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Oral Maxillofacial Surg Clin N Am 19 (2007) 321–338
Anterior Open Bite Correction by Le Fort Ior Bilateral Sagittal Split Osteotomy
Johan P. Reyneke, BChD, MChD, FCMFOS (SA), PhDa,b,*,Carlo Ferretti, BDS, MDent (MFOS), FCD (SA) MFOSa,c
aDepartment of Maxillofacial and Oral Surgery, Faculty of Health Sciences,
University of the Witwatersrand, Johannesburg, South AfricabDepartment of Oral and Maxillofacial Surgery, Faculty of Dentistry,
University of Oklahoma, Oklahoma City, OK, USAcDepartment of Maxillofacial and Oral Surgery, Chris Hani Baragwanath Hospital,
Faculty of Health Sciences,
University of the Witwatersrand, Johannesburg, South Africa
Some of the most challenging dentofacial de-formities facing surgeons and orthodontists areanterior open bite malocclusions. Determining thecause of an anterior open bite and formulating
a diagnosis are complicated by the role ofneuromuscular and genetic influences. Long-termskeletal and dental stability are a concern because
of the influence that the neuromusculature has onthe repositioned jaws and stability of teeth aftervertical orthodontic mechanics required for clos-
ing open bites.
Etiology
Mechanistic insights on the development of theanterior open bite malocclusion remain subject todebate and discussion. Patently, two philosophies
may concur with research findings: the morpho-genetic theory and the adaptive theory. Theanterior open bite may be the result of aberrant
genetic control of morphology via growth pat-terns, or a malformation secondary to functionalaberrations of the naso-oropharyngeal apparatus.
It has proven difficult to separate these two
* Corresponding author. Centre for Orthognathic
Surgery and Implantology, Sunninghill Hospital, PO
BOX 5386, Rivonia, South Africa.
E-mail address: [email protected] (J.P. Reyneke).
1042-3699/07/$ - see front matter � 2007 Elsevier Inc. All
doi:10.1016/j.coms.2007.04.004
causative mechanisms, and the question remainsincompletely answered.
Nonnutritive sucking is a normal developmen-tal phenomenon whose frequency decreases with
age. Persistence of the habit beyond the age of 6years is strongly associated with open bite maloc-clusion [1]. Complicating the issue is the fact that
there is a wide racial variation in the incidence ofanterior open bite, which suggests a modulating ef-fect of genetic control of skeletal proportions [2,3].
Nasopharyngeal and oropharyngeal obstruction asa result of one of several possible conditions, suchas allergic rhinitis, enlarged adenoids, and enlarged
tonsils, has been associated with development ofanterior open bite deformity [4].
It is proposed that obstruction to normal nasalbreathing triggers an adaptive neuromuscular
response that results in open rotation of themandible, inferior and anterior repositioning ofthe tongue, and extended head posture giving rise
to the classical ‘‘adenoidal facies.’’ There areseveral implications of these functional adapta-tions to nasal breathing. First, a change in the
direction of mandibular growth from horizontalto vertical results in increased lower facial height.Second, inferior and anterior repositioning of the
tongue has several dental effects, includingnarrowing of the maxillary dental arch causedby the unopposed action of the buccinator muscle,retroclination of the upper incisors caused by
the unopposed actions of orbicularis oris, and
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322 REYNEKE & FERRETTI
proclination of the lower incisors caused byincreased tongue pressure. The case for thismechanism has been strengthened by the finding
that early removal of the obstruction and returnto nasal breathing often results in normalizationof anterior height. Finally, chronic mouth breath-ing can cause alterations in head posture, most
commonly extension or upward rotation of thehead, in an attempt to improve oropharyngealpatency. This altered posture has been associated
with several disturbances in craniofacial morphol-ogy, including increased lower facial height,mandibular and maxillary retrognathism, and
steep mandibular plane.Increased vertical development of the maxilla
also has been associated with several muscleweakness syndromes. Weakness of the mandibu-
lar elevators and decreased biting force allow theposterior teeth to overerupt and the mandible torotate downward. It has been reported that the
biting forces of patients with long faces are belownormal, although the bite force of preadolescentpatients with long face characteristics is normal
[5,6]. The role of decreased bite force as an etio-logic factor in the development of vertical maxil-lary excess and anterior open bite is not clear,
however.In the past, tongue thrust or abnormal tongue
activity during speech has been blamed for thedevelopment of anterior open bite malocclusion
and poor stability after treatment. Various at-tempts to change patients’ swallowing patterns,such as speech therapy and removable appliance
with a crib, have been used to control anterioropen bite problems. Contemporary research hasshown, however, that tongue thrust swallow is
a physiologic adaptation to an anterior open biterather than the cause of it. An abnormally largetongue or true macroglossia should first bedifferentiated from pseudomacroglossia and only
then considered as an etiologic factor in thedevelopment of an anterior open bite. A largetongue also may be the cause of poor stability
after treatment [7].It seems that an anterior open bite is pre-
dominantly the result of alterations in mandibular
growth patterns, and more attention is requiredfor treatment philosophies that address this fact.
