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Understanding nutrition-related symptoms, complications and health-related quality of life in patients with gastroenteropancreatic neuroendocrine tumours Erin Clare Laing ORCID ID: 0000-0003-1296-6948 Doctor of Philosophy February 2021 Department of Nursing Faculty of Medicine, Dentistry and Health Sciences The University of Melbourne Submitted in total fulfilment of the requirements of the degree of Doctor of Philosophy
Transcript

Understanding nutrition-related symptoms, complications and

health-related quality of life in patients with

gastroenteropancreatic neuroendocrine tumours

Erin Clare Laing

ORCID ID: 0000-0003-1296-6948

Doctor of Philosophy

February 2021

Department of Nursing

Faculty of Medicine, Dentistry and Health Sciences

The University of Melbourne

Submitted in total fulfilment of the requirements of the degree of

Doctor of Philosophy

iii

Abstract

Gastroenteropancreatic neuroendocrine tumours (GEP NET) can lead to complex

symptoms and reduced health-related quality of life (HRQoL). The management of

GEP-NETs is challenging. To date there has been development of clinical practice

guidelines and consensus guidelines for GEP-NETs; however, the supportive care needs

and optimal nutritional management of patients affected by GEP-NETs remains under-

researched and evidence to guide clinical practice is lacking. These malignancies have

the potential to significantly impact on patient morbidity, HRQoL and nutrition due to

the tumour location, functional status (secretion of hormones), symptoms and

treatment. A limited number of published cross-sectional studies have indicated the

presence of nutritional issues among patients with a GEP NET, including malnutrition

(in 14-25%) and the presence of vitamin (niacin and fat-soluble vitamin) deficiencies.

There is mostly anecdotal evidence for dietary change among patients with a GEP NET,

and few studies have explored this phenomenon and its impact on patients.

The aim of this thesis was to comprehensively describe the nutritional complications of

GEP NET, and to explore the nutritional knowledge and practices of health

professionals managing patients with a NET, enabling the first summary of NET health

professional practices in regard to nutrition. A prospective longitudinal mixed-methods

study was undertaken to comprehensively explore the prevalence of nutritional

complications in patients diagnosed with a GEP NET. Patients recruited to this study

had reduced HRQoL, specifically social functioning; and the presence of anxiety,

depression and financial toxicity was observed. Common symptoms, reported in 40-

80% of participants, were fatigue, abdominal discomfort, pain, bloating, wind/gas and

diarrhoea. Results of this study showed that malnutrition was prevalent in up to 29%

of patients, as was weight loss (up to 51%), loss of muscle mass (up to 62%) and

dietary change (up to 56%), and all nutritional complications remained so over the six-

month study period. Patient interviews conducted during the study period

demonstrated the negative impact of a GEP NET diagnosis on patient’s HRQoL, and

that dietary change and food restriction was often initiated by patients in response to

iv

their symptom burden. Nutrition and dietary information/management was identified

by patients as an un-met need. Results of an exploratory mixed-methods health

professional study showed that only 38% of NET health professionals are routinely

performing screening for nutrition-related complications. Nutrition advice and

management was varied and inconsistent, with health professionals identifying a lack

of NET-specific nutrition evidence and guidelines as barriers to their practice.

Results of the studies reported in this thesis contribute evidence and knowledge

towards the presence and severity of nutritional complications among patients with a

GEP NET, which are often under-recognised and impact on patient HRQoL. Results also

provide the first summary of NET health professional nutrition-related practices.

Results highlight the importance of identifying nutritional complications in this unique

patient group and provide key insights into the nutrition risk factors relevant to

patients with a GEP NET. This thesis will contribute to the future development of NET-

specific nutrition guidelines and establishment of a robust nutrition risk screening

process for NETs.

v

Declaration

This is to certify that:

i. This thesis comprises only my original work towards the PhD except where

indicated in the preface,

ii. Due acknowledgement has been made in the text to all other material used,

iii. This thesis is fewer than 100,000 words in length, exclusive of tables, maps,

bibliographies and appendices

Signed

………………………………………………………………

vii

Preface

This thesis and the work that contributed to it was carried out primarily by the PhD

candidate, Erin Laing, with contribution from all supervisors (Professor Meinir

Krishnasamy, Dr Nicole Kiss and Professor Michael Michael). Statistical support was

received from statistician Associate Professor Karla Gough, with the statistical planning

and analysis undertaken by EL.

The results of the comprehensive literature review in Chapter 1 were published in April

2020. This manuscript was written in collaboration with my supervisors (MK, NK, MM)

and the final published version has been included in Chapter 1.

The research protocol for the Phase 1 longitudinal mixed-methods study in Chapter 2

was published in December 2018. This manuscript was written in collaboration with

my supervisors (MK, NK, MM) and a statistician (KG), and the final published version

has been included in Chapter 2.

The results of the international online survey of NET health professionals, discussed in

Chapter 6, have been prepared as two manuscripts for publication. These manuscripts

were written in collaboration with my supervisors (MK, NK, MM) and a statistician

(KG). The word document of final approved manuscripts is included as unpublished

material in Chapter 6. EL conceived and designed the study with assistance from NK,

MM, MK and KG. EL conducted recruitment and data collection. EL performed data

analysis with assistance from KG. EL drafted the manuscript. All authors revised the

manuscripts critically for important intellectual content and approved the final version

for submission. The final version of these manuscripts included in Chapter 6 are

planned for submission to a journal in October 2020.

The research presented in this thesis was primarily supported by funding received

from the Victorian Cancer Agency, Victorian Government, Melbourne, Australia; and

Austin Health, Melbourne, Australia; through the Olivia Newton John Cancer, Wellness

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and Research Centre (ONJCWRC) Supportive Care Research PhD Scholarship awarded

to EL in December 2016. EL received funding through this scholarship towards their

PhD stipend and research costs. EL received initial seed funding for their PhD stipend

between August to December 2016 from the Nutrition and Speech Pathology

Department, and Neuroendocrine Unit at Peter MacCallum Cancer Centre, Melbourne,

Australia. EL received additional funding from Ipsen Australia and NeuroEndocrine

Cancer Australia (formerly Unicorn Foundation Australia) towards PhD research costs.

Funding sources were not involved in the conception, preparation or writing of any

research studies or manuscripts.

ix

Acknowledgements

The journey to PhD completion has been full of hard work and some challenges,

combined with inspiring moments and contributions from surrounding researchers,

clinicians, patients, and support people all of who I wish to thank.

To my supervisors Mei Krishnasamy, Nicole Kiss and Michael Michael, thank you for

your unwavering support and inspiration. I have considered myself very lucky to have

such a dedicated and supportive supervision team throughout my PhD. Mei, I thank

you for your constant leadership and encouragement, I have learnt so much from you

about research and your passion for helping patients through research has been an

inspiration. Nicole, I thank you for pushing me to commence a PhD and for the

constant support, nutrition expertise and opportunities you’ve provided throughout

the process. Michael, I thank you for your guidance and professional insight, and for

helping me shape a profile in the NET clinical and research space.

To my advisory committee, led by Anna Boltong, and including Snezana Kusiljic and

Judy Bauer, thank you for all your professional advice and support. To Karla Gough,

thank you for your invaluable guidance and support with my statistical analysis. I have

appreciated learning from you. To the Cancer Nursing Research team, I really valued

my time sitting in your department, and thank you for your support, research guidance

and friendship. I particularly wish to thank Cath Devereux and Carol Jewell who

assisted me as co-facilitators during my health professional focus groups.

To the Peter Mac Nutrition and Speech Pathology team, your support and interest in

my research has been very encouraging and kept me motivated. Special thanks to

Jenelle Loeliger and Belinda Steer for supporting me to work part-time and develop as

a clinician researcher. Thanks to Kirsty Rowan and Jacq Black for assisting with data

collection when I had to take leave.

x

To the NET unit and multidisciplinary team at Peter Mac, thank you for welcoming me

into the team as a dietitian and researcher. I am thankful to work so closely with such

as professional and patient-cantered group. Thank you to Niall Tebbutt at Austin

Health for assisting to coordinate recruitment at that site.

I’d like to acknowledge my funders, including the Victorian Cancer Agency and Austin

Health (ONJCRWC) scholarship that supported and enabled me to complete this PhD. I

also wish to acknowledge NeuroEndocrine Cancer Australia (formerly the Unicorn

Foundation) and Ipsen Australia for additional funding support towards my PhD

research. To all the staff at NeuroEndocrine Cancer Australia, your passion for helping

people living with NETs is inspirational. Special thanks to Simone Leyden and Kate

Wakelin who have consistently supported my research and continued to raise

awareness of nutrition needs among people with NETs.

Steve Jobs once said, ‘The only way to do great work is to love what you do’, which is

how I have felt throughout my PhD. I have learnt so much about the experiences of

patients with NETs and have enjoyed telling their story through my research. As a

researcher and a clinician this has been invaluable, and I will continue to love working

with and supporting these patients throughout my career. Thank you to all the

patients and health professional participants who invested their time for my research

and brought much enthusiasm to help drive nutrition research for NETs.

Finally, thank you so much to my family, my husband Josh, and my son Hayden. Josh,

thank you for your patience, and for putting up with my PhD talk and late-night work.

Your constant love and support has kept me going right to the end. To Hayden, you are

too young to appreciate what I have been working on, but your birth during my PhD

candidature has provided a positive distraction and kept me grounded.

xi

Table of Contents

Abstract............................................................................................................................. iii

Declaration ........................................................................................................................ v

Preface ............................................................................................................................. vii

Acknowledgements .......................................................................................................... ix

Chapter 1: Introduction and literature review ................................................................. 1

1.1 Thesis overview .................................................................................................. 1

1.2 Comprehensive literature review ...................................................................... 5

1.3 Additional literature ......................................................................................... 18

Chapter 2: Research methodology ................................................................................. 21

2.1 Aims and Objectives ............................................................................................ 21

2.1.1 Thesis aims ................................................................................................ 21

2.1.2 Thesis objectives ....................................................................................... 21

2.2 Methodology .................................................................................................... 23

2.3 Conceptual Framework .................................................................................... 24

2.4 Research design overview ............................................................................... 27

2.4.1 Phase 1: Prospective, embedded longitudinal mixed-methods study ..... 28

2.4.2 Phase 2: Exploratory study with health professionals ............................. 28

2.5 Phase 1: Prospective longitudinal mixed-methods study................................ 29

2.5.1 Recruitment .............................................................................................. 39

2.5.2 Study setting ............................................................................................. 39

2.5.3 Measures and data analysis approaches .................................................. 40

2.5.4 Health related quality of life ..................................................................... 41

2.5.5 Symptoms ................................................................................................. 42

2.5.6 Anxiety and depression ............................................................................ 43

2.5.7 Financial toxicity ....................................................................................... 44

2.5.8 Nutritional status and weight change ...................................................... 44

2.5.9 Nutrient testing ........................................................................................ 45

xii

2.5.10 Dietitian Contact ................................................................................... 46

2.5.11 Dietary habits ........................................................................................ 47

2.5.12 Medication use ..................................................................................... 47

2.5.13 Patient interviews (qualitative) ............................................................ 48

2.5.14 Statistical analysis ................................................................................. 48

Chapter 3: Nutrition-related symptoms and health-related quality of life in people with

NETs ................................................................................................................................ 51

3.1 Introduction ..................................................................................................... 51

3.2 Aims and objectives ......................................................................................... 54

3.2.1 Objectives ................................................................................................. 55

3.4 Results .............................................................................................................. 55

3.4.1 Patients ..................................................................................................... 55

3.4.2 Health-related quality of life .................................................................... 61

3.4.3 Symptom prevalence and severity ........................................................... 65

3.4.4 Anxiety and depression ............................................................................ 66

3.4.5 Financial toxicity ....................................................................................... 68

3.5 Discussion......................................................................................................... 69

3.6 Conclusion ........................................................................................................ 75

Chapter 4: Nutritional status in people with NETs ......................................................... 77

4.1 Introduction ..................................................................................................... 77

4.2 Aims and objectives ......................................................................................... 79

4.2.1 Chapter aim .............................................................................................. 79

4.2.2 Objectives ................................................................................................. 79

4.3 Method ............................................................................................................ 80

4.4 Results ............................................................................................................. 80

4.4.1 Participants ............................................................................................... 80

4.4.2 Nutritional status ...................................................................................... 80

4.4.3 Weight change .......................................................................................... 83

4.4.4 Body composition ..................................................................................... 86

4.4.5 Dietary change .......................................................................................... 88

4.4.6 Vitamin status ........................................................................................... 91

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4.4.7 Medication use ......................................................................................... 92

4.4.8 Dietitian contact ....................................................................................... 93

4.5 Discussion......................................................................................................... 94

4.6 Conclusion ...................................................................................................... 103

Chapter 5: Living with a NET and the impact on nutrition ........................................... 105

5.1 Introduction ................................................................................................... 105

5.2 Aims and objectives ....................................................................................... 106

5.2.1 Aim .......................................................................................................... 106

5.2.2 Objectives ............................................................................................... 106

5.3 Methodology .................................................................................................. 106

5.4 Methods ......................................................................................................... 109

5.4.1 Recruitment and sampling ..................................................................... 109

5.4.2 Interview questions ................................................................................ 110

5.4.3 Thematic content analysis ...................................................................... 111

5.5 Results ............................................................................................................ 112

5.5.1 Patients ................................................................................................... 112

5.5.2 Insights from the baseline interviews .................................................... 113

5.5.3 Uncertainty ............................................................................................. 118

5.5.4 Complexity .............................................................................................. 120

5.5.5 Conflicting advice.................................................................................... 125

5.5.6 Self-management and seeking information ........................................... 127

5.5.7 Six-month interviews .............................................................................. 129

5.6 Discussion....................................................................................................... 132

5.7 Conclusion ...................................................................................................... 134

Chapter 6: Health professional practices in relation to screening and management of

nutritional issues in people with NETs ......................................................................... 137

6.1 Introduction ................................................................................................... 137

6.2 Phase 2 ........................................................................................................... 137

6.2.1 Online structured survey of health professionals .................................. 137

6.2.2 Focus groups ........................................................................................... 137

6.2.3 Prepared manuscripts ............................................................................ 138

xiv

6.2.4 Manuscript 1 ........................................................................................... 138

6.2.5 Manuscript 2 ........................................................................................... 164

Chapter 7: Managing nutritional issues in NETs from a health professional point of view

...................................................................................................................................... 183

7.1 Introduction ................................................................................................... 183

7.2 Aims and Objectives ....................................................................................... 184

7.2.1 Aim .......................................................................................................... 184

7.2.2 Objectives ............................................................................................... 184

7.3 Methodology .................................................................................................. 185

7.3.1 Mixed-methods approach ...................................................................... 185

7.3.2 Participants ............................................................................................. 186

7.3.3 Focus group facilitation .......................................................................... 187

7.3.4 Focus group questions ............................................................................ 187

7.3.5 Data management and Content analysis ............................................... 188

7.4 Results ............................................................................................................ 191

7.4.1 Participant characteristics ...................................................................... 191

7.4.2 Results of initial content analysis ........................................................... 192

7.4.3 Results of latent content analysis ........................................................... 196

7.5 Discussion....................................................................................................... 214

7.6 Conclusion ...................................................................................................... 220

Chapter 8: Conclusions and implications for research and practice ............................ 223

8.1 Summary of research findings ....................................................................... 223

8.1.1 Quality of life and symptoms in GEP NET patients................................. 223

8.1.2 Prevalence of nutritional complications in NET patients ....................... 225

8.1.3 Dietary change and it’s impact on NET patients .................................... 227

8.1.4 NET health professional nutrition-related knowledge and practices .... 228

8.2 Strength and limitations ................................................................................ 230

8.3 Implications for clinical practice .................................................................... 232

8.3.1 Health professional education and nutrition information resources .... 233

8.3.2 Nutrition screening and assessment in patients with GEP NETs............ 235

8.4 Directions for future research ....................................................................... 239

xv

References .................................................................................................................... 243

Appendices ................................................................................................................... 259

Appendix 1: Nutrition in NETs Questionnaire 1.0 .................................................... 261

Appendix 2: HRQoL raw scores and comparisons to general/NET population ........ 269

Appendix 3: Complete results for symptom impact on dietary change .................. 273

Appendix 4: Phase 1 patient interview schedule ..................................................... 275

Appendix 5: Health professional focus group question schedule ............................ 279

Glossary ........................................................................................................................ 283

xvii

List of Tables

Table 2.1 Schedule of data collection variables and measures ..................................... 40

Table 2.2 EORTC QLQ-C30 and GI.NET21 items used for symptom scoring ................. 42

Table 2.3: References ranges for vitamin analysis ......................................................... 46

Table 3.1 Baseline demographics .................................................................................. 58

Table 3.2 Baseline disease characteristics ..................................................................... 59

Table 3.3 Health-related quality of life and symptom scores over-time ...................... 63

Table 3.4 Symptom prevalence and severity over-time................................................ 66

Table 3.5 Paired t-test results for HADS scales.............................................................. 67

Table 3.6 Caseness of anxiety and depression as per HADS scoring ............................. 67

Table 3.7 Caseness of anxiety and depression as per alternative HADS scoring .......... 68

Table 3.8 COST-FACIT scores per percentile.................................................................. 69

Table 4.1 Nutritional characteristics at recruitment ..................................................... 80

Table 4.2 Prevalence of nutritional status at all time-points ........................................ 81

Table 4.3 Prevalence of malnutrition by NET grade ....................................................... 82

Table 4.4 Prevalence of malnutrition by NET site ......................................................... 82

Table 4.5 Weight change over-time for all participants ................................................ 83

Table 4.6 Weight change over-time for participants with complete data .................... 84

Table 4.7 Percent body weight change over-time of participants with weight loss or

gain ................................................................................................................................. 85

Table 4.8 Change in fat-free mass over-time ................................................................ 87

Table 4.9 Median fat-free mass loss over-time .............................................................. 87

Table 4.10 Other foods and drinks reduced/avoided by participants .......................... 89

Table 4.11 Prevalence of vitamin deficiency amongst participants .............................. 92

xviii

Table 5.1 Participant characteristics............................................................................ 112

Table 5.2 Themes identified ........................................................................................ 115

Table 5.3 Reported dietary changes ............................................................................ 122

Table 7.1 Focus group participant characteristics ....................................................... 191

Table 7.2 Results of initial coding per topic area ........................................................ 193

Table 7.3 Latent content analysis and identification of themes ................................. 197

xix

List of Figures

Figure 2.1 Phase 1 embedded mixed methods design................................................... 25

Figure 2.2 Phase 2 embedded mixed methods design................................................... 27

Figure 3.1 Participant recruitment map according to STROBE criteria .......................... 57

Figure 4.1 Meal pattern changes as a result of NET diagnosis ....................................... 89

Figure 4.2 Food and drink reduced as a result of a NET diagnosis ................................. 89

Figure 5.1 Mixed-methods approach to Phase 1 study................................................ 108

Figure 7.1 Focus group content analysis ...................................................................... 190

Figure 8.1 Nutrition Risk Framework ............................................................................ 236

1

Chapter 1: Introduction and literature review

1.1 Thesis overview

This thesis reports on two studies designed to explore the nutritional complications

and quality of life (QOL) of people diagnosed with a neuroendocrine tumour (NET).

NETs, commonly found in the gastrointestinal tract and pancreas, are referred to as

gastroenteropancreatic (GEP) NETs and are the focus of this research. Whilst their

incidence is increasing, GEP NETs are considered a rare disease and often poorly

understood due to their heterogeneous nature, complex presentation and the variety

of symptoms which patients experience. They are commonly underdiagnosed, with

patients often experiencing debilitating symptoms (diarrhoea, abdominal discomfort,

food intolerance, fatigue, flushing) for many years before a diagnosis is confirmed.

Despite their low incidence, the prevalence of GEP NETs is greater than for other

gastrointestinal cancers, and many patients live for several years with prolonged

symptom burden leading to significant functional and emotional impacts on their

quality of life. There is some evidence from small published cross-sectional studies that

malnutrition, vitamin deficiency and dietary change exist among patients with GEP

NETs. The extent of these nutrition-related complications requires further exploration

in regard to prevalence, severity, and their impact on quality of life. Guidance on the

nutritional management of GEP NETs and NETs in general is absent in current

evidence-based clinical practice guidelines, and the practices of health professionals in

regard to nutritional complications of NETs has not been explored. This thesis

therefore aimed to provide a comprehensive description of nutritional complications

experienced by patients with a GEP NET, and to explore health professional knowledge

and management of these nutritional complications. The overall goal of this research is

to contribute evidence towards future interventional nutrition-research and lead to

the development of nutrition management guidelines for NETs.

Research described in this thesis was undertaken in two Phases. Phase 1 explored the

nutritional complications and their impact on the quality of life of patients living with a

2

GEP NET, and Phase 2 explored the knowledge and practices of health professionals in

regard to nutrition. The aims, objectives and methodology of these two phases of

research are described in detail in Chapter 2.

In Phase 1, patients with GEP NETs were recruited to a prospective, longitudinal mixed-

methods study, during which the prevalence and severity of nutritional complications

(weight change, fat-free mass change, dietary change, and vitamin deficiency), receipt

of dietitian intervention, symptoms and health-related quality of life (HRQoL) were

recorded quantitatively over a six-month period. In addition, a purposive sample of

patients also participated in semi-structured interviews to explore their experience of

living with a GEP NET, and its impact on their nutrition and quality of life. An

embedded mixed methods approach was used for Phase 1 to enable a comprehensive

description of nutritional complications via quantitative prevalence data, and

qualitative in-depth exploration of patient experience in regard to nutrition and quality

of life. The mixed-methods approach is discussed in detail within Chapter 2.

Chapters 3 to 5 report results of the Phase 1 prospective, longitudinal mixed-methods

study. Participant demographics, their HRQoL and symptoms are discussed first in

Chapter 3 in order to introduce and describe the population, and their HRQoL status.

Results for nutritional complications are then presented and discussed in Chapter 4,

followed by presentation of qualitative insights from patient interviews in Chapter 5,

providing in-depth insights regarding the impacts of living with a GEP NET on

nutritional complications.

Chapter 3 reported the results for self-reported symptoms and HRQoL among

participants, including anxious and depressive symptomatology, and financial toxicity.

Results showed that anxiety and depression were prevalent among participants (at

least 50%) and remained prevalent across the six-month data collection time period.

Financial toxicity was also an issue for participants but showed some improvement

over-time. Participants reported various symptoms, with fatigue, pain, abdominal

discomfort, bloating and diarrhoea the most common throughout the study period

3

(reported by at least 60% of participants). Social functioning showed the greatest

decline of all HRQoL scales over-time.

Chapter 4 reports the prevalence of nutritional complications among participants in

Phase 1, including weight change, body composition (fat-free mass) change, change in

dietary habits, and presence of vitamin deficiency. Results demonstrated that 17 (29%)

participants were malnourished at recruitment to the study, with nutritional status

improving for some participants over-time. Weight loss was observed in a greater

proportion of participants (44% had weight loss after two-months, 48% had weight

loss after six-months) than malnutrition (29% malnourished at baseline, 13%

malnourished after six-months). Fat-free mass (muscle) loss was observed in some

participants, even those who recorded stable weight or weight gain over the study

time period, indicating underlying body composition change. Over half of participants

reported changing their diet as a result of their NET diagnosis. There was considerable

variation in the kinds of dietary change reported, with food avoidance and smaller

meals being among the most common changes. The proportion of participants who

had contact with a dietitian over the study period (15-22%) was lower than the

proportion who experienced weight loss, malnutrition, dietary change.

Chapter 5 describes the aims, methodology and results of semi-structured interviews

completed with a purposive sample of participants enrolled in the Phase 1 study.

Results of these interviews provide in-depth exploration of patient experience with

regard to the nutritional complication and quality of life impacts of living with a GEP

NET, adding richness and depth of insight to data reported in Chapters 3 and 4. Insights

from the interviews describe how people experience and try to adjust to the complex

and uncertain context of their NET diagnosis, prognosis and ongoing treatment.

Interview participants reported making dietary changes mostly in an attempt to

manage their symptoms which were impacting heavily on their HRQoL. People talked

about self-imposed dietary restrictions and difficulty in accessing expert and tailored

information about their NET, diet and nutrition. Participants described nutrition and

symptom-control as a priority for them. They spoke about frequently seeking advice

4

and guidance on appropriate diets from other people living with a NET and internet

resources, rather than through health professionals. Results from this chapter provide

important context to the experiences and dietary changes of patients with a GEP NET,

which provide important patient-centred data to inform future nutrition interventions

in combination with data presented in Chapters 3 and 4.

Phase 2 of this research, which explored the knowledge and practices of health

professionals in regard to the nutritional complications of NETs, is described in

Chapters 6 and 7. Phase 2 also used an embedded mixed-methods approach.

Quantitative data were collected via a structured survey, providing a current

description of international health professional nutrition-related practices. Qualitative

data were collected via focus groups undertaken in Victoria, Australia to gather in-

depth information regarding the experience of, rationale for, and barriers to health

professional nutrition-related practices.

Chapter 6 reports results of the structured survey distributed internationally to

multidisciplinary NET health professionals (doctors, nurses, dietitians). The survey data

provide a current description of health professional knowledge and experience in

regard to nutrition-related symptoms and complications among patients with a NET.

Results showed that 28 (38%) health professionals who took part in the survey

reported screening for malnutrition or vitamin deficiency when consulting with

patients. Provision of nutrition advice to patients varied and lack of NET-specific

nutrition guidelines was highlighted as a barrier to provision of NET-specific nutrition

advice and routine nutrition screening practices.

Chapter 7 describes results of health professional focus groups, completed with

clinicians working in the NET unit at one of the research study sites in Victoria,

Australia. Questions proposed to participants during the focus groups aligned with

questions included in the structured survey, so as to explore these concepts in more

detail. During the focus groups, health professionals described malnutrition, weight

loss and vitamin deficiency as being present among patients with a NET, but these

5

were considered less of an issue than for other gastrointestinal cancers. Malnutrition

and vitamin screening were not conducted systematically, although health

professionals felt that further work needed to be done to improve nutrition screening

practices, and to develop evidence to guide practice. Health professionals reported

observing the presence of dietary change and restriction among the people they cared

for with a NET, which aligned with results in Phase 1. Results from both Chapters 6 and

7 contribute a summary of current nutrition practices among NET health professionals

and provide evidence to inform the development of health professional education

strategies and NET-specific nutrition guidelines.

Chapter 8 (final chapter) presents a summary of the main findings from the body of

work undertaken for this PhD study. Within this chapter there is a detailed discussion

of research strengths and limitations, implications for clinical practice and directions

for future research.

1.2 Comprehensive literature review

A comprehensive literature review was conducted at the commencement of this PhD

to evaluate the current state of evidence for nutritional complications in patients

diagnosed with a NET. Upon initial review of the literature various nutrition issues

were identified, but there was insufficient volume and quality of evidence available to

contribute to a systematic literature review. Therefore, a narrative review was

conducted. The literature review was accepted for publication in Neuroendocrinology

in 2019 (Neuroendocrinology 2020;110(5):430-441, DOI: 10.1159/000507500 (Laing et

al., 2020). A copy of the publication is attached below. The literature review provided a

comprehensive description of current literature investigating nutritional complications

in patients diagnosed with a NET and contributed to the evidence guiding the

methodology of this thesis.

A literature search was also conducted to evaluate the availability of published

literature examining health professional knowledge and practices in regard to

nutrition, however no relevant literature was found.

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1.3 Additional literature

The original literature search strategy undertaken in February 2019 was repeated in

June 2020 to obtain any additional relevant literature in preparation for completing

the final thesis. A further two review articles were found. Clement et al. (World Journal

of Gastroenterology, 2019) published a review article summarising literature and

evidence for nutritional and vitamin status in patients with NETs (D. Clement et al.,

2019). Poblicki et al. (Nutrients, 2020) published a review article summarising

literature on nutrition and the role of biogenic amines in the treatment of patients

with NETs (Pobłocki et al., 2020).

When searching for observational or interventional research relating to nutrition, only

one additional publication was found. Kikut et al. (2020) published an observational

study examining the nutritional intake of 26 patients with GEP NETs, in comparison

with 20 healthy controls (Kikut et al., 2020). A 24-hour dietary consumption

assessment was completed with participants by a dietitian to determine nutrient

intake and dietary adequacy as per the healthy diet indicator (HDI), diet quality index

(DQI) and national estimated average requirements (EAR) for healthy adults. In

comparison to the diet of the control group, reduced intake of energy, fat and animal

proteins, and increased intake of fibre and fish, was observed in the GEP NET group

(Kikut et al., 2020). Inadequate intakes for some vitamins and minerals (vitamin D,

folate, niacin, calcium, magnesium, potassium) was also observed (Kikut et al., 2020).

Limitations of this study included a small sample size and mostly limited quantitative

assessment of dietary intake, which limited exploration of reasons for dietary change

and the impact of this change on patients’ quality of life and nutritional status overall,

i.e. malnutrition risk. The comparison of dietary intake to national estimated average

dietary requirements may not be appropriate. Patients in the study by Kikut were

undergoing active NET treatment with somatostatin analogue therapy, and 61% had

undergone prior surgery, therefore likely to have had altered nutrient requirements.

The symptomatology of patients was not recorded, and therefore the relationship

between dietary intake or change and symptoms, was not explored. Body mass (kg)

19

and history of weight loss since GEP NET diagnosis was recorded at the

commencement of the study, but nutritional status was not assessed. At time of

recruitment, female participants had averaged 8.4kg loss of weight, and male

participants had averaged 9.5kg loss of weight since diagnosis (over 4 years on

average), which provides descriptive data regarding the potential presence of weight

loss in GEP NEN patients not previously explored in other studies (Kikut et al., 2020).

As discussed in the published literature review (Laing et al., 2020), the occurrence of

nutritional complications in GEP NETs such as malnutrition, vitamin deficiency and

dietary change has been identified only in a limited number of published studies.

Larger studies providing prospective longitudinal data on the prevalence of nutritional

complications, their impact on patients’ quality of life, and guidance for optimal

nutrition screening tools in NETs is required. Generation of this evidence will

contribute to future NET-specific nutrition guideline development.

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Chapter 2: Research methodology

As introduced in Chapter 1, this thesis aimed to provide a comprehensive description

of the nutritional complications experienced by patients living with a GEP NET, and a

summary of the management of nutritional complications as described by NET health

professionals. The research described in this thesis used a mixed-method study

approach to explore in depth the nutritional complications experienced by patients

diagnosed with GEP NET. This included gathering quantitative description of the

prevalence of complications and undertaking qualitative exploration of patients and

health professionals’ experiences of living with and managing nutritional impacts of

GEP NETs.

This chapter sets out to describe the research design of this thesis, detail the aims and

objectives of the research, and justify the methods used across the mixed methods

studies undertaken in each phase of the research.

2.1 Aims and Objectives

2.1.1 Thesis aims

1. To describe the impact of GEP NETs and their treatment on patients’ nutritional

status and HRQoL.

2. To generate evidence to inform a future program of research, including the

development and implementation of evidence-informed, early nutritional

screening to guide tailored nutrition information for patients with GEP NETs

2.1.2 Thesis objectives

Objective 1

To determine the point prevalence, severity, and patient experience of nutritional

complications and HRQoL amongst patients with GEP NETs, including:

22

a. The prevalence of objectively assessed malnutrition in patients with GEP

NETs.

b. The prevalence and severity of symptoms as reported by patients with GEP

NETs.

c. To determine the prevalence of objectively measured vitamin deficiencies in

patients with GEP NETs.

d. To explore and describe patients’ experiences of a diagnosis and treatment

for GEP NETs on their nutrition and dietary habits.

e. To explore and describe patients experience of a diagnosis and treatment for

GEP NET, between baseline and six-months, on patient-reported HRQoL

including day-to-day life, function, social activities and emotional wellbeing.

Secondary objective:

a. If appropriate, to examine differences in nutritional outcomes (e.g. nutritional

status) between subgroups of patients with a GEP NET, defined by disease and

treatment related characteristics.

Objective 2

To describe health professional’s current knowledge and management of nutritional

complications in patients with GEP NETs and summarise current international practice:

a. To describe current knowledge of nutritional complications amongst health

professionals working with NET patients.

b. To describe current nutrition management practices amongst health

professionals working with NET patients.

23

c. To summarise current international practice relating to nutritional screening

and management of NET patients.

Secondary objectives

a. To describe similarities and differences in practice amongst health

professionals working with patients diagnosed with a NET in regard to

screening and management of nutrition issues.

b. To explore whether there is a difference between reported nutrition issues

amongst patients with GEP NETs and the perception of nutrition issues

amongst health professionals caring for them.

The study was designed in two phases, with Phase 1 focusing on exploration of the

nutritional complications experienced by patients diagnosed with a GEP NET, and

Phase 2 exploring the knowledge and management of nutritional complications by NET

health professionals.

2.2 Methodology

As a dietitian working in the Upper gastrointestinal and NET Unit, it was observed that

unlike other gastrointestinal cancers (e.g. gastric, oesophageal and pancreatic

adenocarcinoma), where rates of malnutrition and nutrition-related treatment

complications are well known and documented, there is limited evidence for the

nutritional management of GEP NETs and nutritional guidelines specific to GEP NETs.

Therefore, I identified the importance of and a need to explore the nutritional

complications of NET through research, in order to contribute evidence to guide and

optimise health professional practice. It was evident through my clinical practice that

the experiences and clinical presentation of GEP NET patients varied greatly,

particularly in regard to their nutrition issues, and therefore a research approach that

enabled data to be collected that addressed the heterogeneity of experience, clinical

presentation and impact was important.

24

2.3 Conceptual Framework

In terms of GEP NET management and research, this study set out to explore an area

of practice and patient experience about which little is known (Miller and Crabtree,

2005), and to better understand an event (the nutritional and HRQoL impacts of a GEP

NET) from diverse conceptual positions or frameworks, that is, constructivist and

positivist paradigms (or frameworks). In order to address the study aims, data that

related to an individuals’ subjective experience of an event (in this case patients’

experiences of their GEP NETs - constructivism) and clinical and quantifiable data that

relate to an objective reality (for example, weight loss - positivism) were necessary. A

mixed methods approach was therefore chosen to enable depth and breadth of

perspective through data collection, with qualitative approaches guided by the

quantitative data collected (Mark, 2015). A mixed methods approach enabled in-depth

exploration of nutritional issues and patients and health professionals’ experiences of

GEP NETs, in a way that would not have been possible through a quantitative approach

alone (Mark, 2015). Identifying and describing the prevalence of nutritional

complications was important, but the impact of nutritional complications on patients

themselves was considered essential data to guide patient-centred clinical practice.

This research therefore used an embedded mixed methods approach. An embedded

design is appropriate when one data type provides a secondary and supportive role to

the primary data set (Creswell, 2007; Creswell and Plano Clark, 2011). In both phases

of research, the primary data sets were quantitative, with the qualitative data sets

providing additional in-depth information not possible to explore through quantitative

methods alone. In Phase 1, quantitative data were collected via a prospective

longitudinal observational study, providing description of the prevalence and severity

of nutritional complications over-time, among patients diagnosed with a GEP NET.

Qualitative data collected for Phase 1 allowed in-depth exploration of patient

experience with regard to precursors to and impacts of nutritional complications on

their lives (Figure 2.1).

25

Figure 2.1 Phase 1 embedded mixed methods design

The purpose of this research was to provide a comprehensive description of the

nutritional complications and HRQoL impacts among patients with a GEP NET, by

exploring prevalence of nutritional complications among patients (Phase 1), and

exploring health professionals’ knowledge and practice in regard to nutritional

complications (Phase 2). Data were also gathered to contribute evidence towards a

framework to guide future interventional research. Through a comprehensive review

of nutrition-related literature in NETs (reported in Chapter 1, Section 1.2), potential

nutritional complications in NETs were identified and contributed to the design of this

research. Data were captured from health professionals in addition to patients due to

the absence of clinical practice guidelines and documented consensus for the

nutritional management of patients living with NETs. This PhD will be the first

(published) study to include exploration of health professional knowledge and

management of nutritional complications among patients with NET.

Nutrition-related complications identified in the comprehensive literature review

(described in Chapter 1, Section 1.2) included malnutrition, risk and presence of

26

vitamin deficiency, dietary change and food intolerances. The impact of NETs on

patients’ HRQoL and potential nutrition-related symptoms were also identified during

the review. These insights informed the research approach and data collection

methods for Phase 1. In order to perform a comprehensive exploration of nutritional

complications, all potential nutritional complications identified in existing literature;

including malnutrition, vitamin deficiency, and dietary change were included in the

methodology, and explored in this research. HRQoL data, including symptoms,

financial toxicity and presence of anxiety and depression were also explored to provide

in-depth description of domains of life impacted by a diagnosis of GEP NET and its

nutritional impacts, and if possible, to explore relationships between HRQoL domains

and GEP-NET associated nutrition changes.

For the Phase 2, mixed methods study, quantitative data were collected via an online

structured survey of health professionals. The survey introduced questions addressing

themes of symptom prevalence and impact, screening and management of

malnutrition and vitamin deficiencies, provision of nutrition advice and use of

nutrition-related evidence-based guidelines. Questions included in the survey were

informed by international evidence and data generated in Phase 1. An overall

description of the nutritional practices of international NET health professionals was

generated through quantitative analysis. In-depth information on the rationale for

nutrition-related health professional practices and gaps to current knowledge and

guidelines was obtained through qualitative focus groups undertaken with a purposive

sample of NET health professionals (Figure 2.2). The qualitative data obtained from

focus groups in Phase 2 provided a more in-depth context and rationale for responses

to the structured survey, and both data sets were used to guide future research and to

identify opportunity to advance practice.

27

Figure 2.2 Phase 2 embedded mixed methods design

2.4 Research design overview

In keeping with the intent of the work, a prospective, descriptive observational design

was chosen within which the mixed methods studies were undertaken. Descriptive,

observational designs allow for observation and description of a naturally occurring

(that is uncontrolled) event or events in order to identify patterns, similarities or

differences among a cohort of people (Mann, 2003; Caruana et al., 2015).

A prospective longitudinal design was chosen to enable observation of the occurrence

and prevalence of nutritional complications over-time, given the prolonged disease

course for the majority of these patients. Current published literature provides cross-

sectional prevalence data for nutritional complications but does not explore the timing

of these complications or any improvement or worsening over-time during NET

treatment. A prospective, longitudinal design allowed comprehensive description of

nutritional complications occurring over the course of a patient’s medical management

and treatment.

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2.4.1 Phase 1: Prospective, embedded longitudinal mixed-methods study

In Phase 1, a prospective, embedded longitudinal mixed-methods study was conducted

at two hospital sites in metropolitan Melbourne, Australia; Peter MacCallum Cancer

Centre and Austin Hospital. Participants were involved in a six-month data collection

period, with bi-monthly data collection points (Recruitment, T0; two-months, T2; four-

months, T4; six-months, T6). Quantitative data were collected to describe the

prevalence of nutritional complications including malnutrition, weight loss and dietary

change. A purposive sample of participants completed qualitative interviews at T0 and

T6 to explore in-depth the occurrence and experiences of nutritional complications

and their impact on HRQoL.

2.4.2 Phase 2: Exploratory study with health professionals

Health professionals working with patients living with a NET took part in an exploratory

embedded mixed methods study to describe their perceptions of nutrition issues

amongst patients with NETs, and to describe current nutrition screening and

management practices.

Online structured survey of health professionals

Information was collected from an international group of health professionals working

with patients living with a NET, using a structured online survey. Questions addressed

the following topics: health professional knowledge and experience in regard to

nutritional complications, nutrition screening and management practices and use and

availability of evidence-based guidelines.

Health professional focus groups

Focus groups were conducted face to face with Australian health professionals from

the participating recruitment sites. Focus group discussions were guided using semi-

29

structured interview schedules, with questions aligned with responses from the survey

to allow a more in-depth discussion of key topic areas.

Design and methodology of Phase 2

Detail and discussion of the design and methodology relating to Phase 2 research, is

discussed in Chapter 6 and Chapter 7, in addition to consideration of the results of

these studies.

The following section will focus on describing Phase 1 research methodology as an

introduction to Phase 1 results that are discussed in Chapter 3 and Chapter 4.

2.5 Phase 1: Prospective longitudinal mixed-methods study

Details of the recruitment approach and research methods for the first phase of the

study were published as a protocol in the Journal of Medical Internet Research (JMIR)

Research Protocols (JMIR Res Prot 2018; 7(12), DOI: 10.2196/11228) (Laing et al.,

2018).

30

31

32

33

34

35

36

37

38

39

The following sections describe additional details regarding the methodology from

Phase 1 that was not included in the published protocol due to space limitations.

