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Delia Mucica - Copyright

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    Authors Rights and

    Related Rights

    REGIONAL MASTER STUDIES IN CULTURAL POL ICY AND

    MANAGEMENT

    (INTERCULTURALISM AND MEDIATION IN THE BALKANS)

    UNIVERSITY OF ARTS BELGRADE

    Prof. Dr. Delia Mucica

    November 2008

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    What is copyr ight?

    Intellectual Property

    CopyrightAuthor Rights and

    Related Rights

    Industrial Property

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    About Property

    Property :

    Exclusive right of the owner to use it as he/she

    wishes and to forbid its use by anybody else

    Material Property

    Movable property

    Immovable property Immaterial Property

    Intel lectu al property

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    In tel lectual Property

    Intel lectu al property sh all includ e righ ts relat ing to :

    literary, artistic and scientific works,

    performances of performing artists, phonograms, and

    broadcasts, inventions in all fields of human endeavour,

    scientific discoveries,

    industrial designs,

    trademarks, service marks, and commercial names anddesignations,

    protection against unfair competition,

    and all other rights resulting from intellectual activity inthe industrial, scientific, literary or artistic fields.Convention Establishing the World Intellectual Property Organization (WIPO) of1967

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    How are protected authors rights?

    A system of international legally binding instruments

    International standards of minimum protection

    A UN organization responsible for administeringthese instruments and for developing new ones,

    where necessary - WIPO

    Dispute-Settlement Mechanisms

    And

    National Regulatory Systems

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    Copyright - International Instruments

    International Treaties concerning Copyright

    International Treaties concerning Related

    Rights

    Trade-related Treaties and Regulations

    EU Copyright Directives

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    International Treaties

    on Copyright

    Berne Convention for the Protection of

    Literary and Artistic Works, 1886 Universal Copyright Convention, 1952

    TRIPS Agreement, 1994

    WIPO Internet Treaty on Copyright, 1996

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    Main Principles (Berne Convention)

    National Treatment(foreign works as national)

    Automatic Protection(no prior procedures)

    Independent Protection(independent of the protection

    in country of origin)

    Minimum rights and minimum level of protectiongranted to authors

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    A Little Bit of History (contd)

    Thus, copyright, as a branch of law, has been widenedto cover related rights:

    the r ights of interpreters and performers in theirown per formance

    The r ights o f broadcasters in their own b roadcasts

    The r ights o f phonogram producers in thei r ownrecord ings

    The r ights o f videogram producers in their own f i rstf ixat ions

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    A Little Bit of History (contd)

    Copyright was extended to new works -software,multimedia, etc

    Copyright was extended to cover new modes of

    exploitation of works (reprography, broadcast, cableand satellite transmission and retransmission, Internetetc.)

    Rights owners were also recognized new rights:

    Lending r ight

    Rental r igh t

    Resale righ t

    Making available righ t

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    Berne Convention for the Protection of

    Literary and Artistic Works

    Purpose

    to protect in an effective manner and in a way asun i form as pos sib le the rights o f autho rs in their

    literary and artistic works

    Adopted 1886

    Revised:

    Paris, 1896

    Berlin, 1908

    Rome, 1928

    Brussels, 1948

    Stockholm, 1967

    Paris, 1971

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    Universal Copyright Convention

    Administered by UNESCO

    Lower level of protection than in the Berne Convention

    Specially designed for Third World countries and

    communist countries

    Extensive system of legal/compulsory licenses

    Lost its purpose

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    The TRIPS Agreement (WTO Agreement on

    Trade Related Aspects o f Intel lectual Property

    Rights)-1995 application of the basic principles of the trading system

    and of other international legal instruments on intellectual

    property;

    protection of copyright by incorporation of the BerneConvention provisions, with the exception of those related

    to moral rights, which the TRIPS Agreement does not

    cover;

    adequate enforcement of rights; dispute settlement mechanisms;

    The basic pr inc ip lesof th e TRIPS Ag reement are:

    the princ iple of national treatment and

    the princip le of mos t-favou red-nation treatment.

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    The TRIPS Agreement (Contd)

    Cultural exception as derogatory (exception) from the

    principle of free trade in cultural services

    Cultural diversityand Cultural identityas

    fundamental principles of cultural policies

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    WIPO Copyright Treaty (WCT)

    The Internet Treaty, 1996

    Necessity to update copyright law for the digital

    environment.

