Associated Persons Domains
Who, What, When, Where, Why, and How?
Michael Stackhouse
Alyssa Wittle
PharmaSUG SDE RTP 2016October 27, 2016
What and Why?
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● SDTM Associated Persons Implementation Guide
• Standardized place for non-subject specific data
• This data is not about the study subject, so it has no home in a subject level SDTM
• Intended for human data
● Family Medical History
● Family Substance Abuse History
● Accidental Exposure (non-subject)
● AEs belonging to a non-subject due to
accidental exposure or device malfunction
When?
● Donor Information
● Caretakers
● Sexual Partner Information
● Persons in the Subject’s Environment
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● When do Associated Persons domains apply to a study?
Who?
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● For whom are these domains intended?
● Who is an Associated Person (AP)?
• The person can be associated with the subject or the study
• Data needs to be about the AP
Where?
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● Where do I put all of the information?
• An AP domain can be created based on traditional SDTM domain
• Prefixes of “AP” are added to the SDTM domain name to identify them as Associated Person
• Domains are only used if you have that information about an AP
- i.e. APDM is not required in order to have APMH
• Supplemental Qualifiers for an AP dataset start with a prefix of “SQAP” rather than “SUPP”
- Example: SQAPSU, SQAPFAMH
How?! – General
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● Domain labels must start with “Associated Persons”
● Any kind of exposure related variables are generally not used in AP domains
● Use timing variables with caution
• i.e. VISIT, EPOCH, RFXSTDTC
● Any ‘regular’ SDTM variables keep the xx suffix from APxx
• i.e. DMDTC still is DMDTC, not APDMDTC
● DOMAIN variable should match dataset name
How?! – Structure
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How?! – APID
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● Only needs to be unique within a study, but may be useful to have unique identifiers for
related studies
● When there is no relationship or the relationship is unknown, distinct APIDs should be used
• Incorporate unique elements such as subject IDs, domain codes, visit numbers
• Ex: DM_1, EX01
● APID identifies a single unit
• A unit could be defined as a person or a group
How?! – APID, cont.
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How?! – POOLDEF
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● Required if a pooled APID is used
● Identifies individual persons within a pooled APID
How?! – POOLDEF, cont.
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- Example: testing a variety of blood samples from a blood bank for undesirable elements
- Each donor as an individual APID within the pooled APID, any test results for the pooled blood
would be under the pooled APID
- If there is a positive test then further tests would be needed on the individual blood samples to determine
which sample is positive
How?! – SREL
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● Contains the relationship to the subject
● Uses RELSUB code list (extensible)
● “ACCIDENTAL ASSOCIATION” if there is no relationship or an accidental relationship
● Similar values can be used between SREL and EVAL
● SREL can account for multiple relationships
• If values “MULTIPLE” appear in SREL then a APRELSUB dataset is required
How?! – APRELSUB
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● Contains definitions of all relationships when “MULTIPLE” is defined in SREL
● One AP can have multiple relationships to a single subject or a single AP can be related to
multiple subjects
● Often use of controlled terminology will require the use of APRELSUB
● Any APID with more than one relationship to a subject, device, or study must be represented
in APRELSUB
● Create APID in such a way to simplify process
How?! – APRELSUB, cont.
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How?! – APRELSUB, cont.
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How?! – APRELSUB, cont.
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How?! – RSUBJID and RDEVID
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● Null if AP is associated with the study rather than a subject or device
● RSUBJID: Populated with USUBJID of related subject or POOLID of the related pool (with
the definitions of the pool in POOLDEF)
● RDEVID: Populated with SPDEVID of the related device, only expected for device studies
● If the subject of a study is a device then RSUBJID would be null and RDEVID should be
populated
How?! – AP In Action – APDM
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● Only created and submitted if demographics data is collected about APs in the study, not
required
● An APDM record for a pool should be included only if demographics data about the pool is
specifically collected
• Generally the individually identified persons within a pool (listed in POOLDEF) would have demographic data
and that is what should be presented in APDM
How?! – AP In Action – APMH, cont.
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How?! – AP In Action – APMH, cont.
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How?! – AP In Action – APMH, cont.
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● APID can represent an individual or a group of people – even if these people are not
considered a “POOL”
● Note that the SREL value is singular, the number of people in the group is defined in the
SQAPMH as it is collected
How?! – AP in Action – APRP
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● If subject is female, this would be in RP but if subject is MALE this would be in APRP
● SREL=“SEXUAL PARTNER”
• There is no CRF field which determines any other relationship so we cannot be more specific
● Apply CT if applicable to RPTEST and RPTESTCD
How?! – AP in Action – APRP, cont.
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How?! – AP in Action – APSU
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● Can be used to document family history:
How?! – AP in Action – APSU, cont.
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● Could be used to document environmental exposure – substance use exposure from
household members
SREL SUOCCUR SUDOSE
SUDOSUSUDOSFRQ
How?! – AP in Action – APEX
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● Accidental Exposure – when a study treatment is inadvertently exposed to a person who is
not in the study
How?! – AP in Action – APEX, cont.
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● APEX – Accidental Exposure with a relationship to study subject
How?! – AP in Action – APAE
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● APAE – Unanticipated serious adverse event for the operator
AETERM
AESTDTC
AEENDTC
AEENRF
AEACNOTHAESEV
AEOUT
AEREL
SQAPAE.QVAL where SQAP.QNAM=RELPROC
AESDTH
AESLIFEAESHOSP
AESDISAB
AESCONG
SREL
How?! – AP in Action – APAE
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How?! – AP in Action – APAE, cont.
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● AE Example 2:
● AE Example 3:
How?! – AP in Action – Pinnacle 21
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● Using most recent version of Pinnacle 21 (v2.2.0 Pinnacle 21 Community):
● Domain name is truncated to 2 letters
● Unrecognized domain
● No checks performed whatsoever
How?! – Compliance Checks
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● Check to make sure all of the AP required variables are populated:
• STUDYID, DOMAIN, APID, --SEQ, SREL
● Ensure all of the POOLIDs are represented in POOLDEF
● Ensure RDEVID is included as well as RSUBJID if there are any device related APs
● Ensure all APIDs are unique within the study
How?! – Compliance Checks, cont.
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● Do a FREQ of SREL and ensure that the RELSUB code list is applied where applicable
● Ensure SREL formats are correctly created and that any values with derived multiple
relationships are represented
● Ensure that all “MULTIPLE” SRELs have a corresponding record in APRELSUB
● Ensure DOMAIN variable matches the domain name
How?! – Compliance Checks, cont.
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● Ensure SQAP is used rather than SUPP
● Ensure the dataset label starts with Associated Persons
● Manually check all regular SDTM checks applicable to domain specific variables
• Specific rules apply for Events, Interventions, and Findings, and Special Purpose domains
Next Steps – ADaM Level AP
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● Determine with which ADaM data structure the AP domain aligns the best
● If unique AP ADaM then named ADAPxx
● Always based on the analysis needs – how does this need to be summarized and/or listed?
● Pitfalls/Cautions
● Always be sure to detail your approach in ADaM Reviewer’s Guide
● Consult with the review panel at FDA
Any Questions?
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● Michael Stackhouse
Associate Manager, Statistical Programming
Chiltern
Cary, NC
● Alyssa Wittle
Senior Statistical Programmer – 1
Chiltern
King of Prussia, PA
PharmaSUG SDE RTP 2016October 27, 2016