n

POSITION NAME OF ORGANIZATION/ENTITY

of filing

�ARIIES AND TEB.MS 9 n

N

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOIO in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.SC. app. §§JOI-I I I)

I. Perron Rtportlng (last name, first, middle initial)

Cebull, Richard F.

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or pan-time)

US District Judge - Active

l. Court ar Organlz:atlon

District Coun-Monta.na

Sa. R<port T;ype (check appropriate type)

D Nomina1ion. Date

D Ini1ial 0 Annual D Final

3. Date of Report

0412712010

6. Rtportln Prrfod

01/0112009 to

12/3112009 sh. Amended Rcpon

7. Cham n or Omce Addrcss

United States District Court 316 North 26th Street Billings, MT 59101

8. On the buh of th• Information contalntd In thh Rrport and any modlfkarionJ ptntlnlng thtttro, It ls, lo my opinfon, in compliantt with 1pplk1ble laws and rq,,"Ul•tinni.

Rnle"·ing Officer D11te

IMPORT ANT NOTES: The Instructions accompanying this form mus/ befollowed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

J. PO SITI 0 NS. (R•porling individual only; ue pp. 9-13 of filing /nstr11ctions.)

IZJ NONE (No reportable positions.)

I.

2.

3.

4.

5.

JI• AGREEMENTS. (Reporting individual only; Jtt pp. 14-J 6

IZJ NONE (No reportable agreements.)

I.

instructions.)

CJ? 0 ·-·. , o::.c_;U>-. c:

-rriO c:>:t> "T\I ,,

rT1

"" = a = ;.:...-<

I w

u

U1

:::0 rn 0 m

< rn CJ

2.

3.

Cebull, Richard F.

SOURCE AND TYPE

SOURCE AND TYPE

SOVRCE LOCATION PURPOSE

INCOME

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

Page 2 of9

Nam• of Ptrson Rtporting

Cebull, Richard F.

Dal• of Rtport

0412712010

III. NON-INVESTMENT INCOME. (Reporting individual and spouS<; supp. 17-U off/Jinglmtr11ct/ons.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

I.

(yours, not spou c's)

2.

3.

4.

B. Spouse's Non-Investment Income - If you were rrumieJ during any portion of the reporting 1.ar, cof"Plett thu secrldn.

(Dollar amount not required except for honoraria.)

[Z] NONE (No reportable non-investment income.)

I.

2.

3.

4.

IV. REIMBURSEMENTS - traruportatwn, /odging,food, mlertaln-nl

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[Z] NONE (No reportable reimbursements.)

I.

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION YALUECODE

Dile of Rcpon Namr of Porson Reportlng FINANCIAL DISCLOSURE REPORT

Page 3 of9 0412712010Cebull, Richard F.

V. G JFfS, (lnclulks thtm to spowe and depmdmt chi/drew: ue pp. 18-JJ of filing instructions.)

[l] NONE (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. (lncludn those ofspouseand rkpendent cJ.ildrrn: see pp. J].JJ offilint lnstructi»ns.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

of -s l-s - rl: lncom durin:

(l)T_m Amoun1 Code

_ ______ L_-1._

!

�;;����: ] ---J <1i -<-,J--Ti2l --1

-----

I

!

----·---·----

Name or Ptrson Reportin Date of Rrp-0rt FINANCIAL DISCLOSURE REPORT Page 4 of9 Cebull, Richard F. 04127120!0

VII. INVESTMENTS and TRUSTS -1ncom-. PQ'"" transactions anc1 t1es those ofspou.1·• und 4epmdcn1 •-hllJrrn; ,.,,PP. u-60 of JUing 1n.1ru«1ons.J

0 NONE (No reportable income, assets, or transactions.)

1---: ri

-

pti:; . - ---(includingtrusi asscisJ reponing period

-_

_

_

Pia«: "(X)' after each asset

I Type (e g.,

txempt from prior d1sc:losurt I div., rent, j (A-HJ or1nl)

