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Evaluating e-government M P Gupta and Jaijit Bhattacharya Department of Management Studies Indian Institute of Technology, Delhi Ashok Agarwal Convener, Computer Society of India Director, ACS Technologies Ltd ABSTRACT Return on investment is not the primary objective when e-government projects are conceived. They are mostly driven to achieve operational efficiency and effectiveness in service delivery. Governments run with tight budgets, hence there is an increasing demand to re-examine their spending priorities. Further, e-government programmes are subjected to scrutiny to find out whether they are delivering the payoff as has been promised or not. This paper focuses on the various parameters for evaluating the success of e-governance projects. A flexible framework is suggested to choose an appropriate strategy to measure the tangible and intangible benefits of e-government. E-government being a new phenomenon, at most places, e-government projects are still found to be in a nascent stage; hence proper information flow for calculating ‘return on e-government’ considering tangible and intangible benefits cannot be fully ascertained. Moreover an assessment of the same is not completely possible. There are three kinds of situations that require evaluation in e-government. One is the e-environment; second is evaluating the performance of an e-gov- ernment programme or project; and third is the overall impact of e-govern- ment on general government functioning, economic development and citizen servicing. Accordingly, we need three kinds of approaches of evaluation such as: E-readiness assessment of states or region Hierarchy of measures taken by the e-government programme or project Overall impact of e-government E-readiness Assessment of States or Region Current practices of assessments are found in three directions: 1. Assessing e-Business Readiness (The Economist Intelligence Unit (EIU)’s e-business readiness rankings): EIU’s rankings is a guide to the relative pre- paredness of the world’s main markets for the e-business era. For perhaps the first time since the technology bubble burst, the global economy is be- ginning to feel comfortable in a digital skin. Spending on information and communications technology (ICT) is growing again with some buoyancy in developed markets. In emerging markets, expansion of connectivity – CHAPTER 1
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Page 1: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-governmentM P Gupta and Jaijit Bhattacharya

Department of Management Studies Indian Institute of Technology, Delhi

Ashok Agarwal Convener, Computer Society of India

Director, ACS Technologies Ltd

AbstrAct

Return on investment is not the primary objective when e-government projects are conceived. They are mostly driven to achieve operational efficiency and effectiveness in service delivery. Governments run with tight budgets, hence there is an increasing demand to re-examine their spending priorities. Further, e-government programmes are subjected to scrutiny to find out whether they are delivering the payoff as has been promised or not. This paper focuses on the various parameters for evaluating the success of e-governance projects. A flexible framework is suggested to choose an appropriate strategy to measure the tangible and intangible benefits of e-government. E-government being a new phenomenon, at most places, e-government projects are still found to be in a nascent stage; hence proper information flow for calculating ‘return on e-government’ considering tangible and intangible benefits cannot be fully ascertained. Moreover an assessment of the same is not completely possible. There are three kinds of situations that require evaluation in e-government. One is the e-environment; second is evaluating the performance of an e-gov-ernment programme or project; and third is the overall impact of e-govern-ment on general government functioning, economic development and citizen servicing. Accordingly, we need three kinds of approaches of evaluation such as:• E-readiness assessment of states or region • Hierarchy of measures taken by the e-government programme or project• Overall impact of e-government

E-readiness Assessment of States or Region

Current practices of assessments are found in three directions:

1.  Assessing e-Business Readiness (The Economist Intelligence Unit (EIU)’s e-business readiness rankings): EIU’s rankings is a guide to the relative pre-paredness of the world’s main markets for the e-business era. For perhaps the first time since the technology bubble burst, the global economy is be-ginning to feel comfortable in a digital skin. Spending on information and communications technology (ICT) is growing again with some buoyancy in developed markets. In emerging markets, expansion of connectivity –

Chapter 1

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individuals’ and organisations’ access to voice and data communications – continues on a rapid ascent. Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a catalyst for other improvements in the digital economy. The 2005 edition of the Economist Intelligence Unit’s e-readiness rankings, produced in co-operation with IBM’s Institute for Business Value, reflects the increasing importance of broadband to a country’s digital development. As a result, the world’s most developed broadband markets have registered significant score increases over 2004, although only some have moved up in the rank-ings.. Of the 65 countries covered, Denmark tops the list. India (49th) and China (54th) remain on the lower rungs of the e-readiness ladder, but are making growing contributions to the global digital economy on the strength of a strong ICT skill’s base (India) and a prodigious ICT manufacturing sec-tor (China).

2. Assessing e-Government (assesses the internet, democracy, and service delivery by state and federal governments): This is a study by Professor Dar-rell M. West of Brown University. His team evaluated government web sites based on two dozen criteria, including disability access, existence of pub-lications and data bases, presence of privacy and security policies, contact information, and the number of online services. The 2006 study reviewed 1,782 government web sites in 198 countries. A variety of different sites were analysed, including executive, legislative and judicial offices as well as such departments and ministries of the government as health, educa-tion, foreign affairs, interior, finance, natural resources, foreign investment, transportation, military, tourism and telecommunication. By evaluating the aforementioned features as well as others including PDA access, user fees, and foreign language translation, researchers rated each country on a zero to 100 point scale. Researchers found that 94 per cent of web sites have on-line publications and 72 per cent have links to data bases. Only 26 per cent (up from 18 per cent in 2005) show privacy policies and 14 per cent present security policies (up from 10 per cent in 2005). While Korea, Taiwan, Sin-gapore, US and Canada are at the top 5, India and China are ranked 76 and 77 in the ranking.

3. Assessing e-readiness (the ability for a nation/ region to benefit from In-formation and Communications Technology (ICT) [taken from Comparison of E-Readiness Assessment Models, Final draft, v. 2.13, 14 March 2001 (http://www.bridges.org/ereadiness/report.html]): It is increasingly clear that for a country to put ICT to effective use, it must be ‘e-ready’ in terms of infra-structure, the accessibility of ICT to the population at large, and the effect of the legal and regulatory framework on ICT use. Developing country can use e-readiness assessment to help measure and plan for ICT integration. (http://www.bridges.org/ereadiness/index.html)

Ideally speaking, a comprehensive e-readiness assessment should en-compass the first two assessments into it. They become different because of the choice of a definition, coverage of variables, level of detail and

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scope in the assessment. Literature reports many tools (see below) that use widely varying definitions for e-readiness and different methods for measurement. They can be divided into two main categories: those that focus on the basic infrastructure or a nation’s readiness for business or economic growth (can be described as ‘e-economy’ assessment tools), and those that focus on the ability of the overall society to benefit from ICTs (‘e-society’ assessment tools). These two categories are not mutually exclusive. However, ‘e-society’ tools incorporate business growth and use of ICTs as part of their larger analysis, and consider business growth necessary for society’s e-readiness. E-economy focused tools also include some factors of interest to the larger society, such as privacy and universal access. These rough categorisations are as follows:

E-Economy

• WITSA e-Commerce Survey • APEC's e-Commerce Assessment • McConnell International's e-Readiness Report • Mosaic's Global Diffusion of the Internet Framework • Crenshaw & Robinson's Cross-National Analysis of Internet Develop-

ment

E-Society

• CID's e-Readiness Assessment Guide • CSPP's e-Readiness Assessment Guide • The various models for evaluating e-readiness from 'digital divide' re-

ports • CIDCM’s Negotiating the Net Model

These tools use four main methods to assess countries’ e-readiness: questionnaires, statistical methods, best practices, and historical analyses. The right tool depends on the goal of the assessment. It is important to understand that there are many states/central government ministries in the ‘early’ stages of e-readiness, which may have to undergo massive economic and political changes to become e-ready. Also, it may be faulty to use a single standard of measurement for all entities. There is no single social, political, or economic model that can be called the most successful at har-nessing information technology. A solution to both of these problems could be to base the primary assessment on states/ central government ministries within a particular region or social/economic/political group. The assess-ment tool could be adapted for the region, and recommendations could be made based on similar experiences elsewhere. Additional data points and recommendations on how to become e-ready could be drawn, with caution, from the best practices and other examples seen in developed countries.

Though India has not been ranked high on these scores, there are sev-eral policy initiatives by Government of India (GoI) that will promote and

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enhance the use of IT in governance. There is now a separate Department of Information Technology to promote IT in the country. The government has also approved the policy of allocating 2–3% of the budget for IT in each ministry. The World Bank has announced its support of India’s initiative through a loan of $500 million over the next four years. The loan is for a network project to inter-link all the states and union territories under the National e-Governance Action Plan (NEGAP) which itself was launched in 2006 with an estimated investment of Rs.25000 core in the coming few years. In the Tenth Five Year Plan (2002–07), the Government of India has given adequate importance to e-governance by suggesting an India Portal – a portal of all government web sites so as to provide one-stop non-stop delivery of public services and dissemination of services. However the real challenge is that nearly 70% per cent of the Indian population is rural and the want of the telecommunication infrastructure makes providing the ben-efits of e-governance an uphill task.

In ‘India: E-Readiness Assessment Report 2003 for States/Union territo-ries’ submitted by NCAER to the Department of Information Technology, Ministry of Communication and Information Technology, the Government of India in the year 2004 has classified the states into five categories: lead-ers, aspiring leaders, expectants, average achievers, under achievers and laggards (Table 1).

Table 1: Ranking of Indian state governments for e-readiness

CategoryStates

2004–2005 2003–2004

Leaders Karnataka, Maharashtra, Tamil Nadu, Andhra Pradesh, Chan-digarh

Karnataka, Maharashtra, Ta-mil Nadu, Andhra Pradesh

Aspiring Leaders

Kerala, Gujrat, Goa, Delhi, Punjab

Gujrat, Goa, Delhi, Chan-digarh

Expectants West Bengal, Pondicherry, Madhya Pradesh

West Bengal, Uttar Pradesh, Kerala

Average Achievers

Uttar Pradesh, Chattisgarh, Orissa, Sikkim, Himachal Pradesh

Madhya Pradesh, Punjab,, Punjab, Pondichery

Below Aver-age Achiev-ers

Mizoram, Jammu & Kash-mir, Assam, Uttaranchal, Jharkhand,

Haryana, Rajasthan, Himach-al Pradesh, Uttaranchal, Chattisgarh, Orissa, Mizoram, Tripura, Meghalaya, Anda-man & Nicobar Inlands

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Least Achievers

Lakshadweep, Manipur, Tripura, Arunachal Pradesh, Andaman & Nicobar Inlands, Bihar, Daman & Diu, Dadra and Nagar Haveli, Nagaland

Assam, Jharkhand, Lak-shadweep, Bihar, Jammu & Kashmir, Sikkim, Arunachal Pradesh, Nagaland, Daman & Diu, Manipur, Dadra and Nagar Haveli, Nagaland

Source: INDIA: E-Readiness Assessment Report, 2003 and 2004

This index plays an important role in benchmarking best practices by various Indian state governments and trying to replicate these best prac-tices in other states. In this year 2004–2005, Chandigarh and Punjab has improved comparatively more than their 2003–2004 rating. Chandigarh has become a leader and Punjab has moved from the average achiever to the aspiring leader category. Uttar Pradesh has moved down from the expectant to the average achiever category. Sikkim, Assam and Jharkhand have also shown improvement in 2004–2005.

The e-readiness index is developed based on six broad parameters – net-work access, network learning, network society, network economy, network policy and e-governance. Each of these parameters is represented by a set of indicators and these indicators are again represented by a number of sub-indicators.

Hierarchy of Measures for an e-Government Programme or Project

This section is based on one of the author’s paper titled ‘E-government eval-uation: A framework and case study’, Government Information Qtly, Sym-posium issue, Dec (2003).

Methodologies may be classified in terms of the degree of hardness or softness (i.e., based on the clarity and nature of the influential variables) of a problem situation. Clearly defined problems are structured problems while poorly articulated or unclear problem situations are categorised as ill structured problems. Identifying the methods that match the underly-ing characteristics of a problem situation represents an issue that needs to be considered, especially in a complex situation. Operations research (OR), management science (MS) and applied systems disciplines have been traditionally offering quantitatively based, hard techniques. However, dur-ing the 1970s and 1980s a variety of qualitative, soft and critical methods were developed. According to Mingers1 the typical assumptions made by a hard OR/MS method are: that there is a single decision maker (or at least a consensual group) with a clear objective – if there are multiple objectives these are usually reduced to a single metric; that the nature of the problem is agreed upon, even though a good solution may be difficult to find; that the most important factors can be quantified and reliable data collected;

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that a model, often mathematical or computer-based, can be used to gener-ate solutions, and that this does not need to be transparent to the client(s); that the role of the OR person is one of an expert analyst; and that future uncertainties can be modelled using probability theory. On the other hand, soft methods can be characterised by the fact that these assumptions can-not be generally made. Typically, there might be several decision makers or stakeholders involved, with different opinions and possibly conflicting objectives and definitions of the problematic nature of the situation; there may be difficulties in quantification of many important factors; transpar-ency and accessibility of the model will be very important, thus often rul-ing out mathematical models; the OR person’s role will often be one of a facilitator with a group of participants; and uncertainties cannot be simply reduced to probabilities.

One important implication of this distinction is that these two different types of methods require quite different skills and orientations in their prac-titioners. Hard methods would demand a good analytical mind with math-ematical and computing skills, while soft methods require people skills and the ability to facilitate often stressful and contentious workshops. Ac-cording to Wolstenholme2, no map or model is ever a complete analysis and there is always a need for further speculation beyond the insights reached by their use. Furthermore, in applying any problem solving method, there is a need to create a balance between the need to remain sufficiently quan-titative to be applicable and rigorous and sufficiently flexible to be relevant in terms of both audience and method. This allows the possibility of com-bining methods or techniques together in a particular intervention, a prac-tice known as multi-methodology. Thus after a period of concern about the choice of methodology, we are now moving towards a pluralistic approach of combining together several methods within an intervention/ multi-meth-odology3.

