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This document is downloaded from the VTT’s Research Information Portal https://cris.vtt.fi VTT http://www.vtt.fi P.O. box 1000FI-02044 VTT Finland By using VTT’s Research Information Portal you are bound by the following Terms & Conditions. I have read and I understand the following statement: This document is protected by copyright and other intellectual property rights, and duplication or sale of all or part of any of this document is not permitted, except duplication for research use or educational purposes in electronic or print form. You must obtain permission for any other use. Electronic or print copies may not be offered for sale. VTT Technical Research Centre of Finland Environmental, health and safety (EHS) aspects of cellulose nanomaterials (CNM) Kangas, Heli Published: 07/01/2018 Document Version Other version Link to publication Please cite the original version: Kangas, H. (2018). Environmental, health and safety (EHS) aspects of cellulose nanomaterials (CNM). Biomaterials for Tomorrow, B4T 2018, Kochi, Kerala, India. Download date: 20. Jun. 2021
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  • This document is downloaded from theVTT’s Research Information Portalhttps://cris.vtt.fi

    VTThttp://www.vtt.fiP.O. box 1000FI-02044 VTTFinland

    By using VTT’s Research Information Portal you are bound by thefollowing Terms & Conditions.

    I have read and I understand the following statement:

    This document is protected by copyright and other intellectualproperty rights, and duplication or sale of all or part of any of thisdocument is not permitted, except duplication for research use oreducational purposes in electronic or print form. You must obtainpermission for any other use. Electronic or print copies may not beoffered for sale.

    VTT Technical Research Centre of Finland

    Environmental, health and safety (EHS) aspects of cellulose nanomaterials(CNM)Kangas, Heli

    Published: 07/01/2018

    Document VersionOther version

    Link to publication

    Please cite the original version:Kangas, H. (2018). Environmental, health and safety (EHS) aspects of cellulose nanomaterials (CNM).Biomaterials for Tomorrow, B4T 2018, Kochi, Kerala, India.

    Download date: 20. Jun. 2021

    https://cris.vtt.fi/en/publications/9200ca3e-b839-49e3-9580-6ee694350a73

  • VTT TECHNICAL RESEARCH CENTRE OF FINLAND LTD

    Environmental, health and safety(EHS) aspects of cellulosenanomaterials (CNM)

    Heli KangasBiomaterials for Tomorrow B4TKochi, KeralaJanuary 7-9, 2018

  • 28/01/2019 2

    VTT Technical Research Centre of Finland Ltd

    • VTT is one of the leading R&D&Iorganisations in Northern Europe.

    • We provide expert services for ourdomestic and international customersand partners, both in private and publicsectors.

    75 years’ experience insupporting our clients’growth with top-levelresearch and science-based results.

    Learn more:www.vttresearch.com,#vttpeople, @VTTFinland

    Net turnover and other operating income269 M€ (VTT Group 2016)

    Personnel 2,414(VTT Group 2016)

    Unique research and testing infrastructure Wide national and internationalcooperation network

    * Loikkanen, T. et al. Roles, effectiveness, and impact of VTT. Towards broad-based impact monitoring of a research andtechnology organisation. 2013. VTT, Espoo. VTT Technology 113. 106 p. + app. 5 p.

  • 28/01/2019 3

    Motivation

    ß Due to their unique nano-specificproperties, cellulose nanomaterials(CNM) have numerous potentialapplications.ß replacement of fossil-based materials

    in packaging, deodorizing material inadult diapers, cell growing media…

    ß As bio-based materials, CNM are oftenassumed safe.ß However, their nano-specific properties

    may potentially make them hazardoustowards humans and the environment.

