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1 APPLICATION OF REMOTE SENSING AND GIS TECHNIQUE FOR EFFICIENT URBAN PLANNING IN INDIA Ravindra Kumar Verma 1 *,Sangeeta Kumari 2 ,and R. K. Tiwary 3 * 1. National Institute of Industrial Engineering, Mumbai, India. 2. Birla Institute of Technology, Mesra, Ranchi, Jharkhand. 3. Central Institute of Mining and Fuel Research,Jharkhand. * Corresponding author, E-mail id: [email protected] Abstract: Urbanization is an index of transformation from traditional rural economies to modern industrial one. It is a progressive concentration of population in urban unit. At the moment, India is one among the country of low level of urbanization. In the last fifty years the population of India has grown two-and-a-half times, but urban India has grown nearly five times. In 2001, 306.9 million Indians (30.5%) were living in nearly 3700 towns and cities spread across the country, and it is expected to increase to over 400 million and 533 million by 2011 and 2021 respectively. At the moment, India is among the counties of low level of urbanization. As a result, most urban settlements are characterized by shortfalls in housing and water supply, urban encroachments in fringe area, inadequate sewerage, traffic congestion, pollution, poverty and social unrest making urban governance a difficult task. The high rate of urban population growth is a cause of concern among India’s urban and town planners for efficient urban planning. For this, the government of India has taken an important initiative to strengthen municipal governance, is the enactment of the Constitution (74 th Amendment) Act (CAA), 1992. Through this initiative, an attempt is being made to improve the performance ability of municipalities/urban local bodies, so that they would be able to discharge their duties efficiently in the planning and development of urban areas. However, most studies undertaken to assess the functioning of municipalities in India, point out that the municipalities are confronted with a number of problems, such as non-availability of data, ineffective participation in the decision-making process despite adoption of the policy of reservation, delays in the transfer of funds to the municipalities despite constitution of State Finance Commissions, poor recovery from various tax and non-tax sources despite devolution of power etc. Therefore, there is an urgent need to adopt modern technology of remote sensing which includes both aerial as well as satellite based systems, allow us to collect lot of physical data rather easily, with speed and on repetitive basis, and together with GIS helps us to analyze the data spatially, offering possibilities of generating various options (modeling), thereby optimizing the whole planning process. These information systems also offer interpretation of physical (spatial) data with other socio-economic data, and thereby provide an important linkage in the total planning process and making it more effective and meaningful. Keywords: Urbanization; Remote Sensing; GIS; Digital Map. 1. Introduction Planning is a widely accepted way to handle complex problems of resources allocation and decision-making. It involves the use of collective intelligence and foresight to chart direction, order harmony and make progress in public activity relating to human
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APPLICATION OF REMOTE SENSING AND GIS TECHNIQUE FOR EFFICIENT URBAN PLANNING IN INDIA

Ravindra Kumar Verma1*,Sangeeta Kumari2,and R. K. Tiwary3

* 1. National Institute of Industrial Engineering, Mumbai, India.2. Birla Institute of Technology, Mesra, Ranchi, Jharkhand.

3. Central Institute of Mining and Fuel Research,Jharkhand.* Corresponding author, E-mail id: [email protected]

Abstract: Urbanization is an index of transformation from traditional rural economies to modern industrial one. It is a progressive concentration of population in urban unit.At the moment, India is one among the country of low level of urbanization. In the last fifty years the population of India has grown two-and-a-half times, but urban India has grown nearly five times. In 2001, 306.9 million Indians (30.5%) were living in nearly 3700 towns and cities spread across the country, and it is expected to increase to over 400 million and 533 million by 2011 and 2021 respectively. At the moment, India is among the counties of low level of urbanization. As a result, most urban settlements are characterized by shortfalls in housing and water supply, urban encroachments in fringe area, inadequate sewerage, traffic congestion, pollution, poverty and social unrest making urban governance a difficult task. The high rate of urban population growth is a cause of concern among India’s urban and town planners for efficient urban planning. For this, the government of India has taken an important initiative to strengthen municipal governance, is the enactment of the Constitution (74thAmendment) Act (CAA), 1992. Through this initiative, an attempt is being made to improve the performance ability of municipalities/urban local bodies, so that they would be able to discharge their duties efficiently in the planning and development of urban areas.However, most studies undertaken to assess the functioning of municipalities in India, point out that the municipalities are confronted with a number of problems, such as non-availability of data, ineffective participation in the decision-making process despite adoption of the policy of reservation, delays in the transfer of funds to the municipalities despite constitution of State Finance Commissions, poor recovery from various tax and non-tax sources despite devolution of power etc. Therefore, there is an urgent need to adopt modern technology of remote sensing which includes both aerial as well as satellite based systems, allow us to collect lot of physical data rather easily, with speed and on repetitive basis, and together with GIS helps us to analyze the data spatially, offering possibilities of generating various options (modeling), thereby optimizing the whole planning process. These information systems also offer interpretation of physical (spatial) data with other socio-economic data, and thereby provide an important linkage in the total planning process and making it more effective and meaningful. Keywords: Urbanization; Remote Sensing; GIS; Digital Map.

1. Introduction

Planning is a widely accepted way to handle complex problems of resources allocation

and decision-making. It involves the use of collective intelligence and foresight to chart

direction, order harmony and make progress in public activity relating to human

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environment and general welfare. In order to provide more effective and meaningful

direction for better planning and development necessary support of the organization has

become essential. Hence the need for a suitable information system is increasingly

being felt in all planning and developmental activities, whether these are for urban or

rural areas. Urban areas of today are more exactly described as sprawling regions that

become interconnected in a dendritic fashion (Carlson and Arthur, 2000). The positive

aspects of urbanization have often been overshadowed by deterioration in the physical

environment and quality of life caused by the widening gaps between supply and

demand for essential services and infrastructure.