Diagnosis
As with the diagnosis of all malocclusion, it isimportant to identify the cause of the anterior
open bite. Because vertical problems (in particularin patients with anterior open bite) can result fromhabits, environmental influences, or vertical skel-
etal growth problems, the diagnosis has twoimportant components: the specific anatomiclocation of the discrepancy (eg, maxilla, mandible,or both) and identification of a cause. In young
growing individuals, the major cause of anterioropen bite is sucking habits and environmentalinfluences. The open bite as a result of thumb
sucking is usually limited to the anterior region,with a narrow palate, often posterior cross bites,and relatively normal facial proportions. The
most important step in the treatment is to stopthe habit. For this purpose a removable appliancewith a crib is used. The sucking habit stopsimmediately in approximately 50% of patients
and the open bite starts to close rapidly. In theremaining children the thumb sucking may persistfor a few weeks; however, the device is usually
effective in 85% to 90% of cases [1]. At this stage,orthodontic correction of the cross bites solves thetransverse and anterior open bites. The long-term
prognosis depends on the growth pattern, how-ever, and a poor response to treatment suggestspersistent excessive vertical growth. These patients
most probably develop vertical maxillary excessand an anterior open bite malocclusion.
Not all children who are thumb suckers de-velop anterior open bites. In children with chronic
mouth breathing, one, or all, of three neuromus-cular responses must be present for an anterioropen bite malocclusion and altered skeletal re-
sponse to develop: (1) altered mandibular posture,(2) altered tongue posture, (3) extended headposture [4]. Several studies have shown that an
obstructed upper airwaydassociated with alteredmandibular posturedis related to increased lowerfacial height [8,9]. Removal of the cause of the na-sopharyngeal obstruction (eg, enlarged adenoids
or tonsils, allergic rhinitis) has been reported todecrease the open bite [4]. Upper airway obstruc-tion may be one factor in the multifactorial etio-
logic complex that influences the dentition andmorphogenetic facial pattern.
In young individuals in whom vertical growth
persists and in patients who have reached adoles-cence, environmental causes for anterior open bitebecome less important than skeletal factors. Skel-
etal anterior open bite malocclusion in adults isbasically a vertical dentofacial problem caused byexcessive vertical development of the maxilla,shortening of themandibular ramus, or a combina-
tion of both. It is important to distinguish between
323ANTERIOR OPEN BITE CORRECTION
Fig. 1. An anterior open bite (A) in an 8-year-old patientwas treated by orthodontic expansion of themaxillary dental arch
combinedwith habit control (thumb sucking) (B). The arrow indicates the ‘‘gate’’ incorporated into a removable appliance.
A stable posttreatment result was achieved (C). (Courtesy of T. McCollum, BDS, MDent, Johannesburg, South Africa.)
the two skeletal deformities because it ultimatelydetermines the surgical treatment plan.
Treatment of growing individuals
Anterior open bites in children with mixeddentition and good facial proportions are usuallycaused by prolonged thumb sucking (beyond the
age of 6 years) or other environmental influences,and the most important corrective measure inthese patients is cessation of the habit. Posterior
cross bites are usually the result of narrowing ofthe maxilla. Removable and fixed appliances canbe effective in the correction. Maxillary dental
expansion not only corrects the cross bites butalso assists in closing the anterior open bite andshould be combined with habit control (Fig. 1).By the time adolescence is reached, environmental
causes become less important. Skeletal factorsshould be considered after poor response to habitcontrol and maxillary expansion [10].
