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1 Michigan Technological University Chapter 3: Environmental Laws and Regulations David Shonnard Department of Chemical Engineering Michigan Technological University
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Page 1: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

1Michigan Technological University

Chapter 3: Environmental Laws and Regulations

David ShonnardDepartment of Chemical Engineering

Michigan Technological University

Page 2: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

2Michigan Technological University

Introduction

Over the last 40 years, laws have been passed in the United States to regulate the production of chemicals.

• 20 major environmental statutes (laws)• 100s of state statutes and local ordinances• 1,000s of federal and state regulations• > 1,000s federal and state court cases

Taken together, these statutes, regulations and court cases are the foundation of Environmental Law.

All chemical engineers should be aware of the effects of environmental laws on the chemical industry.

Page 3: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Chapter 3: Environmental laws/amendments:changes over time

Major Laws/Amendments

Allen and Shonnard, 2002,Green Engineering: Environmentally-Conscious Design of Chemical Processes

Page 4: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Chapter 3: Environmental regulations:changes over time

Bishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000

Environmental Regulations

Page 5: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Sources of Environmental Laws

• Legislatures• Administrative agencies• Courts

Separation of Power3 branches of government

• Executive - enforces the laws• Legislative - makes the laws• Judicial - interprets laws

mutually exclusivee.g. executive hasno legislative power

Page 6: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Legislatures

The U.S. Constitution empowers the U.S. Congress to enact laws. The state constitutions empowers the state legislatures to enact laws. State legislatures empower local governing bodies to enact laws.

“Language” in Environmental Statutes• specific language allows legislatures to identify precisely which act is prohibited and sanctions for violation.

• vague language - most environmental laws - allowsadministrative agencies to implement the laws.

Page 7: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Administrative Agencies

The U.S. Environmental Protection Agency (US EPA) is responsible for implementing environmental statutes. Various state agencies equivalent to the US EPA in function perform the same tasks at the state level.

Example: Clean Air Act (CAA)• passed by the US Congress in 1970, amended in 1990.• US EPA sets and enforces air quality standards

Page 8: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Administrative Agencies (cont.)

Administrative agencies give meaning to vague environmental statutes through a process called Rule Making.

Administrative Law Judgesthese judges, working for the administrative agencies, have the power to resolve disputes arising from the exercise of the agency’s duties.

Administrative Agency’s Powers• legislative (rule making) and • judicial (dispute resolution)

Page 9: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Chapter 3: Environmental regulations:the regulatory process (Ch 3)

Environmental Laws• Clean Air Act of 1970

Administrative Agencies• US Environmental Protection Agency

Environmental Regulations• National Ambient Air Quality Standards (NAAQS)

Rule Making• publish proposed regulationsin the Federal Register

• receive public comment onproposed regulations

• publish regulations in the Federal Register

Page 10: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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Courts

Resolve disputes among parties.1. Decide validity and applicability of environmental statutes

• e.g. CERCLA (Superfund) case - retroactive clause

2. Review administrative agency rules and regulations

3. Develop the Common Law System• Originating from case law• Each state has their own Common Law System• 4 main causes of action - resulting in Tort cases

1. Nuisance 2. Trespassing3. Strict Liability 4. Negligence

Page 11: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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The 9 essential environmental regulations:the manufacture of chemicals

Environmental Statute

Date Enacted

Purpose of Legislation

Key Provisions

Regulation of Chemical Manufacturing

The Toxic Substances Control Act (TSCA)

The Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA)

The Occupational Safety and Health Act (OSH Act)

1976 Enacted, 1947 Amended, 1972 1970

Assess the risks of chemicals before they are introduced into commerce. Assess the risks of pesticides and to control their usage to minimize exposure. To provide safe working conditions for people employed in industry and other sectors of the economy.

Chemical manufacturers, importers, or processors, must test new chemicals and submit a Premanufacturing Notice (PMN) to EPA. Before any pesticide can be distributed or sold in the U.S., it must be registered with the EPA. Companies must adhere to all OSHA health standards (exposure limits to chemicals) and safety standards (physical hazards from equipment). Requires companies to develop (material safety data sheet (MSDS).

Page 12: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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The Toxic Substances Control Act (TSCA)

Enacted in 1976

Purpose of the Legislation.Assess the risks of chemicals before they are

introduced into commerce

Key Legislative Provisions.Chemical manufacturers, importers, or processors,

must test new chemicals and submit a Premanufacturing Notice (PMN) to EPA.

Page 13: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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The Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA)

Enacted, 1947, Amended, 1972

Purpose of the Legislation.Assess the risks of pesticides and to control their

usage to minimize exposure.

Key Legislative Provisions.Before any pesticide can be distributed or sold in

the U.S., it must be registered with the EPA.

Page 14: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

14Michigan Technological University

The Occupational Safety and Health Act (OSH Act)

Enacted 1970

Purpose of the Legislation.To provide safe working conditions for people

employed in industry and other sectors of the economy.

Key Legislative Provisions.Companies must adhere to all OSHA health standards

(exposure limits to chemicals) and safety standards (physical hazards from equipment). Requires companies to develop (material safety data sheet (MSDS).

Page 15: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

15Michigan Technological University

Environmental Statute

Date Enacted

Purpose of Legislation

Key Provisions

Regulation of Discharges to the Air, Water, and Soil

Clean Air Act (CAA)

Clean Water Act (CWA)

Resource Conservation and Recovery Act (RCRA)

1970

1972

1976

Establish uniform ambient air quality standards / control air pollution discharge. Address specific air pollution problems (hazardous air pollutants, stratospheric ozone depletion, and acid rain).

