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8/3/2019 Barbara M Lynn Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Government Act of 1978(5 U.S.C. app..~§ 101-111)
I. P e r s o n R e p o r t in g ( l a s t n a m e , f irst , middle initial)
Lynn, Barbara M.
4. Title (Article !11 judg es indicate active or se nior s tatus ;
magistrale judges indicate full- or part-time)
Act ive Federal Judge
7 . C h a m b e r s o r Office Address
1100 C om m e r c e S t. , R oom 1572Dallas , TX 75242
2. Court or Organization
U.S.D.C. -No. Dist r ic t of Texas
5a. Report Type (check appropriate type)
]Nomination, Date
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis of the inform ation contained in this Rep ort and any
modifications pertaining thereto, it is, in my opinion, In compliancewith applicable laws and re gulations.
Reviewing Officer Date
3. Date of R e p o r t
07/26/2011
6. Reporting Period
01/01 /2010
to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I . P O S I T I O N S . m e p o n i ,g i n d i v ld u u i o ,~ y ; s e e p p . 9 - 1 3 of filing instructions.)
D NONE(’No reportable positions.)
N A M E O F O R G A N I Z A T I O N / EN T I T Y
1. M e m b e r Execut ive Board , Southern Me thodis t Univer s i ty Dedm an School of Law
2. B o ard M e m b e r lnte m atio nal W o m e ns F o ru m - D allas
3. T ru ste e T ru s t #1 (D allas , T e x as )(lnc o m e and P rinc ip al B e ne f ic iary )
4. T ruste e Liquidi ty T rus t (Dal las , Texas ) ( Income and P r inc ipal Benef ic iary)
5. Co -Tru s t ee ~ , , , . .. , ,, = , , S ~ " ~ " ~ " ~ ~ ~ T r u s t ( D a l l a s , T e x a s ) ( I n c o m e a n d P r i n c i p a l B e n e f i c i a r y )
POSITION
I I . A G R E E M E N T S . m , p o r a , g i n a iv i a u a t o n ~ y ; s e e p p . 1 4 - 1 6 of filing instructions.)
~] NO NE (No reportable agreements.)
D A T E P A R T I ES A N D T E R M S
8/3/2019 Barbara M Lynn Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 2 o f 15
Name of Person Reporting
Lynn, Barbara M.
Date of Report
07/26/201 !
I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g i n d i v i d u a l a n d s p o u s e ; s e e p p . 17-24 of filing instructions.)
A. Filer ’s Non-Inves tm ent Incom e
~] NONE (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E
2.
3.
4.
INCOME(yours, not spouse’s)
B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If you were married during a nyportion of the reporting year, complete this section.
(Dollar amount n ot required except for honoraria . )
D NONE (No reportable non-investment income.)
D A T E SOURCE AND TYPE
I . 2010 : . . : . . . . . . . . . . . . . . ~ Lynn P.C.
2.
3.
4.
I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children," see pp. 25-2 7 of filing instructions.)
- - - ] N O N E (No reportable reimbursements.)
SOURCE DATES
I. A B A January 14-16 , 2010
2. A B A February 3-7 , 2010
3. A B A Ap r il 29-30, 2010
P U R P O S E
Litigation W inter Mee ting
Midye ar Me eting
Panel is t , Com m ission onWomen in Profession 2010
Wom e n In Law A c ade m y
L O C A T I O N
New Orleans, LA
O rlando, FL
Philadelphia, PA
ITEMS PAID OR PROVIDED
Transportation, meals, hotel
Transportation, meals, hotel
Transportation, meals, hotel
4. A B A Ju ne 16-19 , 201 0 W histle r, Canad a Litigation Spring Transportation, meals, hotelLeadersh ip Meet ing
5. A B A Au gust 4 -9 , 2010 San Francsico , C A A nnu al M ee ting Transportation, meals, hotel
8/3/2019 Barbara M Lynn Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
P a g e 3 o f 1 5 Iame of Person Reporting
Lynn, Barbara M.
Date of Report
07/26/2011
6. National Association of September 29-30, N e w Y or k , N Y Paneli s t, NA CDL White Transportation, meals, hotelCriminal Defense Lawyers 2010 Collar Conference
7. A BA September 30- Chicago, IL Litigation Fall Leadership Transportation, meals, hotelOctober 2 , 2010 Meet ing
8. University of Texas at Austin October 28-29, 2010 Austin, TX S p e ak e r, 20 1 0 A d v an ce d T r an sp o rta tio n , m e a ls , h o te lPatent Law Institute
9. The A spen Institute N ove m b e r 4 - 7 , 2010 Queenstown, MD A s p en In stitu te S em i na r T r an sp o rta tio n , m e a ls , h o te l
8/3/2019 Barbara M Lynn Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 4 of 1 5
Name of Person Reporting
Lynn, Barbara M.
Date of Report
07/26/201 I
V . G I F T S . a n c t u d e s t h o s e t o s p o u s e u . d d e , e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)
N O N E (No reportable gifts.)
S O U R C E D E S C R I P T I O N
1.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T IE S . a n c l u d e s t h o s e o l s p o u s e u . d d e p e . d e n t children; see p p . 3 2 - 3 3 of filing instructions.)
NO NE ( No reportable liabilities.)
CREDITOR DESCRIPTION
1 .
2.
3.
4.
5.
V A L U E C O D E
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FINANCIAL DISCLOSURE REPORT
P a g e 5 o f 1 5
Name o f Person Report ing
Ly nn , Ba r ba r a M .
Date of Report
07/26/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a la e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e sc r i p t io n o f A sse t s I n c o m e d u r i ng
(inc lu d ing tru s t as se ts ) rep o rting p e rio d
(1 ) (2 )
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure C o d e 1 div., rent,
Gr o s s v a l u e a t e nd
o f r e po r t ing pe r i o d
(t) (2)Value Value
C o d e 2 M e th o d
Transac t ions dur ing repor t ing pe r iod
(l) (2) ( 3 ) I (4 ) (5 )
T y p e ( e .g . , D a te V alue I G a in Identity o f
b u y , s e ll, m rrd d d /y y 1ode2 [ Code buyer/seller
r e d e m pt i o n) (J-P) (A-H) (if private
t ransact ion)
1. Schwab & V anguard Accou nt # 1 ( includes
2- 13)
2. -Vanguard Ext . Mkt ldx Adm
3. - V a ng u a r d Int T e r m T E A d m
4. - V a ng u a r d Int T e r m T E A d m
5. - V a ng u a r d Int T e r m T E A d m
6. - V a ng u a r d lnt T e r m T E A d m
7. - V a ng u a r d Int T e r m T E A d m
8. - V anguar d l nl Te r m TE A dm
9. - V anguar d 500 I dx A dm
1 0 . - V a ng u a r d T a x M a n ag ed C a p A p A d m
1 1 . -Vanguard Tit In t Index Inv
1 2 . -Vanguard Tlt S tk Ix A dm
1 3 . - V a ng u a rd T a x E xem p t M o n ey M kt
1 4 . Vanguard Acco unt #2 ( includes 15-19)
1 5 . -Vanguard ln t Tax Ex A dm
1 6 . - V a n g u ar d L td - T e r m T a x- E xem p t A d m
1 7 . -Vanguard Ttl SIk Mk t Idx Adm
( A - H ) or int.)
B Dividend
E Divide nd
D Dividend
D Dividend
D Dividend
E Dividend
A Divide nd
D
C
C
Dividend N
Dividend M
Dividend M
(J-P) C o d e 3
(Q-W)
M T
Pl T
O T
O T
O T
PI T
J T
T
T
T
R ed ee m ed 01 /25/1 0 J A
B uy 01/27/10 L
B uy 04/22/10 L
R e d e e m e d 04/26/10 J A
R e d e e m e d 07/26/10 J A
R e d e e m e d 10/25/10 J A
B uy 12/28/10 J
B uy 04/22 /10 L
B uy 01/19/10 L
I. Inc om e Gain C o de s: A = $ 1,000 o r less B = $ 1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000
(See Colum ns B 1 and 194) F = $50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 = M or e th an $5 ,0 00 ,0 00
2. Value Codes J = $1 5,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100.000 M =$ 100,001 - $250,000
( Se e C olu m ns C I and D3 ) N =$ 25 0,0 01 - $ 50 0,0 00 O =$ 500,001 - $ 1,000,000 P 1 = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 =$ 5,0 00 ,0 01 - $ 25 ,0 00 ,0 00
P3 -$25,000,O 01 - $50.000.000 P 4 -M ore than $ 50,000,000
3. Value Method Codes Q =Appraisal R -Co st (Real Estate Only) S = Asse s sme n t T =Cash Market
(Se e Column C2) U = Book Value V - Othe r W =Estimated
E = $15,001 - $ 50,000
8/3/2019 Barbara M Lynn Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Pa ge 6 o f 15
Name of Person Reporting
Lynn, Barbara M.