    Two contrasting views: the except ions and l imi tat ions p rovided for in

    the exist ing instrum ents can be carr ied

    forward and extended in th e digi tal

    envi ronment

    the Berne Convent ion does not pro vide for ful l

    co verage of the rights of communicat ion to the

    pub l ic and d ist r ibut ion in th is new

    environment.

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    In ternat ional Instruments on Related

    Rights

    Rome Convention, 1961

    Geneva Convention, 1971

    Satellite Convention, 1974

    WIPO Internet Treaty on Related

    Rights, 1996

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    Internat ional Convent ion for the Protect ion of

    Performers, Producers of Phonog rams and

    Broadcasting Organizat ions, 1961, Rome

    Provides for protection of the neighbouring rights of:

    Perform ers and in terpreters

    Producers of phonograms

    Broadcast ing organisat ions.

    The safeguard clause - protection of copyright must inno way be affected by the protection of neighbouringrights

    Formalities - P

    Principles: National Treatmen t

    Minimum Protect ion

    jointly drafted by BIRPI (the predecessor organisation to

    WIPO), UNESCO and the International Labour Office

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    Geneva Convention,1971

    Convention for the Protection of Producers of

    Phonograms against Unauthorized Duplication of TheirPhonograms, 1971

    addressed especially the phenomenon of piracyin

    relation to phonograms - piracy agreement from 1971

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    Satellite Convention, 1974

    Convent ion relat ing to the Distr ibut ion of

    Programme-carry ing Signals transm it ted by

    Satel l i te, adopted at Bru ssels in 1974

    Answers the need to provide protection for

    broadcasting organisations for the distribution of

    programme-carrying signals transmitted by satellite.

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    Counci l of Europe Ins truments

    European Convention on Transfrontier Television of1989 and its Amending Protocol of 1998.

    European Convention relating to questions on Copyright

    Law and Neighbouring Rights in the Framework ofTransfrontier Broadcasting by Satellite of 1994.

    European Convention on the Legal Protection ofServices Based On, or Consisting Of, ConditionalAccess of 2000.

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    EU Ins truments

    A rigorous, effective system for the protection of

    copyright and related rights is one of the main ways ofensuring that European cu ltural creativi ty and

    produc t ion receive the necessary resou rces and of

    safeguarding the independence and digni ty of

    artistic creators and performers.

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    EU Instruments (contd)

    Council Directive 91/250/EEC of 14 May 1991 on the legalprotection of computer programs

    Directive 2006/115/EC of the European Parliament and of theCouncil of 12 December 2006 on rental right and lending right andon certain rights related to copyright in the field of intellectualproperty (codified version) (former Council Directive 92/100/EEC of

    19 November 1992 on rental right and lending rightand oncertain rights related to copyright in the field of intellectual property /repealed).

    Council Directive 93/83/EEC of 27 September 1993 on thecoordination of certain rules concerning copyright and rights relatedto copyright applicable to satellite broadcasting and cableretransmission

    Directive 2006/116/EC of the European Parliament and of theCouncil of 12 December 2006 on the term of protection of copyrightand certain related rights (codified version) (former Council Directive93/98/EEC of 29 October 1993 harmonizing the term of protectionof copyright and certain related rights - repealed).

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    EU Instruments (contd)

    Directive 96/9/EC of the European Parliament and of the Council of11 March 1996 on the legal protection of databases

    Directive 2001/29/EC of the European Parliament and of theCouncil of 22 May 2001 on the harmonization of certain aspects ofcopyright and related rights in the information society

    Directive 2001/84/EC of the European Parliament and of theCouncil of 27 September 2001 on the resale rightfor the benefit ofthe author of an original work of art

    Directive 2004/48/EC of the European Parliament and of theCouncil on the enforcement of intellectual property right

    Commission Recommendation 2005 on collective cross-bordermanagement of copyright and related rights for legitimate onlinemusic services

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    What is protected by copyr igh t?

    Literary, artistic and scientific works which areor ig inal expression sof an intellectual creation

    Two conditions:Materializationof intellectual creation

    Original i ty(not novelty)

    Protects only creativity in the choice of words,

    musical notes, colours and shapes, expressions -not ideas

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    What is no t pro tected?