2.5.1 Recruitment

The recruitment approach in Phase 1 aimed to ensure that the study sample was

representative of a heterogeneous GEP NET population. Whilst potential nutritional

complications relevant to this population of patients were identified through the

literature review, there was inadequate evidence to define a sub-group appropriate to

address the goals of this study, that is to generate a comprehensive description of

nutritional complications amongst patients with a GEP NET. As such, a heterogeneous

sample of patients with a GEP NET was sought. Heterogeneity was achieved by

recruiting all eligible patients with confirmed diagnosed of GEP NET upon their initial

referral to the study sites. Recruitment occurred over a 12-month period from June

2017 – June 2018.

2.5.2 Study setting

One of the study sites, the Peter MacCallum Cancer Centre, is a tertiary referral

hospital for people with NETs and an accredited European Neuroendocrine Tumor

Society (ENETS) Centre of Excellence with a dedicated multidisciplinary NET unit and

relevant clinics. The other study site, Austin Hospital, is a tertiary referral hospital for

NETs where NET patients are managed within the multidisciplinary Upper

Gastrointestinal Unit and clinic.

A six-month data collection period with bi-monthly data collection points (baseline –

T0, two-months – T2, four-months – T4, six-months -T6), was chosen to allow for

longitudinal data collection and observation of patient outcomes over-time. This was

to ensure data collection could be completed within a reasonable time frame, thus

allowing for data analysis and results write-up within the three-year period of a PhD

degree. Where possible, data collection was aligned with patient’s existing

appointments to reduce travel burden to address study data completion requirements.

40

To facilitate this, a decision was made that a patient was able to complete data

collection if they were attending the study site within two weeks of their scheduled

data collection point at T2 and T4, or within one month of their scheduled data

collection point at T6. If a patient was not attending the study site at the scheduled

time of data collection, their data was marked as missing for that time-point, and they

remained enrolled in the study. Missing data were accounted for during statistical

analysis (refer to Section 2.5.13).

2.5.3 Measures and data analysis approaches

A schedule of data collection variables and measures for the Phase 1 study is included

as an online appendix in the published protocol and is attached below in Table 2.1.

Table 2.1 Schedule of data collection variables and measures

Data Measure

Time after initial appointment at recruitment site (months)

0 1 2 3 4 5 6

HRQoL EORTC QLQ C-30 X* X* EORTC QLQ GI.NET21 X* X* COST-FACIT X X HADS X X

Symptoms EORTC QLQ C-30 X* X X X* EORTC QLQ GI.NET21 X* X X X*

Vitamins Niacina X X Vitamin Db X X Vitamin Eb X X Vitamin Ab X X Vitamin B12b X X Folateb X X Iron studiesb X X

Nutritional status PG-SGA (Malnutrition) X X X X BIA (FFM) X X X X Weight X X X X Height X BMI X X X X

Dietitian contact Questionnaire 1.0 Section 1

X X X X

Dietary habitsc Questionnaire 1.0 Section 2

X X X X

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Data Measure

Time after initial appointment at recruitment site (months)

0 1 2 3 4 5 6

Medicationc Questionnaire 2.0 X X X X

Interview X X

Notes.

a. 24 hr urine sample, b. Blood sample, c. Data collected from medical record

*EORTC questionnaires only completed once at each time point in order to record information for both HRQoL and symptoms

BIA, bioelectrical impedance analysis; FFM, fat-free mass; BMI, body mass index

2.5.4 Health related quality of life

Participants completed the European Organisation for Research and Treatment of

Cancer (EORTC) QLQ-C30 questionnaire and EORTC GI.NET21 module to record HRQoL

and symptom prevalence and severity (Table 2.2). As discussed in the published

protocol, the EORTC-QLQ C30 and EORTC GI.NET21 modules were chosen because

they are tools validated for assessing HRQoL and symptoms in patients with GEP NETs

(Yadegarfar et al., 2013), and enabled identification of all potential symptoms that a

patient with a GEP NET may experience, as per the previous literature review (Chapter

1).

EORTC QLQ-C30 scores for the global health status scale and four of the functional

scales (physical, role, emotional and social), and EORTC GI.NET21 scores for the social

function scale and disease related worries scale, were analysed to assess HRQoL at

recruitment (T0) and six-months (T6). Scores for each scale/item were converted to a

score of 0-100 as per the EORTC scoring manual (Aaronson et al., 1993). A high score

for a functional scale represents a high or healthy level of functioning, and a high score

for the global health status scale represents a high quality of life. The size of observed

differences (small, medium, large), considered a clinically meaningful change in scores,

was calculated using guidance from Kazis et al. (1989) and Cohen’s d effect sizes

(Cohen, 1988; Kazis, Anderson and Meenan, 1989).

42

2.5.5 Symptoms

Symptom severity was recorded using the three symptom scales (fatigue, pain, nausea

and vomiting) and four of the single symptom items (dyspnoea, loss of appetite,

constipation, diarrhoea) of the EORTC QLQ-C30; and three of the symptom scales

(endocrine function, GI symptoms, and treatment-related symptoms) of the GI.NET21.

Prevalence of a symptom to any degree and the prevalence of high-intensity

symptoms was calculated using scores of single items relating to particular symptoms

(Table 2.2). Table 2.2 demonstrates the symptoms included in the analysis and the

single question items of the EORTC QLQ-C30 and EORTC QLQ GI.NET21 that were used

for scoring prevalence for each symptom. A symptom was classified as present if a

participant selected ‘2- somewhat’, ‘3-quite a bit’ or ‘4-very much’. If a score of 3

(‘quite a bit’) or 4 (‘very much’) was selected for the item, the symptom was classified

as being high-intensity.

Table 2.2 EORTC QLQ-C30 and GI.NET21 items used for symptom scoring

Question Related symptom

EORTC QLQ-C30

Q8. Were you short of breath? Short of breath - Dyspnoea

Q9. Have you had pain? Pain

Q13. Have you lacked appetite? Loss of appetite

Q14. Have you felt nauseated? Nausea

Q15. Have you vomited? Vomiting

Q16. Have you been constipated? Constipation

Q17. Have you had diarrhoea? Diarrhoea

Q18. Were you tired? Fatigue

EORTC QlQ-GI.NET21

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Question Related symptom

Q31. Did you have hot flushes? Hot flushes

Q33. Did you have night sweats? Night sweats

Q34. Did you have abdominal discomfort? Abdominal discomfort

Q35. Did you have a bloated feeling in your abdomen? Bloating

Q36. Did you have a problem with passing wind/gas/flatulence?

Wind/gas

Q37. Did you have acid indigestion or heartburn? Indigestion/heartburn

Q45. Has weight loss been a problem for you? Weight loss

Q46. Has weight gain been a problem for you? Weight gain

2.5.6 Anxiety and depression

The presence of anxiety and/or depression were recorded using the Hospital Anxiety

and Depression Scale as described in the protocol (Section 2.5). Scores for anxiety

(HADS-A) and depression (HADS-D) were calculated and compared against criteria for

the presence of anxiety and depression (score of 8-10), and the probable presence of a

disorder (score 11 and above) (Zigmond and Snaith, 1983; Snaith, 2003). Recent

literature has suggested that thresholds for caseness of anxiety and depression should

be lower when using the HADS in cancer patients in order to detect a high proportion

of possible cases (Morse, Kendell and Barton, 2005; Singer et al., 2009). The HADS is

validated for use in cancer populations and considered a reliable tool to assess the

presence of anxiety and depression cases (Morse, Kendell and Barton, 2005; Singer et

al., 2009; Martinez et al., 2012). However, the original validation of the HADS was

performed in a primary care setting, not an acute oncology setting, and has been

shown to underestimate the caseness of depression and anxiety of cancer patients

(Morse, Kendell and Barton, 2005). Cancer patients undergoing treatment are at a

high-risk of mental health issues including depression and distress, which are often

under-diagnosed (Morse, Kendell and Barton, 2005). Studies have examined the

44

clinical relevance of HADS scoring in various cancer populations and found that to

ensure identification of all potential cases of anxiety and depression in cancer patients,

the score threshold should be lowered (Morse, Kendell and Barton, 2005; Singer et al.,

2009; Martinez et al., 2012). Therefore, given that the patients who took part in this

study were mostly undergoing active cancer treatment, with demonstrated symptom

burden and reduced quality of life, revised scoring with a lower threshold for anxiety

and depression caseness was considered appropriate and applied to results. For HADS-

A and HADS-D the recommended cut-off score for caseness in cancer patients is >6,

and for HADS-T (total score) is >13 (Morse, Kendell and Barton, 2005; Singer et al.,

2009; Martinez et al., 2012).

2.5.7 Financial toxicity

Financial burden experienced by participants during the study period was measured

using the Comprehensive Score for Financial Toxicity Functional Assessment of Chronic

Illness Therapy (COST-FACIT) (Version 1), which is a validated patient-reported

outcome measure in cancer patients (de Souza et al., 2014, 2017). The COST-FACIT

contains 11-items and is scored using a 5-point Likert scale. The total score can range

between 0 to 44, and the higher the total score the better the financial well-being.

Participant scores for the COST-FACIT were also categorised into percentiles (0-15, 16-

30, 31-44) to enable description of the spread of results.

2.5.8 Nutritional status and weight change

The validated PG-SGA was used to measure nutritional status and the presence of

malnutrition, as discussed in the published protocol (Section 2.5) (Ottery, 1996; Bauer,

Capra and Ferguson, 2002). The PG-SGA tool was developed as a standardised

assessment of malnutrition for patients with cancer and other chronic catabolic

conditions (Ottery, 1996). It incorporates assessments of weight change, food intake,

symptoms impacting food intake, and functional status, to be completed by the

patient; and disease state, metabolic state and the physical examination of muscle and

fat stores, as assessed by the health professional (Ottery, 1996).

45

Body weight was determined using a digital scale (Tanita inc., Tokyo, Japan, model T1

SC 330S), which was calibrated prior to the commencement of the study. Participants

were weighed clothed, without shoes, and weight was measured to the nearest 0.1kg.

Percentage weight change (loss or gain) between baseline and each time-point (two-

months (T0), four-months (T4) and six-months (T6)) was calculated for each participant

and the proportion of participants that experienced weight change or weight stability

during the study period was subsequently calculated. Weight stable over the study

period was classified as a weight loss or gain of less than 0.8 percent body weight

(Rosenbaum, Wang and Kotler, 2000). At time of body weight measurement, the

participant was asked whether any weight change recorded was intentional, or

unintentional.

2.5.9 Nutrient testing

Niacin status was evaluated by measuring the 24-hour output of urinary niacin

metabolite N1-methylnicotinamide (NMN) and N1-methyl-2-pyridone-5-carboxylamide

(MCP) and analysis by HPLC-Flourescence (Delange and Joubert, 1964; NHMRC, 2006).

Serum levels of vitamin B12, folate, iron, vitamin D, vitamin E and vitamin A were

analysed using blood samples collected from participants. Vitamin B12, folate and

vitamin D analysis was performed using Chemiluminescent Immunoassay. Serum iron

studies were analysed using the Ferrozine Reaction method. Vitamin E and A analysis

was performed by a HPLC-UV assay. Iron, Folate, vitamin B12 and vitamin D were

analysed through the Peter MacCallum Cancer Centre Pathology Department

(Melbourne, Australia). Niacin, vitamin A and vitamin E were transported on ice to

Sydney South West Pathology Service (Sydney, Australia) for analysis, as this was the

only centre accredited to perform these analyses. If a measured level of a vitamin was

below the defined optimal reference range (Table 2.3) it was classified as deficient.

46

Table 2.3 References ranges for vitamin analysis

Vitamin Reference range Source

Niacin (B3) MCP: 25 – 110 μmol/day

NMN: 10-75 μmol/day

MCP:NMN Ratio: 1.3 – 4,

<1.0 considered latent niacin deficiency

(Delange and Joubert, 1964; NHMRC, 2006)

Vitamin B12 150 -750pmol/L Peter Mac Pathology

Folate 12-31nmol/L Peter Mac Pathology

Iron Ferritin:

(Male 25 – 400 ug/L, Female 20 – 300 ug/L)

Iron: 10 – 30 umol/L

Transferrin: <60yo 1.8 – 3.2 g/L, >60yo 1.5 – 3.2 g/L

Transferrin Saturation: 15 – 50%

Peter Mac Pathology

Vitamin D Optimal level: >50 nmol/L

Mild deficiency: 25 – 50 nmol/L

Moderate deficiency: 12.5 – 25 nmol/L

Severe deficiency: <12.5 nmol/L

(Diamond et al., 2005; NHMRC, 2014)

Vitamin E 8 – 30 μmol/L Peter Mac Pathology

Vitamin A 1.4-4.0 μmol/L Peter Mac Pathology

2.5.10 Dietitian Contact

Dietitian contact was recorded using a 5-item questionnaire designed specifically for

the study, and from information in the medical records where available. The

questionnaire required participants to report if they had contact with a dietitian in the

month prior to data collection at T0, T2, T4 and T6. The location of dietitian contact,

47

source of referral and reason for contact were recorded using the questionnaire,

attached in Appendix 1. For questions where participants were able to select multiple

answers (Question 5), this was indicated in the title of the question and verbally

discussed with the participant by the researcher.

2.5.11 Dietary habits

A 5-item questionnaire designed specifically for this study was used to record changes

to participant dietary habits as a result of their NET diagnosis or treatment. Design of

the questionnaire was informed by the comprehensive literature review discussed in

Chapter 1. Validated food frequency questionnaires are available for use with cancer

patients, but most include more than 70-items, but the burden of completion was

deemed greater than the potential gain of information. Before recruitment, three NET

patient advocates from the NeuroEndocrine Cancer Australia (formerly the Unicorn

Foundation) Consumer Advisory Group completed the 5-item questionnaire to

determine its readability and completion time. Only minor changes to wording of the

questionnaire were required after this testing. The final dietary questionnaire is

attached in Appendix 1. Questions where participants were able to select multiple

answers (Questions 2-5) had this either indicated in the title of the question or were

indicated verbally to participants by the researcher.

2.5.12 Medication use

Participants were asked to report all current medication use in consultation with the

researcher at each data collection time-point. Only the medications considered

relevant to nutrition and the treatment of nutrition-related symptoms (vitamin

supplements, herbal or complimentary medicines including probiotics, pancreatic

enzymes, anti-diarrhoeal, anti-emetics) were reported in the study results. Some

participants reported use of a multivitamin which is defined as a supplement

containing a combination of multiple vitamins and minerals.

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2.5.13 Patient interviews (qualitative)

The research design and methodology of patient interviews conducted as the

qualitative arm of the Phase 1 research study will be discussed in detail in Chapter 5,

along with results.

2.5.14 Statistical analysis

Additional detail of statistical analysis methods after publication of the protocol paper

are described as below.

Responses to patient-reported outcome measures were scored according to author

guidelines. Where relevant, recodes were applied as described above. Descriptive

statistics were used to summarise patient demographic and clinical characteristics, and

responses to patient-reported outcomes measures (EORTC QLQ-C30, EORTC QLQ-

GI.NET21, COST-FACIT and HADS) at each assessment. These included counts and

percentages for nominal valued variables; and means and standard deviations or

medians and interquartile ranges, as appropriate, for continuous valued variables.

Analysis of outcomes assessed by the EORTC measures was carried out by a fitting

linear mixed model to each outcome separately using the ‘lme4’ package. Models

included a fixed effect for time, as well as a random participant effect; an unstructured

covariance structure was used to guard against model misspecification. All models

were estimated via maximum likelihood. Differences between baseline and T6

assessments were estimated with 95% confidence intervals. Effect size estimates, as

described by Kazis and colleagues (Kazis, Anderson and Meenan, 1989), were used to

characterise the size of observed differences. These are interpreted as per Cohen’s d,

with 0.2, 0.5 and 0.8, reflecting small, medium and large-sized differences, respectively

(Cohen, 1988).

McNemar’s test was used to assess differences between proportions of participants

who were malnourished at follow-up assessments compared with baseline. Confidence

49

intervals (95%) were calculated using the method described by Carlin and Doyle (Carlin

and Doyle, 2001).

Due to sample size limitations statistical sub-analysis of the difference in nutritional

outcomes (malnutrition status) between sub-groups defined by disease- and

treatment-related characteristics was not performed. Instead, crosstabulations were

used to generate the joint frequency distributions of patients based on nutritional

status and disease and treatment characteristics (NET site, NET grade).

Scoring and descriptive analysis was performed in SPSS Version 25 (Chicago, IL, USA).

Mixed model analysis was performed in R Version 3.6.1, using the ‘lme4’ and ‘lsmeans’

packages. Kazis effect sizes were calculated manually in Excel.

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Chapter 3: Nutrition-related symptoms and health-related

quality of life in people with NETs

This chapter describes results from the Phase 1 longitudinal mixed-methods study of

patients with GEP NETs, and focuses on nutrition-related symptoms and HRQoL, as

described by patients who took part in the study.

The chapter includes details of participant demographics, clinical characteristics,

symptomatology and HRQoL. It begins with an overview of published literature

relevant to these findings. Nutritional outcomes from the Phase 1 study are discussed

in Chapter 4.

3.1 Introduction

Patients with GEP NETs can experience numerous and complex symptoms relating to

the presence of their disease or various treatment modalities (Burgess, 2005; Kaupp-

roberts, Srirajaskanthan and Ramage, 2015). Up to 30 percent of patients with GEP

NETs have carcinoid syndrome, whereby their tumours secrete endogenous amine

hormones, in particular serotonin, which can give rise to symptoms including flushing,

fatigue, severe diarrhoea, food intolerance, restlessness and fluctuations in mood and

pain (Haugland et al., 2013; Kaupp-roberts, Srirajaskanthan and Ramage, 2015). NET

related symptoms may persist for long periods (median 9.2 years) prior to diagnosis,

and have the potential to place substantial HRQoL burden on the patient and health

service utilisation impact on the health care system (Vinik et al., 2010; Kaupp-roberts,

Srirajaskanthan and Ramage, 2015; Singh et al., 2017). Although potential side-effects

of the disease and its treatment have been documented (Kaupp-roberts,

Srirajaskanthan and Ramage, 2015), there is limited published information on the

incidence and prevalence of symptoms and description of their impact on patients

themselves, particularly in an Australian population. The specific impact on nutritional

status is also still largely unknown

52

Presenting symptoms from a NET can be a result of the mass tumour effect, such as

bowel obstruction, pain, bleeding and jaundice; generalized symptoms of cancer

presence, such as fatigue, low appetite, cachexia and loss of weight; or hormonal

effects, such as flushing, diarrhoea, reflux, gastric ulceration, bowel ischemia, glucose

intolerance and hypoglycaemia (Burgess, 2008). In people with NETs symptoms are

generally related to the secretion of hormones (Pearman et al., 2016).

Many of the symptoms experienced by people with NETs can potentially affect

nutritional intake and nutritional requirements. For example, altered glucose

metabolism has implications for carbohydrate requirement and intake (Sheard et al.,

2004). Symptoms such as abdominal pain and loss of appetite can cause patients to

alter their dietary intake, putting them at risk of weight loss and malnutrition (Borre et

al., 2018). Diarrhoea can be associated with nutrient malabsorption, electrolyte

disturbance and dehydration, particularly if steatorrhea is present (Van Der Horst-

Schrivers et al., 2004). The diverse nature of symptoms experienced by people with a

NET can also result in significant delays to or misdiagnosis (Toth-Fejel and Pommier,

2004). People with NETs, particularly those with carcinoid syndrome, are commonly

misdiagnosed with other conditions such as irritable bowel syndrome, food allergies or

intolerances (Toth-Fejel and Pommier, 2004). Treatment for these conditions regularly

involves dietary modification and can lead people to alter their diets unnecessarily.

Various treatment modalities are used for disease and symptom control in patients

with GEP NETs. These may include surgery (curative or debulking, including bowel and

nodal resection, pancreatectomy or liver resection), somatostatin analogue treatment

(SSA, lanreotide or octreotide), chemotherapy, peptide-receptor targeted radiotherapy

(PRRT) and targeted therapy such as everolimus and sunitinib (Öberg et al., 2012). All

of these treatments have the potential to cause side-effects and symptoms that impact

HRQoL and nutritional health. Curative surgery may be performed if disease is localised

or palliative non-curative “debulking” resection may be used to assist with symptom

control and to improve quality of life (Ramage et al., 2012). Side-effects of

gastrointestinal surgery depend on the location and extent of resection but can include

53

altered gut function, and malabsorption by reduced absorptive surface, bacterial

overgrowth or blind loops (Lambert, 2008). SSA treatments have an anti-secretory

effect by inhibiting secretion of bioactive peptides, hence reducing hormone related

symptoms. In addition SSAs have tumoural anti-proliferative effects in patients with

NETs, preventing or reducing risk of disease progression (Rinke et al., 2009; Caplin et

al., 2014). Adverse effects of SSAs have been reported and include abdominal pain,

nausea, constipation, diarrhoea, cholelithiasis, steatorrheoa and disturbances of

glucose homeostasis (Caplin et al., 2014; Lamarca et al., 2018). SSA treatment can also

influence the secretion of intestinal fluid, pancreatic enzymes and bile acids, thus

impacting digestion and absorption processes (Fröjd et al., 2007; Modlin et al., 2010).

The symptoms experienced by people affected by NETs impact their physical and

mental well-being (Fröjd et al., 2007; Haugland et al., 2009; Kaupp-roberts,

Srirajaskanthan and Ramage, 2015; Pearman et al., 2016). The most commonly

occurring symptoms reported to impact HRQoL are fatigue, diarrhoea and flushing

(Haugland et al., 2009; Kaupp-roberts, Srirajaskanthan and Ramage, 2015; Pearman et

al., 2016). In an international survey of 1928 patients, most participants (71%)

reported that a NET diagnosis had substantially negatively impacted their personal

life, resulting in reduced energy levels and ability to perform household chores (Singh

et al., 2017). In an online survey of 663 German patients with NETs, the increased

frequency of bowel movements and presence of flushing were associated with

decreased quality of life (Pearman et al., 2016). Observational studies have also

identified that NET patients experience distress as a result of symptoms of fatigue and

diarrhoea, which impact people’s ability to perform daily physical activities (Larsson,

Haglund and Von Essen, 2003; Fröjd et al., 2007). People living with NETs in the US,

Norway and Sweden have been shown to have significantly lower HRQoL than the

general population when matched for age and gender (Fröjd et al., 2007; Haugland et

al., 2009; Beaumont et al., 2012).

54

Whilst this highlights an important need for effective symptom control and side-effect

management in people with NETs, there is limited information available to target

clinical care, research and education for Australians living with NETs, compared with

people living with other gastrointestinal disorders or cancers. Depression and anxiety

have also been reported to be prevalent amongst people with NETs, particularly at

time of diagnosis; however some studies have reported that the mental health of

patients with NETs may not be significantly different from the general population, and

rates of anxiety and depression may remain stable or improve over time from

diagnosis (Larsson et al., 2001; Fröjd et al., 2007). These studies were limited by small

sample sizes, n=24 and n=36 respectively, and with high attrition rates, but this picture

is replicated in other cancer groups where the emotional impact of the disease and its

treatment abates over time as people become more familiar with the expectations of

treatment, their treating team, and the shock of diagnosis subsides. Limitations of the

current literature on the HRQoL and symptom burden experienced by people with

NETs include, the heterogeneity of participant samples and the inconsistent

methodological approaches (Chau et al., 2013; Martini et al., 2016). For example,

most studies have used generic HRQOL measures to assess HRQoL with NET cohorts,

with only a few having used the NET specific module, EORTC QLQ GI.NET21 which is

validated and designed to assess quality of life in patients with gut and pancreatic NETs

(Yadegarfar et al., 2013).

The remainder of this chapter describes results from the Phase 1 longitudinal mixed-

methods study of patients with GEP NETs, including participant demographics, clinical

characteristics, symptomatology and HRQoL. Nutritional outcomes from the Phase 1

study are presented in Chapter 4.

3.2 Aims and objectives

As set out in Chapter 2, the aim of Phase 1 was:

To describe the impact of GEP NETs and their treatment on patients’ nutritional status

and HRQoL.

55

3.2.1 Objectives

1. To describe the nutrition-related symptoms and HRQoL of people living with a

GEP NET, including:

a. The prevalence and severity of patient-reported physical symptoms

b. Anxious and depressive symptomatology

c. Financial burden

d. Health-related quality of life

2. To explore any differences in HRQoL scores between baseline (T0) and six-months

(T6)

This was a prospective, embedded mixed-methods longitudinal study as described in

Chapter 2, Section 2.4.

3.4 Results

3.4.1 Patients

During the study recruitment period (June 2017 – June 2018), 188 newly referred

patients attending Upper Gastrointestinal (UGI) and NET clinics at study sites, were

available to assess their eligibility for the study. Thirty patients being investigated for a

GEP NET diagnosis were screened but were deemed ineligible after they received a

revised diagnosis of squamous cell carcinoma or adenocarcinoma. Other reasons for

ineligibility included: patient was for observation only (n=24), was receiving primary

medical treatment outside of the study site (n=19), NET disease found to be

completely resected and in remission (n=15), and patient was greater than 6 weeks

from initial referral to the study site (n=14). Of the 75 patients assessed as eligible, 61

patients were recruited to the study (Figure 3.1). Two participants were withdrawn

from the study immediately after recruitment and initial baseline data collection due

to changes in their diagnosis or treatment plan causing them to no longer meet

56

eligibility criteria; therefore, data from 59 participants was used for analysis. Figure 3.1

outlines the recruitment process and data available at each data collection time-point.

There were 35 counts of missing data due to a participant not attending the study site

at the time they were due for data collection. In total 28 of 59 (47%) participants had

complete data sets at all four time-points.

Whilst there were two recruitment sites, Peter MacCallum Cancer Centre and Austin

Health, 58 of 59 participants were recruited from the Peter MacCallum Cancer Centre.

As this study was undertaken in part-fulfilment of a PhD, participant recruitment and

data collection were undertaken by the same person (Coordinating principal

investigator (CPI), PhD student) at both sites. As the CPI was based at the Peter

MacCallum Cancer Centre, they had regular access to multidisciplinary meeting and

clinic lists which were used for screening potential participants. At Austin Health

screening of patients was undertaken by the site principal investigator (PI), who

communicated details of potential participants to the CPI, who then approached the

patient about the study. Over the recruitment period the CPI was notified of two

potential participants at Austin Health, of which one was eligible and approached to

participate.

57

EXCLUDED AT RECRUITMENT (total n = 127) INELIGIBLE (n = 113)

Observation only/not returning n = 24 Resected disease/remission n = 15 Treatment outside recruitment site n = 19 NET primary location outside GI tract n = 5 >6 weeks post initial appointment n = 14 Diagnosis/plan unclear n = 3 Revised diagnosis, not NET n = 30 Not new to service n = 2 End-stage disease/palliative n = 1

ELIGIBLE BUT NOT RECRUITED (n = 14) Declined participation n = 9 Researcher away/unwell n = 2 Missed in clinic n = 2 Unable to contact n = 1

Assessed for eligibility n = 188

Total recruited n = 61

DATA AVAILABLE FOR ANALYSIS

Baseline (T0) n = 59 Two-month follow-up (T2) n = 45

Four-month follow-up (T4) n = 39

Six-month follow-up (T6) n = 47

T2 MISSING DATA (n = 14)

Not attending site n = 13

Deceased (withdrawn) n = 1

WITHDRAWN (n = 2)* Revised diagnosis/not NET n = 1 Primary treatment for other cancer n = 1 *Excluded from all analysis

T0

T4

MISSING DATA (n = 19) Not attending site n = 16 Palliative/not returning (withdrawn) n = 2

Transfer to another hospital (withdrawn) n = 1

T6

MISSING DATA (n = 8) Not attending site n = 6 Deceased (withdrawn) n = 1 Personal reasons (withdrawn) n = 1

Figure 3.1 Participant recruitment map according to STROBE criteria

58

Baseline demographic and disease characteristics are shown in Tables 3.1 and 3.2. Only

eight participants (14%) had a functional tumour classification documented in their

medical notes. Fourty two (73%) participants had been diagnosed with a NET for less

than six months. Four (7%) participants were diagnosed with a NET several years prior

to participation in this study. These participants had been diagnosed and received

treatment primarily at health services in other Australian states and outside Australia,

and at time of recruitment, had been recently referred to a study site for specialist NET

care. Nine participants (15%) were residents in New Zealand who had travelled to the

study site for specialist NET care. All other participants (n=50/85%) were Australian

residents.

Table 3.1 Baseline demographics, N=59

Characteristic Value

Age (years), median (IQR) 64 (55, 70)

Weight (kg), median (IQR) 76 (65, 94)

BMI (kg/m2), median (IQR) 27 (24, 31)

Sex

Male, n (%) 39 (66)

Female, n (%) 20 (34)

Ethnicity, n (%)

Caucasian 50 (85)

Asian 5 (9)

Indigenous/Maori 1 (2)

Other Pacific Islander 1 (2)

African American 1 (2)

Marital status, n (%)

Single 8 (14)

59

Characteristic Value

Divorced 4 (7)

Widowed 3 (5)

Married 37 (63)

De-facto 7 (12)

Education level, n (%)

Not university educated 37 (63)

Bachelor degree/higher 20 (34)

Not specified 2 (3)

Employment status, n (%)

Full-time 20 (34)

Part-time 8 (14)

Retired 24 (41)

Not employed/student 2 (3)

Medical disability 5 (9)

BMI, body mass index

Table 3.2 Baseline disease characteristics, N=59

Characteristic Value

Primary Tumour site, n (%)

Small intestine 27 (46)

Pancreas 21 (37)

Colon 6 (10)

Other 5 (9)

Tumour grade, n (%)

60

Characteristic Value

NET G1 17 (29)

NET G2 22 (37)

NEC G3 10 (17)

Other 1 (2)

Unknown 9 (15)

Functional tumour classification, n (%)

Gastrinoma 4 (7)

Insulinoma 2 (3)

Glucagonoma 2 (3)

Unspecified 51 (86)

Metastatic, n (%) 45 (76)

Time from diagnosis, n (%)

<1 month 23 (40)

2-5 months 19 (33)

6-11 months 6 (11)

1-2 years 5 (9)

>3 years 4 (7)

Treatment received for NET, n (%)

Surgery 13 (22)

PRRT 5 (9)

Chemotherapy 8 (14)

SSA 24 (41)

Interferon 1 (2)

Other 2 (3)

No treatment 24 (41)

61

Characteristic Value

Co-morbid conditions with dietary consequences, n (%)

IBS 7 (12)

Food intolerance/allergy 5 (9)

Diabetes 17 (29)

IBD 3 (5)

Symptoms duration pre-study, n (%)

Nil 6 (10)

<6 months 7 (12)

6-11 months 14 (24)

1-2 years 15 (25)

3-5 years 7 (12)

6-10 years 7 (12)

>10 years 2 (3)

Unsure 1 (2)

PRRT, peptite receptor radionucleotide therapy; SSA, somatostatin analogue; IBS, irritable bowel

syndrome; IBD, inflammatory bowel disease

3.4.2 Health-related quality of life

Raw HRQoL scores (mean and standard deviation) for EORTC scales and items at all

time-points are provided in Appendix 2. The mean and standard error (model

estimates) for T0, T2, T4 and mean change in scores from T0 to T6 (with 95%

confidence intervals) are provided in Table 3.3. Kazis effect sizes for each difference

between T0 and T6 are also included in Table 3.3. The mean global health status score

of participants at baseline was 62.9 which is 5-points lower than general Australian

population scores indicating worse HRQoL for GEP NET patients in this study. Mean

global health status showed no significant change over-time (p = 0.30, Kazis effect size

62

= 0.13). The difference between scores (Kazis effect size) over-time (from T0 to T6) for

all of the EORTC QLQ-C30 functional scales (physical, role, emotional and social) were

trivial, indicating no clinical relevance. A medium-sized difference between T0 and T6

was observed for the disease-related worries scale, which was also statistically

significant (p = 0.002) indicating this improved over-time. There was a statistically

significant reduction between T0 and T6 for the social function scale of the EORTC

GINET21 (p = 0.02), indicating this worsened over-time, but the Kazis effect size was

less than 0.2 suggesting this change may not be clinically significant. Body image and

sexual function both had a small-sized reduction (Kazis effect size = 0.28 and 0.23,

respectively, both p > 0.05), indicating worsening over-time between T0 and T6.

63

Table 3.3 Health-related quality of life and symptom scores over-time

Recruitment (T0) 2-months (T2) 4-months (T4) 6-months (T6)

Kazis effect size Scale/item M SE M SE M SE M chg

from T0 95% CI

EORTC QLQ-C30

Global health status 62.9 3.2 62.4 3.4 67.2 3.5 2.6 (-2.6, 7.9) 0.13

Physical functioning 81.5 2.9 78.3 3.2 80.6 3.3 -1.7 (-7.2, 3.8) 0.09

Role functioning 77.7 4.1 69.2 4.5 77.3 4.9 -2.2 (-11.1, 6.7) 0.07

Emotional functioning 73.3 2.9 74.4 3.2 80.7 3.5 2.6 (-4.1, 9.4) 0.14

Cognitive functioning 77.9 2.7 75.8 3.0 83.0 3.2 -1.7 (-8.1, 4.6) 0.09

Social functioning 73.8 3.7 70.9 4.0 77.4 4.3 -3.3 (-10.8, 4.3) 0.12

Fatigue 34.5 3.4 41.1 3.8 32.3 4.0 0.2 (-7.0, 7.4) 0.01

Nausea/vomiting 10.5 2.2 11.9 2.6 6.9 2.8 -3.4 (-9.5, 2.6) 0.17

Pain 29.2 3.9 26.9 4.3 21.9 4.6 -3.7 (-12.0, 4.7) 0.12

Dyspnoea 12.9 3.0 17.4 3.4 13.5 3.7 0.7 (-6.5, 8.0) 0.03

Insomnia 41.7 4.2 37.9 4.6 27.3 4.8 -7.4 (-15.5, 0.7) 0.26

Appetite loss 19.2 3.5 23.0 4.0 18.4 4.4 -4.0 (-13.5, 5.4) 0.15

Constipation 14.6 2.6 13.2 3.0 7.5 3.3 -0.8 (-7.4, 5.8) 0.03

64

Recruitment (T0) 2-months (T2) 4-months (T4) 6-months (T6)

Kazis effect size Scale/item M SE M SE M SE M chg

from T0 95% CI

Diarrhoea 22.5 3.8 23.9 4.1 24.7 4.4 1.7 (-5.7, 9.1) 0.06

Financial problems 22.9 4.0 22.6 4.3 17.4 4.4 1.2 (-5.0, 7.4) 0.04

EORTC GINET21

Endocrine 17.9 2.1 9.6 2.4 12.2 2.6 -7.4 (-12.5, -2.2) 0.23

Gastrointestinal 27.4 2.4 23.7 2.8 22.9 3.0 -4.2 (-10.0, 1.6) 0.13

Treatment-related symptoms 16.6 3.5

17.6 3.0 15.6 3.4 3.5 (-5.5, 12.5)

0.12

Social function 41.8 3.0 38.7 3.2 28.7 3.4 -6.5 (-11.9, -1.2) 0.15

Disease-related worries 55.7 3.6 47.6 3.9 37.3 4.1 -10.4 (-17.0, -3.8) 0.53

Muscle/bone pain 30.3 3.7 28.5 4.1 19.4 4.4 1.7 (-6.6, 9.9) 0.08

Sexual function 33.9 5.9 30.4 6.3 16.2 6.8 -5.0 (-18.2, 8.1) 0.23

Information/ communication function

15.0 3.1 10.0 3.5 7.2 3.8 -4.3 (-12.4, 3.9) 0.18

Body image 29.5 5.0 28.5 5.3 20.2 5.6 -7.5 (-16.0, 0.9) 0.28

All p > 0.05 for score comparisons between 6 months post-baseline and baseline, excepting GINET21 Endocrine (p = 0.01), Social function (p = 0.02) and Disease-related worries (p = 0.002).

Kazis effect size interpretation: >0.2 = small-sized difference, >0.5 = medium-sized difference, >0.8 = large-sized difference

65

3.4.3 Symptom prevalence and severity

Of the symptom scales in the EORTC QLQ-C30, fatigue and insomnia had the highest

mean value indicating they were the most severe and burdensome on participants in

this study, followed by pain and diarrhoea (Table 3.3). There was a small-sized

reduction in the mean score for insomnia between T0 and T6, indicating the burden of

this symptom may have improved over-time (Kazis effect size = 0.26, p > 0.05). There

was no statistically or clinically significant change in mean scores for other symptom

scales and items of the EORTC QLQ-C30 over the six-month data collection period

(Table 3.3). The endocrine scale of the EORTC GINET21 showed a small-sized reduction

(Kazis effect size = 0.23, p = 0.01) between T0 and T6, indicating the symptoms of

flushing and hot flushes improved over-time. All other symptom scales of the EORTC

GINET21 showed no clinically or statistically significant change over-time from T0 to

T6.

Table 3.4 presents results for symptom prevalence, calculated using particular EORTC

QLQ-C30 and EORTC GI.NET21 item scores (Chapter 2, Table 2.2). Fatigue, abdominal

discomfort, pain and bloating were the most prevalent symptoms at baseline with at

least 36 (60%) of participants reporting them. Symptoms of wind/gas, hot flushes,

diarrhoea, night sweats, reflux/heartburn and loss of appetite were also prevalent with

at least 24 (40%) participants reporting to experience these at baseline (T0). These

symptoms and weight loss were also the most prevalent high-intensity symptoms

(Table 3.4). The symptoms that reduced in prevalence by T6 included wind/gas (-21%),

hot flushes (-18%), night sweats (-18%), pain (-12%), weight loss (-11%), vomiting (-

10%) and loss of appetite (-6%) (Table 3.4). Abdominal discomfort, bloating, and

reflux/heartburn remained prevalent through the study period but were of reduced

intensity by T6. The symptom of fatigue remained prevalent throughout the study

period and was the only symptom to increase in reported intensity by T6 (Table 3.4).

Sixteen of 59 (27%) participants at T0 and 12 of 47 (25%) participants at T6 reported

experiencing both diarrhoea and flushing, indicating presence of carcinoid syndrome.

66

Table 3.4 Symptom prevalence and severity over-time (values are percentages)

Present (score 2) High-intensity (score 3-4)

T0 T2 T4 T6 T0 T2 T4 T6

Fatigue 79 87 86 82 28 38 32 39

Abdominal discomfort

75 71 64 77 32 23 22 18

Pain 68 65 54 57 26 22 16 21

Bloating 63 64 61 73 33 25 25 14

Wind/gas 53 52 50 32 20 21 33 16

Hot flushes 45 32 25 27 13 2 11 5

Diarrhoea 44 49 51 46 15 20 14 14

Night sweats 43 23 25 27 8 0 8 5

Reflux/heartburn 43 21 28 48 17 7 6 7

Loss of appetite 41 44 38 35 15 20 11 9

Weight loss 39 46 36 27 25 27 22 16

Constipation 34 38 22 34 8 4 0 5

Nausea 30 40 24 30 8 9 5 7

Short of breath 28 36 35 32 8 16 5 5

Weight gain 24 31 36 36 17 17 20 16

Vomiting 10 16 8 0 7 16 0 0

Notes.

EORTC scores: 2 – ‘a little’, 3 – ‘quite a bit’, 4 – ‘very much’

3.4.4 Anxiety and depression

Mean scores for the anxiety and depression scales of the HADS, and the difference in

scores at T6, are presented in Table 3.5. The mean score for anxiety was 7.1 (SE = 0.6)

and depression was 4.6 (SE = 0.6). There was no clinically or statistically significant

change in scores for anxiety or depression observed at T6 (Table 3.5).

67

Table 3.5 Paired t-test results for HADS scales

T0 T6

Scale M SE M diff 95% CI p-value

HADS

Anxiety 7.1 0.6 0.8 (-0.2, 1.8) 0.12

Depression 4.6 0.6 0.1 (-1.0, 1.3) 0.82

Notes.

M = Mean, SE = Standard Error, M diff = Mean difference

Table 3.6 presents results for anxiety and depression data using HADS scoring

(Zigmond and Snaith, 1983; Snaith, 2003). At baseline (T0) there were 12 (22%) cases

of anxiety, and 5 (9%) cases of depression identified (Table 3.6). There was no

difference in cases of anxiety at T6 and a small reduction in cases of depression at T6.

Table 3.6 Caseness of anxiety and depression as per HADS scoring

T0

(N = 55)

n (%)

T6

(N = 42)

n (%)

% diff T6-T0

Anxiety

Present 9 (17) 9 (21) 5

Disorder 12 (22) 9 (21) -1

Depression

Present 7 (13) 7 (17) 4

Disorder 5 (9) 2 (5) -4

Notes.

