety of road users Yes Yes

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5. ENVIRONMENTAL MONITORING

The environmental activity checklists (Annex II) were prepared by the consultant as a tool for

monitoring. The idea was to cover every aspect of target environmental parameter during the

construction period. These checklists were sent to respective contractors and Assistant

Resident Engineer. The PLOs were briefed how to use these checklists as well. Instructions were

given to the contractors to fill up checklists daily and handover monthly to the respective ARE.

In addition regular site visits are carried out to study whether the contractors have implemented

proper mitigation measures discussed in each respective EMAP. If any non-compliance was

observed, the PLO will inform and proposes suitable measure/s to rectify those issues.

During this period (January - December 2017), site visits were made to all the contract packages along

with the Assistant Resident Engineer and the Contractor’s representatives such as Site Engineer, Public Liaison Officer (PLO), Project Manager etc. On-going construction activities were observed and

photographic evidences of various activities were recorded for reporting purposes.

In addition, meetings were held with each Contractor’s representatives and information was obtained on various aspects. During meetings (site meetings and progress review meetings)

various issues reviewed and instructed to Contractors for their early compliances are:

Following up the EMAP

Practicing and maintaining Traffic and Safety management for each construction site

as well as along the road trace where necessary.

Following up towards finalizing the number of trees to be felled in each road and

mark them on the ground.

Following up towards obtaining approvals from respective Government Officers/ Departments

(Divisional Secretary of Department of Forest Conservation) for felling of trees.

Providing proper safety gears, first aid facility and sanitary facilities for construction workers.

Avoiding interruptions to irrigation canals, natural water ways and roadside drains

13

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6. COMPLIANCE ON SOCIAL SAFEGUARDS REQUIREMENTS

6.1 Status of Compliance with ADB Loan Covenants

Reference

Description

Status as at December

2017

Schedule 5, Grievance Redress Mechanism Established.

para. 6 Within 6 months of Effective Date, NPC and NCPC, through

The public and stakeholder

RDA, NPRDD and NCPRDA, respectively, shall prepare a

Grievance Redress Mechanism, acceptable to ADB, and meetings were conducted.

establish a task force at the RDA for MOPH and at NPC and During 2017, 6 complaints

NCPC, to receive and resolve complaints/grievances or act have been received and

upon reports from stakeholders on misuse of funds and attended by the respective

other irregularities, including grievances due to officials.

resettlement and environmental issues. The task force shall

(i) make public the existence of this Grievance Redress

Mechanism, through, a public-awareness campaign, (ii)

review and address grievances of stakeholders of the

Project, in relation to either the Project, any of the service

providers, or any person responsible for carrying out any

aspect of the Project; and (iii) proactively and

constructively respond to them.

Schedule 5, Land Acquisition and Involuntary Resettlement As the rehabilitation works

para. 16 Although no involuntary resettlement is envisaged for the are limited to the available

provincial roads, NPC and NCPC, through NPRDD and right of way no land

NCPRDA, respectively, shall ensure that if land acquisition acquisition and resettlement

is unavoidable, which may affect such properties such as

were observed.

boundary walls, business establishments, crops and trees,

home gardens, or other resettlement impacts, a RP shall be

prepared in accordance with the agreed Resettlement

Framework and ADB’s Safeguard Policy Statement (2009).

Approval from the Borrower and ADB shall have to be

obtained prior to any commencement of construction in the

concerned area.

Schedule 5, Land Acquisition and Involuntary Resettlement As the rehabilitation works

para. 17 In addition, in the event land acquisition is unavoidable, the are limited to the available

Borrower, through NPRDD and NCPRDA, shall ensure that right of way no land

Works contractors shall not be issued notices to commence acquisition and resettlement

for any part of a section of a road involving land acquisition were observed.

and resettlement, or to begin construction work unless the

Borrower has (a) satisfactorily completed, in accordance

with the approved RP, compensation payment and

relocation to new sites; (b) ensured that rehabilitation

assistance is in place; and (c) the area required for civil

works is free of all encumbrances. A joint diligent mission

will be conducted by ADB and the Borrower to confirm that

right-of-way to be handed over to contractors are free of

encumbrances and ready to be handed over to the

contractors.

14

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Complaints/ Key issues identified

As a requirement of ADB, a grievance and redress mechanism is integrated in the

overall project management. Complaints are received, and registered on-site. In order

to manage complaints, a complaint registry was made available at each site office. A

Public Liaison Officer (PLO) has been appointed for each package to deal with

complaints. The contact details of the PLO are displayed on the project name boards.

However, there were some issues identified and resolved at the site without delay.

Details are given below:

1. Package MU03

Road Name: Vattapalai – Keppaipilavu - Puthukudiyiruppu Road (MUC011)

Activities Remedial Action

Identified in the period of 2017

Requirement of Property Access Immediate actions have been done.

(24 Property access are identified) Property access were provided.