Date of Report
07/26/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spou se and dep endent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B, C.Descr ipt ion o f A s s e t s I nc o m e d u r i ng Gross value at end
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reporting period
( 1 ) (2 ) (1) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g ., Value Value
e x e m p t f r o m p r i o r d i sc l o s u re C o d e 1 d i v . , r e n t , Code 2 M e th o d( A - H ) o r i n t . ) U - P ) C o d e 3
( Q - W )
1 8 . - V a ng u a rd T a x E xemp t M o n ey M kt Fu n d
1 9 . - V a ng u a rd T a x E xemp t M o n ey M kt Fu n d A Dividend L
20 . Schwab & V anguard Acco unt #3 ( inc ludes
21 )
2 I. -Vanguard Tax Ex MM A Dividend M
22 . Schwab & V anguard IRA Rol lover #1( includes 23-25)
23 . -Vanguardlnt Inv Grade Adm E Dividend N
24 . -Vanguard Tlt Bnd M kt Idx Adm E Dividend O
25 . - V anguar d ST l nv G r ade A dm D Dividend N
26 . Schwab 8: Vanguard IRA #1 ( inc ludes 27)
27 . -Vanguard To tal Bd M kt ldx Inv B Dividend
28 . Trus t #1 ( includes 29-37)
29 . - V anguar d ln t Te r m TE A dm
30 . - V a ng u a rd In t T e r m T E A d m C Dividend M
31 . -VanguardT l t Int Index
32 . -VanguardT l t Int Index A Dividend K
33 . -VanguardT l t Stk Ix Inv
34 . - V anguar dTl t S I k I x A dm
T
T
T
Transactions during re porting period
(1 ) (2) (3)
Typ e (e.g., Date Value
buy, sell, m m /d d /yy Code 2
redemption) (J-P)
B uy 01/15/10
B uy 12/28/10
K
J
Sold 10/07/10 L
B uy 03/22/10 M
B uy 12/27/10 J
B uy 03/22/10 K
B uy 04/29/10 J
So ld 03/22/1 0 K
B uy 03/22/10 K
( 4 ) ( 5 )
Gain Identity of
Code 1 buyer/sel ler
(A -H) (if p rivate
transaction)
A
1. Income Gain Codes: A = $1 ,000 o r less B = $ 1,001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $ 5,001 - $15,000
(Se e Columns B I and D4) F =$ 50.001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $ 5,000,000 H2 =More than $5,000,000
2. V alue Codes J = $15,000 or less K = $ 15,001 - $ 50,000 L = $ 50,001 - $1 00,000 M = $100,001 - $250,000
( See Co lu m ns C I and D3) N = $250,001 - $500,000 O =$500,001 - $ 1 ,000,000 P I = $1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 = $ 25,000,001 - $50,000,000 P4 = M ore than $ 50,000,000
3. Value Mcthod Codes Q =Appraisal R =Co st (Real Estate Only) S =Assessment "1 = Cash M arke t
(Scc Colum n C2) U = B ook V alu e V - Othe r W =Estimated
E = $15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 7 o f 15
N a m e o f P e rs o n R e p o r t i n g
Lyn n , Ba rb a r a M .
Date of Report
07/26/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i .come, v . lue , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
N O N E (No reportable income, assets, or transactions.)
A.
D e sc r i p t io n o f A sse t s
( i n c l u d i n g t rus t assets)
Place "(X)" after each asset
exempt from prior disclosure
I n c o m e d u r i ng Gross value at en d
repor t ing pe r iod o f r e po r t ing pe r i o d
(I) (2 ) (1) (2)
A m o u n t Type (e.g., Va lu e Va lu e
Code I d iv ., re n t, C o d e 2 M e t h o d
( A - H ) or int . ) (J-P) C o d e 3
( Q - W )
35 . -Vangua rdTlt Stk Ix Adm C Dividend M T
36 . -Vanguard Pr ime Money Market A Dividend
37 . -Pioneer Natural Resources A Dividend J T
38. Trust #2 ( inc ludes 39-44)
39 . -Vangu ard TIt Intl Stk Ix Adm B Dividend M T
40 . -Vangu ard Tit Stk Ix Adm
41 . -Vanguar dTlt Stk Ix Adm
42 . -Vangu ard Tit Stk Ix Adm
43 . -Vangu ard Tit Stk Ix Adm D Dividend N T
44 . -Pioneer Natural Resources A Dividend J T
45 . Vanguard Trus t #3 ( inc ludes 46-53)
46 . -Vanguard Pr ime Mon ey Mkt Fund
47 . -Vanguard Pr ime Mon ey Mkt Fund A Dividend K T
48 . -Vanguar d Int . Tax Ex Inv B Dividend
49 . -Vanguar d Int . Tax Ex Adm A Dividend L T
5 0. -V an gu a rd Tlt In t In v
51 . -Vanguard Tlt Int Adm A Dividend K T
Type (e.g.,
bu y , s e l l,
r e d e m p t i o n )
Transact ions during report ing per iod
(2 ) (3) (4)
Date Value Gain
mm/dd/yy Code 2 t Code 1
O-P) (A-H)
B uy 03122/10 L
Sold 03122/10 M
R e d e e m e d 04/09/10 J
B u y 04/29110 J
Bu y 08/30/10 J
Bu y 12/27110 J
R e d e e m e d 01106110 K
Bu y 05/04/10 J
Sold 10/06/10 L
Bu y 1 0/06/l 0 L
Sold 11/29110 K
Bu y 1 1/29/1 0 K
A
A
A
A
(5 )
Identity of
buyer/sel ler
(if private
transaction)
1. I n come Gain Codes: A = $1 .000 or l e s s B =$1 ,001 - $2,500 C = $2,501 - $5.000 D = $5,001 - $ 15,000
(See Columns B ! and D4) F =$50,001 - $100,000 G = $100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Code s J = $ 15,000 o r less K = $ 15,001 - $ 50,000 L =$ 50,001 - $ 1 00,000 M = $1 00,001 - $ 250,000
(See Columns CI and D3) N =$ 250,001 - $ 500,000 O =$ 500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 -More than $50,000,000
3. Value Me thod Co de s Q =Appraisal R =Co st (Real Estate Only) S =Assessment T =Cash Market
(Scc Column C2) U =Book Value V = O t h e r W =Estimated
E ~$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
P a g e 8 o f 1 5
N a m e o f P e r so n R e p o r t in g
Lynn , Ba r b a r a M.
Date of Report
07/26/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - ~.co,.e, v.t.e, tr..s.ctio.s a.ct.des those o:spo.se .nd dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)
~] N O N E (No reportable income, assets, or transactions.)
A, 13 . C.
D e s c r i p t i o n o f A s s e t s Income during Gross value at end
(including trust assets) r e p or t i n g p er i o d o f r e po rt i n g p er i o d
( I ) ( 2 ) (I) (2)
Place "(X)" after each asset A m o u n t T y p e ( e . g ., Valu e V alue
exempt from prior disclosure C o d e 1 d i v . , r e n t , C od e 2 M e th o d( A - H ) or int.) ( J - P) C o d e 3
( Q - W )
52 . -VanguardTlt S tk Ix Inv
53 . -Vanguard Ti t Stk Ix Adm
54 . Vanguard Trust #4 ( inc ludes 55-63)
55 . -Vanguard Pr ime Money Mkt Fund
5 6. - V an gu ar d P rim e M o n e y M k t Fu nd
57 . -Vanguard Pr ime Money Mkt Fund
58 . -Vanguard Int . Tax Ex Inv
59 . - V anguard I n t Tax E x A dm
60 . -V angu ard ln t’ l S tk lnv
61 . -V anguard ln t’ l S tkA dm
62 . -VanguardTlk Stk Ix Inv
63 . -VanguardTlt S tk Ix Adm
64 . Sc h w ab & V anguar d SE P I R A # 1 ( i nc l ude s65 )
65 . -VanguardT l t Bnd M kt Idx Inv
66 . Schwab & Vanguard IRA Rol lover #2( includes 67-69)
67 . -Vanguardlnt Inv Grade Ad m
68 . - V anguar dTl t B d M k t I dx A dm
A Dividend
A Dividend L T
A Dividend
B Dividend
A Dividend T
A
B
A
Dividend K T
Dividend
Dividend M T
B Dividend
E
E
Dividend N T
Dividend O T
Transactions during rep orting p eriod
(t) (2) (3)
Type (e.g., D a t e Valu e
buy, sell, mm/dd/yy Code 2
redemption) (J-P)
Sold 10/06/10 L
B uy 10/06/10 L
R e d e e m e d 08/04/10 J
R e d e e m e d 09/17/I 0 J
R e d e e m e d 09/30/10 J
Sold 10/06/10 L
B uy 10/06/10 L
Sold 11/29/10 K
B uy 11/29/10 K
Sold 10/06/I 0 L
B uy 10/06/10 L
Sold 10/07/10 L
( 4 ) ( 5 )
Gain Identity of
C o d e 1 buyer/seller
( A - H ) (if private
transaction)
A
A
A
A
A
A
I. Income Gain Codes: A = $1,000 or lo ss B = $1 ,001 - $2,500 C =$2,501 - $5,000
(See Colum ns B I and D4 ) F =$ 50,001 - $100,000 G = $1 00 ,0 01 - $ 1,0 00 ,0 00 H 1 =$ 1,00 0,00 1 - $ 5 ,0 00 ,0 00
2. Value C odes J = $15.000 or less K = $1 5,001 - $50,000 L =$50,001 - $I00,000
(Scc Columns CI and D3) N =$250.001 - $500,000 O =$500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000
P3 = $25,000,001 - $50,000,000 P4 = M o re than $ 50,000,000
3. Value Method Codcs Q =App raisal R =Co st (Real Estate Only) S =Assessment
(See Column C2) U =Book Value V = O t h er W =Estimated
=$5,001 -$15,000
H2 =Morethan $5,000,000
M=$100 ,001 -$250 ,000
P2 = $5,000,001 -$25,000,000
-Cash Markct
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORT
Page 9 o f 15
Name of Person Reporting
Lyn n , Ba rb a r a M .