Urbanization is inevitable, when pressure on land is high, agriculture incomes are low

and population increases are excessive, as is the case in most of the developing

countries of the world. Urbanization has become not only of the principal manifestation

but also an engine of change, and the 21th century which has become the centre of

urban transition for human society. In a way urbanization is desirable for human

development. However, uncontrolled urbanization has been responsible for many of the

problems, our cities experiences today, resulting in substandard living environment,

acute problems of drinking water, noise and air pollution, disposal of waste, traffic

congestion etc. To improve these environmental degradations in and around the cities,

the technological development in relevant fields have to solved these problems caused

by rapid urbanization, only then the fruits of development will reach most of the

deprived ones.

The modern technology of remote sensing which includes both aerial as well as satellite

based systems, allow us to collect lot of physical data rather easily, with speed and on

repetitive basis, and together with GIS helps us to analyze the data spatially, offering

possibilities of generating various options (modeling), thereby optimizing the whole

planning process. These information systems also offer interpretation of physical

(spatial) data with other socio-economic data, and thereby providing an important

linkage in the total planning process and making it more effective and meaningful.

Recent technological advances made in domain of spatial technology cause

considerable impact in planning activities. This domain of planning is of prime

importance for a country like India with varied geographic patterns, cultural activities

etc. The purpose of using GIS is that, maps provide an added dimension to data analysis

which brings us one step closer to visualizing the complex patterns and relationships

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that characterize real-world planning and policy problems. Visualization of spatial

patterns also supports change analysis, which is important in monitoring of social

indicators. This in turn should result in improving need assessment.

The objectives of this paper are to explain remote sensing and GIS applications in

various stages of planning, implementation and monitoring of the urban area.

2. Urban planning theory

The urban is a compound system of human and nature. It is also a high-dense

geographical synthesis of population, resources, environment, social economic and so

on. As one sign of civilization and social progress, the city’s effects on national politics,

economics and culture become prominent increasingly. In other words, the

urbanization’s level is a significant parameter to measure a country’s extent of

civilization, social progress and economic. So it is very important to make reasonable

and fit urban planning and management (Fan Wenbing, 2006).

According to the urban development aims, urban planning constitutes the urban

character, scale and development direction, makes use of the urban land reasonably.

Urban planning relates to politics, economic, society, technology, art and

comprehensive domains of human life. It is not only integrated, but also concerned with

the policy and practice (Zheng Chaogui, 2004).

The primary phase of urban planning is present situation investigation. In the past, it

always consumed a lot of labor force, material and money. The result was not timely

and exact. Nowadays, the remote sensing technology can be used to investigate urban

terrain, physiognomy, lakes, plants, sights, traffic, land utilization and building

distribution quickly. As a main method to obtain and update urban geometric

information and some attribute information, the remote sensing technology is quick,

exact and economical (Xu Zhenhua, 2005).

3. Urbanization in India

Urbanization is an index of transformation from traditional rural economy to modern

industrial one. It is a progressive concentration (Davis, 1965) of population in urban

unit. At the moment, India is one among the country of low level of urbanization.

Number of urban agglomeration/town has grown from the year 1827 in the year 1901 to

5161 in the year 2001. During the last fifty years the population of India has grown

two-and-a-half times, but urban India has grown nearly five times. In 2001, 306.9

million Indians (30.5%) were living in nearly 3700 towns and cities spread across the

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country, compared to 62.4 million (17.3%) who lived in urban areas in 1951. This is an

increase of about 390% in the last five decades. This process of urbanization in India is

shown in Figure 1. It reflects a gradual increasing trend of urbanization. India is at an

acceleration stage of the process of urbanisation and expected to increase to over 400

million and 533 million by the years 2011 and 2021 respectively.

Fig 1: Process of urbanization in India

However, India’s urbanization is often termed as over-urbanization, pseudo-

urbanization, because not due to urban pull but due to rural push. The push factors like

population growth and unemployment etc. (demographic factors) and pull factors like

opportunities (economic factors) in the urban area. The globalization, liberalization,

privatization are addressing negative process for urbanization in India. The big cities

attained inordinately large population size leading into virtual collapse in the urban

services and followed by basic problems in field of shortfalls in housing and water

supply, inadequate sewerage, traffic congestion, pollution, poverty and social unrest

making urban governance a difficult task. For this, the government of India has taken

an important initiative to strengthen municipal governance, like the enactment of the

Constitution (74thAmendment) Act (CAA), 1992. Through this initiative, an attempt is

being made to improve the performance ability of municipalities/urban local bodies, so

that they are able to discharge their duties efficiently in the planning and development

of urban areas. Urban Local Bodies [ULBs] which are statutorily responsible for

provision and maintenance of basic infrastructure and services in cities and towns are

under fiscal stress. According to Census of India 2001, there were 5621 ULBs in the

country classified into three major categories of municipal corporations (500),

municipalities (50-500) and town committees (5-50).

