COMPANY NAME : Page1

PHOENIX PETROLEUM PHILS., INC.

LIST OF TOP 100 STOCKHOLDERS

As Of September 30, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

PCD NOMINEE CORPORATION - (FILIPINO) FILIPINO 1,225,418,243 1,225,418,243 0 85.637

PCD NOMINEE CORPORATION -

(NON-FILIPINO)

OTHERS 109,062,065 109,062,065 0 7.622

PHOENIX PETROLEUM HOLDINGS INC. FILIPINO 81,861,000 81,861,000 0 5.721

JOSELITO R. RAMOS FILIPINO 4,812,600 4,812,600 0 0.336

DENNIS A. UY FILIPINO 3,991,811 3,991,811 0 0.279

UDENCO CORPORATION FILIPINO 1,614,787 1,614,787 0 0.113

DENNIS A. UY &/OR CHERYLYN C. UY FILIPINO 1,098,060 1,098,060 0 0.077

DOMINGO T. UY FILIPINO 645,919 645,919 0 0.045

JOSE MANUEL ROQUE QUIMSON FILIPINO 354,939 354,939 0 0.025

ERIC U. LIM OR CHRISTINE YAO LIM FILIPINO 319,000 319,000 0 0.022

MARJORIE ANN LIM LEE OR PAULINE ANN LIM

LEE

FILIPINO 300,000 300,000 0 0.021

EDWIN U. LIM OR GENEVIEVE LIM FILIPINO 300,000 300,000 0 0.021

ZENAIDA CHAN UY FILIPINO 149,058 149,058 0 0.010

REBECCA PILAR CLARIDAD CATERIO FILIPINO 148,453 148,453 0 0.010

SOCORRO ERMAC CABREROS FILIPINO 103,316 103,316 0 0.007

ROSITA G. ARTOS FILIPINO 82,000 82,000 0 0.006

IGNACIA SYJUCO BRAGA IV FILIPINO 71,019 71,019 0 0.005

CHRYSS ALFONSUS V. DAMUY FILIPINO 70,980 70,980 0 0.005

ROMEO BALTAZAR DE GUZMAN FILIPINO 70,980 70,980 0 0.005

GIGI QUEJADA FUENSALIDA FILIPINO 70,980 70,980 0 0.005

EMERICK JEFFERSON SY GO &/OR GIRLIE NG

GO

FILIPINO 64,592 64,592 0 0.005

RODOLFO B. APILADO FILIPINO 53,235 53,235 0 0.004

RAMESES VICTORIUS G. VILLAGONZALO FILIPINO 40,000 40,000 0 0.003

STEPHEN T. TEO &/OR TERESITA R. TEO FILIPINO 32,295 32,295 0 0.002

FREDERICK E. FERRARIS &/OR ESTER E.

FERRARIS

FILIPINO 25,350 25,350 0 0.002

REYNALDO A. PHALA FILIPINO 24,830 24,830 0 0.002

DAVID L. KHO FILIPINO 20,000 20,000 0 0.001

MYRA P. VILLANUEVA FILIPINO 20,000 20,000 0 0.001

HELEN V. ALAGENO FILIPINO 15,926 15,926 0 0.001

EDWIN U. LIM FILIPINO 15,000 15,000 0 0.001

ERIC U. LIM FILIPINO 15,000 15,000 0 0.001

VICENTE M. DE VERA FILIPINO 12,918 12,918 0 0.001

MA. BLESILDA S. CONCEPCION &/OR HENRY

A. CONCEPCION

FILIPINO 12,723 12,723 0 0.001

MARJORIE ANN LIM LEE FILIPINO 10,000 10,000 0 0.001

LEILANI C. DIAZ FILIPINO 7,995 7,995 0 0.001

DULCE MARIA S. OLIVA FILIPINO 6,458 6,458 0 0.000

FARIDA E. FERRARIS &/OR ESTER E.