: L_ _ _ ____ ..._.. _ __ __ I

I. RBC Brokerage Acct I

2. MT St Dept Transportation Rev GRA Nt A Interest 2005

3. MT Univ Revs Higher Ed Faes lmpt A Interest

4. Mt Fin Auth Rev B Ds 2006 B B Interest

5. Fonyth Mt Pollution Ctl Rev Bds 2006 B Interest

6. Mt St Health Faes Auth RV Sisters of A Interest Charity

7. Mt St Brd Hsg Single Family Mtg SER A-2 A Interest

8. Mt St 11 igher Ed Student Assist Corp-Ser B A Interest

9. Miami Dade Cnty Fla Oblig A Interest

10. Mt Fae Fin Auth Rev Sr Living St Johns A Interest Lutheran A

II. MI St Brd Hsg Single Fam Prog Bds 2008A A Interest

12. Allianz NFJ Div Value Fund Class C MF A Dividend

13. Colwnbia Funds Ser Tr Small Cap Value II None Cl CMF

! 14. American Funds Growth Fund ofAmerica A Dividend Inc MF

15. Hanford Mutual Funds Inc Cap Apprecia. A Dividend Fund Cl C MF

16. Intel Corp CS A Dividend

17. Kayne Anerson Energy Total Return Fund B Dividend MF

I. locome Gain Codes: A =-$1,000 or fess B •!l,001 - S2,500

:�; - . -- Trans:clions dun repon1 :: - -1"(2,·- · -- J)-- (4J <s>

Value I Value I Type (e gJOat< Value Gain ld<niity of 1 Code 2 Method i buy, sell, mmidd/yy Code 2 Code I , buyerlscllcr 1'(1-PJ

I Codc3 / mlcmption) , (l-PJ (A-HJ 1 (1fpnvo1c 1

WJ j__ _ _ _ __ .. ..

! __ _

_ j ___J____ transaction) __J

J

J

K

K

J

J

J

1

J

J

K

J

K

J

J

K

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

Buy 05112109 J

·---- ---- -C S2,50J - Sl,000 D•Sl,001 · Sll,000

I

I' I

iII

'

(Stt Ce>!umru DI anJ 04) F •!S0.001. SIOll.000 G =SI 00.00 I • I 1.lXXl.000 Ht •Sl,000.001-!5,000,000

L-s.so.001 - sroo,ooo J-U ""More than )j,000,000 M =S/00,00/ • $25-0,000

E =Sll,001 - Sl0.000 lI

2. Value Codes J •SIS,000 or Jess (Ste ColumnsCl and DJJ N -$25-0,00 I - Sl00.000

Pl •!25,000,00 I • Sl0,000,000

). Value Method Codes Q=Appr.iU.I(St.o.e ColumnC2) U •Book Value

K •Sl5,00I - S50.000 0 •Sl00,001. Sl,000,000

R s..C' I (Real Estak' Only) v -{)!her

Pl =11,000,/Xll · Sl,000,000

P4 ""More than $50.000,fXlO

S • i\S3C$ffiCnl W =-Estimated

P2 •Sl,000,001 - 125,0-00.000

T>=CashM.arl:.:et

----. .

----

--

I

- -

period--+ l(i)-·!(2)

I

.(J- _Lf;!� Lcdcmptl -

131. !

I

i

;

i

I

I I

D -· r Dcscripti:· of Msru

(including trust assets)

f B.· - --/ C. -·--- ··-·- -V.- ·-·- ----

/ Jncomc during I

Gross varue 81 end Transactions during 1"t"pOI1ing pcrioJ - ,

reporting pcnod of reporting- -(I) )- 1 --(i)·--f(2) ·1·-c3Jl(4)·-r ····- 1si--

L,1----Place .. Woft•• -'

exempt from pr;or dis.:Josure Code I div., rent, Code 2 I Method [ buy, sell, mm/dd/yy Code 2 I Code I buyer/seller 11Amount Type (e.g., ,, Value : Value J Type (e g, j' Date •1. Value f (fain

I IJeotiry of

--- _1 --H) orint.:._i _ _ _ J_:'_L :_j___ __ !;:i )

18. St Mary Land & Exploration CS

19. Texos Instruments Inc CS

20. Van Kampen Mid-Cap Gro\\1h Fd Cl C

21. Thornburg Investment Trust Intl Value Fd CIC

22. Countrywide Cap V 7% GTD Cap Sec

23. Citigroup Inc. Ser AA PFD

24. Tamarack lnvt Funds MM(Y)

25. IRA#I

26. -Tamarack lnvt Funds MM (Y)

27. -Seligman Value Fd Ser Inc Small Cap Value CIC

28. -AIM Growth Serie$ Mid Cap Core Equity CIC

29. -Allianz Nfj Dividend Value Fd Cl C MF

30. ·Allianz fds Small Cap Value Fd Cl C

-FT Double Play Ocr 07 FT Eq Trust dtd 12/31/08

32 . -American Fund Growth Fund Amer Inc Cl ('

33. -Goldman Sachs Trust Core Struclrd Large Cap Value Fd C

34. -Lort Abvvon Mid Cap Value Fd Inc Cl C

r I. Income Gain Codes: '

A

A

A

A

A

c

Dividend J T

Div.idend J T

None K T

Dividend K T

Interest J T

Dividend Sold 0510009 J

lnt./Div. L T

Sold 03/30/09 J

Buy 12/10/09 J

Buy 03/30/09 J

Redeemed 01/06/09 J

Sold 12/10/09 J

Sold 12/10/09 J ' i

FINANCIAL DISCLOSURE REPORT Page 5 of9

Name of Person Reporting

Cebull, Richard F.

