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CE-632 Foundation Analysis and
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The load per unit area of the foundation at which shear failure in soiloccurs is called the ultimate bearing capacity.
Ultimate Bearing Capacity
Foundation Analysis and Design: Dr. Amit Prashant
Principal Modes of Failure:
General Shear Failure: Load / Areaq
m e n t qu
2
S e t t l e
Sudden or catastrophic failure
Well defined failure surface
Bulging on the ground surface adjacent to foundation
Common failure mode in dense sand
Foundation Analysis and Design: Dr. Amit Prashant
Principal Modes of Failure:
Local Shear Failure:Load / Area
q
t l e m e n t
qu
qu1
3
S e
Common in sand or clay with medium compaction Significant settlement upon loading Failure surface first develops right below the foundation and then
slowly extends outwards with load increments Foundation movement shows sudden jerks first (at qu1) and then
after a considerable amount of movement the slip surface mayreach the ground.
A small amount of bulging may occur next to the foundation.
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Foundation Analysis and Design: Dr. Amit Prashant
Principal Modes of Failure:
Punching Failure:Load / Area
q
t l e m e n t qu
qu1
4
S e
Common in fairly loose sand or soft clay Failure surface does not extends beyond the zone right beneath the
foundation Extensive settlement with a wedge shaped soil zone in elastic
equilibrium beneath the foundation. Vertical shear occurs around theedges of foundation.
After reaching failure load-settlement curve continues at some slopeand mostly linearly.
Foundation Analysis and Design: Dr. Amit Prashant
Principal Modes of Failure:
Localshear
Generalshear
u n d a t i o n ,
D f / B *
Relative density of sand, Dr
00
0.5 1.0
Vesic (1973)
* 2BLB
B L=
+
5
CircularFoundation
LongRectangularFoundation
Punchingshear
R e l a t i v e d e p
t h o f f o
5
10
Foundation Analysis and Design: Dr. Amit Prashant
Terzaghi’s Bearing Capacity Theory B
Df
neglected Effective overburdenq =γ’.Df
Strip Footing
a b
j k
qu
Rough FoundationSurface
6
Ass ump tio n
L/B ratio is largeÆ plain strain problem Df ≤ B
Shear resistance of soil for Df depth is neglected
General shear failure Shear strength is governed by Mohr-Coulomb Criterion
φ’ φ’ 45 −φ’/2 45 −φ’/2
ShearPlanes d e f
g i
c’ - φ’ soil B
I
II II
II I II I
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Foundation Analysis and Design: Dr. Amit Prashant
Terzaghi’s Bearing Capacity Theory
21. 2. 2. .sin tan
4
u p aq B P C Bφ γ φ ′ ′ ′= + −
21. 2. . .sin tanu pq B P B c Bφ γ φ ′ ′ ′ ′= + −
B
qu
7
I’ φ’
ab
d’ φ’
Ca=B/2cosφ’
Ca B.tanφ’
P p P p
P pγ =due to only self weight of soilin shear zone
p p pc pqP P P Pγ = + +
P pc =due to soil cohesion only(soil is weightless)
P pq =due to surcharge only
Foundation Analysis and Design: Dr. Amit Prashant
Terzaghi’s Bearing Capacity Theory
( )21. 2. tan 2. . .sin 2.
4u p pc pqq B P B P B c Pγ γ φ φ
⎛ ⎞′ ′ ′ ′= − + + +⎜ ⎟⎝ ⎠
Weight term Cohesion term
Surcharge term
( ). 0.5 .B B Nγ γ ′ . . cBc N . . qBq N
8
2
1tan 1
2 cos
PK N
γ
γ φ φ
⎡ ⎤′= −⎢ ⎥′⎣ ⎦
2
22cos 452
a
q
eN
φ =
′⎛ ⎞+⎜ ⎟⎝ ⎠
3 in rad.tan
4 2a
π φ φ
′⎛ ⎞ ′= −⎜ ⎟⎝ ⎠
( )1 cotc qN N φ ′= −
. . 0.5 .u c qq c N q N B Nγ γ ′= + + Terzaghi’s bearingcapacity equation
Terzaghi’s bearing capacity factors
Foundation Analysis and Design: Dr. Amit Prashant
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Foundation Analysis and Design: Dr. Amit Prashant
Terzaghi’s Bearing Capacity Theory
Local Shear Failure:
2. . 0.5 .
