Early Developability Assessment, Key to Success for Development Phases
Dr. Philippe LIENARD
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What’s Developability Assessment?
• Blanket term used to define the process of assessment for development candidates
• based on their physicochemical and biopharmaceutical properties
• Selection of new chemical entities (NCEs)
• Decisive parameter according to developability during pre-candidate profiling.
• Early prediction & comparison of properties critical in selecting suitable physical form (salt, polymorph, etc.) of the future candidate.
• Based on pharmacokinetic and efficacy/toxicity studies, suitable formulation for Phase I clinical studies have to be anticipated.
• Streamline efficacy/toxicology evaluation
• Allowing pharmacologically effective and developable molecules to reach the clinic and eventually to the market.
9th Annual Global Drug Delivery and Formulation Summit - March 2017 2
Target ID & Validation
Lead Identifi-cation
LeadOptimiza
-tion
Pre-clinical
Phase 1Phase
2aPhase
2bPhase 3 Filing LCM
Research Early Development Late DevelopmentManu-
facturing
9th Annual Global Drug Delivery and Formulation Summit - March 2017
FDA : Record NME filling in 2017
3
(Chemical &Engineering News 03/01/2018)
Small Molecules Come Back in 2017
•Highest number since 1996• cancer treatments, anti-infectives
• rare diseases
• beneficiaries of breakthrough status/rare disease• BTD is significantly shortening drug development timelines Application—asking FDA to
begin clinical trials—to approval letter was 65 months for the 17 BTD
4
FDA : Record NME filling in 2017(Chemical &Engineering News 03/01/2018)
9th Annual Global Drug Delivery and Formulation Summit - March 2017
46 New molecular entities in 2017
63% Small molecules approved
Increase chemical complexity
40%Of current small molecule required advanced formulation
science
9th Annual Global Drug Delivery and Formulation Summit - March 2017 5
From Lead Compounds to Development Candidat
Low selectivity
PK variability
DDI (CYP 3A4 inhibition)
Low solubility/stability…etc
High selectivity
Metabolic stability
Low PK variability
Low DDI risk
Improved solubility/stability
CANDIDATE
RescaffoldingLead
optimization
HIT molecule LEAD molecule
CAN 1&2Two molecules with defined R1, 2, 3, 4, 5 to be evaluated in
parallel up for selection/nomination for development
TPPDosing &
Admin
- Oral administration
- One capsules daily, on top of SoC.
- Low starting dose (5mg) then individual dose adjustment
Presentation Goals
1. How to scientifically select a new molecular
entities (NMEs) in a research leads portfolio
2. How to characterize physico-chemical
properties as function of the expected Target
Product Profile (TPP)
3. Rationally select polymorph before
development
4. How and when do you need to utilize enabling
technologies to streamline drug development
of molecule presenting limitations/weaknesses.
6
Early Developability Assessment, Key to Success in Development Phases
,
x HCl
yMsOH
,
BTEAC, DMF
Br2, AcOH
AcONa
HNO3, H
2SO
4
AcOH
Et3N, MeOH
H2 / Pd-C
Ac2O, AcOH
1- NCS, AcOH
2- NaOH
1- CH3C(OCH
3)
3,Toluène
2- TMSCl
3- MeONa
Chlorure de
Pivaloyle
HCl aq, EtOH
Ms-
HCl aq.
Assessment of Chemical Synthesis Route
7
S. M. A. R. T. synthesis
Short
More efficient
Amenable to scale up
Robust
In a Timely manner
Route scouting (IP, FTO, Cost of Good)
Forecasted quantities,
Complexity of the chemistry
Risk
Timeline
Yes/No
Process development,
Scale-up feasibility
Safety consideration
Optimization
Yes/No
Clinical batch
production
Scientifically Select a Candidate NMEStability in Solution under Stress Conditions
8
Chemical stability in
solutionResults Condition Comments
Strong acidic
conditions pH1Stable
2w at 40°C and
protected from light degradation +0.4%
Strong basic
conditions pH12Stable
2 w at 40°C and
protected from light degradation + 0.3%
Indoorlight
exposureStable
2w at 40°C no degradation
Strong oxidizing
conditions H2O2
(0.3%)Unstable
24h at RT and protected
from light
Degradation + 15.4%
Main oxidation product :
9.7%
Intense light
exposureUnstable
10h at 2.1mil lux hour Degradation +93.2%
Major impurities: 58.5% and
15.3%
< 2% stable
2%< <10% slight
degradation
>10% degradation
In solution CAN2 is chemically stable at least 2w in strong acidic (pH1) and
strong basic conditions (pH12)
Sensitive to oxidant agents and at intense light exposure
▪ Formulation with limited oxygen exposure or antioxidant recommended.