Requested to provide concrete cover slab for the After the site inspection and discussions, it was

concrete drain from 0+020 to 0+086 decided to provide the concrete cover slab.

Junction improvement works have been done. Concrete drains with cover slab, Walking

Junction Improvement Pavement using block paving and lines & road

signs

15

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2. Package KL06

Road Name: R. B. Main Chl. Road Akkarayankulam Road (KLC014)

Activities Remedial Action

Identified in the period of 2017

Requirement of Property Access Immediate actions have been done.

(31 Property access are identified) Property access were provided.

6.2 Gender Mainstreaming - Status of Compliance with ADB Loan Covenants

Status of Compliance with ADB Loan Covenants

The status of compliance with ADB loan covenants is given below:

Reference

Description

Status as at December

2017

Schedule 5, Labour As this project is categorized

para. 9 The Borrower, MOPH and NPC, through NPRDD, shall ensure as effective gender

that civil works contractors engaged under the Project (i) mainstreaming project,

provide for equal pay to men and women for equal work and training programs were

make prompt payment of wages; (ii) provide safe working conducted and women were

conditions and water and sanitation facilities for male and recruited by the contractors.

female workers; (iii) do not violate any prohibitions against

All are complied.

child labour under the Borrower’s laws and international treaty

obligations; and (iv) require the contractor to include

information on the risk of transmission of sexually-transmitted

diseases, including HIV/AIDS, in health and safety programs for

all construction workers employed under the Project. Specific

provisions to this effect shall be included in bidding documents

and civil works contracts, and compliance shall be monitored

by MOPH and NPC, respectively.

7.

16

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Women Engagement in Road Work

According to the ADB’s gender action plan, target of local women engagement in the road rehabilitation and maintenance work shall be 10% for provincial roads (Northern

Province) and equal pay shall be paid for equal work.

Women engagement for the contract packages during the reporting period is tabulated given below:

Table 08: Percentage of Women Engagement in Road Work

Contract Road Name 1st Quarter 2nd Quarter 3rd Quarter 4th Quarter

Package

T F % T F % T F % T F %

Vattappalai

MU03

Keppaipilavu

6750

0

0%

6000

0

0%

Works Works

Puthukudiyiruppu

Completed

Completed

Road

RB Main Chl.

Works

Works

KL06 Akkarayankulam

3375

1050

31%

1350

375

28%

Completed

Completed

Road

T- Total No. of labours F – No. of Female labours % - percentage of women labors

The women participation in the package KL06 is achieved more than the target level.

But it was difficult to get any women participation in the package MU03. The reasons

behind this were observed:

• Cultural differences • Engaged in paddy cultivation & tailoring

• Satisfied with their family income/economic background

• Not allowed by family members

• Family burden/family care / child raring

During the field inspections, it was found out that the contractors have taken measures

to inform the public about female recruitments for labour force. However, the labour

participation is depended on the geographical location and cultural factors.

However, Contractor was willing to recruit women labours for the construction works if

the community have any interest to involve. It was emphasized by the contractor

during the meetings with Divisional Secretaries and they allocate a person to

coordinate with the community in order to recruit vulnerable women in future.

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7. CONCLUSION AND RECOMMENDATIONS

At the beginning of the construction stage, as seen in the original project as well, it was

observed that the cooperation from local people is much less mainly with regards to safety

measures. Most of the time people remove barricades and signs without any reason especially

at night times. Therefore the contractors were faced with difficulties in implementing safety

measures at sites. Therefore contractors conducted a training programme for workers and the

community regarding safeguard policies. Thereafter workers’ safety, road safety, environmental protections were fully complied with the regulations.

Regarding all completed roads, according to the employer’s requirement dumping sites, quarry sites, stock pile area and borrow pits have been restored after their utilization period is over, all

open soil surfaces have been seeded once construction activities are completed, as well as top

soil removed from site has been used as a base to receive turf on slopes and for other

purposes. Enforcement of traffic rules and regulations to the public sensitive areas, installation

of the warning signs, pedestrian crossings etc have been complied with the regulations.

Table 8 shows a comparative scenario of implementing environmental management

measures for each package, as of the end 2017:

Pa

ck

ag

e

NRCP-AF/ MU03

NRCP-AF/ KL06

Key:

1: Very Good

Table 09: Overall progress

Road safety

Worker Protection of Statutory

Filling of

safety

environment approvals

checklists

Sta

tus

at

the

Be

gin

nin

g

Sta

tus

at

the

Co

mp

leti

on

Sta

tus

at

the

Be

gin

nin

g

Sta

tus

at

the

Co

mp

leti

on

Be

gin

nin

g

Sta

tus

Sta

tus

at

the

Co

mp

leti

on

Sta

tus

at

the

Be

gin

nin

g

Sta

tus

at

the

Co

mp

leti

on

Sta

tus

at

the

Be

gin

nin

g

Sta

tus

at

the

Co

mp

leti

on

2 1 2 2 2 2 1 1 2 2

2

2

2

2

1

2

2 3 1 2

2: Good 3: Satisfactory 4: Poor

Accordingly, the conclusion made herein is that the overall progress of the

implementing environmental management & social safeguard measures shows a

satisfactory level compared to the status at the beginning.