Date of Report
07/26/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t r a n s a c t i o n s (lnctudes those of spouse an d d e p e n d e n t children; see pp. 3 4 - 6 0 of filing instructions.)
D’
NO!qE (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Transactions during rep orting p eriod
(including trust assets)
Income during Gross value at end
reporting period of reporting period
( t) ( 2 ) (t) (2) ( i) (2) (3)
Place "(X)" after each asset A m o un t T y p e (e . g . , Value Value T y p e ( e . g ., D a t e Value
exempt from prior disclosure Code l d i v . , r e n t , C o d e 2 M e t ho d b u y , s e l l . m m / d d / y y Code 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption) ( . I - P )
( Q - W )
- V anguar d ST I nv G r d A dm9.
70 .
71 .
72 .
73 .
74 .
75 .
76 .
77 .
78 .
79 .
80 .
81 .
82 .
83 .
84 .
85 .
D Dividend M T
Schwab & Vanguard IRA #2 (includes
71-72)
-Vanguard Ti t Bnd Mkt Idx Inv Dividend Sold : 10/07/10 L
-Vanguard Ti t Bnd Mkt Idx Inv
Vanguard Trust #1 ( inc ludes 7 4-98)
-G M A c c e p C o rp A Interest J T
-Gateway Fund Class A A Dividend K T
-Vanguard Li feSt rat Conserv Growth A Dividend K T
B uy 10/07/10 L
B uy ’ 03/22/10 K
- ING Pr i m e R a te T R A Dividend J T
-Vanguard Tax Ex MM B uy 01/13/10 J
-Vanguard Tax Ex MM B uy 02/23/I 0 J
-Vanguard Tax Ex MM B uy 03/22/10 J
-Vanguard Tax Ex MM Sold 03/22/10 K
-Vanguard Tax Ex MM B uy 03/29/10 J
-Vanguard Tax Ex MM B uy 04 /1 2 /1 0 J
-Vanguard Tax Ex MM B uy 04/22/I 0 J
-Vanguard Tax Ex MM B uy 05/24/10 J
(4 ) (5 )
Gain Identity of
Code 1 buyer/sel ler
(A-H) (if private
transaction)
A
1. Income Gain Codes: A ~ $1,000 or less B = $1 ,001 - $2,500 C =$2,501 - $5,000 D $5 , 0 0 1 - $1 5 ,0 0 0
(See Columns B I and I )4 ) F 2550,001 - $1 00,000 G = $1 00,001 - $ 1,000,000 H 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M o re th an $ 5 ,0 00 ,0 00
2. Value Codes J = $ 15,000 o r le ss K = $1 5,001 - $50,000 L =$50,001 - $100,000 M -$100,001 - $250,000
(See Columns CI and D3) N ~$250,001 - $500,000 O=$500 ,001-$1 ,000 ,000 P 1 =$ 1,0~0,001 - $5,000,000 P2 $ 5,000,001-$25,000,000
P3 =$25,000,001 o $50,000,000 P4 = M ore than $50,000,0003. Value Me thod Code s Q =Appraisal R =Co st (Real Estate Only) S =Asscssmcnt T =Cash Market
(See Column C2) U ~Book Value V - O t h e r W =Estimated
E = $15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
P a g e 1 0 o f 1 5
Name of Person Reporting
Lyn n , Ba rb a r a M .
Date of Report
07/26/201 l
V I I . I N V E S T M E N T S a n d T R U S T S -income, v a lu e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
Descrip tion of A ssets Incom e du ring Gross v alue at end Transactions during rep orting period
(including trust assets) reporting period of reporting period
(1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )
Place "(X)" after each asset A mo unt T yp e (e .g ., V alu e V alu e T ype (e.g ., Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, m m /d d /yy Code 2 Code 1 buyer/sel ler(A-H) o r i n t . ) (J-P) Code 3 redem ption) (J-P) (A -H) (if p rivate
(Q-W) transaction)
86 . - V anguar d Tax E x M M B uy 06/01/10 J
87 . -Vanguard Tax Ex MM B uy 06/22/10 J
88 . -Vanguard Tax Ex MM B uy 06/28/10 J
89 . - V anguar d Tax E x M M B uy 07/07/10 J
90 . -Vanguard Tax Ex MM B uy 07/22/10 J
91 . - V anguar d Tax E x M M B uy 08/23/10 J
92 . - V anguar d Tax E x M M B uy 09/22/10 J
93 . -Vanguard Tax Ex MM B uy 09/27/10 J
94 . -Vanguard Tax Ex MM B uy 10/22/10 J
95 . -Vanguard Tax Ex MM B uy 11/22/10 J
96 . -Vanguard Tax Ex MM B uy 12/01/10 J
97 . -Vanguard Tax Ex MM B uy 12/22/10 J
98 . -Vanguard Tax Ex MM A Dividend J T B uy 12/23/10 J
99 . Vanguard Trust #2 ( inc ludes 1 00-124)
100. -G M A c c e p C o rp A Interest J T
101. -Gateway Fund Class A A Dividend K T
102. - ING Pr ime Rate TR A D ivid end J T
1. Income Gain Codes: A =$1,000 or less B -$1 ,001 - $2 ,500 C =$2,501 - $5,000 D = $5,001 - $ 15,000
(Se e Co lu m ns B 1 and D 4) F =$50.001 - $ 100,000 G = $1 00,001 - $ 1 ,000,000 H I = $ 1 .000,001 - $ 5.000,000 H2 = M o re than $ 5,000,000
2. V alu e Co d es J = $ 15,000 o r le ss K -$15,001 - $50,000 L =$50.001 - $100,000 M =$ 100,001 - $250,000
(See Columns C I and D3) N = $250,001 - $500,000 O -$ 500,001 - $ 1,000,000 P I =$ 1,000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000
P3 = $25,000,001 - $50,000,000 P4 = M o re than $ 50,000,000
3. Value Me thod Code s Q =App raisal R =Co st (Real Estate Only) S - As s c s s mc nt T - C a s h M a rke t
(See Column C2) U =Book Value V = O t h e r W -Esl imalcd
E ~$1 5 ,001- $50 ,000
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FINANCIAL DISCLOSURE REPORT
Pagellofl5
Name of Person Reporting
Lyn n , Ba rb a r a M .
Date of Report
07/26/2011
VII. INVESTMENTS and TRU STS -ine om e, value, t .... act ions (Inc ludes those of spouse and dependent chi ldren; seepp. 34-60 of fillng instructions.)
D N O N E (No reportable income, assets, or transactions.)
A. B. C.
Description of Assets Income du r ing Gross v alue at end
(including trust assets) reporting period of reporting period
( l) (2 ) (1) (9) (1 )
Place "(X)" after each asset Amount T y p e ( e . g . , V a l u e V a lu e T y p e ( e . g .,
exempt from prior disclosure Code 1 div., rent, Co de 2 M ethod buy, sell,
( A - H ) o r i n t . ) 0-P) Code 3 redemption)
(Q-W)
103 . -Vanguard Lif eStra t Mod Growth
104. -Vangua rd Tax Ex MM
105. -Vangu ard Tax Ex MM
106. -Vangua rd Tax Ex MM
107. -Vangua rd Tax Ex MM
108. -Vangua rd Tax Ex MM
109 . -Vanguard Tax Ex MM
110. -Vangu ard Tax Ex MM
111. -Vangu ard Tax Ex MM
112. -Vangu ard Tax Ex MM
113. -Vanguard Tax Ex MM
114. -Vangua rd Tax Ex MM
115. -Vangua rd Tax Ex MM
116. -Vangua rd Tax Ex MM
117. -Vangua rd Tax Ex MM
118. -Vangua rd Tax Ex MM
119. -Vanguard Tax Ex MM
A Dividend K T Bu y
Bu y
Bu y
Bu y
Sold
Bu y
Bu y
Bu y
Bu y
Bu y
Bu y
Bu y
Bu y
Bu y
Bu y
Bu y
Bu y
Transac t ions dur ing repor t ing pe r iod
(2) (3) (4)
D a t e Value Gain
m m /d d /yy C o d e 2 Code 1
( J - P ) (A-H)
03/22/10 K
01/13/10 J
02/23/10 J
03/22/10 J
03/22/10 J A
03/29/10 J
04/12/10 J
04/22/10 J
05/24/10 J
06/01/10 J
06/22/10 J
06/28/10 J
07/07/10 J
07/22/I 0 J
08/23/10 J
09/22/10 J
09/27/10 J
(5 )
Identity o f
buyer/sel ler
(if private
transaction)
1. Income Gain Codes:
(See Columns 131 and D4)
2.Value Codes
(See Columns C I and D3)
3.Value Method Codes
(See Column C2)
A =$1,000 or less
F ~$50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 -$25,000,001 - $50.000,000
Q ~A ppraisal
U = Book Value
B =$1,00I- $2,500
G-S100 ,001- $1 ,000 ,000
K =$15,001 -$50,000
O=$500 ,001- $1 ,000 ,000
R =Cost(Real Estate Only)
V - Othe r
C =$2,501-$5,000
HI =$1,000,001- $5,000,000
L =$50,001- $100,000
PI =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W =Estimated
D=$5 ,001- $15 ,000
H2 =More than $5,000,000
M=$100 ,001- $250 ,000
P2 = $5,000,001- $25,000,000
T =Cash Markct
E =$15 ,001- $50 ,000
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FINANCIAL DISCLOSURE REPORT
Page 12 o f 15
Name of Person Reporting
Lyn n , Ba rb a r a M .