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The 74th Constitutional Amendment Act (CAA74) mandates compulsory reconstitution

of municipal bodies within a stipulated time-frame, thus ensuring continuity of local

representatives. The twelfth schedule (Article 243W) of the CAA74 has listed 18

functions and responsibilities to local bodies. Thees are:

1. Urban planning, including town planning;

2. Regulation of land use and construction of buildings;

3. Planning for economic and social development;

4. Roads and bridges;

5. Water supply for domestic, industrial, and commercial purposes;

6. Public health, sanitation, conservancy, and solid waste management;

7. Fire services;

8. Urban forestry, protection of the environment, and promotion of ecological

aspects;

9. Safeguarding the interests of weaker sections of society, including the

handicapped and mentally retarded;

10. Slum improvement and up-gradation;

11. Urban poverty alleviation;

12. Provision of urban amenities and facilities such as parks, gardens, and

playgrounds;

13. Promotion of cultural, educational and aesthetic aspects;

14. Burials and burial grounds; cremation grounds and electric crematorium;

15. Cattle pounds, prevention of cruelty to animals;

16. Vital statistics, including registration of births and deaths;

17. Public amenities including street lighting, parking lots, bus-stop, and public

conveniences;

18. Regulation of slaughterhouses and tanneries.

Importantly the 12th schedule of CAA74 expressly recognizes a role for the ULBs

within the constitutional framework and provides devolution of financial powers from

the state government for strengthening of municipal finances. The CAA74 also

provides for constitution of Ward Committees in municipalities with a population of

more than three lakhs, Metropolitan Planning Committees and District Planning

Committees for consolidation and preparation of plans of spatial, economic and social

development. From a "top down" approach, the emphasis has thus shifted to the

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“bottom up" approach. In view of the challenges facing by ULBs the planners have to

prepare themselves for a new role and much wider responsibilities. As a bridge between

the civil society and the politico-economic structure, the planners have to perform the

role of the catalysts of change. With the ongoing globalization, economic liberalization

and devolution of power to local bodies, have been diluted armchair professionals

activities.

4. Observed Constraints

A review of the attempts made for introducing Remote Sensing and GIS based urban

planning practices brings forth a set of problems common across our planning

organizations. They are highlighted below;

Technical

Lack of appropriate base maps necessary for micro-level and utility planning.

Difficulty in correlating remote sensing data with corresponding cadastre

information.

Limitation on availability and digitization of certain data products.

Financial

Inadequate funds to acquire and upgrade periodically the hardware and

software.

Absence of provision for repair and maintenance service due to which upkeep

of hardware suffers.

Inability to procure digital data products and carry out surveys for collection of

attributed data.

Institutional

Absence of a dedicated team that would continue for a reasonable period to

establish GIS database.

Tendency to hold on to information due to which GIS database creation cost is

not shared.

Lack of support to young GIS professionals by the peers who feel threatened.

Rigidity in work culture not encouraging experimentation that is so vital for

GIS implementation.

Most of these problems have their origins in the fact that urban planning falls under the

public sector namely; State Government and Urban Local Bodies whose limited

financial resources and capacity to innovate do not help the cause of the GIS. However,

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of late, various schemes of the Government of India, promotion of public-private sector

joint ventures and interest shown by many international agencies for collaboration in

the field of geo-informatics has brought some changes in the situation. Since the

problems are identified it would not be impossible to overcome them, especially since

the power of GIS and remote sensing in the field of urban planning is well recognized.

5. Stages of urban planning

Urban areas face many critical environmental problems which are manifested at the

time of crises. To avoid such occurrences the prime requirement is quantification or

"resource potentiality", its availability and consumption in the urban areas which

requires a comprehensive Urban Information System (UIS) to be developed to cater the

developmental needs of the growing urban areas.

Thematic map preparation from satellite data using visual interpretation

techniques.

Generation of spatial framework in GIS environment for perspective and

development plans.

Integration of thematic maps using GIS techniques for urban sprawl analysis and

urban land use change analysis.

Area required for urbanization will be determined on the basis of population

projection of the city and its growth centers.

Calculation of land requirements for urban development based on the carrying

capacity of the region.

Projection of urban land use suitability analysis.

Urban environmental sensitivity analysis based upon both physical as well as air

quality parameters.

Determination of composite functionality index to setup various amenities such as

educational, medical, recreational etc.

6. Remote sensing and GIS applications in urban planning

In India, the complexity of urban development is so dramatic that it demands

immediate attention and perspective physical planning of the cities and towns (Sokhi

and Rashid, 1999). The dynamic nature of urban environmental necessitates both macro

and micro level analysis. Therefore, it is necessary and fundamental for policy makers

to integrate like remote sensing into urban planning and management. Traditional

approaches and technique designed for towns and cities may prove to be inadequate

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tools when dealing with metropolis. New approaches are required, and new methods

must be incorporated into current practice. Until recently, maps and land survey records

from the 1960’s and 70’s were used for urban studies, but now the trend has shifted to

using digital, multispectral images acquired by EOS and other sensors. The trend

towards using remotely sensed data in urban studies began with first-generation satellite

sensors such as landsat MSS and WAS given impetus by a number of second-

generation satellites: Landsat TM, ETM+ and SPOT HRV. The recent advent of a third-

generation of very high spatial resolution (˂5 meter/pixel) satellite sensors is

stimulating. The high resolution PAN and LISS III merged data can be used together

effectively for urban applications. Data from IRS P-6 satellites with sensors on board

especially LISS IV Mono and Multispectral (MX) with 5.8 meter/pixel spatial

resolution is very useful for urban studies

Advancement in the technology of remote sensing has brought miracle in the

availability of the higher and higher resolution satellite imageries. They are IRS-P6

Resourcesat imagery with 5.8 meter resolution in multispectral mode, IRS-1D Pan

image with 5.8 meter resolution, Cartosat-I imagery of 2.5 meter resolution with stereo

capabilities, Cartosat-II with 1 m, IKONOS imageries of Space Imaging with 4 meter in

multispectral mode and 1 meter in panchromatic mode, Quickbird imagery of Digital

Globe with 61 cm resolution in panchromatic mode and so on. These high resolutions

of the sensors provide a new methodology in the application with newly raised

technical restrictions.

