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Chap. 7. Dielectric Materials and Insulation - The parallel plate capacitor with free space as an insulator: - The electric dipole moment for a pair of opposite changes +Q and -Q separated by a finite distance a. *Although the net charge is zero, this dipole moment gives rise to an electric field in space and interacts with an electric field from other sources. - The dielectric medium has not only the ability to increase capacitance but also the insulating property (low conductivity) so that the charges are conducted from one plate of the capacitor to the other through the dielectric. *The relative permittivity (dielectric constant) depends on the frequency . - Dielectric breakdown : above the dielectric strength, a large discharge current flows through the dielectric due to insulation failure.
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Chap. 7. Dielectric Materials and Insulation

- The parallel plate capacitor with free space as an insulator:

- The electric dipole moment for a pair of opposite changes +Q and -Q separated by a finite distance a. *Although the net charge is zero, this dipole moment gives rise to an electric field in space and interacts with an electric field from other sources.

- The dielectric medium has not only the ability to increase capacitance but also the insulating property (low conductivity) so that the charges are conducted from one plate of the capacitor to the other through the dielectric.

*The relative permittivity (dielectric constant) depends on the frequency.

- Dielectric breakdown: above the dielectric strength, a large discharge current flows through the dielectric due to insulation failure.

+Q–Q

ap = Q a

Qnet = 0

Fig. 7.2: The definition of electric dipole moment.

7.1. Matter Polarization and Relative Permittivity

- Definition of relative permittivity: capacitance with vacuum

and with a dielectric medium

The dielectric constant (relative permittivity)

*The increase in the srored charge is due to the polarization of the dielectric induced by an applied field. 7.1.2 Dipole Moment and Electronic Polarization

- The electronic polarization

Fig. 7.3: The origin of electronic polarization.From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Electron cloud

Atomicnucleus

(a) A neutral atom in E = 0.

pinduced

E

Center of negativecharge

xC O

(b) Induced dipole moment in a field

- Atomic polarization: when an atom is placed in an external electric field, it develops an induced dipole moment.

The electronic polarizability:

- For an atom with Z number of electrons orbiting the nucleus and all the electrons are contained within a certain spherical region,

(Coulomb force = the restoring force under the displacement x)

→ with the spring constant

- The equation of motion of the negative charge center:

Then, the displacement at any time

where

; the oscillation frequency of the center of

the electron cloud about the nucleus

*In the atomic case, a sinusoidal displacement implies that the electronic charge cloud has an acceleration

→ Classically, EM radiation like a radio antenna

→ Oscillating charge cloud loses energy (oscillation amplitude decreases)

- The electronic polarizability:

Area = A ptotal

P- Q P +Q P

d

(c)

+Q E -Q

V(a)

-Q P +Q P

Bound polarizationcharges on the surfaces

(b)

From P rin c ip le s o f E lec tron ic M a te ria ls an d D evic es , S e con d E d ition , S .O . K asap (© M cG raw -H ill, 2002)ht tp : //M a te ria ls.U sask .C a

F ig. 7 .4 : (a ) W hen a d ilec tric is p laced in an elec tric field , bou ndpola riza tion ch arges appear on th e opposite su rfaces. (b ) T he orig inof these pola riza tion ch arges is th e p o la riza tion of the m olecu les ofth e m edium . (c) W e can represen t the w hole d ielectric in term s of itssu rface polariza tion charges + Q P an d -Q P .