HADS scoring – 0-7 = normal, 8-10 = presence of anxiety/depression, 11-21 = disorder; Disorder, defined as definite case of anxiety/depression

68

Recent exploration of HADS cut-off scores has suggested that the traditional cut-off

scores may not be appropriate for cancer patients, and may underestimate the burden

of anxiety and depression in cancer populations, as discussed in Chapter 2 (Morse,

Kendell and Barton, 2005; Singer et al., 2009; Martinez et al., 2012). Therefore, revised

scoring recommended for cancer patients was performed (Table 3.7). Table 3.7

presents results for presence of anxiety and depression amongst participants using

revised cancer-specific scoring of the HADS. Using the revised cancer-specific scoring,

the prevalence of anxiety cases at T0 and T6 respectively was n=39 (71%) and n=32

(76%). The prevalence of depression cases using the revised cancer-specific scoring at

T0 and T6 was n=29 (53%) and n=23 (55%) (Table 3.7).

Table 3.7 Caseness of anxiety and depression as per alternative HADS scoring (values are counts and percentages)

T0

(N = 55)

n (%)

T6

(N = 42)

n (%)

% diff T6-T0

Anxiety 39 (71) 32 (76) 5

Depression 29 (53) 23 (55) 2

Total 38 (69) 28 (67) -2

Notes.

HADS scoring – HADS-A and HADS-D Score >6 = presence of anxiety/depression, HADS-T score >13 =

presence of any disorder (case)

3.4.5 Financial toxicity

The mean score for the COST-FACIT was 27 (SD = 17) and there was no significant

change in score at T6 (M chg = -1.4, 95% CI [-3.7, 1.0], p = 0.24). At T0, one participant

had the lowest possible score of 0 indicating very poor financial well-being and four

participants had the highest possible score of 44, indicating very good financial well-

being. At T6 there were no participants with a score of 0, and five participants had a

score of 44. When data at T0 was categorised, 12 (22%) participants had a low score

69

(0-15), 21 (38%) participants had a moderate score (16-30), and 22 (40%) participants

had a high score (31-44) (Table 3.8). At T6 the number of participants with a low score

decreased to 3 (7%) and the number of participants with a moderate score increased

to 26 (59%), indicating that overall, participants had improved financial well-being over

time (Table 3.8). Eight of 12 participants who had a high degree of financial toxicity

(score <15) on the COST-FACIT at T0, and all 3 participants who had a high degree of

financial toxicity at T6, also had a low global health status score (<50) on the EORTC-

QLQC30 indicating a relationship between worse financial toxicity and low HRQoL.

Table 3.8 COST-FACIT scores per percentile (values are counts and percentages)

Score range

T0

(n = 55)

T6

(n = 44)

0-15 12 (22) 3 (7)

16-30 21 (38) 26 (59)

31-44 22 (40) 15 (34)

3.5 Discussion

The symptom burden and HRQOL of patients with GEP NETs, including financial toxicity

and presence of anxiety and depression were explored over a period of six-months,

from patients’ initial consultation at a NET referral hospital.

A large proportion of participants were symptomatic at recruitment and throughout

the study period, with many reporting fatigue, abdominal discomfort, pain and

bloating. Symptoms of wind/gas, hot flushes, diarrhoea and loss of appetite were also

prevalent. Previous studies have indicated fatigue (35-69%), diarrhoea (27-92%),

abdominal discomfort (22-50%) and flushing (19-53%) to be amongst the most

prevalent symptoms experienced by patients diagnosed with a GEP NET (Fröjd et al.,

2007; Haugland et al., 2013; Lind, Wängberg and Ellegård, 2016; Singh et al., 2016).

70

The highest rates of diarrhoea have been recorded in GEP NET patients post-small

bowel surgery and diagnosed with carcinoid syndrome (Lind, Wängberg and Ellegård,

2016). In this PhD study only 13 (22%) participants had undergone surgery prior to

recruitment, and a further eight underwent surgery during the study period, which

may explain why the prevalence of diarrhoea in this PhD study is lower than other

studies. The proportion of patients diagnosed with carcinoid syndrome was not

formally recorded in this study. However, the presence of particular symptoms

(diarrhoea and flushing) associated with carcinoid syndrome, as reported by

participants on the EORTC QLQ-C30 and GINET21 module, was 27% and 25% of

patients at T0 and T6 respectively.

The burden of weight loss amongst GEP NET patients is not well documented. Only one

other study to date has documented the prevalence of weight loss to be 21%, as

reported by NET patients in a large international survey (N=1928) (Singh et al., 2017).

In this PhD study, weight loss was reported as a symptom by 23 (39%) participants at

T0 (25% at high-intensity) and 13 (27%) at T6. The participants in Singh’s study (Singh

et al., 2017) were longer after diagnosis (41% of participants more than five years after

diagnosis), whereas in this PhD study 55 (93%) participants were under three years

from diagnosis. This may indicate that weight loss is more prevalent soon after

diagnosis. In this PhD study and Singh’s study, weight loss was assessed by participant

responses to one question. The amount of weight loss and period of time over which

weight loss had occurred was therefore not recorded. Further observation and

assessment of weight and changes over time is required to determine the degree to

which weight loss and its trajectory impacts patients with NETs. In Chapter 4 the

measured prevalence of nutritional complications among study participants is

described in more detail, including participants’ weight change, recorded prospectively

on scales over the study period.

Fatigue was the most prevalent and severe symptom reported by participants in this

study. Cancer-related fatigue has been recognized as a common and distressing side-

effect of cancer and it’s treatment, with an average of 30-60% of cancer patients

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reporting a moderate to severe burden of fatigue during treatment (Bower, 2014).

Fatigue can impact on ability to work, maintain social and family relationships,

maintain basic daily activities including cooking, and worsen mood (Bower, 2014).

Fatigue therefore has the potential to impair nutrition through impacts on meal

preparation, subsequent dietary intake, and physical deconditioning due to decreased

exercise capacity (Inglis et al., 2019). Other prevalent symptoms among participants in

this study that have potential to impact on nutrition included; abdominal discomfort,

bloating and loss of appetite which could impact the desire for eating; and diarrhoea

which is potentially indicative of digestive malabsorption or nutrient losses. Available

literature fails to examine the relationship between symptom burden and nutritional

complications among people diagnosed and treated for a NET. Further longitudinal

observational and qualitative studies are required to explore the relationship between

such symptoms and nutritional issues. Chapter 4 of this thesis will describe the

prevalence and severity of nutritional complications as reported by participants in the

Phase 1 study, and Chapter 5 will report results of qualitative interviews with Phase 1

participants, providing in-depth insight of the impact of symptoms on nutrition and

HRQoL.

The EORTC QLQ-C30 and EORTC GI.NET21 are frequently used validated tools for the

assessment of HRQoL in GEP NET patients (Jimenez-Fonseca et al., 2015; Martini et al.,

2016). In a study by Strosberg et al (2018) a group of patients (N = 231) with advanced

progressive mid-gut NETs of low/intermediate grade had similar scores for global

health status (M = 67, SD = 22), as well as all functional scales and all symptom

scales/items relative to the patients in this PhD study (Strosberg et al., 2018). Larsson

et al. (2001) assessed HRQoL using the EORTC QLQ-C30 in a group of 24 patients with

carcinoid syndrome on either somatostatin analogue or interferon treatment, and

found a similar global health status score of 68 (SD = 23) (Larsson et al., 2001). Baseline

scores for most HRQoL scales were also similar in the study by Larsson et al (2001),

except for role functioning which was 13 points lower (M = 65, SD = 33) than in this

study; and social functioning which was 11 points higher (M = 85, SD = 20) than in this

study (Larsson et al., 2001). In comparison to general Australian population scores for

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the EORTC QLQ-C30 (Mercieca‐Bebber et al., 2019), participants in this study at

recruitment (T0) had a lower score (mean difference of 10 points or greater) for role

functioning, cognitive functioning and social functioning indicating that performance at

work and hobbies, memory and concentration, family life and social activities was

impaired. A difference in mean scores between groups of >10 points is considered

clinically significant (Cocks et al., 2012). This observed functional impairment of

patients in this PhD study may have been present prior to GEP NET diagnosis, but could

also be in part due to the burden of the disease and related symptoms; including

fatigue, diarrhoea, pain and bloating; which have been demonstrated to cause distress

among patients with a NET and impact their quality of life (Fröjd et al., 2007; Pearman

et al., 2016). The generalised gastrointestinal symptoms of GEP NET patients are often

misdiagnosed and prolonged even prior to formal NET diagnosis (Modlin et al., 2010).

Data from the symptom scales/items in this study indicated that participants had

higher scores for insomnia, appetite loss and diarrhoea than the general Australian

population, supporting the theory that increased symptom burden may impact HRQoL.

There was no change in participants’ global health status score over the six-month

period from recruitment. A statistically significant reduction in the disease-related

worries scale and social function scales of the EORTC QLQ-GI.NET21 over-time,

indicated an improvement in participant concerns regarding disease recurrence and

future health, but worsening of social aspects including relationships and concern for

the impact of their NET on their family and friends. This suggests that despite specialist

NET information and medical management, a NET diagnosis and treatment has

prolonged impacts on people’s home life and social relationships. A study by Snyder et

al. (2015) has shown that a mean score change of 10 points identifies a clinically

meaningful change in the supportive care needs of cancer patients (Snyder et al.,

2015). The mean score for the social functioning scale reduced by 10 points at T4,

indicating worsening of social function leading to a change in supportive care needs.

Data from this study show that assessment of patient’s emotional health and social

supports is an important aspect of supportive care for NET patients, irrespective of

their level of physical function and overall HRQoL.

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Using traditional HADS scoring, one fifth of participants in this study were assessed as

having a likely case for anxiety at both T0 and T6, and less than 10% had a likely case

for depression at both time-points. Using the revised scoring for cancer, the

prevalence of caseness for anxiety and depression amongst participants was high

across each of the study data collection time points. Based on these results, it would

be reasonable to suggest that patients living with a NET are at risk of anxiety and

depression, and screening for presence of anxiety and depression is important for all

NET patients at diagnosis and during treatment. Other studies in mid-gut NETs, which

used the HADS, found similar results for presence of depression, but lower results for

presence of anxiety (Larsson et al., 2001). Increased symptom burden has been

associated with distress in patients diagnosed with a NET (Fröjd et al., 2007; Haugland

et al., 2009; Beaumont et al., 2012). Results of this PhD study showed no obvious

correlation between HADS score for anxiety or depression and presence of symptoms,

or time from diagnosis, although formal sub-analysis was limited by sample size.

Further qualitative exploration of the impact of psychological aspects including

distress, anxiety and depression on quality of life, and nutritional issues is important.

As mentioned above, Chapter 5 will report results of qualitative interviews conducted

with a purposive sample of participants enrolled in the Phase 1 study, exploring the

HRQoL and nutritional impacts in depth.

Financial well-being varied amongst participants in this study and improved over time.

The COST-FACIT is a relatively new tool available to assess the financial burden of a

cancer diagnosis on patients and has been validated for use in cancer populations (de

Souza et al., 2017). The financial consequences of cancer treatment can include

considerable out-of pocket medical expenses, loss of income due to inability to work,

and burden on caregivers (Northouse et al., 2012; Bestvina et al., 2014; de Souza et al.,

2017). The mean COST-FACIT score for participants was 27 (SD = 1.7), which is higher in

comparison to the mean score of other studies, indicating better financial toxicity of

participants in this PhD study (de Souza et al., 2017; D’Rummo et al., 2019). The COST-

FACIT validation study found a mean score of 22.2 (SD=11.9) in 236 patients with

advanced stage IV cancer undergoing chemotherapy (de Souza et al., 2017). Another

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study which assessed 167 patients undergoing radiation therapy with the COST-FACIT

found a mean result of 21.9 (SD=9.3) (D’Rummo et al., 2019). Overall patients in the

study had better financial well-being than patients in other studies, which could be

explained by the fact that the majority of study participants were early in their

diagnosis and treatment planning. Compared to other gastrointestinal cancer types,

GEP NETs have a higher prevalence and better survival rates, therefore it is important

to explore in future studies the impact of living longer with a complex disease on

patient’s finances. The study site was a public hospital so we can assume that

participants would have had fewer out-of-pocket medical expenses than if they were

treated in the private setting. The site at which patients are receiving treatment, is

therefore an important consideration for future studies examining the prevalence and

impact of financial toxicity in patients with GEP NETs.

Factors documented in the literature to be associated with a lower COST-FACIT score

and worsening financial toxicity included being unemployed, non-caucasian race,

higher level of psychological distress and frequent (>3) in-patient admissions (de Souza

et al., 2017; D’Rummo et al., 2019). The majority of participants in this study were

Caucasian, remained in the outpatient setting for the duration of the study, and were

either employed or retired. Increased financial toxicity has been associated with

worsening symptom burden and HRQoL, and should therefore be a priority to address

(Zafar et al., 2015; Lathan et al., 2016). In this PhD study some participants who scored

lower (below 50) for global health status also scored low on the COST-FACIT, indicating

a high degree of financial toxicity. However no clear association between HRQoL and

financial toxicity was found. Only one other study has examined the financial toxicity of

patients living with a NET. In a survey of 204 Australian NET patients, many were

burdened by medical expenses, and their quality of life was adversely affected by

increasing financial toxicity (Gordon et al., 2020). In this study, and the study by

Gordon et al. (2020), show that financial toxicity does exist among NET patients and it

is therefore important to screen for financial issues in this population (Gordon et al.,

2020).

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3.6 Conclusion

This chapter has reported data on HRQoL and symptom burden amongst a

heterogeneous population of GEP NET patients from Phase 1 of the PhD. The inclusion

of patients with various NET primary sites, grades and treatment history is a strength

of the study as it is representative of the heterogeneous NET population within a

specialist NET referral centre. Patients with GEP NET in this study had poorer HRQoL

than the general Australian population, and social functioning declined over-time

despite medical intervention and treatment received at a NET referral hospital. Anxiety

and depression were prevalent, as was financial distress, although the degree of

financial distress was less than documented in other cancer populations. Participants

reported a variety of symptoms, including fatigue, pain, abdominal discomfort,

bloating, wind/gas and diarrhoea, which remained prevalent throughout the study

period. Overall, symptom severity improved over-time, except for fatigue. Some

symptoms, if prolonged and severe, have the potential to impair nutritional status due

to impacts on dietary intake and ability or desire to prepare food. Results highlight the

need to monitor symptoms and HRQoL among patients with GEP NETs regardless of

their stage of treatment, in order to identify and address their supportive care needs.

The relationship between the HRQoL and symptoms described in this chapter and the

presence of nutritional complications requires further exploration. The nutritional

complications experienced by patients with a GEP NET is described in Chapter 4 and

Chapter 5 to provide in-depth information on the impact of GEP NETs and treatments

on HRQoL, symptoms and nutritional wellbeing.

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Chapter 4: Nutritional status in people with NETs

In Chapter 3 initial data from the Phase 1 prospective mixed-methods study showed

that symptoms of fatigue, abdominal discomfort, pain, bloating and diarrhoea, were

prevalent amongst study participants. Participants reported lower quality of life scores

than the general Australian population for several functional scales indicating impaired

work performance, family life and social activity as a result of their NET diagnosis. This

chapter focuses in detail on the nutritional status of participants and describes and

discusses the nutritional complications of participants who took part in the Phase 1

study.

4.1 Introduction

Cancer has the potential to impact on a person’s diet, weight and nutritional status

due to the presence of a tumour mass, and the symptoms of the tumour or its

treatment. The prevalence of malnutrition amongst gastrointestinal cancer patients

varies between 24-61%, and nutrition support has been highlighted as an important

aspect of cancer care, known to improve morbidity and treatment outcomes

(Nitenberg and Raynard, 2000; Marín Caro, Laviano and Pichard, 2007; J. Arends et al.,

2017; Marshall et al., 2019). Research exploring the nutrition support needs of

gastrointestinal cancer patients has focused on gastric, colorectal and oesophageal

adenocarcinoma and squamous cell carcinoma. In regard to NETs of the

gastrointestinal tract, tumoural-related symptoms and side-effects are well

documented; however, the impact of a GEP NET on nutritional status and dietary

factors continues to require further exploration. There is limited published evidence on

the specific nutritional impact of GEP NETs and their influence on people’s

requirement for nutrition support and intervention. As discussed in Chapter 1 and

Chapter 3, GEP NETs can have a unique symptomatology relating to their hormonal

hypersecretion and side-effects of NET-specific treatments, including somatostatin

analogue (SSA) therapy. GEP NETs overall have a far longer disease course due in part,

to being an indolent cancer, and hence have a better prognosis than other

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gastrointestinal cancer types. As a result there is a high prevalence rate in the

community, with many people living with symptoms of a NET or with the

consequences of prolonged NET treatments (Modlin et al., 2010; Dasari et al., 2017).

The occurrence and severity of these NET associated physical symptoms have the

potential to significantly impact on a patient’s nutritional status through potential

effects on nutrient absorption, dietary habits, weight change, appetite and desire to

eat (Gallo et al., 2017; Altieri et al., 2018; D. Clement et al., 2019; Laing et al., 2019).

Reduced HRQoL and the presence of anxiety, distress or depression amongst people

diagnosed with GEP NET may also impact further on these factors and contribute to

risk of nutrition complications including malnutrition. Review articles have commented

on the essential role of nutrition in the diagnosis and management of patients with

NETs (Gallo et al., 2017; Altieri et al., 2018; D. S. V. M. Clement et al., 2019; Laing et al.,

2019), but a thorough description of nutritional issues and their management, through

longitudinal and interventional studies, is lacking. There are currently no data available

describing the extent of nutrition intervention, including dietitian referral and

consultation among NET patients. Internationally, only two pilot cross-sectional studies

have assessed malnutrition in people diagnosed with a NET, with results indicating

malnutrition rates of 14-25% (Qureshi et al., 2016; Maasberg et al., 2017). Food

intolerance and dietary modification have been highlighted by studies to-date but not

explored in detail (Haugland et al., 2009; Lind, Wängberg and Ellegård, 2016; Gallo et

al., 2017). These studies indicate that dietary modification occurs among patients with

a NET but provide limited information about the type and cause for dietary change,

and the impact this has on HRQoL and nutrition issues such as weight loss and

malnutrition. The presence of a NET can lead to altered vitamin metabolism and

absorption, including niacin in people diagnosed with a serotonin-producing NET, and

fat-soluble vitamins in people treated with long-term SSA therapy (Shah et al., 2005;

Fiebrich et al., 2010; Lind, Wängberg and Ellegård, 2016; Qureshi et al., 2016). Studies

of vitamin deficiency in NET patients have been cross-sectional and focused on specific

GEP NET groups and treatments. Further evidence is required to explore this

phenomenon across all GEP NET types, and identify an appropriate screening approach

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in order to establish optimal identification and management of vitamin deficiencies.

Despite the presence of the limited evidence that nutritional complications occur in

patients with GEP NETs, acknowledgement of any nutritional complications and

nutritional management of people affected by NETs remains absent in clinical

guidelines.

4.2 Aims and objectives

4.2.1 Chapter aim

The aim of this chapter is to describe data collected on the impact of GEP NETs and

their treatment on nutritional status and nutritional complications in a cohort of

patients referred for medical management at a NET referral hospital.

4.2.2 Objectives

To describe point prevalence and severity of nutritional complications among people

living with a GEP NET, including:

a. Objectively assessed malnutrition and changes in weight and fat-free mass

b. Objectively assessed vitamin deficiencies

c. Patient-reported dietary habits

Secondary objective

If appropriate, to examine differences in nutritional outcomes (e.g. nutritional status)

between subgroups of patients defined by disease and treatment related

characteristics (e.g disease type and stage) at recruitment and six-months follow-up.

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4.3 Method

This was a prospective mixed-methods longitudinal study as described in Chapter 2,

Section 2.5.

4.4 Results

4.4.1 Participants

Fifty nine patients were recruited over 12 months (June 2017 – June 2018). The

demographics and clinical characteristics of participants were presented in Chapter 3,

Tables 3.1 and 3.2. The nutritional characteristics of participants at recruitment (T0)

are presented in Table 4.1.

Table 4.1 Nutritional characteristics at recruitment, N=58

Characteristic Value

Weight (kg), median (IQR) 76 (65, 94)

BMI (kg/m2), median (IQR) 27 (24, 31)

Underweight, n (%) 6 (10)

Healthy weight, n (%) 21 (36)

Overweight, n (%) 19 (33)

Obese, n (%) 12 (21)

Fat free mass (kg), median (IQR) 56 (46, 63)

Notes.

Underweight: <65yo: BMI <18.5, >65yo: BMI <22, Healthy weight: <65yo: BMI 18.5-25, >65yo: BMI 22-27, Overweight: <65yo: BMI 25-30, >65yo: BMI 27-32, Obese: <65yo: BMI >30, >65yo: BMI >32

BMI, body mass index

4.4.2 Nutritional status

At baseline (T0), 17 of 58 participants (29%) were malnourished (PG-SGA score B or C).

Of the 46 patients assessed at six-months post baseline (T6), six (13%) were

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malnourished. Results for nutritional status at all time-points are summarised in Table

4.2.

Based on paired analysis, the proportional differences in malnourished patients at

follow-ups were: -0.09 at T2 (95% CI: -0.28, 0.10), -0.14 at T4 (95% CI: -0.32, 0.05), and

-0.11 at T6 (95% CI: -0.27, 0.05). All point estimates suggested fewer malnourished

patients at follow-up, but in every instance confidence intervals were wide and

included zero.

Table 4.2 Prevalence of nutritional status at all time-points

T0

(N = 58)

T2

(N = 45)

T4

(N = 38)

T6

(N = 46)

n (%) n (%) n (%) n (%)

Well nourished (PG-SGA A) 41 (71) 33 (73) 33 (87) 40 (87)

All malnourished (PG-SGA B and C) 17 (29) 12 (27) 5 (13) 6 (13)

Suspected/moderate malnutrition (PG-SGA B) 15 (26) 7 (16) 4 (11) 5 (11)

Severe malnutrition (PG-SGA C) 2 (3) 5 (11) 1 (3) 1 (2)

Four malnourished patients were withdrawn prior to T6 due to death or transfer to

palliative care, and therefore their nutritional status was not assessed at T6, which

could have affected results at this time-point. Of the participants with complete data

at T0 and T6 (n=46), 30 (65%) remained well-nourished throughout the study, 10 (21%)

who were malnourished at T0 had improved nutritional status by T6, 3 (7%) remained

malnourished throughout the study, and 3 (7%) developed malnutrition during the

study (1 at T2, 1 at T6).

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At recruitment (T0), 48 of 59 participants (81%) had an available classification of NET

grade and 58 (98%) had a classification of primary NET site. Nutritional status was

compared between patients grouped by NET grade and by primary NET site (Tables 4.3

and 4.4).

Table 4.3 Prevalence of malnutrition by NET grade

T0 T6

N Malnourished, n (%) N Malnourished, n (%)

NET G1 16 3 (19) 13 3 (23)

NET G2 22 6 (27) 20 1 (5)

NEC G3 10 4 (40) 6 0 (0)

All 48 13 (27) 39 4 (10)

Notes.

Malnourished, PG-SGA score B or C

Participants with ‘other’ or ‘unknown’ grade excluded from analysis

Table 4.4 Prevalence of malnutrition by NET site

T0 T6

N Malnourished, n (%) N Malnourished, n (%)

Small intestine 27 7 (26) 23 5 (22)

Pancreas 21 6 (29) 17 1 (6)

Other 10 4 (40) 6 0 (0)

All 58 17 (29) 46 6 (13)

Notes.

Malnourished, PG-SGA score B or C

‘Other’ included those with colon and unknown GI NET primary

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At recruitment (T0) a higher proportion of participants diagnosed with neuroendocrine

carcinoma (NEC) Grade 3 were malnourished compared to NET Grade 1 or 2 (Table 4.3

and Table 4.4). Three participants with a NEC G3 of the colon, and one participant with

NEC G3 of unknown gastrointestinal site were malnourished at T0, but they were

withdrawn later in the study due to death or transfer to palliative care. This would

have impacted the data available for ‘NEC G3’ and ‘Other’ NET site at T6 and may

explain the low prevalence of malnutrition in those sub-groups at T6. There was a

reduction in the prevalence of malnutrition among participants with a pancreatic NET

(13%) at T6. Of the 10 participants who were malnourished at T0/T2 but had improved

nutritional status (well-nourished) by T6, six underwent PRRT during the study and

four underwent surgery during the study period. All participants who were

malnourished at T6 (n-6) were undergoing active treatment (n= 6 on SSA; n=2

underwent surgery; n = 1 receiving radiotherapy, n=1 receiving PRRT). Statistical sub-

analysis of these results was not performed due to low sample size of sub-groups.

4.4.3 Weight change

Participants weight change over the study period, using all available data, is presented

in Table 4.5. Weight change of participants with complete data at all-time points

(n=23) is presented in Table 4.6.

Table 4.5 Weight change over-time for all participants (values are counts and

percentages)

T2-T0

N = 45

T4-T0

N = 37

T6-T0

N = 44

Stable 12 (27) 2 (5) 7 (16)

Gain 13 (29) 16 (43) 16 (36)

Loss – any 20 (44) 19 (51) 21 (48)

>5% loss 8 (18) 4 (11) 9 (20)

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>10% loss 2 (4) 2 (5) 5 (11)

Notes.

Weight gain, defined as increase of >0.8% body weight; Weight loss, defined as decrease of >0.8% body weight

Table 4.6 Weight change over-time for participants with complete data, N=23

(values are counts and percentages)

T2-T0 T4-T0 T6-T0

Stable 6 (26) 1 (4) 3 (13)

Gain 8 (35) 10 (44) 8 (35)

Loss – any 9 (39) 12 (52) 12 (52)

>5% loss 7 (30) 3 (13) 7 (30)

>10% loss 1 (4) 3 (13) 3 (13)

Notes.

Weight gain, defined as increase of >0.8% body weight; Weight loss, defined as decrease of >0.8% body

weight

Weight loss was prevalent throughout the study period. The proportion of participants

with stable weight reduced over-time, with a third (36%) gaining weight and half (48%)

losing weight by T6. One in five participants had clinically significant weight loss of >5%

body weight and 11% had lost >10% body weight by T6. Of the participants that had

complete data sets at the end of the study, 12 progressively lost weight and seven

progressively gained weight throughout the study period. Of the participants with data

available at both T0 and T6 (n=36), 16 had progressive weight loss from T2 onwards.

Of the participants that had recorded weight loss or gain over-time, median values are

presented in Table 4.7. Both the mean weight loss and mean weight gain of

participants increased by T6, but the degree of weight change varied amongst

participants.

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Table 4.7 Percent body weight change over-time of participants with weight loss or gain

T2-T0 T4-T0 T6-T0

Median IQR Min Max Median IQR Min Max Median IQR Min Max

Loss, % 2.3 1.5, 6.5 0.8 12.6 2.6 1.9, 4.9 0.9 13.9 4.7 1.9, 7.6 0.8 21.2

Gain, % 2.1 1.0, 4.9 0.8 11.8 4.3 2.2, 5.7 1.1 23.1 5.9 2.1, 10.2 0.9 27.5

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Eleven participants reported intentional weight change over the study period, mostly

in relation to weight gain. Two participants reported intentional weight loss; one at T0

(8% body weight) and one at T6 (5% body weight). The median weight loss of

participants was below 5% body weight at all time-points (Table 4.7). Of the 10

participants who lost more than 5% of their body weight by T6, the degree of weight

loss ranged between 5-21%. One participant with a Grade 2 small intestinal NET

undergoing PRRT and SSA treatment lost 17% of their body weight by T6, and another

participant with a small intestinal NET (unknown grade) who underwent surgery and

SSA treatment, lost 21% of their body weight by T6.

A high degree of weight gain, 14% and 27% body weight, was recorded for two

participants who were both on SSA treatment; the first had a Grade 2 small intestinal

NET and underwent surgery between T0 and T2, the second had a pancreatic NET of

unknown grade and underwent PRRT throughout the study period.

Six participants recorded weight loss of 5% body weight or above by T6 but were

assessed as well-nourished (PG-SGA A). Upon further examination of the PG-SGA

scoring, these participants had either minimal or stabilised weight loss in the two-

month period between T4 and T6 (2% body weight or less) and had reported good oral

intake, suggesting an acute shift from a catabolic to anabolic state. An anabolic state is

optimal for protein synthesis and maintenance of lean/muscle mass (Langer, Hoffman

and Ottery, 2001; Jager-Wittenaar and Ottery, 2017).

4.4.4 Body composition

A majority of participants had a clinically significant change (classified as gain or loss of

at least 0.5kg) in their fat-free mass (FFM) over the study period (Table 4.8).

87

Table 4.8 Change in fat-free mass over-time (values are counts and valid

percentages)

T2-T0

N = 44

T4-T0

N = 36

T6-T0

N = 42

Stable 14 (32) 5 (14) 5 (12)

Gain 9 (20) 11 (31) 11 (26)

Loss 21 (48) 20 (56) 26 (62)

The degree of FFM loss over-time is presented in Table 4.9. At T6, 62 (62%)

participants had lost FFM (Median=1.9kg, IQR=0.9, 4.5), and 11 (26%) had gained FFM

(Median=1.5kg, IQR=0.7, 2.4).

Table 4.9 Median fat-free mass loss over-time

T2-T0 T4-T0 T6-T0

Median IQR Min Max Median IQR Min Max Median IQR Min Max

Loss, kg

1.6 0.8, 3.6

0.5 5.8 1.0 1.1, 4.0

0.5 8.4 1.3 1.3, 4.6

0.5 6.7

Available FFM data at T6 was compared against weight data at T6 (N=41). At T6, 15

(36%) participants recorded loss of both FFM and weight, 6 (15%) participants

recorded gain of both FFM and weight. Eleven (27%) participants recorded loss of FFM

by T6 (range: 0.5-5.3kg) but stable/gain in weight, indicating a reduction in lean body

mass and deconditioning over-time despite no change in their overall weight. Of this

subgroup, 9 of 11 had either Grade 1 or Grade 2 NET, and eight of 11 had received

treatment (surgery (n=2), SSA (n=4) or PRRT(n=4)) during the study period. Five (12%)

participants recorded gain of FFM (range: 0.7-2.5kg) but loss of weight indicating

preserved lean body mass in these cases.

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4.4.5 Dietary change

Dietary change as a result of NET diagnosis was reported by over half of participants (n

= 34, 56%) at recruitment, and remained prevalent throughout the study period (58%,

n = 26 at T2; 54%, n = 20 at T4 and 53%, n = 25 at T6). Figure 4.1 summarises the meal

pattern changes of participants that reported dietary change. Figure 4.2 summarises

the food or drinks that participants reported to avoid or reduce. The foods and drinks

most likely reduced at T0 were alcohol (56%), red meat (32%), milk (21%), bread (21%),

and nuts (18%). At T6, a higher proportion of participants were avoiding yoghurt (28%),

coffee (24%), cheese (20%) and fruit (20%). Participants also reported additional food

types that they had reduced that were not listed in the study survey (Table 4.10).

89

Notes.

Avoid foods, patient avoids any food types; avoid drinks, patient avoids any drink types

Figure 4.1 Meal pattern changes as a result of NET diagnosis (values are percentages)

Figure 4.2 Food and drink reduced as a result of a NET diagnosis (values are

percentages)

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Table 4.10 Other foods and drinks reduced/avoided by participants (values are

counts)

T0 T2 T4 T6

Spicy

Fatty foods

High fibre

Legumes

Tomato products

Solid foods

Juice

Processed sugar/salt

Garlic/onion

Eggs

Chocolate

Low FODMAP

Pork

Avocado

3

3

3

2

2

2

2

2

2

1

1

1

1

1

Spicy

Garlic/onion

High fibre

Fatty foods

Processed sugar/salt

Legumes

Tomato products

Low FODMAP

Pork

Gluten free

Rice/pasta

4

4

3

2

2

1

1

1

1

1

1

Spicy

Fatty foods

High fibre

Garlic/onion

3

3

3

2

Spicy

Fatty foods

High fibre

Garlic/onion

Chocolate

Solid foods

Low FODMAP

Processed sugar/salt

Carbonated drinks

4

3

3

2

1

1

1

1

1

Symptomatic participants were asked to report if the symptoms they experienced lead

to a change in their diet, when completing Section 2 of Questionnaire 1.0 (Appendix 1).

At T0 the symptoms reported most frequently by participants to impact their diet

included loss of appetite (14 of 15, 93%), nausea (11 of 13, 85%), vomiting (7 of 9,

78%), abdominal discomfort (19 of 25, 76%), bloating (16 of 24, 67%), and diarrhoea

(15 of 23, 65%). Shortness of breath (5 of 14, 36%), night sweating (4 of 16, 25%) and

flushing (3 of 17, 18%) were the symptoms least reported to lead to dietary change at

T0, but nevertheless affected between 18-36% of participants. The full list of results for

all symptoms is attached in the Appendix 3. Over the study period loss of appetite,

nausea, bloating and wind/gas were the symptoms that continued to be reported

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frequently as impacting on diet. Vomiting at T4 and T6 was less frequently reported to

impact diet, which may be partially due to the reduced prevalence of vomiting among

the study sample, and the medical intervention available to manage it.

4.4.6 Vitamin status

A total of 24 (41%) and 14 (30%) participants, at T0 and T6 respectively, consented to

24-hour urine collection for measurement of niacin status. Participants declined a 24-

hour urine collection due to logistical issues including the burden of collection or

returning the collection to the study site. At T0, 56 participants (95%) consented to a

blood test to measure serum vitamin levels (vitamins D, E, A, B12, Folate and Iron); and

at T6, 39 participants (83%) consented to a blood test for repeat testing of serum

vitamin levels. After testing, serum vitamin levels were unavailable in some cases due

to laboratory processing error; vitamin A and E (n = 6 at T0, n = 2 at T6), vitamin D (n =

2 at T0), vitamin B12 and folate (n = 1 at T0).

At T0 and T6 respectively, 15 (27%) and 11 (29%) participants were assessed as vitamin

D deficient. Prevalence of other vitamin deficiencies was low in this study (Table 4.11).

Three participants were deficient in both vitamin D and vitamin A at T0. Two of the

three had a NEC G3 and had received treatment with an SSA. The majority of

participants assessed as deficient in one or more vitamins were not taking vitamin

supplements. Some participants had elevated vitamin E (n=11, range: 38-49 at T0; n=9,

range: 41-47 at T6) and elevated vitamin A (n=13, range: 2.4-4.4 at T0; n=12, range:

2.4-3.1 at T6).

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Table 4.11 Prevalence of vitamin deficiency amongst participants

Vitamin deficiency

T0 T6

n (%) n (%)

Niacin 2 (8)a 0 (0)

Vitamin D

Mild

Moderate

11 (20)

4 (7)

10 (26)

1 (3)

Vitamin E 0 (0) 0 (0)

Vitamin A 3 (6) 1 (2)

Vitamin B12 3 (5) 2 (4)

Folate 1 (2) 0 (0)

Iron 2 (4) 0 (0)

Notes.

a1 result borderline (niacin ratio = 1.0)

4.4.7 Medication use

Use of vitamin supplements was prevalent amongst participants with 26 (44%) taking

vitamin supplements and 10 (17%) taking more than one vitamin supplement at T0.

Vitamin supplementation usage continued throughout the study (n = 18 at T2, n = 16

at T4, n = 22 at T6). Nine (19%) were taking more than one vitamin supplement at T6.

The most commonly consumed vitamin supplement was vitamin D (n = 15 at T0; n = 8

at T2; n = 10 at T4; n = 14 at T6) and a multivitamin supplement (n = 5 at T0, n = 3 at

T2, n = 6 at T4, n = 7 at T6). Vitamin supplements consumed less frequently included

vitamin B12, vitamin B1, iron, vitamin K, zinc, calcium. One participant was taking

niacin (vitamin B3) and another participant was taking vitamin A and E.

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Participant use of vitamin supplements was compared against results for vitamin

deficiency. The majority of participants (90% at T0, 72% at T6) assessed as deficient in

one or more vitamins were not taking vitamin supplements. At T0, one of 15

participants who were assessed as vitamin D deficient was taking a vitamin D

supplement, and one of two participants who were assessed as niacin deficient was

taking a niacin (B3) supplement. At T6, three of 11 participants who were assessed as

vitamin D deficient were taking a vitamin D supplement.

Seven participants used herbal or alternative medicines throughout the study period.

Herbal and alternative medicines consumed included hemp seed oil, medicinal

cannabis, mutton bird oil, herbal teas (valerian root, fennel, marigold), milk thistle,

blushwood berry, turmeric and maca. Other medications frequently used by

participants included creon (n = 6, gastrostop (n = 6), probotics (n = 6 throughout

study), anti-emetics (n=5), questran lite (n=1).

4.4.8 Dietitian contact

The proportion of participants that had recent consultation (in the month prior to data

collection) with a dietitian over the study period varied; T0, n=13 (22%), T2: n=11

(24%), T4: n=6 (15%), T6: n=8 (17%). The most common location of dietitian contact

was hospital (n=10, 77% at T0; n=11, 100% at T2; n=6, 100% at T4; n=6, 75% at T6),

followed by private clinic (T0: n=2, 8%; T6: n=2, 25%). The source of the dietitian

referral was mostly reported to be a doctor (n = 7, 54% at T0; n = 4, 50% at T6). Three

participants reported requesting a dietitian appointment themselves at T6. Six and

three participants at T2 and T4 respectively, were referred for dietitian assessment by

the research team after completion of the PG-SGA for study purposes showed

presence of malnutrition. The main reason for consultation with a dietitian varied over

the study period and included ‘losing weight’ (25-81%), ‘to talk about diet’ (13 -17%),

and ‘to manage symptoms’ (9-17%).

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4.5 Discussion

This chapter has presented data on the nutritional complications of patients diagnosed

with a GEP NET after commencing medical treatment at a specialist NET referral

hospital, and across the study period. The study population was heterogeneous, and

the participant sample included patients diagnosed with varied NET Grades and

primary tumour site. The majority of participants were within six months of their GEP

NET diagnosis and had a body mass index within a healthy or overweight range at

commencement of the study.

The study results demonstrate that malnutrition is prevalent among people diagnosed

with a NET, along with clinically significant weight and loss of FFM. One fifth of

participants lost 5% or more of their body weight over the six-month study period, and

more than 10% of participants lost 10% or more of their body weight over this same

period. Three participants had a large degree of weight loss of over 15% body weight

during the study period indicating some NET patients are at risk of clinically significant

weight loss and decline in nutritional status. Weight loss above 5% body weight is

considered clinically significant and can contribute to malnutrition risk (Jensen et al.,

2019). The recently published Global Leadership Initiative on Malnutrition (GLIM)

criteria for the diagnosis of malnutrition recommends consideration of phenotypic and

etiological factors when diagnosing malnutrition (Jensen et al., 2019). The presence of

at least 1 of 3 phenotypic criteria (non-volitional weight loss – above 5% over 6

months, low body mass index, and reduced muscle mass) and 1 of 2 etiological criteria

(reduced food intake, and inflammation or disease burden) is required for a diagnosis

of malnutrition (Jensen et al., 2019). The prevalence of more than 5% and 10% weight

loss in this study suggests it is one of key phenotypes contributing to malnutrition

diagnosis in a NET population.

Malnutrition in cancer patients has been associated with increased risk of infection,

hospital length of stay and overall morbidity (Nitenberg and Raynard, 2000; J. Arends

et al., 2017; Marshall et al., 2019). In people diagnosed with a NET, malnutrition has

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been associated with prolonged length of stay and reduced survival (Maasberg et al.,

2017). This highlights the importance of malnutrition identification and management,

in order to manage subsequent complications and improve quality of life for patients.

The degree of weight loss observed among participants in this study highlights that

weight loss and malnutrition identification should be a priority among patients

diagnosed with a GEP NET.

The proportion of participants that lost weight was greater than the proportion

assessed as malnourished using the PG-SGA in this study. This was because the amount

of weight loss between T4 and T6 for some patients was minimal (below 2%), and for

others, their weight had begun to stabilise in the month prior to their T6 assessment

indicating transition to an anabolic state. In combination with a report of good food

intake, these factors are likely to contribute to an assessment of ‘well-nourished’ on

the PG-SGA. The prevalence of malnutrition in this study at recruitment/T0 (29%), and

T2 (27%), was comparable to other published studies in NET populations reporting a

malnutrition prevalence of 25% and risk of malnutrition in 14-38% (Qureshi et al.,

2016; Maasberg et al., 2017; Borre et al., 2018). The rate of malnutrition in this study

reduced over-time to 13% at T4 and T6, which could be due to a number of factors.