Apart from Cartographic applications, P-6 data will be useful in cadastral mapping and

updating terrain visualization, generation of a national topographic database, utilities

planning and other GIS applications needed for urban areas. The satellite will provide

cadastral level information up to a 1:5,000 scale, and will be useful for making 2-5

meter contour map (NRSA 2005). The output of a remote sensing system is usually an

image representing the scene being observed. Many further steps of digital image

processing and modeling are required in order to extract useful information from the

image. Suitable techniques are to be adopted for a given theme, depending on the

requirements of the specific problem. Since remote sensing may not provide all the

information needed for a full-fledged assessment, many other spatial attributes from

various sources are needed to be integrated with remote sensing data.

This integration of spatial data and their combined analysis is performed through GIS

technique. It is a computer assisted system for capture, storage, retrieval, analysis and

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display of spatial data and non-spatial attribute data. The data can be derived from

alternative sources such as survey data, geographical/topographical/aerial maps or

archived data. Data can be in the form of locational data (such as latitudes/longitudes)

or tabular (attribute) data. GIS techniques are playing an increasing role in facilitating

integration of multi-layer spatial information with statistical attribute data to arrive at

alternate developmental scenarios.

Application of Remote Sensing technology can lead to innovation in the planning

process in various ways;

1. Digitisation of planning basemaps and various layout plan has facilitated updating

of basemaps wherever changes have taken place in terms of land development etc.

Digital maps provides flexibility as digital maps are scale free. Superimposition of

any two digital maps which are on two different scales is feasible. This capability

of digital maps facilitates insertion of fresh survey or modified maps into existing

basemaps. Similarly superimposition of revenue maps on basemaps with reasonable

accuracy is great advantage compared to manually done jobs.

2. Since information and maps are available in digital formate, correlating various

layers of information about a feature from satellite imagery, planning maps and

revenue maps is feasible with the help of image processing software like ERDAS

Imagine, ENVI and PCI Geomatica, ILWIS. Such super imposed maps in GIS

software like Map info, Geomedia, Arc View, Auto CAD Map and Arc GIS

provide valuable information for planning, implementing and management in

urban areas.

3. Remote Sensing techniques are extremely useful for change detection analysis

and selection of sites for specific facilities, such as hospital, restaurants, solid

waste disposal and industry.

An attempt has been made here to demonstrate the potentials of remote sensing

techniques in base mapping, land-use and land-cover mapping, urban change detection

and mapping, urban infrastructure and utilities mapping, urban population estimation,

management.

6.1 Aerial photography and satellite data in urban studies

Aerial photographs have long been employed as a tool in urban analysis (Jensen 1983,

and Garry, 1992). In India, city planning has been largely confined to aerial

photography. It is being used for generation of base maps and other thematic maps for

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urban areas as it is proved to be cost and time effective and reliable. Wealth of

information pertaining to land features, land use, built up areas, city structure, physical

aspects of environment etc. are available from the aerial photography. Various types of

cameras and sensors black and white, color, color infrared are used for aerial

photography. Because of security concerns related to aerial photography, the use of

photogrammetric techniques was confined to smaller cities.

Aerial photographs provide information that can significantly improve the effectiveness

of city and town planning and management in India. They are also relatively low in

cost, accurate, reliable and can be obtained on desired scale, but they are not useful in

large metropolitan areas.

As discussed above, India very much dependent on photogrammetry to provide

information for urban planning purposes. But since the March 17, 1988 launch of its

first satellite (IRS1A) equipped with the LISS-I sensor acquiring 72.5 meter/pixel data,

the application of remotely sensed data (from various sensors) in urban and regional

planning processes has gained momentum. LISS-I gathered data in four spectral bands

(0.45 µm - 0.86 µm) and was mainly used for broad land-use, land-cover, and urban

sprawl mapping. The IRS-1C and 1D satellites launched in 2003, carrying LISS-III and

LISS-IV sensor with spatial resolutions of 23.5 meter/pixel and 5.8 meter/pixel using

Landsat MSS optical bands (0.52 µm - 0.86 µm), have contributed to the effectiveness

of urban planning and management.

Early experiments with the first generation satellites found the data very useful for

mapping large urban parcels and urban extensions. The development of Landsat TM

data with 30 meter/pixel spatial resolution has helped in mapping Level-II urban land

use classes. Some of the salient features of different satellite sensors and the extractable

levels of urban information are summarized in Table 1. Cities and towns in India

exhibit complex land use-patterns, with the size of urban parcels varying frequently

within very short distance. The extraction of urban information from remotely sensed

data therefore requires higher spatial resolution.