Date of Report
07/26/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ n e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of.filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
Descrip tion of A ssets Incom e during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )
Place "(X)" after each assel A m o u nt Type (e.g., Value Value Type (e.g., D a t e Value Gain Identity of
exempt f rom pr ior disc losure Code I div., rent, Code 2 Method buy, sell, mm/dd/y y Code 2 Code 1 buyer/sel ler(A-H) o r i n t . ) (J-P) Cod e 3 redem ption) (J-P) (A -H) (if private
(Q -W) transaction)
1 2 0 . -Va ng u a rd T a x Ex M M
121. -Vanguard Tax Ex MM
1 2 2 . -Va ng u a rd T a x Ex M M
1 2 3 . -Va n g u a rd T a x ex <<
1 2 4 . -Va ng u a rd T a x Ex M M
125. Investments Ltd ( inc ludes 126-1 32)
1 2 6 . -Va n g u a rd 5 0 0 l d x In v
127. -Vanguard Tax Managed Cap A pprec iat ionA dm
128. -V anguard Ti t In t Index
129. -Vanguard Tl t Int Index Adm
1 3 0 . - V a ng u a r d L t d T e r m T a x E x A d m
13 I. -Vanguard Ext Mkt ldx Adm
1 3 2 . - V a n g u a rd T o t a l S tk I d x A d m
133. Managem ent L td ( inc ludes 134)
1 3 4 . - P ri m e M o n e y M a r k e t
135. 401 k-Fidelity
136 . Le xinglon Corp . Prope r t i e s T rus t (REIT )
A Dividend K T
Bu y 10/22/10 J
B uy 11/22/10 J
B uy 12/01/10 J
B uy 12/22/10 J
B uy 12/23/10 J
E
E
D
E
C
D
Dividend O T
Dividend P 1 T
Sold
Dividend O T Bu y
Dividend P1 T
Dividend N T
Dividend O T
11/29/10 O
11/29/10 O
A Dividend J
N o n e O
A Dividend J
T
T
T
I. Income Gain Codes: A = $ 1,000 or less B = $ 1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000
(See Columns B I and D4) F = $50,001 - $ 100,000 G = $ 100,001 - $ 1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J -$15,000 or less K =$1 5,001 - $ 50.000 L =$50,001 - $ 100,000 M -$100,001 - $250,000
(See Columns CI and D3) N = $ 250,001 - $500,000 O = $ 500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 M ore than $50 ,000 ,000
3. Value Me thod Co de s Q =Ap praisal R =Co st (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book V alue V =Other W =Estimated
E =$15 ,001- $50 ,000
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FINANCIAL DISCLOSURE REPORT
P a g e 1 3 o f 1 5
Name of Person Reporting
Lyn n , Ba rb a r a M .
Date of Report
07/26/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NO~qE (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Incom e during G ross valu e at end T ransactions during reporting period
(including trust assets) reporting period of reporting period
( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) ( .5 )
Place "(X)" after each asset A m ount Type (e.g., V alu e V alu e Type (e.g., D a t e Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, m m /d d/y y C od e 2 Code I buyer/sel ler(A-H) o r i n t . ) (J-P) Cod e 3 redem ption) (J-P) (A -H) (if p rivate
(Q-W) transaction)
1 3 7 . J P M o r g a n C h a s e A Interest J
1 3 8 . C o m e r i c a A I n t e r e s t O
I. Income Gain Codes:
(Se e Columns B 1 and D4)
2. Value Codes
(See Columns C l and D3)
3. Value Me thod Code s
(See Column C2)
A =$ 1,000 or less
F = $50,001 - $100,000
J =$15,000 or less
N = $250.001 - $500,000
P3 =$25,000,O01 - $50,000,000
Q =Appraisal
U =Book Value
B =$1,001 - $ 2 . 5 0 0
G =$ 100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 ÷ $ 1,000,000
R =Co st (Real Estate Only)
V =Other
C =$2,501 - $5,000
H 1 =$1,000,001 - $5 ,000,000
L =$50,001 - $ 100.000
PI =$1,000,001 - $5,000,000
P4 -Mo re than $50,000,000
S =Assessment
W =Estimated
D = $5,001 - $15,000
H2 =More than $5,000,000
M = $100,001 - $250,000
P2 =$5,000,001 - $25.000,000
T =Cash Market
E =$ 15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 14 of 15 Ia m e o f P e r s o n R e p o r t i n g
L y n n , B a r b a ra M .
Date of Report
07/26/2011
VI II . A DDI TIONA L I NFORM A TI ON O R EXPLA NA TI ONS . (lndlcate part of report.)
This ye ar ~ve had a very s igni f i cant num ber of t ransact ions . I re l i ed on o ur f inancial advisor in the imp lementation, account ing and recording of these t ransact io
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FINANCIAL DISCLOSURE REPORT
Page 15 of 15
Name of Person Reporting
Ly nn , Barb a ra M .
Dote of Report
07/26/2011
IX. CERTIFICATION.
1 cert i fy tha t a l l in form at ion given abov e ( including inform at ion perta ining to m y spo use and m inor or depe ndent chi ldren , if any) isa ccu ra te , t r u e , a n d co m p l e t e t o t h e be s t o f m y k n o wl ed g e a n d be l i e f , a nd t h a t a n y i nfo rm a t io n n o t r ep o r t ed w a s wi t h h e l d beca u se i t m e t a p p l i ca b l e s t at u to ryprovisions permit t ing non-disclosure .
1 fu r the r ce r t i fy tha t ea rned incom e f rom ou t s ide em ploy m ent and honora r ia and the accep tance o f g i f t s w hich have b ee n repo r t ed a re incompliance with the provisions of 5 U.S .C. app . § 501 et . seq . , 5 U.S .C. § 7353, and Judicia l Conference regula t ions.
Signatu re: S] Barbara M. Lynn
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R EP O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . § 1 0 4)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
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AOIO
Rev. 1/20il
FINANCIAL DISCLOSURE REPOR T
FOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Government Act of 1978
(5 U.S.C. app. §§ 101-111)
1 . Person Reporting (last name, firs t , middle init ial)
L yn n , B a r ba r a M .
4. Tit le (Article I l l judges ind icate act ive or senior s ta tus ;magis t rate judges indicate fu l l - or p ar t - time)
A ct i v e F e d e r a l Ju d g e
7 . Ch ambers o r Off ice Ad d res s
1 1 0 0 C o m m e r c e S t. , R o o m 1 5 7 2
D a l l a s , T X 7 5 2 4 2
2. Co urt o r O rg an iza t io n
U.S.D.C. -No. Dis t r i c t o f Texas
5a . Report Type (check appropria te type)
] Nominat ion,Date
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On t h e b a s i s o f t h e i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymod if ica t ions perta in ing there to , i t i s , in my opin ion , in comp liance
with a pp l i c a b le l a ws a nd re gu la f ions .
R e vie wing Off ic e r Date
3. Date of Repor t
09/21/2011
6. Repor t ing Pe r iod
01/01/2010to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I . P O S I T I O N S . m e p o n i n g i n a i v i d u u l o n l y ; s e e p s . 9 - 1 3 of filing instructions.)
D NONE(No reportable positions.)
1 . M e m b e r
2. B o a r d M e m b e r
POSITION NAM E OF ORGANIZATION/ENTITY
E x e c u ti v e B o a r d , S o u t h e r n M e t h o d i s t U n i v e r s i ty D e d m a n S c h o o l o f L a w
I n t e r n a ti o n a l W o m e n s F o r u m - D a l l a s
3. Trustee
4. Trustee
5. Co-Trus tee
T r u s t # 1 ( D a l l a s , T e x a s ) (I n co me a n d P r i n c i p a l B e n e f i c ia r y )
L i q u i d it y T r u s t ( D a l l a s , T e x a s ) ( I n co me a n d P r i n c i p a l B e n e f i c i a r y )
T r u s t ( D a l l a s , T e x a s )( I n co me a n d P r i n c ip a l B e n e f i c i a r y )
I I . A G R E E M E N T S . m e p o n i n g individual only; seepp. 14-16 of filing instructions.)