Some malnourished participants were withdrawn during the study period due to death

or transfer to palliative care. The majority of participants were newly diagnosed at

recruitment, so their nutritional status potentially improved over-time once they

received the appropriate medical care and NET treatment, which was observed in the

case of participants with a pancreatic NET. When examining participant data available

at both T0 and T6, there were a higher proportion of participants whose nutritional

status improved over the six-month study period (21%) than those whose nutritional

status declined (7%), supporting this hypothesis. The sample size was only sufficiently

powered to detect evidence of large-sized differences in nutritional status over-time. A

reduction to 13% after six-months of NET treatment is potentially clinically significant

and may highlight the impact of medical management and NET treatment in

supporting improvement in nutritional status.

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The malnourished participants that were withdrawn due to death or palliative care

were all undergoing chemotherapy as their main NET treatment. Three of the four

participants had a diagnosis of Grade 3 NEC and three of four participants had a

primary NET of the colon. Results indicate that chemotherapy treatment, Grade 3 NET

and primary colon NET may be risk factors for malnutrition and nutritional decline,

which is consistent with previously published cross-sectional research (Maasberg et al.,

2017). Data from the Phase 1 study however, was not powered to statistically detect

an association between malnutrition and NET disease grade, and treatment

characteristics. The cross-sectional observational study of 203 NET patients by

Maasberg et al. (2017) reported an overall malnutrition prevalence of 25% using the

Subjective Global Assessment (SGA), and found that NET patients with a high-grade

(G3) NET, progressive disease, or undergoing chemotherapy were at a high risk of

malnutrition associated with a poorer outcome (Maasberg et al., 2017). Another cross-

sectional study by Qureshi et al. (2016) found 14% of participants with a GEP NET were

at risk of malnutrition (Qureshi et al., 2016). Those at greater risk of malnutrition in the

study by Qureshi (2016) were identified as patients with GEP NET undergoing SSA

treatment, or with a diagnosis of a colon or unknown primary tumour site (Qureshi et

al., 2016). Apart from similarities in the characteristics of malnourished participants

that were withdrawn from the PhD study due to death and medical deterioration,

there was no consistencies in the disease or treatment characteristics of participants

with malnutrition and declining nutritional status, throughout the study. Six of the 10

participants with improved nutritional status over the six-month study period were

undergoing PRRT treatment, potentially indicating this treatment has a positive impact

on nutritional status in some cases. Only one of the 14 participants undergoing PRRT at

T6 was assessed as malnourished, supporting this theory further. Due to the

longitudinal study design, the Phase 1 findings contribute additional insight and data

for malnutrition prevalence and variation in malnutrition rates among patients with

NETs over-time. This is an important contribution beyond what has been previously

published via cross-sectional research.

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Maasberg et al (2017) assessed body composition using bioelectrical impedance

analysis (BIA) and found that malnourished patients (SGA score of B or C) had reduced

fat-free mass (Maasberg et al., 2017). In this Phase 1 PhD study, 37% of patients

recorded a loss of both weight and FFM over the study period. This PhD study is the

first to examine prevalence of weight change over-time, concurrently with change in

FFM in patient with GEP NETs. It was also observed that a third of participants at T6 (n

= 11, 27%) had recorded FFM loss despite stable weight or gain. This is an important

finding and indicates the potential for underlying body composition change and muscle

mass deterioration which is independent of total body weight. This PhD research did

not assess muscle mass, only relative changes in fat free mass using BIA. The GLIM

criteria recommending consideration of reduced muscle mass as part of malnutrition

diagnosis were not published at the time of study protocol development. Ideally,

assessment of muscle mass using a validated tool is optimal to aid in diagnosis of

malnutrition. Low muscle mass is associated with functional decline and worsening

morbidity and mortality (Cruz-Jentoft and Sayer, 2019). It can lead to negative

outcomes in people who are a healthy weight, overweight or obese, but is frequently

under-recognised (Barazzoni et al., 2018). There were no similarities found in the

disease and treatment characteristics of participants that had a large degree of weight

loss, and those that lost FFM in this PhD study. These results were likely limited by a

small sample size, and we were therefore unable to observe any clinical or treatment

factors associated with weight loss or body composition change. Weight loss and

muscle mass deterioration if prolonged and severe can lead to malnutrition, increasing

risk of morbidity and reduced survival in cancer patients (J. Arends et al., 2017).

Assessment of both weight change and muscle mass change in GEP NET patients is

therefore very important to identify and thus address these nutritional complications.

Weight gain was also prevalent over the study period, however, no similarities in

disease or treatment characteristics of participants who gained weight were observed.

The weight gain observed in some participants could have been an indicator of

improved nutritional status over-time, due to response to active treatment, or

worsening of overweight or obesity. Obesity is considered protective and has been

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associated with reduced in-patient mortality in NET patients with abdominal NET

(Glazer et al., 2014). However, due to the indolent nature of some GEP NETs, patients

may be living with the presence of a GEP NET for many years and subsequent

morbidity. Continued weight gain and obesity in GEP NET patients with low-grade or

indolent cancer may therefore contribute to the development of other chronic

diseases such as cardiovascular disease and diabetes. However, the long-term impact

of obesity on patients with a GEP NET has not been studied and is still unknown.

Dietary change was prevalent throughout the study period indicating another

significant nutritional issue potentially under-recognised in this population. Whilst

more than half of participants reported making a change to their diet as a result of

their NET, less than a quarter of participants reported contact with a dietitian

throughout the study period. The main reason for dietitian contact was weight loss,

followed by diet and symptom management which was reported by less than 20% of

participants. Results for dietitian contact may also be over-estimated compared to the

usual GEP NET population, as six participants were referred to the dietitian by the

research team after completion of the PG-SGA found presence of malnutrition.

Therefore, it seems that a large proportion of people diagnosed and treated for a GEP

NET are making change to their diet without consultation with a dietitian. Whilst the

type of dietary change varied among participants, study results indicate that reduced

meal size and food avoidance were frequently reported. Reduced dietary intake and

food avoidance has the potential to lead to dietary inadequacy and nutritional

compromise, including malnutrition, if prolonged. Many of the foods avoided by

participants, including red meat, milk, nuts, yoghurt and cheese, are high in protein

which is an essential nutrient used to support the immune system and cell

repair/growth (Bender, 2014), particularly when undergoing cancer treatment. Severe

food restriction and dietary change also has social implications and may also impact on

patient’s enjoyment of food. The precursors and reasons for high prevalence of dietary

change among GEP NET patients is not known and has not been well explored through

research. Only one small study (n=25) recorded dietary change in a group of GEP NET

patients, and found that gastrointestinal symptoms of diarrhoea and gas contributed

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to their dietary changes, including avoidance of fermentable carbohydrates and high

fat foods (Lind, Wängberg and Ellegård, 2016). Further research is required to explore

this phenomenon and the association between symptoms and dietary change.

Through a questionnaire posed to participants in the Phase 1 study it was possible to

explore the impact of symptoms on dietary change and results highlight several

symptoms; including loss of appetite, nausea, vomiting, abdominal discomfort,

bloating, diarrhoea, wind or gas and pain that frequently lead to a change in dietary

intake among people with GEP NET. Borre et al. (2018) assessed nutritional risk using

the Nutritional Risk Screening Tool (NRS) and hand-grip strength (HGS) in a cohort of

183 NET patients, and found that symptoms of nausea, vomiting, abdominal

discomfort and loss of appetite were associated with reduced HGS and higher

nutritional risk (high NRS score) (Borre et al., 2018). Results of the PhD study and that

of Borre (2018) suggest that patients diagnosed with GEP NET that are burdened by

particular symptoms such as abdominal discomfort, nausea, wind or gas, bloating and

loss of appetite, should be routinely screened for both dietary change and risk of

malnutrition and if identified, referred to a dietitian for nutritional management. These

symptoms were identified as prevalent and burdensome for GEP NET patients who

took part in the Phase 1 study, as described in Chapter 3 Section 3.4.3. Symptoms of

fatigue, bloating, and abdominal discomfort remained prevalent among participants

throughout the study period indicating their potential to continuously impact on

nutrition intake over-time. Results for dietary change show a broad range and

variation of food and drink types avoided by GEP NET patients, and this potentially

indicates a need for individualised assessment of dietary change to ensure diet is

nutritionally adequate, and that dietary change is evidence-based and managed

appropriately. Further research is required to determine the factors that prompt

dietary change among GEP NET patients, and the impact of dietary change on

nutritional status and HRQoL. Chapter 5 presents insights from a series of qualitative

interviews conducted with participants enrolled in the Phase 1 study, exploring factors

relating to nutritional issues and dietary change and their impact on HRQoL.

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Use of vitamin supplements was prevalent amongst study participants, in particular

use of vitamin D and multivitamin supplements. Whereas, the use of herbal and

alternative medicines was relatively low, compared to previous literature which has

reported a third of NET patients use complimentary medicines (Borre, Dam and

Grønbaek, 2019). This may be due to the fact that the majority of participants were

newly diagnosed (within 6 months), and therefore may not have considered use of

alternative medicines; compared to the study by Borre et al (2019) which was cross-

sectional and recruited NET patients at varying stages of diagnosis. In contrast to the

other nutritional issues described in this group of GEP NET patients, the prevalence of

vitamin deficiency was low. These results may be in part be explained by the high

refusal rate of vitamin testing, particularly for niacin, and also due to the majority of

participants being within six months of diagnosis at commencement of the study and

therefore too early in their NET treatment to develop vitamin deficiencies. Some

participants also recorded high levels of vitamin A and E, highlighting variability in

serum vitamin levels amongst the study population. Serum measurement of these

vitamins, however, is not considered a reliable indicator of liver stores and presence of

toxicity (Albahrani and Greaves, 2016). GEP NET patients most at risk of vitamin

deficiencies as identified in previous studies, includes patients on long-term SSA

treatment (over 18 months) who are at risk of fat-soluble vitamin deficiency; patients

with serotonin-producing small intestine NET and carcinoid syndrome, who are at risk

of niacin deficiency; and patients post-bowel surgery, who are at risk of vitamin B12

deficiency (Shah et al., 2005; Fiebrich et al., 2010; Lind, Wängberg and Ellegård, 2016).

Due to limited data available for vitamin testing in the study, it was likely there were

insufficient numbers of patients meeting the above criteria to demonstrate the

presence of vitamin deficiency in those groups. The majority of participants who were

assessed with a vitamin deficiency at T0 and T6 were not consuming a supplement or

being treated for the deficient vitamin. The use of vitamin supplements was recorded

at the same time of vitamin testing, and prior to test results. It was therefore not

possible to record commencement of vitamin supplementation after results of vitamin

testing at T6. If a participant was found to be deficient in a vitamin their treating

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doctor was informed. Vitamin deficiencies would have potentially been unrecognised if

participants weren’t involved in the study. If un-recognised and un-treated, prolonged

vitamin deficiency can lead to severe clinical syndromes and complications; for

example Pellagra (niacin deficiency) can lead to clinical symptoms of diarrhoea, altered

conscious state and confusion (dementia), and death in severe cases (Castiello and

Lynch, 1972; Bender, 1983). Hence early identification and intervention for such

vitamin deficiencies would ensure appropriate treatment and reduction in risk of these

complications. Results for vitamin deficiency in this Phase 1 study were variable, and

therefore do not support the need for routine testing of potential at-risk vitamins such

as niacin and fat-soluble vitamins. Further research is required to investigate and

confirm the prevalence of vitamin deficiency in patients with a GEP NET; particularly in

those treated long-term with SSA and diagnosed with a serotonin-producing NET,

which are highlighted as groups at risk of vitamin deficiency by previous studies (Shah

et al., 2005; Fiebrich et al., 2010; Lind, Wängberg and Ellegård, 2016; Robbins et al.,

2018).

The moderate-to-high prevalence of dietary change, weight loss, and FFM loss among

participants in this study highlight the extent of nutrition issues among GEP NET

patients. Current NET clinical practice guidelines provide little advice on appropriate

identification and assessment of malnutrition and other nutrition issues. The PG-SGA,

used in this study, is validated for use in cancer populations and considered a semi-

gold standard of nutritional assessment (Jager-Wittenaar and Ottery, 2017; Keller et

al., 2020), incorporating all phenotypic and etiologic components of the GLIM criteria

(Jensen et al., 2019). In practice, health professionals may perform nutrition screening

to determine which patients are at risk of malnutrition and require a comprehensive

nutrition assessment using a tool such as the PG-SGA. Current nutrition screening tools

validated in cancer populations include the Malnutrition Screening Tool (MST),

Malnutrition Universal Screening Tool (MUST) and Nutrition Risk Screening Tool (NRS-

2002) (Bauer et al., 1997; Kondrup et al., 2003; Boléo-Tomé et al., 2012). These

screening tools focus on identification of weight loss, change to total food intake, and

identification of contributing acute disease factors such as surgery, or requirement for

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intensive care (leading to no nutritional intake for >5 days), in the case of the NRS-

2002. In NET patients, common nutrition-related issues such as symptom burden and

dietary changes, may contribute to nutritional risk, but may not be identified using

current available nutrition screening tools. The applicability and validity of current

nutrition screening tools therefore requires further detailed exploration in a GEP NET

population. The PG-SGA Short Form (PG-SGA SF) may be a suitable nutrition screening

tool for GEP NET patients, as it incorporates the first four questions of the PG-SGA,

including change in amount of food intake, change in energy and daily function,

change in weight and symptoms impacting diet (Gabrielson et al., 2013), which are

factors relevant to nutritional risk in GEP NET patients as found in the Phase 1 study.

The PG-SGA SF has been shown to be a practical and valid nutrition screening tool in

oncology outpatients (Gabrielson et al., 2013; Abbott et al., 2016). Potential symptoms

included in the PG-SGA SF that may be relevant to GEP NET patients include diarrhoea,

pain, loss of appetite and fatigue. The question addressing food intake, is designed to

identify change in total food intake but not detailed changes of food restriction or

avoidance of particular food types, which were identified as common dietary changes

observed in GEP NET patients in our Phase 1 study. Review of current valid nutrition

screening tools and their suitability for use in patient with GEP NETs is recommended.

The development of a NET-specific supplement to combine with existing nutrition

screening tools may also need to be considered, if existing validated tools are unable

to capture NET-specific nutrition risks such as dietary change and restriction.

Commonly used nutrition screening tools have been demonstrated to under-diagnose

the presence of muscle wasting, sarcopenia and cancer cachexia when compared with

computed tomography, a gold standard technique for assessment of muscle mass (Ní

Bhuachalla et al., 2018). In data from the Phase 1 study, FFM loss was identified among

several participants who had stable weight and an assessment of well-nourished on

the PG-SGA, indicating deterioration in muscle mass is an underlying and unrecognised

problem in some cases. Clinicians should consider assessment of muscle mass in their

practice using validated body composition measures (BIA, ultrasound, computed

tomography (CT) or magnetic resonance imaging (MRI)) where available, in order to

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assess underlying muscle mass changes, which is a concept supported by the recently

published GLIM criteria (Jensen et al., 2019). Assessment methods such as BIA, calf

circumference and the subjective muscle mass assessment on the PG-SGA, may be

more accessible and therefore suitable measures to be used in routine clinical practice

by health professionals, in comparison to the use of CT body composition analysis and

MRI. Validated assessment of muscle mass change would be particularly useful to

identify nutritional compromise in patients on prolonged treatment and those

reporting restricted diets, without evidence of overall body weight loss.

4.6 Conclusion

This is the first study to comprehensively assess the occurrence of nutritional

complications over-time among GEP NET patients, concurrently with the dietitian

intervention received. Study results show that malnutrition and nutritional

complications are prevalent but under-recognised among people diagnosed with a GEP

NET. Nutritional complications including weight loss, reduction in FFM and dietary

change are more prevalent than malnutrition, and under-recognised when using

available validated cancer nutrition assessment tools. More than half of the GEP NET

patients in this study reported a dietary change due to their diagnosis and symptoms,

but the precursor to this dietary change and the impact on nutrition and quality of life

requires further evaluation through qualitative methods. The prevalence of vitamin

deficiency was low in this study and larger multi-site trials are required to explore the

risk and prevalence of vitamin deficiency among GET NET patients. Nutritional

complications in GEP NETs are likely multi-factorial, due to the heterogeneous

population and high burden of symptoms. Under-recognition of nutritional

complications can lead to worsening morbidity and HRQoL for patients. Results

highlight the need to determine an appropriate method of screening and identification

of nutritional complications among and specific to GEP NET patients. Further

exploration of the impact of nutritional complications on the HRQoL of patients is also

required. Chapter 5 will consider insights from qualitative interviews completed with a

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purposive sample of participants from the Phase 1 study and provide an in-depth

description of the occurrence and impact of nutritional issues on HRQoL.

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Chapter 5: Living with a NET and the impact on nutrition

This chapter describes the aims, methods and insights from qualitative interviews

undertaken with patients within the context of the Phase 1 mixed methods study.

5.1 Introduction

The results of the Phase 1 longitudinal study presented in Chapters 3 and 4 showed

that social function and mental health are negatively impacted by a NET and its

treatment, and also that nutritional complications including weight loss, malnutrition

and dietary change are prevalent. Quantitative data showed that whilst dietary

changes were common, the nature of dietary changes (smaller meals, increased

frequency of eating, avoidance of specific food and drink types) varied amongst

participants. In this chapter, interview data from a purposive sample of Phase 1

participants, provides in depth insight to the types of dietary changes participants

engaged in, reasons why they altered or changed their diets in the way that they did,

and the impact of these changes on their HRQoL. There has been little exploration of

dietary habits among patients living with a NET, and although findings from a series of

small cross-sectional observational studies (Davies and Caplin, 2009; Lind, Wängberg

and Ellegård, 2016; Gallo et al., 2017; Barrea et al., 2018) indicate a similar presence of

dietary change to that described by participants in this study (phase 1), they provide

limited insight to types of changes made by people in response to their disease and

treatment, factors leading to those changes and whether the changes impact people’s

perceptions of their nutritional status and HRQoL.

An important aim of this component of the PhD study was to generate a new

understanding of the changes patients made to their dietary intake, their perceptions

of their nutritional status and symptoms experienced, and the perceived impact of

these on HRQoL. The extent of nutrition advice and intervention received to help

address nutritional issues was also explored to help contextualise patients’ responses

to the impact of nutritional issues. In order to address these aims, a purposive sample

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of Phase 1 participants were invited to take part in two semi-structured, audio-

recorded interviews at entry to the study and at six month follow up.

5.2 Aims and objectives

5.2.1 Aim

To explore and describe the experiences of people living with a GEP NET, to better

understand the impact of disease and treatment-related nutritional and dietary

changes on HRQoL.

5.2.2 Objectives

1. To explore and describe how and whether NET and treatment-related nutritional

changes impact peoples’ HRQoL

2. To explore and describe whether nutrition needs (nutritional status and dietary

intake patterns) change after a diagnosis of NET

3. To explore and describe what help (if any) participants reported receiving from

clinicians regarding their nutrition issues

5.3 Methodology

The interviews were undertaken within the context of the Phase 1 mixed-methods

study (Chapter 2). They were undertaken to ensure opportunity for patients to

describe their experiences of nutritional changes and impacts through interviews,

offering rich insights to complement the Phase 1 quantitative data. The research

perspective underpinning this qualitative data component was realist, that is, the

intent was to provide participants with an opportunity to report their personal

experience, of nutritional complications and what this meant for them in their unique

contexts.

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An exploratory, descriptive approach was used to inform the qualitative study. As

described by Braun and Clarke (2006), an exploratory, descriptive approach is used to

generate data when a person describes their reality and experience of a specific event

or occurrence, in their own words (Braun and Clarke, 2006). As such the approach

aligned with the realist perspective underpinning the study. An exploratory, descriptive

approach enables focus on topics of interest, explored through tailored or targeted

interview questions; i.e. in this study, the experience of participants in regard to

nutritional complications (dietary change, weight change), HRQoL and access to

nutrition information. These insights were considered important to guiding future

interventional research and patient-centred, educational and preparatory information

solutions.

Data were generated through semi-structured interviews. A semi-structured format

was chosen to focus participant responses towards topics of interest (nutrition, dietary

change and HRQoL), but also so as not to restrain discussion of their experience and

issues of importance to them. Interviews were chosen to explore individual patient

experience, acknowledging that this could be different due to specific disease and

treatment factors, personal beliefs or social influences. For this reason, individual

interviews were chosen as the data collection method of choice over other qualitative

data collection approaches, for example, focus group.

A thematic content analysis approach was applied to the data generated (following

Braun and Clarke) allowing for identification of unique and shared experiences across

the participant interviews, and details of the processes undertaken are described

below.

The context of the qualitative patient interviews within the Phase 1 study is

demonstrated in Figure 5.1.

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Dietitian intervention

Structured survey

HRQoL data

EORTC questionnaires, HADS, COST-FACIT

Nutrition data

Objective assessment of weight, FFM,

nutritional status, vitamin status

Dietary habits (structured survey)

Quantitative data Qualitative data

Patient interviews

Data extracted:

Prevalence of nutritional complications

(mean/SD, proportions)

HRQoL status (mean/SD scores)

Data extracted:

Coding and themes

Quotes

Theoretical thematic content analysis

Exploration of the nutritional complications and HRQoL among patients with GEP NET

Outcome:

Description of HRQoL and presence of

nutritional complications

Occurance of intervention during study period

Outcome:

In-depth description of patient experience and

how it relates to nutritional complications and

their impact

Exploration of nutrition information and

intervention sought and received by GEP NET

patients

Phase 1 study

Figure 5.1 Mixed-methods approach to Phase 1 study

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5.4 Methods

5.4.1 Recruitment and sampling

A purposive sample of participants who had consented to take part in the Phase 1

study were invited, at time of recruitment, to take part in two semi-structured, audio-

recorded interviews - one at recruitment and another six-months later. A purposive

sampling method was used for two reasons: to ensure a diverse representation of

participant experiences as part of the interview data, and to focus on inclusion of

participants from the Phase 1 study that had reported making a dietary change as a

result of their NET diagnosis. Where possible, it was intended to achieve diversity with

regard to participant demographics, diagnosis, and treatment type; which enabled a

heterogeneous sample representative of the NET population. A benefit of purposive

sampling in qualitative research is identification of individuals or groups that have

experience with or are knowledgeable about an aspect of interest to the research

question (Patton, 2015). In the case of these interviews, the focus was to explore

patient experience in regard to nutritional issues and dietary change, therefore it was

considered important to ensure sampling of participants that reported making a

dietary change during the Phase 1 quantitative questionnaires. Therefore, participants

who reported making a dietary change due to their NET diagnosis in the Phase 1

questionnaire, 1.0 Section 2.0 (details in Chapter 2, Section 2.5.11), were approached

to consider taking part in the interviews. A maximum of 15 interviews were intended

to be completed based on evidence that data saturation (where no new themes

emerge from interviews) commonly occurs after 10-12 interviews (Creswell, 2007).

Interviews were undertaken six months apart, to explore whether participants

described different experiences over time, after medical management and treatment

at a specialist NET referral hospital.

Eligible patients were approached to participate in an interview by the lead researcher

(PhD student) after completion of baseline data collection for the Phase 1 study.

Responses to Questionnaire 1.0 Section 2.0 was checked prior to determine the

patient’s eligibility for an interview. It was explained that consent to the interview at

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baseline would also mean consent to participate in a repeat interview in six-months

(although this was verbally re-checked at the six month interview timepoint). Eligible

participants were told interviews were optional and they could continue to participate

in data collection the Phase 1 study if they chose to decline the interview. Verbal

consent was obtained from those willing to participate in an interview at time of

baseline data collection, and a time to complete the baseline interview by phone

within the following two-weeks was scheduled with the participant. Interviews were

audio-recorded.

Interviews were conducted via phone, or in-person at the request of the participant,

within two weeks of initial recruitment to the Phase 1 study for the baseline interview,

and within 2 weeks of the six-month (T6) data collection point for the six-month

interview. All interviews were conducted by the same researcher (PhD student). Verbal

consent was audio-recorded prior to the start of each interview. Ethics approval for

patient interviews was obtained from the Peter MacCallum Cancer Centre Human

Research Ethics Committee (HREC/17/PMCC/7) in April 2017.

5.4.2 Interview questions

A semi-structured interview schedule was developed by the lead researcher (PhD

student) and reviewed by supervisors, one of whom is experienced in qualitative

research methodology. Questions were informed by the teams’ clinical expertise as

well as published evidence available. A total of 12 key questions (with corresponding

prompts) were designed for the first interview, and 11 questions (again with prompts)

for the six-month interview. Questions were structured to prompt discussion of

patients’ experiences in regard to the aims described above in Section 5.2. Interview

questions at six-months were aligned with those at baseline, with language modified

to reflect the period of time that had passed since the previous interview. The

interview schedule is included in Appendix 4. Four questions addressed participant

experience of dietary and nutritional changes and impact on quality of life before and

after their diagnosis, with a focus on symptoms and access to information; two

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questions addressed emotional health and coping with the diagnosis; and six questions

addressed the impact of the NET diagnosis on nutrition including weight change,

eating, and the extent of nutrition advice and intervention received. Questions were

piloted with two consumers from NeuroEndocrine Cancer Australia (formerly the

Unicorn Foundation), who had a diagnosis of a NET to test clarity and flow of

questioning.

5.4.3 Thematic content analysis

Interviews were audio-recorded and transcribed verbatim by a party external to the

research team. Thematic content analysis as described by Braun and Clarke informed

the approach to data analysis (Braun and Clarke, 2006). The transcripts were read and

re-read to ensure familiarity with the content and to begin to identify recurring themes

or issues raised by participants. Content from individual interviews were initially coded

against interview questions (theoretical approach at semantic level analysis) to identify

recurrent themes common to or unique to individuals across the data sets (at baseline

and at six months). Interview data were coded into data extracts (quotes or lines of

text) by the lead researcher (PhD student) and extracts grouped into emergent

themes. Themes did not necessarily reflect content most commonly talked about, but

rather represented areas of particular relevance to the topic areas of interest for the

research. That is, things were not regarded as important by virtue of how often they

were referred to, but rather by how meaningful they were to participants in response

to questions answered. Interview data were coded against the 12 key interview

questions to enable initial description of content, then further exploration of coded

responses and overall content was conducted to generate themes from the baseline

and six months-interviews. As the same questions were asked at both the interview

time points, themes identified at the first interview were used to guide the six months-

interview questions, but this did not exclude opportunity for new themes to emerge,

or for participants’ changing experiences over time.

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A cross-section of interviews was independently coded by a supervisor to check inter-

rater reliability across common themes identified. There was minimal inter-researcher

variation in theme recognition at both time points, and all themes were discussed to

ensure consensus.

5.5 Results

5.5.1 Patients

Between September 2017 and August 2018, 12 patients enrolled in the Phase 1 study

who met the criteria for and to achieve the quota for each group within the purposive

sample, were approached to participate in an interview at T0. Eleven patients

consented to an interview, and participant characteristics are summarised in Table 5.1.

There was variation in sex, age, NET site, NET grade and nutritional status of

participants, which met the criteria of the purposive sample. Of the 11 participants

who took part in an interview at T0, nine participated at T6. Reasons for not taking

part in the six-month interview included patient deceased (n=2).

Table 5.1 Participant characteristics (N=11)

Characteristic Value

Age (years), mean 56 (range:29 - 71)

Sex, n

Male 8

Female 3

NET Grade, n

NET G1 3

NET G2 4

NET G3 2

Unknown 2

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Characteristic Value

NET site, n

Small intestine 6

Pancreas 3

Gastric 1

Unknown 1

Nutritional statusa

A (well nourished) 5

B (suspected/moderate malnutrition)

5

C (severely malnourished) 1

Notes.

aAs calculated by PG-SGA global status score

5.5.2 Insights from the baseline interviews

Four key themes were identified from the baseline interviews. The themes were

uncertainty, complexity, conflicting advice from health professionals, and self-

management/seeking information. For each theme, a number of sub-themes were also

identified. These are presented in Table 5.2, along with quotes to help illustrate each

theme.

Participants reported a variety of symptoms related to their NET, including diarrhoea,

fatigue, pain, flushing, bloating and wind, bowel obstruction and difficulty swallowing,

and altered blood sugar levels. Diarrhoea was a symptom frequently described by

participants to be a significant burden on their day-to-day activities and quality of life.

When asked about how they were coping with their diagnosis, common responses

from participants included ‘fear’, ‘poor quality of life’, ‘draining’, and ‘feel depressed’

and general concern for the impact of their diagnosis on their lives and their family.

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The impact of a NET on quality of life was frequently reported by participants, partially

in relation to work and the inability to perform their work to the same degree as prior

to diagnosis, which had negative financial impacts as well. The impact of a NET

diagnosis on family and social relationships and activities was reported by some

participants. They reported that family members were burdened by the uncertainty of

a NET diagnosis and observing the patient be unwell or experience symptoms. As a

result, family members often attempted to help by providing nutrition advice or

suggesting dietary modification to help them feel better. Due to various symptoms

experienced by participants; in particular gastrointestinal symptoms such as diarrhoea,

bloating and abdominal cramps/wind; social activities and eating out were restricted

due to fear of experiencing symptoms in public and the limitations of restricted eating

habits.

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Table 5.2 Themes identified

Theme Sub-themes Quotes

Uncertainty ● Diagnosis and prognosis

● Treatment planning and outcome

● Information

“It’s just uncertainty. I’m still pretty uncertain about the diagnosis…uncertain about how the treatment is going to work and just uncertain about time”

“At this stage I don’t know whether I’m going to live for two years or whether I’ll see ten”

“A lot of those physical activities I did or used to do I’m unable to do now…we’ll see over the next four treatments how well I respond and whether I can get back to where I was”

“I sort of wanted something [information] that would say for NET patients…I just wanted it more specific for a NET cancer”

“I haven’t had the answers [to my questions]”

Complexity ● Symptoms

● Long-term disease burden

● Nutritional impacts and behaviours

“NETs appear quite fickle so everybody gets slightly different symptoms, the symptoms aren’t consistent, symptoms can often be marked by something else”

“They [treatments] may or may not work for me so what’s an estimated timeline of 5-10 years could be anywhere from 2 years with lots of complications, or you know beyond 10 years with very few complications”

“I’ve kind of had to put my life on hold because I really don’t know what we were exactly dealing with”

“I’ts all too hard [referring to eating]”

“I was sent to a dietitian and they put me on an extreme low carb diet but I’d still have something to eat and it still goes through me”

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Theme Sub-themes Quotes

“Just [avoid] fruit, meats and low carb potatoes and things like that. Green veggies and not to eat anything that, you know sweet things like that”

“I’ve eliminated stone fruits and dried fruit and onions and garlic, and all the things I used to love eating”

Conflicting advice ● Limited confidence in health professionals

● Confusion with nutrition messages

“Most GPs never see a NET in their careers”

“I’m not quite sure where I should be going with all of this, you know nutrition wise, what I should and shouldn’t eat”

“I was sent to a dietitian and after a little while they put me on a low carb diet…extreme low carb diet [but] I’d still have something to eat and it still goes through me”

“Nutrition-wise, what I should and shouldn’t eat or what’s best that I do or don’t do. That’s why I’m feeling a bit you know in the air about it at the moment”

“I went to some dietitian who was basically sitting there googling possibilities while we were in the room”

“She just said she didn’t know what advice to offer me and she just gave me a printout on the FODMAP diet”

Self-management and seeking information

● Responsibility to manage own care and information

● Nutrition important to patient

“The more I learnt about NET the more I learned it can have effects on absorption of vitamins and minerals, things like that then yeah they should [offer advice about]”

“I’ve just sort of been self-helping and looked up these discussion boards and they’ll talk about what sets them off worse and then I sort of take that on board and I’ll stop having that in my diet”

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Theme Sub-themes Quotes

“I would’ve loved to have had a brochure sit up there amongst all the other cancers just giving all those basic advice…that was the biggest thing missing in my first six months of diagnosis”

“I think it would be brilliant to have an information sheet on nutrition [for NETs], because as I say the oncologists a) they don’t understand NET, b) if the do understand NET they focus on treating the cancer. They don’t focus on looking at side-effects”

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5.5.3 Uncertainty

One of the key themes identified was uncertainty. This related to a NET diagnosis and

prognosis, which underpinned and contributed to patients’ experiences and

behaviours with regard to their well-being and relationships with friends and family.

People described the uncertainty of a living with a NET diagnosis on their quality of life,

with some describing the uncertainty as causing a feeling of lack of control over their

situation. Several patients experienced a prolonged time to diagnosis and prolonged

treatment planning, which added to their uncertainty of what illness they had and how

serious or impacting on their life it would be. Two participants emphasised their

uncertainty regarding prognosis and the impact of their NET on their length of life,

after being told by medical professionals that they were unable to provide a clear

prognosis. This had an emotional impact on these participants, causing distress, and a

lack of control. One participant said:

“It’s just uncertainty. I’m still pretty uncertain about the

diagnosis…uncertain about how the treatment is going to work and just

uncertain about time”- Patient 3

Another participant said:

“At this stage I don’t know whether I’m going to live for two years or

whether I’ll see ten” – Patient 7

There was uncertainty regarding expectations of treatment, how it would impact their

current symptoms (i.e. would they improve or worsen), and the impact on their length

and quality of life. One participant said:

“A lot of those physical activities I did or used to do I’m unable to do

now…we’ll see over the next four treatments how well I respond and

whether I can get back to where I was” – Patient 1

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Uncertainty regarding symptoms and their impact on quality of life over time was

particularly pronounced for some participants, specifically those who reported

experiencing diarrhoea. Diarrhoea was reported to have a considerable impact on

quality of life, particularly if severe (more than 6-10 times per day), as it inhibited their

ability to leave the house. As many participants had only commenced treatment or

were still in the treatment planning phase, they were unsure as to how long they

would be burdened with severe diarrhoea and how it would impact their life longer-

term. One participant described the severity of their diarrhoea:

“I could be going [to the toilet] up to 20 to 30 times a day” – Patient 6

The same participant described the impact of their diarrhoea on their ability to leave

home:

“It’s like you’d go to the toilet and then 10 minutes later you need to go

again and it was just fluids you know, coming out, it was just terrible…I

couldn’t go anywhere because I needed to near a toilet” – Patient 6

Participants spoke about the emotional burden of their diagnosis on themselves and

their families, particularly because they felt uncertain and fearful about the impact on

their length of life (risk of death) and how their diagnosis and treatment might impact

how they live their life and their ability to physically and financially support their

family. Those with partners and children described the impact of this uncertainty on

those close to them. One participant said:

“The cancer is affecting my family, my wife and my children because you

know it’s something hard to get your head around but as I say you can’t do

much about it you just gotta keep on going on” – Patient 4

Most participants were aware that their disease was rare and learnt, often through

their own research, that information and guidance about their disease management

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was not readily available to them. Some participants reported being unsure where to

access timely and accurate information about NETs but were also unsure regarding

what information would be helpful for them. This was particularly heightened for

participants who had received care or treatment at a health service that did not have a

specialist NET referral centre, unlike the centre where this PhD project was

undertaken. These participants spoke about having initial contact with health

professionals that had limited experience in the management of NETs. In these cases,

they felt unable to access sufficient information or support for their disease, and

experienced uncertainty regarding their prognosis and expectations of treatment.

Participants who’s first contact with medical professionals after a NET diagnosis was at

the study site, reported good receipt of information, and improved clarity regarding

treatment planning, in comparison with participants who had initial contact with

medical professionals at non-NET specialist health services.

5.5.4 Complexity

The theme of complexity was evident throughout all of the interviews and related to

several factors including pathway to diagnosis, morbidity and symptom burden,

nutritional impacts of a NET and nutrition-related behaviours. The path to NET

diagnosis and treatment was reported as complex, with some participants recalling

multiple conversations with different doctors before having a clear diagnosis, and

some participants undergoing tests and treatment at other centres with limited clarity

on their diagnosis, before being referred to the study site. One participant said:

“Nobody seemed to know anything about it [NET] and even recently well

certainly in Wellington um the first oncologist I was under there had no

understanding of NET and he just assumed you’d be dead.” – Patient 1

Another participant spoke about his experience over-time since his NET diagnosis:

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“I feel as though I’ve been neglected um quite a bit over my journey with

not having treatment, not getting the right scans done. I’ve had to it wasn’t

until I went to a support group of my own volition that I found out about

the PRRT um treatment” – Patient 6

People described experiencing various symptoms related to their NET including

diarrhoea, fatigue, pain, flushing, bloating, wind, difficulty swallowing and altered

blood sugar levels. Complexity surrounding symptom burden was observed due to the

variation in symptom type and severity reported by participants, and the range of

impacts symptoms had on quality of life and daily function. Examples of symptom

burden impacting quality of life included reducing their confidence to leave their

home, reducing their ability to socialise with friends or family (particularly over food),

and persistent symptoms causing mental distress. One participant described the

impact of their diarrhoea on their ability to leave the house:

“I have to probably go to the toilet three times before I can leave the

house…safely leave the house”- Patient 1

Another participant also described their trouble with diarrhoea:

“worry about you know that you’re gonna get diarrhea or not or have to

leave early because of it or you know you got to cancel before you even

went out because it was um a bit rife so yeah it’s had had a big negative on

my life actually” – Patient 6

Another participant spoke about the impact of their NET diagnosis on their social life:

“Apart from not being out go out socially um on a weekend or an evening I

lost my social circle” – Patient 8

Participants reported continuously monitoring their symptoms and searching for

strategies to manage or improve them, which often involved attempts at dietary

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change, including food avoidance and altered meal patterns. Some participants

described the ongoing impact of symptom burden on their quality of life, whereas

others reported finding a way to live with their symptoms, by mentally accepting them

as part of the disease process and through developing strategies to enable

continuation of daily activities.

Complex nutritional impacts and nutrition-related behaviours

Participants reported various changes to their diet and nutrition as a result of their NET

symptoms and diagnosis. Table 5.3 outlines the type of dietary changes reported in the

interviews and the frequency in which it was reported.

Table 5.3 Reported dietary changes

Food/drinks avoided (n) Other changes (n)

Milk/dairy (4) Smaller meals/eats less (5)

Alcohol (2) Healthy food (4)

Spicy (2) Avoids sweets (2)

Egg (2) FODMAP diet (2)

Bread (2) Vegan diet (1)

Meat (1) Low carb (1)

Stone fruit (1) Avoid preservatives (1)

Dried fruit (1)

Onion/garlic (1)

Tomato (1)

Cauliflower (1)

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There was considerable variation in the types of dietary changes reported by

participants (Table 5.3). The majority of dietary changes were in response to a degree

of symptom burden, but dietary change was also reported by people who were

asymptomatic. People who were asymptomatic described attempts to change their

diet to be more healthy (commonly increasing fruit and vegetables, reducing fat), as

they felt it would improve their treatment and recovery from their NET.

There were numerous symptoms reported by participants to impact their diet,

including early satiety/feeling full, bloating, wind/gas, nausea, diarrhoea, pain,

dysgeusia, vomiting, flushing and high/low blood sugar levels. Participants were most

likely to reduce their meal size and eat less overall if experiencing symptoms of early

satiety, bloating, diarrhoea, and vomiting. Participants who reported experiencing

regular diarrhoea, would generally eat less overall or modify the foods they ate for fear

of worsening diarrhoea and needing to use the toilet. One person said:

“It doesn’t matter what I eat. Whatever I ate came out” – Patient 2,

another stated,

“I realized certain foods like milk so dairy products that used to bring on

bouts of diarrhoea” – Patient 6

Dietary changes initiated due to diarrhoea included reduced meal size or eating less,

less spicy food, less dairy or milk, less meat, less bread, less fruit, and less onion and

garlic. Participants reporting dairy and spicy food contributing to their diarrhoea, but

the dietary changes were based upon individual experience. Participants experiencing

symptoms of bloating, wind/gas and abdominal pain reported these being worsened

by some food types including dairy, garlic, meat, tomato or acidic products, and spicy

foods, but there was observed variation in individual experiences and attitudes

towards the types of food that were worsening their symptoms. Weight loss was

reported more often than weight gain by participants at baseline. Despite their weight

history or status, it was evident that many were continuously monitoring their weight

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and used it as a measure of their overall health status. One participant described their

experience with weight loss and managing their changing body shape:

“just trying to um maintain my weight at least rather than lose any more

but you know and just to put some back – all the weight that I had put

back’s gone straight to me stomach. Nothing in my arms or legs or anything

like that but yeah....it’s not exactly where I want it but at least I’ve turned

the corner of losing weight so....I’ll just try and manage my shape now” –

Patient 6

Impact of diet and weight change on quality of life

The impact of dietary change on quality of life was described by many participants.