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Table 1: Remote sensing platforms and sensor application in urban studies

Platform and Sensor System

Spatial resolute (m, pixel)

Year of operation

Mapping scale

Extractable Information

Landsat ( MSS) IRS-1A & 1B ( LISS-I)

8072

19721988 & 1991

1: 1,000,0001: 250,000

Broad land-use/land-cover and urban sprawl

Landsat TMIRS-1A & 1B( LISS-II)IRS-1C & 1D( LISS-III)SPOT HRV-I(MLA)IRS-1D(LISS-IV)

3036

23

20

5.8

19821988 & 1991

1995 &1997

1998

2003

1: 50,0000

1: 5,000

Thematic data for broad structural plans and spatial strategies

ASTER VNIR(0.52-0.86 µm)SWIR(1.60-2.43 µm)TIR(8.125-11.65 µm)

15

30

90

1999 1: 250,0001: 50,000

Land-use/land-cover, urban sprawl, ecological monitoring data

SPOT HRV-II(MLA)IRS-1C &1-D(PAN)

10

5.8

1998

1995 & 1997

1:25,000

1:10,000

Data for land-use/land-cover for urban area

MOMS-II 4 1983 1:8,000 Land-use/land-cover details

IKONOSQuickbird

1.00.61

19992001

1:4,0001:2,000

Cadastral map, detailed information extraction for urban planning and infrastructure mapping

CARTOSAT-1

CARTOSAT-2

2.5

1.0

2005

2007

1:4,000

1:1,0001:2,000

Large scale cartographic work and DM generation cartographic applications at cadastral level, urban and rural infrastructure development and management

ALMAZ 1.0 1: 4,0001: 2,500

Ground plans and urban design.

RESOURCESAT-I(LISS-IV)

5.8 2003 1:10,000 /1:4,000

Monitoring the urban growth, Inventory of land-use/ land-cover.

Source: Modified after Atiqure Rahman (2006)

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6.2 Base maps for urban areas

Base map, a pre-requisite for urban planners, refers to the large scale maps, which

depict broad physical and cultural features. The base maps are produced at a scale

ranging from 1:10,000 to 1:4,000 and 1:1,000/1:500 for specific urban applications

(Shown in Table 2). Base maps at a scale of 1:4,000 that were prepared by ground

survey in 1969 and 1971 are available for some areas. But now base maps are being

produced at scales ranging from 1:4,000 to 1:10,000 depending upon the specific urban

applications for which they are prepared.

Base maps can be also made from orthophotographs for inaccessible areas that are

difficult to survey, high altitude towns like Leh, Puri, Himachal Paradesh etc. In such

situations, remote sensing has made information collection possible for base maps

where field surveying has fallen shot due to prohibitive faction such as cost, timing and

terrain. These base maps can provide the backbone for development of information that

was previously unavailable to the community, urban regional, and natural resource

planners and management. IRS P-6 (multispectral) data with 2.5 m/pixel spatial

resolution can meet the ever-growing demand for current, accurate base maps at a scale

of 1:5,000 for urban planning purposes and for development new residential sites

Table 2: Urban planning stages and base map requirements

S. No Planning stage Base map scale

1. Master Plan / Landuse Plan 1:10,000 & larger

2. Zoning Plan 1:4,000

3. Inner City/Urban Cadestre 1:1,000 to 1:2,000

4. Urban slums/Unauthorised

Developments/ Encroachments

1:5,000 to 1:1,000

6.3 Land-use and land-cover mapping

Land is one of the prime natural resources. Urban population growth and urban-sprawl

induced land use changes coupled with industrial development are resulting in

unplanned use as well as misuse of land leading to conversion of usable land into

wastelands. The changes of land-use/land-cover pattern over a time period control the

pressure on land (Sengupta and Venkatachalam, 2001). The complexity of urban

development is so dynamic that it calls for an immediate perspective planning of cities

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and towns (Sokhi and Rashid, 1999). For a sustainable use of the land it is essential that

proper planning and monitoring have been done. Timely and accurate information on

the existing land-use/land-cover pattern and its spatial distribution and changes is a pre-

requisite for planning, utilisation and formulation of policies and programmes for

making any micro and macro-level developmental plan. Accurate, reliable and

comprehensive spatio-temporal information on land use practices in a city is

prerequisite for sustainable land management. Remote sensing offers cost-effective

solutions to city planners data needs for both macro and micro level analysis of the land

use planning leading to urban environment management. The better management and

rationale use of land calls for accurate and timely changes in the dimension, nature, and

spatial balance between exploitation and regeneration. GIS is best utilised for

integration of various data sets to obtain a homogeneous composite land development

units which helps in identifying the problem areas and suggest conservation measures.

The remote sensing technology along with GIS is an ideal tool to identify, locate and

map various types of lands associated with different landform units (Dhinwa, 1992;

Palaniyandi and Nagarathinam, 1997; Murthy and Venkateswara, 1997; Khan et al.,

1999). The timely information about the changing pattern of land use plays significant

role in land use planning and sustainable land development. The mapping and

monitoring of the land use/land cover requires a land use classification system. One of

the most widely used data format for information extraction about the land-use and

land-cover is the infrared False Colour Composite (FCC) image. The extraction of

information from such images about ground reality is done by image interpretation for

which generally three methods namely photo interpretation, spectral analysis and data

integration are used. Prasad and Sinha (2002) describe the image characteristics and

visual interpretation techniques of various land-cover and land-use categories, which is

summarized in the Table 3.

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Table 3: Land-cover/land-use and their image characteristics

Land-cover/land- use Image characteristics

1. Settlements Light grey clustering with particular patterns for the urban area. There may be brownish maroon patches for in between vegetation. For the rural settlement there occur no particular patterns of such image characteristics.

2. Agriculture Identify rabi if the month of data acquisition is January or February or March and colour is brown red. (a) For the kharif crops same characteristics in image occur if the image data are acquired in the month of September, October or November. (b) Fallow land is identified by light grey colour within cropped area (red colour). (c) Plantation occurs as brownish maroon patches.

3. Forest(a) Dense forests(b) Degraded forest(c) Forest blank(d) Forest plantation

Dense forests are identified by dark red colour patterns. In the case of degraded forest the dark red colour patterns contain small brown or white patches. The blanks in the forest show creamy patches in the dark red/background. Forest plantations are identified by dark red colour sign of particular pattern.