~] N O N E (No reportable agreements.)
DATE PARTIES AND TERMS
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FINANCIAL DISCLOSURE REPORT
Page 2 of 15
N a m e o f P e r s o n R e p o r t i n g
Lynn, Barbara M.
Date of Repor t
09/21/2011
I II . N O N - IN V E S T M E N T I N C O M E . (Reporting indivldualandspouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income
~ (No reportable non-investment income.)ONE
DATE SOURCE AND TYPE
2.
3.
4.
INCOME(yours, not spouse’s)
B . S p o u s e ’s N o n - I n v es tm e n t I n c o m e - if you were ma rried during any portion of the reporting year, complete this section.
(Dollar amo unt not required except for honoraria.)
D N O N E ( N o reportable non-investment income.)
DATE
I . 2o10
2.
3.
4.
S O U R C E A N D T Y P E
M i c h a e l P . L y n n P . C .
IV . R E I M B U R S E M E N T S - transportation, lodginL,, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
~-~ (No reportable reimbursements.)ONE
SOURCE. DATES
1 . A B A January 14-16 , 2010
2. A B A February 3-7, 2010
3. A B A Apr i l 29 -30, 2010
PURPOSE
L i t i g a t io n W i n t e r Me e t i n g
M id ye a r M e e t in g
P a n e l i s t , Co mmi s s i o n o nW o me n i n P r o f e s s i o n 2010
W o m e n I n L a w A c a d e m y
L O C A T I O N
N e w O r l e a n s , L A
O r l a n d o , F L
P h i l a d e l p h ia , P A
ITEMS PAID OR PROVIDED
Transpor ta t ion , meal s , ho te l
Transpor ta t ion , meal s , ho te l
Transpor ta t ion , meal s , ho te l
4. A B A June 16-19 , 2010 W h i s t l e r, Ca n a d a L i t i g a t io n S p r i n g Transpor ta t ion , meal s , ho te lL e a d e r s h i p Me e t i n g
5. A B A August 4 -9 , 2010 S a n F r a n cs i co , CA A n n u a l M e e t in g Transpor ta t ion , meal s , ho te l
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FINANCIAL DISCLOSURE REPORT
Page 3 of 15
N a m e o f P e r s o n R e p o r t i n g
Lynn, Barbara M .
Da t e o f Re p o r t
09/21/2011
6. N atio n a l A sso c ia tio n o f S e p te m ber 29-30 , N e w Y o r k , N Y P a n e l is t , N A C D L W h i t e T r a n s p o r t a ti o n , m e a l s , h o t e l
C r i m i n a l D e f e n s e L a w y e r s 2010 C o l l a r C o n f e r e n c e
7. A B A S e p t e m b e r 3 0 - C h ic a g o , IL L it ig a tio n F a l l L e a d e rs h ip T r a n s p o r t a ti o n , m e a l s , h o t e l
O ctober 2 , 2010 M e e t i n g
8. U niv ers ity o f T e xa s a t A ustin O cto be r 28-29, 2010 A us tin , T X S p e a k e r , 2 0 1 0 A d v a n c e d T r a n s p o r t a ti o n , m e a l s , h o t e l
P a ten t Law Ins t i tu te
9. The A s pe n Ins t i tu te N o v e m b e r 4 - 7 , 2 0 1 0 Q u e e n s t o w n , M D A s p e n I n s t i t u t e S e m i n a r T r a n s p o r t a ti o n , m e a l s , h o t e l
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FINANCIAL DISCLOSURE REPORT
Page 4 of 15
Name of Person Reporting
Lynn, Barbara M .
Date of Report
09/21/2011
V . G I F T S . a n c ~ u d e s , h o s e t o s p o u s e and dependent children; s e e p p . 2 8 - 3 1 of fillng instructions.)
N O N E ( ~ V o reportable gifts.)
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s t h o s e o : sp o u s e ~ n d dependent children; see pp. 3 2 - 3 3 of fillng instructions.)
NONE (No reportable liabilities.)
CREDITOR DESCRIPTION
1.
2.
3.
4.
5.
VALUE CODE
8/3/2019 Barbara M Lynn Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 5 of 15
Name of Person Reporting
Lynn, Barbara M .
Da t e o f Re p o r t
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l u e , transactions (Includes those of spouse and dependent ch ildren; seepp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
Descr ipt ion of Assets Incom e during G ross va lue a t en d T ransactions during repo rting period
( including t rust assets) repo rting p erio d o f repo rtin g p erio d
( 1 ) ( 2 ) (1) (2) (1) (2) (3) (4) (5 )
Place "(X)" after each asset A m ou nt Type (e.g., Va l u e Value Type (e.g., D a t e Value [ Gain Ident i ty of
exempt f rom pr ior d i sc losure Co d e 1 div., rent, C ode 2 Method buy, se l l , m m / dd/ yy C o d e 2 I C o d e 1 b uy e r/se l le r
( A -H ) o r i n t . ) (J-P) C ode 3 redempt ion) (J-P) (A -H ) (if p riva te
(Q-W) transaction)
1. S c h w a b & Va n g u a r d A c c o u n t # 1 ( includes
2- 13)
2. -Vanguard Ext . Mkt Idx Adm B Dividend M T
3. -Va nguard Int Term TE Adm Redeemed 0 1 / 2 5 / 1 0 J A
4. -Vanguard Int Term TE Adm Buy 0 1 / 2 7 / 1 0 L
5. -Vanguard Int Term TE Adm Buy 04/22/10 L
6. - V a n g u a r d Int Term TE Adm Redeemed 04/26/10 J A
7. - V a n g u a r d Int Term TE Adm Redeemed 07/26/10 J A
8. - V a n g u a r d Int Term TE Adm E Dividend PI T Redeemed 10/25110 J A
9. - V a n g u a r d 500 Idx Adm D Dividend O T
10 . - V a n g u a rd T a x M a n a g e d C a p A p A d m D D iv id e n d O T
I 1 . - Va n g u a r d T i t I n t I n d e x I n v D D i v i d e n d O T
12 . - V a n g u a r d T l t S t k I x A d m E D iv id e n d P I T
1 3 . - Va n g u a r d T a x Ex e m p t M o n e y M k t A D i v i d e n d J T B uy 12/28/10 J
1 4 . V a n g u a r d A cco u n t # 2 ( i n c l u d e s 15 - 19 )
1 5 . - V a n g u a r d I n t T a x E x A d m D D i v i d e n d N T B uy 04/22/10 L
1 6 . - V a n g u a r d L t d - T e r m T a x - E x e mp t A d m C D iv id e n d M T B uy 01/19/10 L
17 . - Va n g u a r d T t l S tk M k t l d x A d m C D iv id e n d M T
I. In co m e G ai n C o d e s : A = $ 1,000 o r less B = $1,001 - $ 2,500 C = $ 2,501 - $5,000 D =$5,001 - $15,000
( Se e Colu mns BI a nd D4 ) F = $ 50,001 - $ 100,000 G = $ 100,001 - $1,000,000 H I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 H 2 =M o re t ha n $5 ,0 00 ,0 00
2. Value C od es J = $15,000 or less K =$15,001 - $ 50,000 L = $50,001 - $ 100,000 M = $ 100,001 - $ 250.000
( Se e Colu mns CI a nd D3) N = $ 250,001 - $500,000 O =$500,001 - $ 1,000,000 PI = $1, 000, 001 - $5, 000, 000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 o $50,000,000 P4 -More t han $ 50, 000, 0003. Val ue Mcl hod Codes Q = Appra i sa l R = C o s t ( R e a l Estate O n l y ) S = A s s e s s m e n t T ~ C a s h M a r k c l
( S e e C o l u m n C 2 ) U = Book Val ue V = O t h e r W = Est i m at ed
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORT
Page 6 of 15
Name of Person Reporting
Lynn, Barbara M.
Date of Report
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D NONE(’No reportable income, a ssets, or transactions.)