FERRARIS

FILIPINO 4,350 4,350 0 0.000

ATTY. JESUS P. WISCO FILIPINO 3,900 3,900 0 0.000

COMPANY NAME : Page2PHOENIX PETROLEUM PHILS., INC.

LIST OF TOP 100 STOCKHOLDERS

As Of September 30, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

MERCEDES PATRICIA D. PARDO FILIPINO 2,636 2,636 0 0.000

MELVIN JOHN NITE SEDANO FILIPINO 1,200 1,200 0 0.000

JULIET ALEJANDRO ANCHETA FILIPINO 1,000 1,000 0 0.000

ANGELICA DIANE B. MONTEZA FILIPINO 1,000 1,000 0 0.000

JESUS SAN LUIS VALENCIA FILIPINO 300 300 0 0.000

GUILLERMO F. GILI, JR. FILIPINO 260 260 0 0.000

ALVIN JIMENEZ PASCUAL FILIPINO 195 195 0 0.000

STEPHEN G. SOLIVEN FILIPINO 150 150 0 0.000

ELNORA N. TURNER FILIPINO 120 120 0 0.000

PHILIP TURNER BRITISH 120 120 0 0.000

CHRISTINE F. HERRERA FILIPINO 100 100 0 0.000

JULIUS VICTOR EMMANUEL J SANVICTORES FILIPINO 100 100 0 0.000

JULIUS VICTOR EMMANUEL D SANVICTORES FILIPINO 95 95 0 0.000

OWEN NATHANIEL S. AU ITF : LI MARCUS AU FILIPINO 65 65 0 0.000

JOSE J. LEONARDO &/OR TERESITA A.

LEONARDO

FILIPINO 65 65 0 0.000

CHERYLYN C. UY FILIPINO 39 39 0 0.000

J.V. EMMANUEL A. DE DIOS FILIPINO 1 1 0 0.000

PAUL G. DOMINGUEZ FILIPINO 1 1 0 0.000

MONICO V. JACOB FILIPINO 1 1 0 0.000

JOSEPH JOHN DE LEON ONG FILIPINO 1 1 0 0.000

CONSUELO YNARES SANTIAGO FILIPINO 1 1 0 0.000

GRAND TOTAL (59) 1,430,937,232 0 1,430,937,232

THIS IS A COMPUTER GENERATED REPORT AND IF ISSUED WITHOUT ALTERATION, DOES NOT REQUIRE ANY SIGNATURE.

COMPANY NAME : PHOENIX PETROLEUM PHILS., INC. - PRF2 Page 1

LIST OF TOP 100 STOCKHOLDERS

As Of SEPTEMBER 30, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES ISSUED SHARES HOLDINGS TO

STOCKHOLDER'S NAME (FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED) TOTAL NATIONALITY

PCD NOMINEE CORPORATION (FILIPINO) 5,000,000 0 5,000,000 100.000 FILIPINO

GRAND TOTAL 5,000,000 0 5,000,000 100.000

THIS IS A COMPUTER GENERATED REPORT AND IF ISSUED WITHOUT ALTERATION, DOES NOT REQUIRE ANY SIGNATURE.

COMPANY NAME : PHOENIX PETROLEUM PHILS., INC. - PRF3A Page 1

LIST OF TOP 100 STOCKHOLDERS

As Of SEPTEMBER 30, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES ISSUED SHARES HOLDINGS TO

STOCKHOLDER'S NAME (FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED) TOTAL NATIONALITY

PCD NOMINEE CORPORATION (FILIPINO) 12,467,900 0 12,467,900 99.743 FILIPINO

PCD NOMINEE CORPORATION (NON-FILIPINO) 19,600 0 19,600 0.157 OTHERS

ANTONIO T. CHUA 9,500 0 9,500 0.076 FILIPINO

TEDDY A. GAERLAN 1,000 0 1,000 0.008 FILIPINO

IRIS VERONICA GO LIM 2,000 0 2,000 0.016 FILIPINO

GRAND TOTAL 12,500,000 12,500,000 100.000

THIS IS A COMPUTER GENERATED REPORT AND IF ISSUED WITHOUT ALTERATION, DOES NOT REQUIRE ANY SIGNATURE.