3u c qq c N qN B Nγ γ ′ ′ ′ ′ ′= + +
Modify the strength parameters such as: 2
3mc c′ ′=
1 2
tan tan3mφ φ
− ⎛ ⎞
′ ′= ⎜ ⎟⎝ ⎠
10
Square and circular footing:
1.3 . . 0.4 .u c qq c N qN B Nγ γ ′ ′ ′= + +
1.3 . . 0.3 .u c qq c N qN B Nγ γ ′ ′ ′= + +
For square
For circular
Foundation Analysis and Design: Dr. Amit Prashant
Terzaghi’s Bearing Capacity Theory
Effect of water table:
Dw
Df
Case I: Dw ≤ D f
Surcharge, ( ). w f wq D D Dγ γ ′= + −
Case II: D f ≤ Dw ≤ (Df + B)
Surcharge, . Fq Dγ =
11
B
B
Limit of influence
In bearing capacity equationreplace γ by-
( )w f
D D
Bγ γ γ γ
−⎛ ⎞′ ′= + −⎜ ⎟⎝ ⎠
Case III: Dw > (Df + B)
No influence of water table.
Another recommendation for Case II:
( ) ( )2
2 22 w
w sat w
dH d H d
H H
γ γ γ
′= + + −
w w f d D D= −
( )0.5 tan 45 2H B φ ′= +Rupture depth:
Foundation Analysis and Design: Dr. Amit Prashant
Skempton’s Bearing Capacity Analysis f or cohesive Soils
~For saturated cohesive soil, φ‘ =0 Æ 1, and 0qN Nγ = =
For strip footing: 5 1 0.2 with limit of 7.5f
c c
DN N
B
⎛ ⎞= + ≤⎜ ⎟
⎝ ⎠
For square/circularfooting:
6 1 0.2 with limit of 9.0f
c c
DN N
B
⎛ ⎞= + ≤⎜ ⎟
⎝ ⎠
12
For rectangular footing: 5 1 0.2 1 0.2 for 2.5f
c f
D BN D
B L
⎛ ⎞⎛ ⎞= + + ≤⎜ ⎟⎜ ⎟⎝ ⎠⎝ ⎠
7.5 1 0.2 for 2.5c f
BN D
L
⎛ ⎞= + >⎜ ⎟⎝ ⎠
.u cq c N q= +
Net ultimate bearing capacity, .nu u f q q Dγ = − .u cq c N=
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Foundation Analysis and Design: Dr. Amit Prashant
Effective Area Method for Eccentric Loading
Df
yx
V
MeF
=
xM
In case of Moment loading
13
ey e x
L’=L-2ey
B’=B-2ey
AF =B’L’ y
VF=
In case of Horizontal Force atsome height but the column is
centered on the foundation
.y Hx FHM F d=
.x Hy FHM F d=
Foundation Analysis and Design: Dr. Amit Prashant
General Bearing Capacity Equation:
(Meyerhof, 1963)
. . . . . . . . 0.5 . . . . .u c c c c q q q qq c N s d i q N s d i B N s d iγ γ γ γ γ = + +
Shapefactor
Depthfactor
inclinationfactor
Empirical correctionfactors
′ ′ ′
14
2 .tantan 45 .2
qN eπ ′= +⎜ ⎟⎝ ⎠
cotc q φ = − tan .qγ φ = −
( ) ( )2 1 tanqN Nγ φ ′= +
( ) ( )1.5 1 tanqN Nγ φ ′= −
[By Vesic(1973):
[By Hansen(1970):
. . . . . . . . . . . . 0.5 . . . . . . .u c c c c c c q q q q q qq c N s d i g b q N s d i g b B N s d i g bγ γ γ γ γ γ = + +
Ground factor Base factor
Foundation Analysis and Design: Dr. Amit Prashant
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Foundation Analysis and Design: Dr. Amit Prashant
Meyerhof’s Correction Factors:
ShapeFactors
21 0.2 tan 452
c
Bs
L
φ ′⎛ ⎞= + +⎜ ⎟⎝ ⎠
21 0.1 tan 452
q
Bs s
Lγ
φ ′⎛ ⎞= = + +⎜ ⎟⎝ ⎠
for 10oφ ′ ≥
1qs sγ = =for lower valueφ ′
16
DepthFactors 1 0.2 tan 45
2
f
c
Dd
L
φ ′⎛ ⎞= + +⎜ ⎟⎝ ⎠ 1 0.1 tan 45
2
f
q
Dd d
Lγ
φ ′⎛ ⎞= = + +⎜ ⎟⎝ ⎠
for 10oφ ′ ≥
1qd dγ = =
for lower valueφ ′
InclinationFactors
2
190
o
c qi iβ ⎛ ⎞
= = −⎜ ⎟⎝ ⎠
2
1iγ
β
φ
⎛ ⎞= −⎜ ⎟′⎝ ⎠
Foundation Analysis and Design: Dr. Amit Prashant
Hansen’s Correction Factors:
1 for 02 .