7.1.3 Polarization Vector P

- The surface polarization charge :

- In general, the charge per unit area appearing on the surface of a polarized medium is equal to the component of the polarization vector normal to this surface:

- The polarization P induced in a dielectric medium when it is placed in an electric field depends on the field itself: The electric susceptibility

Let the electronic polarizability be → with N = the no. of molecules per unit vol. so

- The field before the insertion of a dielectric medium between two plates:

( free surface charge density)

After the insertion of the dielectric, Using , we have

From the definition

Eloc

x

Electric field atatomic scale

E = V/d E

Eloc

F ig . 7 .6 : T h e e le c tr ic f ie ld in s id e a p o la r iz e d d ie le c tr ic a tth e a to m ic s c a le is n o t u n ifo rm . T h e lo c a l f ie ld is th e a c tu a lf ie ld th a t a c ts o n a m o le c u le s . I t c a n b e c a lc u la te d b yre m o v in g th a t m o le c u le s a n d e v a lu a t in g th e f ie ld a t th a tp o in t f ro m th e c h a rg e s o n th e p la te s a n d th e d ip o le ss u r ro u n d in g th e p o in t . (E is th e e le c t r ic f ie ld .)

F ro m P r in c ip le s o f E le c tro n ic M a te r ia ls a n d D e v ic e s , S e c o n d E d itio n , S .O . K a s a p (© M c G ra w -H ill, 2 0 0 2 )h t tp : / /M a te r ia ls .U s a s k .C a

7.1.4 Local Field and Clausius-Mossotti Equation

- Under the assumption that the field acting on an individual atom or molecules is uniform within the dielectric, .

However, the induced polarization depends on the actual field experienced by the molecule. *There are polarized molecules within the dielectric with their negative and positive charges separated so that the field is not constant on the atomic scale.

- The actual field experienced by a molecules in a dielectric is defined as the local field.

*This local field depends not only on the free charges on the plates but also on the arrangement of all the polarized molecules around a given position (point).

- Evaluation of : 1) remove the molecule at the given point 2) calculate the field at this point coming from all sources, including neighboring polarized molecules

- In the simplest case of a material with a cubic crystal structure, or a liquid (no crystal structure,

Lorentz field

, t hen

From ( ,

the Clausius-Mossotti equation

p+ p–

x

p'+ p'–

E

Cl– Na+

(a)

(b)

Fig. 7.8: (a) A NaCl chain in the NaCl crystal without anapplied field. Average or net dipole moment per ion is zero.(b) In the presence of an applied field the ions becomeslightly displaced which leads to a net average dipolemoment per ion.

7.3 Polarization Mechanisms

- Ionic, Orientational (Dipolar), Interfacial Polarizations

7.3.1 Ionic Polarization - NaCl, KCl, LiBr: pairs of oppositely charged neighboring ions (dipole moments) under no electric field.

- In the presence of the field, ′′≠ : (= ionic polarizability)

( = the no. of ion pairs)

The Clausius-Mossotti equation for ionic polarization

7.3.2 Orientational (Dipolar) Polarization

- Molecules with permanent dipole moments: HCl

- For all molecules that align perfectly with the electric field,

- Due to thermal fluctuations, dipole alignment along the electric field will be perturbed (thermal energy ; 5 degrees of freedom) For ≫ , strong dipole alignment with the field For ≪ , no dipole alignment with the field

- The torque experienced by the dipole [See Fig. 7.9c]

where

The max. potential energy

( )

Cl- H+

po

(a)

(b)

pav = 0

θ

+Q

-Q

F = Q E

F

po = aQ

τ

E

pav ≠ 0 E

(c)

(d)

F ig . 7 .9 : (a ) A H C l m olecu le possesses a perm anen t d ipolem om ent, p o (b ) In the absence of a field , therm al agita tion ofthe m olecu les resu lts in zero net average d ipole m om ent perm olecule. (c ) A d ipole such as H C l placed in a fieldexperiences a torque w hich tries to rota te it to a lign p o w iththe field E . (d ) In the p resence of an app lied field the d ipolestry to rota te to a lign w ith the field aga inst therm al agita tion .T here is now a net average d ipole m om ent per m olecu le a longthe field .