COMPANY NAME : PHOENIX PETROLEUM PHILS., INC. - PRF3B Page 1

LIST OF TOP 100 STOCKHOLDERS

As Of SEPTEMBER 30, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES ISSUED SHARES HOLDINGS TO

STOCKHOLDER'S NAME (FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED) TOTAL NATIONALITY

PCD NOMINEE CORPORATION (FILIPINO) 7,470,180 0 7,470,180 99.602 FILIPINO

PCD NOMINEE CORPORATION (NON-FILIPINO) 17,210 0 17,210 0.229 OTHERS

ANTONIO T. CHUA 5,700 0 5,700 0.076 OTHERS

KNIGHTS OF COLUMBUS FRATERNAL ASSOCIATION OF THE PHILS. INC. 6,910 0 6,910 0.092 FILIPINO

GRAND TOTAL 7,500,000 7,500,000 100.000

THIS IS A COMPUTER GENERATED REPORT AND IF ISSUED WITHOUT ALTERATION, DOES NOT REQUIRE ANY SIGNATURE.

1 of 3

Business Date: September 29, 2017BPNAME HOLDINGSBDO SECURITIES CORPORATION 516,791,148 CITIBANK N.A. 392,931,708 MAYBANK ATR KIM ENG SECURITIES, INC. 200,882,840 SOCIAL SECURITY SYSTEM 40,924,200 AP SECURITIES INCORPORATED 34,514,503 CLSA PHILIPPINES, INC. 22,231,475 DEUTSCHE BANK MANILA-CLIENTS A/C 12,560,492 SALISBURY BKT SECURITIES CORPORATION 12,068,058 COL Financial Group, Inc. 12,022,107 INTRA-INVEST SECURITIES, INC. 11,608,237 A & A SECURITIES, INC. 8,781,389 ABACUS SECURITIES CORPORATION 7,152,048 STANDARD CHARTERED BANK 6,844,000 FIRST METRO SECURITIES BROKERAGE CORP. 5,410,452 BPI SECURITIES CORPORATION 5,176,690 TOWER SECURITIES, INC. 3,144,927 TANSENGCO & CO., INC. 2,574,555 DAVID GO SECURITIES CORP. 2,152,857 R. COYIUTO SECURITIES, INC. 1,966,260 WEALTH SECURITIES, INC. 1,739,837 MERCANTILE SECURITIES CORP. 1,728,627 SunSecurities, Inc. 1,580,739 CITISECURITIES, INC. 1,471,736 PHILSTOCKS FINANCIAL INC 1,456,445 SOLAR SECURITIES, INC. 1,349,589 BDO NOMURA SECURITIES INC 1,333,831 E. CHUA CHIACO SECURITIES, INC. 1,267,492 EVERGREEN STOCK BROKERAGE & SEC., INC. 1,231,175 EASTERN SECURITIES DEVELOPMENT CORPORATION 1,134,975 EAGLE EQUITIES, INC. 1,129,178 F. YAP SECURITIES, INC. 1,076,257 ANSALDO, GODINEZ & CO., INC. 916,810 YU & COMPANY, INC. 709,550 PAPA SECURITIES CORPORATION 696,378

THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 638,100

TIMSON SECURITIES, INC. 588,100 REGINA CAPITAL DEVELOPMENT CORPORATION 560,557 QUALITY INVESTMENTS & SECURITIES CORPORATION 546,737 SB EQUITIES,INC. 526,766 PCCI SECURITIES BROKERS CORP. 519,106 G.D. TAN & COMPANY, INC. 506,229 RTG & COMPANY, INC. 497,754 AB CAPITAL SECURITIES, INC. 480,653 R. S. LIM & CO., INC. 480,287 R. NUBLA SECURITIES, INC. 441,349 ASTRA SECURITIES CORPORATION 407,000 UNICAPITAL SECURITIES INC. 401,790 KING'S POWER SECURITIES, INC. 381,146 DIVERSIFIED SECURITIES, INC. 379,112 TRITON SECURITIES CORP. 376,774

OUTSTANDING BALANCES FOR A SPECIFIC COMPANY

Company Code - PNX000000000

PHOENIX PETROLEUM PHILIPPINES.