People talked about the impact on social activities and relationships, with several

describing difficulty in eating out and socialising with friends during a meal due to

restrictions on their diet and tolerance of food. One participant said:

“I can’t eat this and I can’t eat that and it’s becoming harder and harder

because you can’t go to all places or have all different sorts of food…It

affects you socially because everyone has to change what they want

because you can’t have what’s [food] on offer” – Patient 8

Another said in reference to meeting friends out for dinner:

“I went out but I just couldn’t eat anything” – Patient 9

One participant described the impact of their diet and symptoms on his/her ability to

travel outside the house and on holiday, citing a need to pack their own food:

“I often take food with me you know if I go on a plane trip I’ve always got a

packet of rice biscuits and boiled eggs, things like that”. – Patient 5

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The impact of weight change on quality of life was described but less pronounced than

dietary change. Participants who had experienced weight loss were regularly

monitoring their weight and conscious of their weight status. They reported that

weight loss contributed to the symptom of fatigue and limited their function in regard

to physical activity. One participant who had experienced weight gain reported

concern about their body image:

“self esteem-wise it’s not good…I feel very, yeah unattractive” – Patient 8

5.5.5 Conflicting advice

Participants who had previous contact with health professionals at non-NET specialist

centres, with limited experience in diagnosis and managing NETs, found advice

received on their prognosis and treatment planning unclear and often unsatisfying.

The information and support received after referral to the study site was reported as

being better coordinated, and participants spoke positively about information received

from health professionals that they knew had experience in managing NETs.

Participants were aware they had a rare diagnosis and that there were limited health

professionals with experience and knowledge in NET diagnosis and management.

Participants described being uncertain about information received from health

professionals without experience in NETs. One participant described her experience

with receiving basic nutrition advice from her medical team:

“they said they’re not sure themselves because in New Zealand there’s not

much research about this Neuroendocrine Tumour um but that’s where

they fall short here um but yeah then they just told me to eat and eliminate

all what makes me flush and stop eating it” – Patient 3

Most participants had received some level of nutrition advice from health

professionals after their NET diagnosis. Some participants also sought nutrition advice

prior to their NET diagnosis whilst they were experiencing symptoms that were

eventually attributed to their NET. The satisfaction with nutrition information and

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advice varied among participants, with most reporting that their nutrition information

needs were not fully met, and they wished for more advice. One participant described

his consultation with a private dietitian who had limited experience in NETs:

“She was in an area where she wasn’t familiar with ah so it made it a bit

hard for her to do any good but I was coming to her giving her money so

she had to sort of do the work” – Patient 5

Participants described feeling uncertain about the quality of information given to them

by health professionals they felt had limited experience in managing NETs, and

described the issue of unmet information needs when their initial NET medical

management was provided at a health centre that didn’t routinely manage NETs.

Participants who only received brief information about nutrition and dietary advice

were more likely to report unmet information needs, and this was found with those

who had received brief nutrition-related advice from medical professionals (surgeon,

GP, oncologist) at time of diagnosis and during treatment planning. One participant

reported:

“When I raised [concern about absorption of nutrients after surgery] with

the oncologists I get the impression they’re preoccupied with treating the

cancer and they’re not so involved with treating any side effects” – Patient

1

Another participant reported, in reference to her requesting information about

management of her symptoms (flushing, diarrhoea) with diet:

“They [oncologist] said they’re not sure themselves because in New

Zealand there’s not much research about this neuroendocrine tumour but

that’s where they fall short here, but yeah they just told me to eat and

eliminate all what makes me flush” – Patient 3

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Some participants described having limited confidence in advice received during

consultation with private dietitians to manage their symptoms. One participant said:

“she had some funny ideas but the low FODMAP thing is sort of a work in

progress, there’s some old data which she came up with which has been

discounted more recently…so she was a bit out of her depth basically” –

Patient 5

Another participant said:

“she just said I dunno, I dunno what to say, maybe FODMAP and that was

all I got” – Patient 8

Another participant said:

“I went to some dietitian who was basically just googling possibilities while

we were in the room” – Patient 5

A recurring theme among all participant interviews was their need for information on

optimising their nutrition and managing their diet amidst complex symptoms. All

participants reported that at some stage since their NET diagnosis they had wished for

nutrition advice but found this difficult to source. They felt that nutrition information

was a priority for them, but not necessarily a priority among their health professionals.

5.5.6 Self-management and seeking information

As a result of limited or conflicting advice received from health professionals on

nutrition, participants spoke of a need to seek their own information and direct their

own nutrition management. The responsibility to manage one’s own care and

information, was a strong theme among interviews, and related to nutrition

information along with general information on NETs. Many participants spoke about

the value of nutrition information provided or found through peer support via NET

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patient forums, blogs and discussion groups, the internet, patient support foundations

(NeuroEndocrine Cancer Australia), and family/friends. Several dietary changes

reported by participants were prompted by experiences of other NET patients. One

participant said:

“I looked at these [NET patient] discussion boards and they’ll talk about

what sets them off worse and then I sort of take that on board and I’ll stop

having that in my diet” – Patient 8

Influence from family and friends was also a factor in receipt of nutrition information

and dietary change, with some participants reporting changes to their diet in response

to advice from family and friends who had either previously been treated for cancer or

had an interest in nutrition. All interview participants reported feeling nutrition was

important in the context of their overall NET diagnosis and management, but that

nutrition was not necessarily a priority for health professionals, particularly doctors.

The nutrition advice received from health professionals was often prompted by

questions from the patient and not initiated by health professionals as part of their

general information provision. Several participants also reported wishing they had

received general information on nutrition management for NETs at the time of their

diagnosis. Information that was evidence-based and specific to NETs was identified as

important to participants, rather than general advice for cancer patients, but

participants identified that NET-specific information was difficult to source. One

participant described frustration with receiving general advice on the FODMAP diet to

help manage her NET symptoms:

“you don’t trust it because you think it’s not for NET it’s for IBS. And that’s

not the same thing so that’s what is...I sort of wanted I wanted something

that would say for NET patients, I just wanted it more specific for a NET

cancer” – Patient 5

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Another participant spoke about wishing for NET-specific dietary information early in

her diagnosis:

“my first six months [after diagnosis] I would’ve loved to have had a

brochure sit up there amongst all the other cancers um just giving all those

basic advices. I would have loved that...that was the big thing missing in my

first six months of diagnosis” – Patient 8

5.5.7 Six-month interviews

A repeat interview at six-months was conducted with nine of the eleven participants

who completed an initial interview. At the time of their six-month interview,

participants had undergone various types of NET treatment including Peptide Receptor

Radionucleotide Therapy (PRRT) (n=3), surgery to remove their primary NET (n=3),

somatostatin analogue (SSA) treatment (n-3).

Content analysis for the six-month interviews focused on similarities and differences to

themes identified in the baseline interviews and change in experience over time.

Through a process of thematic analysis three key themes were identified: Monitoring

and managing symptoms, uncertainty, and self-management/information seeking. Two

themes identified at six-months, uncertainty and self-management/information

seeking, aligned with themes identified at the baseline interviews, indicating that these

themes remained strong evident throughout the study period.

Monitoring and managing symptoms

In general, participants reported improved symptoms and weight stabilisation after six-

months of medical management and treatment. However, several participants still

reported the burden of symptoms caused by their NET or treatment, which lead to

continuous monitoring and management of these symptoms. Participants who were

symptomatic reported continuing to modify their diet in an attempt to manage

symptoms, including changes to their dietary patterns (smaller meals) and avoiding

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certain foods they perceived as ‘triggers’ for their symptoms. One participant who was

receiving SSA treatment for their small bowel NET, reported modifying their diet to

remove broccoli, garlic, tomato and meat in an attempt to manage symptoms of pain

and abdominal discomfort. Despite these attempted dietary changes they were still

experiencing symptoms, and reported struggling to find a strategy to improve them.

This participant described looking for food causes:

“it’s been challenging because I just don’t know what to eat is basically um

what it comes down to. I sort of have to weigh up um what, like I I’ve sort of

heard all different things that we should avoid” – Patient 8

Uncertainty

The theme of uncertainty remained evident during the six-month interviews, with

patients reporting that despite undergoing treatment and some improvement in

symptoms, they still felt uncertain about their prognosis and treatment outcomes from

a disease perspective. Participants also reported being unsure how long they would be

living with particular symptoms of their NET, which remained after undergoing their

recommended treatment but continued to impact negatively on their quality of life.

This led to an underlying level of anxiety and distress among some participants, and for

some this had remained since the baseline interview:

“at an emotional level ah I I’ve you know got depression, anxiety a few of

those sorts of things, I’ve also come off the antidepressants which I was on

at the last interview so I’ve been just struggling with a lot of ah struggling

with a whole range of emotions and ah you know they hit you at different

times” – Patient 7

Self-management and seeking information

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The theme of self-management remained dominant in the six-month interviews.

Participants reported improved confidence in their medical management over the six-

months treated at the study site, in comparison to treatment and medical advice

received at non-specialist centres. However, supportive care and nutrition-support

remained lacking, with most participants reporting a continued responsibility to seek

their own information regarding nutrition management for NETs and continued to do

this via sources on the internet, patient support groups and blogs. One participant

described doing this:

“I’m sort of reading those things and just taking it from the experience of

other patients. Um what upsets them and what doesn’t and what to try and

things like that so that’s where I’ve been getting most of my guidance

from” – Patient 8

It was evident that participants used symptom burden and nutrition issues as a

barometer for their own success and improvement, and therefore prioritised these

aspects within their overall cancer care. For example, if participants had some ongoing

symptoms despite an improvement in their symptom burden overall, they still

reported the necessity to optimise their symptom management as much as they felt

was in their control. Diet and eating were perceived as being within their control, and

therefore were opportunities to retain some autonomy in the process of managing

their disease. One participant spoke about their belief that eating the right foods

would help manage their NET disease:

“If I eat certain things and not certain things will that help my NET

outcome” – Patient 7

Some participants reported receiving helpful nutrition advice from a dietitian at the

study site, but many through their own research, were aware of the lack of NET-

specific nutrition information and research. Information from, and comparison with

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other NET patients was frequently considered the most relevant source of nutrition

information, rather than through contact with health professionals.

5.6 Discussion

This chapter describes insights from interviews undertaken with 11 people who had

contributed to the Phase 1 study. Data from the interviews offer insight into

participants’ perceptions of their HRQoL and their experiences of living with a NET, its

symptoms and its impact on nutrition and dietary changes. Participants spoke about

living with the uncertainty of their NET disease and its prognosis, which contributed to

their desire to search for information about their disease, and also influenced

behaviours in regard to nutrition issues experienced and their management of them.

Participants experienced numerous symptoms as a result of their NET, in particular

gastrointestinal symptoms such as diarrhoea, abdominal cramps/pain, bloating,

wind/gas, and fatigue. For some, symptoms improved over time, but for many the

burden of symptoms remained, with ongoing impact on their quality of life including

limitations to social activities, eating out, daily function and working.

Whilst all participants reported making some change to their diet as a result of their

NET, the interviews highlighted the complexity of these changes and suggested that

dietary change was more often initiated by patients themselves, rather than through

advice from health professionals. Therefore, dietary change and food avoidance

among NET patients may be under-recognised by health professionals, which may be

unhelpful, potentially even detrimental for patients, if the diet changes they make are

restrictive and unnecessary. Dietary restriction can lead to poor dietary intake and

nutritional adequacy, and if prolonged may put patients at risk of weight loss and

malnutrition (Jensen et al., 2019). Dietary restrictions were also reported by

participants to impact negatively their quality of life, including enjoyment of food and

ability to participate in social activities that involved food. Participants reported being

unable to eat out or share meals with friends due to their dietary restrictions and the

limitations on the types of food they could comfortably consume. Participants

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reported excluding multiple food items from their diet as a result of their symptoms.

Without health professional support and over-sight there is a risk that unnecessary

dietary changes are made by NET patients which have the potential to unnecessarily

impact on their quality of life and food enjoyment.

Barriers to consultation with health professionals about diet and nutrition advice

included the perception that it was not a priority for health professionals to address

these issues, and knowledge that there was limited evidence for nutritional

recommendations specific to NETs based on patients’ own research. Patients

prioritised their own search for nutrition information and advice through peers (via

patient support groups, blogs and discussion boards) and internet sources. Several

review articles discussing the nutritional issues and management of patients with NET

have highlighted the importance of individualised dietary advice based upon

symptoms, disease and treatment characteristics (Go, Srihari and Kamerman Burns,

2010; Gallo et al., 2017; Altieri et al., 2018; D. Clement et al., 2019; Laing et al., 2019),

which is ideally achieved in consultation with experienced NET health professionals.

To our knowledge, this is the first in-depth qualitative exploration of patient

experience of dietary changes and impacts following a NET diagnosis. Only one

published abstract by Davies and Caplin (2009) was found in preparation for the PhD,

which documented the experiences of six patients interviewed with carcinoid

syndrome, who reported changing their diet to some degree and reducing meal size

due to symptoms (Davies and Caplin, 2009). In the Davis and Caplin study, lack of

professional guidance concerning nutrition issues was highlighted as a barrier for

patients, which coincides with results found in this study.

Insights from the interviews in this study highlight a disparity between the degree of

nutrition information and intervention provided by health professionals, and the

nutrition information needs of NET patients. Appropriate methods for screening and

identification of nutrition information needs are important at time of diagnosis and

during treatment to ensure information is provided from evidence-based sources and

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tailored to individual needs. Health professional education regarding the potential

impact of symptom burden on dietary change and patients’ request for information is

likely to be beneficial, ensuring that these needs are identified and addressed

appropriately. As illustrated by results of this PhD study, there is a great need to

increase awareness of NETs and their impacts on nutrition among health professionals,

including dietitians who only have occasional contact with patients with NETs through

their health services, and therefore limited expertise in the specific nutritional

management of NETs. Professional associations such as the Dietitian Association of

Australia (DAA) and the New Zealand Dietitians Association (NZDA) represent

appropriate targets for dissemination of education on nutrition in NETs to the broader

dietitian professional group. Identification of a NET-suitable nutrition screening tool

and evidence-based guidelines for nutrition management will assist multidisciplinary

health professionals to improve the management of NET-related nutrition issues and

address patient information needs.

5.7 Conclusion

Insights from the interviews highlight the complex and uncertain environment in which

patients diagnosed with a NET exist, despite referral and management at a specialist-

NET referral hospital. A key finding in this study was the identification of nutrition and

diet as a key supportive care priority area for patients, and that they perceived their

diet and nutrition as a higher priority than it was for their treating medical team. Lack

of confidence in health professionals, particularly from non-specialist centres with

limited knowledge in NET management, was also reported by participants. The

complexity of dietary changes, and the patient knowledge and assumptions that

prompted them, indicate that generalised nutrition advice is unlikely to be helpful for

this patient group, and an individualised approach is needed. Quantitative results for

nutritional status and complications reported in Chapter 4, indicate that nutritional

complications of weight loss, malnutrition and dietary change are under-recognised by

health professionals. Results of the qualitative interviews re-enforce this under-

recognition in regard to symptoms and dietary management, particularly given the

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impacts they have on patients’ quality of life. Further evidence is required to

determine whether there is a relationship between dietary intake and NET-related

symptom severity. Interventional studies that include patient-reported experience and

outcome data should be encouraged to test the impact of dietary restriction on

symptoms. The development of formal guidelines for the dietary screening and

management of NETs would be of significant benefit in assisting health professionals in

identifying and addressing dietary change and it’s impacts among patients living with a

NET. Guidelines should also support exploration of the nutrition information needs of

patients with a NET. Once evidence for the presence of nutritional complications is

well-established, prospective interventional studies testing the effect of dietary or

nutrition interventions will aid in exploring optimal management approaches for

nutrition support in this patient group.

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Chapter 6: Health professional practices in relation to

screening and management of nutritional issues in people

with NETs

6.1 Introduction

The second objective of this thesis was to describe health professional knowledge and

management of nutritional complications in patients with GEP NETs and summarise

current international practice. To achieve this health professionals took part in an

exploratory study to describe their perceptions of nutrition issues among patients with

NETs as well as their current nutrition screening and management practices. Phase 2

was also undertaken using an embedded mixed methods approach as described in

Chapter 2 (Section 2.3).

6.2 Phase 2

6.2.1 Online structured survey of health professionals

An international cohort of multidisciplinary health professionals; including doctors

(medical oncologists, surgeons, gastroenterologists, nuclear medicine physicians,

endocrinologists), nurses and allied health; who regularly provide care for NET

patients, participated in a 21-item online structured survey. Survey questions asked

about symptom prevalence, nutrition screening and assessment practices, use of

evidence-based guidelines and provision of nutrition advice.

Methods and results for this study are described in Sections 6.2.4 and 6.2.5 of this

chapter (Chapter 6).

6.2.2 Focus groups

Multidisciplinary health professionals working regularly with NET patients at one of the

two recruitment sites participated in semi-structured focus groups and interviews.

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Focus group questions asked health professionals about their knowledge, experience

and opinion in regard to the presence, assessment and management of nutritional

complications among NET patients. Questions were aligned with the questions asked

in the structured online survey, in order to provide more in-depth exploration of these

topics.

Methods for the qualitative study are described in Chapter 7: Managing nutritional

issues in NETs from a health professional point of view.

6.2.3 Prepared manuscripts

Two manuscripts have been prepared for publication, describing methodology and

results of the health professional survey. The manuscripts are proposed as a joint

submission, with the first manuscript introducing and discussing in detail results of the

international survey for symptom prevalence, nutritional screening and management,

and the second manuscript focusing on results and discussion of vitamin screening and

supplementation practices. The second manuscript allows comprehensive discussion

of vitamin deficiency management in NETs, which is where the nutrition literature in

NETs is currently focused. Final versions of both manuscripts have been approved by

all authors and will be submitted in October 2020.

6.2.4 Manuscript 1

Exploring international health professional knowledge and management

of nutritional complications in neuroendocrine cancer patients

Erin Lainga,b*, Nicole Kissc,d, Meinir Krishnasamya,e,f, Karla Goughg, Michael

Michaelh,i,

aDepartment of Nursing, School of Health Sciences, The University of Melbourne,

305 Grattan Street, Melbourne VIC 3000, Australia

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bNutrition and Speech Pathology Department, Peter MacCallum Cancer Centre,

Victorian Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC

3000, Australia

cInstitute for Physical Activity and Nutrition (IPAN), Deakin University, Geelong,

Australia,

dAllied Health Research, Peter MacCallum Cancer Centre, Victorian

Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC 3000,

Australia

eVictorian Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC

3000, Australia

fCentre for Cancer Research, The University of Melbourne, Grattan Street,

Melbourne VIC 3000, Australia

gCancer Experiences Research, Peter MacCallum Cancer Centre, Victorian

Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC 3000,

Australia

hDepartment of Medical Oncology & Neuroendocrine Unit (ENETs COE), Peter

MacCallum Cancer Centre, Victorian Comprehensive Cancer Centre, 305 Grattan

Street, Melbourne VIC 3000, Australia

iThe Peter MacCallum Department of Medical Oncology, University of

Melbourne, Grattan Street, Melbourne VIC 3000, Australia

Abstract

Introduction

Patients with neuroendocrine tumours (NET) are at nutritional risk due to

symptoms and side-effects of treatment. Current evidence-based guidelines lack

information regarding optimal nutritional management and supportive care.

Objective

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This study aimed to describe health professional knowledge and management of

nutrition complications in GEP NET patients and summarise current international

practice.

Methods

Multidisciplinary health professionals who regularly provide care for NET

patients, were invited to participate in a 21-item online survey. Survey questions

asked about symptom prevalence and their impact, and nutrition screening and

assessment practices. General demographic information was recorded.

Results and Conclusions

In total 73 health professionals completed the survey. The majority worked in

Australia (52%) and the United Kingdom (19%). Most responses were provided

by medical oncologists (25%), nurses (23%) and dietitians (30%). Fifty percent

reported managing NET patients for more than seven years. Diarrhoea and

fatigue were reported as the most common symptoms (86% and 60%,

respectively) and of greatest concern to patients with NET (80% and 52%,

respectively). Provision of advice for symptom management, weight loss and

food intolerances was reported by 92%, 59% and 41%, respectively. Thirty-eight

percent carried out screening or assessment for malnutrition. Health

professionals commented on the lack of NET-specific nutrition guidelines and

used general oncology nutrition guidelines to direct their practice. This is the first

international survey of nutrition knowledge and practices among NET health

professionals. Results highlight variations in nutrition screening and assessment

practices and identify a gap in NET-specific guidelines addressing nutrition issues

in this at-risk patient group.

Introduction

Neuroendocrine tumours (NET) are a heterogenous, often indolent group of

cancers, with varying prognoses. They are commonly located in the

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gastrointestinal (GI) tract, pancreas and lung, and have the unique potential to

secrete hormones resulting in a variety of clinical functional syndromes. They can

impact on nutrition due to several factors including the sites of disease, clinical

functional syndromes as well as treatment complications [1]. For example, the

carcinoid syndrome due to excess secretion of serotonin, commonly elicits

symptoms such as diarrhoea, fatigue, flushing and abdominal discomfort [2–6].

Literature has indicated that up to 50% of patients with a NET of the GI tract or

pancreas experience diarrhoea, flushing and abdominal discomfort, and up to

70% experience fatigue [4,6–9]. These symptoms can have significant impact on

patients’ physical and emotional quality of life [7,10,11], as well as the potential

to impact on nutritional intake and digestion.

For example, diarrhoea can reflect altered gut function and malabsorption as a

consequence of NET hormonal syndromes, or iatrogenic causes such as surgery

or somatostatin analogues. Up to 58% of patients with a NET have reported

making changes to their diet as a result of their diagnosis, and up to 89%

reported suffering a food intolerance [4,12].

Recent literature has indicated that up to 25% of patients with a NET are

malnourished and a higher proportion are at risk of poor nutritional status [13–

15]. Studies reporting on malnutrition prevalence recommend that all NET

patients should be screened for malnutrition, particularly those with higher

grade NETs and those undergoing chemotherapy [14,15]. Despite this, there are

currently no nutrition guidelines that focus on the needs of NET patients. There

is also a lack of guidance on screening and assessment for malnutrition and other

nutrition complications, in current NET clinical practice guidelines.

To-date, evidence available has only focussed on the prevalence of nutrition

complications and dietary change amongst NET patients. On the other hand

there has been little focus on symptoms or factors contributing to dietary

change, or on the screening and assessment practices of health professionals

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working to address the nutritional consequences of a NET. A formal survey of

health professional knowledge and management of nutrition complications in

NET patients has not been reported.

Aim and objectives

The main aim of this study was to describe health professional knowledge and

management of nutrition complications in NET patients. The secondary aim was

to summarise current international nutrition practices. The aim of this paper is

to report on health professional nutrition screening and assessment practices

and provision of nutrition advice and management.

Materials and Methods

Survey design

A customised online survey was developed for this study, because a relevant

validated tool was not available. Survey content was identified based on a review

of published literature; then content relevance, representativeness and technical

quality were appraised by expert judgement using a dietitian, senior nurse and

NET Unit medical oncologist at the research site. This included an appraisal of

readability and burden [16]. Only minor revisions to wording were required.

The finalised survey consisted of 21-questions including one open- and 14

closed-ended questions, as well as, six questions responding to a visual analogue

scale (0-100). The first four questions were demographic questions. These

included the geographical location of the participant’s place of work, their

profession, the length of time they had been managing NET patients (in years),

and the approximate number of NET patients managed per year. Subsequent

questions addressed the following themes: symptom prevalence and impact in

NET patients (4 items), extent of nutrition issues in NET patients (5 items),

malnutrition screening and assessment practices (1 item), vitamin screening and

supplementation practices (2 items), nutrition management practices (4 items)

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and importance of nutrition (1 item). This paper reports on responses to

questions covering five of the six survey themes. Questions covering the theme

of vitamin screening and supplementation practices (Q15 and Q16) are reported

elsewhere (‘Exploring vitamin testing and supplementation practices of

international health professionals managing neuroendocrine cancer patients’,

Laing et al. 2020).

The survey was designed to be anonymous, with no identifying information

collected from the participants. A copy of the survey is provided in online

supplemental appendix. The survey was designed with branching logic; in this

case, participants were prompted to answer additional questions based upon

prior responses. For customised questions about symptoms (Q5 to Q8), the list of

possible symptoms a NET patient may experience was drawn from the European

Organisation for Research and Treatment of Cancer (EORTC) quality of life

questionnaire QLQ-C30 and the QLQ-GI.NET21 module [17,18], as well as from a

comprehensive literature review undertaken prior to the design of the survey.

The EORTC QLQ-C30 was designed for use with cancer patients and the QLQ-

GINET21 module was specifically designed for use with NET patients. Most

questions required a tick box response while questions 9 to 13 and 21 were

answered using a visual analogue scale, as stated previously. Visual analogue

scales were used to obtain opinion from participants on nutrition issues in

patients with NET.

Study population

Invitations to participate were distributed via email through the following

organisations and specialist NET societies (Commonwealth Neuroendocrine

Tumour Society, CommNETS; European Neuroendocrine Tumor Society, ENETS;

Unicorn Foundation Australia health professional network; Australasian

Gastrointestinal Trials Group, AGITG; Clinical Nursing Society of Australia, CNSA;

New Zealand Southern District Health Board Gastrointestinal and NET

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multidisciplinary teams; United States Academy of Nutrition and Dietetics

oncology nutrition dietetics practice group). Specialist NET clinicians were also

identified and invited to participate through listings on the websites of NET

organisations and professional contacts of the research team.

Health professionals were eligible for participation in the survey if they worked in

a multidisciplinary NET referral centre and in one of the following professional

areas: Medical Oncology, Surgical Oncology, Radiation Oncology, Endocrinology,

Gastroenterology, Nuclear Medicine, Cancer Nursing, Palliative Care, Dietitians

and Allied Health. In the email invitation health professionals were provided a

letter explaining the purpose of the survey; that responses were voluntary and

anonymous, and that consent was assumed with completion of the online

survey. A web-link to access the survey was included in the invitation email.

Information about the survey, an invitation to participate, eligibility criteria, and

a web-link to the survey were also sent via organisations and societies’

newsletters to potential participants. If possible, reminder emails were sent one

week after the initial email invitation. Ethics approval for this study was obtained

from the Peter MacCallum Cancer Centre Human Research Ethics Committee

(EC00235) on April 20, 2017.

Statistical analysis

Counts and percentages were used to summarise participant characteristics and

responses to the online survey, excepting questions 9 to 13 and 21. For the

latter, means and standard deviations were used to summarise the scores of

dietitians; then, mean differences with 95% confidence intervals were estimated

between dietitians and medical professionals, and dietitians and nurses. Cohen’s

d was calculated for each comparison to characterise the size of observed

differences and interpreted using existing conventions; that is, 0.2 for a small-

sized difference, 0.5 for a medium-sized difference and 0.8 for a large-sized

difference [19]. IBM SPSS Statistics Version 23 (Chicago IL, USA) was used for

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descriptive analysis. Summarising content analysis was used to code open text

responses [20].

Results

Information about and invitations to take part in the survey were distributed

between September 2017 and April 2018. A total of 64 individual NET health

professionals were sent email invitations. The number of NET health

professionals who received an invitation to the survey via organisations, group

emails and newsletter dissemination was indeterminate.

In total, 73 health professionals completed the online survey. Thirty-eight (52%)

worked in Australia, 14 (19%) in the United Kingdom, seven (10%) each in the

remainder of Europe and the United States, six (8%) in New Zealand and one

(1%) in Canada. Participant characteristics are summarised in Table 1. A majority

were medical professionals (n = 31, 42%) or dietitians (n = 22, 30%) and

approximately half (n = 37, 51%) reported managing NET patients for at least

seven years. Most reported having a dietitian available in their centre to assist

with managing nutritional issues with NET patients (93%).

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Table 1 Characteristics of survey participants (N = 73), data are counts and percentages

Speciality

Dietitian 22 (30)

Medical Oncology 18 (25)

Nursing 17 (23)

Registered Nurse (RN)

Nurse Practitioner (NP)

Clinical Nurse Consultant (CNC)

Clinical Nurse Specialist (CNS)

Other Nurse

4 (5)

2 (3)

5 (7)

5 (7)

1 (1)

Surgical Oncology 3 (4)

Nuclear Medicine 3 (4)

Endocrinology 3 (4)

Other Allied Health 3 (4)

Radiation Oncology 2 (3)

Gastroenterology 2 (3)

Estimated number of NET patients managed per year

<10 20 (27)

10 - 25 17 (23)

26 – 50 10 (14)

51 – 100 10 (14)

>100 16 (22)

Estimated years managing NET patients

<1 year 3 (4)

1 – 3 years 16 (22)

4 – 6 years 17 (23)

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Speciality

7 – 10 years 15 (21)

>10 years 22 (30)

Symptoms

Responses to questions regarding symptom presence and impact in NET patients

are summarised in Table 2.

Table 2 Symptom presence and impact in NET patients (N = 73), data are counts and valid

percentages (multiple responses allowed)

Most commonly reported symptom by NET patients

Most concerning symptom as reported by NET patients

Symptoms that can lead to reduced dietary intake in NET patients

Symptoms that can lead to weight loss in NET patients

Diarrhoea 63 (86) 58 (80) 53 (73) 61 (84)

Fatigue/tiredness

44 (60) 38 (52) 31 (43) 31 (43)

Abdominal discomfort

43 (59) 35 (48) 49 (67) 47 (64)

Flushing 35 (48) 23 (32) 6 (8) 2 (3)

Weight loss 34 (47) 33 (45) 6 (8) -

Bloating 32 (44) 16 (22) 49 (67) 40 (55)

Wind/gas 22 (30) 15 (21) 29 (40) 33 (32)

Loss of appetite

18 (25) 17 (23) 56 (77) 60 (82)

Pain 15 (21) 21 (29) 38 (52) 33 (45)

Nausea 14 (19) 11 (15) 50 (69) 51 (70)

Night sweats 10 (14) 6 (8) 4 (6) 6 (8)

Other 10 (14)a 6 (8)b 5 (7)c 1 (1)d

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Most commonly reported symptom by NET patients

Most concerning symptom as reported by NET patients

Symptoms that can lead to reduced dietary intake in NET patients

Symptoms that can lead to weight loss in NET patients

Indigestion/

heartburn

5 (7) 3 (4) 37 (51) 29 (40)

Constipation 4 (6) 4 (6) 25 (34) 22 (30)

Weight gain 3 (4) 4 (6) 6 (8) -

SOB/wheeze 2 (3) 4 (6) 7 (10) 11 (15)

Vomiting 1 (1) 6 (8) 31 (43) 46 (63)

Notes.

a Reduced physical function, falls, hypoglycaemia, light-headedness, steatorrhoea, taste changes, anxiety depression

b Reduced physical function, falls, anxiety, depression, bowel urgency and incontinence

c Taste changes, post-surgery, treatment adverse events, anxiety/stress

d Malabsorption

According to health professionals, the most common symptoms reported by

patients were diarrhoea (n = 63, 86%), fatigue (n = 44, 60%), abdominal

discomfort (n = 43, 59%), flushing (n = 35, 48%) and weight loss (n = 34, 47%).

These symptoms were also thought to be of most concern to NET patients.

Twenty of 22 (91%) dietitians, 27 of 31 (87%) medical professionals and 11 of 17

(65%) nurses reported diarrhoea as a concerning symptom for NET patients. A

greater proportion of dietitians selected weight loss as a commonly reported

symptom (17 of 22, 77%) compared with medical (8 of 31, 26%) and nursing

professionals (8 of 17, 47%). Nursing and medical professionals, on the other

hand, were more likely to select fatigue as a commonly reported symptom (14 of

17, 82% and 22 of 31, 71%, respectively) compared with dietitians (5 of 22, 23%).

Symptoms thought to most likely reduce dietary intake and cause weight loss

included diarrhoea, loss of appetite and nausea (Table 2). Bloating and

abdominal discomfort were also frequently reported as a cause of reduced

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dietary intake. Reponses to questions regarding symptom impact on dietary

intake and weight did not differ between medical, nursing and dietitians, except

for nausea. Nurses were more likely to report nausea to impact dietary intake

(15 of 17, 88%), than medical professionals (18 of 31, 58%) and dietitians (15 of

22, 68%).

Nutrition screening and assessment

When asked about practices relating to malnutrition, 28 (38%) participants

reported screening for or assessing malnutrition when consulting with NET

patients, and 25 (34%) indicated that a colleague performed this task. Twelve of

22 (55%) dietitians indicated that they performed malnutrition

screening/assessment themselves, a larger proportion than nurses (6 of 17, 35%)

or medical professionals (10 of 31, 32%). Nurses were the most likely to report

that a colleague performed malnutrition screening/assessment (10 of 17, 59%).

Of those that reported their colleague performed malnutrition screening, 13 of

25 reported the dietitian, 6 of 25 reported the nurse and 5 of 25 reported the

doctor was responsible for screening.

Of the 53 participants who reported that either themselves or a colleague

performed malnutrition screening or assessment, overall the most common tool

used for this purpose was the Malnutrition Screening Tool (MST) (n = 15, 21%)

(Table 3). More than a quarter of participants reported screening by themselves

or a colleague without a validated tool (n = 19, 36% of all respondents). Nine of

the 16 dietitians (41%) who reported screening did not use a validated tool.

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Table 3 Tools used by professionals who perform malnutrition screening or assessment (n =

53), data are counts and valid percentages (multiple responses allowed)

Tool

Do not use a validated tool 19 (36)

Malnutrition Screening Tool (MST) 15 (28)

Malnutrition Universal Screening Tool (MUST) 4 (8)

Subjective Global Assessment (SGA) 3 (6)

Patient Generated Subjective Global Assessment (PG-SGA) 3 (6)

National Risk Screening Tool (NRS) 2 (4)

Patient Generated Subjective Global Assessment Short Form (PG-SGA-SF)

1 (2)

Unsure 12 (23)

Other 2 (4)

Nutrition advice and management

Symptom management advice was the most common form of advice provided by

all professions (Table 4). Responses for dietitians, medical and nursing

professionals are summarised in Figure 1. A majority of the dietitians surveyed

provided advice on symptom management (22 of 22, 100%), weight loss (21 of

22, 96%), food intolerances (17 of 22, 77%) and vitamin deficiency (13 of 22,

59%). Nurses mainly provided advice on symptom management (14 of 17, 82%)

and weight loss (10 of 17, 59%), whereas medical professionals tended to mainly

focus on symptom management (29 of 31, 94%), with few providing advice on

weight gain (5 of 31, 16%), food intolerances (9 of 31, 29%) and vitamin

deficiency (6 of 31, 19%).

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Table 4 Issues that are the subject of routine advice (n=73), data are counts and valid

percentages

Issue

Symptom management 67 (92)

Weight loss 43 (59)

Food intolerance(s) 30 (41)

Vitamin deficiencies 23 (32)

Weight gain 14 (19)

None of the above 5 (7)

s

Figure 1 Provision of types of nutrition advice by medical, nursing and dietitian profession

(Q17, multiple responses allowed), values are percentage

Forty-seven (64%) of all participants routinely provided advice to NET patients to

help improve their nutrition. Compared with nurses (12 of 17, 71%) and medical

professionals (14 of 31, 45%), dietitians were more likely to provide nutrition

advice (21 of 22, 96%). The most common nutrition advice provided by

0

10

20

30

40

50

60

70

80

90

100

Medical

Nursing

Dietitians

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participants related to diarrhoea or bloating management (including modified

fibre diet) (13 of 47, 28%), advice on high energy and/or high protein diet (11 of

47, 23%), general dietary advice before referring to a dietitian (9 of 47, 19%), and

individualised dietary advice based on present symptoms (7 of 47, 15%). Other

less frequently reported advice included management of fat malabsorption and

pancreatic enzyme replacement therapy, risk of malnutrition, encouraging small

frequent meals, general healthy eating, and diet suitable for carcinoid syndrome.

Of the 47 participants who routinely provided nutrition advice to NET patients,

28 (38%) reported that these practices were based on evidence or best-practice

guidelines. Guidelines most frequently used included the European Society for

Clinical Nutrition and Metabolism (ESPEN) guidelines on nutrition in cancer, the

National Institute for Health and Care Excellence (NICE) guidelines on nutrition

support for adults and ENETS guidelines. Other sources of evidence included

published journal articles on nutrition and NETs, guidelines for pancreatic

enzyme replacement therapy, and websites and resources from the Unicorn

Foundation Australia, Royal Free Hospital London and the Carcinoid Cancer

Foundation. Fourteen participants (50%) commented on the lack of availability of

NET-specific nutrition guidelines and instead used consultation or training with

NET specialist dietitians, general symptom guidelines or oncology best practice

guidelines to inform their practice.

Health professional experience and opinion of nutrition issues in NET patients

Dietitian’s responses to the visual analogue scales are summarised in Table 5, as

are the differences between the responses of dietitians and those of the nursing

and medical professionals. There was considerable variation in dietitians’

responses and confidence intervals on the differences between dietitians and the

other professional were wide.

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Based on their responses to question 13, medical professionals receive reports of

dietary changes to a lesser extent than dietitians (M difference = -12 [95% CI -23

to 0], medium-sized difference). Similarly, based on their responses to question

21, medical professionals thought nutrition was less important than dietitians (M

difference = -18 [95% CI -28 to 9], large-sized difference). None of the differences

between dietitians and nurses met the threshold for a medium-sized difference.

154

Table 5 Summary of comparisons on visual analogue scale questions

Question

Dietitian Medical Nursing

M SD M diff 95% CI Cohen’s d

M diff 95% CI Cohen’s d

9 To what extent are NET patients concerned about their nutrition overall?

74 19 -8 -19, 2 0.47 0 -11,12 0.03

10 To what extent is weight loss a problem for NET patients? 66 19 -9 -21, 2 0.46 -5 -17, 8 0.25

11 To what extent is weight gain a problem for NET patients? 32 20 0 -12, 11 0.00 2 -12, 15 0.08

12 To what extent to NET patients report food intolerance(s)? 63 21 -9 -22, 4 0.39 -8 -24, 7 0.37

13 To what extent do NET patients report changing their diet as a result of symptoms relating to their NET diagnosis or treatment?

74 18 -12 -23, 0 0.56 -9 -22, 4 0.46

21 Is addressing nutrition important in the overall context of a NET patients treatment?

91 13 -18 -28, -9 1.10 3 -4, 10 0.27

Notes.

M difference = M other specialty - M dietitian

Scale ranges for VAS: 0 to 100

Anchors for question 9: not at all to very concerned

Anchors for question 10 and 11: not at all to serious problem

Anchors for question 12 and 13: never report to frequently report

Anchor for question 21: not at all to extremely important

Cohen’s d interpreted as: 0.2 small-sized difference; 0.5 medium-sized difference; and 0.8 large-sized difference

155

Discussion/Conclusion

This survey provides the first summary of international health professionals’

nutrition screening and management practices for patients living with a NET.

Research undertaken to date has focussed on prevalence of malnutrition and

other nutrition issues in patients with a NET [13–15], but health professional

experience, attitudes and practices regarding the nutritional management of

NETs has not previously been explored. This research has clarified aspects of

current health professional practice, illustrates considerable inconsistencies in

practice and highlights possible targets for future research and education.

Patient symptom burden reported by the health professionals who participated

in this study is consistent with literature on patient-reported symptom burden

[7,10]. Symptoms of diarrhoea (27-92%), fatigue (25-69%) and abdominal

discomfort (22-50%) are common in patients with NET [4,6,7,9,14,21], and also

amongst the most common symptoms reported by health professionals in this

study. Symptoms reported in this study as most burdensome to patients -

diarrhoea, fatigue and flushing - have also been reported by patients in other

studies to have the most impact on their quality of life [7,10,11]. These findings

indicate that NET health professionals, regardless of type of profession, are

aware of the symptoms experienced by patients with a NET and suggests that

health professionals are discussing symptom burden in their consultations. In this

study 92% of health professionals reported providing advice on symptom

management in their consultations with NET patients, supporting this theory.

Weight loss was selected as a common symptom by 47% of health professionals

in this study, including by three quarters of dietitians and a quarter of medical

professionals, but few patient studies have reported on the prevalence of weight

loss. This is therefore an issue for NET patients requiring further exploration.

Dietitians were more likely to report weight loss as a common symptom than

other professions, which is expected due to weight management being a key

156

aspect of dietitian assessment and intervention. Nursing and medical

professionals were more likely to report common symptoms as fatigue, pain and

flushing, potentially reflecting these symptoms as their focus of assessment.

Our results have indicated that only 38% of health professionals perform

screening or assessment for malnutrition in NET patients themselves and 28%

reported no one screened for malnutrition in their health service. Results suggest

that there is a large proportion of NET patients not being formally screened for

malnutrition, and consequently malnutrition may be going unrecognised and

untreated. Malnutrition in cancer patients is associated with increased morbidity

and mortality, worsening quality of life, and increased health care costs [22–24].