____________________

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ANNEXURE - I

PHOTOGRAPHS

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Page 25: Annual Environmental and Social Safeguard Monitoring ...(Pvt) Ltd MUC 017 MU03 Vattapalai-Keppaipilavu Maga Engineering Puthukudiyiruppu Road 12.85 24-11-2015 30.06.2017 (Pvt) Ltd

Package NRCP/AF/KL06 – RB Main chl. Akkarayankulam Road

Completed Road with signs

Completed Causeway

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Page 26: Annual Environmental and Social Safeguard Monitoring ...(Pvt) Ltd MUC 017 MU03 Vattapalai-Keppaipilavu Maga Engineering Puthukudiyiruppu Road 12.85 24-11-2015 30.06.2017 (Pvt) Ltd

Completed Road with Road signs

Turfing was done for soil erosion

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Page 27: Annual Environmental and Social Safeguard Monitoring ...(Pvt) Ltd MUC 017 MU03 Vattapalai-Keppaipilavu Maga Engineering Puthukudiyiruppu Road 12.85 24-11-2015 30.06.2017 (Pvt) Ltd

NRCP/AF/MU03 – Vattappalai – Keppapilavu – Puthukudiyiruppu Road

Completed Road with Junction Improvement

Completed Road with Road signs

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Page 28: Annual Environmental and Social Safeguard Monitoring ...(Pvt) Ltd MUC 017 MU03 Vattapalai-Keppaipilavu Maga Engineering Puthukudiyiruppu Road 12.85 24-11-2015 30.06.2017 (Pvt) Ltd

Completed Road with Road signs

Completed Bridge work with Guard wall

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Page 29: Annual Environmental and Social Safeguard Monitoring ...(Pvt) Ltd MUC 017 MU03 Vattapalai-Keppaipilavu Maga Engineering Puthukudiyiruppu Road 12.85 24-11-2015 30.06.2017 (Pvt) Ltd

Turfing was done for soil erosion

Tree Planting

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ANNEXURE - II

MONITORING CHECKLIST

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MONITORING CHECK LIST

Package:………………………………………………………

Road Name:…………………………………………………….

From:………………………………… To: ………………………………………

Date Time

Inspection Commenced ……………………………………………

Inspection Completed ……………………………………………

Inspectiondone by ……………………………………………

No Station km Activity En. Component Status of

Recommendations Remarks

Compliance

1. Clearing & Proper approval has obtained for

Grubbing felling of trees

Properly hand over felled trees

Avoid blocking of water ways

No Damage to utilities

Road safety measures

No damage to private properties

2. .

3.

4.

5.

6.

7.

8.

Edge widening Road safety measures

Worker safety

Dust control

House access provided

Roadway

Road safety measures

excavation

Worker safety

Dust control

Culvert

/Bridge Road safety

construction

Worker safety

Free flow maintained

Prevent Pollution of water

Mitigate Dust generation

Erosion control measures( silt traps)

Temporary access

Debris disposal

Shoulder work Road safety measures

Worker safety

Dust control

House access provided

Side drain Road safety measures

House access provided

Damage to utilities

Sub base /ABC Road safety measures

Work

Worker safety

Dust control

Bitumen work Road safety measures

Worker safety

Traffic control

Avoid soil/water contamination

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No

Station

Activity

En. Component Status of

Recommendations

Remarks

km

Compliance

9. Road Marking Road safety

Worker safety

10. Felling of trees Approval obtained

Properly felled

Handed over to the Authority

11. Quarry CEA approval obtained

Archaeological Department Approval

obtained

GSMB approval (IML) obtained

EPL from CEA obtained

Consent from land owner obtained

12. Crusher CEA approval obtained

EPL obtained

Consent from land owner obtained

13. Borrow pit Consent from land owner obtained

CEA approval obtained

Archaeological Department Approval

obtained

GSMB approval (IML) obtained

14. Dumping site Consent from land owner obtained

Consent from Local Authority

obtained

15. Vehicles/

Properly licensed

Machinery

Emission certificate obtained

In proper working conditions

C- Complied NC – Non Complied PC- Partly Complied

Observed any noncompliance? YES / NO

If YES, Please Describe

…………………………………………………………………………………………………………………………….…………………………………………

……………………………………..……………………………………………

Remedial Action Taken:

…………………………………………………………………………………………………………..………….…………………………………………………

……………………………………………………………………………………

Any other observations and suggestions

…………………………………………………………………………………………………………..………….…………………………………………………

……………………………………………………………………………………

A/Resident Engineer Public Liaison officer Project manager Date: Date: Date:

--------------------------------------- ------------------------------- Environmental Specialist Date

27


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