4. Waste Land(a) Muddy water logging(b) Clear water logging(c) Temporary water logging (d) Permanent water logging(e) Marshy area water logging(f) Gullied land(g) Land with scrub(h) Land without scrub(i) Sandy area

Muddy water logging occurs as blackish or deep blue spots while clear water logging area is identified by dark/bright blue patches. Comparing the images of rainy season and out of rainy season identifies temporary and permanent water logging. Marshy area is recognized as a sign of vegetation (red/pink spots) in the water logged (blackish blue/bright blue) area. Gullied land occurs as white/grey spot. The image of land with scrub contains white patches in the land area. Sandy area is classified as bright white coloration along the course of river.

5. Water bodies(a) River/stream(b) Canal(c) Lake/ reservoirs(d) Embankments

River/stream is identified as long non-linear path coloured with dark blue/bright blue line in white background. Canals are identified as line segments sign of water bodies. Lake/reservoirs are identified as patterns along the river. Embankment occurs as light grey structure along the river.

6. Others Grasslands are identified as uneven appearance characterized by red (light to medium grey tones) Snow is identified as white patches on the hills.

Source: Prasad and Sinha (2002)

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6.4 Urban change detection and mapping

Land-use change detection and mapping require high resolution imageries to obtain

detailed information and multispectral optical data to make fine distinction among

various land-use classes. While many urban features can be detected on radar and other

imagery visible and near infrared (VNIR) data of a high resolution permit fine

distinction among subtle land-use/land-cover classes (shown in Table 3).

Urban areas are highly dynamic. Remote sensing can enable urban planners and

decision makers to assess land-use conversions from agricultural to non-agricultural (i.e

residential, commercial, and industrial), loss of greenry and water bodies, development

along main transport routes and drainages lines, and changing quality of the urban

environmental. Detection of large-scale conversion of agriculture land into non-

agriculture land has been useful for determining the extent of built-up areas on the day

the government decides to acquire land (Uttarwar, 2001).

It is also useful in dealing on urban change detection using Survey of India toposheets

at 1:50,000, Landsat MSS, IRS LISS-I and II, and SPOT HRV data. With the use of

IRS LISS-I False Color Composite (FCC), the transformation of agricultural land into

residential and industrial land was carried out by the Kukatpally municipal area in

Hydrabad city in 1990. Land-use/land-cover change detection mapping of Delhi has

been done in ERDAS Imagine Software and Arc GIS using Landsat TM and IRS LISS-

III data from 1992 and 2004 respectively.

Urban change-detection mapping can be done with digital image processing (DIP)

software using satellite data from different time periods (Yuan et al. 1998).

6.5 Urban sprawl/urban spatial growth

In India, unprecedented population growth coupled with unplanned developmental

activities has led to urbanization, which lacks infrastructure facilities. This also has

posed serious implications on the resource base of the region. The urbanization takes

place either in radial direction around a well-established city or linearly along the

highways. This dispersed development along highways, or surrounding the city and in

rural countryside is often referred as sprawl (Theobald, 2001). The direct implication of

such urban sprawl is the change in land use and land cover of the region. The ability to

service and develop land heavily influences the economic and environmental quality of

life in towns (Turkstra, 1996). Identification of the patterns of sprawl and analyses of

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spatial and temporal changes would help immensely in the planning for proper

infrastructure facilities.

Patterns of sprawl and analyses of spatial and temporal changes could be done cost

effectively and efficiently with the help of spatial and temporal technologies such as

Geographic Information System (GIS) and Remote Sensing (RS) along with collateral

data (such as Survey of India maps, etc.). IRS-1C/1D/P4 provides data with good

spectral resolution (LISS data) and the spatial resolution of 5.6 m in panchromatic

mode. The remote sensing satellites with high resolution sensors and wide coverage

capabilities provides data with better resolution, coverage and revisit to meet the

growing applications needs. The image processing techniques are also quite effective in

identifying the urban growth pattern from the spatial and temporal data captured by the

remote sensing techniques. These aid in delineating the specific growth patterns of

sprawl which could be linear or radial or both. The spatial patterns of urban sprawl over

different time periods, can be systematically mapped, monitored and accurately

assessed from satellite data (remotely sensed data) along with conventional ground data

(Lata et al., 2001). Mapping urban sprawl provides a “picture” of where this type of

growth is occurring, helps to identify the environmental and natural resources

threatened by such sprawls, and to suggest the likely future directions and patterns of

sprawling growth. However, the physical expressions and patterns of sprawl on

landscapes can be detected, mapped, and analyzed using remote sensing and

geographical information system (GIS) (Barnes et al., 2001) with image processing and

classification. The patterns of sprawl are being described using a variety of metrics and

through visual interpretation techniques. Ultimately the power to manage sprawl resides

with local municipal governments that vary considerably in terms of will and ability to

address sprawl issues.

Epstein et al. (2002) bring out the techniques for mapping suburban sprawl. They

evaluate the traditional unsupervised classification and proposed GIS buffering

approach for mapping the suburban sprawl, and Yeh and Li (2001) use Shannon’s

entropy, which reflects the concentration of dispersion of spatial variable in a specified

area, to measure and differentiate types of sprawl. This measure is based on the notion

that landscape entropy or disorganization increases with sprawl. The urban land uses

are viewed as interrupted and fragmented previously homogenous rural landscapes,

thereby increasing landscape disorganization. Lata et al. (2001) have also employed a

similar approach of characterizing urban sprawl for Hyderabad city, India.