Hc
Fi
BLcφ ′= − =
′( )
1/211
1 for 02 .
H
c
u
Fi
BL sφ
⎡ ⎤−′= + >⎢ ⎥
⎣ ⎦
For 0
0.4 forf
c f
Dd D B
B
φ =
⎡= ≤⎢
For 0
1 0.4 forf
c f
Dd D B
B
φ >
⎡= + ≤⎢
InclinationFactors
5
0.51
. .cotH
q
V
Fi
F BL c φ
⎡ ⎤= −⎢ ⎥′ ′+⎣ ⎦
5
0.71
. .cotH
V
Fi
F BL cγ
φ
⎡ ⎤= −⎢ ⎥′ ′+⎣ ⎦
DepthFactors
ShapeFactors
1
0.4tan forf
c f
Dd D B
B
−⎢= >⎢⎣
11 0.4tan forf
c f
Dd D B
B
−⎢= + >⎢⎣
For f D B< For f D B> 1dγ =
0.2 . for 0c c
Bs i
Lφ ′= =
( )1 . sinq qs i B L φ ′= +
( )0.2 1 2 . for 0c c
Bs i
Lφ ′= − >
( )1 0.4 .s i B Lγ γ = −
Hansen’s Recommendation for cohesive saturated soil, φ '=0 Æ ( ). . 1u c c c cq c N s d i q= + + + +
( )2
1 2tan . 1 sinf
q
Dd
Bφ φ
⎛ ⎞′ ′= + − ⎜ ⎟
⎝ ⎠( )
2 11 2tan . 1 sin tanf
q
Dd
Bφ φ
− ⎛ ⎞′ ′= + − ⎜ ⎟⎝ ⎠
Foundation Analysis and Design: Dr. Amit Prashant
Notes:
1. Notice use of “effective” base dimensions B‘, L‘ by
Hansen but not by Vesic.
2. The values are consistent with a vertical load or a
vertical load accompanied by a horizontal load H B.
3. With a verticalload anda
18
.
load H L (and either H B=0 or H B>0) you may have tocompute two sets of shapeand depth factors si,B, si,L
and d i,B, d i,L. For i ,Lsubscripts use ratio L‘/B‘ or D/L‘.
4. Compute qu independently by using (siB, d iB ) and (siL,d iL ) and use min value for design.
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Foundation Analysis and Design: Dr. Amit Prashant
Notes:
1. Use H i as either H B or H L,or both if H L>0.
2. Hansen (1970) did not givean i c for φ >0. The value given
here is from Hansen (1961)and also used by Vesic.
3. Variable c a = baseadhesion, on the order of 0.6
19
to 1.0 x base cohesion.
4. Refer to sketch on next slide for identification of
angles η and β , footing depthD, location of H i (parallel and at top of base slab; usually also produces eccentricity).
Especially notice V = forcenormal to base and is not theresultant R from combining V and H i ..
