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Chapter 10 - Performance Monitoring and Assessment

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    OutcomeUnderstand the process of performance management andhow it helps employees in their professional development.

    Objectives Plan and analyse work activities using appropriate objective

    setting techniques and processes. Review development needs and evaluate the effectiveness ofactivities.

    Use suitable methods with clearly defined and relevantcriteria and objective, to assess the performance ofcolleagues.

    Identify factors affecting the quality of performance and usethese to provide clear and constructive feedback onperformance to colleagues.

    Incorporate results of assessment into personaldevelopment plans and other organisational procedures fordealing with performance issues.

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    Controlled performance

    Planning objectives& targets

    Take correctiveaction

    Establishing standardsof

    performance Compare deviations

    Monitoring actualperformance

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    Performance Management: is a means of getting betterresults by managing performance within an agreedframework of goals, standards and competence requirements.It is a process to establish a shared understanding about whatis to be achieved, and an approach to managing anddeveloping people

    Line management- business devise it and not the HRmanagers

    Specific- According to the customised requirements of theorganisation and its people

    Future-based- future oriented to work for what theorganisation future needs are and how the individuals shouldsatisfy them

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    Business plan: identify the competence required tocarry it out

    Draw up a performance agreement, expectations,performance standards, performance indicatorsand the skills and competence people need

    Draw up a performance and development plan-training needs

    Manage performance constantly, appraise andreinforce

    Performance review, compare performance resultsat the end of the period with the planned

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    Goals and objectives of individualsinfluence: What they perceive What they learn

    What they do How they are motivatedPeople need to know what their objectivesare and that enables them to do thefollowing Plan and direct their effort Monitor their performance Reward of achievement Tasks have meaning and purpose Motivation of a challenge Avoid the de-motivation

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    Benchmarking is a continuous, systematic,process for evaluating the products, services,

    and

    work processes of organisations that arerecognised as representing best practices forthe purpose of organisational improvement

    Internal benchmarkingCompetitive benchmarkingProcess or activity benchmarks

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    Feedback is communication, which offersinformation to an individual or group abouthow their performance, results or behaviours

    are perceived or assessed by othersTypes of feedback Motivational feedback Developmental feedback

    Constructive feedback

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    Positive feedback acts as a reinforcer orreward so helps in motivation andcommitmentNegative feedback delivered constructivelyprovides information for learningFeedback on performance enriches workadding to employee satisfactionFeedback on progress helps employeesmanage their performanceOngoing contributes to an effectivemanagement style

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    AssertivenessRespect for othersRequires skillsChoose the right timeStart with positivesFocus on the behaviourBe accurate

    Dont tackle everything at once Close with encouragement

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    Performance appraisalIs the process whereby an individuals performance is reviewed against previously agreed goals, and where newgoals are agreed which will develop the individual and

    improve performance over the forthcoming review period

    Purpose of appraisal Reward review

    Performance review Potential review

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    Uses of appraisal

    Identify current performance to determine training needs Identify areas of improvement to meet acceptable standards

    of performance Identify high performers for promotions Measuring performance to provide basis for reward above

    the basic salaries Measuring performance of new recruits to evaluate selection

    procedures Improve task related communication between levels The process of defining performance helps establish

    expected standards, which must be reached to achieveplanned objectives

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    Why have a system

    To help managers get a coherent, complete and objectivepicture of their subordinates performance

    For them to give due time and attention to theirsubordinates shortcomings as to improve performance Performance reviews should be justified in writing and face

    to face with the subordinate For all managers to use same set of criteria for assessing

    performance and appraisals can be compared objectively Managers could regularly provide feedback even if it is a

    difficult situation for them to handle

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    The process of appraisal Identify criteria for assessment Prepare appraisal report An appraisal interview- for an exchange of results of

    assessment, targets for improvement and solutions toproblems etc Prepare and implement action plans- to achieve

    improvement and changes agreed Monitoring the progress of action plan

    What should be m onitored and assessed Choosing assessment criteria

    Job analysis Job descriptionDepartmental or team plans, performance, standards and targets

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    Monitoring and reporting Overall assessment Guided assessment Grading Result oriented schemes

    Correcting under performance Identify areas of under-performance Give the individual opportunity to explain reasons for

    underperformance Ensure the individual is aware of acceptable level/standard

    of performance Set time period for improvement

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    Who does the appraising Current or previous boss (temporary supervisors) Peers & co-workers Subordinates External customer

    Self appraisal

    36 degree feedback Highlights every aspect of individuals performance, and

    allows comparisons with individuals self -assessment withthe views of others

    Feedback tends to be balanced- strengths and weaknessesso less discouraging

    Assessment is based on real work, so feedback is felt to bemore fairer and relevant, making it easier for individuals toaccept need for change and development

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    Upward appraisal Subordinates know their (one) superiors better than the

    superiors know their (many) subordinates Instead of the possible bias of an individuals manager

    rating, the various ratings of several employees may reflecta rounded view

    Subordinates rating have more impact, feedback aboutmanagers coming from people who are being managed

    Upward appraisal encourages employees to raise any issuesthey may have

    The appraisal interview Tell and sell method Tell and listen method Problem solving approach

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    Follow up Inform employee the results of appraisal Carry out agreed actions on training or promotion Monitor employees progress and check if s(he) is following

    improvement plan Provide guidance and support to the employee for

    improvement and development

    Assessing potential Strengths and weaknesses in employees existing skills and

    qualities Possibilities and strategies for improvement and

    development Employees goals and aspirations to career progression Opportunities available in the organisation

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    Interpersonal behaviourCoachingMentoring

    Counselling

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    Discipline Negative & Positive disciplines

    Types of d isciplinary situations Poor timekeeping, excessive absenteeism, defective/ inadequate

    work performance, breaking rules and etc

    Disciplinary action Informal talk, verbal warning, written warning, disciplinarylayoff/ suspension, demotion, discharge

    Relationship management in disciplinary situations Immediacy, advance warning, consistency, impersonality &

    privacyDisciplinary interviews

    Gather the facts, determine the organisations position, identifyaims of the interview and ensure organisations disciplinaryprocedures have been followed

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    Grievance procedures Grades of the employee Rights of the employee Procedures for pursuing a grievance

    Grievance interviews Exploration Consideration reply

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    Termination of employmentDismissalProvisions of unfair dismissal

    Prevent discrimination and value diversity


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