D e s c r i p t io n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d
( i n c l u d i n g t r u s t a s s e t s )
Place "(X)" after each asset
exempt f rom pr ior di sclosure
In co m e d u r in g G ro ss va lu e at e n d
r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
(l) (2 ) (1) (2)
A m o u n t Type (e.g., V a l u e Value
C o d e 1 d i v . . r e n t . C o d e 2 M e t h o d
( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption)
( Q - W )
( 1 ) (2) (3) (4)
Type (e .g ., D ate V a l u e G a i nbuy, sell, mm/dd/yy C o d e 2 C o d e 1
(J-P)
( 5 )
Identity of
buyer/seller
1 8 . - V a n g u a r d T a x E x e mp t Mo n e y M k t F u n d B uy 01/15/10 K
1 9 . - V a n g u a r d T a x E x e mp t Mo n e y M k t F u n d A D i v i d e n d L T B uy 12/28/10 J
20 . S ch w a b & V a n g u a r d A cco u n t # 3 ( i n c l u d e s
21 )
21 . - V a n g u a r d T a x E x MM A D i v i d e n d M T
22 . S ch w a b & V a n g u a r d I RA R o l l o v e r #1( includes 23-25)
23 . - V a n g u a r d I n t I n v G r a d e A d m E D i v i d e n d N T
24 . - V a n g u a r d T l t B n d Mk t l d x A d m E D i v i d e n d O T
25 . - V a n g u a rd S T I n v G r a d e A d m D D i v i d e n d N T
26 . S ch w a b & V a n g u a r d I RA # 1 ( i n c lu d e s 27 )
27 . - V a n g u a r d T o t a l B d Mk t I d x I n v B D i v i d e n d S o l d 10/07/10 L
28 . Trus t #1 ( includes29-37)
29 . - V a n g u a r d I n t T e r m T E A d m B uy 03/22/10 M
30 . - V a n g u a r d I n t T e rm T E A d m C D i v i d e n d M T B uy 12/27/10 J
31 . - V a n g u a r d T i t I n t I n d e x B uy 03/22/10 K
32 . - V a n g u a r d T l t I n t I n d e x A Dividend K T B uy 04/29/10 J
33 . - V a n g u a rd T l t S t k Ix l n v S o ld 03 /22 /10 K
34 . -Vanguard T i t Stk Ix Adm B uy 03/22/10 K
(A-H) (if private
t ransact ion)
I . Income Ga in Code s : A = $ 1,000 or less B = $ 1,001 - $ 2,500 C -$2,501 - $ 5,000 D = $ 5,001 - $15,000
( S e e C o l u n m s B I a n d D 4 ) F = $50,001 - $ 100,000 G = $100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 = M ore t han $5, 000, 000
2 . V a lue Code s J = $15, 000 or l ess K=
$ 15,001 - $ 50,000 L -$ 50.001 - $ 100,000 M = $100,001 - $250,000
( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI -$1,000,001 - $5,000,000 P2 355,000,001 - $25,000,000
P 3 =$ 25,000,001 - $50.000,000 P 4 = M ore th an $50,000,0003. Val ue Met hod Co des Q = Appraisa l R = C o st (R ea l Es ta t e O n ly ) S = Asscssn l cn t T : C a s h M a r k e t
( S e e C o l u m n C 2 ) U =Book V a lu e V = O t h e r W = Est i m at ed
E = $15, 001 - $50, 000
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FINANCIAL DISCLOSURE REPORT
Page 7 of 15
Nam e of Person Reporting
Lynn, Barbara M .
Date of Report
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o , . e , v a l . e , t r a n s a c t ~ o . s a . a . d e s , h o ~ e o l s p o u s e u . d dependent children; s e e p p . 3 4 - 6 0 of fillng instructions.)
D NONE(No repo rtable income, assets, or transactions.)
A. B. C.
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o ss v a l u e a t e n d
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
( 1 ) (2 ) (1) (2) (1 )
Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e Type (e.g.,
exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d bu y , s e l l ,
( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )
( Q - W )
35 . - V a n g u a rd T l t S tk l x Ad m C D i v i d e n d M T Bu y
36. -Vanguard Prime Money Market A Dividend Sold
37 . -Pioneer Natural Resources A Dividend J T
38 . Trust #2 ( includes 39-44)
39. -VanguardTlt Intl Stk Ix Adm B Dividend M T
40. - V a n g u a r d Tlt Stk Ix Adm Redeemed
41. - V a n g u a r d Tlt Stk Ix Adm B uy
42. - V a n g u a r d Tlt Stk Ix Adm B uy
43. -VanguardTlt Stk lx Adm D Dividend N T Buy
44. -Pioneer Natural Resources A Dividend J T
45. Vangua rd Trust #3 ( i n c l u d e s 4 6 - 5 3 )
46. - V a n g u a rd P r i m e M o n e y Mkt Fund Redeemed
47. - V a n g u a rd P r i m e M o n e y Mkt Fund A Dividend K T B uy
48. - V a n g u a r d l n t . Tax Ex Inv B Dividend Sold
49. - V a n g u a rd Int. Tax Ex Adm A Dividend L T B uy
50. -VanguardTlt lnt Inv Sold
51. -VanguardTlt Int Adm A Dividend K T Buy
T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4) ( 5 )
D a t e Value G a i n Identity of
mm/dd/yy C od e 2 C od e 1 bu ye r / se l l e r
( J - P ) ( A - H ) (if private
t r a n sa c t i o n )
03/22/10 L
03/22/10 M
J
J
J
J
A4/09/10
04/29/10
08/30/10
12/27 /10
01/06/10 K A
05/04/10 J
10/06/10 L A
10/06110 L
11/29/10 K A
11/29/10 K
I . I ncom e Gai n Codes : A =$ 1,000 or less B =$ 1,001 - $2,500 C = $2, 501 - $5, 000 D =$5,001 - $15,000
( Se e Colu mns B I a nd D4 ) F =$50,001 - $ 100.000 G =$ 100.001 - $1,000,000 H I = $ 1,000,001 - $ 5,000,000 H 2 ~M o re than $5,000,000
2 . V a lu e Code s J = $15,000 or I ess K = $15,001 - $50,000 L =$ 50.001 - $ 100,000 M = $100, 001 - $250, 000
( Se e Colu mns C I a nd D3) N = $250.001 - $ 500.000 O = $ 500,001 - $ 1,000,000 P I = $ 1 ,000.001 - $ 5,000,000 P2 = $5,000,001 - $25,000,000
P 3 = $ 25,000.001 - $ 50.000.000 P 4 = M o re than $ 50,000.000
3. Val ue Met hod Co des Q = Appra i sa l R = Cost (Rea l Es t a t e O nl y ) S = Asscssn t en t T = C a s h M a r k e t
( S e e C o l u m n C 2 ) U =Book V a lu e V = O t h e r W = Est i m at ed
E =$15.001 - $50,000
8/3/2019 Barbara M Lynn Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 8 o f 15
N a m e o f P e r s o n R e p o r t in g
Lynn, Barbara M .
Date of Report
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i .e o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D I’,IOI’4E (No reportable income, assets, or transactions.)
52 .
53 .
54 .
55 .
56 .
57 .
58 .
59 .
6 0.
6 1.
6 2.
6 3.
64 .
6 5.
66 .
67 .
68 .
A. B. C,
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d
( in c lu d in g t ru s t a ss e ts ) re p o r tin g p e r io d o f re p o r t in g p e r io d
(J) (2) (l) (2 )
Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g.,
exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d bu y , s e l l ,( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption)
( Q - W )
- Va n g u a r d T i t S tk I x I n v
- Va n g u a r d T i t S tk I x A d m
Va n g u a r d T r u s t # 4 ( i n c lu d e s 5 5 - 6 3 )
- Va n g u a r d P r im e M o n e y M k t F u n d
- Va n g u a r d P r im e M o n e y M k t F u n d
- Va n g u a r d P r im e M o n e y M k t F u n d
-Vanguard In t . Tax Ex Inv
- V a n g u a r d I n t T a x E x A d m
-Vanguard Int’l Stk Inv
-Vanguard Int’l Stk Adm
-Vanguard Tlk Stk Ix Inv
A Dividend Sold
A Dividend L
A Dividend
B Dividend
A Dividend L
- Va n g u a r d T i t S tk I x A d m
S ch w a b & V a n g u a r d S E P I R A # 1 ( i n c lu d e s6 5)
- Va n g u a r d T l t B n d M k t l d x ln v B
S ch w a b & V a n g u a r d I RA R o l l o v e r # 2( inc ludes 67-69)
- Va n g u a r d I n t I n v G r a d e A d m E
- Va n g u a r d ’ T i t B d M k t l d x A d m E
A Dividend
B Dividend
A Dividend
Dividend
Dividend
Dividend
M
N
O
T
T
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3)
D a t e Va l u e
m m /d d/y y C od e 2
(J-P)
10/06/10 L
B uy 10/06/10 L
R e d e e m e d 08/04/10 J
R e d e e m e d 09/17/10 J
R e d e e m e d 09/30/10 J
S o l d 10/06/10 L
B uy 10/06/10 L
S o l d 11/29/10 K
B uy 11/29/10 K
S o l d 1 0 / 0 6 / 1 0 L
B uy 10/06/10 L
S o l d 10/07/10 L
(4) (s)G a i n Identity of
C o d e 1 b U y e r / s e l l e r
( A - H ) (if private
t r a n s a c t i o n )
A
A
A
A
I. Incom e G ain C o de s: A = $1,000 o r less B = $ 1 ,001 - $2,500 C = $ 2,501 - $ 5,000 D = $5,001 - $15,000
( S e e C o l u m n s B I a n d I M ) F =$ 50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H I =$1,000,001 - $5,000,000 H2 =More than $ 5.000.000
2. Val ue Codes J = $15, 000 or l ess K = $15,001 - $ 50,000 L = $50,001 - $ 100,000 M = $100,001 - $ 250,000
( Se e Colu mns CI a nd D3) N =$250.001 - $ 500,000 O =$500,001 - $ 1,000,000 P 1 -$ 1,000,001 - $5,000,000 P 2 = $5,000,001 - $25,000,000
P 3 -$ 25.000,001 - $50.000,000 P 4 = M ore than $50.000,000
3. Val ue Met hod Codes Q = Appra i sa l R = Cost (Rea l Es t a t e O nl y ) S =As s e s s me nt T - C a s h M a r k e t
( S e e C o l u m n C 2 ) U = Book Val ue V = O t h e r W =Es t ima te d
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORT
Page 9 of 15
N a m e o f P e r s o n R e p o r t in g
Lynn, Barbara M .