9th Annual Global Drug Delivery and Formulation Summit - March 2017
Early Solid Phase Selection
• Assessment solid form with small quantity
• Avoid amorphous
• Prefer form demonstrated with well defined polymorph
• Anhydrous better than solvate
• Pre CLiN solid form should have following properties
1. Physically/chemically stable in a wide range of temperature
2. Reproducibility in crystallization
3. Micronization feasibility (if need for oral formulation)
9
Challenges/Implications
Early Solid Phase Assessment/Selection
Solid state, solubility, Biopharm are key contributors for early development challenges
9th Annual Global Drug Delivery and Formulation Summit – March 2017 - Berlin 10
•Solubility/particle
size/dissolution properties in
regards to the clinical dose
foreseen
•Pharmacology
•Tox formulation
Well defined and stable
Yes/No
Solid State
Solubility
Early Biopharmaceutical
Assessment vs clinical anticipated doses
Standard
Formulation
Pre-clinical
Standard
formulation
Pre-clinical
Enabling
Formulation
•Clinical formulation
anticipated
Enabling
Formulation
Salt, co-crystal
•Avoid amorphous
•Prefer form demonstrated with
well defined polymorph/crystallin
form
•Anhydrous better than solvate
PAGE
To rapidly evaluate the polymorphism tendency
of a compound
Early Polymorphism Screening
• 200mg API distributed in solution within the 96 wells
• Evaporation of the distribution solvent
• Distribution of crystallization solvents in the 96 wells
45 pure solvents and 51 solvent mixtures (water/organic or organic/organic)
Volume of solvent selected from calculation of API solubility in the different
classes of solvent
▪ In-Silico Solubility Solvent Screening (QM – Cosmo RS)
• Optimized T-program to induce crystallization of materials
Slow cooling
Then slow evaporation
• Analyses of 96-wells plate
High throughput XRPD Crystallinity of materials
High throughput Raman microscopy if necessary (salt)
Early Polymorphism Screening – 1 µPlate (Request : 300mg of API : Free Form or salt) – 1 week
11
PAGE
Results of the Early Polymorphism Screening
12
CAN2
• 11 crystalline forms identified on the same plate !
➢Evidence of non cross contamination
➢High Polymorphism Tendency of API
➢Form IV detected in majority of case
• Manual Confirmation of New crystalline Forms using the 100mg
remaining API quantity
➢ Confirmation of New crystalline Forms
➢ Development of the first crystallization protocol using filtration
and not evaporation
AAcetone 194 Cyclohexane 194 Isopropyl acetate 194 1-pentanol 194 MethylButyl Cetone 194 1,2-Dimethoxyethane 194 Acetone 174 Acetone 174 Water 174 Water 175 Water 174 Water 174
- - - - - - - - - - - - Ethyl acetate 19 Ethanol 19 1,4-Dioxane 19 2-Propanol 19 Acetonitrile 19 Ethanol 19