Treatment of nongrowing individuals
Orthodontic correction of anterior open bite
The treatment of patients with anterior openbite by means of orthodontic treatment aloneusually focuses on three areas: (1) extrusion of
upper and lower incisor teeth, (2) intrusion ofmolar teeth, and (3) expansion of the maxillarydental arch. This orthodontic treatment requires
almost exclusively the use of vertical mechanics.Extrusion of incisor teeth can be accomplished inthree ways: (1) the use of anterior elastics, (2)
using a continuous arch wire from molar to molarto level an excessive occlusal curve in the maxil-lary arch, and (3) leveling a reverse curve of Spee
in the lower arch in the same manner. Themechanics to intrude the molars include intrusionof molars with miniplate anchorage [11], high-pull
headgear and class III elastics [12], titanium screwanchorage [13], a rapid molar intruder appliance
[14], reverse headgear combined with class III
Box 1. Clinical, dental, andcephalometric findings of patientswith anterior open bite deformity
Aesthetic featuresLower third of the face almost always
elongatedExcessive incisor exposure under the
upper lipIncreased interlabial gapGummy smileObtuse nasolabial angleRetrusive chin
Dental characteristicsOpen bites may be associated with all
types of malocclusion; however,relative or absolute mandibulardeficiency and class II malocclusionare most common
Tendency for the maxillary arch to beV-shaped and the mandibular arch tobe U-shaped
Posterior cross bitesFlat or reverse mandibular occlusal plane
curveStepped maxillary occlusal plane
Cephalometric featuresIncreased anterior facial heightSteep mandibular and occlusal plane
angleNormal mandibular ramus heightSaddle cranial baseIncreased distance from tooth apices to
the nasal floorPalatal plane is tipped up anteriorly and
down posteriorly
324 REYNEKE & FERRETTI
Fig. 2. This 17-year-old patient developed an anterior open bite as a result of excessive vertical growth of her maxilla.
The mandible rotated clockwise, which resulted in a class II anterior open bite malocclusion (A–F). The maxillary dental
arch was aligned in two segments (11 to 17 and 21 to 27) (G–L). The open bite was surgically corrected by superior
repositioning of the maxilla (more in the posterior area than anterior) and expanded, which allowed the mandible to
autorotate (O). A balanced aesthetic result and functional occlusion were achieved (M–R).
and anterior box elastics [15], zygomatic anchor-age [16], and bite blocks with repelling magnets[17]. Expansion of the maxillary posterior teeth
in adult individuals with skeletal transversedeficiency usually results in dental tipping andquestionable stability [18,19].
Most of the reports in the literature regardingorthodontic correction of skeletal anterior openbite are case reports that discuss specific ortho-
dontic techniques or introduce new orthodonticmechanics. There is, however, a paucity of studiesregarding results after orthodontic correction of
325ANTERIOR OPEN BITE CORRECTION
Fig. 2 (continued)
anterior open bite malocclusions to draw anyevidence-based conclusions [20–22]. Few studies
have reported on the pretreatment aesthetic con-siderations and facial aesthetic outcomes. Regard-less of the specific mechanism used to achieve thetooth movements, stability is unpredictable and in
many cases results in compromised aesthetics[23,24]. In cases in which the anterior open biteis associated with increased incisor angulation
(as may be found in cases with bimaxillaryprotrusion), correction of the incisor angulationby tipping the incisors has a relative extrusion
effect, thus closing the bite.
Combined orthodontic and surgical treatment
Anterior open bite secondary to vertical maxillary
excess: Le Fort I maxillary osteotomy with orwithout mandibular surgery
The common but variable clinical, dental, and
cephalometric findings of patients with skeletalanterior open bite deformity as a result of verticalmaxillary excess are as shown in Box 1 (Fig. 2):
Presurgical orthodontic treatmentPresurgical orthodontic mechanics should not
be directed toward correcting vertical, transverse,or anteroposterior skeletal problems. Orthodontictooth movements for the correction of these
problems have questionable long-term stabilityand may build relapse into the surgical result. The
basic goal of presurgical orthodontic treatmentshould be to align the maxillary teeth (either insegments or in one piece) and avoid any mechanicsthat are intended to close the bite. Segmental
surgery is indicated when the maxillary dentalarch has a tendency to natural segments or to levelthe occlusal curves surgically. This does not mean
that individual teethwithin a segment should not beleveled; intrusion of the incisors or maintainingtheir pretreatment height is recommended. Open-
ing the bite before surgery improves stabilitybecause relapse of incisor intrusion serves to furtherclose the bite after surgery. Orthodontic alignmentof the maxilla in segments can be done with or
without extractions. The need for extractions inthese cases is dictated by the amount of crowdingand the dental movements necessary to place the
upper and lower incisors in their desired angulationand in the central troughof bone.Keep inmind thatthe angulation of the incisor and posterior teeth can
be altered with segmental surgery. In cases in whichsegmental surgery is contemplated, care should betaken to coordinate the arch form of the maxillary
segments with the mandibular arch and deviate theroots of the teeth adjacent to the intended in-terdental osteotomy sites.
326 REYNEKE & FERRETTI
327ANTERIOR OPEN BITE CORRECTION
Although the mandible may require surgicaladvancement or setback, the lower dental archserves as the ‘‘template’’ and ultimately dictatesthe symmetry and form of the upper arch. The
presurgical orthodontic treatment goals are toplace the lower dentition symmetrically in theideal anteroposterior, vertical, and transverse
positions in relation to its supporting bone. Inindividuals with a severe reverse curve of Spee inthe lower arch, consideration should be given to
surgically leveling the mandibular arch by meansof segmental mandibular surgery.
