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DEMOGRAPHY© Volume 21, Number 3 August 1984
AVERAGING POPULATION DENSITY
John CraigOffice of Population Censuses and Surveys, London WC2B 6JP, United Kingdom
Abstract-Population density is a commonly quoted statistic. Almost nogeneral descriptive summary of the population of an area is completewithout a density listing, table or map. As each such density statistic is anaverage, it is worth considering what kind of average is being used. Thisarticle analyzes this and illustrates the effect of some alternative calculations using population density data for Great Britain; the findings, however, are of general validity.
The population density (d) of an areaas conventionally calculated, is an areaweighted mean of the densities of anyand every way in which the original areamay be spatially subdivided. For, fromthe definition of density
where A; and d, are the physical area anddensity of the ith subdivision of the original area; d, is itself a mean density ofsubdivisions of the ith area.
These conventional densities will bereferred to as "crude" densities. This isby analogy with crude birth and deathrates. These are also simple but do notallow for the distribution of the population by age, just as crude densities do notallow for distribution by area. The independence of the crude density from theactual distribution of population is veryconvenient. Nevertheless it is necessaryto consider the rationale of using areaweights, what standardizing for spatialdistribution would involve, what themost basic subset .. i' would be andindeed whether d, itself should be transformed. An earlier article (Stairs, 1977)listed some possibilities on a fairlypragmatic basis, and I have previouslycalculated a particular weighted meandensity (Craig 1975; 1980) without specifically justifying the measure chosen.
d = 'i.A;d/iA; (1)
Deficiencies of Area WeightedDensities
Area weights are obviously appropriate with a land use approach when thebasic question is how many units of areaare inhabited at various densities. But ifthe prime interest is in people and thedensity at which they live, then it seemswrong to use A; as the weight and desirable to use some kind of populationweighted average. If this propositionseems heretical, the analogy with thestandardization of crude birth or deathrates-or more generally with weightedindices as opposed to "unweighted"ones-provides reassurance. Anotheranalogy is that if densities are mappedconventionally then the different densities are equivalent to height in a thirddimension (and the population of eachareal unit is equivalent to volume). Apopulation weighted density is the average height about which all the columnsmapped would "balance," whereas thecrude density is equivalent to the heightthat would result if the total population(volume) were spread evenly over thewhole area. The former seems a reasonable average; the latter involves the assumption of a highly unrealistic population distribution. As we shall see thevalue of the two averages differs greatly.
All this may be laboring the obvious,
405
and log dGM = !, (Pi. log d;)/!' Pi (4)
Population Weighted AveragesAlgebra
Arithmetically, the population weighted arithmetic mean density is simplest
The expression!' (Pi. log d;) in equation(4) is of interest because it is closelyrelated to an index of inequality which intum is associated with the ideas of "information gain" and "entropy" (for example, Chapman, 1977). The geometric
(3)
(2)
dGM = II d."
where Pi and d, are the population anddensity of the ith subdivision. However,there are good reasons for transformingd.. Thus it seems very plausible that, fora given physical size of area, the difference between a population of 500 andI ,500 is not the same as the differencebetween 10,000 and 11 ,000 personseven though the absolute increase indensity is the same in both cases. Whatis relevant to the people concerned isthat in the former case there are threetimes as many of them while in the lattercase the increase is only 10 percent.Therefore it is the relative density difference that matters rather than the absolute one. (There is an analogy here withphysical noise and social physics. Thehuman ear detects noise changes logarithmically and density is, in a sense, anindicator of the amount of human"noise"-in the sense of movement orinteraction-in an area, so there is anappealing symetry.) Using a logarithmictransformation gives the geometric meanas the appropriate average. We have
406 DEMOGRAPHY, volume 21, number 3, August 1984
but it is important to be able to empha- important thing is not the choice of ansize to the layperson that a population optimum set of areal units but an aware-weighted average is a sensible and desir- ness that a choice exists. We shall seeable measure. Of course a population later the effect of the choice of unit onweighted average is not independent of the mean density."i" and there are many possible spatialunit subsets-which is where the analogy with crude birth and death rates orother index numbers is inadequate. Thisis not a particularly welcome complication but that is no reason for not considering it. Indeed, it adds to the need tothink about what the fundamental unit ofdensity actually is.
The Basic Unit to Which DensityRefers
The basic unit appears to be an area,but if this unit contains several people itis still an average and should be subdivided until it contains, at most, oneperson. In effect, this would be the "personal space" of an individual and wouldbe very small, with most of the countrybeing empty space. Accordingly, a population weighted average would be unrealistically high.