2 of 3

BPNAME HOLDINGSSECURITIES SPECIALISTS, INC. 362,600 INVESTORS SECURITIES, INC, 362,252 B. H. CHUA SECURITIES CORPORATION 354,565 MERIDIAN SECURITIES, INC. 328,636 GOLDSTAR SECURITIES, INC. 307,535 FIRST ORIENT SECURITIES, INC. 301,500 RCBC SECURITIES, INC. 296,442 SUMMIT SECURITIES, INC. 291,100 BENJAMIN CO CA & CO., INC. 270,846 PNB SECURITIES, INC. 260,049 STRATEGIC EQUITIES CORP. 254,900 NIEVES SECURITIES, INC. 248,738 DW CAPITAL INC. 226,071 AAA SOUTHEAST EQUITIES, INCORPORATED 219,937 STANDARD SECURITIES CORPORATION 200,720 YAO & ZIALCITA, INC. 192,227 ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 192,132 JSG SECURITIES, INC. 191,887 NEW WORLD SECURITIES CO., INC. 177,396 LUYS SECURITIES COMPANY, INC. 176,265 BELSON SECURITIES, INC. 174,142 GLOBALINKS SECURITIES & STOCKS, INC. 168,618 MANDARIN SECURITIES CORPORATION 164,683 PAN ASIA SECURITIES CORP. 149,899 HDI SECURITIES, INC. 149,742 UPCC SECURITIES CORP. 132,405 PREMIUM SECURITIES, INC. 124,061 VALUE QUEST SECURITIES CORPORATION 124,000 CAMPOS, LANUZA & COMPANY, INC. 111,940 DA MARKET SECURITIES, INC. 110,088 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 103,933 FIDELITY SECURITIES, INC. 101,246 PLATINUM SECURITIES, INC. 96,070 MDR SECURITIES, INC. 81,362 FIRST INTEGRATED CAPITAL SECURITIES, INC. 80,000 MOUNT PEAK SECURITIES, INC. 78,977 WESTLINK GLOBAL EQUITIES, INC. 78,066 VICSAL SECURITIES & STOCK BROKERAGE, INC. 77,556 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 75,209 IGC SECURITIES INC. 73,846 EQUITIWORLD SECURITIES, INC. 66,775 UCPB SECURITIES, INC. 63,693 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 62,000 VENTURE SECURITIES, INC. 61,247 DEUTSCHE REGIS PARTNERS, INC. 45,286 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 43,605 GUILD SECURITIES, INC. 37,972 LARRGO SECURITIES CO., INC. 35,740 SINCERE SECURITIES CORPORATION 33,704 H. E. BENNETT SECURITIES, INC. 32,700 S.J. ROXAS & CO., INC. 28,373 R & L INVESTMENTS, INC. 23,000 LUCKY SECURITIES, INC. 21,725 TRANS-ASIA SECURITIES, INC. 19,500 APEX PHILIPPINES EQUITIES CORPORATION 19,376 ALAKOR SECURITIES CORPORATION 16,166 OPTIMUM SECURITIES CORPORATION 15,397 LOPEZ, LOCSIN, LEDESMA & CO., INC. 13,104