Foundation Analysis and Design: Dr. Amit Prashant
20
Foundation Analysis and Design: Dr. Amit Prashant
Note:
1. When φ =0 (and β ≠0) useN γ = -2sin(± β ) in N γ term.
2. Compute m = mB whenH i = H B (H parallel to B) and m = m when H = H H
21
L i L
parallel to L). If you haveboth H B and H L usem = (mB
2 + mL2 )1/2 . Note use
of B and L, not B’, L’.
3. H i term ≤ 1.0 for computing i q, i γ (always).
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Foundation Analysis and Design: Dr. Amit Prashant
Suitability of Methods
22
Foundation Analysis and Design: Dr. Amit Prashant
IS:6403-1981 Recommendat ions
ShapeFactors
Net Ultimate Bearing capacity: ( ). . . . . 1 . . . 0.5 . . . . .nu c c c c q q q qq c N s d i q N s d i B N s d iγ γ γ γ γ = + − +
. . . .nu u c c c cq c N s d i= 5.14cN =For cohesive soilsÆ where,
, ,c qN N Nγ as per Vesic(1973) recommendations
1 0.2c
Bs
L= + 1 0.2q
Bs
L= + 1 0.4
Bs
Lγ
= −For rectangle,
23
1 0.2 tan 452
f
cDdL
φ ′⎛ ⎞= + +⎜ ⎟⎝ ⎠
1 0.1 tan 452
f
q
Dd d
Lγ
φ ′⎛ ⎞= = + +⎜ ⎟⎝ ⎠
InclinationFactors
DepthFactors
.cs = .qs =0.8 for square, 0.6 for circles s
γ γ = =For square and circle,
for 10oφ ′ ≥
1qd dγ
= = for 10oφ ′ <
The same as Meyerhof (1963)
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity Correlations with
SPT-value
Peck, Hansen, and
Thornburn (1974)
&
IS:6403-1981
24
Recommendation
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Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity Correlations with SPT-value
Teng (1962):
( )2 213 . . 5 100 . .
6nu w f wq N B R N D R⎡ ⎤′′ ′ ′′= + +⎣ ⎦
For Strip Footing:
( )2 21. . 3 100 . .
3nu w f wq N B R N D R⎡ ⎤′′ ′ ′′= + +⎣ ⎦
For Square andCircular Footing:
=
25
,
[0.5 1 1ww w
f
DR R
D
⎛ ⎞= + ≤⎜ ⎟⎜ ⎟
⎝ ⎠
[0.5 1 1w f
w w
f
D DR R
D
⎛ ⎞−′ ′= + ≤⎜ ⎟⎜ ⎟
⎝ ⎠
Water Table Corrections:
B
B
Dw
Df
Limit of influence
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity Correlations with CPT-value
0.1250
0.1675
0. 2500
nuq
qc0.5
0
IS:6403-1981 Recomm endation :
Cohesionless Soil
26
0 100 200 300 4000
0.0625
B (cm)
1f
B=
1.5B
to2.0B
Bqc value is
taken asaverage forthis zone
Schmertm ann (1975):
2
kgin
0.8 cmc
q
qN N
γ ≅ ≅ ←
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity Correlations with CPT-value
IS:6403-1981 Recomm endation :
Cohesive Soil
. . . .nu u c c c cq c N s d i=
27
Soil TypePoint Resistance Values
( qc ) kgf/cm2
Range of UndrainedCohesion (kgf/cm2)
Normally consolidatedclays
qc <20 qc/18 to qc/15
Over consolidated clays qc >20 qc/26 to qc/22
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Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity o f Footing on Layered Soil
Depth of rupture zone tan 452 2
B φ ′⎛ ⎞= +⎜ ⎟⎝ ⎠
or approximately taken as “B”
Case I: Layer-1 is weaker than Layer-2
1
Design using parameters of Layer -1
Case II: Layer-1 is stronger than Layer-2
Distribute the stresses to Layer-2 by 2:1 method
28
2
B
Layer-1
Layer-2
limit state.