Date of Report
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions a n c t u d c s t h o s e o f s p o . s e a n d d e p e n d e n t children; see pp. 3 4 - 6 0 o f f i l i n g instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B, C.
D e s c r i p t i o n of Assets Incom e d uring G ross v a l u e a t e n d
( i n c l u d i n g t rust asse ts) rep ortin g p erio d o f repo rting period
(l ) (2 ) (l) (2) (l )P l a c e " ( X ) " a f te r each asset A mount Type (e .g ., V a l u e V a lu e Type (e.g.,
exempt f rom pr ior di sclosure C o d e l d i v . , r e n t , C o de 2 M ethod buy, se l l ,
(A-H) o r i n t . ) (J-P) C ode 3 redem ption )
(Q-W)
69 . - V a ngu a rd S T l nv G rd A dm D Dividend M T
7 0. Schwab & Vanguard IRA #2 (includes
71 -72 )
7 1. -Vanguard Tl t Bnd Mk t Idx Inv B Dividend
7 2. -Vanguard Ti t Bnd Mkt Idx Inv
7 3 . Vanguard Trust #1 ( inc ludes 74-98)
74. -GM Accep Corp A Interest J T
7 5. -Gateway Fund Class A A Dividend K T
7 6. -Vanguard LifeStrat Conserv G rowth A Dividend K T
7 7 . -ING Prim e RateTR A Dividend J T
7 8. -Vanguard Tax Ex MM
7 9. -V a ngu ard Ta x Ex M M
8 0. -V a ngu ard Ta x Ex M M
81 . -Vanguard Tax Ex MM
8 2. -V a ngu ard Ta x Ex M M
83 . -Vanguard Tax Ex MM
8 4. -V a ngu ard Ta x Ex M M
8 5. -V a ngu ard Ta x Ex M M
Transact ions during r e p o r t in g p e r i o d
(2) (3) (4) ( 5 )
D a t e V a lu e G a i n I d e n t i t y o f
m m / d d l y y C o d e 2 C o d e 1 b u y e r / s e l l e r
( J - P ) (A-H) ( i f p r i v a t e
t r a n s a c t i o n )
Sold 10/07/10 L
Bu y 10/07 /10 L
Bu y 03/22/10 K
Bu y 01/13/10 J
Bu y 02/23 /10 J
Bu y 03/22/10 J
Sold 03/22/10 K
Bu y 03/29/10 J
Bu y 04/12/10 J
Bu y 04/22/10 J
Bu y 05/24/10 J
A
I . Income Ga in Code s : A = $1, 000 or l ess B =$1,001 - $2,500 C = $2,501 - $ 5,000 D = $5, 001 - $15, 000
( See Co~ um ~ s B I a n d D 4 ) F =$ 50,001 - $100,000 G =$ | 00,001 - $1,000,000 H 1 = $1,000,001 - $5,000,000 H 2 = M o re ~ha~ $ 5,000,000
2 . V a lu e Code s J = $15, 000 or l ess K -$15,001 - $50,000 L = $50,001 - $ 100,000 M = $ 100,001 - $ 250,000
( Se e Colu mns C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P 3 -$ 25,000,001 - $50,000,000 P 4 = M o re t han $ 50,000,000
3. Val ue Met hod Codes Q = Appra i sa l R = C o s t ( R e a l Estate Only) S =As s cs s me nt T = C a s h M a r k e t
(See Co lu mn C2) U = B o o k V a l u e V = O t h e r W =Es timated
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 10 of 15
Name of Person Reporting
Lynn, Barbara M .
Date of Report
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, valu e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g
( in c lu d in g t ru s t a s s e ts ) re p o r tin g p e r io d
(l ) (2 )
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )
86 . -Vanguard Tax Ex MM
87 . -Vanguard Tax Ex MM
88 . -Vanguard Tax Ex MM
89 . -Vanguard Tax Ex MM
9 0. - V angu a rd Ta x Ex M M
9 1. - V angu a rd Ta x Ex M M
92 . -Vanguard Tax Ex MM
9 3. - V angu a rd Ta x Ex M M
94. -Vanguard Tax Ex MM
95 . -Vanguard Tax Ex MM
96. -Vanguard Tax Ex MM
97 . -Vanguard Tax Ex MM
98 . -Vanguard Tax Ex MM
99 . Vanguard Trust #2 ( i n c lu d e s 100- 124 )
100. - G M A c c e p C o r p
101. -Gateway Fund Class A
102. - ING Pr im e Ra t e TR
Gross value at en d
o f r e p o r t i n g p e r i o d
(l) (2)
Value V a l u e
C o d e 2 M e th o d
(J-P) C o d e 3
( Q - W )
A Dividend J
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(I ) (2) (3)
Type (e.g., D a t e V a l u e
buy, se l l , m m /d d/yy C od e 2
redempt ion) (J-P)
B uy 06/01/10 J
B uy 06/22/10 J
B uy 06/28/10 J
B uy 07/07/10 J
B uy 07/22/10 J
B uy 08/23/10 J
B uy 09/22/10 J
B uy 09/27/10 J
B uy 10/22/10 J
B uy 1 i/22/10 J
B uy 12/01/10 J
B uy 12/22/10 J
B uy 12/23/10 J
( 4 ) ( 5 )
G a i n Ident i ty of
Co d e 1 bu yedse l le r
(A-H) (ifpfivate
transaction)
A I n t e r e s t J
A Dividend K
A Dividend J
T
T
T
1. In com e G ain C odes : A = $1,000 or less B = $1, 001 - $2, 500 C =$2,501 - $5,000 D = $5, 001 - $15.000
( S e e C o l u m n s B I a n d D 4 ) F =$ 50,001 - $ 100,000 G =$ 100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H 2 =M ore tha n $5,000,000
2. V alue C o d es J = $ 15,000 or less K = $ 15, 001 - $50, 000 L =$50,001 - $ 100,000 M = $ 100, 001 - $250, 000
( S e e C o l u m n s C I a n d D 3 ) N = $250,001 - $500,000 O = $ 500.001 - $1,000,000 P I = $ 1,000,001 - $ 5,000,000 P2 = $5,000,001 - $25,000,000
P 3 -$ 25,000,001 - $50.000,000 P 4 = M o re t han $ 50,000,000
3. V a lue M e thod C e de s Q =Appraisal R = Cost (Rea l Es t a t e O nl y ) S =As s e s s me nt T = C a s h M a r k e t
( S e e C o l u m n C 2 ) U = Book Val ue V = O t h e r W =Es t ima te d
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORT
Page 11 of 115
N a m e o f P e r s o n R e p o r t in g
Lynn, Barbara M .
Date of Report
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t ra n s a c t i o n s (Includes those of spouse a n d dependent children; see p p . 3 4 - 6 0 of filing instructions.)
D NONE (No reportable incom e, assets, or transactions.)