E-government projects may be characterised by hybrid systems. In fact, a large part of e-government projects are soft systems, which are often prone to perceptual inconsistencies among designers and users. This often leads to failure of an elegant system. The system also has to match the ongoing changing pattern of relations or interactions within government organisa-tions, businesses and citizens. Here a combination of hard and soft systems methods would be suitable in addressing problems of evaluating e-gov-ernment projects. In general, any approach to evaluation of e-government projects needs to have a few important characteristics including the ability for understanding and modelling complex problems, the ability to incorpo-rate multiple views of the problem, and the ability to learn from mistakes. The literature on e-government offers few approaches, which have been found useful in selective evaluation. These are arranged in a broad cat-egory of methods for ease of understanding and methodological choice for determining information and servicing values attributable to the several as-pects of e-government benefits. The sociological evaluation of the benefits of these projects has also been emphasised. We have selected a few of the

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methods that are well known and easy to apply. However the framework is open to include other methods (not mentioned here) in its range depend-ing upon finding a satisfactory application. A broad categorisation is as follows:

i. Hard MeasuresCost–benefit analysisBenchmarks in e-government

ii. Soft MeasuresScoring methodStages of e-governmentSociological angle

iii. Hierarchy of Measures (6 levels)

Hard Measures

Here information is viewed as valuable when a message changes a decision maker’s expectations about the events in a manner that facilitates decisions and improves the expected payoffs. The information is weighed against a backdrop of cost–benefit analysis. It seeks to find answers to questions like how much money is being spent to acquire the information and how much benefit in monetary terms is being obtained. This issue has been dealt with most thoroughly in information economics, which finds its base in statistical sampling concepts, Bayesian statistics and statistical decision theory based research papers that appear mainly in accounting journals.

The main drawback of this approach lies in its operationalisation. Infor-mation and related services in e-government being an intangible organisa-tional resource, it is sometimes impossible to quantify the cost and value associated with obtaining and using it. Some benefits related to e-govern-ment such as improvement in communication with the users, better ap-preciation of the role of the information system (IS) within the organisation and better integration with business planning are difficult to assess using objective measures. Since the utility of information and related services is not direct, it has value only in so far as ‘better’ decision are made or they lead to an increase in resources or a decrease in cost.

Most importantly, improved organisational performance such as in-crease in transactions, ROI etc., is produced by a multitude of activities that take place concurrently. Thus, it is very difficult to measure or split the proportion of outcome as value contributed by information systems of e-government. Information can also have a psychological value if the user does not necessarily make better decisions but has more confidence in the correctness of his decision. Though the role of information at the strategic level is very crucial, and measurement of its worth in monetary terms is an

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impractical proposition. The trend henceforth would be to investigate the diffusion of IT solutions in terms of its impact on organisational effective-ness in performing and servicing the user better.

The key measurement criteria for measuring tangible benefits under hard measures are:

Cost–Benefit Analysis

For any organisation, prudent investment and deriving benefit in monetary terms is a very critical decision4. Public finance has considered important differences between goods provided by the government and goods owned by individuals – governmentally provided goods are often public goods, each person may be able to consume them at a price less than the marginal social cost, and the level of provision is determined by collective decisions rather than by markets5. There have been attempts to examine information technology (IT) capital investments (including software) and capital stock to check whether these investments are justifiable, by calculating the mar-ginal benefits and costs of IT related investments6. There is strong evidence that IT investment is not meant to cut costs but to achieve better customer service and quality7.

IT infrastructure in e-government is a long-term investment decision and involves a current outlay followed by a series of benefits over the life of the project. The evaluation of cost–benefit can be done in the traditional way or by following the time adjusted/discounted basis method. The average rate of return (ARR), the conventional method of appraisal, is unsatisfac-tory to the extent that it is based on accounting profits and ignores the time value of money. The payback method, which shows the recovery period of the original outlays, is superior to the ARR method in that it is calculated using cash flows. Nevertheless, it also ignores the time value of money and disregards the total benefits associated with the projects. Still it is useful as a measure of the liquidity of investments. The discounted cash flow methods in the net present value (NPV) approach satisfies all the attributes of a good measure of appraisal in e-government projects as it considers the total benefits as well as the timings of the benefits. The NPV method has the merit of consistency in assumptions relating to re-investment of funds released by the projects.

In this method, one important aspect is to determine the cost of capital by which future incremental cash flows are to be discounted. The cost of capital means the weighted average cost of capital of all long-term sources of finance. The cost of capital can be explicit or implicit. The explicit cost of capital is associated with the raising of funds. When the funds are internal-ly used, the cost is known as implicit cost in terms of the opportunity cost of foregone alternatives. Investments in infrastructure, training, etc., are noted. Extra business transactions and savings due to man-hours caused by streamlining of operations are calculated and translated into incremental revenue. Based on incremental revenue, the payback period is calculated

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by dividing investments with incremental revenue generation each year. The break-even period is calculated by discounting the amount earned as incremental revenue at the rate of cost of capital, which would be the same for the organisation by which the organisation is earning. There may be four types of specific costs, namely cost of debt, cost of preference shares, if any, cost of equity capital, and cost of retained earnings. The measurement of the overall cost of capital involves the choice of appropriate weights to each of these elements.

In the domain of e-government, computation is easy for many govern-ment organisations (public sector enterprises), which are listed and which raise debt and equity capital from the market,. However there are several governmental organisations, which are not listed and which mostly depend on central or state government aid to run their business operations without any implicit or explicit obligation to pay back the aided amount. The com-putation of cost of capital for these organisations by the traditional means given above might prove irrelevant or inadequate. In organisations, which are not listed but which generate revenue streams adequately to fund their own investments, the cost of capital should be that of retained earnings only.

In the e-government scenario, capital investment is made mainly to im-prove the quality of service unlike manufacturing organisations where the investment is mainly on machines in order to produce goods. In that case the payback period or break-even period can be computed easily. But for any service organisation where productivity of employees or better service of the organisation is concerned, the traditional cost–benefit analysis might not give a true picture. The biggest drawback about this system is that the true monetary value of benefits such as increased quality, faster service, flexibility, better customer or citizen service or improved working condi-tions for employees cannot be ascertained.

Benchmarks in e-Government Projects

Evaluation of e-government efforts is sought by the management to pro-vide strategic guidance for government organisations. A brief review of the same is reported by Kaylor et al.8 citing some interesting research9. These efforts share a general concern of identifying objective measures by which we might assess the quality of e-government. Most of these studies have often focused on content analysis or measures of usage. Benchmarking is a superior option as it provides a method of evaluating performance against best practice while also providing strategic guidance. Kaylor et al.vviii sug-gested a rubric for benchmarking implementation among cities nationwide using a broad range of functional dimensions and assigning municipalities ‘e-scores’.

One form of benchmarking is through metric benchmarking10, which provides numeric measures of performance, like

• IT expenses as a per cent of total revenues

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• Per cent of downtime (when computer is not available)• CPU usage (as per cent of total capacity)• Per cent of IS projects completed on time and within budget as part of

e-government projects

In the Indian context, this might not be possible as most of the projects are in the rudimentary stage and only a few are operational. Therefore com-paring these starting projects with similar organisations in India or abroad would be a challenge since this form of information might not be available or the obtaining information might be difficult. A practical approach would be to experiment with the idea of ‘Best Practices Benchmark’ as suggested by Kaylor et al.viii Here emphasis is on assessing performance rather than numeric measures of performance. It mainly deals with IT infrastructure and compares the best practices in servicing provided by similar type of organisations and work areas. Grading is done from the perspective of implementation rather than the perspective of ‘end-users’. Table 2 lists se-lect activities of the municipalities, which though exhaustive, are not in-clusive. They are assigned score on a four point scale (called e-score) as given below:

• Information about a given topic exists at the web site (1)• Links to relevant contacts (phone or email address) exists at the web

site (2)• Downloadable forms available online on a given topic (3)• Transaction or other interaction can take place completely online. (4)

Table 2: Functions and services of municipalities

S.No. Payments Permits Services Licenses

1.2.3.4.5.

UtilitiesTaxesFinesPermitsRegistration

BuildingParkingStreet vendorSidewalk dining

ComplaintsPayment detailsInformation request

BikeDogTaxiBusiness

Based on the scores various municipalities can be graded. Figure 1 describes the result of a study for the New Delhi Municipal Corporation (NDMC). It is worth noting that in such a short span of time, NDMC has scored better than the municipalities of Detroit and Cleveland. However, the population of the NDMC area far exceeds that of Detroit where a small-scale e-government is in operation with far fewer complexities for civic amenities. If we compare the NDMC data with similar big cities, at least in terms of population and complexities, like New York and Seattle, NDMC’s score is abysmally low (15) compared to them (86–89). This means that to be at par with these leading cities, NDMC has to perform exception-ally well. It is expected that after full implementation of the e-government project, when many transactions can be done online, NDMC’s score will rise substantially. A more prudent approach to benchmarking would have

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been to compare NDMC with other municipalities of India in order to gen-erate a benchmark among Indian municipalities.

Fig. 1 Adapted from the ‘Gauging e-government: A report on implementing services among American cities by Kaylor et.al.8

Soft Measures

Researchers have realised that though the normative approaches are theo-retically elegant they nonetheless present formidable operational difficul-ties in real-life situations. Furthermore, the significance of qualitative ben-efits is often ignored when an evaluation of these systems is made from an economic point of view. This may result in the neglect or rejection of many potential new systems which offer high returns but from intangible benefits. Benefits such as improved decision making, customer or citizen satisfaction and employee productivity contribute significantly to higher performance. In view of this, an effort at finding a compromise solution to evaluate e-government is the need of the hour. Soft approaches employ multi-dimensional attribute measures of information value, which is rel-evant in the context of e-government. Simultaneous consideration of mul-tiple attributes facilitates the understanding of the extent and depth of the problem.

Scoring Method

Scoring methodologies are used in many evaluation situations. It focuses on key organisational objectives. To use the scoring methodology11, the analyst first identifies all the key performance issues and assigns a weight to each

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of them. Finally the weighted average of all the attributes is calculated. The organisation with the highest score is judged the best service provider in comparison to similar organisations.

This approach can incorporate both tangible and intangible benefits. If there is a strong connection between a benefit accrued due to investment in IT infrastructure of e-government, it will influence the final score even if it does not have a monetary value. Thus the scoring model helps solve the problem of assessing intangible benefits by linking the evaluation of these benefits to the factors that are most important to organisational per-formance. The approach can also take risk into account, by using negative weights for factors that reduce the profitability, operability and user satis-faction.

Stages of e-Government

A literature survey of the area demonstrates that the experience of e-gov-ernment initiatives has been chaotic and unmanageable. The problems present a number of challenges for public administrators. To help public administrators take an organisational view of transforming a traditional ad-ministrative organisation to an e-government, Layne and Lee12 describe dif-ferent stages of the development of e-government with particular reference to the United States of America. The four stages of development outline the structural transformations of governments as they progress toward an electronically-enabled government and how the internet-based government models become amalgamated with traditional public administration imply-ing fundamental changes in the form of government. The underlying theory of this growth model will be applicable to other governments as well.

Based on technical, organisational and the managerial studies of several examples, e-government is found to be an evolutionary phenomenon and therefore e-government initiatives should be accordingly derived and im-plemented. In this regard, the four stages of a growth model for e-govern-ment are described as: (I) cataloguing, (II) transaction, (III) vertical integra-tion, and (IV) horizontal integration. These four stages are explained below in terms of the complexity and different levels of integration involved. The stages are also depicted in Fig. 2 with the stage at which NDMC is in right now mapped in.

Stage I: Cataloguing (online presence, catalogue presentation, download-able forms) In this stage, governments create a ‘state web site’. They do not have much internet expertise, and prefer to minimise risks by doing a small project. Parts of the government’s non-transactional information are put on the site. Usually at first, the index site is organised on the basis of functions or departments as opposed to service access points. Consequent-ly, if the citizen is unsure of which department he or she is searching for, a search for the necessary agency will be required before being able to obtain the information about the process.

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Stage II: Transaction  (Services and forms are online, working data base supporting online transactions) This stage empowers citizens to deal with their governments online anytime, saving hours of paperwork, the incon-venience of travelling to a government office and time spent waiting in line. Registering vehicles or filing state taxes online is only the beginning of such transaction-based services. Consequently, instead of simply having the availability of downloading a form, and then having to take that form to a state facility, the form can be completed interactively online.

Stage III: Vertical Integration (local systems linked to higher level systems, within similar functionality) Information is made available through the citizen’s local portal. The citizen-user will be able to access the service at the state or centre level from the same entry in the local portal, because the local systems are connected to upper level systems, directly or indirectly.

Stage IV: Horizontal Integration (systems integrated across different func-tions, real one-stop shopping for citizens) The horizontal integration of government services across different functions of government will be driv-en by visions of efficiency and effectiveness in using information technol-ogy, but pulled by citizens’ demands for an ‘inside-out’ transformation of government functions to more service-oriented ones. Here e-government offers the best hope for improved efficiencies through administrative re-form because of both its vertical and horizontal integration. Such integra-tion will facilitate ‘one-stop shopping’ for the citizen. Each organisation may have to give up some power to move to this stage.

Sociological Angle

Whenever new technologies come into the picture, especially in govern-mental organizations, there is fear among the employees about job loss in terms of the Voluntary Retirement Scheme (VRS) although direct retrench-ment is still only a distant possibility in the public sector in countries like India. This might be true in many other countries as well. Increased trans-parency brought in by more automation might not be acceptable to a certain section of the employees who will always resent these initiatives. Moreo-ver, the apathy involved in the assimilation of new technologies must not be underestimated.