D•I< ofRtport

0412712010·

VII. INVESTMENTS and TRUSTS - in"""''· ""'"'·transactions (lnc1Ma•• 11i.,, ofspo1u• ana t1epmt1m1 chitJrm; '"pp. u.60 of fulnc ;,,_.,,..,,.,ions.J -

-NONE (No reportable income, assets, or transactions.)

A •S 1,000 ur less D •Sl,001 -S2,l00 C ·12,501- Sl,000 D "'il.00 I -SI 5,000 E •SI l,001 - SS0,000 (Se< Colwnns BI and 04) F-s.50,001-SIOO.OOO G-SI00,001 -Sl,000,000 111 •S1,000,00 I . S 5,000.000 H2 •Moce lllan SS,000,000

2.. VnlurCoJ J •SI 5.000 or less K "115,001-SSO,OOO L "550.001 -SI00.000 I ·SI00,001 • S2l0,000

(Set Columns Cl and OJ} N •$250,001 - SS00,000 O SOO.OOl PI •SI ,000,00 I - Sl,000.000 P2 :Sl.000,00 I - Sll.000.000-Pl szs.000,001 . sso,000,000 P4 •Mon lhan $50,000,000

Sl .000,000J. Yoh>< M<lhOO Cod<> Q·AwraU.111 R -Cost (Real Estate Only) S =Asseumi:nr T =Ca.'i M11rke1 !

(S Column C2) --- ll •Oook Vlllue V;.{)thcr W Est1m.1red L' ··--·- · .. I

---

------ · . r·----------;.---·--- ---�---

Income t·::r.. :t�� -1 I ·-· ----

------

---------

.��-=int)_L(J- J �;�

--

1 I

i

'.

I

FINANCIAL DISCLOSURE REPORT Page 6 of9

Nam• of P<rson Reporting

Cebulf, Richard F.

Date of Rrport

04/27/2010

VII. INVESTMENTS and TRUSTS - incom•. va1u •• transactions (lnc1ut1es r1to,, ofJ{X> and d•p•ndenrrltitt1r1m;,,. PP. 11-60 of filing 1nstrucnons.J

·D NONE (No reportable income, assets, or transactions.) -- --.--------- ---------· -a.

c. ' D. Description of Assets during Gross value at end I Trans.actions during rcpor1ing period

LI .,:�::��:::: J_ . · •• v ci::. ··--Id .;

cxi:mpl from prior disclosure Code 1 div., ren1, Code 2 Method buy, sell, i mm/dd'yy Code 2 Code I buyer/seller ___ :cdc ). _L_ (J ) (A-JI)-

1 : :�L__

35. -ING Groep NV 7.375% PrefHybrid Cap Secs Pfd

36. -Thornburg Investment Income Builder Cl C

37. -CIT Group Inc lnlernotes

38. -General ElectricCapital Corp Med Nts Step-Up

39. DADavidson Brokerage Acct #2

40. General Electric CS A

41. Johnson & Johnson CS A

42. Pfizer lnc CS A

43. Capital World Growth 7 Inc A A

44. Merrill Lynch Pfd Capital Trust Ill A

45. IRA#2 E

46. -Heritage Dank CD

47. -Parkway Bank & Trust CD

48. -GE Money Aank CD

49. -Capital World Growth 7 Income Fund Cl A MF

50. ·American Funds Bond Fund of America Cl AMF

51. -American Fds Fundamental Investors Fd CI AMF

·

-I. Income Gain Codes A •SJ,{)lX) or lt"1>S

(Se<: Colurnru Ill and 04) F •ISQ,001 - SI00.0002. ValueC"od J o:Sl5.000 or less

(See Columns Cl and DJ) N =12 I0.00 I - 1500,000 Pl •$25.000.001 • SS0,000,000

3. ValucMdhodCodcs Q•Appr:1Ui.al(Sec Column Cl) U •Boot V1lue

Duy

Sold

Dividend Sold

Dividend Sold

Dividend Sold

Dividend Sold

Interest Sold

lnt.!Div. Pl T

Redeemed

Redeemed

Redeemed

Sold

Sold

Sold

B •11.001 - 2.500 c =12.5-01 - $5,000 G =SI00,001 - 1 1 , 000 , 000 HI •SI,000,001 -$5,000,000 K =$15,001 - $50,000 L •$5-0,0UI - $100,000 0 .-Sl-00,00 I - S 1.000.000 Pl ·s1.ooo.001 - si.000.000

N "'Mort than S50,000,000 R '*Cose (Re I Estn1e Only) s sAs:o.cssment v r-Other W'""'Btlmaled

12/10/09 I

07/16/09 I

12121/09 I

12/21/09 J c

12nJ/09 J

12121/09 J

12121/09 ]