    3 categories:

    Do no t meet the cr i ter ia for pro tect ion:

    mere facts, mere data

    Ideas, methods of operation, procedures

    Are protected by another body of LawIndustrialProperty Law

    inventions, innovations, scientific discoveries, concepts

    There is an overr id ing publ ic interestin their unhindereduse and circulation:

    regulatory texts, official documents and their officialtranslations

    official insignia, flags, anthems, decorations

    currency notes and coins, payment instruments

    court decisions and their official translations

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    About the autho rs and thei r works

    The author is a naturalperson

    One authorind iv idual wo rk

    Two or more co-authorsjo in t au thorsh ip:

    Common workscollaborative works -

    contributions can be identified and distinct rights canbe ascribed to each co-author for separateexploitation of each contribution, without prejudice tothe exploitation of the common work

    Col lect ive worksno possibility to identify the

    contribution of each co-author and to ascribe adistinct right to each for separate exploitation of eachcontribution (one may be the main author)

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    Proo f of autho rship

    Legal presumption of authorship in favour of the naturalperson whose name appear on the work in the usualmanner

    Burden of proof in case of litigationplaintiff Proofby any means acceptable under national

    legislation

    NO COMPULSORY REGISTRATION

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    What r igh ts has the author o f a pro tected

    work?

    Personal, exclusiverights of the author to authorize

    and p reventthe use and exploitation of his/her work and

    to derive benefitsfrom it

    2 categories of rights:

    Econom ic Rights

    Moral Rights

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    Moral Rights

    The Berne Convention:

    Paterni ty r igh t

    to claim authorship of an intellectual work

    to decide under what name the work will becommunicated to the public (own name, pen name,

    anonymous)

    to oppose to any person which might claim

    authorship

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    Moral Rights (contd)

    Integr i ty Righ t

    To object to any distortion, mutilation or other

    modification of, or other derogatory action in relation

    to, the said work

    Which would be prejudicial to the honour or reputation

    of the author

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    Moral Rights (contd)

    Not in the Berne Convention, but more and moreaccepted in national laws:

    Disclosu re Righ t

    The right to decide whether, when and howthework will be disclosed ( first public performance orcommunication to the public)

    Withdrawal r igh t

    The right to cease, withdraw from, any agreement

    entered for the disclosure of the work, before itsdisclosure and with due compensation to thebeneficiary of the assignment of rights for expensesincurred

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    More about moral r ights

    Personal and exclusive rights of the author

    Preserve the personal link between the author and

    his/her work Not tradable or alienable

    Usually lasting as long as the work exists (exceeding

    duration of economic rights)

    Cannot be the object of ex anterenunciation Violations are generally criminal offences

    Means of redress: penal and civil liability

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    Econom ic Rights

    Personal and exclusive rights of the author whichallow him/her to derive f inancial

    compensat ion/rewardfrom the use of his/her workby others by authorizing or preventing certain actsin relation to the work

    Generally not saleable

    Exercise of rights can be transferred

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    What are the econom ic r igh ts of the

    author?

    Right of reprodu ct ion and related r ights

    Reproduct ion - the most basic rightpreventing othersfrom making copies of the protected work

    Distr ibut ion

    Importat ion

    Rental

    Lending

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    What are the econom ic r igh ts of the

    author? (contd)

    Righ ts of Publ ic performance, broadcast ing and

    communicat ion to the pub l ic

    Publ ic performance

    In a place where the public is or can be present

    In a place not open to the public but where asubstantial number of persons outside the normal

    circle of a family and its closest social acquaintancesis present

    Live performances

    Public performances of reproductions

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    What are the econom ic r ights o f the author?

    (contd)

    Broadcast ing

    Transmission by wireless means for public reception

    of sounds or of images and sounds

    Radio, Television, Satellite

    Communication to the publ ic

    Distribution of a signal, by wire or wireless means

    Equipment necessary for reception Cable, Movies

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    What are the econom ic r igh ts of the

    author? (contd)

    Translat ion and Adaptat ion Rights

    Translat ionexpression of a work in another language

    Adaptat ion modification of a work

    to c reate another work

    to make i t sui table for d i f ferent co ndi t ion s o f

    explo i tat ion

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    What are the econom ic r igh ts of the

    author? (contd)

    Resale Righ t

    Granted to authors of original work of art (painting,

    sculpture, etc)

    Interest in any public resale of his/her work, subsequent

    to first transfer:

    Collection of a certain sum of money

    Right to know the location of work

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    Going Digital

    New technological means for

    New uses

    New forms Wider possibilities for infringement of protection

    Solut ions?