F rom P rinc ip les o f E lec tron ic M ate ria ls and D ev ices , S econd E d ition , S .O . K asap (© M cG raw -H ill, 2002 )http :/ /M a te ria ls.U sask .C a

- Simply, ∝× , but using Boltzmann statistics

,

Thus, the dipolar orientational poarizability

ElectrodeDielectric

Electrode

Mobile chargeFixed charge

E

Accumulated charge

E

Grain boundary or interface

(c)

(a) (b)

F ig . 7 .1 0 : ( a ) A c r y s t a l w i th e q u a l n u m b e r o f m o b i le p o s it iv e io n sa n d f ix e d n e g a t iv e io n s . In th e b a s e n c e o f a f i e ld th e r e i s n o n e ts e p a r a t i o n b e tw e e n a l l t h e p o s i tiv e c h a r g e s a n d a l l th e n e g a t i v ec h a r g e s . ( b ) In th e p r e s e n c e o f a n a p p l i e d f i e ld th e m o b i l e p o s i t iv eio n s m ig r a t e to w a r d s th e n e g a t iv e e l e c t r o d e a n d a c c u m u la te th e r e .T h e r e i s n o w a n o v e r a l l s e p a r a t i o n b e tw e e n th e n e g a t iv e c h a r g e sa n d p o s i t iv e c h a r g e s in th e d i e l e c t r i c . T h e d ie le c t r i c th e r e f o r ee x h ib i t s in t e r f a c i a l p o la r i z a t i o n . ( c ) G r a in b o u n d a r ie s a n d in t e r f a c e sb e tw e e n d i f f e r e n t m a te r i a l s f r e q u e n t ly g iv e r i s e to in t e r f a c i a lp o la r i z a t io n . (E i s t h e e l e c t r i c f i e ld . )F ro m P r in c ip le s o f E le c tr o n ic M a te r ia ls a n d D e v ic e s , S e c o n d E d it io n , S .O . K a s a p (© M c G ra w -H ill, 2 0 0 2 )h t t p : / / M a t e r ia ls . U s a s k . C a

7.3.3 Interfacial Polarization

- Accumulation of charges at an interface between two materials or between two regions within a material

7.4 Frequency Dependence: Dielectric Constant and Dielectric Loss

- The polarization of the medium under ac conditions leads to an ac dielectric constant that is generally different than the static dielectric constant.

At any instant, where

1) Thermal agitation (fluctuations): randomization of the dipole orientations 2) the molecular rotation in a viscous medium (interactions with neighbors): dipoles can not respond instantaneously to the changes in the applied field.

*If the field changes too rapidly, then the dipoles can not follow the field and thus remain randomly oriented. At high frequencies, → since the field can not induce a dipole moment.

- The polarizability changes from its maximum value to zero as the frequency of the field is increased:

- The field → at time : the induce dipole moment →, relax *The relaxation time = *The relaxation process in the induced dipole moment is achieved by random collisions. The excess dipole moment → →∞

t

E

E

Eo

0

p

t

αd(0)E

p-αd(0)Eαd(0)Eo

Fig. 7.11: The dc field is suddenly changed from Eo to E at time t = 0.The induced dipole moment p has to decrease from αd(0)Eo to a finalvalue of αd(0)E. The decrease is achieved by random collisions ofmolecules in the gas.

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

- The rate at which the induced dipole moment is changing is :

- For an ac field ,

→ where

; the orientational polarizability

- At low frequencies, ≪ ≈ and p is in phase with E. *The rate of relaxation is much faster than the frequency of the field or the rate at which the polarization is being changed; p then closely follows E.

- At high frequencies, ≫ the rate of relaxation is much slower than the frequency of the field and the polarization p can no longer follow the variations in the field.

- Complex dielectric constant: ′ ′′ The real part ′ decreases from its maximum value ′, corresponding to , to 1 at high frequencies when as →∞.