01126109 M

03/06/09 M

12118109 M

01122109 L

01/22109 M E

01/22/09 K E

D-Sl,001 -$15.IJ()() H2 --More: than SS.000.000 M •S 100,001 - !250,000 P2 ·Sl,000,001 - SZS,000,000

T "<ash Market

III

i !

i

:

I

-�---

-c-,)-T<2> ��-i:: p1io:)_l

I

i

COlJ -. ---- s;-:-000 D=S : 1

I

· · --- -- ---·-Description of Assets

I (including trust asscis)

iI. Plai.:c "{X)" after each asset

exempt from pnor di scJosure

[____ ---- -- - -----

52. -Anerican Fds Investment Co of America

53. -American Fds US Government Securities FdCIAMF

54. -General Elecrric Capital Corp Med Tenn Notes

55. -Ford Motor Credit Co. Medium Tern Notes

56. -International Bank For Reconstruction and Development

57. -Huntington National Bank CD

58. -Wilmington Trust Co CD

59. -Wilmington Trust Co CD

60. -Nara Bank, LA, CA CD

61. -Nara Bank, LA, CA CD

62. -Bank of America Charlone, NC CD

63. -Cardinal Bank MCiean, VA CD

-----· ------ ··---·-· . -·-- --· --lncom:durin -- -[- =, c -c d Ireporting period of reporting period

(ii ·-,-/ ·m--1 :-m -rm ;(3,-., -,.;,-T --- 1ii- --Amount Type {e.g.. j Value Value J Type (c.g, I Date j' Value Gnin I Identity of Code I div., rent, Code 2 I Mcihod J buy, sell, Jmm/dd/yy Code 2 Code I buycr/,.,llcr:l int.) )--- _____l · ]_:: '-- ��:

i

: )

D. Transactions during reporting period

Sold 01/22/09 L D

Sold 01/22/09 M D

Redeemed 06115109 K

Redeemed 10/28/09 J

Buy 02117109 M

Buy 02/17109 M

Redeemed 06/18/09 M

Buy 02/18109 M

Redeemed 09128109 M

Buy 03106109 M

Buy 06115109 M

f 64. -Pirnco Tota.I Return Fund Cl C MF Buy 10130109 M

65. -Edward Jones Passport Money Market (Y)

66. -Edwanl Jones Retirement Money Market I(X)

67. First Interstate Bank Accts A Interest L T

68. New York Life Ins Policy Cash Value A Dividend K u i

: IS= Columou DI "'d [)4) F •Sl0.001·1100,000 G-1t00,00t • 51,000,000 Ht •St,000.00t. SS,000.000 H2"'-1""' 1han 15.000.000

r I. l!lcome G.tin or- --------B -= Sl.OOl J.500--------c ""l2.SOl--S3 . ------- . i)S, 000 · -··-·--- -f-=SIS,001 .SS0.-000--,I 2. Value Cod" J •115,000 or Im K •lll,001 • S5il,OOO L •Sl0,001 -SI00,000 M •SI00,001-5250,000 i (Sec Columns Cl •nd DJ) N •ll50,00I • ll00.000 0 =SlOO,llOJ • Si,000,0<lO Pl =Sl,000,001 • Sl,000,000 P2 •Sl.000,001. 125,01Xl.OOO .

I Pl •125.000,00I. 150.000.000 P4 •Mo..., th.., 150,000,000 IL J. ViilucMctl�od C0tb Q =Appr.ais:\I R =-COS<! (RuJ f...state Only) S cASleMfficnt T ><C b Marlce1

(Seie (olurnn C2) lJ •Book V11lue V --Other W =Llrimoted ·-------· - ·

FINANCIAL DISCLOSURE REPORT Page 7 of9

Nam• of Prnon Rrportlni:

Cebull, Richard F.

Oat• or Rt port

VII. L'l"VESTMENTS and TRUSTS -inconu, "'1lue, trans<WWns (lnclmk• 11io.. ofspollSe and kpcnden/ ch/Idun; ...PP.. Jl-60 of filing irutruction:t.)

NONE (No reportable income, assets, or transactions.) Dr--- --

---------· ·------ · ---··-·--·- ·--- ·-··-· -·-- -·-·---·-------

Dale or Report N..,,,., or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8 of9 04/2712010Cebull, Richard F.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lrulkat1parrofR•port)

Part VII, Line 65 and 66 represent a change in description on the Brokerage Statement.

0.lt of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9 of9 Cebull, Rkhard F. 04127/2010

IX. CERTIFICATION.

I certify that aU ioformatloo given above (including information pertaining to my spouse and minor or dependent children, If any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable st•tutory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honorarb and the acceptance of gifts which have been reported are lo compliance with the provisions of 5 U.S.C. app. § 501 et. seq 5 U.S.C. § 7353, and Judicial Conference regulations.

Slgnatu

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMJNAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544