An opinion survey would be useful to gauge the responses of employees’ adaptability and responsiveness to the new systems. The area that could be looked into include the bureaucratic hurdles faced in moving toward an alternative delivery arrangement, the level of transparency and account-ability of the employees in new collaborative arrangements, and the likely road ahead for e-government (a resistance to change or regressive deploy-ment, status quo or incremental change, and radical adaptation for a digital world).

The responsibility of selling the benefits of e-government to the employ-ees lies with the top management. Accordingly, the HR department can be

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1�    e-Governance: Case Studies

sensitised (as e-government is foremost a top-down approach) to make em-ployees knowledgeable about the benefits of e-government as well as giving them the necessary training.

Fig. 2: Adapted from ‘Developing fully functional e-government: A four stage model’ by Layne & Lee 9

Hierarchy of Measures 

A good method is required to determine the criteria for evaluation, to de-velop the means to measure the variables for which criteria are established and then test these with the help of the relevant data. We can consider three types of valuation. The first would address the value of an organisation-wide infrastructure. Factors such as a communication network, a standardised data management approach and an IS architecture impact and benefit to the entire organisation must be evaluated in this context. This is one of the more difficult things to evaluate because benefits stem not from a network but from the applications it supports. The second would consider the ap-plications implemented to support specific or multiple functions within an organisation. IT does not directly produce value. The value is in its impact

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Evaluating e-Government    1�

upon the organisation. The third area of concentrated IT support is at the level of the individual user. It can be very diverse in terms of the amount of use and the ability of the user to take advantage of the type and amount of available computer-based support. This diversity makes assessing the value of IT use very complex. No single measurement tells the complete story. A combination of measuring tools is desirable, among them counting trans-actions, industrial engineering kind of evaluations and interviewing those who are actually involved, including both direct and indirect personnel and managers. These measurements may not be precise from an accounting standpoint, although they represent information that can be used to satisfy senior officers. Feltham13 defined numerous characteristics of information to which we may attach quantitative as well qualitative measures. This has been developed into a flexible framework for choosing an appropri-ate strategy in a continuum of quantitative to qualitative approaches for determining information value attributable to the several aspects of ‘return on information’14. Return on information focused on viewing the role of in-formation strategically. This refers to developing a functional view of the organisation, identifying specific functions at various levels of management to analyse how IS/IT is able to improve that function and develop meas-urements of performance for that. A similar approach can be devised for measuring the ‘return on e-government”.

This concept is useful in the context of corporations, such as SAP A.G., which used a logo statement to drive home the point that enterprise soft-ware like SAP R/3 should be viewed strategically. It is generally felt that the enormous success of this enterprise resource planning (ERP) package can be explained by such a positioning strategy. It is clear that we can generate a significant return on information, the value of which would be more than the investment by developing a strategic view of information. The telecom industry is a good example of this. One piece of information derived from several bits of data gave a new direction to the whole industry – it was found that the cost of billing constituted half the entire operating cost. This included the cost of metering, bill posting and money locked up for months when the process of collecting bills is underway. So, any scheme that could reduce the cost of billing would naturally lead to a great pull up on the bottom-line. This single piece of information led to many imaginative schemes such as calling cards, credit card calling and fixed rate billing. In fact, fixed rate billing as an option has now practically become the de-facto standard in the US. Inter-net-based business opportunities are also following the paths of the telecom industry and moving in this direction. This is also the case with the computer hardware industry, which has realised the need for promoting energy saving devices. The green PC movement led to the offshoot of the idea of ‘sleep mode’ for monitors, disc drives, etc., saving hundreds of megawatts of power.

It is tempting to use a more general approach in determining the value of e-government. A flexible framework or hierarchy of measure, offering a continuum of choices would help. The framework ‘return on e-government’ refers to developing a functional view of the government organisation,

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1�    e-Governance: Case Studies

identifying specific functions at various levels of administration to analyse how IT is able to improve those functions and develop a measurement of performance for them. After measuring the tangible and intangible ben-efits pertinent to e-government, an evaluation framework may be evolved to fit the evaluation criteria in a more generic approach to determining the value of an information system with regards to e-government. This can be fit into hierarchy measures as ‘return on e-government’, attributable to IT applications for governance, both tangible and intangible as shown in Table 3. While using the framework suggested in Table 3, it must be examined which level of measure is applicable in a specific context. The first prefer-ence is obviously for the measure of net return in dollar terms. The next best option is to explore identifying specific costs that are increased due to the installation of the new system. This may provide a conservative evalu-ation of the sub-division of benefits. If we fail to measure changes in costs and revenues, an attempt should be made to measure the improvements in the performance of administrative and managerial functions, i.e. improve-ment in the quality of planning and control. If the above schemes fail, we may consider measuring the quality of decisions that contribute to plan-ning and control. As we go up the management hierarchy, development of measurement of performance becomes difficult as it deals with complex functions, particularly at the strategic level where much information is qualitative and probabilistic.

Eventually, what comes to the fore is not how to quantify the contri-bution of e-government, but to consider how useful the information and services are in the context of its use. Information and services, which are useful, have value. Usefulness can be defined in terms of the performance of its attributes such as validity, accuracy, clarity, reliability, timeliness, relevancy, sufficiency, message content, freedom from bias, comparability, scope of multiple users, data base and cost. These contribute to the value of information and services. A conglomeration of these attributes represented by a composite quality index, define ‘e-government performance index’. An illustration is presented in Table 4 for NDMC.

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Evaluating e-Government    1�Ta

ble

3 M

easu

rem

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hie

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attr

ibu

tabl

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urn

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ange

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at i

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red

leve

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up

ees/

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lars

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l 2

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l co

sts

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rev

enu

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up

ees/

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lars

Leve

l 3

Imp

rove

men

t in

qu

alit

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ork

out

pla

ns,

pla

nn

ing 

and 

con

trol

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t of

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nn

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ager

ial

tim

e re

quir

ed f

or c

ontr

ol, D

egre

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au

tom

atio

n,

Fore

war

nin

g, C

ost

of c

ontr

ol.

Leve

l 4

Qu

alit

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dec

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ns

Freq

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cy o

f fa

ilu

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of

dec

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mbe

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alt

ern

ativ

es e

xam

ined

, T

ime

requ

ired

for

dec

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um

ber

of d

ecis

ion

s, A

vail

abil

ity

of d

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t of

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l 5

Val

ue

of i

nfo

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Use

fuln

ess

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n t

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ccu

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l 6

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tem

ch

arac

teri

stic

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um

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pon

se t

ime,

fre

quen

cy

of b

reak

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in

pu

ts, o

utp

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, nu

mbe

r of

for

ms,

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nu

mbe

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izes

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d q

ual

ity

of d

ata

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k, s

ize

and

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alit

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el

ban

k, f

lexi

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tom

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-p

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MIS

, use

r sa

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rror

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np

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ned

-for

im

pac

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ce, s

avin

gs, c

ost,

etc

.

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1�    e-Governance: Case StudiesTa

ble

4 M

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DM

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IT

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ence

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I ca

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ary

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s. H

ence

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ann

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ms

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stm

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l co

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and

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stm

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to

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s R

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allm

ents

aft

er e

ach

m

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men

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. Th

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ud

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ts.

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l 3

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men

t in

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alit

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pla

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ager

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g ti

me

has

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pro

ved

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nif

ican

tly

so f

ar w

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th

e d

egre

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to-

mat

ion

alm

ost

85%

. Bu

t th

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is n

o ch

ange

in

hie

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al c

ontr

ol o

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mak

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w i

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arat

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y fa

st a

nd

acc

ura

te, p

lan

nin

g an

d c

ontr

ol h

ave

imp

rove

d.

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Evaluating e-Government    1�

Leve

l 4

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pro

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ke a

ny

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as r

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to

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of t

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orig

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als

o in

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. Bu

t ex

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ula

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ld n

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as

ther

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atte

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t to

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akin

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me.

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l 5

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of i

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Du

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tom

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gen

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s m

ore

freq

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d t

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val

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, an

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gh i

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to b

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, th

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in

form

atio

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ms

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asce

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far.

Leve

l 6

Sys

tem

ch

arac

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rist

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IS f

or e

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as c

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atly

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f N

DM

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o fa

r w

ith

sel

ect

mod

ule

s:M

ore

and

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ter

use

r in

terf

ace

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riev

ance

s n

ow d

irec

tly

reac

h th

e ap

pro

pri

ate

auth

orit

y w

ho

is s

up

pos

ed to

ad

dre

ss th

e is

sue

R

edu

ctio

n i

n t

ime

for

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nes

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erat

ion

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ore

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spar

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roce

ss i

mp

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t w

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ette

r co

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rova

lO

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ms

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man

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ses

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fill

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of t

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ll r

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ant

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ava

ilab

le o

nli

ne

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�0    e-Governance: Case Studies

A Multi-Criteria Approach

The Government of India (GoI), through the Department of Information Technology (DIT), is keen to create a rational framework for assessing e-governance projects on various dimensions. The need for such a framework arises because of the recently announced (18 June 2006) National Action Plan on e-governance with an ambitious outlay of over Rs.25,000 crores involving public and private investments over the next four years. A signifi-cant portion of the National Action Plan involves replication of successful projects across different geographical areas of the country. A reliable and practical approach of appraisal, hence, would go a long way in such efforts. A reliable appraisal would also instill confidence in various stakeholders including bankers and private sectors, ensure correct review and direction and widespread replication of successful projects.

An early attempt by DIT was made through the Indian Institute of Man-agement Ahemdabad and National Institute of Smart Governance (NISG) who came up with an E-governance Assessment Framework (EAF) in May 2004. It had postulated various project categories like Government to Citi-zen (urban and rural), Government to Business and Government to Gov-ernment respectively. Also categorisation was done on the basis of project size.

As part of the Computer Society of India (CSI) – Nihilant National E-governance Awards during 2005, our team at IIT Delhi evaluated over 100 entries for Best Project in the Government to Citizen Category. Based on the experience of that assessment span, we realised that a number of factors in the EAF Framework need to be re-modelled. This includes some of the following:

i. Re-grouping Though one may still argue that retaining the factors has an important implication – that of projecting the most important attribute in the right thrust and perspective – re-grouping was found to be needed. For eg., cost effectiveness, sustainability and commercial functionality had some factor mismatch. Another such parameter was the factor of extent to which the scalability, security, architecture, reli-ability etc could be tested by an external audit body. Once these fac-tors are grouped together under external audit-ability, it is much easier for the judges to give appropriate rankings. Before the evaluation, the framework is given to the judges for their opinion on the weightages to be attached to various factors. Right grouping would minimise any hu-man judgment error due to assumptions that certain indexes may have covered the assumed factor while in reality it may have not.

ii. Overlap Some factors that have been covered in one heading need not be taken in another group again. For eg. time saved per transaction for the user and indirect cost reduction are not entirely distinct. There are a few more instances that have been spruced in the new model.

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Evaluating e-Government    �1

iii. Difficult to measure Some factors at first sight seem easily compre-hensible but on interpretation, ambiguity might arise on how to meas-ure or capture that variable. Since the model has not given detailed instructions on scale or measurement capture, certain difficulties arose in measuring those variables.

iv. New Factors Some aspects of e-governance that have been extremely crucial in a global evaluation perspective, do not find place here. Few examples include extent of integration (across services, departments – vertical and horizontal). Some other aspects about technology include its maintainability. While there are multinationals specially designing computers and peripherals suited to the Indian dust and heat, the over-all aspect of maintainability of infrastructure was not touched upon.

It has become most important for e-governance initiatives to be accu-rately measured because of the amount of time, effort and resources the government is investing in them. After having cited the reasons the E-gov-ernance Assessment Framework needs updations and changes, we now go on to explain the elements of the alternate framework in greater detail. We also explain the implementation strategy in detail and illustrate it with an example. We then compare the result of having used a simple EAF frame-work and the modified framework suggested below.

A framework for evaluation may broadly contain the following five factors:

•Citizen-centricity (efficiency, user convenience, services provided and value addition)

•Technology (architecture, standards, security, scalability, reliability, external audit-ability, maintainability)

•Sustainability (internal/organisational, external, cost-effectiveness)•Replicability (functional, technical, commercial)•Integration (services, vertical, horizontal)

These factors are further explained in Tables 5–9. Further, the factors and sub-factors that come under each of the above parameters are also ex-plained.

Citizen-centricity gauges the extent to which the governance succeeds in treating the citizen as the focus of its actions. The author calls it citi-zen-centricity instead of service orientation as in EAF because the author believes that governance is not just here to serve the citizens, but to involve and transform them. A service measure would see the extent to which the service provided to the citizen through this project covers the entire gamut of the citizen needs in that area for eg., if a form available online has to be downloaded, printed, filled and then the payment made at some facilita-tion centre, then the service provided is not complete. It would have been complete if the payment also could have been done online. To calculate this score, the percentage of service provided is compared to what it ought to provide for the transaction to be complete. The percentage of fully execut-

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��    e-Governance: Case Studies

able service is graded as 1 for 1–20%, 2 for 21–40%, 3 for 41–60%, 4 for 61–80% and 5 for 81–100%.

Technology parameter tests the technological soundness of the project. The Alternate Delivery Channel in case of Breakdowns determines the ex-tent to which users can depend on the system’s response in case of break-downs (power, connectivity, hardware, software).

Sustainability gauges the sustainability of the project manifested through internal or organisational stability, external sustainability and the financial sustainability of the project.