BAcetonitrile 194 Dichloromethane 194 Methanol 194 2-Propanol 194 p-Xylene 194 CPME 194 Acetone 97 Acetone 97 Water 157 Water 97 Water 167 Water 97
- - - - - - - - - - - - Ethyl acetate 97 Ethanol 97 1,4-Dioxane 39 2-Propanol 97 Acetonitrile 26 Ethanol 97
CMethyl THF 194 1,4-Dioxane 194 Methyl acetate 194 1-Propanol 194 Pentane 194 Ether ethylique 194 Acetone 19 Acetone 19 Water 97 Water 19 Water 97 Water 19
- - - - - - - - - - - - Ethyl acetate 174 Ethanol 174 1,4-Dioxane 97 2-Propanol 174 Acetonitrile 97 Ethanol 174
D1-Butanol 194 Ethanol 194 Methyl-t-butyl ether 194 Tetrahydrofuran 194 n-Heptane 194 Propyl Acetate 194 Dichloromethane 174 Ethyl acetate 174 Water 19 Water 174 Water 19 Water 174
- - - - - - - - - - - - Ethanol 19 Cyclohexane 19 1,4-Dioxane 174 1-Propanol 19 Acetonitrile 174 Methanol 19
E2-butanol 194 Ethyl acetate 194 ChloroButane 194 Trichloroethylene 194 1,2 Dichloroéthane 194 DIPE 194 Dichloromethane 97 Ethyl acetate 96 Water 174 Water 147 Water 174 Water 97
- - - - - - - - - - - - Ethanol 97 Cyclohexane 97 Tetrahydrofuran 19 1-Propanol 46 Acetone 19 Methanol 97
F2-Butanone 194 Ethyl formate 194 Methylcyclohexane 194 Toluene 194 ChloroBenzene 194 Ethyl acetate 144 Dichloromethane 19 Ethyl acetate 19 Water 97 Water 97 Water 97 Water 19
- - - - - - - - - - Acetonitrile 50 Ethanol 174 Cyclohexane 174 Tetrahydrofuran 97 1-Propanol 97 Acetone 97 Methanol 174
GButyl acetate 194 Hexane 194
4-Methyl-2-
pentanone194 Water 194 Anisol 194 Cyclohexane 138 Ethanol 111 2-Butanone 127 Water 19 Water 19 Water 19 Ethanol 97
- - - - - - - - - - 1-Butanol 55 Acetonitrile 82 Ethanol 66 Tetrahydrofuran 174 1-Propanol 174 Acetone 174 n-Heptane 97
HCyclopentanone 194 Isobutyl acetate 194 2-methyl-1-propanol 194 3-Methyl -1-butanol 194 Nitrométhane 194 Ethyl acetate 127 Toluene 138 Methanol 144 2-Propanol 117 1-Propanol 99 Ethanol 136 2-butanol 141
- - - - - - - - - - Ethanol 67 1-Butanol 55 Toluene 50 Toluene 76 Toluene 95 Toluene 58 Water 53
5 6 1131 2 127 8 9 104
Crystalline Form IV
Crystalline Form V
Amorphous FormCrystalline Form I (XRPD1)
Crystalline Form II (XRPD2)
Crystalline Form III (XRPD3)
Crystalline Form VI
Crystalline Form VII
Crystalline Form VIII
Crystalline Form IX
Crystalline Form X
Crystalline Form XI
Operations: Y Scale Add 6250 | Import
RA14845376 plate 185 well H02 - File: 17675.raw - Type: 2Th/Th lo
Operations: Y Scale Add 5729 | Y Scale Mul 0.542 | Import
RA14845376 plate 185 well F05 - File: 17663.raw - Type: 2Th/Th lo
Operations: Y Scale Add 4948 | Y Scale Mul 0.542 | Import
RA14845376 plate 185 well A05 - File: 17662.raw - Type: 2Th/Th lo
Operations: Y Scale Add -208 | Y Scale Add -3500 | Y Scale Mul 1.