3 of 3

BPNAME HOLDINGSASIASEC EQUITIES, INC. 12,916 A. T. DE CASTRO SECURITIES CORP. 12,010 AURORA SECURITIES, INC. 11,879 J.M. BARCELON & CO., INC. 11,008 I. ACKERMAN & CO., INC. 10,466 I. B. GIMENEZ SECURITIES, INC. 9,714 HK SECURITIES, INC. 4,669 BA SECURITIES, INC. 3,406 ALPHA SECURITIES CORP. 604 JAKA SECURITIES CORP. 316 PHOENIX PETROLEUM PHILIPPINES, INC. 231 PHILIPPINE EQUITY PARTNERS, INC. 60

If no written notice of any error or correction is received by PDTC within five (5) calendar days from

receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details

indicated in this report.

1 of 1

Business Date: September 29, 2017BPNAME HOLDINGSMAYBANK ATR KIM ENG SECURITIES, INC. 5,000,000 INTRA-INVEST SECURITIES, INC. 3,200,000 CITIBANK N.A. 1,400,000 STANDARD SECURITIES CORPORATION 280,000 RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 100,000 RCBC TRUST & INVESTMENT DIVISION 20,000

OUTSTANDING BALANCES FOR A SPECIFIC COMPANY

If no written notice of any error or correction is received by PDTC within five (5) calendar days from

receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details

indicated in this report.

Company Code - PNXP00000000

PHOENIX PETROLEUM PHILIPPINES, INC. PREFERRED SHARES

1 of 2

Business Date: September 29, 2017BPNAME HOLDINGSINTRA-INVEST SECURITIES, INC. 3,002,200 PNB TRUST BANKING GROUP 1,644,010 ASIA UNITED BANK - TRUST & INVESTMENT GROUP 1,102,100 CITIBANK N.A. 886,140 MBTC - TRUST BANKING GROUP 766,870 PAPA SECURITIES CORPORATION 569,290 BDO SECURITIES CORPORATION 561,610 RCBC SECURITIES, INC. 498,100 R. NUBLA SECURITIES, INC. 497,520 MAYBANK ATR KIM ENG SECURITIES, INC. 423,280 STERLING BANK OF ASIA TRUST GROUP 414,390 CHINA BANKING CORPORATION - TRUST GROUP 283,400 FIRST METRO SECURITIES BROKERAGE CORP. 169,550 ABACUS SECURITIES CORPORATION 162,100 AB CAPITAL SECURITIES, INC. 139,500 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 125,000 UNICAPITAL SECURITIES INC. 104,000 ANSALDO, GODINEZ & CO., INC. 75,700 COL Financial Group, Inc. 66,230 BPI SECURITIES CORPORATION 53,270 VSEC.COM, INC. 52,500 VENTURE SECURITIES, INC. 52,000 QUALITY INVESTMENTS & SECURITIES CORPORATION 47,880 AP SECURITIES INCORPORATED 44,760 SOLAR SECURITIES, INC. 33,500 B. H. CHUA SECURITIES CORPORATION 31,500 GUILD SECURITIES, INC. 29,490 E. CHUA CHIACO SECURITIES, INC. 28,500 COHERCO SECURITIES, INC. 26,200 JSG SECURITIES, INC. 26,100 R & L INVESTMENTS, INC. 26,100 R. S. LIM & CO., INC. 26,100 EVERGREEN STOCK BROKERAGE & SEC., INC. 25,600 PHILSTOCKS FINANCIAL INC 24,710 PCCI SECURITIES BROKERS CORP. 22,260 SB EQUITIES,INC. 21,000 STRATEGIC EQUITIES CORP. 20,930

THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 20,520

UCPB GENERAL INSURANCE CO., INC. 20,500 FIRST ORIENT SECURITIES, INC. 20,090 KING'S POWER SECURITIES, INC. 20,000 BANK OF COMMERCE - TRUST SERVICES GROUP 20,000 YAO & ZIALCITA, INC. 19,500 HDI SECURITIES, INC. 17,500 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 15,000 PREMIUM SECURITIES, INC. 14,500 UPCC SECURITIES CORP. 14,000 PNB SECURITIES, INC. 11,500 R. COYIUTO SECURITIES, INC. 10,000 TRI-STATE SECURITIES, INC. 10,000