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5 Fa

ctor

s ex

pla

inin

g ci

tize

n-c

entr

icit

y

Eff

icie

ncy

Use

r co

nve

nie

nce

Ser

vice

pro

vid

edVa

lue

add

itio

n

Perc

enta

ge c

omp

lian

ce t

o sp

ecif

ied

ser

vice

le

vels

T

his

sco

re m

easu

res

the

exte

nt

to w

hic

h t

he

syst

em c

omp

lies

wit

h t

he

stat

ed a

nd

dis

pla

yed

se

rvic

e le

vels

th

at i

t is

sues

, for

eg.

, for

an

iss

u-

ance

of

a B

irth

Cer

tifi

cate

, on

ce t

he

con

sum

er

app

lies

for

it,

th

e sy

stem

may

sta

te t

hat

th

e ac

tual

iss

ual

tim

e is

17

hou

rs t

hat

eve

nin

g. T

he

con

sum

er c

an t

hen

, in

stea

d o

f w

aiti

ng

ther

e en

dle

ssly

, con

tin

ue

wit

h h

is w

ork

and

com

e ba

ck a

t 17

:00

hou

rs. T

his

sco

re w

ill

mea

sure

th

e p

erce

nta

ge t

imes

th

e sy

stem

com

pli

es w

ith

th

e st

ated

del

iver

y p

aram

eter

s. T

he

% o

f co

mp

li-

ance

is

grad

ed 1

for

1–2

0%, 2

for

21–

40%

, 3 f

or

41–6

0%,

4 fo

r 61

–80%

an

d 5

for

81–

100%

Tota

l u

ser

tim

e sa

ved

T

his

sco

re w

ill

mea

sure

th

e to

tal

tim

e sa

ved

at

the

use

r en

d. T

ime

save

d a

t th

e go

vern

men

t en

d

is m

easu

red

in

by

the

sust

ain

abil

ity:

cos

t-ef

-fe

ctiv

enes

s p

aram

eter

. To

calc

ula

te t

his

sco

re,

the

tim

e sa

ved

for

th

e u

ser

by a

ll t

he

pro

ject

s is

com

par

ed a

mon

g th

emse

lves

an

d a

gain

st t

he

one

bein

g u

sed

as

a be

nch

mar

k. T

he

scor

e is

n

orm

alis

ed u

sin

g th

e fo

rmu

la:

Ava

ilab

ilit

y of

th

e sy

stem

24

× 7

Th

is m

easu

res

the

ex-

ten

t of

ava

ilab

ilit

y th

e sy

stem

has

. Fir

st t

he

des

ired

id

eal

avai

l-ab

ilit

y of

th

e sy

stem

fo

r th

e se

rvic

e it

pro

-vi

des

is

det

erm

ined

: fo

r e.

g., i

s it

24

× 7

or

is

it ju

st d

uri

ng

the

day

? T

hen

th

e ac

tual

av

aila

bili

ty i

ncl

ud

ing

dow

n t

imes

an

d b

reak

ti

mes

is

calc

ula

ted

as

a p

erce

nta

ge o

f re

quir

ed a

vail

abil

ity.

T

he

% a

vail

abil

ity

of

the

syst

em i

s gr

aded

1

for

1–20

%, 2

for

21–

40%

, 3 f

or 4

1–60

%, 4

fo

r 61

–80%

an

d 5

for

81

–100

%.

Ali

gnm

ent

of s

ervi

ces

pro

vid

ed

to u

ser

nee

ds

Obs

ervi

ng

the

serv

ices

an

d t

he

fin

er n

uan

ces

of t

he

serv

ice

and

th

e ex

ten

t to

wh

ich

th

ey a

re i

n

syn

c w

ith

th

e be

hav

iou

ral

pat

tern

of

th

e u

ser.

Ext

ent

of p

roce

ss r

e- e

ngi

nee

rin

g fo

r re

mov

al o

f n

on-v

alu

e ad

ded

ac

tion

sPe

rcen

tage

of

serv

ice

chai

n t

hat

ca

n b

e fu

lly

exec

ute

d a

t ce

ntr

e or

on

web

.

Dec

reas

e in

cor

rup

tion

Th

is s

core

has

to

be

cap

ture

d b

y in

terv

iew

or

su

rvey

. Sp

ecif

ic

area

s to

be

det

erm

ined

ar

e•

Inst

ance

s of

p

ay-

men

t of

br

ibes

in

th

e p

ast,

be

fore

im

ple

men

tati

on

of

pro

ject

an

d a

fter

im-

ple

men

tati

on.

• Is

th

e en

d

resu

lt

per

ceiv

ed t

o be

fai

r an

d

just

(i

ssu

e of

d

rivi

ng

lice

nse

fo

r in

stan

ce)?

• Is

th

e en

d

resu

lt

per

ceiv

ed t

o be

fai

r an

d

just

(i

ssu

e of

d

rivi

ng

lice

nse

fo

r in

stan

ce)?

Page 24: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

��    e-Governance: Case Studies

Eff

icie

ncy

Use

r co

nve

nie

nce

Ser

vice

pro

vid

edVa

lue

add

itio

n

(Cu

rren

t p

roje

ct t

ime

save

d –

Min

imu

m o

f ti

me

save

d b

y p

roje

ct)

/ (M

axim

um

of

tim

e sa

ved

by

pro

ject

– M

ini-

mu

m o

f ti

me

save

d b

y p

roje

ct).

Th

en t

he

scor

e ob

tain

ed i

s m

app

ed f

rom

0 t

o 1

to 1

to

5 as

0–0

.2 a

nd

gra

ded

as

1 an

d s

o on

.

Tota

l u

ser

mon

ey s

aved

Th

is s

core

wil

l m

easu

re t

he

tota

l m

oney

sav

ed

at t

he

use

r en

d. M

oney

sav

ed a

t th

e go

vern

men

t en

d i

s m

easu

red

in

by

the

sust

ain

abil

ity:

cos

t-ef

fect

iven

ess

par

amet

er. T

o ca

lcu

late

th

is s

core

, th

e m

oney

sav

ed f

or t

he

use

r by

all

th

e p

roje

cts

is c

omp

ared

am

ong

them

selv

es a

nd

aga

inst

th

e on

e be

ing

use

d a

s a

ben

chm

ark.

Th

e sc

ore

is

nor

mal

ised

usi

ng

the

form

ula

:(C

urr

ent

pro

ject

mon

ey s

aved

– M

inim

um

of

mon

ey s

aved

by

pro

ject

) / (

Max

imu

m o

f m

oney

sav

ed b

y p

roje

ct –

Min

i-m

um

of

mon

ey s

aved

by

pro

ject

).T

hen

th

e sc

ore

obta

ined

is

map

ped

fro

m 0

to

1 to

1 t

o 5

as 0

–0.2

an

d g

rad

ed a

s 1

and

so

on.

Nu

mbe

r of

in

term

edia

ries

rem

oved

Th

is s

core

wil

l m

easu

re t

he

tota

l n

um

ber

of

inte

rmed

iary

age

nts

rem

oved

bet

wee

n t

he

use

r an

d t

he

gove

rnm

ent

brin

gin

g in

mor

e tr

ansp

ar-

ency

an

d s

pee

d t

o th

e sy

stem

. To

calc

ula

te t

his

sc

ore,

th

e n

um

ber

of i

nte

rmed

iary

age

nts

Use

of

loca

l la

ngu

age

inte

rfac

eE

xten

t of

tra

nsl

a-ti

on o

f in

form

atio

n

into

loc

al l

angu

age

is m

easu

red

in

th

is

scor

e. S

core

var

ies

from

0 t

o 5

dep

end

ing

on f

ines

se o

f tr

ans-

lati

on a

nd

eas

e of

u

nd

erst

and

abi

lity

.

Sim

pli

city

of

usa

geT

his

mea

sure

s th

e si

mp

lici

ty a

nd

eas

e of

nav

igat

ion

th

rou

gh

the

enti

re r

ange

of

opti

ons

avai

labl

e.

Inte

rfac

e m

ust

be

des

ign

ed s

uch

th

at

even

a f

irst

-tim

e u

ser

can

eas

ily

nav

igat

e th

rou

gh a

nd

get

his

w

ork

don

e.

Use

fuln

ess

of h

elp

m

enu

sT

he

doc

um

enta

tion

an

d l

ayou

t of

hel

p

• D

oes

the

citi

zen

w

ho

doe

s n

ot h

ave

a kn

own

per

son

at

any

poi

nt

in t

he

en-

tire

p

roje

ct

serv

ice

chai

n, f

eel

he

is a

t a

dis

adva

nta

ge i

n a

ny

way

?S

core

s 1–

5 ar

e gi

ven

ba

sed

on

th

e re

spon

ses

to t

he

ques

tion

abo

ve.

Incr

ease

in

tr

ansp

ar-

ency

Th

is

mea

sure

m

ust

al

so

be

cap

ture

d

thro

ugh

su

rvey

or

qu

esti

onn

aire

s gi

ven

to

cit

izen

s. S

amp

le a

r-ea

s th

at n

eed

to b

e ca

p-

ture

d a

re a

s u

nd

er:

•D

oes

the

citi

zen

h

ave

acce

ss

to

the

stat

us

of h

is r

ecor

ds

at e

very

giv

en s

tage

w

her

e th

ere

is

a w

aiti

ng?

Page 25: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-Government    ��E

ffic

ien

cyU

ser

con

ven

ien

ceS

ervi

ce p

rovi

ded

Valu

e ad

dit

ion

rem

oved

by

each

of

the

pro

ject

s is

com

par

ed

amon

g th

emse

lves

an

d a

gain

st t

he

one

bein

g u

sed

as

a be

nch

mar

k. T

he

scor

e is

nor

mal

ised

u

sin

g th

e fo

rmu

la:

(Cu

rren

t p

roje

ct n

um

ber

of i

nte

rmed

iari

es r

e-m

oved

– M

inim

um

of

of i

nte

rmed

iari

es r

emov

ed

by p

roje

ct)

/ (M

axim

um

of

inte

rmed

iari

es r

emov

ed b

y p

roje

ct –

Min

imu

m o

f in

term

edia

ries

rem

oved

by

pro

ject

).T

hen

th

e sc

ore

obta

ined

is

map

ped

fro

m 0

to

1 to

1 t

o 5

as 0

–0.2

an

d g

rad

ed a

s 1

and

so

on.

Perc

enta

ge i

ncr

ease

in

usa

geT

his

mea

sure

is

use

d t

o ga

uge

th

e in

crea

se i

n

the

usa

ge o

f th

e sy

stem

du

e to

it

bein

g d

eliv

ered

in

a m

ore

con

ven

ien

t an

d u

ser-

cen

tric

man

ner

. T

his

is

calc

ula

ted

as

a p

erce

nta

ge o

f n

um

ber

of

tran

sact

ion

s d

one

per

day

aft

er a

nd

bef

ore

the

pro

ject

. Th

e %

in

crea

se i

n u

sage

is

grad

ed a

s 1

for

1–20

%, 2

for

21–

40%

, 3 f

or 4

1–60

%,

4 fo

r 61

–80%

an

d 5

for

81–

100%

Perc

enta

ge t

arge

t u

sers

rea

ched

Th

is m

easu

re i

s u

sed

to

cap

ture

th

e re

ach

abil

ity

and

pop

ula

rity

or

awar

enes

s am

ong

the

targ

et

use

rs. I

t is

cal

cula

ted

as

a p

erce

nta

ge o

f n

um

ber

of u

sers

rea

ched

am

ong

the

targ

et u

sers

. Th

e %

ta

rget

use

rs r

each

ed i

s gr

aded

1 f

or 1

–20%

, 2 f

or

21–4

0%, 3

for

41–

60%

, 4 f

or 6

1–80

% a

nd

5 f

or

81–1

00%

.

men

us

mu

st b

e lu

cid

an

d e

asy

to u

nd

er-

stan

d

Doe

s th

e ci

tize

n

know

all

th

e fa

ctor

s th

at a

ffec

t th

e en

d

resu

lt o

r an

y ac

tion

oc

curr

ing

in

the

serv

ice

chai

n?

Is t

he

citi

zen

mad

e aw

are

of h

is r

igh

t to

in

form

atio

n th

rou

gh

the

use

of

p

rom

i-n

ent

not

ice

boar

ds

or

clau

ses

stat

ed

clea

rly

on th

e si

te o

r fo

rm?

Wh

at

per

ce

nt

of

citi

zen

s ar

e aw

are

of

the

abov

e p

rivi

lege

s h

e en

joys

an

d w

hat

p

er c

ent

of t

hem

ac-

tual

ly e

xerc

ise

it?

Sco

res

1–5

are

give

n

base

d o

n th

e re

spon

ses

to t

he

ques

tion

s ab

ove.

Page 26: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

��    e-Governance: Case StudiesE

ffic

ien

cyU

ser

con

ven

ien

ceS

ervi

ce p

rovi

ded

Valu

e ad

dit

ion

Incr

ease

in

go

vern

-m

ent

citi

zen

in

tera

c-ti

onO

ne

of t

he

fin

al o

bjec

-ti

ves

of e

- go

vern

ance

is

to

incr

ease

th

e in

-te

ract

ion

bet

wee

n t

he

gove

rnm

ent

and

th

e ci

tize

n a

nd

mak

e th

e ci

tize

ns

acti

ve p

arti

ci-

pan

ts

in

pol

icy

mak

-in

g d

ecis

ion

s. T

his

can

be

in

itia

ted

by

p

ost-

ing

rele

van

t in

form

a-ti

on

and

fa

cili

tati

ng

(dis

cuss

ion

fo

rum

s,

feed

back

fo

rms,

on

-li

ne

pop

-up

su

rvey

s,

emai

l co

nta

cts,

blo

gs)

inte

ract

ion

be

twee

n

the

gove

rnm

ent

and

th

e ci

tize

n.