RA14845376 plate 185 well H01 - File: 17660.raw - Type: 2Th/Th lo
Operations: Y Scale Add 2604 | Y Scale Mul 2.641 | Import
RA14845376 plate 185 well C03 - File: 17659.raw - Type: 2Th/Th lo
Operations: Y Scale Add 2083 | Y Scale Mul 1.542 | Import
RA14845376 plate 185 well G09 - File: 17666.raw - Type: 2Th/Th lo
Operations: Y Scale Add 875 | Y Scale Mul 0.417 | Y Scale Add 16
RA14845376 plate 185 well G12 - File: 17672.raw - Type: 2Th/Th lo
Operations: Y Scale Add -292 | Y Scale Add 375 | Y Scale Add 100
RA14845376 plate 185 well B12 - File: 17670.raw - Type: 2Th/Th lo
Operations: Y Scale Mul 0.583 | Import
RA14845376 batch VAT.HCM1.046.1 - File: 17654.raw - Type: 2Th/
Lin
(C
ounts
)
0
1000
2000
3000
4000
5000
6000
7000
8000
9000
2-Theta - Scale
3 10 20 30 40
FI
FII
FIII
FIV
FV
FVI
FVII
FVIII
FIX
• Forced degradation conditions
13
Scientifically Select a Candidate NMESolid State Stability CAN2 - XRPD1
Conditions Results Comments
80°C and 80% RH
2 w
Physically and
Chemically stableDegradation <0.1%
80°C dry
2 wChemically and
physically stableDegradation <0.1%
Intense light exposure
1.2mil lux hour 10 h
Chemically and
physically stableDegradation <0.1%
In solid state CAN2 is chemically and physically stable at least 2w
under forced degradation conditions (high dry temperature, high
temperature and humidity and intense light exposure)
9th Annual Global Drug Delivery and Formulation Summit - March 2017 14
Solid State – Crystal Engineering - Solubility
Scientifically Select a Candidate NME
CAN1 crystallized
Birefringent rod
CAN1 micronized
BY SONICATION
CAN1 micronized
BY JET-MILLING
Homogenous size distribution
0
10
20
30
40
50pH1
pH3
Fessif pH5.1
Fassif pH6.6
pH7.4
Micronized solubility profile (mg/ml)
1 h
2 h
4 h
24 h
0
5
10
15
20
25
30pH1
pH3
Fessif pH 5.1Fassif pH 6.6
pH7.4
Crystallized solubility profile (mg/ml)
1 h
2 h
4 h
24 h
| 15
Both CAN1 & 2 are potential BCS II
Key Data for EarlyBiopharmaceutical Assessment
CAN1 CAN2
Mw ~400 ~400
logD 2.5 3
pKa None None
P Caco2 10.10-7cm.s-1 30.10-7cm.s-1
Sol Water mg/mL
(pH=7.4)
0.01 0.02
Sol FaSSIF mg/mL 0.02 0.03
Sol FeSSIF mg/mL 0.04 0.06
| 16
Evaluation in silicoGastroPlus input in models version 1.0
Human
Parameters Units Main value range comment
MW g/mole 377,4
logP 2,97 in silico method - consensus
LogD @ pH7.4 2,97
S0 mg/mL 0,01700 exp XRPD1
pKa >8 no effect of pka on solubility profile
CLint µL/min/mg
mL/h/106cells
Bile salts solubilization ratio 27µG/mL
Ptotal Caco-2 TC-7 10-7 cm.s-1 26
Peff 10-4 cm.s-1 1,3 internal correlation including references in study
P-gp probable Pcaco with elacridar is 6x higher
(main biorelevant solubility) mg/mL 0,027 good fit of good quality in vitro data
Particle size µm 15 2,5-50
Diffusion coefficient 10-5 cm2.s-1 0,72 calc by Gastroplus
precipitation time (s) s - nd (formulation dependent) not expected for base
Blood to plasma ratio 0,99
Protein binding %
fu % 5
Intestinal water %
CL L/h/kg
Vss L/kg
t1/2 h
F %
S HCl pH1 µg/mL
S citrate pH3 µg/mL 18 experimental
S phosphate pH7.4 µg/mL 17 experimental - 50mM buffer
S FaSSIF pH6.5 µg/mL 27 experimental
S FeSSIF pH5.0 µg/mL 64 experimental
S GUSP pH1.2 µg/mL
S FeSSGF pH3.0 µg/mL
Fraction absorbed in animal &
human
• At various doses considered
• With scenarios on particle size-
● GastroPlus is one important Biopharm tool for human estimation ● Allows a bottom up approach to anticipate bioavailability and absorption in human based on good quality in vitro
● Model can be checked on available preclinical data (IV, oral solution and standard suspension available for Rat)
● Predicts Fa and F in human
Inputs
output
| 17
● In silico evaluation in Fasted human with GastroPlus v9.0 based on in vitro data
DV50=30µm
anticipated max
active dose
CAN 1 & 2 GastroPlusPreliminary assessment in Human