The imaginary part ′′ is zero at low and high frequencies but peaks at when or when : ′′ represents the energy lost in the dielectric medium as the dipoles are oriented against random collisions by the field.

v = Vosinωt

P = Posin(ωt+φ)

E = Eosinωt

(a)

εr''

εr'

ω

εr (0)

1

1/τ 10/τ100/τ0.01/τ 0.1/τ

εr ' and ε r ''

(b)

F ig. 7.1 2 : (a ) A n ac field is ap p lied to a d ip ola r m ed iu m . T h e p ola riza tionP (P = N p ) is ou t of ph ase w ith th e ac field . T h e rela tive perm ittiv ity is acom plex n um b er w ith real (ε r ') and im agin ary (ε r '') parts th a t exh ib itfreq u en cy d ep en d en ce. (E is th e elec tric field .)F ro m P rinc ip les o f E lec tron ic M ate ria ls an d D e v ice s , S eco nd E d ition , S .O . K a sa p (© M cG raw -H ill, 20 02 )http : / /M a te ria ls.U sa sk .C a

Loss tangent (loss factor): ′′′ peaks just beyond

1 102 104 106 108 1010 1012 1014 101610-2

ƒ

Orientational,Dipolar

Interfacial andspace charge

IonicElectronic

εr'

εr''

Radio Ultraviolet lightInfrared

εr' = 1

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Fig. 7.14: The frequency dependence of the real and imaginary partsof the dielectric constant in the presence of interfacial, orientational,ionic and electronic polarization mechanisms.

- Polarization mechanisms : orientatuonal, ionic, electronic, interfacial (polymer PET; orientational, crystal KCl; ionic)

2.35

2.42.452.5

2.552.62.652.7

0.02

0.025

0.03

0.035

0.04

0.045

1 10

εr''

105104

PET at 115°C

(a)

103102

εr'

Frequency (Hz)

εr'

εr''

From Principles of E lectronic Materials and Devices, Second Edition, S .O . Kasap (© McGraw-Hill, 2002)http://Materia ls.U sask .Ca

-20

-10

0

10

20

30

40

0 1 2 3 4 5 6 7 8 9 10

KCl

(b)

Frequency ( ∞ 1012Hz)

εr' εr''

Fig. 7.15: Real and imaginary parts of the dielectric constant , εr 'and εr '', vs frequency for (a) a polymer, PET, at 115°C and (b),an ionic crystal, KCl, at room temperature. Both exhibit relaxationpeaks but for different reasons. (Data for (a) from DielectricAnalysis, DEA, by Kasap and Nomura (1995) and data for (b)from C. Smart, G .R. W ilkinson, A.M . Karo, J.R. Hardy,International Conference on Lattice Dynamics, Copenhagen,1963, as quoted by D.H . M artin, The study of the vibration ofCrystal Lattices by far Infra-Red Spectroscopy, Advances inPhysics, 14 , (No. 53-56), pp. 39-100, 1965)

- Typical examples of "orientational" polarization due to dipolar side group and "ionic" polarization due to the displacement of K+ and Cl-.

P = 0

Force

P V

(b)(a)

V V

(c) (d)

F ig. 7 .35 : T he p iezoelectric effect. (a) A piezoelectric crysta lw ith no app lied stress or field . (b ) T he crystal is stra ined by anapplied force w hich induces polarization in the crysta l andgenerates surface charges. (c) A n applied field causes the crysta lto becom e strained . In this case the field com presses the crysta l.(d ) T he stra in changes d irection w hen the field is reversed , andnow the crystal is extended. T he dashed rectangle is the originalsam ple size in (a).From P rinc ip les o f E lectron ic M aterials and D evices, Second E d ition , S .O . K asap (© M cG raw-H ill, 2002)http : / /M a te r ia ls .U s a sk .C a

7.8. Piezoelectricity, Ferroelectricity, and Pyroelectricity

7.8.1 Piezoelectricity

- Quartz (crystalline SiO2) and BaTiO3 become polarized under a mechanical stress: Charges appear on the surface of the crystal → voltage difference

P = 0 PO

y

x

(a) (b)

A

B

A'

B'

P = 0

P

(c)

A''

B''