Sco

res

1–5

are

give

n

dep

end

ing

on s

uch

in

itia

tive

s an

d

the

exte

nt

of t

hei

r u

se.

Ext

ent

of

pro

cess

re

-en

gin

eeri

ng

for

re-

mov

al

of

non

-val

ue

add

ed a

ctio

ns

Page 27: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-Government    ��E

ffic

ien

cyU

ser

con

ven

ien

ceS

ervi

ce p

rovi

ded

Valu

e ad

dit

ion

Kn

owle

dge

of

serv

ice

pro

vid

er/s

taff

Th

is m

easu

re i

s u

sed

to

cap

ture

th

e ex

ten

t to

wh

ich

th

e st

aff

of

the

serv

ice

pro

vid

er

at t

he

serv

ice

del

iver

y st

atio

n i

s fa

mil

iar

wit

h t

he

serv

ices

p

acka

ged

for

dif

fere

nt

use

r gr

oup

s. A

su

rvey

or

a s

mal

l in

terv

iew

m

ay b

e u

sed

to

det

er-

min

e th

e ex

act

scor

e.

Con

ven

ien

ce o

f lo

ca-

tion

Th

is m

easu

re i

s al

so a

co

mp

arat

ive

mea

sure

of

th

e lo

cati

on c

on-

ven

ien

ce o

ffer

ed b

y th

e p

roje

ct. I

n c

ase

of

serv

ices

th

at a

re t

o be

re

nd

ered

to

the

urb

an

onli

ne,

th

is s

hal

l n

ot

be a

pp

lica

ble.

A

nu

mbe

r of

p

roce

-d

ure

s m

ay e

xist

in

th

e sy

stem

th

at

doe

s n

ot

by

them

selv

es

add

an

y va

lue

to t

he

pro

c-es

s ou

tpu

t.

Th

ey

are

pre

sen

t as

a

con

se-

quen

ce o

f so

me

oth

er

par

t of

th

e li

nk

not

p

erfo

rmin

g to

its

bes

t fo

r e.

g.,

in

a m

anu

al

syst

em o

f ad

mis

sion

s,

chec

kin

g an

d

then

ve

rify

ing

mar

ks l

ist

of

stu

den

t ap

pli

can

ts

is

a n

on-v

alu

e ad

d.

Th

is

can

be

co

mp

lete

ly

elim

inat

ed i

f th

e d

ata

base

con

sist

ing

of s

tu-

den

t p

erfo

rman

ce d

ata

can

tal

k to

th

e ad

mis

-si

on r

elat

ed d

ata

and

th

e m

arks

ver

ific

atio

n

can

be

don

e au

tom

ati-

call

y. T

his

sor

t of

re-

en

gin

eeri

ng

scop

e th

at

com

pu

teri

sati

on

and

au

tom

atio

n b

rin

g al

ong

wit

h t

hem

mu

st b

e

Page 28: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

��    e-Governance: Case StudiesE

ffic

ien

cyU

ser

con

ven

ien

ceS

ervi

ce p

rovi

ded

Valu

e ad

dit

ion

com

ple

tely

lev

erag

ed.

Th

is

mea

sure

is

to

ca

ptu

re

the

exte

nt

of

busi

nes

s p

roce

ss

re-

engi

nee

rin

g sc

ope

that

th

e p

roje

ct h

as a

nd

to

wh

at e

xten

t it h

as b

een

le

vera

ged

in

th

is

in-

stan

ce. T

he

% o

f re

-en

-gi

nee

red

p

roce

sses

is

m

easu

red

ag

ain

st

the

pro

cess

es

that

co

uld

h

ave

been

an

d g

rad

ed

1 fo

r 1–

20%

, 2

for

21–

40%

, 3

for

41–6

0%,

4 fo

r 61

–80%

an

d 5

for

81

–100

%.

Page 29: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-Government    ��Ta

ble

6 Fa

ctor

s ex

pla

inin

g te

chn

olog

ical

sou

nd

nes

s

Arc

hit

ectu

reS

tan

dar

ds

Sec

uri

tyS

cala

bili

tyR

elia

bili

tyE

xter

nal

Au

dit

A

bili

tyM

ain

tain

Abi

lity

Com

pre

hen

sive

-n

ess

of a

rch

itec

-tu

reT

his

mea

sure

is

to

cap

ture

if

the

arch

itec

-tu

re d

esig

ned

is

ad

equ

ate

for

han

dli

ng

all

the

serv

ices

. Th

e ar

chit

ectu

re i

s gr

aded

low

if

it i

s ov

er-d

esig

ned

or

un

der

-des

ign

ed

Con

form

ance

to

nat

ion

al/i

nte

rna-

tion

al a

rch

itec

-tu

reT

his

mea

sure

ca

ptu

res

the

exte

nt

to w

hic

h

the

arch

itec

ture

co

nfo

rms

to

nat

ion

al a

nd

Com

pli

ance

wit

h

open

Sta

nd

ard

sT

his

mea

sure

is

to d

eter

min

e th

e ex

ten

t of

use

of

open

sta

nd

ard

s li

ke t

hos

e ba

sed

on

TC

P/I

P, H

TT

P,

CO

RB

A, D

CO

M,

OD

BC

etc

. It

is

grad

ed h

igh

for

m

axim

um

usa

ge.

Des

ign

an

d

adop

tion

of

met

a-d

ata

stan

d-

ard

sT

his

mea

sure

is

use

d t

o ca

ptu

re

if t

he

syst

em i

s ba

sed

on

met

a-d

ata

stan

dar

ds

like

XM

L et

c. I

t is

gra

ded

hig

h

for

max

imu

m

usa

ge.

Ext

ent

of c

omp

li-

ance

wit

h s

ecu

-ri

ty a

rch

itec

ture

In t

his

mea

sure

, it

is

det

erm

ined

if

th

e sy

stem

se

curi

ty d

esig

n

con

form

s to

B

S 7

799.

If

yes

then

th

e d

esig

n

is g

rad

ed a

s 5,

ot

her

wis

e it

is

grad

ed a

sco

re

ran

gin

g fr

om 4

to

1 d

epen

din

g u

pon

th

e p

res-

ence

an

d e

xten

t of

th

e se

curi

ty

pol

icy

doc

um

ent

pu

blis

hed

by

the

pro

ject

tea

m

Dat

abas

e in

teg-

rity

an

d s

cal-

abil

ity

Th

ere

shou

ld b

e n

o re

pli

cabi

lity

or

red

un

dan

cy

of d

ata.

Als

o th

e d

ata

base

arc

hi-

tect

ure

sh

ould

be

such

th

at f

utu

re

inte

grat

ion

, bot

h

vert

ical

ly a

nd

h

oriz

onta

lly

acro

ss s

ervi

ces,

fu

nct

ion

s an

d

dep

artm

ents

ac

ross

sta

tes

shou

ld n

ot

be a

pro

blem

. T

he

syst

em i

s gr

aded

hig

h i

f an

y in

tegr

a-ti

on t

hat

can

be

don

e w

ith

oth

er

serv

ices

has

be

en i

nit

iate

d o

r co

mp

lete

d.

Acc

ura

cy o

f re

sult

sIn

th

is m

easu

re,

the

syst

em t

hat

p

rod

uce

s h

igh

ly

accu

rate

res

ult

s sh

ould

be

give

n

a sc

ore

of 5

. Ac-

cura

cy w

ill

be

base

d u

pon

th

ird

p

arty

au

dit

s an

d

erro

r lo

gs o

f th

e sy

stem

.

Con

sist

ency

of

resu

lts

Th

is m

easu

re

gau

ges

the

con

sist

ency

w

ith

wh

ich

th

e sy

stem

off

ers

rea-

son

able

res

pon

se

tim

es.

Sys

tem

for

ar

chit

ectu

re

com

pli

ance

an

d

aud

it

Th

is m

easu

re i

s to

det

erm

ine

if

ther

e is

th

ere

a sy

stem

in

pla

ce

for

con

du

ctin

g th

ird

par

ty a

ud

it

of t

he

syst

ems

to

elic

it c

onfo

rm-

ance

/con

tin

ued

co

nfo

rman

ce

to t

he

arch

itec

-tu

re o

rigi

nal

ly

des

ign

ed. (

Th

e sc

ore

is a

war

ded

as

fol

low

s:Ye

s –5

; N

o –

0)

Eas

e of

in

stal

la-

tion

Th

is m

easu

re e

n-

sure

s th

at i

n c

ase

of n

ew s

oftw

are

or r

e-in

stal

lati

on

of s

oftw

are,

th

e p

roce

du

re i

s as

si

mp

le a

s p

os-

sibl

e to

en

able

th

e se

rvic

e st

aff

at t

he

citi

zen

fa

cili

tati

on c

en-

tre

or t

he

dir

ect

use

r h

imse

lf t

o be

abl

e to

rec

tify

it

. Sco

rin

g m

ust

be

bas

ed o

n t

he

requ

irem

ents

of

the

soft

war

e an

d

the

imp

lem

enta

-ti

on d

one.

Page 30: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

�0    e-Governance: Case StudiesA

rch

itec

ture

Sta

nd

ard

sS

ecu

rity

Sca

labi

lity

Rel

iabi

lity

Ext

ern

al A

ud

it

Abi

lity

Mai

nta

in A

bili

ty

inte

rnat

ion

al

stan

dar

ds.

Wil

l th

e ar

chit

ectu

re

be a

ble

to t

alk

wit

h o

ther

sys

-te

ms

and

wil

l it

be

eas

y to

op

er-

ate

and

dec

ode?

It i

s gr

aded

low

if

ther

e is

an

y m

is-

mat

ch t

hat

wil

l re

quir

e fu

rth

er

wor

k to

bri

ng

it

up

to

the

def

ined

st

and

ard

.

Ext

ent

of u

se

of o

pen

-sou

rce

syst

ems

Th

e sy

stem

is

grad

ed h

igh

if

it

use

s op

en-s

ourc

e sy

stem

s in

bac

k en

d a

nd

fro

nt

end

i.e

. for

op

-er

atin

g sy

stem

, D

BM

S o

r d

ata

base

Priv

acy

of u

ser

dat

a, p

rese

nt a

nd

k

now

n to

use

rsT

his

mea

sure

tr

ies

to e

nsu

re

that

use

r d

ata

is

com

ple

tely

se-

cure

. Esp

ecia

lly

in c

ases

wh

ere

the

com

ple

te

tran

sact

ion

hap

-p

ens

onli

ne

and

th

e u

ser

nee

ds

to g

ive

per

son

al

info

rmat

ion

an

d c

red

it c

ard

d

etai

ls, u

tmos

t se

curi

ty i

s re

-qu

ired

. Als

o th

e w

eb s

ite

mu

st

pro

min

entl

y d

isp

lay

the

mes

sage

abo

ut

pri

vacy

an

d

secu

rity

pol

icy

to

reas

sure

th

e u

ser

abou

t h

is d

ata

safe

ty.

Deg

ree

of s

cal-

abil

ity

of p

roje

ctS

cala

bili

ty o

f th

e p

roje

ct d

epen

ds

on t

he

AP

Is

avai

labl

e an

d

thei

r d

ocu

men

ta-

tion

. Th

e p

roje

ct

is g

rad

ed h

igh

if

it s

how

s ri

gou

r al

ong

this

t li

ne.

Sco

pe

for

en-

han

cem

ents

of

HW

in

terf

aces

Th

is m

easu

re

trie

s to

cap

ture

if

bot

h h

ard

war

e an

d s

oftw

are

des

ign

per

mit

s in

tegr

atio

n o

f n

ew d

evic

es. T

he

pro

ject

sco

res

hig

h i

f it

has

a

bett

er e

nh

ance

-m

ent

scop

e.

Th

is i

s to

be

as-

sess

ed f

rom

th

e sy

stem

log

s. P

er-

cen

tage

nu

mbe

r of

tim

es t

hat

th

e sy

stem

has

bee

n

con

sist

ent

is c

al-

cula

ted

an

d t

he

syst

em g

rad

ed 1

fo

r 1–

20%

, 2 f

or

21–4

0%, 3

for

41

–60%

, 4 f

or

61–8

0% a

nd

5

for

81–1

00%

.

Alt

ern

ate

del

iv-

ery

chan

nel

in

ca

se o

f br

eak

-d

own

sT

his

asp

ect

de-

term

ines

th

e ex

-te

nt

to w

hic

h t

he

use

rs c

an d

epen

d

on t

he

syst

em’s

re

spon

se i

n c

ase

of b

reak

dow

ns

[pow

er,

Op

en s

tan

dar

ds

com

pli

ance

en

forc

emen

t m

ech

anis

m

Th

is m

easu

re i

s to

det

erm

ine

if

ther

e is

th

ere

a sy

stem

in

pla

ce

for

con

du

ctin

g th

ird

par

ty a

ud

it

of t

he

syst

ems

to

elic

it c

onfo

rm-

ance

/con

tin

ued

co

nfo

rman

ce

to t

he

arch

itec

-tu

re o

rigi

nal

ly

des

ign

ed. (

Th

e sc

ore

is a

war

ded

as

fol

low

s:Ye

s –

5; N

o –

0)

Ext

ent

of p

aram

-et

eris

atio

n f

or

cust

omis

atio

nT

his

fac

tor

mea

sure

s an

d

scor

es d

epen

din

g on

th

e ex

ten

t to

w

hic

h t

he

use

r en

d s

yste

m i

s cu

stom

isab

le

thro

ugh

par

am-

eter

s on

ly (

not

th

rou

gh a

dd

i-ti

onal

pro

gram

-m

ing)

(0–

5).