Orthodontic mechanics expressly intended to
close the bite should be avoided during thepresurgical orthodontic phase. Bite blocks withrepelling magnets, high-pull headgear, miniplateanchorage for molar intrusion, vertical elastics,
molar expansion beyond its alveolar bone base, orany other device used to close the bite areinadvisable. Previous attempts to close a skeletal
anterior open bite orthodontically without con-sidering surgical correction will leave the clinicianwith a dilemma. After orthodontic attempts to
close the bite, pretreatment orthodontic recordsmust be compared with current records to evalu-ate the potential for dental relapse. It is recom-
mended to discontinue all vertical mechanics andallow vertical relapse by placing light sectionalarch wires to maintain alignment and rotations.Once no further vertical opening of the bite
occurs, the patient can be re-evaluated for appro-priate surgery and orthodontics.
SurgeryThe anterior open bite in this group of patients
is caused by excessive vertical growth of themaxilla. The vertical deformity often occurs inconjunction with either a primary or secondary
sagittal deformity. During treatment planningthree factors should be considered: (1) the amountof superior repositioning of the maxilla, (2) the
position of the mandible after autorotation, and
(3) the need for surgical correction of a transversediscrepancy.
The amount of superior repositioning of the max-
illa. The amount of superior repositioning of theanterior and posterior maxilla is influenced by twoaspects: (1) The planned ideal maxillary incisor/upper lip relationship determines the amount of
vertical and anteroposterior repositioning of theanterior maxilla. In most cases the incisor teethrequire superior repositioning. In some cases,
however, the incisor height may need to bemaintained, whereas in other cases the anteriormaxilla may have to be inferiorly repositioned.
The final anteroposterior and vertical positions ofthe maxillary incisor are the key to treatmentplanning [25,26]. (2) The final occlusal plane is
determined by the mandibular occlusal plane afterautorotation of the mandible. The amount ofsuperior repositioning of the posterior maxilla isdetermined by the height of the mandibular
posterior teeth after autorotation.
The position of the mandible after autorotation.The anteroposterior position of the lower incisor
after autorotation determines whether mandibularsurgery is indicated. Individuals with a class Imolar relation, combined with vertical maxillary
excess and an anterior open bite malocclusion,end with a class III dental relationship aftermaxillary superior repositioning. Based on the
aesthetic requirements of the case, the clinicianmust decide whether the class III dental relation-ship should be corrected by advancement of themaxilla (Fig. 3) or mandibular setback (Fig. 4).
The mandible of an individual with verticalmaxillary excess and a class II occlusion rotatesto a class I relation after superior repositioning
of the maxilla and may not require mandibularsurgery. Patients with class III anterior open biteand vertical maxillary excess end with a class III
occlusion of increased severity after verticalcorrection of the maxilla and anterior rotationof the mandible. These cases most probably need
a mandibular setback procedure in conjunction
Fig. 3. The typical clinical signs of vertical maxillary excess (ie, increased lower facial height, the appearance of
mandibular deficiency, and convex profile caused by the backward rotation of the mandible). A gummy smile and an
increased interlabial gap are well demonstrated in this 19-year-old patient (A–D). He had a class I open bite malocclusion
and a tendency to bilateral posterior cross bites (E). The upper dental arch was orthodontically aligned in one segment
and the lower arch leveled (F). The surgical treatment plan consisted of a three-piece Le Fort I maxillary osteotomy with
superior repositioning and expansion of the maxilla. The mandible autorotated into a class III dental relation. The facial
aesthetics required maxillary advancement rather than mandibular setback. For optimization of facial aesthetics, the
chin was advanced by means of a genioplasty (G,H). The posttreatment results (I–M).
:
328 REYNEKE & FERRETTI
Fig. 4. This 22-year-old male patient presented with an increased lower facial height, mandibular prognathism and asym-
metry to the left, and a class III anterior openbitemalocclusion (A–C). The preoperative orthodontic treatment consisted of
the aligning the maxillary arch in three segments (the anterior segment, including the four incisor teeth), and leveling the
lower dental arch (D–F). The treatment plan consisted of superior repositioning and expanding the posterior maxilla by
means of a three-piece Le Fort I osteotomy, which allowed the mandible to autorotate and close the open bite. The class
III dental and skeletal relation, however, worsened after autorotation of the mandible, which necessitated mandibular set-
back and correction of the mandibular asymmetry at the same time (G, H). The posttreatment results (I–N).
with maxillary advancement (see Fig. 4). Thisdecision is based on the aesthetic requirementsof each case. Individuals who have vertical maxil-lary excess and severe class II malocclusion and
anterior open bites end with a class II occlusal re-lationship after maxillary superior repositioning.To establish a class I occlusion, these cases often
require additional mandibular advancement pro-cedures (Fig. 5).