OUTSTANDING BALANCES FOR A SPECIFIC COMPANY

Company Code - PNX3A0000000

PHOENIX PETROLEUM PHILS INC SERIES 3A PREFERRED SHARES

2 of 2

BPNAME HOLDINGSYU & COMPANY, INC. 10,000 ASTRA SECURITIES CORPORATION 9,500 BELSON SECURITIES, INC. 9,500 AURORA SECURITIES, INC. 9,500 GOLDSTAR SECURITIES, INC. 9,500 H. E. BENNETT SECURITIES, INC. 9,500 J.M. BARCELON & CO., INC. 9,500 LUCKY SECURITIES, INC. 9,500 AAA SOUTHEAST EQUITIES, INCORPORATED 9,500 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 9,500 G.D. TAN & COMPANY, INC. 9,500 F. YAP SECURITIES, INC. 9,000 APEX PHILIPPINES EQUITIES CORPORATION 9,000 EASTERN SECURITIES DEVELOPMENT CORPORATION 8,400 GLOBALINKS SECURITIES & STOCKS, INC. 7,500 LOPEZ, LOCSIN, LEDESMA & CO., INC. 7,000 NEW WORLD SECURITIES CO., INC. 7,000 CAMPOS, LANUZA & COMPANY, INC. 6,600 ARMSTRONG SECURITIES, INC. 4,700 PAN ASIA SECURITIES CORP. 4,670 TOWER SECURITIES, INC. 4,000 EAGLE EQUITIES, INC. 3,020 DA MARKET SECURITIES, INC. 2,600 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 2,400 STANDARD SECURITIES CORPORATION 2,000 WEALTH SECURITIES, INC. 1,670 BDO NOMURA SECURITIES INC 1,180 ALAKOR SECURITIES CORPORATION 1,000 UCPB SECURITIES, INC. 520 TRITON SECURITIES CORP. 500 IGC SECURITIES INC. 500 DIVERSIFIED SECURITIES, INC. 500 MANDARIN SECURITIES CORPORATION 500 MERCANTILE SECURITIES CORP. 500 MERIDIAN SECURITIES, INC. 500 DEUTSCHE REGIS PARTNERS, INC. 500 OPTIMUM SECURITIES CORPORATION 200 BERNAD SECURITIES, INC. 40

If no written notice of any error or correction is received by PDTC within five (5) calendar days from

receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details

indicated in this report.

1 of 2

Business Date: September 29, 2017BPNAME HOLDINGSPNB TRUST BANKING GROUP 1,681,940 INTRA-INVEST SECURITIES, INC. 1,008,100 CITIBANK N.A. 907,150 BDO SECURITIES CORPORATION 585,300 SB EQUITIES,INC. 469,420 ASIA UNITED BANK - TRUST & INVESTMENT GROUP 361,910 CHINA BANKING CORPORATION - TRUST GROUP 304,890 RCBC SECURITIES, INC. 290,090 R. NUBLA SECURITIES, INC. 289,160 MBTC - TRUST BANKING GROUP 243,500 STERLING BANK OF ASIA TRUST GROUP 173,500 ANSALDO, GODINEZ & CO., INC. 112,400 DIVERSIFIED SECURITIES, INC. 102,000 PAPA SECURITIES CORPORATION 91,350 AB CAPITAL SECURITIES, INC. 74,060 COL Financial Group, Inc. 57,630 ABACUS SECURITIES CORPORATION 57,200 AP SECURITIES INCORPORATED 50,740 BPI SECURITIES CORPORATION 42,700 FIRST METRO SECURITIES BROKERAGE CORP. 29,050 KING'S POWER SECURITIES, INC. 27,000 PCCI SECURITIES BROKERS CORP. 26,100 G.D. TAN & COMPANY, INC. 26,000 GLOBALINKS SECURITIES & STOCKS, INC. 25,900 PHILSTOCKS FINANCIAL INC 24,900 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 23,790 MAYBANK ATR KIM ENG SECURITIES, INC. 20,450 LOPEZ, LOCSIN, LEDESMA & CO., INC. 20,000 E. CHUA CHIACO SECURITIES, INC. 18,840

THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 17,620

VENTURE SECURITIES, INC. 15,700 UPCC SECURITIES CORP. 15,400 HDI SECURITIES, INC. 14,860 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 14,800 UCPB GENERAL INSURANCE CO., INC. 12,400 PREMIUM SECURITIES, INC. 10,900 SOLAR SECURITIES, INC. 10,700 JSG SECURITIES, INC. 10,400 GUILD SECURITIES, INC. 10,400 R & L INVESTMENTS, INC. 10,400 AAA SOUTHEAST EQUITIES, INCORPORATED 10,400 R. S. LIM & CO., INC. 10,400 COHERCO SECURITIES, INC. 10,400 FIRST ORIENT SECURITIES, INC. 10,100 VSEC.COM, INC. 9,500 F. YAP SECURITIES, INC. 7,000 LUCKY SECURITIES, INC. 6,700 ASTRA SECURITIES CORPORATION 5,700 B. H. CHUA SECURITIES CORPORATION 5,700 CAMPOS, LANUZA & COMPANY, INC. 5,700

OUTSTANDING BALANCES FOR A SPECIFIC COMPANY

Company Code - PNX3B0000000

PHOENIX PETROLEUM PHILS INC SERIES 3B PREFERRED SHARES

2 of 2

BPNAME HOLDINGSH. E. BENNETT SECURITIES, INC. 5,700 J.M. BARCELON & CO., INC. 5,700 STRATEGIC EQUITIES CORP. 5,700 R. COYIUTO SECURITIES, INC. 5,700 S.J. ROXAS & CO., INC. 5,700 TANSENGCO & CO., INC. 5,700 APEX PHILIPPINES EQUITIES CORPORATION 5,700 TRI-STATE SECURITIES, INC. 5,700 YAO & ZIALCITA, INC. 5,700 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 5,700 CUALOPING SECURITIES CORPORATION 5,000 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 5,000 SUMMIT SECURITIES, INC. 5,000 YU & COMPANY, INC. 5,000 SunSecurities, Inc. 4,700 EASTERN SECURITIES DEVELOPMENT CORPORATION 4,300 GOLDSTAR SECURITIES, INC. 4,000 REGINA CAPITAL DEVELOPMENT CORPORATION 3,700 TRITON SECURITIES CORP. 3,600 WEALTH SECURITIES, INC. 2,950 JAKA SECURITIES CORP. 2,900 STANDARD SECURITIES CORPORATION 2,800 TOWER SECURITIES, INC. 2,340 AURORA SECURITIES, INC. 2,200 PNB SECURITIES, INC. 1,200 IGC SECURITIES INC. 1,000 INVESTORS SECURITIES, INC, 1,000 BELSON SECURITIES, INC. 700 MDR SECURITIES, INC. 700 QUALITY INVESTMENTS & SECURITIES CORPORATION 700 DEUTSCHE REGIS PARTNERS, INC. 500 UCPB SECURITIES, INC. 500 BDO NOMURA SECURITIES INC 350

If no written notice of any error or correction is received by PDTC within five (5) calendar days from

receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details

indicated in this report.

101317 PNX - top100 as of 09.30.17pnx - top100 9.30.17pnx PRF2 Top 100 Stockholders 9.30.17pnx PRF3A Top 100 stockholders 9.30.17pnx PRF3B Top 100 stockholders 9.30.17PNX_09292017PNXP_09292017PNX3A_09292017PNX3B_09292017