A. B. C.
Description of Assets Incom e d uring G ross va lue at end
(includ ing trust a sse ts) repo rting period of reporting period
( 1 ) ( 2 ) (1) (2) (1 )
Place "(X)" after each asset A m ou nt Type (e.g., V a lue V a lue Type (e.g.,
exempt f rom pr ior di sclosure Co d e 1 div., rent, C ode 2 Method buy, se l l ,
( A - H) o r i n t . ) (J-P) C ode 3 redem ption )
(Q-W)
103. -Vanguard LifeStrat M od G rowth
104. -Vanguard Tax Ex M M
105. -Vanguard Tax Ex M M
106. -Vanguard Tax Ex M M
107. -Vanguard Tax Ex MM
108. -Vanguard Tax Ex MM
109. -Vanguard Tax Ex M M
110. -Vangua rd Tax Ex MM
111. -Vangua rd Tax Ex MM
112. -Vangua rd Tax Ex MM
113. -Vanguard Tax Ex MM
114 . -Va nguard Tax Ex MM
115. -Vanguard Tax Ex MM
116 . -Va nguard Tax Ex MM
1 1 7 . -Vangu ard Tax Ex M M
118. -Vanguard Tax Ex MM
l 19. -Vanguard Tax Ex MM
A Dividend K T
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
Date V a l u e G a i n
m m / d d ] y y C o d e 2 Code I
(J-P) ( A - H )
B uy 03/22/10 K
B uy 01113/10 J
B uy 02/23/I 0 J
B uy 03/22/10 J
S o l d 03/22/10 J A
B uy 03/29/10 J
B uy 04/12/10 J
B uy 04/22/10 J
B u y 05/24/10 J
B uy 06/01/10 J
B uy 06/22/10 J
B uy 06/28/10 J
B uy 07/07/10 J
B uy 07/22/10 J
B u y 08/23/10 J
B uy 09/22/10 J
B u y 09/27/I 0 J
Identity of
bu ye r / se l l e r
(if private
t r a n s a c t i o n )
1. Incom e Gai n Codes :
(See Col um ns B 1 and I )4)
2.Val ue Codes
( Se e Colu mns C I a nd D3)
3.Val ue Met hod Codes
( S e e C o l u m n C 2 )
A = $1, 000 or l ess
F =$50,001 - $100,000
=$15,000 or less
N =$250,001 - $500,000
P3 -$25,000,001 - $50,000,000
Q = Appra i sa l
U =Book V a lu e
B = $1, 001 - $2, 500
G =$100,001 - $ 1,000,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000
R = Cost (Rea l Es t a t e O nl y )
V = O t h e r
C =$2,501 - $5,000
H 1 =$ 1,000,001 - $5,000,000
L =$50,001 - $ 100,000
PI =$1,000,001 - $5,000,000
P4 = More t han $50, 000, 000
S =As s e s s me nt
W =Es t ima te d
D =$5,001 -$15,000
H2 = Mo re t han $5, 000, 000
M=$100,00I - $250,000
P2 = $5, 000, 001- $25, 000,000
T = C a s h M a r k c t
E -$15 ,001- $50 ,000
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FINANCIAL DISCLOSURE REPORT
Page 12 of 15
N a m e o f P e r s o n R e p o r t in g
Lynn, Barbara M .
Date of Report
09/21/201 I
V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!llng instructions.)
[] N O I ’ 4 E ( N o reportable income, assets, or transactions.)
A. B. C.
Descrip tion o f Asse ts In com e duringGross value at end( including t rust assets) rep ortin g p erio d of rep ortin g p eriod
(1) ( 2 ) (1) (2)
Place "(X)" after each asset A m ount Type (e.g., V alue V a lue
exempt f rom pr ior di sclosure C ode 1 div., rent, C ode 2 M ethod
( A - H) o r i n t . ) ( J - P ) C ode 3
(Q-W)
1 2 0 . -V a n g u a rd T a x Ex M M
1 2 1 . -V a n g u a rd T a x Ex M M
1 2 2 . -V a n g u a rd T a x Ex M M
1 2 3 . -V a n g u a r d T a x e x < <
1 2 4 . -V a n g u a rd T a x Ex M M A D i v i d e n d K T
125 . I n v e s t me n t s L t d ( i n c lu d e s 126 - 13 2)
1 2 6 . - V a n g u a r d 5 0 0 I d x I n v E D i v i d e n d O T
127. - V a n g u a r d T a x Ma n a g e d C a p A p p r e c i a t io n E D i v i d e n d P 1 TA d m
128 . - V a n g u a rd T i t In t In d e x
1 2 9 . - V a n g u a rd T i t In t In d e x A d m D D i v i d e n d O T
1 3 0 . - V a n g u a rd L t d T e rm T a x Ex Ad m E D i v i d e n d PI T
131. - V a n g u a r d E x t Mk t l d x A d m C D i v i d e n d N T
1 3 2 . -V a n g u a rd T o t a l S t k Id x Ad m D D i v i d e n d O T
13 3 . Ma n a g e me n t L t d ( i n c l u d e s 13 4 )
1 3 4 . -V a n g u a r d P r i m e M o n e y M a r k e t A D iv id e n d J T
135. 401k-Fidel i ty N o n e O T
136. Lex ing ton Corp . Proper t i es Trus t (REIT) A D i v i d e n d J T
Transact ions during report ing period
(1 ) (2) (3)
Type (e.g., D a t e V a lue
buy, se l l , m m / dd/ yy C ode 2
redempt ion) (J-P)
B uy 10/22/10 J
B uy 11/22/10 J
B uy 12/01/10 J
B uy 12/22/10 J
B uy 12/23/10 J
S o l d 11/29/10 O
B uy 11/29/10 O
( 4 ) ( 5 )
Gain Ident i ty of
Co d e 1 buyer/se l ler
(A-H ) (if p rivate
t ransact ion)
A
1. Incom e Gai n Co des : A = $1,000 or less B = $1,001 - $2,500 C =$2.501 - $5,000 D = $5, 001 - $15, 000
( Se e Ce lu nms B 1 a nd D4 ) F = $50,001 - $ 100,000 G ~$100,001 - $ 1,000,000 HI =$1,000,001 - $5,000,000 H2 = M ore t han $5, 000, 000
2 . V a lu e Code s J = $ 15,000 or less K = $15,001 - $50,000 L = $50,001 - $100,000 M = $ 100, 001 - $250, 000
(See Col um ns C 1 and D3) N =$250,001 - $500,000 O = $500, 00I - $1 , 000, 000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 -$25,000,001 - $50,000,000 P4 M or e t ha n $50 ,000 ,0003. Val ue Met hod Codes Q =Appraisal R = Cost (Rea l Es t a t e O nl y ) S =As s e s s me nt T C a s h M a r k e t
( S e e C o l u m n C 2 ) U = Book Val ue V = O t h e r W =Es t ima te d
E = $15, 001 - $50, 000
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FINANCIAL DISCLOSURE REPORT
Page 13 o f 15
N a m e o f P e r s o n R e p o r t i n g
Lynn, Barbara M.
Date of Report
09/21/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue, , ..... ctlons (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g
( in c lu d in g t ru s t a ss e ts ) r e p o r t in g p e r io d
(l) (2 )
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code t d i v . , r e n t ,
( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(1) (2)
Value Value
C o d e 2 M e t h o d
(J-P) C o d e 3
( Q - W )
( 1 )
Type (e.g.,
b u y , s e l l ,
r e d e m p t i o n )
T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
Date Va l u e G a i n
m m / d d / y y C ode 2 Co d e 1
( J - P ) (A-H)
( 5 )
Identity of
buyer/seller
(if private
t r a n sa c t i o n )
137. JP Morgan Chase A I n t e r e s t J T
1 3 8 . C o m e r i c a A I n t e r e s t O T
I. I n c o m e G a i n C o d e s :
( S e e C o l u m n s B I a n d D 4 )
2.Val ue Codes
( S e e C o l u m n s C I a n d D 3 )
3.Val ue Met hod Codes
( S e e C o l u m n C 2 )
A=$1 ,000 or l e s s
F =$50,001- $100,000
J =$15,000 ortess
N = $250, 001 -$500, 000
P3 = $25, 000, 001 -$50.000,000
Q =Appraisal
U = Book Val ue
B =$1 ,001- $2 .500
G = $100, 001- $1, 000,000
K = $ 15, 001- $50, 000
O = $500, 001 - $ 1, 000.000
R =Cos t ( Re a l Es t a t e Only)
V = O t h e r
C =$ 2 .501- $5 ,000
H 1 =$1,000,001 - $5,000,000
L =$50,001- $100,000
PI =$1,000,001- $5,000,000
P4 -M or e tha n $50 ,000 ,000
S =As s e s s me nt
W = E s t i m a t c d
D =$5,001- $15,000
H 2 = M or e tha n $5 .000 ,000
M =$100 ,001- $250 ,000
P2 = $5, 000, 001 -$25, 000,000
T = C a s h M a r k c t
E =$15,001 -$50,000
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FINANCIAL DISCLOSURE REPORT
Page 14 of 15
Name of Person Reporting
Lynn, Barbara M.
Date of Report
09/21/2011
V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)
T h i s y e a r w e h a d a v e r y s i g n i f i ca n t n u mb e r o f t r a n s a c t i o n s . I r e l i e d o n o u r f i n a n c i a l a d v i s o r in t h e i mp l e me n t a t io n , a cco u n t i n g a n d r e co r d i n g o f t h e s e t r a n s a c t i
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FINANCIAL DISCLOSURE REPORT
Page 15 of 15
N a m e o f P e r so n R e p o r t i n g
Lynn, Barbara M.
Date o f Repor t
09/21/2011
IX. CERTIFICATION.
1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u re .
1 further certify that earned incom e from ou tside em ploym ent and honoraria and the acce ptance of gift s whic h have been reported are incom plia nce w ith the p rovisions of 5 U.S.C. ap p. § 501 et. seq., 5 U.S.C. § 7353 , and Jud icial Conference regula tions.
Signature: S/Barbara M . Lynn
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eAdm i n i s tr a t iv e O f f i ce o f t he U n i t e d S t a t e s Cou r t sSuite 2-301O n e C o l u m b u s C i r c le , N . E.W a s h i n g t o n , D . C . 2 0 5 4 4