Poor midface esthetics are usually the conse-quence of maxillary setback procedures (>3 mm).A combination of maxillary superior reposition-ing and setback will compromise the esthetics even
more and should be avoided. The mandibleshould rather be advanced in these cases, andthe maxilla superiorly repositioned and preferably
slightly advanced. The slight advancement (2–3mm) has the added technical advantage that the
329ANTERIOR OPEN BITE CORRECTION
Fig. 4 (continued)
posterior maxilla is moved away from thepterygoid plates, which avoids difficulty in re-moving bone posteriorly to allow for adequate
superior repositioning of the posterior maxilla.Because of the disproportionate vertical excessof the posterior maxilla in open bite deformities,
it often requires more bone removal in this areathan in correction of non–open bite deformitieswith vertical maxillary excess. In all of these
treatment scenarios the chin contour and posi-tion should be evaluated to enhance the aes-thetic outcome. When considering a genioplastyprocedure, two important aspects should be kept
in mind: (1) genioplasty is not a substitute formandibular surgery and (2) chin shape orcontour is more important than chin position
(anteroposterior position of pogonion).
The need for surgical correction of a transversediscrepancy. An individual with an open bite
malocclusion and skeletal vertical maxillary excessoften has a transverse skeletal deficiency of themaxillary arch. These cases require surgical expan-sion of the maxilla by segmental surgery. Surgical
expansion of the maxilla has been shown to be oneof the most unstable orthognathic procedures,however [27]. Transverse relapse is one of the
most common postsurgical complications and in-evitably leads to recurrence of the anterior open
bite. The problem often stems from poor preopera-tive diagnosis, inappropriate presurgical orthodon-tics, poor surgical management, and poor
postsurgical orthodontic control [28]. Initially theclinician should determine whether the discrepancyis skeletal or dental in nature and whether it is rel-
ative or absolute. Only when the dental casts areheld in their correct sagittal relationship with thecanines in a class I occlusion can an absolute cross
bite be revealed. When the cross bite is obviouslyskeletal in nature, compensatory dental expansion,headgear, arch wires or through-the-bite elasticsshould be avoided. These dental changes have
a high potential for relapse that may only manifestlong after treatment [29].
Presurgical orthodontic tipping of molar teeth
that leaves the lingual cusps hanging below theocclusal plane has additional surgical problems.Hanging palatal cusps of the molars increase the
amount of surgical expansion of the palate that isrequired. Surgical palatal expansion in these caseswould involve expansion of the bony base and anelement of uprighting of the molar teeth. The
increased amount of expansion leads to increasedpotential for relapse (Fig. 6).
Transverse stability can be enhanced by
placing a bone graft in the palatal defect.Stabilization of the bone graft can be facilitatedby performing the palatal osteotomy in the
330 REYNEKE & FERRETTI
Fig. 5. A 16-year-old female patient with a class II anterior open bite malocclusion (A–C). Her maxilla was vertically
excessive and mandible anteroposteriorly deficient. Both dental arches were orthodontically leveled, aligned, and coor-
dinated before surgery (D). After the superior repositioning of her maxilla, the bite was closed and the mandible rotated
into a class II occlusion. Her mandible was advanced by means of a bilateral sagittal split osteotomy and her chin
augmented by means of a sliding genioplasty (E, F). The posttreatment results (G–J).
mid-palate, where the bone is thickest. Thedisadvantage is that the mucosa in this area of
the palate is at its thinnest. A tear in the palatalmucosa exposes the graft and eventually leads to
loss of the graft. Performing bilateral osteoto-mies in the palate facilitates larger expansion;
however, grafting these areas where the bone isthin is more difficult.
331ANTERIOR OPEN BITE CORRECTION
Fig. 6. With the maxillary posterior teeth in good angulation, a 5-mm expansion of the upper dental arch creates a 5-mm
bony defect in the palate (A, B). When the posterior teeth are orthodontically expanded, however, the molar teeth are
tipped buccally and the palatal cusps tend to hang. The expansion of the upper arch also needs to include a rotational
movement to ‘‘tuck’’ the buccal cusps in. A 5-mm dental expansion leads to a 10.5-mm bony defect (C, D).
The use of a splint during surgery andmaintaining the splint in position for at least 6
weeks after surgery allow stabilization duringbone healing and may enhance skeletal stability.Obtaining immediate postsurgical orthodontic
control by placing a palatal bar or a strong archwire or both to support the palatal expansionfurther enhances stability of the result. In patients
who have macroglossia, reduction of the tongueat the time of orthognathic surgery should beconsidered. An abnormally large tongue does notadjust to the decreased oral volume after surgical
correction and plays an important role in relapse.A normal-sized tongue with forward posturingdoes adjust to the smaller volume after surgery,
however. Pretreatment tongue thrust swallowingdisappears after correction of the anterior openbite because the physiologic necessity for tongue
thrust has been eliminated.