Also check the bearing capacity for originalfoundation level using parameters of Layer-1
Choose minimum value for design
Ano ther approxi mate metho d fo r c‘ -φ‘ soil: For effective depth tan 452 2
BB
φ ′⎛ ⎞+ ≅⎜ ⎟⎝ ⎠
Find average c‘ andφ ‘ and use them for ultimate bearing capacity calculation
1 1 2 2 3 3
1 2 3
....
....av
c H c H c Hc
H H H
+ + +=
+ + +1 1 2 2 3 3
1 2 3
tan tan tan ....tan
....av
H H H
H H H
φ φ φ φ
+ + +=
+ + +
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of Stratified Cohesive Soil IS:6403-1981 Recommendatio n:
29
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of Foot ing on Layered Soil:Stronger Soil Underlying Weaker Soil
Depth “H” is relatively small
Punching shear failure in top layer
General shear failure in bottomlayer
Depth “H” is relatively large
Full failure surface develops in toplayer itself
30
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Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of
Footing on Layered Soil:
Stronger Soil Underlying
Weaker Soil
31
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of Footing on Layered Soil:
Stronger Soil Underlying Weaker Soil
32
Bearing capacities of continuous footing of with B
under vertical load on the surface of homogeneousthick bed of upper and lower soil
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of Foot ing on Layered Soil:Stronger Soil Underlying Weaker Soil
For Strip Footing:
Where, qt is the bearing capacity for foundation consideringonly the top layer to infinite depth
For Rectangular Footing:
2 11 1
22 tan1
f a su b t
Dc H K q q H H q
B H B
φ γ γ
′ ′⎛ ⎞= + + + − ≤⎜ ⎟
⎝ ⎠
2D′ ′
33
2 11 11 1 1a s
u b tq q H H qL B L H B
γ γ = + + + + + − ≤⎜ ⎟⎜ ⎟ ⎜ ⎟⎜ ⎟⎝ ⎠ ⎝ ⎠⎝ ⎠ ⎝ ⎠
Special Cases:
1. Top layer is strong sand and bottom layer is saturated soft clay
2 0φ =
2. Top layer is strong sand and bottom layer is weaker sand
1 0c′ =
1 0c′ = 2 0c′ =
2. Top layer is strong saturated clay and bottom layer is weaker saturated clay
2 0φ =1 0φ =
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Foundation Analysis and Design: Dr. Amit Prashant
Eccentrically Loaded Foundations
B
M
Q
max 2
6Q M
q BL B L= +
Me
Q=
min 2
6Q Mq
BL B L= −
max
6
1
Q e
q BL B
⎛ ⎞= +⎜ ⎟⎝ ⎠
min
61
Q eq
BL B
⎛ ⎞= −⎜ ⎟⎝ ⎠
34
e1
6
e
B>For There will be separation
of foundation from the soil beneathand stresses will be redistributed.
Use for , and B, L for to obtain qu, ,c qd d dγ
2B B e′ = −
L L′ =, ,c qs s sγ
.u uQ q A′= The effective area method for two way eccentricity becomes
a little more complex than what is suggested above.It is discussed in the subsequent slides
Foundation Analysis and Design: Dr. Amit Prashant
Determination of Effective Dimensions for Eccentrically
Loaded foundations (Highter and Anders, 1985)
Case I: 1 1and
6 6L Be e
L B≥ ≥
1
33
2Be
B BB
⎛ ⎞= −⎜ ⎟⎝ ⎠
e
B1
35
12
LeL L
L= −⎜ ⎟
⎝ ⎠
1 112
A L B′ =
AB
L
′′ =
′
( )1 1max ,L B L′ =
eL L1L
B
Foundation Analysis and Design: Dr. Amit Prashant
Case II:1
0.5 and 06
L Be e
L B< < <
eL
eB
L1
L2
Determination of Effective Dimensions f or Eccentrically Loaded
foundations (Highter and Anders, 1985)
36
( )1 2
1
2A L L B′ = + A
BL
′′ =
′( )1 1max ,L B L′ =
L
B