One explanation of this anomaly isthat, if the emphasis is on people, thenthe basic unit should be area per personrather than persons per unit of area; thenthe "personal space" is larger. Even so,further thought is necessary. Thus suppose we had a series of small, equallysized, isolated villages each some distance from the next village. To draw aline around the external boundary ofeach village ignores the empty spacebetween villages; to allocate the emptyspace to those living on the perimeter ofeach village is too extreme. It would bebetter to give each village a share of the where (Xi is the proportion of the popula-surrounding countryside, so the basic tion living at density d,unit is desirably, and not through necessity, that for a group of people. Thelesson is that at one extreme we want toavoid too small a unit which separate the"villages" from their hinterlands; at theother extreme we must avoid too large aunit which in effect combines differenttypes of settlement. At this stage the
Averaging Population Density
mean provides a link between the meandensity and these more sophisticatedmeasures.
It is also relevant that with a hierarchical system of units there is a simpleconnection between the geometricmeans at different levels in the hierarchy. Suppose we have a "country"which is subdivided into "regions," eachregion into "local authorities" (LAs);each local authority into "wards" and soon. Taking the country's geometric meancalculated first from "local authorities"and second from "wards" we have
407
to use 1971 Census data for Great Britain. Though the areal units are peculiarto Great Britain the patterns they revealwould apply to most hierarchical systems. In addition, it is convenient thatfrequency distributions for the more numerous areal units have been tabulated(Craig, 1980) and as an administrativehierarchy of areal units, there is an alternative independent geometric one of gridsquares as well. The results of the calculations are set out in Table 1 and Figure 1provides a diagrammatic analysis. Themost obvious patterns in Figure 1are: (a)
summation forall regions
for allLAs
IPk • log d; = IPj ' log d,
for allwards
IP; . log d, = IPj • log dj
summation forall LAs
+ 77P, log ( ~; )
+ L L Pk' log (~k)j k J
summation forall wards
(d;)+ I P;' log dk
where dj is the regional density, dk is thelocal authority density and d, the warddensity. Hence for the geometric meanthe effect of any number of hierarchialdisaggregations of an areal unit is easilyanalysed. Other transformations of density, apart from the logarithmic one, areof course possible. These have not beenexplored, partly because the main aim isto draw attention to the possibility ofweighted densities rather than to make adefinitive study; but also because thelogarithmic transformation is a simpleone and has many appealing features.
Population Weighted AveragesCalculations
To illustrate the differences that occurin practice between the geometric meanand the arithmetic mean it is convenient
all the population weighted means farexceed the crude area weighted density.Both the means increase as the units areprogressively subdivided, though notvery rapidly relative to the increase inthe number of areas; (b) as the areal unitsincrease in number (and decrease in size)the rate of increase of both means falls;and (c) both means keep in step in asmuch as the two lines in Figure 1 keep,from the counties onwards, an approximately equal distance apart. The arithmetic mean is about twice the geometricmean.
Some of these features are easy toexplain. With regions as the unit, little ofthe variation in density is revealed. Repeated subdivision produces areal unitswhich are progressively more sensitiveto the settlement pattern and so averagedensity rises. But another factor is at
408
work, in addition to smaller areal unitsdistinguishing progressively smallerbona-fide settlements. Any (and every)subdivision of an areal unit increases theaverage population weighted density unless, freakishly, each subdivision has thesame density as the original unit. Ac-
DEMOGRAPHY, volume 21, number 3, August 1984
cordingly, the mean density continues torise even if the units are being subdivided into very small-and so less meaningful-units. A further practical complication is that units which seem reasonable for one size of settlement may beless satisfactory for another; in England
Table l.---Computed Values of Average Density, Great Britain, 1971.
Areal Unit Used
Numberof Areal
Units
Population Weighted Means
Arithmetic Geometric(AM) (GM)
Persons per Hectarea
Ratio ofAM to GM
4.3 3.3 1.3
13.0 5.8 2.220.8 8.8 2.4
26. I 12.8 2.0
33.4 16.2 2.1
21.2 10.4 2.038.8 22.3 1.7
Great Britain(gives crude density)
bAdministrative
Regions
"New" local authoritiesCountiesDistricts
"Old" local authorities
Wards/parishes
Grid SquaresC
10 km sidesI km sides
10
64459
1,765
17,643
2,694152,000
2.4 2.4 1.0
a l hectare = 2.47 acres _ 0.00386 square miles.10 persons per hectare _ 4.05 persons per acre _ 2,591 per square mile.
bEngland and Wales has a different administrative system than Scotland. Bothsystems, however, were reorganized in the mid-seventies in such a way that thenumber of basic areal units was greatly reduced, hence the distinction between"new" local authorities and "old" ones. In addition, the terminology used isthat for England and Wales. Scotland has a different system of local government and equating the two systems is somewhat arbitrary. But as Scotland'spopulation is only 10 percent of Great Britain's, and as it is a comparison ofmeans that is being made, this is not important. Similarly, in England,Greater London and the London boroughs are a different administrative systemthan the rest of the country; Greater London has been treated as a 'county'and the boroughs as 'districts'.
cGreat Britain has a standard national grid which enables any location to begrid referenced to a high degree of accuracy. This was done in the 1971 Census and hence populations of the standard lkm and 10km sided squares areavailable. Grid squares can be uninhabited; the figures in this table referto inhabited squares. Refer to the text for a comment on this.