Tech

nol

ogy

mad

e ac

cord

-in

g to

In

dia

n

wea

ther

an

d u

s-ag

e st

and

ard

sB

ecau

se o

f th

e u

se o

f th

e sy

stem

in

rem

ote

area

s w

her

e av

aila

bil-

ity

of q

ual

ifie

d

skil

ful

tech

ni-

cian

s m

ay b

e a

Page 31: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-Government    �1A

rch

itec

ture

Sta

nd

ard

sS

ecu

rity

Sca

labi

lity

Rel

iabi

lity

Ext

ern

al A

ud

it

Abi

lity

Mai

nta

in A

bili

ty

man

agem

ent

sys-

tem

s, w

eb s

erve

r te

chn

olog

y et

c

It i

s gr

aded

1 t

o 5

dep

end

ing

on t

he

exte

nt

to w

hic

h

secu

rity

mea

sure

s h

ave

been

tak

en

– a

scor

e of

5 i

s gi

ven

if

cred

it c

ard

p

aym

ents

are

ac-

cep

ted

on

lin

e an

d

no

case

of

loss

has

be

en r

epor

ted

.

Ext

ent

of u

ser

and

fi

nan

cial

au

then

ti-

cati

on p

roce

du

re

If f

inan

cial

tra

nsa

c-ti

ons

are

bein

g ca

rrie

d o

ut

on

the

web

, th

en t

he

syst

em i

s gr

aded

5

else

if

non

e, t

hen

0.

In

term

edia

te

scor

es a

re g

iven

ac-

cord

ing

to t

he

ex-

ten

t of

tra

nsa

ctio

n

safe

ty i

nvo

lved

.

Sco

pe

to w

ork

wit

h

alte

rnat

e p

ower

an

d

con

nec

tivi

tyC

onsi

der

ing

the

clim

ate

and

usa

ge

con

dit

ion

s of

th

e In

dia

n s

ub-

con

tin

ent,

th

e ab

ilit

y of

th

e te

rmin

al t

o w

ith

stan

d

hig

h t

emp

erat

ure

an

d d

ust

is

sign

ifi-

can

t. W

ork

can

not

be

stop

ped

just

bec

ause

of

fre

quen

t p

ower

cu

ts t

hat

may

hap

pen

in

les

s d

evel

oped

re

gion

s. H

ence

th

e sc

ope

to w

ork

wit

h

alte

rnat

e p

ower

or

hav

ing

a p

ower

bac

k u

p a

nd

con

nec

tivi

ty

is e

ssen

tial

. Hig

her

th

e ab

ilit

y to

man

age

in t

hes

e co

nd

itio

ns,

be

tter

th

e sc

ore.

con

nec

tivi

ty,

har

dw

are,

sof

t-w

are)

.

Sec

uri

ty s

tan

d-

ard

s co

mp

lian

ce

mec

han

ism

T

his

mea

sure

is

to d

eter

min

e if

th

ere

is t

her

e a

syst

em i

n p

lace

fo

r co

nd

uct

ing

thir

d p

arty

au

dit

of

th

e sy

stem

s to

el

icit

con

form

-an

ce/c

onti

nu

ed

con

form

ance

to

th

e ar

chit

ec-

ture

ori

gin

ally

d

esig

ned

. (T

he

scor

e is

aw

ard

ed

as f

ollo

ws:

Yes

–5;

No

– 0)

litt

le d

iffi

cult

, re

mot

e lo

ggin

g an

d m

ain

ten

ance

m

ust

be

an e

na-

bled

fea

ture

th

at

can

be

easi

ly a

c-ti

vate

d t

hro

ugh

th

e u

se o

f se

cure

p

assw

ord

s. (

Th

e sc

ore

is a

war

ded

as

fol

low

s:Ye

s –5

; N

o –

0)

Page 32: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

��    e-Governance: Case StudiesTa

ble

7 Fa

ctor

s ex

pla

inin

g p

roje

ct s

ust

ain

abil

ity

Inte

rnal

E

xter

nal

Cos

t-ef

fect

iven

ess

Org

anis

atio

nal

str

uct

ure

to

sup

-p

ort

the

pro

ject

Th

is s

core

is

give

n b

ased

on

wh

eth

er t

he

orga

nis

atio

n

stru

ctu

re a

nd

hie

rarc

hy

has

be

en c

reat

ed b

y re

form

ing

the

con

ven

tion

al s

tru

ctu

re a

nd

is

fun

ctio

nin

g ef

fect

ivel

y. E

ffec

-ti

ve f

un

ctio

nin

g w

ould

im

ply

p

re-d

ecid

ed d

ecis

ion

flo

w a

nd

in

form

atio

n f

low

cla

rity

. Sco

re

ran

ges

from

1 t

o 5.

Ext

ent

and

ad

equ

acy

of e

mp

loy-

ee t

rain

ing

Un

less

th

e em

plo

yees

acr

oss

the

orga

nis

atio

n a

re t

rain

ed e

ffec

-ti

vely

an

d e

ffic

ien

tly,

in

vest

ing

in t

ech

nol

ogy

and

in

fras

tru

ctu

re

wil

l p

rovi

de

no

retu

rns.

Th

is

also

in

volv

es o

verc

omin

g u

ser

resi

stan

ce t

o th

e n

ew s

yste

m a

nd

th

e ch

ange

th

at f

ollo

ws.

Ava

il-

abil

ity

of t

ime

and

res

ourc

es

spen

t on

tra

inin

g em

plo

yees

to

reac

h a

com

fort

lev

el i

s m

eas-

ure

d b

y th

is f

acto

r. A

sm

all

Peri

od o

f co

nti

nu

ous

fun

ctio

nin

gT

his

mea

sure

cap

ture

s th

e ex

ten

t of

con

tin

u-

ity

of t

he

pro

ject

an

d s

core

s it

acc

ord

ingl

y. I

f th

e p

roje

ct f

un

ctio

ns

for

3 ye

ars

or m

ore

afte

r it

s la

un

ch w

ith

gro

wth

, it

mu

st b

e as

sign

ed a

sc

ore

of 5

. If

the

pro

ject

has

sto

pp

ed f

un

ctio

n-

ing

wit

hin

3 y

ears

of

lau

nch

, it

is g

rad

ed –

10

and

–5

if t

he

nu

mbe

rs s

how

a d

ecli

ne.

Str

engt

h o

f P

PP

arr

ange

men

tT

his

mea

sure

det

erm

ines

th

e st

ren

gth

of

the

pri

vate

par

tner

an

d i

ts r

elat

ion

ship

wit

h t

he

gove

rnm

ent.

It

scor

es b

ased

on

th

e ef

fect

ive-

nes

s w

ith

wh

ich

th

e p

riva

te p

artn

er e

xecu

tes

the

pro

ject

(S

core

5 i

f ti

me,

cos

t an

d q

ual

ity

par

amet

ers

hav

e be

en m

et. E

lse

assi

gned

pro

-p

orti

onat

ely

less

er s

core

s).

Red

uct

ion

of

cost

to

gove

rnm

ent

Th

e co

st r

edu

ctio

n o

r m

oney

sav

ed b

y th

e u

ser

has

bee

n m

easu

red

in

th

e ci

tize

n-c

entr

icit

y ef

-fi

cien

cy s

ub-

fact

or. B

y th

is m

easu

re, t

he

exte

nt

to w

hic

h t

he

pro

ject

has

res

ult

ed i

n r

edu

ctio

n o

f co

st o

ver

tim

e to

th

e go

vern

men

t is

gau

ged

. To

calc

ula

te t

his

sco

re, t

he

mon

ey s

aved

by

gove

rn-

men

t in

eac

h o

f th

e p

roje

cts

bein

g co

mp

ared

is

calc

ula

ted

aga

inst

th

e on

e be

ing

use

d a

s a

ben

ch-

mar

k. T

he

scor

e is

nor

mal

ised

usi

ng

the

form

ula

:(C

urr

ent

pro

ject

cos

t re

du

ced

– M

inim

um

of

cost

re

du

ced

by

any

pro

ject

) / (

Max

imu

m o

f co

st r

edu

ced

by

a p

roje

ct –

Min

i-m

um

of

cost

red

uce

d b

y a

pro

ject

). T

hen

th

e sc

ore

obta

ined

is

map

ped

fro

m 0

to

1 to

1 t

o 5

as 0

–0.2

an

d g

rad

ed a

s 1

and

so

on.

Sys

tem

of

coll

ecti

on o

f u

ser

char

ges

For

this

mea

sure

, a s

yste

m i

s gr

aded

5, i

f th

e ch

arge

s p

rovi

de

a go

od s

trea

m o

f re

ven

ue

ad-

equ

ate

to e

nsu

re f

inan

cial

su

stai

nab

ilit

y (0

–5)

Ext

ent

of i

ncr

ease

in

Rev

enu

eIn

th

is m

easu

re, t

he

exte

nt

to w

hic

h t

he

pro

ject

h

as r

esu

lted

in

rev

enu

e in

crea

se o

ver

tim

e to

th

e go

vern

men

t is

gau

ged

. To

calc

ula

te t

his

sco

re t

he

reve

nu

e in

crea

se t

o go

vern

men

t in

eac

h o

f th

e

Page 33: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-Government    ��In

tern

al

Ext

ern

alC

ost-

effe

ctiv

enes

s

inte

rvie

w o

r qu

esti

onn

aire

tes

t to

th

e u

sers

wou

ld h

elp

det

er-

min

e th

eir

com

fort

lev

el w

ith

th

e n

ew s

yste

m.

Rol

e cl

arit

y an

d e

mp

loye

e

buy-

inO

ne

mu

st a

lso

ensu

re t

hat

eac

h

per

son’

s ro

les

and

res

pon

sibi

li-

ties

are

cry

stal

cle

ar t

o h

im i

n

the

chan

ged

en

viro

nm

ent

to b

e ab

le t

o p

rod

uce

goo

d r

esu

lts.

A

surv

ey t

o d

eter

min

e th

e ex

ten

t of

rol

e cl

arit

y an

d e

mp

loye

e bu

y-in

wou

ld h

elp

sco

re i

n t

his

fa

ctor

.

Em

plo

yee

invo

lvem

ent

in d

e-si

gn a

nd

im

ple

men

tati

onT

his

mea

sure

tri

es t

o ca

ptu

re

the

deg

ree

of s

ense

of

own

ersh

ip

of t

he

pro

ject

by

gove

rnm

ent

emp

loye

es (

0–5)

Con

tin

uit

y of

top

ch

amp

ion

s of

th

e p

roje

cts

Con

tin

uit

y of

top

ch

amp

ion

s is

a h

uge

gro

wth

im

pet

us

and

kn

owle

dge

sou

rce.

Har

nes

sin

g

pro

ject

s be

ing

com

par

ed i

s ca

lcu

late

d a

gain

st

the

one

bein

g u

sed

as

a be

nch

mar

k. T

he

scor

e is

n

orm

alis

ed u

sin

g th

e fo

rmu

la(C

urr

ent

pro

ject

rev

enu

e in

crea

se –

Min

imu

m

of r

even

ue

incr

ease

by

any

pro

ject

)/(M

axim

um

of

rev

enu

e in

crea

se b

y a

pro

ject

– M

inim

um

of

reve

nu

e in

crea

se b

y a

pro

ject

). T

hen

th

e sc

ore

obta

ined

is

map

ped

fro

m 0

to

1 to

1 t

o 5

as 0

–0.2

an

d g

rad

ed a

s 1

and

so

on.

Mec

han

ism

to

reco

ver

cap

ital

cos

tIf

pro

visi

on i

s m

ade

for

com

ple

te r

ecov

ery,

th

e p

roje

ct s

core

5. E

lse

it i

s gr

aded

pro

por

tion

atel

y le

ss

If P

PP,

ext

ent

of c

omm

erci

al v

iabi

lity

to

pri

vate

p

artn

erT

his

mea

sure

in

dic

ates

th

at e

xten

t to

wh

ich

th

e p

riva

te p

artn

er f

ind

s th

e ve

ntu

re c

omm

erci

ally

vi

able

. Th

is i

s p

rop

orti

onal

to

the

cost

su

stai

n-

abil

ity

of t

he

pro

ject

. If

ther

e is

hig

h c

omm

erci

al

viab

ilit

y fo

r th

e p

riva

te p

artn

er, t

he

pro

ject

is

grad

ed 5

Page 34: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

��    e-Governance: Case StudiesIn

tern

al

Ext

ern

alC

ost-

effe

ctiv

enes

s

this

bra

in p

ower

can

be

a si

gnif

i-ca

nt

reas

on f

or f

utu

re i

mp

etu

s to

th

e p

roje

ct a

nd

its

rep

lica

bili

ty

in o

ther

are

as. T

his

is

mea

sure

d

by a

ssig

nin

g a

scor

e 1

for

each

ye

ar o

f co

nti

nu

ity

and

for

les

s th

an o

ne

year

a s

core

of

0

Exi

sten

ce o

f u

ser

grou

ps

and

se

rvic

e re

view

sT

his

mea

sure

is

base

d o

n t

he

exis

ten

ce a

nd

eff

ecti

ven

ess

of a

sy

stem

for

rev

iew

ing

the

syst

em

oper

atio

ns

per

iod

ical

ly a

nd

in

-co

rpor

atin

g u

ser

feed

back

(0–

5)

Page 35: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-Government    ��Ta

ble

8 Fa

ctor

s ex

pla

inin

g p

roje

ct r

epli

cabi

lity

Fun

ctio

nal

Tech

nic

alC

omm

erci

al

Deg

ree

of g

ener

ic p

roce

sses

in

trod

uce

dT

his

mea

sure

cap

ture

s th

e ex

ten

t to

w

hic

h t

he

pro

ject

ad

dre

sses

iss

ues

not

sp

ecif

ic t

o ge

ogra

ph

y (s

tate

/dis

tric

t et

c.);

w

het

her

it

can

be

imp

lem

ente

d a

nyw

her

e in

th

e co

un

try

(0–5

)

Ext

ent

to w

hic

h p

roje

ct r

esu

lts

in a

p

rod

uct

Th

is m

easu

re c

aptu

res

the

exte

nt

to

wh

ich

a p

rod

uct

has

bee

n a

nd

/or

can

be

dev

elop

ed o

ut

of t

he

pro

ject

for

eas

y re

p-

lica

bili

ty a

nd

com

mer

cial

via

bili

ty (

0–5)

Ext

ent

of o

ther

pro

ject

s th

at h

as b

een

re

pli

cate

d i

n t

his

pro

ject

(n

ot t

o be

sc

ored

)T

his

in

dic

ator

is

pu

rely

for

in

form

atio

n

sake

at

pre

sen

t –

to k

now

if

the

pro

ject

h

as e

ffec

tive

ly r

e-u

sed

an

y co

mp

onen

t of

an

oth

er p

roje

ct a

nd

how

su

cces

sfu

l it

w

as i

t.