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Foundation Analysis and Design: Dr. Amit Prashant
Determination of Effective Dimensions f or Eccentrically Loaded
foundations (Highter and Anders, 1985)
Case III: 1and 0 0.5
6L Be e
L B< < <
eB
B1
37
( )1 2
1
2A L B B′ = +
AB
L
′′ =
′L L′ =
eL
L
B
B2
Foundation Analysis and Design: Dr. Amit Prashant
Determination of Effective Dimensions f or Eccentrically Loaded
foundations (Highter and Anders, 1985)
Case IV:
B1
eB
1 1and
6 6L Be e
L B< <
38
AB
L
′′ =
′L L′ =
L
L
B
B2
( ) ( )2 1 2 2
1
2A L B B B L L′ = + + +
Foundation Analysis and Design: Dr. Amit Prashant
Determination of Effective Dimensions f or Eccentrically Loaded
foundations (Highter and Anders, 1985)
Case V: Circular foundation
eR
39
AL
B
′′ =
′
R
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Foundation Analysis and Design: Dr. Amit Prashant
Meyerhof’s (1953) area correcti on based on emp irical
correlations: (American Petroleum Institute, 1987)
40
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of
Footings on Slopes
Meyerhof’s (1957)
Solution
0.5u cq qq c N BNγ γ ′= +
41
0c′ =Granular Soil
0.5u qq BNγ γ =
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of
Footings on Slopes
Meyerhof’s (1957)
Solution
0φ ′ =Cohesive Soil
42
u cqq c N′=
s
H
N c
γ
=
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15
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of
Footings on Slopes
Graham et al. (1988),
Based on method of
characteristics
1000
43
For
0f D
B=
100
100 10 20 30 40
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of
Footings on Slopes
Graham et al. (1988),
Based on method of
characteristics
1000
44
100
100 10 20 30 40
For
0f D
B=
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of Foot ings on Slopes
Graham et al. (1988), Based on method of characteristics
For
0.5f D
B=
45
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Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of Foot ings on Slopes
Graham et al. (1988), Based on method of characteristics
For
1.0f D
B=
46
Foundation Analysis and Design: Dr. Amit Prashant
Bearing Capacity of Foot ings on Slopes
Bowles (1997): A simpl ified approach
B
Df
α α45 −φ’/2
a c
e
f qu
gα = 45+φ’/2
B
α α
45 −φ’/2
a'
'
c'
e'
g'qu
f'
ror
47
bd
Compute the reduced factor Nc as:
Compute the reduced factor Nq as:
. a bdec c
abde
LN N
L′ ′ ′ ′′ =
.a e fg
q q
aefg
AN N
A
′ ′ ′ ′′ =
B
α α
45 −φ’/2
a'
b'
c'
e'
g'qu
d'
f'
d'
Foundation Analysis and Design: Dr. Amit Prashant
Soil Compressibility Effects on Bearing Capacity
Vesic’s (1973) Approach Use of soil compressibility factors in general bearing capacity equation. These correction factors are function of the rigidity of soil
tans
r
vo
GI
c σ φ =
′ ′ ′+Rigidity Index of Soil, I r :
BCritical Rigidity Index of Soil, I cr :
3.30 0.45
tan 45
B
L
φ
⎧ ⎫⎛ ⎞−⎜ ⎟⎪ ⎪⎪ ⎪⎝ ⎠⎨ ⎬′⎡ ⎤⎪ ⎪−⎢ ⎥
48
B/2
( ). /2vo f D Bσ γ ′ = +
0.5.rcI e⎢ ⎥
=
Compressibility Correction Factors, c c , c g , and c q
r rcI I≥For 1c qc c cγ
= = =
r rcI I<( )103.07.sin .log 2.
0.6 4.4 .tan1 sin
1
rIB
L
qc c e
φ φ
φ
γ
′⎡ ⎤⎛ ⎞ ′− +⎢ ⎥⎜ ⎟ ′+⎝ ⎠⎣ ⎦= = ≤For
For 0 0.32 0.12 0.60.logc r
Bc I
Lφ ′ = → = + +
1For 0 tan
qc q
q
cc c Nφ
φ
−′ > → = − ′