    Source: Stora Enso

    Source: Uni-ball

    Source: Nippon Paper

    Source: Deleon Cosmetics

    Source: Natural Friends

  • 28/01/2019 4

    Motivation

    ß Biopersistence of long and thin high-aspect ratio fibers is known(case asbestos)ßWood dust is a carcinogenic materialß Nanoscale features give rise to new material properties and

    biological behaviorß Decreased particle size – improved penetrationß Increased specific surface area – enhanced interactions with their

    biological surroundings

  • Examples of safetyassessment at VTT

  • Case 1: Human health - Results on thetoxicity of the smallest fraction of cellulosenanofibrils

    Pitkänen, M., Kangas, H., Laitinen, O., Sneck, A., Lahtinen, P., Peresin, M.S. and Niinimäki,J. (2014) Characteristics and safety of nano-scale cellulose fibrils. Cellulose 21, 3871-3886.DOI 10.1007/s10570-014-0397-x

  • 28/01/2019 7

    Background & approach

    ß In our previous studies, CNF materials as such showed noindications of toxicity.ß However, with fractionated cellulose nanofibrils, the smallest

    fraction showed indications of toxicity/slight toxicity.• Due to cellulose nanofibrils?• Due to the bacteria present in the sample?

    ¸ Further testing was needed to confirm/disprove the slighttoxicity effects observed¸Finely fibrillated CNF was fractionated into separate size

    fractions ensuring that there was no bacterial contamination.

  • 28/01/2019 8

    Fractionation of CNF

    1. Finely ground CNF was fractionated using tube flow fractionationinto four fractions

    2. The finest material, FR3 and FR4, representing ~20 w-% of theoriginal CNF, were collected

    3. Fractions FR3+FR4 were combined and subjected to toxicitytests.

    CNF

    FR4 FR3 FR1FR2

    Original CNF Combined samplefor further tests

  • 28/01/2019 9

    Toxicity testing of the nano-scale fibrils (FR3+FR4)

    ß Cytotoxicity in vitroß Highest tolerated dose (HTD)ß Total protein content (TPC)

    ß Sublethalityß RNA inhibition test

    ßGenotoxicity in vitroß Ames test

    ß In vivo testing with nematode modelß Biocide addition before testing (10 mg/l)

  • Summary – case 1ß Cytotoxicityß No indication of cytotoxic effects in HeLa229 cells were observed in HTD testß Some indication of cytotoxicity with the highest concentration (0.24 mg/ml)

    ß Sublethal effectsß No sublethal toxicity in RNA inhibition test

    ßGenotoxicityß No indication of genotoxicity

    ß Nematode modelß No systemic effects tested in vivo using Nematode

    ¸FR3+FR4 tested can be considered non-toxic at concentrations lower than0.12 mg/ml¸The material should not be judged toxic based solely on cytotoxicity data,

    but should be addressed in relation to other toxicity test results and theintended use of the product.

  • Case 2: Environmental safety

    Vikman, M., Vartiainen, J., Tsitko, I., Korhonen, P. 2015. Biodegradability and Compostability of Nanofibrillar Cellulose-Based Products. J. Polymers Environ Vol. 23 (2015) No: 2, 206-215. doi: 10.1007/s10924-014-0694-3Kangas, H., Pitkänen, M., Vikman, M., Vartiainen, J., Tsitko, I. Cellulose nanofibrils (CNF) and CNF-based products.Biodegradability, Compostability and Safety. 2015 TAPPI International Conference on Nanotechnology for RenewableMaterials, 22-25 June, Atlanta, USA.

  • Background & Approach

    ßThe aim of the work was to obtain more informationon the biodegradability and environmental safety ofCNF and CNF-based products byß Studying the biodegradability of CNF gelsß Studying the biodegradability and compostability of CNF films and

    papers containing CNFß Studying the ecotoxicity during biodegradation in the composting

    environment.

  • 28/01/2019 13

    Studied materials

    ß Cellulose nanofibrils (CNF)ß CNF filmsß Vacuum filtrationß Casting

    ß CNF Papersß CNF as an additive in the pulp furnishß CNF in the coating formulation

  • 28/01/2019 14

    Methodology used

    ß Biodegradability of CNF gels - OECD 301B ReadyBiodegradability – CO2 evolution (Modified SturmTest)ß Biodegradability of CNF films and papers (in the

    composting environment): EN 14046 Packaging.Method by analysis of released carbon dioxide.ß Compostability of CNF films and papers: EN 14045

    Packaging. Based on the visual evaluation of thedisintegration.ß Ecotoxicity during disintegration of CNF films and

    paper (in the composting environment): ISO 21338standard method (Kinetic luminescent bacteriatest).