NET patients with malnutrition are known to have a higher risk of complications

and mortality, and screening for malnutrition has been recommended for all NET

patients [14,15,25].

There is also inconsistency in the types of malnutrition screening tools used and

many are not using a validated tool. ESPEN recommends the use of validated

malnutrition screening and assessment tools, particularly those that consider a

combination of data on body weight, nutritional intake, inflammatory markers

and physical changes such as muscle or fat [26]. Issues unique to patients with a

NET with the potential to impact on nutrition include symptom burden

(diarrhoea, flushing), altered dietary habits and food intolerances, may not be

adequately captured using traditional nutrition screening tools. This study did

not explore the reason for use (or lack of) validated nutrition screening tools;

however, these nutrition issues unique to NETs may prompt health professionals

to provide individualised assessment instead. Adaptation of existing tools or

development of a nutrition screening tool designed and validated to identify the

specific nutritional issues and symptoms of people with a NET are therefore

required, along with guidelines for incorporating this into health professional

practice.

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There was variation in the type of nutrition advice provided by health

professionals to NET patients; and dietitians, medical and nursing professionals

all reported providing nutrition advice to some degree. As expected, dietitians

provided a wider range of nutrition advice including advice on weight loss, food

intolerances, vitamins and symptoms; whereas doctors and nurses mostly

provided advice on symptoms. For the purpose of this survey, information was

not collected on the setting or context of this advice, but it would be useful to

explore this in future studies. Access to a dietitian may be limited for some NET

patients and therefore exploration of the medical and nursing role in nutrition

screening, information provision and dietitian referral is warranted, including

education for these professions on the importance of nutrition in the context of

a NET patient’s care.

Participants mostly reported a reliance on general oncology and nutrition

guidelines and commented on the lack of NET-specific nutrition guidelines.

General cancer nutrition guidelines may provide adequate information for the

management of nutrition issues common to a range of cancer patients such as

malnutrition and post-surgery management, but not issues specific to patients

diagnosed with a NET including carcinoid syndrome, NET-diarrhoea

management, malabsorption and vitamin deficiencies. Without NET-specific

nutrition guidelines, there is risk of misdiagnosis and variation in assessment and

management of these nutrition issues, as highlighted by results in this study.

In this survey the majority of health professionals indicated they felt nutrition

was important to address during a patient’s NET treatment, however, there was

large variation in response for this question, and for most of the other visual

analogue scale questions. This indicates that health professionals currently have

varied opinion about the importance and prevalence of nutrition issues amongst

NET patients. Several factors could have contributed to this variation including

country of work and organisational environment, their profession, and the type

of NET patients they are exposed to in their practice. This survey only asked

158

questions generally about all NETs so it would be worthwhile in future studies to

explore whether there are certain NET types or sub-groups that health

professionals believe are more likely to have nutrition issues or require nutrition

management. When asked about provision of routine nutrition advice

participants most frequently reported being given advice on diarrhoea and

bloating, which may indicate that these symptoms are considered a priority for

nutrition intervention. Diarrhoea and bloating were also amongst the symptoms

reported in this survey to impact most on dietary intake and weight loss, along

with nausea, loss of appetite and vomiting.

The circulation of survey invitations via organisation email listings and

newsletters was a limitation to this study, as health professionals are more likely

to respond to a survey if sent an individual invitation [27]. When recruiting for

this survey, individual email contacts were only available for a certain number of

health professionals. Due to the recruitment strategy it was also not possible to

report an exact response rate and therefore comment on the proportion of NET

health professionals that participated. There was a potential for selection bias in

this survey, in particular non-response bias, as the health professionals that

responded to the survey invitation may have more interest or knowledge in

nutrition and NETs. The international representation from various countries was

a strength of this study, however, there were only small numbers of respondents

from some areas including Europe and the United States. This potentially limits

the generalisability of results to these areas, particularly given the practices of

nutrition screening and assessment, and use of nutrition tools, may vary among

different countries. All efforts were made to recruit participants from Europe and

the United States using available contacts and resources within the recruitment

timeframe.

A strength of this study was the multidisciplinary sample of medical, nursing and

dietitian professionals. Whilst the medical profession had good representation in

this survey (42% of respondents), the majority worked in medical oncology (18 of

159

31) and only a few in other medical specialities including surgical oncology,

nuclear medicine, endocrinology and gastroenterology. This survey did not

explore barriers to nutrition screening practices and whether specific types of

NET patients were being prioritised for malnutrition screening and assessment,

by those health professionals performing screening in their practice. In other

studies organisational factors, insufficient time, knowledge of malnutrition risk

factors and appropriate screening practices, and a culture of avoidance have

been identified as barriers to assessment and management of cancer

malnutrition [28–31].

This paper presents the first summary of nutrition practices amongst an

international group of NET health professionals. Variation in the nutrition

screening and management practices of NET health professionals was

highlighted and it is possible that current available nutrition screening tools may

not be suitable to identify malnutrition and other nutrition issues specific to

patients with a NET. In this study health professionals reported a lack of NET-

specific nutrition guidelines, with many relying on general cancer guidelines to

inform their practice. These results both inform and offer an opportunity to

evaluate the priorities for health professional education and development of

NET-specific nutrition guidelines. Diarrhoea, fatigue and flushing were

highlighted throughout the survey results as a key problem for patients with a

NET. Guidelines specific for NET diarrhoea management are crucial to ensure it is

assessed and managed appropriately and should be an initial focus during

development of future NET clinical practice guidelines. Further research

evaluating the barriers and enablers to nutrition screening and advice would be

beneficial to guide health professional education. The development of future

NET nutrition clinical practice guidelines and a nutrition screening tool validated

for use with NET patients hence must be a priority.

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6.2.5 Manuscript 2

Exploring vitamin testing and supplementation practices of international

health professionals managing neuroendocrine cancer patients

Erin Lainga,b*, Nicole Kissc,d, Meinir Krishnasamya,e,f, Karla Goughg, Michael

Michaelh,i,

aDepartment of Nursing, School of Health Sciences, The University of Melbourne,

305 Grattan Street, Melbourne VIC 3000, Australia

bNutrition and Speech Pathology Department, Peter MacCallum Cancer Centre,

Victorian Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC

3000, Australia

cInstitute for Physical Activity and Nutrition (IPAN), Deakin University, Geelong,

Australia,

dAllied Health Research, Peter MacCallum Cancer Centre, Victorian

Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC 3000,

Australia

eVictorian Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC

3000, Australia

fCentre for Cancer Research, The University of Melbourne, Grattan Street,

Melbourne VIC 3000, Australia

gCancer Experiences Research, Peter MacCallum Cancer Centre, Victorian

Comprehensive Cancer Centre, 305 Grattan Street, Melbourne VIC 3000,

Australia

hDepartment of Medical Oncology & Neuroendocrine Unit (ENETs COE), Peter

MacCallum Cancer Centre, Victorian Comprehensive Cancer Centre, 305 Grattan

Street, Melbourne VIC 3000, Australia

165

iThe Peter MacCallum Department of Medical Oncology, University of

Melbourne, Grattan Street, Melbourne VIC 3000, Australia

Abstract

Purpose

Neuroendocrine tumours (NET) and their treatment can lead to altered vitamin

synthesis and absorption, including risk of niacin and fat-soluble vitamin

deficiency. The current management of at-risk vitamins by NET health

professionals is unknown. This study aimed to explore the vitamin screening and

supplementation practices of NET health professionals and summarise current

international practices.

Methods

Multidisciplinary health professionals who regularly provide care for NET

patients, were invited to participate in an online survey. In two survey items,

participants were asked to report their vitamin screening and supplementation

practices, and reasons for this practice. General demographic information was

recorded.

Results

In total 73 health professionals completed the survey: 38 (52%) worked in

Australia and 14 (19%) in the United Kingdom. Most responses were provided by

dietitians (30%), medical oncologists (25%), and nurses (23%). Thirty eight

percent of participants reported screening for vitamin deficiencies in their

practice and 34% reported recommending vitamin supplementation to NET

patients. Vitamin B12, vitamin D and folate were the most commonly tested.

Reasons for not recommending vitamin screening or supplementation in practice

included uncertainty about how or what to screen/supplement, and not

believing this practice was part of their role.

166

Conclusion

This is the first description of vitamin screening and supplementation practices of

international NET health professionals. Results indicate that screening for

vitamin deficiencies is not common practice. Further research is required to

determine the optimal management of vitamin deficiencies in NET patients.

Introduction

Neuroendocrine tumours (NET) are a type of carcinoma typically found in the

gastrointestinal tract, pancreas and lung, often characterised by their propensity

to secrete hormones. The presence of a NET and their hormone secretion can

lead to various symptoms including diarrhoea, abdominal discomfort, fatigue and

flushing [1,2]. Although the incidence of NETs is relatively low, their prevalence is

higher than for other gastrointestinal cancers and there are increasing numbers

of people living with a NET and its associated symptoms. Hormonal

hypersecretion arising from functional NETs can inhibit nutrient absorption and

synthesis, and NET treatments such as surgery and somatostatin analogue (SSA)

therapy can lead to altered gut function and nutrition malabsorption.

Niacin deficiency has been reported in NET patients with carcinoid syndrome,

which is characterised by a cluster of symptoms including diarrhoea, fatigue,

abdominal discomfort and flushing caused by the hypersecretion of the hormone

serotonin [1,3,4]. When serotonin production is increased it displaces the

synthesis of niacin as both are derived from the amino-acid tryptophan [5–7].

The prevalence of niacin deficiency ranges from 28% to 45% in patients with

carcinoid syndrome or serotonin-producing NETs [8,9]. Patients with serotonin-

producing NETs also have significantly lower niacin levels than healthy controls

[9]. Niacin is available as an oral supplement on its own and in combination with

other B vitamins. Supplementation of niacin has been shown to correct niacin

deficiency in up to 86% of NET patients [9].

167

Fat-soluble vitamins A, E, D and K are at risk of deficiency in people with a NET,

particularly those who have undergone gastrointestinal surgery or being treated

with an SSA. Surgery to the small intestine and pancreas can alter the gut’s

absorption processes by reducing the release of bile and enzymes that aid in

absorption of fat and fat-soluble vitamins. SSA therapy is used to supress the

hormone secretion of NETs and subsequently reduce symptom burden. A by-

product of this can be the suppression of pancreatic hormone and enzyme

function, leading to pancreatic exocrine insufficiency and malabsorption of fat.

Up to 80% of patients with a mid-gut (ileal, jejunal, caecal) NET on long-term SSA

for longer than 18 months had deficiency of at least 1 fat-soluble vitamin

according to a study conducted by Fiebrich et al (2010) [10]. Vitamin D has been

the most commonly tested fat-soluble vitamin in the literature, and rates of

deficiency in NET patients are reported between 46-81% [10–15], which is

greater than the general population rates of 23% [16]. Oral vitamin D

supplementation is effective in increasing serum vitamin D in NET patients,

however, vitamin D supplementation may not improve bone density in some NET

patients [11,15].

The literature to date has focused on examining the prevalence of niacin and fat-

soluble vitamins, particularly vitamin D, amongst NET patients. Limited research

is available on risk of deficiency for other vitamins and trace elements. Few NET

clinical guidelines highlight the risk of vitamin deficiencies in NET patients [17],

and specific recommendations for vitamin testing and supplementation are

rarely included. Recent review articles have recommended testing of niacin and

fat-soluble vitamins in some NET patients [18–20], however, the vitamin

screening and supplementation practices of health professionals is currently

unknown. It would be beneficial to explore the health professional management

of vitamin deficiencies to determine whether this is common practice, if any

inconsistencies exist, and to allow specialist NET health professionals to provide

opinion about the need to screen and supplement at-risk vitamins. This

information would also aid the planning and development of clinical practice

168

guidelines advising the management of nutrition complications and vitamin

deficiencies in NET patients.

Aim and objectives

The main aim of this study was to describe health professional knowledge and

management of nutrition complications in NET patients. The secondary aim was

to summarise current international nutrition practices. The aim of this paper is to

report on health professional practices in regards to vitamin screening and

supplementation in NET patients.

Materials and Methods

Survey design and methodology

A customised online survey was developed for this study and invitations to

participate were distributed to NET health professionals via group email listings,

and through newsletters and websites of NET organisations. Multidisciplinary

NET clinicians, including medical oncologists, surgeons, radiation oncologists,

endocrinologists, gastroenterologists, nuclear medicine physicians, nurses,

dietitians and allied health clinicians, were eligible to participate if they worked

in a multidisciplinary NET referral centre. Details of the study methodology are

published in ‘Exploring international health professional knowledge and

management of nutritional complications in neuroendocrine cancer patients’

(Laing et al. 2020).

The 21-item, study-specific survey included a combination of closed-ended (tick

box, 14 items), open-ended (1 item) and visual analogue scale questions (6

items), and addressed several themes including: symptom prevalence and impact

on NET patients, extent of nutrition issues in NET patients, malnutrition

screening and assessment practices, vitamin screening and supplementation

practices, nutrition management practices and importance of nutrition. This

paper will report on responses relating to the theme of vitamin screening and

169

supplementation practices (2 items). Other themes and results have been

reported previously (Laing et al. 2020). A copy of the survey questions is attached

in Online Resource 1. The survey was anonymous with no identifying information

recorded about participants, and consent was assumed upon completion of the

survey. Demographic information including the participant’s geographical

location of work (country), their profession, length of time managing NET

patients (in years), and approximate number of NET patients managed per year,

was recorded. Ethics approval for this study was obtained from the Peter

MacCallum Cancer Centre Human Research Ethics Committee (EC00235) on April

20, 2017.

Statistical analysis

As the aim of this study was to explore health professional practices, descriptive

analysis was performed. Counts and percentages were used to summarise

participant characteristics and responses to the online survey. IBM SPSS Statistics

Version 23 (Chicago IL, USA) was used for descriptive analysis. Summarising

content analysis was used to code open text responses [21].

Results

Participants

Sixty-four NET health professionals were sent individual email invitations. The

number of health professionals who received a survey invitation via NET

organisations and newsletters was indeterminate. A total of 73 health

professionals completed the online survey between September 2017 and April

2018. Most participants worked in Australia (n = 38, 52%), the United Kingdom (n

= 14, 19%), Europe (n = 7, 10%) and the United States (n = 7, 10%). Participant

characteristics are summarised in Table 1. The majority of participants were

medical professionals (42%, n = 31), dietitians (30%, n = 22) or nurses (23%, n =

17).

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Table 1 Demographics of survey participants (N = 73), data are counts and percentages

Speciality

Dietitian 22 (30)

Medical Oncology 18 (25)

Nursing 17 (23)

Registered Nurse (RN)

Nurse Practitioner (NP)

Clinical Nurse Consultant (CNC)

Clinical Nurse Specialist (CNS)

Other Nurse

4 (5)

2 (3)

5 (7)

5 (7)

1 (1)

Surgical Oncology 3 (4)

Nuclear Medicine 3 (4)

Endocrinology 3 (4)

Other Allied Health 3 (4)

Radiation Oncology 2 (3)

Gastroenterology 2 (3)

Estimated number of NET patients managed per year

<10 20 (27)

10 - 25 17 (23)

26 – 50 10 (14)

51 – 100 10 (14)

>100 16 (22)

Estimated years managing NET patients

<1 year 3 (4)

1 – 3 years 16 (22)

4 – 6 years 17 (23)

7 – 10 years 15 (21)

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Speciality

>10 years 22 (30)

Vitamin screening and supplementation practices

A third of participants (38%, n = 28) reported screening for vitamin deficiencies in

NET patients and a similar number reported to recommend vitamin

supplementation (34%, n = 25). Dietitians were most likely to perform vitamin

screening (55%, n = 12) followed by medical professionals (36%, n = 11) and

nurses (29%, n = 5). Vitamins that were most commonly screened for included

vitamin B12, vitamin D, folate and iron (Table 2). Niacin (vitamin B3) screening

was performed by 32% (n = 9) of participants and screening of fat-soluble

vitamins ranged from 18 - 43%. Vitamin screening and supplementation practices

for each discipline group are summarised in Figure 1 and Figure 2.

Dietitians were more likely to screen for niacin, the fat-soluble vitamins (A, E, D,

K) and zinc; and recommend supplementation of niacin, vitamin D and

multivitamin, than other disciplines. Four participants reported screening for

‘other’ vitamins and minerals not listed in the survey, these included selenium (n

= 3), magnesium and copper (n = 1) and one participant reported testing clotting

to give an indication of vitamin K status.

In regard to vitamin supplementation, the vitamins most commonly

supplemented by participants included vitamin D (60%, n=15), niacin (B3) (52%,

n=13) and vitamin B12 (36%, n=9) (Table 2). Seven participants selected ‘other’ in

regard to their vitamin supplementation practices. Of these, six reported only

providing supplementation after testing results or if deficiency is present, and

three participants reported recommending a combined vitamin B supplement

(i.e. combination of multiple B vitamins). One participant commented that they

only supplement vitamins in certain conditions; for example, niacin

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supplementation only if the patient is diagnosed with carcinoid syndrome and

vitamin B12 supplementation if the patient has stomach/ileal problems.

Table 2 Vitamins screened and supplemented by NET health professionals, data are counts and

valid percentages (multiple responses allowed)

Vitamin Screened for (n = 28) Supplemented (n = 25)

Vitamin B12 22 (78.6) 9 (36)

Vitamin D 21 (75) 15 (60)

Folate 20 (71.4) 5 (20)

Iron 17 (60.7) 3 (12)

Vitamin A 12 (42.9) 4 (16)

Vitamin E 10 (35.7) 4 (16)

Niacin (B3) 9 (32.1) 13 (52)

Zinc 6 (21.4) 3 (12)

Vitamin K 5 (17.9) 4 (16)

Other 4 (14.3) 7 (28)

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Figure 1 Do you screen for any of the following vitamin deficiencies?

*Multiple responses allowed

Figure 2 Do you recommend supplementation of any of the following vitamins?

*Multiple responses allowed

0

10

20

30

40

50

60

70

80

90

100

Niacin Vit A Vit D Vit E Vit K Iron Zinc VitB12

Folate Other

Medical Nursing

0

10

20

30

40

50

60

70

80

90

100

Medical Nursing

174

Barriers to vitamin screening and supplementation

Sixty-one percent (n = 45) of participants reported not screening for vitamin

deficiencies, and 66% (n = 48) reported not recommending vitamin

supplementation to NET patients. Barriers to screening or supplementing

vitamins in NET patients are summarised in Table 3. Uncertainty about what

vitamin deficiencies to screen for/supplement to recommend, and feeling it is

not their role to screen/supplement were the most selected reasons.

Table 3 Barriers to vitamin screening and supplementation, data are counts and valid

percentages

Barrier Vitamin screening

(n = 44)

Vitamin supplementation

(n = 48)

It is not my role to do this 11 (25) 10 (21)

I refer patients to another clinician who will do this/provide supplementation

8 (18) 9 (19)

I am unsure what vitamin deficiencies to screen for/ what supplementation to recommend

12 (27) 19 (39)

Other 13 (30) 10 (21)

Other reasons for not screening vitamins were provided by 13 participants and

included: unsure how to screen (n = 2), limited evidence available on reliability of

micronutrient testing (n = 1), not aware of what to screen for (n = 1), will refer

concerns about vitamins to the oncologist (n= 1), not enough time (n = 1), not as

a routine (n = 1), is not wished for in our clinic (n = 1), no labs ordered (n = 1) and

blood markers are not a good way to assess deficiencies (n = 1). Two participants

reported only screening vitamin status if the patient was symptomatic, and one

175

participant reported reviewing the patient’s diet history before determining the

need for vitamin testing. Of the 10 participants reporting ‘other’ barriers to

vitamin supplementation in NET patients, five indicated that they would only

supplement vitamins in the case of deficiency, and three indicated that they

would only supplement vitamins in the case of certain symptoms such as chronic

diarrhoea. Two participants commented that they would assess the adequacy of

a patient’s diet before determining their need for supplementation.

Discussion/Conclusion

This is the first study to explore the screening and management of vitamin

deficiencies amongst NET health professionals. Results show that screening for

vitamin deficiencies and vitamin supplementation is inconsistent, and this is

despite literature indicating that vitamin deficiencies are prevalent in NET

patients [8–11,13,14]. Uncertainty about which vitamins to screen and what

supplementation to recommend were common barriers to these practices. Gaps

in health professional knowledge could be addressed by the inclusion of

information on potential vitamin deficiencies in NET clinical practice guidelines.

Review articles have analysed published prevalence data and recommended

screening for at-risk vitamins in some NET patients [19,20].

Niacin supplementation is recommended for patients with carcinoid syndrome or

increased serotonin production, and if deficiency is suspected [19,20].Of the

participants in this survey who recommended vitamin supplementation to NET

patients, niacin was commonly reported, indicating that some participants may

be aware of this recommendation. However, when taking into account all

participant responses only 17% recommended niacin supplementation to NET

patients. Supplementation of niacin deficiency was more common practice than

niacin screening. Measurement of urinary niacin excretion is the most reliable

method for niacin status testing [22], however, it requires a 24-hour urine

collection which may be considered burdensome. The availability of pathology

176

centres equipped to analyse niacin status is also limited. It is worth exploring in

future studies whether niacin testing is necessary prior to supplementation or

whether supplementation of at-risk patients (i.e. patients with carcinoid

syndrome) is adequate and appropriate. As little as 5% of NET patients show

symptoms of clinical niacin deficiency or pellagra [23,24]. Therefore,

identification and documentation of clinical reasons for niacin deficiency rather

than symptomatology is important to guide practice.

Testing for fat-soluble vitamins is recommended at least yearly for patients post

small bowel resection or on long-term SSA [20,25]. Vitamin D was more

commonly tested and supplemented by participants in this study than the other

fat-soluble vitamins. The reasons for this were not explored but may be due to

increased awareness and availability of vitamin D testing and analysis. Most

studies looking at prevalence of fat-soluble vitamin deficiencies in NET patients

have tested vitamin D rather than the other or all fat-soluble vitamins [11–14].

Vitamin B12 was the most commonly tested vitamin by participants in this study.

Only one small study has reported on the prevalence of vitamin B12 deficiency,

which was 32% in a cohort of NET patients post-small bowel resection [11].

Overall results indicate that vitamin deficiencies in patients with a NET are

potentially going undetected, particularly in the case of niacin and fat-soluble

vitamins. Whilst mild deficiencies may not impact patients symptomatically,

undiagnosed deficiencies long-term can lead to severe clinical syndromes

including pellagra in the case of niacin deficiency, characterised by dermatitis,

cognitive changes and diarrhoea; decreased bone density and osteoporosis due

to vitamin D deficiency; and night blindness and immune system defects in the

case of vitamin A deficiency [5,6,26–28]. In severe cases these vitamin deficiency

syndromes can also lead to death [28].

The international representation of multidisciplinary NET health professionals is

a strength of this study and results provide insight into practices of NET specialist

177

doctors, nurses and dietitians. A quarter of participants reported not believing it

was their role to screen for vitamin deficiencies when consulting with NET

patients. Further exploration of the discipline with which vitamin screening and

management best aligns with and appropriate multidisciplinary pathways for the

management of vitamin deficiency is needed. This information would aid in the

development of guidelines for vitamin deficiency prevention and management in

NET patients. Limitations to this study include partial recruitment via

organisation email listings and newsletters, and potential non-response bias, i.e.

respondents to the survey were possibly more likely to have an interest in

nutrition. As this was a structured survey we were unable to explore the

rationale for participant responses in detail. As the literature highlights, there are

particular NET types that may be more at risk of vitamin deficiencies than others.

This study was unable to distinguish between health professionals who screened

all NET patients for vitamin deficiencies, and those who screened on some

occasions or only certain patients. Ten participants did report that they would

consider either existing deficiency, symptoms or dietary adequacy before

supplementing vitamins, which indicates these may be useful considerations. In

combination with published prevalence data, research exploring the conditions

or factors that may prompt health professionals to perform vitamin screening

and supplementation would be useful to confirm the type of NET patients most

at risk of vitamin deficiencies and their complications.

Less than half of NET health professionals in this study considered vitamin testing

and supplementation whilst managing NET patients. This is despite literature

highlighting the prevalence of niacin and fat-soluble vitamin deficiency in NET

patients as high as 45-80%. Patient presentation (symptoms, diet), health

professional knowledge of at-risk vitamins, and knowledge of appropriate

screening and supplementation methods are factors affecting health professional

management of vitamin deficiencies. Results indicate that vitamin deficiencies in

NET patients risk under recognition without appropriate evidence-based

guidelines in place. Research exploring the patients most at risk of vitamin

178

deficiencies, and the optimal dosing required to prevent and correct vitamin

deficiencies, is warranted to contribute to future clinical practice guidelines. It

would also be helpful to establish a consensus amongst health professionals as

to who is responsible for vitamin screening and supplementation so that

education can be targeted correctly.

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Chapter 7: Managing nutritional issues in NETs from a

health professional point of view

7.1 Introduction

This chapter presents data from a series of qualitative focus groups undertaken with

NET health professionals. The focus group data offer in-depth insight to enable further

elaboration and understanding of the quantitative survey data presented in Chapter 6.

Therefore, questions posed to focus group participants aligned with questions included

in the quantitative health professional survey. The ability to bring together both data

sets in this way demonstrates the benefit of undertaking a mixed-methods study in

Phase 2 of the PhD study.

Results of an international health professional survey discussed in Chapter 6 showed

inconsistencies in practice among a multidisciplinary sample of health professionals

from different countries. Data indicated that only a third of NET health professionals

screen for malnutrition and vitamin deficiency when consulting with NET patients, and

nutrition advice is focused primarily on symptom management rather than other

issues such as weight loss, malnutrition or food intolerances. Dietitians, as expected,

were more likely than other professions (doctors, nurses) to provide comprehensive

advice on nutrition issues, including a combination of advice on weight loss, vitamin

deficiency and symptoms. In the survey, NET health professionals were able to identify

common symptoms experienced by NET patients (diarrhoea, fatigue, abdominal

discomfort) which aligned with published symptom prevalence data. This survey

identified some barriers to vitamin screening practices, including poor knowledge of

what to screen for, and belief that this practice was the responsibility of another

health professional. However, the survey was mostly limited to quantitative responses,

and therefore factors contributing to nutrition knowledge and practices among NET

health professionals were unable to be explored or understood in-detail.

184

To address this limitation and provide a comprehensive summary of NET health

professional practices in regard to nutrition, a series of qualitative focus groups were

undertaken to generate rich insight into factors influencing nutrition practices. The

focus groups were undertaken at one study site with a purposive sample of

multidisciplinary NET health professionals. Focus group questions were aligned with

the topics addressed in the health professional survey: symptom prevalence and

impact on nutrition, nutrition screening and assessment practices, use of evidence-

based guidelines, provision of nutrition advice; to ensure in-depth exploration of these

aspects of nutrition screening and management. Chapter 7 describes the methodology

and insights gained from the NET health professional focus groups.

7.2 Aims and Objectives

7.2.1 Aim

To explore and describe health professional knowledge and management of nutrition

complications in patients living with/diagnosed with a NET, in order to summarise

current health professional nutrition-related practices and generate data to contribute

to future NET-specific nutrition clinical practice guidelines.

7.2.2 Objectives

Main objectives

a. To describe current knowledge of nutritional complications amongst health

professionals working with patients diagnosed with a NET

b. To describe current nutrition management practices amongst health

professionals working with patients diagnosed with a NET

185

Secondary objectives

i. To describe similarities and differences in practice amongst health

professionals working with patients with a NET in regard to screening and

management of nutrition issues

ii. To explore whether there is a difference between nutrition issues reported

by patients with GEP NET and those described by health professionals caring

for patient diagnosed with a NET

7.3 Methodology

7.3.1 Mixed-methods approach

Quantitative results from the health professional survey described in Chapter 6

provide a summary of the prevalence of nutrition-related practices, including

malnutrition and vitamin screening and the provision of nutrition advice to patients

diagnosed with a NET. Survey methodology allowed the capture of quantitative data

from a large cohort of multidisciplinary NET health professionals on an international

scale, but exploration of barriers and enablers to knowledge and practice, as well as

opinion regarding the optimal nutritional management of patients diagnosed with a

NET was limited by the use of a structured survey. Utilisation of one research method

only, i.e. quantitative methodology, enables a description of health professional

responses and practices, but also limits data to structured responses, without

providing context or reasoning behind their responses. The addition of qualitative

methodology, where aims, objectives and questioning align with the quantitative

methodology, enables further in-depth exploration of issues identified in the initial

survey, and whether qualitative results support those found in the quantitative study.

Therefore, focus groups were conducted with a sample of NET health professionals to

enable in-depth, qualitative exploration of these issues, and to identify opportunity for

future pathways for optimising the nutritional management of patients diagnosed with

186

a NET. Focus groups are useful to generate and explore ideas, thoughts, attitudes and

experiences in relation to a particular topic among a group of people (Plummer, 2017).

Discussion between participants encourages elaboration and justification of ideas and

has the potential to reveal more about participant’s knowledge and reasons for

thinking than individual interviews (Plummer, 2017). In addition to the data generated

by the survey described in Chapter 6, focus groups enabled exploration of similarities

and differences in opinion, and generation of new ideas and strategies for nutritional

screening and management of NETs among health professionals.

A purposive sample of multidisciplinary health professionals working in the NET unit at

the study site, were approached to participate in focus groups. A multidisciplinary

sample of participants was sought to explore similarities and differences in opinions

between different health professionals, and to generate ideas and discussion regarding

nutritional issues in patients diagnosed with a NET, within a multidisciplinary setting

similar to that of a NET unit. Focus group participants were recruited from one study

site only – Peter MacCallum Cancer Centre. Attempts were made to recruit

participants from the second study site, but it was not possible to undertake focus

groups at the second site within a timely manner due to clinical pressures and

therefore participants from this site were not included.

7.3.2 Participants

Multidisciplinary health professionals working in the NET unit at Peter MacCallum

Cancer Centre were invited to participate in a focus group via email. A purposive

sampling approach was taken to ensure health professionals involved were

experienced in the management of NETs, and a varied representation of different

disciplines was achieved. Health professionals were eligible for inclusion if they had

experience working regularly with NET patients (worked within the NET unit at Peter

Mac for >1 year) and were of one of the following disciplines: medical oncologist,

surgical oncologist, radiation oncologist, endocrinologist, gastroenterologist, nuclear

187

medicine physician, allied health (psychologist, psychiatrist, physiotherapist, social

worker, dietitian).

A Participant Information and Consent Form was sent to eligible health professionals

via email, with details regarding the study and the proposed focus groups. Health

professionals were asked to return an email to the lead researcher (PhD student), with

the signed consent form attached, if they agreed to participate. Focus groups were

then scheduled once consent was obtained from a minimum of ten health

professionals (to ensure adequate numbers for a meaningful focus group). An attempt

was made to include a minimum of three participants in each focus group (in addition

to the facilitators). Attempts were made to ensure a multidisciplinary sample of health

professionals in each focus group where possible. If a health professional provided

consent but was unable to participate in a scheduled focus group, they were offered

an individual phone interview with the lead researcher that addressed the same

questions as those addressed in the focus groups.

7.3.3 Focus group facilitation

Focus groups were facilitated by the lead researcher (PhD student) and one additional

facilitator who was external to the research team, for the purpose of monitoring and

addressing potential bias, as the lead researcher was known to some of the

participants. The lead researcher was responsible for asking participants the schedule

of questions (Appendix 5), whilst both facilitators asked follow-up or probing questions

as appropriate/required. At the end of the focus group, both facilitators reflected

together on the session to ensure that the lead researcher had not influenced the flow

or content of responses, and to check that the key aims of the focus group had been

achieved.

7.3.4 Focus group questions

Proposed questions for focus groups were established after completion of a

comprehensive review of relevant literature (literature review published in Chapter 1).

188

Further revision of questions occurred after review of results of the health professional

online survey described in Chapter 6. The focus group questions and schedule is

included in Appendix 5. Based on the literature review and survey responses,

questions were designed to address three key themes: the importance of nutrition

within the overall context of a NET patients care, screening and management of

malnutrition and vitamin deficiencies in NET patients, provision of nutrition advice. De-

identified demographic information was collected from each participant at the

commencement of a focus group or interview, including discipline (area of speciality),

length of time working with NET patients, and average number of NET patients they

manage per year.

During the focus groups, the lead facilitator proposed each question to participants as

outlined in the schedule (Appendix 5). As appropriate during the focus groups, further

probing questions were asked of participants to seek clarity or elaboration about

issues or concepts they were speaking about. An example of this probing is provided

below:

“There’s been a couple of points about diet changing or patients wanting to change

their diet to manage diarrhoea. In what way have they reported making changes in

that regard? Do you have any examples?”

7.3.5 Data management and Content analysis

Focus groups were audio recorded and audio data were stored electronically, and

password protected. Audio data were transcribed verbatim by a party external to the

research team. Analysis of transcriptions was undertaken by the lead researcher (PhD

student) and another researcher with qualitative research experience, who was

external to the research team.

A process of content analysis was applied to the focus group data as the intent was to

use a deductive approach, where analysis of focus group data was guided by evidence

from existing literature (as presented in Chapter 1), and results from the quantitative

189

health professional survey discussed in Chapter 6. Initial content analysis was

undertaken based upon a question-by-question format (Krueger, 2002), using the eight

key questions proposed to participants. The main purpose of focus groups was to

generate additional in-depth data relating to key topics of interest proposed in the

health professional survey. Therefore, initial content analysis of question responses

was performed to summarise and explore health professional practices in relation to

key topics, that were also explored in the Health professional survey (Chapter 6), that

is: health professional perceived occurrence and importance of nutritional

complications among NET patients (Questions 1, 2 and 3), malnutrition screening and

management practices (Question 4), vitamin deficiency screening and management

practices (Question 5), provision of nutrition advice (Question 6), and the use and

availability of evidence-based guidelines (Question 7). Data from transcripts were

coded against these questions using manifest content analysis, in order to summarise

responses based upon topics of interest and to identify commonality in responses to

questions.

Both researchers then re-visited the transcriptions and undertook further content

analysis, using a latent analytical approach, to identify emerging themes across all

health professional focus groups and interviews. A latent analytical approach seeks to

examine underlying ideas, assumptions and concepts that inform the content of the

data (Braun and Clarke, 2006). The intent of latent content analysis in this study was to

generate themes relating to the experiences of health professionals that influence

their practice and decisions regarding nutrition-related complications in NETs. This

approach enabled in-depth exploration and interpretation of the reasoning and

barriers behind nutrition-related practices, thereby contributing to the aim of

generating data that can inform future NET-specific nutrition guidelines. The content

analytical approach is summarised in Figure 7.1.

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Figure 7.1 Focus group content analysis

Manifest content analysis

Coding against topics:

1) Health professional perceived occurrence and

importance of nutritional complications among NET

patients

2) Malnutrition screening and management practices

3) Vitamin deficiency screening and management

practices

4) Provision of nutrition advice

5) Use and availability of evidence-based guidelines

Related question:

Questions 1, 2, and 3

Question 4

Question 5

Question 6

Question 7

Latent content analysis

Health professional experience

and influential factors of their

nutrition-related knowledge and

practices

Themes

191

Descriptive statistics were used to report participant demographic data.

7.4 Results

7.4.1 Participant characteristics

Thirteen of 18 health professionals working in the NET unit at Peter Mac took part in

either a focus group or phone interview in July 2018. Three focus groups were

conducted, with a range of two to five participants in each group. All focus groups

were scheduled with a minimum of three participants, however, one participant had to

reschedule their attendance at last minute and therefore one group was conducted

with only two participants. Participant characteristics are described in Table 7.1. There

was a range of different professions represented in the focus groups and interviews.

Nine of thirteen participants reported working with NET patients for at least five years,

and nine reported managing over 50 NET patients per year on average (Table 7.1).

Table 7.1 Focus group participant characteristics

Characteristic n

Discipline

NET nurse 3

Medical oncologist 3

Surgeon 2

Nuclear medicine physician 2

Endocrinologist 1

Dietitian 2

Number of years working with NET patients, n (%)

< 1 year 1

1-2 Years 3

2-5 years 0

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5-10 years 7

Number of years working with NET patients, n (%)

>10 years 2

Number of NET patients managed per year, n (%)

<10 1

10-20 3

20-50 0

50-100 6

>100 3

7.4.2 Results of initial content analysis

Responses to the each of the key questions proposed during the focus group were

summarised (manifest content analysis) and then reviewed by two researchers to

undertake latent content analysis to identify strong and recurring themes in the data

set.

Through a process of manifest content analysis there was considerable similarity in the

majority of responses to each question posed to focus group participants. A summary

of initial coding per topic area/question is provided in Table 7.2.

193

Table 7.2 Results of initial coding per topic area

Topic area Related question(s)

Summary of responses

Health professional

perceived occurrence and

importance of nutritional

complications among NET

patients

1, 2 and 3 - Responses varied when discussing if

nutrition was considered important

to patients, some believed it was

very important, others believed it

was less important that other issues

such as prognosis, treatment and

symptoms

- Symptom management was

considered by the majority to be

very important to address in NET

patients, and health professionals

said that symptoms (e.g. diarrhoea,

abdominal pain, bloating, weight

loss) often contributed to nutrition

issues

- The majority discussed that dietary

restriction and food intolerances

were common among NET patients

- The majority discussed that nutrition

issues, e.g. weight loss, malnutrition,

dietary restriction, impacted

negatively on patient quality of life

- The majority discussed that

malnutrition and weight loss is less

common in NETs than other

gastrointestinal cancers, but did

exist

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Topic area Related question(s)

Summary of responses

- Malnutrition and weight loss were

considered issues mostly for patients

at end of life, with high-grade (grade

3) NET, and progressive disease

- Weight loss was considered less of

an issue for patients who were

undergoing PRRT, and who had

improved symptoms from their

treatment

Malnutrition screening and

management practices

4 - The majority said they did not

regularly or systematically screen for

malnutrition in their practice

- General questions to patients about

weight change or symptoms were

more common than routine

malnutrition screening, or use of a

validated nutrition screening tool

- Some health professionals said that

routine nutrition screening processes

in NETs could be improved, and

should form part of usual care

Vitamin deficiency screening

and management practices

5 - The majority of health professionals

did not screen for vitamin deficiency

in NET patients

- Some health professionals said it

was the responsibility of the dietitian

to prompt or perform screening for

vitamin deficiency

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Topic area Related question(s)

Summary of responses

- Health professionals were more

likely to consider screening for

vitamin deficiency if the patient

reported weight loss to them

- The majority of health professionals

said that if they identified a vitamin

deficiency, they would be unsure

how best to treat it

Provision of nutrition advice 6 - The majority of health professionals

relied on the dietitian to provide

comprehensive advice to NET

patients, and would refer to the

dietitian for this purpose

- Non-dietitian health professionals

may provide general advice to

patients such as keeping a stable

weight, following a healthy diet and

symptom management

Use and availability of

evidence-based guidelines

7 - The majority of health professionals

identified a lack of evidence as a

barrier to their nutrition-related

practices, including provision of

nutrition advice and nutrition risk

screening

- The majority of health professionals

used general cancer or general

nutrition guidelines to aid their

practice with NET patients

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Topic area Related question(s)

Summary of responses

- Some health professionals identified

a need for NET-specific nutrition

guidelines

- In the absence of NET-specific

nutrition guidelines, health

professionals discussed relying on

referral to a dietitian in their health

centre to aid in nutrition

management of patients

7.4.3 Results of latent content analysis

Latent content analysis was conducted after initial manifest content analysis, to

identify recurring themes in the data set, and provide in-depth exploration of health

professional experience and factors that influence their nutrition-related knowledge

and practices. Identified themes in some instances aligned closely with the key topics

of interest presented in Table 7.2, and some additional themes outside of those topics

of interest were identified.

Analysis generated seven key themes – symptoms are precursors of nutrition issues,

provision of nutrition information to patients, patient beliefs about food intolerances

and alternative diets, impact of nutrition issues on the quality of life of NET patients,

adequacy of malnutrition screening and barriers, adequacy of vitamin screening and

barriers, provision of specialised nutrition advice - along with one sub-theme (weight

change is dependent on treatment and symptom type), which are presented in Table

7.3 and described in detail below.