Open bite secondary to short mandibular ramus
with a normal condyle: mandibular surgeryThe clinical features of individuals with
anterior open bites as a result of deficiency of
the mandibular ramus height differ from patientswith vertical maxillary excess. Although variable,the clinical features are as shown in Box 2 (Fig. 7).
Preoperative orthodontic treatmentIn general, avoidance of presurgical bite-closing
mechanics also applies in these cases. A transversediscrepancy between the upper and lower arch mayexist. The absolute or true transverse discrepancy
can be measured by holding the models in thedesired class I relation. The potential cross bitesshould be corrected orthodontically if the discrep-
ancy falls within the range of stable orthodonticmovement. When an absolute cross bite existsbecause of a transverse maxillary deficiency thatis not the result of dental tipping, three surgical
options should be considered: (1) surgically assistedexpansion of the maxillary dental arch [30], (2) nar-rowing of the mandibular arch by an osteotomy
through the symphysis [31,32], and (3) two-jaw sur-gery with surgical expansion of the maxilla bymeans of segmental surgery [33].
SurgeryIndividuals who have anterior open bite as
a result of short mandibular rami do not have the
typical facial, skeletal, and occlusal features asso-ciated with patients with vertical maxillary excessand open bite. Aesthetic and functional correction
in these cases demands a different surgicalapproach, and consideration should be given tocorrecting this type of dentofacial deformity by
332 REYNEKE & FERRETTI
means of mandibular surgery. Surgical closure ofan anterior open bite by mandibular surgery in-volves counterclockwise rotation of the mandibleat the posterior teeth. Historically this surgical
movement of the mandible has been considered tobe unstable [27]. Reports in the literature identifythree main factors that may influence the stability
after orthognathic surgical procedures: (1) stretch-ing of soft tissue, (2) neuromuscular adaptation,and (3) alteration of the muscle orientation [27].
These factors are particularly important when clos-ing an open bite by counterclockwise rotation ofthe mandible.
Stretching of soft tissue. If the mandible is rotatedcounterclockwise by means of a bilateral sagittal
Box 2. Features of anterior open bitecaused by deficiency in mandibularramus height
Aesthetic featuresNormal incisor upper lip relationsNormal paranasal configurations and
alar base widthsSufficient upper lip support and nasal tip
projectionsSlightly increased anterior lower facial
heightConvex profile and retrusive chin
Dental characteristicsClass II occlusion is usually present (the
dental relation should be seen in thecontext of the horizontal change afterback and downward rotation of themandible as a result of the shortmandibular ramus)
Maxillary and mandibular dental archesexhibit normal occlusal curvesalthough the occlusal planes deviate
Transverse dimensions of the dentalarches are usually coordinated
Cephalometric featuresNo posterior vertical maxillary excessShort mandibular ramus heights, which
may be associated with mandibularanteroposterior excess or deficiency
Mandible of an individual with class IIIocclusal relation appears excessivewith a concave profile; individuals withclass II occlusions exhibit convexprofiles and retrusive chins
ramus osteotomy, two muscle groups arestretched: the suprahyoid muscles and the medialpterygoid and masseter muscle. The suprahyoid
musculature is lengthened when the symphysis ofthe mandible is rotated superiorly and is furtherstretched after mandibular advancement and gen-ioplasty. Although suprahyoid myotomies have
been used successfully in animal studies to de-crease postsurgical relapse [34], human studieshave not supported these results [35]. Epker advo-
cated clinical evaluation of the patient and carefulexamination of the cephalometric prediction todetermine the possible need for suprahyoid myot-
omies [36]. Measurement of the potential length-ening of the suprahyoid muscles is made fromthe surgical treatment prediction tracing. If thesuprahyoid muscles will lengthen more than
30%, a suprahyoid myotomy is indicated [37].The amount of suprahyoid muscle stretch wouldbe influenced directly by the amount of mandibu-
lar rotation required to close the open bite. Theauthors believe, however, that the role of supra-hyoid muscle stretch in long-term stability needs
further research.When the sagittal split ramus osteotomy is
performed (as described by Trauner and Obwe-
geser [38] and modified by Dal Pont [39]) and thedistal segment is rotated counterclockwise, theposterior mandibular height is increased (Fig. 8).Downward rotation of the distal segment at the
mandibular angle and lengthening of the ramusstretches the pterygomandibular sling and soft tis-sue envelope. Postoperative muscular force leads
to poor proximal segment control and causes skel-etal relapse [40]. Splitting the mandibular ramusalong the lower border followed by counterclock-
wise rotation also stretches the medial pterygoidmuscle and the stylomandibular ligament on themedial aspect of the mandibular ramus (Fig. 9).