  • 28/01/2019 15

    Summary – case 2

    ß Fibrillation degree had an effect on biodegradability of CNF samplesß the finer CNF material degraded to a larger extent during the test period.

    ß CNF films and papers were biodegradable according to criteria in thestandard and also suitable for composting.ß Papers containing CNF even degraded further than reference paper

    during the 65 d test period.ß No acute ecotoxicity was observed during biodegradation of CNF films

    and papers.

  • 28/01/2019 16

    Safety testing of cellulose nanofibrils –some lessons learned from cases 2 & 3

    ß Selection of right toxicity testing methods crucial!ß Not all suitable for gel-like materials, e.g. restriction of

    movementß ECHA’s recommendations

    ß E.g. bacterial testing not recommended for nanomaterials

    ß Contaminationß False positives

    ß Addition of biocidesß need to know the correct dose that does not affect the test

    result

  • Case 3: Risk assessment ofpolymer compositescontaining CNF

  • 28/01/2019 18

    Background and motivation

    ß CNF offer sustainable alternative for manufacturing of light-weight composites with reduced carbon footprintß However, little is known about the behavior of CNF at the

    different phases of the composites’ life cycleß Exposure to CNFs during production, use or end-of-life may lead

    to e.g.ß inflammatory effects of employeesß unwanted adverse effects in the environment

    ÿ Risk assessment performed to control and minimize anyunwanted effects

  • 28/01/2019 19

    Approach

    Risk = Exposure × Hazard

    Identified criticalpoints

    1. Occupational2. Environment3. Consumer use4. End-of-life

    Information fromthe literature

    1. Human health2. Environment

  • Hazard – information fromthe literature

  • Reported effects of CNF exposure

    To humans

    ß Dose-dependent cytotoxicityß Inflammatory effects

    ß Potential resolution over timeß Driven by material surface chemistry

    ß Biodurability in lungsß Toxicity induced by chemical

    modificationß Raw material dependency – fibril

    dimensions

    To environment

    ß Generally not acutely toxic to testorganismsß Surface charge had minimal

    influenceß Restriction of movementß Raw material dependency – shapeß Biodegradability dependent on

    surface chemistry and fibrillationdegree (available surface area)

    Kangas, H., Pitkänen, M. (2016). Environmental, Health & Safety (EHS) aspects of cellulose nanomaterials (CN)and CN-based products. Nord. Pulp Paper Res. J. 31(2), 182-189.

  • 28/01/2019 22

    Critical points in nano-composite manufacturingß The pre-production state, where the nanomaterials are at powder state, is the

    one with the highest risk.ß carrying, handling and weighing

    ß Critical operations during production are mixing and pouringß Exposure in the post-production stage during demolding, curing and cleaning of

    the equipment is also possible, but with lower probability.ß The final nanocomposite is unlikely to present a direct risk because nanoparticles

    are trapped into the solid resin.ß However, machining of the composite may lead to exposure – during

    manufacturing, cutting and milling of composites containing CNC, the the highestexposure was during cutting of the compositeß For carbon nanotubes (CNT), release was not observed from ductile composite

    materials, whereas from brittle materials release was observed.ß Weathering: all the studied materials exposed CNTs to the environment when the

    matrix was degraded by UV-light.Soursa et al. Polymeric nanocomposites production risk assessment using different qualitative analyses. Occupational Safety and Hygiene

    II - Arezes et al. (eds). Taylor Francis Group, London 2014, pp. 25-30. ISBN-978-1-138-00144-2Geraci C. L., Eastlake, A.C., Dunn, K.L. (2016) Progress in understanding worker exposure and risk for cellulose nanomaterials. Tappi

    International Conference on Nanotechnology for Renewable Materials. June 13-16, Grenoble.Schlagenhauf et al. Release of Carbon Nanotubes from Polymer Nanocomposites. Fibers 2014, 2, 108-127; doi:10.3390/fib2020108