    New rights: the making avai lable to the publ ic

    Legal protect ion and effect ive remedies

    Technological pro tect ion

    Collect ive management

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    WIPO Treaty

    Art. 11 adequate legal protection and effective legalremedies against the circumvention of effectivetechnological measures that are used by authors in

    connection with the exercise of their rights under thisTreaty or the Berne Convention and that restrict acts, inrespect of their works, which are not authorized by theauthors concerned or permitted by law.

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    The Making-Available Right

    WIPO Treaties and Directive 2001/29/EC

    Exclusive r ight of autho rs, performers, phonogram

    producers (fi lm p roducers, broadcasters) toauthorize and prohibit any form of communication to

    the public by wire or wireless means, including in such

    a way that members of the public may access the

    works or other protected material f rom a place and ata t ime indiv idu al ly chosen by them(on-demand

    services)

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    Protect ion of databases

    Directive 96/9/EC of the European Parliament and

    of the Council of 11 March 1996 on the legal

    protection of databases Creates a su i generis exclusive right for

    database makers irrespective of whether the

    database in itself qualifies for traditional copyright

    protection or not Protection of investments and furthering

    development of digital environment

    15 years

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    Lim i tat ions on r ights

    Particular acts of exploitation normally requiring theauthorization of rights owner, may, under specific

    circumstances specified in the law, be done withoutauthorization

    Such exceptions must comply with the three-stepstest(art. 9.2 Berne Convention):

    In c ertain s pecial cases

    Do no t con f l ic t wi th a normal explo i tat ion of the

    work

    Do not u nreasonably p rejudice the legi t imate

    interests of th e autho r

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    Lim i tat ions on r igh ts. What kind of uses?

    Free uses

    No authorization

    No material

    compensation

    News co verage

    Quotat ions

    Educational purposes

    Modif icat ions:

    For private use

    Parody and caricature

    Consistent with the purpose of the

    use intended and permitted by the

    author

    Test ing of fun ct ion ing of equipments

    Copying by broadcaster for the

    exercise of r igh ts granted

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    Lim i tat ions on r igh ts.

    What kind of uses? (contd)

    Non-voluntarylicenses

    No authorization

    Materialcompensation

    Private cop ying

    Broadcast ing of

    commercial phonograms

    Communication to the

    pub l ic in publ ic spaces

    (dis cos, restaurants , ho tel

    lobbies, buses, trains etc)

    of commercialphonograms o r broadcast

    programs

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    Duration of rights

    Generally

    Berne Convention50 years

    Directive 93/98/EEC70 years

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    How can the authors exercise their exclusive

    rights?

    Economic rights may be transferredvia:

    Ass ignments(transfer of a property right)

    Licenses (transfer of the exercise of the right, for aspecific period and a specific purpose)

    Licenses are:

    exclus ive (may no t autho rize others)

    non-exc lus ive ( may autho rize others) A license does not generally convey the right to

    authorize others to carry out acts covered byeconomic rights

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    Remunerat ions

    Primary remunerat ion (for primary use authorized)

    Secondary remunerat ions:

    Royalties

    Material compensations for certain uses: private

    copying, public lending, mechanical reprography

    etc.

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    In f r ingement o f r igh ts

    Violat ions of moral r ights

    Vio lat ions of econom ic r ights

    Remedies and sanctions:

    Provided for in the law

    Criminal liability

    Civil liability Contractual liability

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    Piracy

    Simple piracy -unauthorised duplication of an original

    recording for commercial gain without the consent of the

    rights owner, in a different packaging than that of the

    original; Counter fe i t ingcopying and packaging to resemble

    the original as closely as possible

    Boot legging -unauthorised recordings of live or

    broadcast performances.

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    Collective management of rights

    Licensing may also take the form of collective

    administration of rights

    What rights?

    Rights for which individual exercise is:

    Impract icable(large number of works and/or large

    number of users)

    impossib le

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    Remunerat ion sys tems

    Based on cop yr igh t law and pr incip les(fair,

    equitable remunerationaccording to actual use of

    specific worktariffs negotiated between collecting

    societies and users) Based on cultural regulation and policy

    (levies, taxes, lump sums, budgetary allocations

    etc.)

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    Roles o f Governments

    Inter-sectoral (integrative) policies

    Regulation and Enforcement

    Supervision of function of IP system (especially inrelation to TRIPS)

    Facilitating the function of IP system:

    Information

    Education Awareness-raising

    Collaboration with rights holders


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