Averaging Population Density 409
,/
1 km sided: gri d squares
.......:: /": /"
A'IIII,
Z Geometric.........,:~~:..---- means
10 km sidedgrid squares
.Old localauthoriti esI
III
LOistricts
Arithmetic _---~~~means
LCounties
50
II>CoII>s,
~ 20
~ 10II>CQI"0
C
'"~1: 5....s:'"QI~
Co.~....'"~ C~':.d.:_~r_e~ _w.:~!!h::d_ ~:n_s~ ~ _
!1. + (for all sets of areal units)2 Great Britain
10i
100 1000i
10,000i
100,000
Number of areal units(log scale)
Figure I.-Population Weighted Mean Density Increase with Subdivision of Areal Unit.
large towns are identified at the districtlevel but smaller towns are not. Theconvexity of the graphs in Figure 1 alsoshows that subdivision has a diminishingeffect. Mathematically, this convexitycan be related to the expansions ofI,(P . log d) as the areal units are repeatedly subdivided (see equations 5 and 6).
The averages for the two sizes of gridsquare follow the same general pattern.But, as grid squares are not purposively
drawn with regard to settlements, theygive lower averages than would a similarnumber of administrative units. In asense grid squares are less efficient. Aparticular problem with the one kilometer-sided squares is that many have zeropopulation and density. The calculationsexcluded these squares since, as no onelived in them, they were irrelevant. Ineffect this means that "empty space between villages," to use the earlier analo-
The Practical Consequences
It is clear that the two weighted densities give values which differ substantiallyfrom the conventional crude density.This would not matter if trends overtime, or relative differences between areas, were little changed; however inpractice the changes can be drastictime trends may differ not merely in sizebut in direction.
For example, for Great Britain between 1931 and 1971 population, andhence crude density, rose by 20.5 per-
AN EXPONENTIAL MODEL
With the classic spatial model of population distribution within an urban settlement, in which there is an exponentialdecline in density with increasing distance from the center, the average crudedensity of a circular area can be derivedas a function of the central density (de>and the boundary density without reference to, say, the physical size of thesettlement. This is also the case for thepopulation weighted means-as theboundary density tends to zero, dAM
tends to dc/4 and dGM to d.Ie".Data for Great Britain are an aggrega
tion for many settlements but it can beshown (Craig and Frosztega, 1976) thatat the ward and parish level the actualdistribution of population with respect todensity is similar to the distribution produced by a number of separate settlements, each with the same central density (or, more approximately, with thesame average central density). A fortunate consequence is that the algebra isthe same as that for a single settlementand can be applied to the data used inFigure 1.
410 DEMOGRAPHY,volume 21, number 3, August 1984
gy, is being ignored. This is a special Fitting an exponential model to thecase of the proposition that small units population and density data for 18,000will produce artifically low and high den- wards and parishes of Great Britain gavesities and that it is not sensible to subdi- an estimated 1971 central density (Craig,vide indefinitely. (The low value of the 1980; p. 3) of 128 persons per hectare.ratio of the AM: GM is a result of this This, in turn, gives a lower limit of 32 (=problem; ideally the uninhabited squares 128/4) for the arithmetic mean (the calcuwould be combined with nearby lated value in Table 1 is 33.4) and of 17.3square[s].) This would of course reduce (= 128/e2
) for the geometric mean (Tablethe mean densities and thus the slope of 1 shows 16.2). The figures of 32 and 17.3the grid square relationships in Figure 1. are termed lower limits because in pracBut apart from the practical difficulties tice the boundary density never quiteof doing such aggregations for the unin- reaches zero, and the limiting ratio of thehabited squares, the same principle ap- two means in the model is e2/4 (= 1.85)plies to a densely populated one kilome- compared with the ratios of about 2.0 inter square surrounded by sparsely Table 1. The differences between thispopulated ones. In other words, the un- model and Table I are of no great signifiinhabited squares are just an extreme cance being due to the approximate "fit"case of the problem previously men- of the model. But the model has twotioned-how far it is desirable to subdi- virtues: (a) it provides algebraic toolsvide areas. with which to analyse the two means,
and (b) a fresh insight into the phenomenon that mean density continually risesas the areal units decrease in size. Fromthe model it might appear that the twomeans should tend to fixed constants (del4 and dele2) . In practice this is not so asthe central density is itself not independent of the areal unit. Any central areacan be subdivided and, since some partswill be more dense than others, centraldensity appears to rise. To avoid suchsubdivision takes us back to the proposition stated earlier that beyond a certainpoint it is misleading to subdivide areasany further.