Fig. 7.37: A hexagonal unit cell has no center of symmetry. (a) Inthe absence of an applied force the centers of mass for positiveand negative ions coincide. (b) U nder an applied force along y thecenters of mass for positive and negative ions are shifted w hichresults in a net dipole moment P along y. (c) W hen the force isalong a different direction, along x, there may not be a resulting netdipole moment in that direction though there may be a net P alonga different direction (y).From Principles of Electronic Materia ls and Devices, Second Edition , S.O . Kasap (© McGraw-H ill, 2002)http : //Ma te ria ls .U sa sk .C a

- Noncentrosymmetric in the presence of an applied force from venter of symmetry

c

a

(c) BaTiO3 tetragonal structure below 130 °C

From Princip les of E lectronic M aterials and Devices, Second Edition , S .O. Kasap (© McG raw-H ill, 2002)http : //M a ter ia ls .U sa sk .C a

a

(b) BaTiO3 cubic structure above 130 °C

Ba2+

O2-

Ti4+

(a) BaTiO3 cubic crystal structure above 130 °C

Fig. 7.41: BaT iO 3 has different crystal structures above andbelow 130°C w hich leads to different dielectric properties.

7.8.3 Ferroelectric and Pyroelectric Crystals

- Permanently polarized even in the absence of an applied field; Below the Curie temp Tc, the crystal becomes spontaneously polarized by the distortion of the crystal structure.

Heat

δP δV

Temperature change = δT

Fig. 7.43: The heat absorbed by the crystal increases thetemperature by δT which induces a change δP in thepolarization. This is the pyroelectric effect. The change δPgives rise to a change δV in the voltage which can bemeasured.

- Existing charges on the plates in ferroelectric crystals:

instead of defining

- Pyroelectric coefficient:

C

+Qfree –Qfree

E

Electrometer

–QP +QP

VDielectric

Co

+Qfree –Qfree

Eo

Electrometer

VacuumVo

(a) (b)

Fig. 7.45: (a) Parallel plate capacitor with free spacebetween plates which has been charged to a voltage Vo.There is no battery to maintain the voltage constant acrossthe capacitor. The electrometer measures the voltagedifference across the plates and, in principle, does no affectthe measurement. (b) After the insertion of the dielectric, thevoltage difference is V, less than Vo and the field in thedielectric is E less than Eo.

7.9 Additional Topics: Electric Displacement & Depolarization Field - Electric Displacement (D) and Free Charges

Fig. 7.46: Consider a Gauss surface just around the right plate andwithin the dielectric encompassing both +Qfree and -QP. (E is theelectric field.)

+Qfree-QP

E

Gauss surface

dA

Dielectric

- In the free space (vacuum),

with d = the separation of the plates

Inserting a dielectric to fit between the plates, the net charges are .

The Gauss's law gives

,

then the polarization charge density and (polarization vector)

Thus,

+Qfree -Qfree-QP + Q P

Edep

E

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Fig. 7.47: The field E inside the dielectric can be considered to bethe sum of the field E0 due to the free charges (Qfree) and a fielddue Edep to the polarization of the dielectric, called thedepolarization field.

Eo

- Electric Displacement : or

- Depolarizing Field : two electric fields - one from the free charges the other from the polarization charges in the opposite direction

Eo

Edep

Applied field

P

Polarizedsphericaldielectric

Applied field

Edep = 0 Thin roddielectric

Eo

(a) (b)

From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002)http://Materials.Usask.Ca

Fig. 7.48: (a) Polarization and the depolarizing field in a sphericalshaped dielectric placed in an applied field E0 . (b) Depolarizationfield in a thin rod placed in an applied field is nearly zero.

- For the dielectric plate, . Since , - In general,

where the depolarization factor.

[Reading Assignment]

7.5. Gauss's Law and Boundary Conditions

7.6. Dielectric Breakdown and Insulation Strength

7.7. Capacitor Dielectric Materials

[Homework]

1) Prob. #7.12) Prob. #7.4


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