When the sagittal split of the mandibular
ramus is performed according to the modifiedtechnique suggested by Epker [41], the mandibu-lar ramus is not lengthened during counterclock-
wise rotation of the distal segment, and thepterygomandibular sling is not stretched(Fig. 10) if the mandible is advanced.
Neuromuscular adaptation. The postoperativeadaptation of the neuromusculature after most
orthognathic procedures is good. Backward rota-tion of the ramus (proximal segment) may stretchthe medial pterygoid muscle and stylomandibular
ligament attached at the medial side of the ramus,however (see Figs. 9 and 10). The muscle and
333ANTERIOR OPEN BITE CORRECTION
Fig. 7. This 20-year-old patient had a severe class II anterior open bite as a result of a short mandibular ramus. The
typical soft tissue, skeletal, and dental characteristics of patients who have open bite and short mandibular rami are
exhibited (A–D). The presurgical orthodontic treatment consisted of retraction of the upper and lower incisor teeth, level
and alignment, and coordination of both dental arches (E). A functional occlusion was established by mandibular
advancement, and an aesthetic chin contour was achieved by advancement and slight downgraft of the chin by a genio-
plasty (H). The posttreatment results 3 years after debanding (F–I).
334 REYNEKE & FERRETTI
Fig. 8. The medial side of the mandible demonstrates the sagittal split osteotomy performed through the lower border of
the body and posterior border of the ramus of the mandible (the so-called ‘‘long split’’) (A). The mandible is advanced by
10 mm and rotated counterclockwise by 3.5 mm at the incisor area, which increases the ramus height by 8 mm (B).
ligament attachment also interfere with posteriorrepositioning the distal segment and lead tobackward and downward rotation of the proximal
segment. Stripping the attachments of the medialpterygoid muscle and stylomandibular ligamentfrom the medial side of the angle of the mandible
during surgery is recommended. The length of thetemporalis muscle is also influenced by backwardrotation of the ramus, and control of the proximal
segment is important to facilitate neuromuscularadaptation (Fig. 11).
Muscle orientation. Muscular adaptation is least
possible when muscle orientation is changed. The
changes in the inclination of the mandibularramus alter the orientation of the mandibularelevators. The three masseter muscle bundle
groups and temporalis muscle with their respec-tive attachments and orientations are demon-strated in Fig. 11.
There is a paucity of studies in the literatureregarding the long-term postoperative stabilityafter surgical closure of anterior open bite dento-
facial deformities by surgical counterclockwiserotation of the mandible. However, skeletalstability after counterclockwise rotation of themandible as part of the rotation of the maxillo-
mandibular complex was studied and reported by
Fig. 9. The medial view of the mandible illustrates the attachments of the medial pterygoid muscle and stylomandibular
ligament and their relation to the medial aspect of the sagittal osteotomy design, which includes the lower and posterior
border [37,38]. Counterclockwise rotation of the distal segment increases the height of the ramus and stretches the muscle
and ligament (A). When the osteotomy is performed according to the Epker [40] modification, the height of the ramus is
not increased and the muscle and ligament are not stretched (B). The arrow indicates the anterior border of the
pterygomandibular sling.
335ANTERIOR OPEN BITE CORRECTION
Fig. 10. The medial side of the mandible illustrates the sagittal osteotomy. The horizontal osteotomy is extended just
posterior to the lingula, whereas the vertical osteotomy is performed through the buccal cortex and extended through
the inferior border to include the medial cortex. This osteotomy design results in the medial osteotomy running
from just posterior to the lingula downward to the lingual side of the vertical osteotomy (the so-called ‘‘short split’’)
(A). The mandible is advanced by 10 mm and rotated counterclockwise by 3.5 mm at the lower incisor tip. Note that
there is no increase in the posterior ramus height (B).
Reyneke [42] and Chemello and colleagues, [43].With this surgical design, an anterior open biteis created by surgical counterclockwise rotation
of the maxillary occlusal plane. The counterclock-wise rotation of the maxilla is followed by thesurgical rotation of the mandible. Long-termpostoperative stability in both studies was found
to be comparable to other mandibular surgicalprocedures.
Open bite secondary to a combination of verticalmaxillary excess and short mandibular ramus
Many individuals with anterior open bite may
display a combination of the clinical, dental, and
Fig. 11. The deep muscle group of the masseter tends to have a vertical orientation, whereas the superficial masseter
muscle groups have a more oblique orientation (A). The orientation of the temporalis muscle is more vertical, and
any posterior rotation of the proximal segment changes the orientation and length of the muscle (B).