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Table 7.3 Identification of themes

Theme Related topic Quotes

Symptoms are precursors of

nutrition issues

Health professional perceived occurrence

and importance of nutritional

complications among NET patients

“they will often describe things that make them [symptoms] worse if

we question them and ah there’s spicy foods typically and fatty foods

tend to upset them”

“we’ve all head I don’t wanna eat because it gives me diarrhoea”

“the most distressing weight loss is for patients who have had a

whipples by somebody and they get a lot of weight loss around the

time of surgery”

“the ones who have those sort of abdominal issues and the people

with high grade neuroendocrine tumours [lose weight]”

“PRRT from my perspective, we get these quite cachectic patient that

have been losing weight slowly for a long period of time and they can

put on quite a bit of weight if they have a good [treatment] response”

Provision of nutrition

information to patients Provision of nutrition advice

Use and availability of evidence-based

guidelines

“I think in this neuroendocrine space it’s suboptimal just because it’s a really complex area”

“there’s a lack of confidence [in providing information], maybe just from experience or knowledge with seeing these patients because they are you know more complicated”

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Theme Related topic Quotes

Patient beliefs about food

intolerances and alternative

diets

Perceived occurrence and importance of

nutritional complications among NET

patients

“I’ve had lot of GI patients who’ve had gut symptoms and they think

that food is causing the issue, but yeah it’s hard to prove”

“there’s quite a bit of perception of food avoidances because they

think it could be contributing or someone told me it could be

contributing [to symptoms] which leads to avoidance”

Impact of nutrition issues on

the quality of life of NET

patients

Perceived occurrence and importance of

nutritional complications among NET

patients

“lots of people who have the well-meaning family or friends and

they’ve got this very restrictive diet and you wonder whether their

food enjoyments gone down as a consequence and that has

implications for overall quality of life”

“I think it’s very hard to live with really restrictive diets…in all sorts of

ways that’s really difficult”

“I think that there are people who are not eating well enough

probably [and] have reduced exercise tolerance and energy levels

because they’re constantly malnourished”

Adequacy of malnutrition

screening and barriers

Malnutrition screening and management

practices

“I don’t know if it’s as high and as obvious as oesophageal or gastric

cancer patients, I wouldn’t say as high as those patients but there’s

still a risk [of malnutrition]”

“I probably feel like we do it badly…it’s more reactive”

“I’m not familiar with the screening tool and if it’s a general screening

tool it may need to be tweaked for neuroendocrine patients”

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Theme Related topic Quotes

“probably need some evidence base in terms of what screen, what

test, how often”

Adequacy of vitamin screening

and barriers

Vitamin deficiency screening and

management practices

“if we have someone with true carcinoid syndrome, flushing and

diarrhoea for example, perhaps at time point zero all those patients

should have niacin checked and at the moment they’re not”

“If I test them and they’re deficient what do I give them that they’ll

absorb so I just feel at the moment, I feel poorly guided in terms of if I

test, what are the concequences”

I guess we would need some sort of education about looking for

symptoms from deficiencies and also looking at special diets that we

need to look at”

Provision of specialised NET

nutrition advice

Provision of nutrition advice

Use and availability of evidence-based

guidelines

“Nutrition wise with NETs I am not the most knowledgeable person [in

nutrition] so I know where my limits are and yeah I will refer on if I

think there is a reason to do so”

“[I provide] very general advice. If I think they’re the kind of patient

who needs a lot of advice on that [nutrition] then I’d refer [to the

dietitian].”

“it’s a bit of a green field because we’re so focused on the cancer

perspective rather than the nutritional aspect”

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Symptoms are precursors of nutrition issues

Some health professional participants mentioned nutrition as of interest to patients

with NETs in general, whilst others disagreed and said patients often wouldn’t initiate

questions about nutrition during their consultations, and therefore they believed it

was less important than other aspects such as prognosis and treatment planning.

Those that spoke about nutrition being of interest to patients, explained that it was

often dependent on the symptoms a patient was experiencing. Nutrition was

considered by participants to be important in the context of treatment or symptoms,

rather than its own consideration. The symptoms described by participants to impact

on the nutrition needs of patients varied and included diarrhoea, malabsorption,

bloating, flushing, cramping, nausea, abdominal pain, loss of appetite, carcinoid

syndrome, pancreatic insufficiency, poor blood sugar control and diabetes, and weight

loss. Diarrhoea was frequently reported and discussed by participants to potentially

lead to nutrition issues such as weight loss and dietary change, as well as reduced

quality of life. The diagnosis of an insulinoma was described as relevant to nutrition.

Health professionals discussed the need for patients diagnosed with an insulinoma to

control their blood glucose through modified carbohydrate intake. Some health

professionals described observing the challenge patients face when constantly

monitoring what they eat due to fear of food-related symptoms. One participant said:

“they often will describe things that might make them worse if we question

them and ah there’s spicy foods typically and fatty foods tend to upset

[them]” – Nuclear Medicine Physician

Another said:

“I think people really get to understand the vibe of their diarrhoea and this

particular food makes it worse and this makes it better”- Medical

Oncologist

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When discussing patient symptoms and their impact on nutrition, health professional

participants related this to the impact that symptoms can have on patient’s quality of

life. The observed impact of treatment and its side-effects on patients’ quality of life

was described by participants, specifically the medical and nursing professionals, as a

problem that often prompted patients to analyse their nutrition and dietary intake in

order to manage symptoms.

Examples of dietary changes made by patients that were observed by health

professional participants, included avoiding spicy foods, fatty foods, reducing fibre and

dairy. Focus group participants explained that patients would attempt to identify foods

that would help control their symptoms. One focus group participant said:

“we’ve all heard ‘I don’t wanna eat because it gives me diarrhoea’” –

Medical Oncologist

Another said:

“so then they don’t eat when they go out” - Dietitian

Health professional observations of patient dietary changes in response to symptoms

is discussed further below in relation to the theme - ‘Patient beliefs about food

intolerances and alternative diets’.

Sub-theme: Weight change is dependent on treatment and symptom type

When asked about the presence of weight loss among patients with NETs, participants

discussed that they believed it occurred, but did not consider it a common issue for

patients. Estimations of prevalence were provided by some participants – one said

“approximately 20%”, whilst another said “30 to 40%”. During discussion about weight

loss, participants identified certain types of NETs or treatments that they believed put

patients at increased risk of weight loss. These included those undergoing surgery

(specifically “Whipples procedure”, “major surgery”), those with high grade or

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progressing NET, and with extensive intra-abdominal disease. The impact of Whipples

surgery on weight loss was described by one participant:

“I think the most distressing weight loss is for patients who have had a

whipples by somebody and they get a lot of weight loss around the time of

surgery and they find it difficult to get the weight back on” - Nuclear

Medicine Physician

Another described the differences in risk of weight loss between high versus low grade

NETs:

“I think the ones who have those sort of abdominal issues and the people

with high grade neuroendocrine tumours as well they have very sort of

nasty aggressive, rapidly progressive disease, they can lose a lot of weight

very quickly but for the lower grade NETs no so much unless they’ve got

those specific circumstances” – Medical Oncologist

When asked about the prevalence of weight gain, focus group participants felt that

patients who were asymptomatic or had low-grade tumours were more likely to

experience weight gain. Certain types of treatment were also mentioned to lead to

weight gain, due an improvement in symptoms and NET disease as a result of

treatment. PRRT was a treatment described as leading to weight gain if patients

experienced a good disease response. One health professional participant referred to

PRRT saying:

“I think we alter the balance of insulin and glucagon in the pancreas and so

people tend to gain weight after our treatment” – Nuclear Medicine

Physician

Another said:

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“PRRT from my perspective, we get these quite cachectic patients that have

been losing weight slowly for a long period of time and they can put on

quite a bit of weight if they have a good [treatment] response” – Nuclear

Medicine Physician

Patients receiving SSA treatment and those with insulinoma were also mentioned by

some participants to be prone to weight gain. One focus group participant commented

on how patients feel about treatment-induced weight gain:

“some patients with effective treatments gain weight and don’t like it. They

have a good response and they put on weight”- Nuclear Medicine Physician

Provision of nutrition information to patients

During the focus groups, participants were not formally asked about how NET patients

access information related to their disease, but through analysis it became evident

that ‘getting NET and nutrition information’ was a strong theme among participants’

discussion. Participants spoke about how they observed patients having difficulty

finding information about their NET, and that information about NETs and their

treatment is hard to access. Participants said they knew patients were often searching

for information outside their treating health service, i.e. the internet, the media or

family and friends. One participant said:

“I think in this neuroendocrine space it’s suboptimal [information available]

just because it is a really complex area. There’s terminology, patients don’t

know whether they have carcinoid syndrome or not so the advice they get

may not be specific or good for them. It’s just sort of general advice. It’s

quite hard for them to tease out truths and myths” – Nuclear Medicine

Physician

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Participants spoke about the information provided to patients by health professionals

being influenced by their experience with other patients with a NET. As a result, the

information provided by health professionals inexperienced in NETs was not always

optimal or appropriate. Some participants spoke about health professionals being

unaware of the information available to patients, and therefore do not direct patients

to it. One participant said:

“there is a lack of confidence [in providing information], maybe just from

experience and knowledge with seeing these patients because they are you

know more complicated than just some of the other tumour streams” -

Dietitian

Another participant said:

“also they’re seeing specialists outside who don’t have much exposure with

NET patients and limited exposure and therefore the information is very

poor as well. We see this all the time” – Medical Oncologist

When talking about information patients sought from internet and media sources,

participants commented that this information is not reliable and may be mis-directing

patients. One participant described this:

“the site that most links show up on the top is not necessarily the one that’s

the most truest form” – Medical Oncologist

Participants discussed the patient information booklets available from NeuroEndocrine

Cancer Australia (formerly the Unicorn Foundation Australia) as a good source of

information for patients, but were unsure how many patients were accessing these

when receiving or searching for information. Some focus group participants reported

providing the NeuroEndocrine Cancer Australia information booklets to patients during

their consultation, whereas others did not do this routinely.

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Patient beliefs about food intolerances and alternative diets

When talking about patients seeking information, health professionals spoke about

observing patients seek information regarding their diet and how this contributed to

patient beliefs about food intolerances and diet requirements in the context of a NET.

Health professionals spoke about patients investigating food intolerances due to the

symptoms they experience, including diarrhoea, carcinoid syndrome, flushing and

bloating. Patients with small bowel NETs were also identified by health professionals as

at a higher risk of experiencing of, or believing they suffer from food intolerances. One

participant mentioned that they felt patients with NETs were looking for a “quick fix”

to symptoms and their NET disease, when searching for diet information. Whilst

participants said patients reported food intolerances, they described being unsure

whether food intolerances actually existed to the extent patients believed that they

did. One participant described this:

“I’ve had a lot of GI patients who’ve had gut symptoms and they think that

food is causing the issue, but yeah it’s hard to prove” - Dietitian

Another said:

“there’s quite a bit of perception of food avoidances because they think it

could be contributing or someone told me it could be contributing which

can lead to avoidance, whereas whether there is an intolerance is different”

– Medical Oncologist

The food intolerances reported to health professionals by patients with NETs, included

caffeine, lactose, alcohol, fatty foods, spicy foods, dairy and high fibre foods.

Participants discussed that the changes to diet and suspected food intolerances were

often patient-initiated and rarely identified or suggested by health professionals. It was

also discussed that patients often set out to seek and find their own information

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regarding recommended dietary changes and food intolerances, rather than obtaining

advice from health professionals. One participant said:

“people [in reference to those with irritable bowel syndrome] just kind of

make it up as they go and I suspect that some of the NET patients do that

too” – Medical Oncologist

Another participant said:

“people are quite keen to read stuff and [be] quite proactive with trying to

find out whatever they can about nutrition related to their disease” -

Dietitian

Participants also spoke about how interest in information on anti-cancer diets are

common among patients with NETs and they are for cancer patients in general. In

combination with dietary change for symptom management, this led to particularly

complex diet behaviours among patients with NETs, as described by participants:

“there would be a bit of an overlap with diets that are supposed to improve

cancer …so the people who are making dietary modification because I’ve

been told that if I avoid you, all meat, all dairy, all sugar, then my cancer

will get better. So there will be an overlap with general altered diets to try

and improve outcomes for people with cancer, overlapping with what I’m

doing to try and help diarrhoea” – Medical Oncologist

When talking about dietary changes and patients seeking information on ways to

improve their cancer and NET symptoms, participants spoke about observing NET

patients seeking vitamin supplements and alternative/herbal remedies. The intent of

patients to improve their cancer outcomes with vitamins/herbal remedies was

described by one participant:

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“some of them out of desperation because if a medical professional tells

them look we are not going to cure you, they feel they can do better” -

Endocrinologist

Another participant spoke about how vitamin and herbal remedies were considered by

patients to be a natural alternative:

“it’s considered a natural treatment as opposed to like a chemical type of

medical treatment” - Dietitian

Impact of nutrition issues on the quality of life of NET patients

When asked about the quality of life of patients, participants spoke about the negative

impact of NET symptoms, dietary change and weight loss on a patient’s quality of life.

One participant described the impact of poor diet and weight loss:

“I think that there are people who are not eating well enough probably

[and] have reduced exercise tolerance and energy levels because they’re

constantly malnourished” – Nuclear Medicine Physician

Participants spoke about and agreed that diarrhoea was a symptom that commonly

reduced quality of life among patients. One participant said:

“inability to be able to move a certain distance from a bathroom when they

get diarrhoea it’s explosive to urgent...people are essentially housebound”

– Nuclear Medicine Physician

Another said:

“there’s definitely the social implications of diarrhoea. So I’m not going out

because I could have diarrhoea, or I’m not going to go because I don’t know

where the toilets are” – Medical Oncologist

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Participants said diarrhoea was often difficult for health professionals to manage due

to the many potential causes (pancreatic insufficiency, treatment with SSA, small

intestinal bacterial overgrowth, bile salt malabsorption). When talking about patients

suffering diarrhoea, participants also talked about dietary changes they made to help

reduce their diarrhoea and that these changes subsequently impacted further on their

quality of life. The negative impact of diet changes for symptom management was

discussed in relation to social eating and food enjoyment. Participants spoke about

how diarrhoea and other symptoms lead to restricted diets and therefore further

impact on quality of life by restricting enjoyment of food and ability to eat comfortably

with family and friends. One participant described reduced food enjoyment among

NET patients:

“lots of people who have the well-meaning family or friends and they’ve got

this very restricted diet you wonder whether their food enjoyment’s gone

down as a consequence and that has implications for overall quality of life”

- Nurse

Another said:

“I think it’s very hard to live with really restrictive diets…in all sorts of ways

that’s really difficult” - Nurse

The same health professional spoke about the importance of diet in the context of

patients living with NET disease over a prolonged period:

“We’ve got patients who are living many, many years with NETs as a

chronic condition…and we want them to be able to know and feel free to

make choices with food…so that they can eat with their families and

interact socially and have a really great range of flavours and textures with

the minimal impact on their symptoms” - Nurse

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Nutrition issues leading to reduced quality of life discussed by participants included;

not being able to eat as expected or comfortably among family and friends, financial

expense of special diets and supplements, and the impact of reduced dietary intake on

weight loss and malnutrition leading to fatigue and less ability to perform and enjoy

daily tasks.

Adequacy of malnutrition screening and barriers

When asked about the presence of malnutrition among patients with NETs,

participants mostly spoke about and agreed that malnutrition was a greater problem

among other patients with gastrointestinal cancers (gastric cancer, oesophageal

cancer, pancreatic adenocarcinoma) than among NET patients. When comparing

presence of malnutrition in patients with NETs compared with other cancers, one

participant said:

“I haven’t seen that many, I don’t know if it’s as high and as obvious as

oesophageal or gastric cancer patients, I wouldn’t say as high as those

patients but still there’s a risk” - Surgeon

There were particular types of NET disease and treatment characteristics that focus

group participants said were likely to lead to increased weight loss and malnutrition

risk, including patients at end of life, with malabsorption issues, severe diarrhoea,

high-grade NETs, presence of mesenteric fibrosis or bowel obstruction. Participants

also discussed and agreed that malnutrition is less likely to be a problem at the time of

NET diagnosis, as patients may not have had time to develop nutritional deficiencies.

Most participants said they did not screen for malnutrition on a regular basis or in a

systematic way. They were more likely to ask about weight loss and symptoms

(fatigue, poor appetite) in general rather than perform malnutrition screening. Nurses

and doctors said they would be prompted to consider malnutrition risk in their

consultation if a patient mentioned they had symptoms or had lost weight. Dietitians

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said they were more likely to perform a comprehensive nutrition assessment than

simple screening. When asked how they manage malnutrition screening, participants

responded:

“I probably feel like we…I do it badly” and “it’s more reactive” – Nuclear

Medicine Physician

When discussing malnutrition screening, some doctors referred to this as checking

blood levels of vitamins and nutrition markers e.g. albumin, others referred to it as

assessing for weight loss.

Most participants agreed that malnutrition screening should be part of standard care

for NET patients and completed on a more systematic basis. Some commented on the

benefit of malnutrition screening in NET patients, due to the impact that weight loss

can have on quality of life. Reported barriers to regular malnutrition screening

included time, lack of evidence and lack of clarity regarding suitable process and tools

to use. One participant commented on the use of screening tools for malnutrition

screening in NET patients, and said they may have specific requirements for a

screening tool:

“I’m not familiar with the screening tool and if it’s a general screening tool

it may need to be tweaked for neuroendocrine patients coz every screening

assumes for every likelihood that there’s a problem that in NETs that’s

probably high particularly. So just…we get some unusual things with NETs”

– Medical Oncologist

Participants spoke about the presence of weight loss and poor dietary intake among

NET patients, which would contribute to their malnutrition risk, but felt that other

issues such as vitamin deficiency and symptoms also contributed to malnutrition risk.

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One participant commented on barriers to evidence for the best malnutrition

screening process in NETs:

“probably need some evidence base in terms of what screen, what test,

how often, what’s the outcome, what’s the gain” – Medical Oncologist

During the focus groups there was discussion among participants as to which health

professional would be best to screen for malnutrition in NET patients. Some spoke

about the value of a dietitian and that comprehensive nutrition assessment

undertaken by a dietitian would be best for some patients. It was discussed that

identifying patients in need of timely dietitian assessment should be a priority for

screening. Some participants reported referring to the dietitian immediately after a

patient reports weight loss or difficulty with eating. Others discussed that malnutrition

screening should be a simple process and therefore could be done by any member of

the multidisciplinary team.

Adequacy of vitamin screening and barriers

Health professionals described rarely screening for vitamin deficiencies in their

consultation with patients with a NET. Medical and nursing professionals reported

believing it was the dietitian’s role to monitor vitamin deficiencies, prompt testing and

provide guidance on the best approach to this. In response to this, dietitians said they

didn’t routinely consider vitamin screening when consulting with patients. Participants

discussed the types of patients with a NET that may require monitoring of vitamin

deficiency, including those who had lost weight, experienced symptoms such as

diarrhoea, and who had major changes to their diet leading to insufficient nutrient

intake. Identification of these symptoms and factors did not necessarily lead to routine

vitamin screening, as described by one participant:

“If we have someone with true carcinoid syndrome, flushing and diarrhoea

for example, perhaps at time point zero all those patients should have

212

niacin checked and at the moment they’re not” – Nuclear Medicine

Physician

Barriers to vitamin screening included time, lack of evidence for appropriate screening

practices and knowledge of the best approach to screening for vitamin deficiency. One

participant described their uncertainty regarding vitamin testing and supplementation:

“If I test them and they’re deficient what do I give them that they’ll absorb

so I just feel at the moment, I feel poorly guided in terms of if I test, what

are the consequences”- Medical Oncologist

Another participant described the need for further education to guide vitamin

screening practices:

“from a dietitian point of view, if it’s something that we’re going to start

looking at then I guess we would need some sort of education about

looking for symptoms from deficiencies and also looking at special diets

that we need to look at”- Dietitian

When asked about the practice of vitamin supplementation, health professionals

described this only being done if a vitamin deficiency was identified. Some health

professionals supplemented for vitamin D or iron, if deficiency was identified in blood

testing, and others suggested the patient’s GP was the most appropriate person to

manage vitamin supplementation, including vitamin D and B12. After discussion,

participants did not agree on who was best to initiate vitamin screening or

supplementation with patients but did agree that this issue required further

exploration and research to guide best practice.

Lack of evidence was consistently discussed as a barrier to nutrition screening

practices (both malnutrition and vitamin screening) during focus groups. Participants

described a lack of evidence specific to the nutritional management of NETs as a

213

problem impacting their clinical practice. Some participants would use general cancer

guidelines and nutrition guidelines but were unsure on where to access evidence and

clinical guidance for their practice with patients with a NET.

Provision of specialised NET nutrition advice

When asked about provision of nutrition advice to NET patients, medical and nursing

participants reported this as minimal, due to a preference of referral to the dietitian

for nutrition assessment and advice. Participants described easy access and availability

of a dietitian in their hospital, leading to dietitian referral for nutrition assessment and

management if a patient reported issues with their weight or diet. Nutrition advice

from a dietitian was considered by participants as the most reliable source of

information. One participant said:

“Nutrition wise with NETs I am not the most knowledgeable person so I

know where my limits are and yeah I will refer on if I think there is a reason

to do so” - Nurse

Another said:

“[I provide] very general advice. If I think they’re the kind of patient who

needs a lot of advice on that [nutrition] then I’d refer [to the dietitian]. I

don’t have a lot of knowledge in the area, you know medical practitioners

are taught very badly about this, and I don’t have time when you add in all

the other things that you’ve got to discuss in clinic” and “I find it very

valuable having a dietitian in clinic” – Medical Oncologist

Advice provided by dietitians participating in focus groups was comprehensive, but

was as varied as their reports of their focus on assessment and management of

nutrition in practice. Dietitian-based nutrition advice included weight management,

high protein diets, and symptom management through diet. Medical and nursing

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participants said they provided brief general advice to patients with NETs about

keeping a healthy weight, following a healthy diet, and avoiding severe dietary

restriction. Much of the nutrition advice provided was described as being prompted by

patient symptoms. Focus group participants acknowledged that nutrition and diet play

a role in symptom management in patients with NETs. One dietitian said:

“the advice that we’re giving is symptom based. The initial thing that we’re

looking at is weight, weight changes, and signs of malnutrition” - Dietitian

Barriers to provision of nutrition advice among participants who weren’t dietitians

included time, followed by not knowing what advice to provide. One participant spoke

about how health professionals are less focused on nutrition aspects of NET disease:

“it’s a bit of a green field because we’re so focused on the cancer

perspective rather than the nutritional aspect” – Nuclear Medicine

Physician

7.5 Discussion

Focus groups conducted with multidisciplinary health professionals in Phase 2 resulted

in a thorough description of NET health professional knowledge and practices in regard

to nutritional issues and their management with patients living with a NET. Insights

from the focus groups aligned with results found in the international health

professional survey, confirming survey data and also providing further in-depth

understanding of health professional responses to, and nutrition-related practices with

regard to NETs. Initial manifest content analysis summarised health professional

practices in regard to nutrition screening and management in patients diagnosed with

a NET, and results were similar to those from the Health Professional Survey for

malnutrition screening practices, vitamin screening practices, provision of nutrition

advice, and use of evidence-based guidelines. Latent content analysis led to further in-

depth exploration of health professional experience and opinion regarding nutritional

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issues among patients diagnosed with a NET and provided rich insights into barriers

and enablers that contribute to nutrition-related practices.

Health professional perceptions of the quality of life and experience of patients

diagnosed with a NET has not been well studied. One small study (n=17), published in

1998, compared patient and staff perceptions of quality of life and found that patient

satisfaction with their quality of life was greater than health professionals perceived it

to be (Larsson, von Essen and Sjoden, 1998). The correlation between patient and

health professional perception of key patient issues and quality of life was a positive

result in that study, potentially indicating good communication and observation of

patient issues and priorities. However, evidence to guide the translation of issue

identification to relevant interventions, for example, malnutrition screening or

investigation and advice regarding dietary change, is lacking and should be the focus

for future health professional education and nutrition guidelines.

During focus groups, health professionals described diarrhoea, abdominal pain, and

weight loss as symptoms most concerning to patients and also most likely to impact on

nutrition. These symptoms were also described by patients in the Phase 1 interviews

(Chapter 5) as impacting on their quality of life, leading to dietary change. During focus

groups, health professionals spoke about their awareness of dietary change and food

restriction made by patients with a NET in an effort to manage their symptoms and to

improve their disease outcomes. They also spoke about how these behaviours are

often initiated by patients themselves rather than in consultation with health

professionals. The issues of dietary change and self-management of dietary restriction

was also highlighted in results of the Phase 1 study and patient interviews (Chapters 4

and 5). These findings indicate that health professionals are aware of dietary change

and restriction among NET patients, however, few health professionals spoke about

how they assisted patients in managing their diet appropriately in response to a NET.

Recommendation to avoid dietary restriction was discussed as part of general advice

provided to patients, but only in brief. Investigation of the occurrence of dietary

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change and the impact this has on patient’s nutritional status and quality of life was

not mentioned as a consideration during consultation with NET patients.

Comprehensive dietary advice and investigation of food intolerances was presumed by

health professionals to primarily be the role of the dietitian. However, results from

Phase 1 (Chapter 4) indicated that less than 22% of patients with a NET in this study,

had consultation with a dietitian over the study period, whereas up to 56% of patients

with a NET reported making a dietary change to some degree. Despite awareness of

dietary change and restrictions as an issue amongst patients, it is evident that health

professionals are not routinely addressing this or referring patients with NETs to a

dietitian for individualised dietary assessment and management. Of note, the study

site where focus groups were undertaken and where the Phase 1 study was

undertaken, is an accredited European NET Society Centre of Excellence (CoE), and

therefore health professionals have regular access to a NET-specialist dietitian.

Patients diagnosed with a NET at health centres without specialist NET dietitian

support may therefore be less likely to be referred to a dietitian, or the dietary advice

they receive may not be specific to NETs.

Dietary change, if resulting in severe dietary restriction can lead to weight loss and

deterioration of nutritional status. Weight loss and malnutrition can have negative

consequences for patient morbidity and treatment outcomes and lead to increased

health care costs (Nitenberg and Raynard, 2000; Arends et al., 2006). Patients in the

Phase 1 interviews (Chapter 5) discussed the impact that dietary change had on their

social activity, enjoyment of food and overall quality of life, highlighting the

importance of addressing dietary change among NET patients. The best approach for

identifying or screening for patient dietary change by health professionals was not

discussed during focus groups but does require further exploration and consideration.

The risk of dietary restriction among patients with a NET should be considered when

NET-specific nutrition guidelines are developed. Health professionals in this study, and

patients in the Phase 1 study (Chapter 5) identified symptoms of diarrhoea, abdominal

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cramps, bloating and weight loss as often leading to dietary change and restriction.

Therefore, presence of these symptoms should be considered a risk factor for dietary

change, and a prompt for screening for dietary issues and risk of impaired nutritional

status.

Insights from the focus groups indicate that nutrition-related screening practices,

including screening for dietary change, malnutrition and vitamin deficiencies, are not

routine or systematic among NET health professionals. This was also shown through

results of the health professional survey described in Chapter 6. Several evidence-

based guidelines for cancer management recommend routine screening for

malnutrition for all people with cancer, and at regular intervals (Jann Arends et al.,

2017; Kiss et al., 2020). Results of this research show that these guidelines are not

being incorporated by NET health professionals. Focus groups generated discussion

among health professionals regarding the importance of malnutrition and vitamin

screening in the context of the care of a patient with a NET. Health professionals

identified the need for improved nutrition screening practices with patients and

suggested the development of a systematic process for malnutrition or vitamin

screening was warranted. Limited knowledge of the prevalence of malnutrition and

vitamin deficiencies was identified as a barrier to screening practices, as was evidence

and guidance for the best approach or method to screening. As previously discussed in

Chapter 4, common malnutrition screening tools used with cancer patients include the

Malnutrition Screening Tool (MST), Malnutrition Universal Screening Tool (MUST) and

the Nutrition Risk Screening tool (NRS-2002). These could be appropriate for use with

NET populations, but these screening tools may miss identifying nutritional issues

unique to patients with NETs, for example their unique symptom profile and dietary

restriction. Literature exists identifying malnutrition and vitamin deficiency as

prevalent issues among NET patients (Shah et al., 2005; Fiebrich et al., 2010; Bouma et

al., 2016; Maasberg et al., 2017; Borre et al., 2018). Results presented in this thesis

from Phase 1 and Phase 2 also show that malnutrition, weight loss and dietary change

are prevalent among patients with NETs.

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Development of nutrition guidelines that summarise evidence for the prevalence of

these nutrition issues among NET patients will assist in the education of health

professionals and prompt initiation of routine nutrition-screening practices. Health

professionals in the focus groups identified the dietitian as responsible for

comprehensive nutrition assessment in NET patients but were unable to agree upon

the most appropriate health professional to perform screening, which would occur

prior to dietitian referral. This is not an issue unique to NETs, with responsibility of

nutrition screening varying within other cancer populations and in hospitalised

patients more broadly. Health professional responsibility for nutrition screening in NET

contexts can therefore be explored using existing literature which focuses on cancer

patients in general. Further qualitative research targeting health professionals on a

broader scale (multiple centres), with a focus on establishment of optimal nutrition

screening practices and responsibilities is important. This process would also

contribute to recommendations for nutrition screening practices in future NET-specific

nutrition guidelines. Groups at greater risk of weight loss and malnutrition identified

by health professionals in these focus groups, included patients undergoing major

gastrointestinal surgery, with progressive NET disease, and with extensive abdominal

disease. Patients identified by health professionals to be the least at risk of weight loss

and prone to weight gain were those undergoing PRRT treatment, with good

treatment response, and those with improving symptoms as a result of treatment.

Existing cancer guidelines recommend all cancer patients are screened for malnutrition

risk, regardless of disease or treatment status (Kiss et al., 2020), but with a focus on

high risk groups in settings with limited resources, which is important to acknowledge

in future NET guidelines. The identification of at-risk NET groups through this research,

is useful to acknowledge the factors most likely to lead to nutrition issues in patients

with a NET, which can be utilised to prioritise and target nutrition resources when

required in practice.

A recurring theme among focus groups participant responses was ‘Provision of

nutrition information to patients’ which was identified by health professionals as

problematic for patients diagnosed with a NET. Health professionals acknowledged

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that patients were often left to access nutrition information from the internet, family

or other NET patients through blogs or peer groups. They also discussed that health

professionals were themselves often unaware of available, reputable sources of

nutrition information, partially due to the rare nature of a NET diagnosis and the belief

that there was limited nutrition evidence available to support practice. This was

considered a greater issue among health professionals who had limited experience in

managing NETs. These results align with results of the Phase 1 patient interviews,

during which patients discussed the same issue with accessing NET-specific

information on nutrition and therefore confirms the priority of this as a target for

health professional and patient education. Difficulty in accessing NET-specific

information has also been identified in a large published survey of NET patients and

NET health professionals to be a considerable unmet need (Leyden et al., 2020).

Collation and development of NET-specific nutrition information resources would be

beneficial to address this issue, and revision or development of future nutrition

guidelines for NETs could be one way of addressing this gap.

Health professionals identified the role of a dietitian as important in the context of a

NET patients care and treatment, and that nutrition assessment and advice was best

provided by a dietitian who can focus on the individual needs of each patient. This

suggests that a dietitian has an integral role within the multidisciplinary team working

in a NET unit. Participants reported that a specialist NET dietitian was readily available

to receive referrals for patients with NETs within the NET unit of the study site, which

as discussed above was an ENETS CoE. A dietitian in some health centres managing

patients with NETs may not be readily available and given that NETs are rare in

incidence the availability of a dietitian with specialty knowledge and experience in

managing NETs, is likely to be limited to only certain health centres. As health

professionals in this study, and patients in Phase 1, identified expertise in NET

management as important to ensuring patients are managed appropriately and have

access evidence-based information, access to a dietitian with NET expertise would also

be ideal. However, if this is not possible, access to a dietitian with experience in

managing cancer patients during treatment would be appropriate helpful. Promoting

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the occurrence and importance of nutrition issues in patients diagnosed with a NET

among practicing dietitians, and through professional groups such as the Dietitians

Association of Australia and international dietetic associations, would assist to raise

awareness of nutrition in this rare cancer group. These professional groups can also

provide useful avenues to disseminate appropriate patient education resources and

professional development opportunities specific to NETs, otherwise difficult to access

by dietitians who do not routinely care for patients diagnosed with a NET.

7.6 Conclusion

This qualitative study of multidisciplinary health professionals working with NET

patients, enabled a comprehensive exploration of their knowledge of nutritional

complications among patients and nutrition screening and management practices.

Health professionals perceived symptom burden, inadequate provision of NET-specific

nutrition information, and dietary restriction as key issues impacting patient quality of

life and nutrition, which correlates with results of patient interviews discussed in

Chapter 5. Focus groups identified inconsistencies in nutrition-related practices,

including limited conduct of malnutrition and vitamin screening, and varied provision

of nutrition information. A multidisciplinary approach to management of patients with

NETs was identified as important, as was the role of a dietitian in providing optimal

nutrition assessment and intervention. Health professionals identified barriers to their

NET-related nutrition knowledge and practices as limited evidence or knowledge of

available evidence, and lack of NET-specific nutrition guidelines. Study results provide

additional depth and contextual detail above what was obtained in the health

professional survey discussed in Chapter 6 and will contribute to development of

further NET nutrition research and NET-specific nutrition guidelines, which currently

do not exist. Particular NET types and treatments at greater risk of causing

malnutrition and dietary restriction were identified by health professionals in this

study. Factors leading to deteriorating nutritional status included surgery and presence

of a progressive NET. Factors leading to improvement in nutritional status included

PRRT, treatment response and improving symptoms. These factors are useful

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considerations for future interventional nutrition research in NETs, and the

development of NET-specific nutrition guidelines. Current cancer guidelines

recommend all cancer patients undergo routine malnutrition screening regardless of

their disease or clinical state, which is not currently occurring with NET patients, as

found through this research. Further research and consultation with NET health

professionals is required to establish robust nutrition screening practices. The high

prevalence of dietary change and food restriction observed in patients should be

considered when establishing suitable nutrition screening processes and tools for use

in a NET population, particularly given the negative impact that dietary restriction can

have on a patient’s quality of life.

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Chapter 8: Conclusions and implications for research and

practice

8.1 Summary of research findings

The studies presented in this thesis have explored the prevalence of nutritional

complications and their HRQoL impacts among a heterogeneous cohort of GEP NET

patients (Phase 1 research). In parallel they have explored health professional

knowledge and usual management of nutritional complications in GEP NET patients

(Phase 2 research). Results of the Phase 1 study have provided the first comprehensive

longitudinal description of the prevalence of nutritional complications; including

malnutrition, weight change, body composition change (fat-free mass), and dietary

modification; and how this relates to patient’s HRQoL and experience of nutritional

complications. Results of the Phase 2 study have provided the first detailed summary

of NET health professional knowledge and practices in regard to the nutritional

complications in NET patients and has contributed important insights about barriers

and enablers to the nutritional management of these patients. This chapter

summarises the main findings of these studies, the strength and limitations of this

research, and presents a discussion of the implications for clinical practice and

directions for future research.

8.1.1 Quality of life and symptoms in GEP NET patients

Chapter 3 described results for symptoms and quality of life scores among participants

enrolled in the Phase 1 longitudinal embedded mixed methods study. Symptoms were

prevalent among patients with GEP NETs enrolled in the Phase 1 study. The

commonest symptoms at time of recruitment included, in order of prevalence; fatigue

(80%), abdominal discomfort (76%), pain (68%), bloating (64%), wind/gas (53%),

diarrhoea (46%), hot flushes (45%), and reflux/heartburn (43%). After the six-month

study period, symptom prevalence remained high. Fatigue, diarrhoea, abdominal

discomfort and bloating have been identified as common symptoms among NET

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patients in other studies, ranging between 20-90% (Fröjd et al., 2007; Lind, Wängberg

and Ellegård, 2016; Singh et al., 2017; Borre et al., 2018). Therefore, the symptom

profile of patients in this study were representative of the general GEP NET population

at baseline, and over a period of 6 months.

Compared to the general Australian population (Mercieca‐Bebber et al., 2019),

participants had lower scores for several functional (role, cognitive, social) suggesting

that patients with GEP NET had impaired quality of life, and demonstrated that their

HRQoL remained impaired over the six-month study period. Reduced HRQoL was

characterised through reduced work performance, hobbies, altered memory and

concentration, and a reduction in social activity. The presence of anxiety and

depression was observed among patients with GEP NETs and did not significantly

change or improve over-time. Financial toxicity was also observed among these

patients and remained prevalent throughout the six-month study period, however

evidence reviewed as part of the study suggests that they may have better financial

well-being than other cancer populations (de Souza et al., 2017; D’Rummo et al.,

2019).

Participants in the Phase 1 study were newly referred for medical management to the

NET/UGI unit at study sites, and therefore underwent new or revised treatment for

their GEP NET, throughout the study period. Results show that issues of reduced

HRQoL, anxiety, depression and financial toxicity remained prevalent in patients

despite specialist NET medical management and treatment, due to the ongoing burden

of GEP NET symptoms and morbidity from treatment. This signifies the need to screen

and address these issues at initial patient referral as well as repeat screening during

treatment. Symptom burden has been associated with increased distress amongst NET

patients (Larsson, Haglund and Von Essen, 2003; Fröjd et al., 2007) and the high

prevalence of anxiety and depression among study participants, may in part be

explained by the observed high symptom prevalence. The presence of financial toxicity

in patients with a NET has also been shown to have an adverse effect on their QOL

(Jensen et al., 2019). Therefore, screening and identification of financial issues, as well

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as for presence of distress, anxiety and depression is essential in order to identify and

manage causes (e.g. symptoms), initiate and target supportive care interventions.

8.1.2 Prevalence of nutritional complications in NET patients

Results of the Phase 1 longitudinal study, described in Chapter 4, show that

malnutrition, clinically significant weight loss, fat free (muscle) mass change and

dietary change are prevalent among patients with GEP NETs, and remained prevalent

over-time during their treatment. Twenty nine percent of patients were assessed as

malnourished at recruitment to the Phase 1 study, comparable to the literature

(Maasberg et al., 2017). The prevalence of malnutrition in the Phase 1 study cohort

reduced to 13% by four-months, due to drop out/withdrawal of patients with high-

grade (Grade 3) GEP NET and undergoing chemotherapy. Improvement in nutritional

status seen among 10 (21%) participants, most of which were undergoing PRRT

treatment (n=6). Sub-analysis of malnutrition rate by treatment type was not

performed in this Phase 1 study due to sample size limitations. However, the trend in

results do align with other studies examining malnutrition risk and assessment in NET

patients (Qureshi et al., 2016; Maasberg et al., 2017).

In the cohort examined in this PhD study, up to 52% of participants experienced weight

loss (of at least 0.8% body weight), and up to 62% of participants experienced fat free

mass (FFM) loss (median 1.3kg (IQR 1.3, 4.6) at T6), throughout the study period,

which was greater than the proportion that were assessed as malnourished. Clinically

significant weight loss of >5% and >10% body weight was observed in up to 30% and

13% of GEP NET patients, respectively, over the study period. In addition, 27% (n=11)

recorded FFM loss despite having stable weight or weight gain, indicating underlying

body composition change and muscle mass deterioration, irrespective of total weight

loss. The prevalence of weight loss has not been well studied in the broader NET

population, and this PhD study was the first to prospectively record the prevalence of

weight loss over-time in patients with GEP NETs. Weight gain was observed among

some patients with GEP NETs patients (35-44%) in the Phase 1 study, indicating that

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this is just as prevalent as weight loss. Few similarities in NET or treatment type was

found among patients who gained weight. Progressive weight gain can lead to

worsening of overweight and obesity status, which in the long-term can contribute to

chronic disease risk, such as diabetes and cardiovascular disease. This PhD study is the

first to comprehensively explore weight change, including weight loss and gain, among

patients with a GEP NET. This PhD study has highlighted the high prevalence of weight

loss among patients with GEP NETs, but further research is required to examine the

impact of this weight loss on patient morbidity, HRQoL and treatment outcomes, and

identify optimal nutrition interventions to manage risk and weight loss. More research

is required to determine the prevalence and degree of weight gain among GEP NET

patients, and whether long-term weight gain contributes to worsening morbidity and

chronic disease risk.