  • Exposure

  • 28/01/2019 24

    Composite production in EU INCOM

  • 28/01/2019 25

    Lab scale production @VTT

  • 28/01/2019 26

    Industrial production @ small scale

    ßResin transfer molding – RTMßSeed moulding compound – SCMßVacuum injectionßFilament winding

  • 28/01/2019 27

    Main exposure routes

    ß Inhalation exposureß Skin exposure

  • 28/01/2019 28

    1. Potential occupational exposure– critical points

    ßSpills during mixing of CNF and polymerßPressure in the mould - RTMßBreakage or leakage of the piping

    ßSpills during windingßMachining – cutting, sanding etc.ßHigh probability for exposure according to previous

    studiesßMitigation measuresßFume hood, fresh air hood

  • 28/01/2019 29

    2. Potential environmental exposure duringproduction

    ßMaterial wasteßRaw materialsßFinishing residues incl. dust

    ßWashing waterßContainersßFloors, surfaces etc.

    ßMitigationßMinimize raw material wasteßRe-use of finishing residuesßMinimize dust in the working space, fume hoodßSuitable cleaning methods for spills

  • 28/01/2019 30

    3. Consumer use

    ß Potential exposure depends on the end use and could take placee.g. byß Wear and tearß Machining, drilling, sanding etc.

    ß Case example: sport equipmentß Cutting into size – not probableß Polishing – not neededß Accidental snapping

  • 28/01/2019 31

    4. End of life

    ß Depends on the end useß Recyclingß Re-useß Waste disposal: inceniration, landfill

    ß In case of sport equipment, inceniration is the most probablerouteß CNFs burned forming carbon

  • 28/01/2019 32

    Conclusions – risk assessment

    ßNo major concern found in lab scale or industrialproduction @ small scaleßAs typical for risk assessment, exposure during the

    production steps and hazard related to the materialsshould be evaluated case-by-caseß Increasing knowledge of hazardous properties and

    behavior of nanomaterials calls for continual review ofthe risk assessment and management measures

  • 28/01/2019 33

    Acknowledgements – case 3

    ß The research leading to these results has receivedfunding from the European Union SeventhFramework Programme under grant agreement no608746.ß Co-authors Marja Pitkänen and Lisa Wikström

  • Risk assessment according to EuropeanCommission Recommendation

  • 28/01/2019 35

    Risk assessment based onß European Commission’s

    Guideline on the protectionof the health and safety ofworkers from the potentialrisks related tonanomaterials at work

    European Commission. Guidance on the protection of the health and safety of workers from the potentialrisks related to nanomaterials at work. 2014. 63 p.

  • 28/01/2019 36

    A 7-step procedure

    1. Identificationß Do nanomaterials exist in the workplace?ß Check the inventories of substances applied and suppliedß Material safety data sheets (MSDS) as primary sources of

    informationß Contact the supplier / manufacturer if in douptß REACH, CLP, European Observatory for Nanomaterials

    https://euon.echa.europa.eu2. Hazard assessmentß Information about hazardous properties needed: labels, SDS,

    occupational exposure limit values and scientific publications.

  • 28/01/2019 37

    A 7-step procedure

    3. Exposureß Consider all the routine operations and other foreseeable events in

    detailß Some clarifying questions

    ß Is the material dusty or the process likely to generate dusts or aerosols?ß Does the process include cutting, shearing, grinding, abrasion, or other

    mechanical release?ß How often is exposure likely to occur?

    ß Four classes of potential exposure4. Risk categorisation

  • 28/01/2019 38

    A 7-step procedure

    5. Detailed risk assessmentß Needed for risk levels 3 & 4ß Quantative assessment of exposure

    6. Risk management1) elimination or substitution2) process modification3) isolation or enclosing4) engineering control5) administrative control6) personal protective equipment (PPE)

    7. Reviewß Regular check-up

  • 28/01/2019 39

    Recommendations & next steps

    ß The safety of cellulose nanomaterials andCNM-based products should be evaluatedcase by caseß Co-operation for the development of testing

    methods neededß Validation / standardisation

    ß Increased understanding of the knowledgegapsß Short-term / long-term

    ß Pro-active communication between academia,producers, authorities etc.ß Data from actual production needed for risk

    analysis


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