Fraction absorbed should remain >50% up to 100mg for CAN1 & 200mg for
CAN2, but higher dose may be needed to cover phase I
probable non linearity of Fa with dose, partially mitigated by micronization
CAN 2
CAN 1
CAN 2
CAN 1
| 18
DCS applied to CAN 1&2
IIb
IVIII
Developability area
Standard vs DDS
Standard size controlMicronized
Nano
ASD
Micronized
zone
CAN2
CAN1
● Based on arbitrary maximum dose per administration of 100mg, with current physical forms
CAN 1 & 2 are classified as class IIb,
● Standard formulation with small size recommended
IIa
| 19
CAN1 vs CAN2 Biopharm evaluationPreliminary assessment in Human summary
● CAN 1&2 are DCSIIb compounds and both potential BCS2 (preliminary classification
depending on future real therapeutic dose in human and observed PK), with potential need for
micronization (depending on dose) as evidenced by benchmark
● Due to their differences in solubility and permeability, and as confirmed by current Rat PK
data, CAN 2 has better potential to achieve good exposure for doses of 100mg or higher as a
standard formulation.
● Influence of DS size could be assessed in preclinical models to confirm or not the need
for small size
CAN1 CAN2
G+% Fa est.@ 100mg (15µm) 50 85
Assessment for clinical Estimated standard formulationup to 100 mg with XRPD1
Estimated standard formulation up to 200 mg with XRPD1
DCS IIb IIb
CMC Preliminary Developability AssessmentHead to Head Comparison CAN1 vs CAN2
CAN#1 CAN#2
Chemical
development
7+2 steps
Overall yield ~ 17% up to 500 g
Slight optimization needed for
CER/GMP1
7+2 steps
Overall yield ~ 17% up to 500 g
Slight optimization needed for
CER/GMP1
Micronization Particle size > 10 mm Particle size < 10 mm
Solubility (water,
pH=7.4)Low Low
Chemical & Physical
stability solid
2 W 80°C dry stable2 W 80°C dry stable
2 W 80°C/80%RH
Suntest stable
2 W 80°C/80%RH slightly unstable
Suntest stable
Chemical Stability
Solution
Stable versus pH and ambient light Stable versus pH and ambient light
Unstable versus oxidation/intense
lightUnstable versus oxidation/intense light
Physical
form/PolymorphismOnly 1 pattern form Several pattern
Tox formulation Enabling (PEG/Solutol 95/5) Suspension
Biopharm
assessment for
Clinical formulation
Estimated standard formulation up to
100 mg with XRPD1
Estimated standard formulation up to
200 mg with XRPD1
20
0
1
2
3
4
5
6
7
8
9
10
Chemical development
Micronization feasibilility
Solubility (water pH =7.4) mM (50 mMmax)
Permeability
Chemical & Physical Stability SolidChemical Stability Solution
Physical Form/Polymorphism
Tox Formulation
Biopharm Assessment
CAN#1
CAN#2
Based on knowledge acquired so far, from CMC/Biopharm point of view
✓ CAN2 preferred versus CAN1
✓ CAN2 deemed developable up to 200 mg in Human
Early Clinical Formulation PlanKey objective: early selection of formulation strategy for CAN3
API Structural properties Results
pKa 2.3
log D 7.45.5
Solid-State related properties Results
Polymorphism tendency across batches2
Chemical Stability Solidstable
Physical Stability Solidstable
Acceptable general physico-chemical properties, except very
low aqueous solubility.
0
20
40
60
80Gastric USP pH=1
pH = 3
Fessif pH 5.1Fassif pH 6.6
pH = 7.4
Crystallized solubility profile
(mg/ml)
Material Screening flow chart
NoYes 1 - Free compound
Aqueous equilibrated solubility
pH 4 and 7.4 > 50 mM
Polymorphism screening
2- If ionizable cpd : Salt Screening
(pka)
No
3- Enabling formulation
4 - Co-Cristal Screening
No
*dissolution in human model (fasted/fed)
will allow comparing formulation options
Aqueous equilibrated solubility
pH 4 and 7.4 (> 50µM) and biorelevant media
on most stable polymorphic form
Yes
Yes
Yes
Yes
No
✓ Anticipated clinical formulation covers
predicted human active
Formulation feasible ?