Averaging Population Density
cent whereas the two population weighted means of wards and parish densitiesfell: the geometric weighted mean by22.5 percent and the arithmetic mean byno less than 58.3 percent. The reason forthe differences is that the population ofthe country rose but the densities andpopulations of big cities fell. Thus in1931 there were 3.4 million people inGreat Britain living in wards with a density of 250 persons per hectare or more(and such densities went up to 400 or 500per hectare). In 1971 there were only23,000 people in this density group. As aconsequence of this-and also analogousbut progressively smaller reductions inthe number of people living at warddensities of 100-250 persons per hectare-in 1971 people lived at a loweraverage ward density than in 1931.Moreover, the influence of the very highdensities, where the biggest populationdeclines took place, are greater for thearithmetic mean than for the geometricmean, so the former declined by muchmore than the latter. Theoretical reasonsfor preferring the geometric mean havealready been given. In this particularexample, a look at the frequency distributions also suggests that the geometricmean provides the more meaningfulmeasure, but there may be projects forwhich the properties of the arithmeticmean are appropriate.
It also is the case that other levels ofareal unit shown in Figure 1 would give adifferent measure of density change overtime, with the larger areas showing lesser declines and, ultimately, increases.See Craig (1979)for such results togetherwith a more detailed discussion.
So much for trends over time. Comparisons between areas, at a given time,will also be different with weighted averages and for much the same reason. Thusa region which consists of several freestanding cities, each of which is surrounded by a sparsely populated hinterland, will have a low crude density; thisis usually nearer the hinterland than the
411
cities since the physical area of the citiesis small. But a population weighted density will be nearer that of the cities,because it is in the cities that most of thepeople live. Because the mix of citypopulation (and area) usually varies fromregion to region, the relative positions ofsuch regions on a weighted density scaleare likely to be different from that of acrude scale, especially when cities ofdifferent densities, and varying amountsof suburbia, are allowed for.
As with the example of the trend overtime, although the weighted densities areclearly often more appropriate than thecrude density, the choice between thearithmetic mean and the geometric meanis less obvious. However, it seems likelythat the geometric mean will usually bepreferable. As is often the case in statistical geography, there is no uniquelycorrect set of areal units. Rather thereare different units and frequently it willbe sensible to use several: the differences that result are themselves informative. Obviously the same kind of unitshould be used for each between-areacomparison; but, as ever, internationalcomparisons are especially difficult because each country has its own sets ofareal units and settlement patterns. Inthis case also, it will usually be best tomake comparisons for more than one setof areal units to see if any unambiguousconclusions emerge.
CONCLUSIONS
The conventional crude populationdensity is not a good measure of thedensity at which the population lives.Instead a population weighted meanshould be used and the geometricmean-equivalent to a logarithmic transformation-has many advantages; butother transformations are possible.Some empirical and algebraic propertiesof this mean have been described and ithas been argued that there is a pointbeyond which, in deriving average density, it is wrong to subdivide areas. This
412 DEMOGRAPHY, volume 21, number 3, August 1984
point has not been identified, but fordensities a working hypothesis would beat the ward and parish level. This arbitrariness is not very satisfactory but is anexample of the area scale-effect whichaffects many kinds of spatial analysis.Generally there is no unique best set ofareal units for spatial analysis, merelydifferent sets; fortunately the averageis not particularly sensitive to smallchanges in the number of units. Whatever units are used the population weightedaverage is certainly very different, andfor many purposes better, than the crudedensity figure. It often differs in absolutevalue, in trends over time, and betweenareas, from the crude density. There aretheoretical and empirical reasons for preferring the geometric mean to the arithmetic mean.
ACKNOWLEDGMENT
I would like to thank Mr. M. A. Baxter
and the reviewers for some helpful comments on earlier versions of this paper.
REFERENCES
Chapman, G. P. 1971. Human and EnvironmentalSystems: A Geographer's Appraisal. London:Academic Press.
Craig, J. 1975. Population Density and Concentration in Great Britain 1931, 1951 and 1961. Studieson Medical and Population Subjects No 35:Office of Population Censuses and Surveys.London: HMSO.
Craig, J. 1979. Population Density: Changes andPatterns. Population Trends 17:12-16.
Craig, J. 1980. Population Density and Concentration in Great Britain 1951, 1961 and 1971. Studieson Medical and Population Subjects No 42:Office of Population Censuses and Surveys.London: HMSO.
Craig, J. and J. Frosztega 1976. The Distribution ofPopulation in Great Britain by Ward and ParishDensity, 1931, 1951 and 1961. Area 8:187-190.
Stairs, R. A. 1977. The Concept of PopulationDensity: A Suggestion. Demography 14:243244.
© British Crown Copyright 1984