336 REYNEKE & FERRETTI
cephalometric features of excessive vertical de-velopment of the maxilla and deficient develop-ment of the mandibular rami. In these cases the
treatment objectives should be aimed at address-ing the specific skeletal, soft tissue, and dentalproblems as discussed for each of the twogroups.
Open bite secondary to short mandibular ramuswith condylar resorption
Any process of resorption of the condyle alters
the morphology of the condyle and its position inthe glenoid fossa. Resorption of the condyles andconsequent shortening of the mandibular rami
lead to the development of a class II anterior openbite malocclusion. When considering correction ofan anterior open bite caused by resorption of thecondyle, the clinician should differentiate between
idiopathic condylar resorption, degenerative jointdisease, and rheumatic arthritis with destructionof the condyle.
Idiopathic condylar resorption (condylysis). Al-though condylysis may occur in any patientpopulation, it often presents in relatively young
caucasian women with high mandibular andocclusal plane angles and develops into a class IIanterior open bite malocclusion. The anterior
open bite usually develops progressively with nopain or hypomobility. The process is usually self-limiting and may last from 6 months to 2 years. Itis thought that the resorption may be related to
chronic excessive loading of the mandibularcondyle, which produces progressive remodelingof the condyle. There are two important aspects
when planning the correction of the existingdentofacial deformity: (1) ensuring that the re-sorption process is inactive and (2) treating the
deformity in such a way that the loads on thecondyles are not increased. To establish whetherthe condition is still active, the patient’s previous
dental records, cephalometric radiographs, andocclusal models can be compared with currentrecords. An alternative method, such as a radio-isotope bone scan of the temporomandibular
joints, may help to detect the presence of anyresorptive activity in the condyle. Treatmentshould be delayed until the disease becomes
quiescent.Surgical correction should focus on the max-
illa, and mandibular advancement should be
avoided if possible. Maxillary setback, whichmay compromise the aesthetic outcome, mayhave to be considered. If mandibular surgery
cannot be avoided, however, use of rigid fixationis not recommended but rather a period of 3 to 4weeks of intermaxillary fixation. Any orthodontic
treatment, such as class III elastics, that increasesthe loading of the condyles (and could reinitiatethe condylar resorption process) should beavoided.
Degenerative joint disease (osteoarthrosis). Osteo-arthrosis of the temporomandibular joint is not anacute entity but rather a progressive degenerative
disease that alters the position, morphology, andphysiology of the bony joint structures. It involvesthe progressive uncontrollable degeneration of the
mandibular condyle, and unfortunately, thediagnosis and treatment selection are complicatedby the variability of the rate of progression of
resorption. Patients experience chronic signs ofjoint pain, crepitus, and hypomobility with pe-riods of acute exacerbations. It may be possible toobtain short-term relief of the symptoms by
conservative partial reconstruction of the jointand orthognathic surgery; however, in mostpatients the natural progression of the degenera-
tive process leads to recurrence of the open biteand increasing joint symptoms. Total joint re-placement combined with orthognathic correction
of the dentofacial deformity is often the finaltreatment solution.
Treatment planning for combined orthog-
nathic surgery and total joint replacement doesnot differ from conventional orthognathic treat-ment planning. There is, however, a limitedamount of mandibular advancement that can be
obtained by the placement of a joint prosthesis.To maintain satisfactory contact between theimplant and the mandibular ramus, the advance-
ment should be limited to 7 to 8 mm.
Summary
Development of an anterior open bite ispredominantly the result of an altered growthpattern that involves excessive vertical growth of
the maxilla, lack of vertical mandibular ramusdevelopment, or both. Successful correction ofanterior open bite dentofacial deformities requires
careful assessment of the specific anatomiclocation of the discrepancy and an understandingof all factors that may influence the stability of
results. The flowchart (Fig. 12) summarizes thesuggested principles of surgical orthodontic treat-ment of anterior open bite dentofacial deformities.
337ANTERIOR OPEN BITE CORRECTION
Anterior open bite
Posterior verticalmaxillary excess
Short mandibularramus
Le Fort I Osteotomy(superior repositioning)
Bilateral sagittalsplit osteotomy
Correction of APdiscrepancy with
maxilla and BSSO(if necessary)
Monitor condyle
Condylar resorptionNormal condyle orfractured condyle
If stable
If resorptionprogressive
Condylar replacement
Mandibular closed rotation
Genioplasty
Acceptablemandibular AP
position
Fig. 12. The flowchart summarizes the suggested treatment philosophies that focus on anterior open bite correction, in
which surgical correction is aimed at the specific anatomic location of the discrepancy.
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