Ext

ent

to w

hic

h p

roje

ct r

esu

lts

in a

pro

du

ctT

his

mea

sure

gau

ges

the

exte

nt

to w

hic

h a

p

rod

uct

th

at c

an b

e re

pli

cate

d a

s a

pac

kage

in

its

en

tire

ty i

s cr

eate

d o

ut

of t

he

pro

ject

.

Ext

ent

of o

ther

pro

ject

s th

at h

as b

een

rep

li-

cate

d i

n t

his

pro

ject

(n

ot t

o be

sco

red

)T

his

in

dic

ator

is

pu

rely

for

in

form

atio

n s

ake

at p

rese

nt

– to

kn

ow i

f th

e p

roje

ct h

as e

f-fe

ctiv

ely

re-u

sed

an

y co

mp

onen

t of

an

oth

er

pro

ject

an

d h

ow s

ucc

essf

ul

it w

as i

t.

Mu

ltip

le p

latf

orm

dep

loym

ent

feas

ibil

ity

Th

is m

easu

re c

aptu

res

the

exte

nt

of f

easi

bil-

ity

of t

he

app

lica

tion

sof

twar

e on

mu

ltip

le

pla

tfor

ms

and

sco

res

acco

rdin

gly

ran

ge f

rom

0

to 5

.

Qu

alit

y of

pro

ject

doc

um

enta

tion

Th

e sc

orin

g fo

r th

is m

easu

re i

s ba

sed

on

av

aila

bili

ty o

f sy

stem

doc

um

enta

tion

in

th

e st

and

ard

for

mat

Bet

ter

the

read

abil

ity,

mor

e th

e sc

ore

ran

gin

g fr

om 0

to

5.

Ava

ilab

ilit

y of

com

mer

cial

arr

ange

men

t fo

r re

pli

cati

onT

his

mea

sure

s w

het

her

th

e co

mm

erci

al

arra

nge

men

t w

ith

th

e d

evel

oper

/PP

P p

art-

ner

per

mit

s re

pli

cati

on. T

he

pro

ject

s ar

e gr

aded

5 f

or Y

es a

nd

0 f

or N

o.

Att

ract

iven

ess

of t

ran

sact

ion

cos

ts t

o in

du

ce r

epli

cati

onT

his

sco

re m

easu

res

wh

eth

er t

he

tran

sac-

tion

cos

ts a

nd

oth

er c

omm

erci

al t

erm

s ar

e at

trac

tive

en

ough

to

ind

uce

rep

lica

tion

. T

he

pro

ject

s ar

e gr

aded

5 f

or Y

es a

nd

0 f

or

No.

Mec

han

ism

for

mar

keti

ng

the

pro

ject

Is t

her

e a

mec

han

ism

in

pla

ce f

or m

arke

t-in

g’ t

he

pro

ject

an

d i

mp

lem

enti

ng

it i

n

oth

er g

eogr

aph

ies

on c

omm

erci

al b

asis

? T

he

pro

ject

s ar

e gr

aded

5 f

or Y

es a

nd

0 f

or

No.

Page 36: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

��    e-Governance: Case StudiesTa

ble

9 Fa

ctor

s ex

pla

inin

g in

tegr

atio

n

Ser

vice

Vert

ical

Hor

izon

tal

Lin

ks

to s

imil

ar a

nd

com

ple

men

tary

se

rvic

es

Th

is l

ooks

at

the

nu

mbe

r an

d q

ual

ity

of

lin

ks t

o va

riou

s ot

her

sim

ilar

an

d c

omp

le-

men

tary

sit

es. F

or c

omp

lete

an

d w

ell-

pla

ced

wor

kin

g li

nks

, th

e p

roje

ct i

s gi

ven

a

scor

e of

5. I

f th

ere

are

no

lin

ks, t

hen

it

is

grad

ed 0

.

Ext

ent

of g

rou

pin

g of

ser

vice

sT

he

exte

nt

to w

hic

h t

he

grou

pin

g of

ser

v-ic

es i

s in

lin

e w

ith

th

e u

ser’

s be

hav

iou

r p

atte

rn i

s ob

serv

ed. T

he

mor

e co

mp

lete

th

e gr

oup

ing

wh

enev

er t

hey

are

nee

ded

, th

e h

igh

er t

he

scor

e. I

n c

ase,

th

e p

roje

ct

bein

g as

sess

ed i

s a

stan

d-a

lon

e se

rvic

e,

then

th

is s

core

nee

d n

ot b

e co

nsi

der

ed.

Ext

ent

of v

erti

cal

inte

grat

ion

Th

is m

easu

res

wh

eth

er i

f a

citi

zen

log

s in

fro

m t

he

city

por

tal,

th

e fu

nct

ion

alit

y is

in

tegr

ated

wit

h t

hat

of

th

e st

ate

and

als

o of

th

e co

un

try

for

e.g.

, if

a p

er-

son

ow

nin

g a

par

ticu

lar

city

dri

vin

g li

cen

se t

rave

ls

to o

ther

sta

tes,

his

lic

ense

dat

a sh

ould

be

por

tabl

e fr

om o

ne

stat

e d

ata

base

to

the

oth

er w

ith

rel

evan

t in

dic

ator

s ac

tiva

ted

or

dea

ctiv

ated

. Th

is s

ort

of

inte

grat

ion

wit

hin

on

e d

epar

tmen

t ac

ross

hie

rar-

chy

is c

alle

d v

erti

cal

inte

grat

ion

. In

cas

es w

her

e ve

rtic

al i

nte

grat

ion

is

pos

sibl

e fo

r th

e p

roje

ct u

nd

er

con

sid

erat

ion

, it

is g

rad

ed 5

if

pro

visi

on i

s m

ade

for

it a

nd

in

tegr

ated

, els

e it

is

grad

ed 0

.

Abi

lity

to

acce

ss t

he

serv

ice

at t

he

stat

e or

nat

ion

-al

lev

el f

rom

th

e sa

me

entr

y in

th

e lo

cal

por

tal

Perc

enta

ge o

f se

rvic

es t

hat

hav

e be

en i

nte

grat

ed

Th

is m

easu

res

the

nu

mbe

r of

ser

vice

s or

dep

art-

men

ts t

hat

can

be

inte

grat

ed r

elat

ing

to a

pro

ject

.

Com

ple

te o

ne-

stop

sh

op f

or e

very

go

vern

men

t se

rvic

eA

pro

ject

is

awar

ded

a s

core

of

5 if

an

y p

olic

y or

in

ten

t d

ocu

men

t is

pre

sen

t, t

hat

ou

tlin

es h

ow t

he

curr

ent

sele

cted

pro

ject

wil

l en

able

h

oriz

onta

l se

amle

ss i

nte

grat

ion

in

th

e fu

ture

.

Page 37: Chapter 1 Evaluating e-government - CSI-SIGeGov govrn.pdf · Broadband internet access, meanwhile, is beginning to reach critical mass in several countries and is becoming a ... Assessing

Evaluating e-Government    ��

The variety, scope and size of e-governance projects are very large. It is not possible to create a framework that is applicable to all possible projects. It is therefore proposed to confine the current exercise to the projects falling in the following four categories:

•Government to Citizen in the Urban Environment (G2C-U)•Government to Citizen in the Rural Environment (G2C-R)•Government to Business (G2B)•Government to Government (G2G)

The projects can further be categorised on the basis of the investments made. Table 10 brings out the limits for categorisation in respect to pilot projects and rolled-out projects separately. The investments could be by the public or private sectors. In terms of priorities, it is desirable to focus the initial efforts on large projects.

Table 10 Categorisation of projects

Category of project Pilot project Rolled-out project

Small < Rs 3 Cr < Rs 10 Cr

Medium Rs 3 to 10 Cr Rs 10 to 50 Cr

Large >Rs 10 Cr > Rs 50 Cr

Implementation Strategy

What is now required is to develop a theoretically sound approach for de-termining the rankings of the different evaluation methods based on the pa-rameters or the importance of each factor as derived from expert judgment from a given set of options. A methodology using an analytic hierarchy process (AHP) is suggested as a means of formalising the process of deter-mining the suitability, ranking and contrasting of the system. The AHP is a powerful and flexible decision making process which helps people set priorities and make the best decision when both qualitative and quanti-tative aspects of a decision need to be considered. By reducing complex decisions to a series of one-on-one comparisons, and then synthesising the results, AHP not only helps decision makers arrive at the best decision, but also provides a clear rationale of why it is the best. Designed to reflect the way people actually think, AHP was developed in the 1970s by Dr. Tho-mas Saaty, while he was a professor at the Wharton School of Business. It continues to be the most highly regarded and widely used decision-making theory. The AHP process is useful for systematically evaluating qualitative criteria. It also attempts to resolve conflicts and analyse judgments through a proc-ess of determining the relative importance of a set of activities or criteria.

The AHP has been applied to a variety of business decisions and proc-esses requiring a high degree of subjective judgment. Although the AHP

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��    e-Governance: Case Studies

process is a subjective weighting technique that relies upon the judgment of the decision maker, it does so in a manner that is more systematic and consistent than traditional subjective decision-making.

The AHP can be summarized in terms of three basic components. First, the principal problem is decomposed into a hierarchy. The top level of the hierarchy represents the overall objective of the process. For e.g., the top level can be the most suitable car in a given segment for a given set of potential customers. Once the top level of the hierarchy has been defined, then the overall objective of the process is broken down into components. These factors compose the second level of the hierarchy. Subsequently, each element in the second level spans a group of sub-elements in the third level. This process is repeated until the final level is reached. The final level represents the array of possible outcomes. In this case, the array of possible outcomes is the weightings of various assets held in a portfolio.

Within each level of hierarchy, the relative importance of all elements de-rived from a single element in the next higher level must be determined. For example, suppose element 1 in level 2 is decomposed in level 3 into three sub-elements, A, B, and G. The AHP determines the relative importance of these three sub-elements by constructing a complete set of pair-wise com-parisons among them. A nine-point scale is used for these comparisons. A score of 9 signifies the highest level of importance for an element relative to other elements, and a score of 1/9th signifies that the element is much less important. If a comparison of A to B is assigned 1, A and B are considered of equal importance. The comparison of B to A would be assigned the recipro-cal value. Interpretations for the pair-wise comparisons are summarised in Table 11. A complete set of such scores constitutes a pair-wise comparison matrix. At the final level of the hierarchy each possible outcome must be considered relative to a single sub-element of the previous level.

In the third and final phase of the AHP, the pair-wise comparison matri-ces are evaluated by solving for their eigenvalues. The eigenvalues repre-sent the weighting functions for each set of pair-wise comparison matrices. Each set of lower level eigenvalues are then scaled by the eigenvalues cor-responding to the next level in the hierarchy. Continuing the process of ei-genvalue extraction and weighting through the levels of the hierarchy leads to a global weighting scale. The global priorities for the final level reflect the decision maker’s relative weights for the alternatives

Table 11 Interpretations for the pair wise comparisons for AHP

Ratings of absolute importance Explanation

Factor A to Factor B Two factors contribute equally to the objective and are of the highest importance.

Factor A to Factor B 3 Experience and judgment moderately favour A over B

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Evaluating e-Government    ��

Factor A to Factor B 5 Experience and judgment strongly favour A over B

Factor A to Factor B A is strongly favoured over B and its dominance is demonstrated in practice.

Factor A to Factor B The evidence favouring A over is the highest possible.

Factor A to Factor B 2,4,6,8 When compromise is needed.

Reciprocals If Factor A has one of the above numbers assigned to it when compared with activity then B has the reciprocal value when com-pared to A.

Setting up a problem as a hierarchy is an efficient and intuitive way of dealing with complexity and identifying the relevant components of the problem. AHP is flexible in allowing decision makers structure a hierarchy to fit individual needs and preferences. In addition, used in a group setting, AHP to may help to isolate areas of disagreement so that more attention can be focused on them in order to achieve consensus.

Table 12 shows the rating scale that was used for the expert judgment during the evaluation of frameworks.

Table 12 Rating scale for expert judgment in AHP

Value Description for expectation Description for perception

9 The parameter is of utmost importance

The parameter is taken care of and the satisfaction levels are very high.

7 The parameter is important The parameter is taken care of properly and the satisfaction level of the benefi-ciary is high

5 The parameter is somewhat important

The parameter is moderately taken care of, and satisfactory performance is observed.

3 The parameter is less impor-tant

The parameter is not taken care of prop-erly, and unsatisfactory performance against that parameter is observed.

1 The parameter is least important

The parameter is not taken care of at all, and absolutely unsatisfactory perform-ance is noted against the parameter.