Biopharm assessment vs clinical doseYes
| 23
CAN3 Early Biopharmaceutical Assessment
● Anhydrous form II of CAN3 tested in formulation:• aqueous suspension (Solutol/water 20/80)
• lipidic solution Labrasol/Labrafil 60/40 (up to 100 mg/ml) & suspension V
• Very poor dissolution with aqueous standard suspension
✓ High solubilized end fractions but rapid precipitation observed in both lipidic formulations
in-vitro static dissolution
Labrasol/Labrafil 60/40 selected for early toxicological studies,
solution up to 100 mg/mL
By courtesy of Louis. Henrion
Dissolution of CAN3 lipid based formulation vs
standard formulation
| 24
Amorphous Solid Dispersion (ASD)Dissolution of ASD based on crystalline drug and amorphous
Fast Dissolution of ASD versus crystalline form
Parachute effect to improve dissolution time
Need an early technology assessment for ASD of CAN3
●Key Factors
influencing the
dissolution rate
● Physical state
● Particle Sizes
● Technologies
1. Film technic
2. Milling
3. Spray-drying
Amorphous Solid Dispersion (ASD)
9th Annual Global Drug Delivery and Formulation Summit – March 2017 - Berlin 25
Crystallization generally considered as main risk for ASD development
Drug
Polymer
Need an stability assessment for ASD of CAN3
Evaluation of physical stability versus technology
ASD Stability testing 20% drug loading in Soluplus®X-Ray profils of CAN3 as function of technology and time
Milling
Film
Spray Drying
Cristalline
All sample do not present any peak of diffraction in X-Ray,
although microscopy analysis revealed presence small crystals
Optimization needed
Technology influencing the dissolution profile
Dissolution of CAN3 in human fasted (first intention for clinical phase I)
conditions as function of technology
Milling
Spray-Drying
Film
Crystalline
Gastric + intestinal media
Time (min)
Dis
solv
ed f
raction (
% H
PLC
)
All ASD samples present improvement of dissolution profile,
including parachute effect – significant gain as compared to lipid
formulation - Milling could be preferred - Optimization needed
| 28
Developability Assessment for Early Clinical Formulation Plan
Free compound/standard formulation
100 mg/dose to keep above Fa % > 50 %
Lipid Based formulation
200 mg/dose based on maximum tolerated lipids in Human
Amorphous Solid Dispersion300 mg/dose based on based on maximum tolerated excipients Soluplus ®
DATEPresentation title
Key conclusion for CMC : select strategy for FIM for anticipated active clinical doses – need PK dog.
Free compound/standard formulation preferred for CMC standpoint
100 mg 200 mg 300 mg
Take Home Message
• Head to head comparison (CAN 1 & 2)1. Chemical development plays a critical role
2. Solid state, solubility, dissolution, biopharm assessment are key contributors for the early development challenges
3. High throughput polymorphism screening is essential
4. Gastro-plus, with solubility data in bio-relevant media is of great interest to help relevant choice of candidate to push in development phases.
• Early formulation and technology assessment made for pre-clinical studies are essential to assess feasibility in clinical phase (CAN 3).
Developability Assessment
9th Annual Global Drug Delivery and Formulation Summit - March 2017 29
Growing importance of developability assessment in
pharmaceutical early development to make the right choice
for development phases
Acknowledgments
• Tsiala Benard• for precious presentation advices
• Antony Bigot
• Astrid Mallet
• Guillaume Louit
• Louis Henrion• For head to head CAN 1vs 2 comparison results and interpretation
• Eric Serruau
• Brigitte Sabine Essimbi
• Mostafa Nakach• For early technology choice, results and interpretation CAN 3
• External partners : Jerome Menegotto (Evotec)
9th Annual Global Drug Delivery and Formulation Summit - March 2017 30
THANK YOU