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6.6 Urban infrastructure and utility mapping

The civic amenities like potable water for domestic consumption, educational

institutions, recreational sites, power plants, means of transportation and waste disposal

sites form some of the major urban infrastructure and utility services. The urban

planners need large volume of data both at pre-planning and plan implementation stages

to ascertain the status of the available facilities and to determine the actual/projected

demands for the same. The remote sensing techniques provide accurate, orderly and

reliable information repetitively for planning and management of urban utility services.

Whereas the aerial photography at a scale of 1:10,000 and larger provides information

about the spatial distribution of most of the urban infrastructural facilities, the SPOT

and IRS 1C & 1D data in panchromatic mode offers capabilities for mapping and

analysing urban transport network, effluent discharge zones and urban greenery.

The large scale aerial photography was used in making the quantitative assessment of

habitant and its refuse and in identifying disposal sites of Kanpur (HUGSAG, 1998).

Similarly, an assessment of the population served by the urban facilities and services in

Bhubaneshwar was studied using 1:8,000 scale photography and USEMAP-4, GIS

software (Mohanty, 1995). The SPOT MS and PLA data have been used in evaluating

urban landuse-transportation system relationship along Ring railway transport system in

Delhi (Sokhi, 1983). Konkan railway and pipeline routing have also been studied using

the satellite data (NRSA, 1993-94).

6.7 Urban hydrology

The urban agglomerations in India are facing atleast four hydrological problems, i.e,

the mobilisation of sufficient volume of water for domestic and industrial consumption,

urban water pollution and quality, flood control and urban storm water run-off disposal.

Indian cities face problems of insufficient water for domestic & industrial purposes,

poor water quality & inadequate urban stromwater runoff disposal. However, Runoff

can not be directly measured by remote sensing techniques. The role of remote sensing

in runoff calculation is generally to provide a source of input data or as an aid for

estimating equation coefficient and model parameters. The remote sensing techniques

are also being applied in obtaining information pertaining to surface water quality

parameters,soil, drainage, land-use, ground water, and slope of catchment or watersheds

relevant to carry runoff and water estimation studies. For example, a remote sensing

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based approach was evolved to deal with the metrowater supply problems of Madras

(Roa, et al, 1985). Similarly, Chkaraborty discussed an approach for urban storm water,

runoff modeling, water supply assessment and water quality surveillance of Delhi

Urban Complex, Najafgarh, Patna, and Hydrabad (NRSA-TR, 1989). The operational

utility of remote sensing techniques in water resources assessment of Hydrabad city has

been dealt with using Landsat TM and IRS LISS-I and II data (Roa, 1991).The attempt

has also been made to identify and delineate different hydrogeomorphological units in

and around the immediate environs of Jhansi city and correlate them with the well

yields using Landsat TM FCC. Remote sensing can be applied to drainage studies using

proxies or surrougates. Satellite data have been successfully used to map surface

drainage pattern.

The GIS technology has the ability to capture, store, manipulate, analyze and visualize

the geo-referenced data. On the other hand hydrology is inherently spatial and

distributed hydrological models have been large data requirements. The integration of

GIS and hydrology involves three majors components: 1. Spatial data construction,

2. Integration of spatial model layers, 3. GIS and model interface. GIS technique have

been applied for groundwater vulnerability mapping with the DRASTIC model in

Aligarh city, using the weighted sum overlay method. The DRASTIC model considers

seven groundwater parameters, depth of water, net recharge, aquifer media, soil media,

topography, impact of vadose zone & hydraulic conductivity. Seth and Dee (1993) have

conducted studies on studies on hydrology by using a GIS-based solution for watershed

analysis of Maryland State, They constructed a model named as GISHYDRO. Miller

and Semmens (1995) have developed automated geo-spatial watershed assessment tool

(AGWA) in GIS for analyzing the water resources. The key components of AGWA are

the hydrological models used to evaluate the effects of land-cover and land-use on

water response.

6.8 Effective traffic management

The transportation network is an important infrastructure element of the whole urban

area. It allows connectivity and movement of people, traffic and goods both within and

between urban centres. Radar RS data can be used effectively for urban transportation

network management. All roads with a width of 3m or more can be seen on high

resolution (IKONOS) satellite data; such data facilitate the identification of roads that

need to be widened to ease congestion. Using satellite images, road information can be

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updated and the approximate width of a road can be determined. Road width can be

assessed using data from SPIN-2 with 2 m/pixel resolution. ADEOS multispectral data

with 16 m/pixel resolution and LANDSAT TM with 30 m/pixel resolution. A 5 m wide

road can be measured with a maximum error of 1m using SPIN-2 data. A 35m wide

road varies from 34m-36m in SPIN-2 data giving a maximum error of 1m. Width of the

same road or road section varies from 32m - 40m & 30m - 40m in ADEOS pan data

and SPOT pan data respectively, with a maximum error of 5 m in each case. The effects

of urban traffic on the environment in jaipur, in terms of population affected by air and

noise pollution, was studied using predictive and dispersion models in a GIS

environment using 1998 data from IRS-1C, LISS III, FCC and PAN. The study showed

that a significant percentage of the population was affected by air (94.3%) & noise

(34.8%) pollution. About 52% of the total population residing in a 0- 425m buffer zone

was affected by all air pollutants and 41.6% of the total population living in 425-1500m

buffer zone was affected by suspended particulate matter. Such data are vital for

formulating strategies to mitigate traffic related air and noise pollution hazards, such as

mass transit, telecommunicating and enacting stricter automobile emission standards.