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�0    e-Governance: Case Studies

The experts were asked to evaluate each of the models based on the three parameters which were found to be the most important. For each of the pa-rameters, marks out of 10 were given.

In the present case of illustration, inputs were taken from the experts and acknowledged persona in the e-governance sector. The number of such inputs was small, and only averaging was done on the inputs thus received. The inputs were used to identify the parameters and also define the impact of one of the parameters with respect to the other. That is, the relative im-portance of the parameters. Each of the experts consulted were asked to rateEach of the experts consulted were asked to rate the relative importance of each of the parameters. These were averaged out in fractions and then converted to the relations as depicted. We can use the relevancy test shown in Table 13 to choose factors that may be applicable to our sort of project. This test is usually done for projects with a heavy tech-nological inclination – a lot of factors need not be included in our project.

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Evaluating e-Government    �1Ta

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Evaluating e-Government    ��D

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��    e-Governance: Case StudiesE

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Evaluating e-Government    ��Q

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��    e-Governance: Case Studies

Arriving at Weights per Factor

a. For the project concerned, with the help of experts, relevance test is conducted and the factors based on which to evaluate the genre of projects is selected.

b. Once the factors are selected, the hierarchy which the factors follow is obtained.

c. A team of experts assigns weightages to each set of factors at every level of hierarchy. i.e for a set of four sub-factors falling under one main factor, the experts assign them weights such that the sum of weights equals 20.

d. Using this, the relative weightages table of AHP is arrived at.e. From this, the normalisation table is obtained by dividing each cell by

the sum of the elements in that column.f. The factor weight is obtained by averaging each row.g. A confidentiality test is conducted to ensure consistency in assigning

weights. For eg, if sustainability is 3 times as important as replicability and replicability is as important as technology, in that case, sustain-ability cannot be anything but three times as important as technology. But in normal weighting course, due to human error, certain incon-sistencies may creep in. This is verified through the consistency test.

Scoring each Factor

a. For each project, scores ranging from 0 to 5 for each of the relevant factors selected is assigned.

b. The composite score is calculated by multiplying the scores by weights attached to each factor.

c. The hierarchy is moved up and the final project score is calculated

Implementation Flowchart

To implement the above framework, we use the analytic hierarchy process which is a participative decision-making tool. Setting up a problem as a hierarchy is an efficient and intuitive way of dealing with complexity and identifying the relevant components of the problem. AHP is flexible in al-lowing decision-makers to structure a hierarchy to fit individual needs and preferences. In addition, used in a group setting, AHP may help to isolate areas of disagreement so that more attention can be focused on them in order to achieve consensus. Refer to Tables 5–9 for the marking scheme for the AHP to be applied. This comparison is used to indicate the relative im-portance between two parameters taken as a pair at a time. The implemen-tation flowchart for project assessment framework is shown in Fig. 3

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Evaluating e-Government    ��

Fig. 3 Implementation flowchart for project assessment framework

Illustrative Example

After the relevance test was conducted, the factors arrived at for evaluating a simple project were selected. The hierarchy tree obtained is as follows (Fig. 4):

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��    e-Governance: Case Studies

Fig. 4 Relevant factors hierarchy for project assessment

Based on the above, an evaluation sheet (Table 14) is formed using which the assessor can assign scores to the projects. At the same time, the core team needs to calculate the weightages attached to each of the chosen fac-tors in the hierarchy.

Table 14 Sample evaluation sheet for project assessment

Factor Sub-Factors Rating1 2 3 4 5

Remarks

Citizen-centric-ity (F1)

Efficiency: Speed of delivery of service

( ) ( ) ( ) ( ) ( )

User convenience ( ) ( ) ( ) ( ) ( )

Services ( ) ( ) ( ) ( ) ( )

Value adds ( ) ( ) ( ) ( ) ( )

Technology (F2)

Architecture ( ) ( ) ( ) ( ) ( )

Standards ( ) ( ) ( ) ( ) ( )

Security attributes ( ) ( ) ( ) ( ) ( )

Modularity of the software ( ) ( ) ( ) ( ) ( )

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Sustainability (F3)

Internal sustainability ( ) ( ) ( ) ( ) ( )

Cost-effectiveness ( ) ( ) ( ) ( ) ( )

External sustainability ( ) ( ) ( ) ( ) ( )

Replicability (F4)

Functional ( ) ( ) ( ) ( ) ( )

Technical ( ) ( ) ( ) ( ) ( )

Commercial ( ) ( ) ( ) ( ) ( )

Each of the experts is asked to assign weights to the factors at all levels of the hierarchy:

These are averaged and the weightage of each factor is obtained (Table 15).

Table 15 Sample weightages of major factors

Weightages of major factors

PART (V) OVERALL WEIGHTAGES (F5)

Please allot 20 points among the following 4 param-eters. Note that he total should be 20

Citizen-centricity 6.5

Technology 4

Sustainability 5.75

Replicability 3.75

Current Sum 20

SUM SHOULD BE = 20

From the above, with the help of ratios, pair-wise comparisons among factors are derived (Table 16).

Table 16 Pair-wise comparison among major factors

P5 Citizen-centricity

Technology Sustainability Replicability

Citizen-centricity 1 3 1 3

Technology 1/3 1 1/3 1

Sustainability 1 3 1 3

Replicability 1/3 1 1/3 1

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�0    e-Governance: Case Studies

From the above, the normalised matrix is obtained by dividing each cell with the sum of the elements of that column (Table 17).

Table 17: Normalised matrix for major factors weights

Citizen-centricity 0.3750 0.3750 0.3750 0.3750 0.3750

Technology 0.1250 0.1250 0.1250 0.1250 0.1250

Sustainability 0.3750 0.3750 0.3750 0.3750 0.3750

Replicability 0.1250 0.1250 0.1250 0.1250 0.1250

The final result is the project evaluation, a sample of which is shown in Tables 18–21.

Table 18 Sample project evaluation: Part A

Project title

1. Citizen-centricity

Efficien-cy

User con-venience

Serv-ices

Value addition

Weighted (1a,1b,1c,1d)

1a 1b 1c 1d Weighted (1a,1b,1c,1d)

Samadhan 4 5 5 5 4.7031

Akshaya 4 4 5 4 4.246

KAVERI (Karna-taka valuation and e-registration

5 5 5 5 4.9995

e-Krishi Vipanan (ekvi)

4 4 4 5 4.2103

Municipal corpo-ration resource planning (MCRP)

4 4 4 5 4.2103

e-governance and citizens’ charter

5 5 5 5 4.9995

e-Gram Suvidha 4 4 3 3 3.5425

e-Sagu: Web-based agricultural expert advice dissemination system

4 5 4 4 4.246

CaseiInformation system (district courts computeri-sation)

4 4 4 4 3.9996

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Evaluating e-Government    ��

Table 21 Sample Project Evaluation:Part D

Project title

Overall Rank

Weighted (4a,4b,4c,4d)

Weighted (4a,4b,4c,4d)

Samadhan 4.5 4.5374875

Akshaya 3.5 4.40475

KAVERI (Karnataka valuation and e-registra-tion

3.5 4.2873125

e-Krishi Vipanan (ekvi) 4.75 4.1547875

Municipal corporation resource planning (MCRP)

4.5 4.1276875

e-governance and citizens’ charter 2.75 3.9798875

e-Gram Suvidha 3.75 3.942425

e-Sagu: Web-based agricultural expert advice dissemination system

3.5 3.941075

Case information system (district courts com-puterisation)

3.5 3.93735

PKI project 3.75 3.8643

Thus we see that composite scores have been identified for each of the ten projects with relevant factors in the evaluation frame. We can change the set of parameters based on which to evaluate depending upon the pur-pose of the project.

Re-valuation of the E-governance Assessment Framework, led us to re-assemble some of the factors and add a new category called integration based on our review of projects for the CSI–Nihilent National E Governance Awards 2005. We also proposed and illustrated a detailed methodology to capture the scores without any assumption or pre-conceived notion error.

Overall Impact of e-Government

The overall impact of e-government can be felt on many aspects that in-clude saving taxpayers money, government’s time, support for small busi-nesses, dissuading corruption, promoting participation in government and also streamlining government operation. But this impact of e-governance cannot be measured adequately by using the traditional cost–benefit analy-

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��    e-Governance: Case Studies

sis and return on investment calculations. Usage of e-government services determines the return on investment. People’s awareness about e-govern-ment services must be increased extensively to ensure higher usage and maximise the return on investment. This has to be coupled with a continu-ous assessment of the level of acceptance of citizens with the help of prefer-ence polls, customer satisfaction surveys and online trend monitoring.

Due to the tight budgetary situation felt by all governments universally, there was a need to measure the overall impact of e-governance – a proposi-tion generally found to be difficult. Also government CIOs require guide-lines on the subject. This necessitated the US government to constitute an Intergovernmental Advisory Board (IAB) consisting of three federal, three state and three local government chief information officers, IT experts in GSA and Federation of Government Information Processing Councils. GSA is a centralised agency in USA for federal procurement and property man-agement. The objective of the IAB was to identify the quality that make as e-governance programme exceptionally valuable to its sponsors, and how these sponsors measure the payoff delivered. The IAB report was released in May 2003 in ‘High Payoff in Electronic Government: Measuring the Re-turn on E-Govenmnent Investments’. This report defines ‘high payoff’ as a value for taxpayers by cost saving, economic development, synergies achieved through integration of government processes, strengthened dem-ocratic processes, and service to citizens and other constituent groups. It offered the following measures :

• Financial: Reduced costs of government operations/enhanced revenue collection. Web-enabling customer service processes eliminates pa-perwork and printing

• Economic development • Reduced redundancy: Consolidating and integrating government sys-

tems• Fostering democratic principles. • Improved service to citizens and other constituencies.

The above categories are broad and to measure the performance of spe-cific programmes will require a specific tool for each different value. Any e-government programme should address at least one of the above catego-ries. More successful ones will provide benefits in more than one area. The alignment of the performance objectives of the programme and that of its sponsors, with the nature of benefits determines the appropriate metrics. These might include

• Financial measures, such as return on investment, cost–benefit analy-sis, including net present value and internal rate of return

• Indicators of public approval and acceptance, such as customer satis-faction measures and e-government take-up, or adoption rates

• Benchmarking• Balanced scorecard measures• Business cases

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Evaluating e-Government    ��

• Portfolio analysis and risk management.

The measures suggested above at best serve the purpose of being treated as a broad framework of evaluating an e-governance programme. Look-ing for hard numbers to determine government project viability is never recommended; so is the case with the e-government projects since these are primarily driven with the aim to deliver better service to citizens/busi-ness/interest group constituency. It is, therefore, prudent to deal with e-government project case-by-case and take into account the quality, speed and comprehensiveness of the service to citizen, economic deficiency, and alignment with government’s strategic/political priorities. In any evalua-tion approach, importance of factors such as risk of changing technology, potential overruns of cost and changing requirement of the users, cannot be over-emphasised.

Concluding Remarks

Evaluation of e-government is necessary but approaches are not standard. Choice of an evaluation method would depend on what aspect of e-govern-ment we want to evaluate. There are three broad identifiable scenario of evaluation: e-readiness of the context, performance of specific e-govern-ment projects or programmes and overall impact of e-government on vari-ous developmental factors. Several approaches have been attempted by the researcher who recommends the choice to be dependant upon a particular situation. An overall evaluation could be ascertained in the broader frame-work discussed in this chapter. The framework provided is by no means op-timal. Based on other ideas and research, the framework can be changed for which the grading and subsequently, various qualitative aspects of meas-urements could change.

Notes

Mingers J. (1997). Towards critical pluralism. In: Mingers J and Gill A (eds). Mul-timethodology: Theory and Practice of Combining Management Science Methodolo-gies. Chichester: Wiley. p. 407–440.

Wolstenholme E.F. (1999). Qualitative vs quantitative modelling: The evolving bal-ance. Journal of the Operational Research Society 50: p.422–428.

Munro I. and Mingers J. (2002). The use of multimethodology in practice—results of a survey of practitioners. Journal of the Operational Research Society 53: p. 369–378.

Seitz N.E. (1989). Capital budgeting and long term financing decision. Hindsdale IL: Dyden Press.

Glazer A., Kanniainen V., Niskanen E. (2002). Bequests, control rights, and cost–

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��    e-Governance: Case Studies

benefit analysis. European Journal of Political Economy. 19: p. 71–82.

Shinjo K.,and Zhang X. (2003). Productivity analysis of IT capital stock: The USA–Japan comparison. J. Japanese Int. Economies 17 (1): p. 81–100.

Brynjolfsson E. and Hitt L.M. (1998). Beyond the productivity paradox. Communi-cations of ACM 41 (8): p. 49–55.

Kaylor C., Deshazo R., and Eck V. D. (2001). Gauging e-government: A report on implementing services among American cities. Government Information Quarterly 18: p. 293–307.

West, D.M. (2000). Assessing e-government: The internet democracy, and service de-livery. Available: http://www.insidepolitics.org/govtreport00.html (30 March 2003)

Green C.B. (1993), Benchmarking the IT function, NY: The Conference Board.

Turban E, & Mclean E, & Wetherbe J. (2001). Information technology economics. In-formation Technology for Management, Making Connections for Strategic Advantage. New York: John Wiley & Sons Inc.:p. 557–601.

Layne K., & Lee J. (2001). Developing fully functional e-government: A four stage model. Government Information Quarterly 18: p. 122–136.

Feltham G.A. (1972). Information Evaluation. Sarasota, Fla: American Accounting Association.

Gupta M. P. (1999). Assessing return on information. South Asian Journal of Man-agement 6 (3&4): p.1–19.

High Payoff in Electronic Government: Measuring the Return on E-Government In-vestments. The IAB report. 2003.


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