Reduce pollutant discharges into the nation’s waterways (“zero discharge” goal). Make water bodies safe for swimming, fishing, and other forms of recreation (“swimmable” goal).

Regulate the “cradle-to-grave” generation, transport, and disposal of both non-hazardous and hazardous wastes to land, encourage recycling, and promote the development of alternative energy sources based on solid waste materials.

National Ambient Air Quality Standards (NAAQS) for CO, Pb, NO2, O3, particulate matter, and SO2. States must develop source-specific emission lim its to achieve the NAAQS.

National Pollutant Discharge Elimination System (NPDES) permit program. Permit holders must monitor discharges, collect data, and keep records of the pollutant levels of their effluents.

Generators must maintain records of hazardous waste generation and transportation, and file this data in biennial reports to the EPA. Transporters and disposal facilities must adhere to similar requirements for record keeping and monitoring the environment.

The 9 essential environmental regulations :discharges to air, water, and soil

Page 16: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

16Michigan Technological University

Clean Air Act (CAA)

Enacted 1970

Purpose of the Legislation.Establish uniform ambient air quality standards /

control air pollution discharge. Address specific air pollution problems (hazardous air pollutants, stratospheric ozone depletion, and acid rain).

Key Legislative Provisions.National Ambient Air Quality Standards (NAAQS) for

CO, Pb, NO2, O3, particulate matter, and SO2. States must develop source-specific emission limits to achieve the NAAQS.

Page 17: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

17Michigan Technological University

Clean Air Act (CAA) Emission Standards

Allen and Shonnard, 2002,Green Engineering: Environmentally-Conscious Design of Chemical Processes

Page 18: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

18Michigan Technological University

Clean Water Act (CAA)

Enacted 1972

Purpose of the Legislation.Reduce pollutant discharges into the nation’s

waterways (“zero discharge” goal). Make water bodies safe for swimming, fishing, and other forms of recreation (“swimmable” goal).

Key Legislative Provisions.National Pollutant Discharge Elimination System

(NPDES) permit program. Permit holders must monitor discharges, collect data, and keep records of the pollutant levels of their effluents.

Page 19: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

19Michigan Technological University

Resource Conservation and Recovery Act (RCRA)

Enacted 1976

Purpose of the Legislation.Regulate the “cradle-to-grave” generation, transport, and disposal

of both non-hazardous and hazardous wastes to land, encourage recycling, and promote the development of alternative energy sources based on solid waste materials.

Key Legislative Provisions.Generators must maintain records of hazardous waste generation

and transportation, and file this data in biennial reports to the EPA. Transporters and disposal facilities must adhere to similar requirements for record keeping and monitoring the environment.

Page 20: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

20Michigan Technological University

The 9 essential environmental regulations :clean-up, disclosure, and pollution prevention

Environmental Statute

Date Enacted

Purpose of Legislation

Key Provisions

Clean-Up, Emergency Panning, and Pollution Prevention

The Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA)

The Emergency Planning and Community Right to Know Act (EPCRA – part of SARA)

Pollution Prevention Act (PPA)

1980 1986 1990

Identify and clean up hazardous waste sites at industrial complexes, and federal facilities. EPA is responsible for creating the National Priority List (NPL). Amended by the Superfund Amendments and Reauthorization Act (SARA) of 1986. 1) to respond to chemical release emergencies, and 2) compile an inventory of toxic chemical releases to the air, water, and soil from manufacturing facilities. Establish pollution prevention as the nation’s primary pollution management strategy with emphasis on source reduction. Established a Pollution Prevention Information Clearinghouse.

EPA identifies potentially responsible parties (PRPs) and notifies them of their potential CERCLA liability, which is strict, joint and several, and retroactive.

Facilities must help state and local entities to develop emergency response plans, and report annually to EPA data on toxic substances . Owners and operators of facilities that are required to file a Form R under the SARA Title III to report to the EPA information regarding the source reduction and recycling efforts that the facility has undertaken during the previous year.

Page 21: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

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The Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA)

Enacted 1980

Purpose of the Legislation.Identify and clean up hazardous waste sites at

industrial complexes, and federal facilities. EPA is responsible for creating the National Priority List (NPL). Amended by the Superfund Amendments and Reauthorization Act (SARA) of 1986.

Key Legislative Provisions.EPA identifies potentially responsible parties (PRPs)

and notifies them of their potential CERCLA liability, which is strict, joint and several, and retroactive.

Page 22: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

22Michigan Technological University

The Emergency Planning and Community Right to Know Act (EPCRA – part of SARA)

Enacted 1986

Purpose of the Legislation.1) to respond to chemical release emergencies, and 2)

compile an inventory of toxic chemical releases to the air, water, and soil from manufacturing facilities.

Key Legislative Provisions.Facilities must help state and local entities to develop

emergency response plans, and report annually to EPA data on toxic substances.

Page 23: Chapter 3: Environmental Laws and Regulationsdrshonna/cm4310/lectures/chapter3.pdfBishop, “Pollution Prevention: Fundamentals and Practice”, McGraw-Hill, 2000 Environmental Regulations

23Michigan Technological University

Pollution Prevention Act (PPA)

Enacted 1990

Purpose of the Legislation.Establish pollution prevention as the nation’s primary

pollution management strategy with emphasis on source reduction. Established a Pollution Prevention Information Clearinghouse.

Key Legislative Provisions.Owners and operators of facilities that are required to file a

Form R under the SARA Title III to report to the EPA information regarding the source reduction and recycling efforts that the facility has undertaken during the previous year.


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