6.9 Solid and hazardous waste

Solid waste is a potential nightmare for India’s large and growing population, due to

inadequate and legislative instruments and to the deplorable organisational and

financial capabilities of local urban governments. The informal sector should be

organised and the private sector should participate more widely in collection and

recycling of solid waste.

In this context, the most acceptable strategy for solid waste management is first to

categorize waste streams as biodegradable, non degradable and recyclables. Then the

problem is where to dispose of it and it is not easy to locate the disposal site. A

geospatial database generated from remotely sensed satellite data could be used to help

solve this problem. Efforts should be made to reclaim abandoned landfill sites.

Attention should be focussed on identification of suitable new sanitary landfill sites to

isolate waste from human society and the ecosystem and monitoring of the existing

landfill sites for environmental impact assessment. RS data can aid in identification and

location of such landfill sites and in monitoring the changes in land-use within and near

hazardous waste and sanitary landfill and these data integrate with GIS, has been useful

to identify potential waste disposal sites using IRS, LISS IV, PAN imagery with 5.8

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m/pixel resolution and ASTER visible to near IR data with 15 m/pixel resolution. Path

optimization can be carried out using a network analysis model in GIS for solid waste

dumping.

7. Modifications in the urban planning approach:

For a more dynamic urban planning exercise, the following modifications in the

planning approach are recommended:

i. Flexibility: Plans must have flexibility to provide for ever-growing and ever-

expanding city boundaries and provide quality of life to all inhabitants. The

plan should be flexible to respond not only to the present needs but also the

changing conditions in foreseeable future.

ii. Role of Actors: People’s participation in preparation of policies, perspective

plan, development plan and annual plans should be ensured through elected

representatives in the municipal council/corporation and ward committees.

iii. Information system: A well maintained information system can make possible

the fine-tuning of the plan proposals at the various stages of implementation of

the plan according to the changing urban scenario.

iv. Urbanisable Areas: The development potential may be assessed for the areas

located in the periphery of the developed areas. A profile of the development

potential and the possibility of optimizing the existing infrastructure should

determine the prioritisation of development of these areas.

v. Growth Centers: Given the paucity of resources, it would be more feasible and

desirable to promote strategic development initiatives in the selected secondary

cities, growth center and their hinterlands. In the growth centers, the location

of infrastructural and environmental services could form the core of the

Development Plan.

vi. Policy Guidelines: Policy guidelines notified under law, can help in identifying

priority areas, subsequent modifications in the plans and administration in

general.

vii. Mixed Land Use: With a view to provide for development, the zoning

regulations need to be simplified. The land use package should not be allowed

to be changed by any authority, except as a part of the review of the

Development Plan at the city/town level.

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viii. Financial Planning: Land development and infrastructure investment need to

be coordinated through integration of physical, financial and investment

planning. There is a need to link spatial development plan with resource

mobilization plan focusing on credit enhancement mechanisms.

ix. Land Policy and Management: As opposed to the process of compulsory land

acquisition, and the related issue of low compensation rates, the ULBs should

adopt collaborative approaches within the existing legal framework.

x. Legal Framework: Plan implementation would call for a legal framework so as

to make it enforceable and mandatory. The legal framework has to be

supported by an effective and efficient machinery which would see that no

distortion of master plan proposals take place at the ground level.

xi. Standards: Plot sizes, layout and social overheads need to be designed to reduce

costs aligned to the affordability of different income groups and also the sale

price for lower income groups can be reduced by differential pricing.

xii. Building Bye-laws: Building bye laws and zoning regulations for the city/town

should match the local needs. However, the existing bye-laws need to be

simplified and transparent, and there should not be an element of discretion.

Adequate provision for parking facilities should be made.

xiii. Database at Metropolitan, district and state levels: The planning exercise need

continuous data collection, analysis interpretation and updating of data. A

computer-generated data base and information system in GIS environment

should be developed at various levels which would provide support to planners

in development of planning.

8. Conclusions

Planning and managing cities in the new era of globalisation and economic

liberalisation would be a demanding task calling for new skills and approach. Indian

cities will have to compete with others to attract investments and, therefore, issues like

quality of infrastructure, energy efficient services provision and environmental

conditions in a city besides economic stability would play a significant part in such

competition. Urban planning profession in general will have to address these issues and

respond rapidly. It is worthwhile noting that spatial dynamics of cities is complex to

fathom and urban theory is still static. In other words, the urban planning authorities

and agencies in every parts of the country should adopt new technologies like remote

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sensing and GIS. These have capability to provide necessary physical input and

intelligence for preparation of basemaps, for planning proposals and act as monitoring

tool during implementation phase(s). Satellite remote sensing with repetitive and

synoptic viewing capabilities, as well as multispectral capabilities, is a powerful tool for

mapping and monitoring the ecological changes in the urban core and in the peripheral

land-use planning, will help to reduce unplanned urban sprawl and the associated loss

of natural surrounding and biodiversity.

On the other hand, moving further, interfacing of urban planning models with GIS

should now receive due attention. Incorporation of land-use transportation models,

water distribution network analysis, simulation of urban activities to evaluate different

urban development alternatives in the GIS framework needs to be explored for added

advantage.

Acknowledgements: We thank Dr. Shankar Murthy, Associate professor, National

Institute of Industrial Engineering, Mumbai for guidance and encouragement. We also

thank Dr. M.S. Nathawat and Dr. Laxmi Kant Sharma, Professor, Department of

Remote Sensing and Geoinformatics, BIT, Mesra, Ranchi for help.

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