8
1 CONDUCTING EFFECTIVE THIRD PARTY DUE DILIGENCE IN CHINA ABOUT ME Not me. PROCESS
1
CONDUCTING EFFECTIVE THIRD PARTY DUE DILIGENCE IN CHINA
ABOUT ME
Not me.
PROCESS
2
BUSINESS JUSTIFICATION & DATABASES
THIRD PARTY INTERACTION
DUE DILIGENCE
RESEARCH
ID verifications
Civil litigationRegulatoryinformation
Media & internet searches
Databases (again?)
Company records - ID information- Financial information
Directorshiprecords
Shareholderinformation
Direct namesearches
ISO and Licenses
Site visits
Cross reference info
Innovation!
3
SOURCE WORK &REPUTATIONAL ENQUIRIES
DONE, RIGHT?
COMMONCHALLENGES
4
SOEs & PEPs
#1
THE GREAT FIREWALL
#2
`NAME MATCHESWho are the 老百姓?
#3
5
INTERNET SEARCHES
#4
FRAUD
#5
BRIBERY/CORRUPTIONTigers & flies
#6
6
LEGAL & REGULATORYENVIRONMENT
19TH NATIONAL CONGRESS, THE DAY AFTER TOMORROW
ANTI-CORRUPTION DRIVE
7
ANTI-BRIBERY
DATA PRIVACY, GET READY
STATE SECRETS