The prevalence of vitamin deficiency was assessed over-time in the Phase 1

longitudinal study (Chapter 4), and low rates of vitamin deficiency were found. Twenty

seven percent and 29% percent of participants were assessed as vitamin D deficient at

recruitment (T0) and six-months (T6) respectively, which are rates comparable with

the general Australian population (Australian Health Survey: Biomedical results for

nutrients, 2011 - 2012. Vitamin D., 2014). Deficiency for all other measured vitamins

was below 10%. This could be partially due to most participants being early in their

NET diagnosis and treatment (within six-months), and therefore vitamin deficiency had

yet to develop. Low presence of niacin deficiency may be explained by the low testing

rate, which was below 45%. As per published literature, patients at risk of niacin

deficiency include those with a serotonin-producing NET or carcinoid syndrome (Shah

et al., 2005; Bouma et al., 2016). Whilst a quarter of study participants reported

concurrent symptoms of diarrhoea and flushing, potentially indicating the presence of

carcinoid syndrome, patients in this study were undergoing active treatment for their

GEP NETs, which combined with low testing rates likely led to low detection of niacin

deficiency. Larger, multi-centre observational research trials assessing niacin status in

patients with serotonin-producing NETs or carcinoid syndrome is warranted to test this

association further. Longitudinal, prospective studies are preferable to measure the

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occurrence and prevalence of niacin deficiency over-time in this patient group, and to

ensure collection of relevant and accurate data

8.1.3 Dietary change and it’s impact on NET patients

Dietary change among NET patients has not been explored well in previous research,

and this thesis provides the first comprehensive summary and exploration of dietary

change and it’s impacts on GEP NET patients. Dietary change was reported by over half

of participants in the Phase 1 longitudinal study, and the prevalence of dietary change

stayed consistent over the six-month study period (Chapter 4). Eating smaller meals

and avoiding particular food types were the dietary changes most likely to occur. There

was large variation in types of food avoided by participants, highlighting the

complexity of dietary change among patients with a GEP NET. The symptoms most

likely to cause dietary change, as reported by Phase 1 study participants, included loss

of appetite, nausea, vomiting, abdominal pain, bloating and diarrhoea. Over 60% of

patients experiencing these symptoms said that these impacted their diet.

Results of patient interviews described in Chapter 5 highlighted that dietary change

was often initiated by patients in an attempt to manage symptoms, particularly

gastrointestinal symptoms including diarrhoea, abdominal cramps/pain and bloating.

These gastrointestinal symptoms, particularly diarrhoea, were described as heavily

impacting on quality of life and ability to function during daily activities and socialise

with family and friends. Therefore, patients frequently monitored these symptoms and

sought strategies to improve them. Patients described avoiding particular foods that

they believed may exacerbate their symptoms, including avoidance of fruits,

vegetables, high fat or fibre foods, dairy, and reduction in meal size. Dietary changes

were extensive and complex, with limited consistency found between patients and the

diet they chose to follow for symptom management. Patients identified access to

evidence-based and reputable nutrition information as difficult and therefore

preferentially sought information from peers through NET patient foundations,

support groups and blogs. Patients described limited provision of nutrition and dietary

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information from health professionals, and therefore sought autonomy in their own

management of these issues. Some patients described their diet as restrictive, leading

to limitations on social activities and enjoyment of food.

Patients’ dietary change, without assessment and oversight from health professionals,

may be unnecessarily restrictive leading to limitations on quality of life and also risk of

nutritional status decline, if a prolonged reduction in food intake and weight loss

occurs. Results of qualitative patient interviews in Phase 1 highlighted the disparity

between the extent of nutrition information provided by health professionals, and the

nutritional information needs of NET patients. Nutrition and dietary information was

rated as highly important to patients involved in the Phase 1 interviews. Health

professionals involved in the Phase 2b focus groups (Chapter 7) spoke about being

aware of the symptomatology and occurrence of dietary change among NET patients,

but rarely assessing dietary change or providing information on diet during their

consultations with patients. This confirms the marked disparity between nutrition

information needs of NET patients and the provision of nutrition information from

health professionals. It thus identifies this as a significant target for health professional

education. The establishment of suitable nutrition screening and dietary management

guidelines for NETs could assist in ensuring consistency among NET health

professionals and identify nutrition dietary management as a supportive care priority.

8.1.4 NET health professional nutrition-related knowledge and practices

In the Phase 1 longitudinal study described in Chapter 4, less than a quarter of GEP

NET patients had contact with a dietitian over the study period. A higher proportion of

patients recorded nutritional complications of weight loss, fat-free mass loss and

dietary change, highlighting potential under-recognition and management of these

issues. Furthermore, the proportion of patients with dietitian contact during the Phase

1 study may have been over-estimated.

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Nutrition-related knowledge, screening and management practices of multidisciplinary

NET health professionals were explored for the first time, through a structured online

survey (Phase 2, Chapter 6) and health professional focus groups (Phase 2, Chapter 7).

Results from the Phase 2 study demonstrated that NET health professionals are aware

of common symptoms experienced by NET patients, as stated in published literature,

and aware that nutrition complications such as malnutrition, weight loss and dietary

restriction occur among NET patients. The Phase 2 survey identified that only 38% of

NET health professionals reported screening for malnutrition or vitamin deficiencies

during consultation with NET patients, and of greater note was that 28% reported that

no one conducted nutrition-related screening in their workplace. Of those that

reported screening, use of validated malnutrition screening tools was inconsistent.

Research presented in this thesis has shown that there are unique nutrition issues

relevant to patients with a NET that may contribute to malnutrition risk, including NET-

related symptoms and dietary restriction. These issues may not be well identified using

existing nutrition screening tools, and therefore may be why they are not well used by

NET health professionals. Issues of weight loss and malnutrition were considered less

prevalent among GEP NET patients than for other gastrointestinal cancers, as

highlighted during health professional focus groups (Phase 2, Chapter 7). Health

professionals believed conditions such as a progressive NET, and undergoing major

surgery put patients at increased risk of weight loss and malnutrition, and therefore

were more likely to screen for malnutrition in these groups. PRRT was identified as

commonly leading to weight gain, if the treatment was successful. This aligns with

published literature and the trend in results for malnutrition prevalence in the Phase 1

study. Health professional respondents to the Phase 2 survey (Phase 2, Chapter 7)

were more likely to report providing routine advice to NET patients on NET-related

symptoms (92%), than on other nutrition-related issues such as weight loss (59%), food

intolerances (41%) or risk of vitamin deficiency (32%).

Results of both the Phase 2 survey (Chapter 6) and Phase 2b focus groups (Chapter 7)

confirm that despite knowledge of the presence of nutritional complications among

NET patients, malnutrition and vitamin screening is not routine, and the provision of

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nutrition advice and information is both limited and inconsistent. The lack of evidence,

lack of knowledge regarding appropriate screening practices, and lack of NET specific

nutrition guidelines were all identified by health professionals in the Phase 2 study as

barriers to nutrition-related screening and practices. Multidisciplinary health

professionals did discuss and agree during focus groups that systematic malnutrition

and vitamin screening practices among NET patients would be beneficial to establish,

but the most appropriate method for this requires further exploration, as does the

generation of prevalence data for nutritional complications among NET patients.

During focus groups (Chapter 7), health professionals discussed the importance of a

dietitian within the NET multidisciplinary team and reliance on the role of the dietitian

to provide individualised assessment and information regarding nutrition. Health

centres without access to a dietitian with NET expertise may therefore be limited by

this, leading to greater responsibility for nutrition management falling to medical and

nursing professionals, or alternatively NET patients receiving suboptimal nutrition

management. Referral of patients to dedicated NET centres with the appropriate

dietician expertise, should be considered by health professionals.

8.2 Strength and limitations

Results of studies presented in this thesis have provided a comprehensive description

of nutritional complications occurring in patients living with a GEP NET, and their

impact on patient HRQoL, not previously explored or reported in this detail. The

longitudinal approach of Phase 1 was a strength of this research, with previous

published nutrition research focussing primarily on cross-sectional data for

malnutrition and vitamin deficiencies. This research has contributed comprehensive

prevalence data for weight change, fat free mass change and dietary change among

patients with NETs over-time, for which there was limited evidence available

previously. The embedded mixed-methods approach to this research is also a major

strength, enabling in-depth insights, including precursors to, and impacts of nutritional

complications on patient HRQoL. The results and insights gained through the

qualitative data provide strong evidence and rationale for identifying and managing

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nutritional complications among patients with GEP NETs. This approach also enabled

patients to discuss in-depth, their experiences regarding nutrition, and where nutrition

fits in their perceived priorities of care. The participants recruited to the Phase 1

longitudinal mixed-methods study were likely representative of the broader GEP NET

population because the sample was heterogeneous with various primary tumour sites

and NET grades represented. Also, the prevalence of symptoms reported by patients in

this study was similar to other published literature, and results for quality of life were

also comparable.

This thesis was strengthened by the combination of observational research examining

the prevalence and severity of nutritional complications among patients and the

exploration of health professionals’ practices in regard to nutrition. Health professional

nutrition-related knowledge and practices have not previously been explored. The

addition of exploratory health professional data through surveys and focus groups,

provided further perspective on nutritional complications occurring in patients with

GEP NETs and approaches to their current management. The Phase 2 research

presented in this thesis provides the first summary of international health professional

nutrition screening and management practices. The inclusion of a multidisciplinary

sample of health professionals was a strength of this research, as was the capture of

an international cohort through an online survey. The results and information

generated has the potential to aid the establishment of health professional education

resources and programs, and the development of NET nutrition guidelines.

One potential limitation of this research is sample size. Due to the resource and time

constraints of conducting a longitudinal study during a PhD candidature period, a

larger sample size was unable to be achieved. Attempts were made at including

additional study sites, and subsequently Austin Health was included as a recruitment

site. As this study was undertaken in part-fulfilment of a PhD, participant recruitment

and data collection was undertaken by the same person (Coordinating principal

investigator (CPI), PhD student) at both sites. As the CPI was based at Peter MacCallum

Cancer Centre, they had regular access to multidisciplinary meeting and clinic lists

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which were used for screening potential participants. Only a small number of patients

were recruited from the second site (Austin Health) as the CPI was not available on site

to facilitate eligibility screening and instead relied on the local PI for this. At the

commencement of this research there was intent to perform statistical sub-analysis of

associations between malnutrition prevalence and disease and treatment factors (NET

site, NET grade, treatment type), however, this was not possible due to the sample

size. Alternatively, cross-tabulation was performed to explore any associations

descriptively. A limitation to longitudinal data collection is attrition over the data

collection period. At the commencement of the Phase 1 study, data was available for

59 participants. At T2, T4 and T6, respectively; 76% (n=45), 66% (n=39) and 80% (n=47)

of participants had available data for analysis. Descriptive analysis performed in the

Phase 1 study incorporated all available data where possible, to enable description of

the entire study population. Statistical analysis of change in results over-time, either

accounted for missing data (such as for HRQoL, using EORTC guidelines), or included

only available data within analysis (such as for malnutrition prevalence). When

scheduling focus groups for the Phase 2b study, attempts were made at inclusion of an

additional study site (Austin Health) however, it was not possible to secure scheduling

at this site. Further potential limitations of Phase 2a health professional survey are

discussed within the manuscripts included in Chapter 6.

8.3 Implications for clinical practice

Results presented in this thesis have identified significant under-recognition of

nutritional complications, despite their relatively high observed prevalence, in patients

diagnosed with a GEP NET. Despite the prevalence of nutritional complications, few

health professionals working in NET units are routinely screening for malnutrition or

nutritional issues when consulting with patients, and screening practices are reported

as inconsistent. The presence of nutritional complications in cancer patients such as

weight loss, muscle mass deterioration and malnutrition can lead to worsening

morbidity and quality of life for patients, including impaired recovery from treatment,

and increased risk of hospital admission and rising health care costs (Nitenberg and

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Raynard, 2000; Arends et al., 2006). Optimising identification and management of

nutritional complications should therefore be a priority within the context of

comprehensive cancer supportive care initiatives for people affected by this disease.

The negative impact of dietary restriction and weight loss on patient’s HRQoL,

described by both patients and health professionals in Phase 1 and Phase 2 of this

research, further highlights the importance of addressing these problems.

8.3.1 Health professional education and nutrition information resources

In the Phase 2 study, health professionals identified that NET patients have trouble

accessing information on nutrition, and that apart from dietitians, health professionals

do not routinely provide advice on nutrition or screen for nutritional complications.

The differences in information provision from health professionals with expertise in

NETs versus those with limited experience managing NETs was also identified as an

issue. Patients were less likely to receive timely and appropriate nutrition information

from health professionals with limited NET experience. Therefore, health professionals

such as GPs, oncologists, nurses and allied health, with or without NET expertise must

be targeted for education. The limited availability of dietitians with expertise in the

nutritional management of NETs also poses a problem for provision of individualised

nutrition assessment and advice. Broad promotion of the nutritional complications

existing in patients with NETs and education on the optimal nutrition management of

NETs, targeting practising dietitians in Australia and internationally through

professional associations is important to improve patient care.

Results have highlighted the need for more robust health professional education on:

NETs and their nutritional impacts, and appropriate access to evidence-based nutrition

information for NETs. Collation of existing evidence-based nutrition information

resources through reputable organisations and websites, e.g. NeuroeEndocrine Cancer

Australia, Cancer Council Australia, would be beneficial. Identification of required

nutrition information and education resources, that are not currently available,

through patient and health professional surveys and focus groups, could assist to guide

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the development of the required resources. Nutrition information priorities identified

through this research include symptom management and diet (with a focus on

managing common gastrointestinal NET symptoms such as diarrhoea, bloating,

abdominal discomfort), identifying and managing malnutrition and weight loss, and

general dietary advice (whilst living with a NET).

The development of NET-specific nutrition guidelines through a multidisciplinary

working group, is essential to educate health professionals on the importance of

nutrition in NET patients and guide consistent evidence-based nutrition practices. Lack

of nutrition guidelines specific to NETs and a paucity of evidence for prevalence of

nutritional complications was identified as a barrier to systematic health professional

nutrition screening and advice in this Phase 2 study. Prior to the development of NET-

specific nutrition guidelines, larger multi-site research is required to confirm the

prevalence and risk of vitamin deficiency among patients with NETs, and also the

prevalence and impact of dietary changes among NET patients, on HRQoL and

nutritional outcomes. The evaluation of feasible and effective nutrition interventions

(focusing on prevention and management of weight loss, malnutrition, dietary

restriction and the dietary management of symptoms) are necessary to inform content

of future guidelines.

Nutrition guidelines should refer to specific symptoms and nutritional complications

occurring in NET patients, rather than the nutritional impacts of cancer in general.

NETs are a unique, heterogenous type of cancer, with specific hormonal impacts not

seen in other cancers. Nutritional complications that are priorities to address in clinical

practice guidelines, as identified through research in this thesis, include:

• Malnutrition,

• Weight loss and muscle mass loss, and

• Dietary restriction,

• Risk of vitamin deficiency - whilst not explored in detail through this research,

should also be included in NET guidelines based upon existing literature

235

identifying vitamin deficiency (Niacin, fat-soluble vitamins) occurring among

NET patients.

Results of studies discussed in this thesis, combined with existing literature, suggest

that patients with advanced or progressive NET undergoing chemotherapy or major

surgery may be at increased nutritional risk; and patients with a lower grade NET

(Grade 1 NET) and undergoing PRRT or long-term SSA treatment with symptom

improvement, may be a lower nutritional risk. An appreciation of the impact of

treatment on nutritional risk will be important to incorporate into and guide future

individualised NET-specific nutrition guidelines.

8.3.2 Nutrition screening and assessment in patients with GEP NETs

Appropriate identification and management of nutritional complications in cancer

patients, relies on effective and consistent conduct of nutrition and malnutrition risk

screening (J. Arends et al., 2017; Jensen et al., 2019). Results from Phase 2 of research

in this thesis has highlighted, for the first time, that health professionals are not

routinely or systematically screening for nutritional complications among NET patients,

putting them at risk of under-detection and improper management. There is strong

evidence that all patients with cancer should be routinely screened for malnutrition (J.

Arends et al., 2017; Jann Arends et al., 2017; Jensen et al., 2019), and that routine

identification of malnutrition is important to prevent negative outcomes such as

worsening morbidity and quality of life.

Results from this thesis have provided comprehensive insights into the occurrence of

nutritional complications among patients with a GEP NET. The findings contribute

evidence to support the development of appropriate nutrition screening practices in

patients. Figure 8.1 presents a novel nutrition risk framework informed by evidence

generated through this comprehensive exploration of nutrition-related symptoms,

complications and health-related quality of life in patients with GEP NETs.

236

Figure 8.1 Nutrition Risk Framework

NUTRITION RISK

Nutrition factors

- Weight loss - Muscle loss - Malnutrition - Dietary change

Symptoms

- Diarrhoea - Abdo cramps - Bloating - LOA - Pain

NET characteristics and treatment

- High‐grade - Progressive - Chemo - SSA - Surgery

Patient attitudes and beliefs

COMPLEXITY

237

Through evaluation of results presented in this thesis, three main factors contributing

to nutrition risk in GEP NET patients were identified, amidst a complex context of

disease heterogeneity, symptomatology, uncertain prognosis, and varying treatment

modalities:

• Nutritional factors leading to nutrition risk include weight loss, muscle loss,

malnutrition and dietary change or restriction, which are largely consistent with

the GLIM criteria. However, dietary change was observed as mostly patient

directed and driven by their symptoms and did not necessarily present as a

reduction in dietary intake. Dietary change was also impacted by personal

attitudes and beliefs of patients regarding the importance of nutrition and

desire for control (through diet) over their disease and symptom management.

Malnutrition is included as a nutritional factor but presence of malnutrition is

influenced by weight loss, muscle mass loss and reduced dietary intake (Jensen

et al., 2019).

• Symptoms, whilst impacting on food consumption and dietary change, also can

subsequently lead to other nutritional factors such as weight loss, if prolonged

and severe. Key symptoms identified by patients and health professionals

through this research to impact on nutrition and diet included diarrhoea,

abdominal cramps/discomfort, bloating, loss of appetite and pain.

• NET disease characteristics and treatment modality contribute to nutrition risk

through adverse effects including inflammation and symptoms, leading to

difficulty eating and potential weight loss. High-grade NET, progressive disease,

chemotherapy and surgery have been identified as potentially at greatest risk

of causing nutritional issues.

Barriers to nutrition screening among NET health professionals included time, lack of

evidence/guidelines and belief the role sits with other clinicians (often the dietitian).

Due to the identified prevalence of malnutrition and other nutritional complications in

GEP NET patients, and strong evidence for routine malnutrition screening in patients

with cancer, all patients with NET should be screened for nutrition risk and

238

malnutrition. A nutrition screening tool that is optimal for NET patients should be

based upon evidence, be sensitive and specific enough to detect nutritional risk, and

also easy to use by health professionals. Existing malnutrition screening tools are

validated for use in the general cancer population and include the PG-SGA short form

(PG-SGA SF), malnutrition screening tool (MST), malnutrition universal screening tool

(MUST) and NRS 2002 (Bauer et al., 1997; Kondrup et al., 2003; Boléo-Tomé et al.,

2012; Abbott et al., 2016). To achieve a screening score, all consider factors of weight

change and change in appetite or total food intake. The MUST and NRS 2002 also take

into account the patients disease state (i.e. acute illness) and body mass index (BMI).

The PG-SGA SF includes symptoms impacting dietary intake. Of these existing validated

screening tools, the PG-SGA SF incorporates most of the factors contributing to

nutrition risk in NETs described in Figure 8.1, including nutrition factors (weight

change, reduction in total food intake) and symptom factors, and therefore may be a

suitable screening tool for use in patients with GEP NETs.

One key nutritional complication identified through this PhD research, that may not be

identified using existing nutrition screening tools, is the complex and varied dietary

restrictions initiated by patients with GEP NETs. Most nutrition screening tools focus

on the total reduction in food intake, which may contribute to risk of weight loss and

malnutrition but are not designed to detect more various dietary changes or

restrictions, such as those reported by patients with GEP NETs in this PhD research.

This PhD research has identified the significance of these dietary changes and

restrictions, including their high prevalence, and also the negative impact they can

have on patient HRQoL and social functioning. Therefore, identification of dietary

changes and restrictions need to be incorporated into a nutrition screening approach

for patients with NETs, in order to address this as a supportive care priority. The use of

an existing tool (e.g. the PG-SGA SF) in combination with a series of supplementary

questions addressing specific NET- and symptom-related dietary changes may be the

ideal approach. Development of a NET-specific nutrition screening tool supplement for

this purpose therefore would be beneficial to consider in future research.

239

Use of validated nutrition screening and assessment tools is an important

consideration for the identification of nutritional complications among GEP NET

patients. Further research is required to identify and validate the most appropriate

screening and assessment tools for use with GEP NET patients. The complexity of

symptomatology, and dietary restriction observed in patients in this research

highlights aspects of nutritional risk that may go undetected with use of existing tools.

Therefore, the establishment of nutrition risk criteria for GEP NET patients,

incorporated into future nutrition and clinical practice guidelines would be important,

as would the education of health professionals on factors contributing to nutrition risk

as discussed above.

8.4 Directions for future research

Results presented in this thesis, combined with existing literature suggest that

particular NET types and treatments (high-grade NET, progressive disease,

chemotherapy, major surgery) may be more susceptible to risk of weight loss and

malnutrition. Larger prospective longitudinal research studies are required to examine

the relationship between disease and treatment factors, and risk of malnutrition and

other nutritional complications such as weight loss and muscle mass loss. Larger

studies would also enable evaluation of symptom prevalence and severity, and the

occurrence of malnutrition.

This thesis describes the first comprehensive exploration of dietary change among

patients with a GEP NET and highlights high prevalence of dietary restriction in

response to symptoms. Further larger observational longitudinal studies are required

to examine the existence of any relationship between specific symptoms and

occurrence of dietary change, or if there is a relationship between dietary change and

symptom improvement. Once these relationships are explored, interventional research

testing the impact of specific dietary intervention on common GEP NET symptoms (e.g.

diarrhoea, abdominal pain/cramps, bloating) would be beneficial to contribute

evidence for optimal nutrition intervention in GEP NET patients. There are currently no

240

studies published, exploring the impact of nutrition education or intervention on

nutrition-related outcomes of GEP NET patients such as weight loss and malnutrition.

There are also no studies exploring the impact of nutrition education and intervention

on the dietary habits of GEP NET patients. As symptoms experienced by patients with a

GEP NET (diarrhoea, abdominal cramps, wind/gas), are potentially similar to those

experienced by people with other gastrointestinal disorders, such as irritable bowel

syndrome and inflammatory bowel disease, consideration of diets tested to be

effective in these other patient groups (e.g. low FODMAP, modified fibre) may be

helpful when planning future interventional nutrition research in NETs. The lack of

timely and NET-specific nutrition information was highlighted by patients involved in

this PhD research as a major issue, often prompting to them taking control of their

own nutritional monitoring and dietary change. The effect of early and pro-active

nutrition information provision to patients with a NET on the occurrence of self-

initiated dietary restriction would be useful to explore whether timely nutrition

information provision reduces the risk of unnecessary dietary change and subsequent

negative impacts on patients’ HRQoL.

Due to limitations on sample size, and sample heterogeneity, research in this thesis

was unable to clearly establish or confirm the presence of vitamin deficiencies in

patients with a GEP NET. This is particularly the case for niacin, with under 50% of

participants consenting to 24-hour urine sampling. Multi-centre trials are required to

thoroughly assess the presence of vitamin deficiency (niacin, fat-soluble vitamins) in a

larger cohort of GEP NET patients. Targeting recruitment of NET types that have been

identified in existing literature as at risk of vitamin deficiency would help to confirm

this relationship. For example, trials testing the presence of niacin deficiency should

target patients with diagnosed carcinoid syndrome or serotonin-producing NET.

The importance of establishing appropriate nutrition screening practices in GEP NET

patients has been discussed throughout this thesis. To advance progress in this work,

the establishment of an international, multidisciplinary working party, is required.

Qualitative research through surveys or focus groups and use of Delphi research

241

methodology, should be used to establish consensus for nutrition screening practices

and NET-specific nutrition guidelines. These insights will inform the next stages of

research in this important but under addressed area of oncology dietetics.

243

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Appendices

261

Appendix 1: Nutrition in NETs Questionnaire 1.0

Nutrition in NETs - Questionnaire 1.0

Section 1: Dietitian Contact

The following questions will ask for information on any contact you have had with a

dietitian. Please answer each question as best as you can. If you are unsure of how to

answer a question, you can talk to the researcher who gave you this form.

Question 1. Have you seen a dietitian in the past month?

☐ Yes (Go to Question 2)

☐ No (Go to Section 2 Dietary Habits)

☐ Unsure (Go to Section 2 Dietary Habits)

If you have seen a dietitian please complete the following questions:

Question 2. Where did you see a dietitian?

☐ Hospital

☐ Community centre

☐ Private clinic

☐ Unsure

☐ Other___________________________________

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Question 3. Who referred you to see a dietitian?

☐ My doctor

☐ My nurse

☐ Myself

☐ Unsure

☐ Other___________________________________

Question 4. What was the main reason you saw a dietitian?

☐ To talk about my diet

☐ I was losing weight

☐ I was gaining weight

☐ To help manage my symptoms

☐ I had difficulty tolerating some foods in my diet

☐ Other___________________________________

Question 5. Did you receive any of the following advice or management from the dietitian? (Tip: you can tick more than one)

☐ Information on changing my diet

☐ Information on managing my symptoms

☐ Taking oral supplements or high protein drinks

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☐ Feeding through a tube

☐ Taking vitamin supplements

☐ Other____________________________________

Section 2: Dietary Habits

The following questions ask for information about your diet and any changes you may

have had to make since being diagnosed with a neuroendocrine tumour (NET). Please

answer each question as best as you can. If you are unsure of how to answer a

question, you can talk to the researcher who gave you this form.

Question 1. Have you had to make any changes to your diet or the way you eat since

you were diagnosed with a NET?

☐ Yes

☐ No (you do not need to complete any other questions, please hand the form back to

the researcher)

Question 2. If you answered yes to Question 1, are there any foods or drinks on the

following list that you avoid or consume less since your diagnosis of a NET?

☐ Fish ☐ Alcohol

☐ Red meat ☐ Coffee

☐ Chicken ☐ Tea

☐ Nuts ☐ Milk

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☐ Fruit

☐ Cheese

☐ Yoghurt

☐ Bread

Is there any other type of food or drink, not listed, that you avoid or consume less?

_______________________________________________________________________

_______________________________________________________________________

_______________________________________________________________________

_______________________________________________________________________

Question 3. Since you were diagnosed with a NET, have you had to make any of the

following changes to the way you eat? (Please tick any that apply to you)

Change: Tick

Size of meals – I have to eat smaller meals

Size of meals – I have to eat bigger meals

Type of food - I have to avoid particular foods

Type of drinks - I have to avoid particular drinks

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How often you eat – I have to eat more frequently

How often you eat– I have to eat less frequently

How often you drink -– I have to drink fluids more frequently

How often you drink -– I have to drink fluids less frequently

Are there any other changes you have had to make? If yes, please write them

here:

Question 4. Have any of the following symptoms changed the way you eat? For

example, what you eat, when you eat or how much you eat? (You can tick more than

one)

Symptom Tick Not

applicable - I

do not have

this

symptom

Feeling tired/less energy

Short of breath

Pain

Loss of appetite

Discomfort in abdomen

Bloating

Wind or gas

Indigestion or heartburn

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Nausea

Vomiting

Constipation

Diarrhoea

Feeling flushed or flushing

Night sweating

Weight gain

Weight loss

Are there any other symptoms you have that have changed

the way you eat – If yes, please write them here:

Question 5. Of the symptoms you ticked in Question 4 above do any bother you

more than others?

☐ Yes

☐ No

If yes, please tick which ones:

Symptom Tick

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Feeling tired/less energy

Short of breath

Pain

Loss of appetite

Discomfort in abdomen

Bloating

Wind or gas

Indigestion or heartburn

Nausea

Vomiting

Constipation

Diarrhoea

Feeling flushed or flushing

Night sweating

Weight gain

Weight loss

Are there any others that are not listed?

Write them here:

For those you have ticked, please can you explain why they bother you more than

others

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_____________________________________________________

_____________________________________________________

_____________________________________________________

269

Appendix 2: HRQoL raw scores and comparisons to general/NET population

Appendix 2 – Table 1: Raw scores for EORTC QLQ-C30 and GI.NET21 at all time-points, values are mean and standard deviation

Scale/item T0

(n = 59)

T2

(n = 45)

T4

(n = 37)

T6

(n = 44)

EORTC QLQ-C30

Global health status 63 (22) 61 (27) 68 (25) 68 (21)

Physical functioning 82 (21) 77 (25) 81 (21) 82 (22)

Role functioning 78 (31) 67 (37) 78 (29) 78 (28)

Emotional functioning 73 (23) 74 (24) 81 (20) 76 (21)

Cognitive functioning 78 (22) 76 (21) 83 (17) 77 (21)

Social functioning 74 (29) 68 (31) 78 (26) 77 (21)

Fatigue 35 (26) 43 (30) 33 (22) 34 (26)

Nausea/vomiting 11 (22) 12 19) 7 (13) 6 (12)

Pain 29 (32) 29 (30) 19 (25) 25 (31)

Dyspnoea 13 (23) 18 (27) 14 (20) 14 (24)

Insomnia 42 (32) 37 (32) 23 (29) 33 (31)

Appetite loss 19 (27) 24 (32) 17 (26) 15 (22)

Constipation 15 (23) 14 (19) 7 (14) 14 (22)

Diarrhoea 22 (29) 24 (30) 24 (30) 22 (30)

Financial problems 23 (32) 26 (34) 18 (30) 21 (36)

EORTC GI.NET21

Endocrine 19 (19) 10 (13) 12 (18) 11 (15)

Gastrointestinal 27 (20) 25 (21) 23 (18) 23 (17)

Treatment-related symptoms 16 (19) 18 (19) 16 (17) 20 (20)

Social function 42 (24) 42 (22) 28 (20) 35 (24)

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Disease-related worries 56 (28) 52 (27) 36 (25) 46 (27)

Muscle/bone pain 30 (32) 30 (31) 18 (20) 31 (26)

Sexual function 36 (37) 32 (40) 19 (28) 31 (35)

Information/communication function

15 (27) 10 (21) 7 (16) 11 (26)

Body image 29 (41) 31 (40) 22 (34) 19 (36)

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Appendix 2 – Table 2: Comparison of baseline (T0) HRQoL scale and item scores between study data and baseline scores from previously published data of general Australian population and NET populations, values are mean and standard deviation

Gen Pop NET Pop NET Pop NET Pop NET pop

Scale/item

Baseline score (T0)

N = 59

Mercieca-Bebber et al. 2019

N = 1821

Larsson et al. 2001

N = 24

Frojd et al.

2007

N = 59

Strosberg et al. 2018

N = 231

Cella et al. 2018

N = 135

EORTC QLQ-C30

Global health status 63 (22) 69 (22) 68 (23) 58 (19) 67 (22) 55 (19)

Physical functioning 82 (21) 89 (19) 85 (20) 80 (22) 83 (20) 78 (20)

Role functioning 78 (31) 89 (23)a 65 (33) a 53 (39) a 75 (30) 64 (31) a

Emotional functioning 73 (23) 81 (24) 73 (21) 77 (20) 75 (24) 71 (24)

Cognitive functioning 78 (22) 88 (22)a 83 (20) 85 (21) 83 (22) 77 (22)

Social functioning 74 (29) 91 (24)a 85 (20) a 77 (26) 77 (31) 67 (29)

Fatigue 35 (26) 24 (22)a 36 (24) 35 (26) 33 (26) 43 (26)

Nausea/vomiting 11 (22) 4.6 (17) 19 (24) 3 (8) 9 (15) 14 (18)

Pain 29 (32) 22 (26) 19 (24) a 20 (28) 28 (30) 34 (29)

Dyspnoea 13 (23) 12 (23) 19 (28) 27 (31) a 18 (27) 22 (26)

Insomnia 42 (32) 24 (30)a 24 (35) a 18 (24) a 28 (32) a 31 (33) a

Appetite loss 19 (27) 9 (22)a 25 (34) 10 (19) 15 (23) 20 (28)

Constipation 15 (23) 9 (23) 15 (29) 9 (22) 6 (16) 1 (6) a

Diarrhoea 22 (29) 6 (20)a 46 (39) a 25 (35) 43 (33) a 78 (27) a

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Financial problems 23 (32) 6 (24)a 6 (16) a 14 (23) 23 (33) 24 (32)

EORTC GI.NET21

Endocrine 18 (19) - - - 22 (21) 32 (25)a

Gastrointestinal 27 (20) - - - 23 (20) 31 (20)

Treatment-related symptoms 17 (19) - - - 12 (14) 14 (17)

Social function 42 (24) - - - 33 (26) 43 (25)

Disease-related worries 56 (28) - - - 44 (28) a 40 (27) a

Muscle/bone pain 30 (32) - - - 29 (31) 33 (31)

Sexual function 34 (37) - - - 31 (39) 43 (39)

Information/communication function

15 (27) - - - 5 (14) a 6 (17)

Body image 30 (41) - - - 20 (32) a 31 (36)

Notes.

aDifference in mean score of 10 or greater in comparison to general Australian population, considered clinically significant between-group difference (Cocks et al., 2012)

Larsson study, median 62yo, mid-gut NETs, 75% metastatic, 83% carcinoid syndrome, interferon or SSA treatment (Larsson et al., 2001)

Frojd study, mean 60yo, confirmed carcinoid tumor (NET), 41% SSA treatment, 44% no treatment, all inpatients (Fröjd et al., 2007)

Strosberg study, mean 63-64yo, mid-gut NETs, 100% previous SSA (Strosberg et al., 2018)

Cella study, mean 64yo, 100% metastatic NETs, 100% carcinoid syndrome (Cella et al., 2018)

273

Appendix 3: Complete results for symptom impact on dietary change

Appendix 3 - Table 1 Symptoms reported by participants to impact on dietary change

T0 T2 T4 T6

n N n N n N n N

Loss of appetite 14 15 11 14 9 10 11 15

Nausea 11 13 10 17 5 11 6 9

Vomiting 7 9 5 8 0 4 1 3

Discomfort in abdomen 19 25 13 21 9 14 10 17

Bloating 16 24 12 16 8 13 11 14

Diarrhoea 15 23 10 17 8 15 9 13

Wind or gas 14 24 9 19 7 17 9 15

Pain 14 26 7 19 7 11 6 15

Constipation 7 14 5 10 1 6 4 9

Weight loss 10 21 8 15 6 14 8 11

Feeling tired/less energy 12 18 10 22 9 18 10 18

Indigestion or heartburn 7 19 4 8 2 8 3 11

Weight gain 4 11 3 8 3 6 8 12

Short of breath 5 14 3 12 2 7 1 10

Night sweating 4 16 1 10 1 8 1 9

Feeling flushed or flushing 3 17 3 12 3 7 1 11

Notes.

N = total number of participants reporting to experience that symptom at each time-point

n = total number of participants with the symptom reporting it impacted their diet

275

Appendix 4: Phase 1 patient interview schedule

Phase 1: Patient interviews

Overall research aim:

To describe the experience of people living with gastroenteropancreatic

neuroendocrine tumours, with particular focus on dietary intake, nutritional status and

the prevalence and severity of nutrition-related symptoms.

Focus:

Does a diagnosis and treatment of NET impact QOL?

Do nutrition needs change after a diagnosis of NET?

What extent of intervention has been received from clinicians regarding nutrition?

Baseline Interview

Potential questions:

1. Can you please tell me how things have been for you since you were first

diagnosed with a NET?

2. Had you been unwell or some time before your diagnosis – if so what

symptoms did you have?

3. Have you had any challenging or unexpected things to deal with since your

diagnosis?

4. Had you heard of a NET before you were diagnosed? Where/how did you get

information about the condition? Was it hard to get information?

Emotional health questions:

5. How are you coping/did you cope with your diagnosis?

6. How have you found support/information since your diagnosis?

276

Nutrition questions:

7. Have you noticed any issues with your eating since diagnosis?

8. Have you noticed any issues with your weight since diagnosis?

9. Have changes to your eating or weight impacted on your day to day life? If yes,

in what way?

10. Have you been offered any advice about managing your nutrition, eating or

weight?

If yes, can you please describe the advice you received? Who provided this

advice?

a. Prompt: Would you change the nutrition care you received?

b. Prompt: Has any of the advice been particularly helpful? If so, what?

11. Is there any information about nutrition that you have learnt since your

diagnosis that would have been helpful to know early on? If yes, what?

If they received treatment at another centre prior to referral to Peter Mac/ONJ

Centre:

12. Do you have any symptoms or side-effects from treatment you received prior

to attending Peter Mac/Olivia Newton John Cancer Centre that have affected

your eating or weight?

Six-month Interview

Potential questions:

1. Can you please tell me how you have been managing since you first attended

Peter Mac/Olivia Newton John Cancer Centre?

2. Have you felt unwell over the past few months - if so can you describe how?

What symptoms have you had?

3. Have you had any challenging or unexpected things to deal with since you

started receiving care or treatment at Peter Mac/Olivia Newton John Cancer

Centre?

277

Emotional health questions:

4. How have you been coping with your diagnosis?

5. How have you found support/information since your diagnosis? Is there any

other support or information you wish you had received?

Nutrition questions:

Begin with ‘Since you last interview six-months ago’ or ‘Since you started receiving care

at Peter Mac/Olivia Newton John Cancer Centre’

6. Have you noticed any issues with your eating?

7. Have you noticed any issues with your weight?

8. Do you have any symptoms or side-effects from treatment that have affected

your eating or weight?

9. Have changes to your eating or weight impacted on your day to day life? If yes,

in what way?

10. Have you been offered any advice about managing your nutrition, eating or

weight?

If yes, can you please describe the advice you received? Who provided this

advice?

a. Prompt: Would you change the nutrition care you received?

b. Prompt: Has any of the advice been particularly helpful? If so, what?

11. Is there any information about nutrition that you have learnt since your

diagnosis that would have been helpful to know early on? If yes, what?

279

Appendix 5: Health professional focus group question schedule

Phase 2b: Health professional focus groups

Demographic questionnaire (to be completed prior to focus group)

Please complete the following two questions prior to participation in the focus group:

1. What is your area of specialty (tick)?

☐ Medical oncology

☐ Surgical oncology

☐ Radiation oncology

☐ Nuclear medicine

☐ Gastroenterology

☐ Endocrinology

☐ Other physician (please specify________________)

☐ Nursing (please specify___________________)

☐ Dietitian

☐ Other allied health (please specify_______________________)

2. Please provide an estimate of the number of NET patients that you have contact with or manage each year (tick)?

☐ < 10 per year

☐ 10 – 25 per year

☐ 26 – 50 per year

☐ 51 - 100 per year

☐ > 100 per year

Phase 2b: Focus and questions for discussion during focus group

Overall research aim:

To describe health professional perceptions of nutrition issues amongst patients with NET and summarise current nutrition and management practices.

280

Focus:

Is nutrition considered important within the overall context of a NET patients management/treatment?

What similarities or differences are there amongst health professionals in regards to the screening and management of malnutrition in NET patients?

What similarities of differences are there amongst health professionals in regards to the management of nutrition issues overall (including vitamin deficiencies, change in diet, food intolerances)?

Potential questions:

1. In your experience, what issues are most important to a person newly diagnosed with a NET?

Prompts:

a. What kinds of things to people commonly ask you about or seem most concerned about for example, the disease itself or treatments available to them or prognosis?

2. Do NET patients usually ask you about nutrition issues? Can you describe this in more detail?

Prompts:

a. In regards to nutrition what do NET patients report to be most concerning?

b. What is the most common question you get asked relating to nutrition? c. Do NET patients talk to you about any particular symptoms that impact

on their eating or weight? d. Do you believe nutrition issues (weight loss, change in diet) affect the

quality of life of NET patients? If so, in what way? e. When do nutrition concerns usually arise? At diagnosis, during

treatment, post treatment?

3. In your experience, is malnutrition a concerning problem amongst NET patients? Can you describe why? (Note: describe definition of malnutrition as 5% unintentional weight loss over 3 months, or 10% unintentional weight loss over 6 months)

Prompts:

a. How common is weight loss amongst NET patients? Why? b. How common is weight gain amongst NET patients? Why? c. How common is malnutrition amongst NET patients? Why?

281

d. How common are food intolerances amongst NET patients? Why? e. Do you find that NET patients change their diet due to their NET disease

or treatment? Can you provide some examples?

4. Do you screen for malnutrition when you consult with NET patients? If yes, describe how?

a. Do you believe screening for malnutrition should be a part of standard care for NET patients? If so, by Who? Why?

5. Do you screen for vitamin deficiencies when you consult with NET patients? If you do, describe which ones and why?

a. Do you believe screening for vitamin deficiencies should be a part of standard care for NET patients? If so, by who? Why?

6. Do you routinely give advice about managing nutrition, eating or weight management to NET patients? If so, what kind of advice to you give?

7. Do you believe that there is adequate evidence to inform best practice for management of nutritional issues for patients with NETs?

8. Can you identify any area of research that if prioritised, could make a helpful contribution to the nutritional care of patients with NETs?

283

Glossary

Term Abbreviation Definition

Bioelectrical impedance analysis BIA Method for estimating body

fat and muscle mass, when a

weak electric current flows

through the body to

calculate resistance

(impedance)

Body mass index BMI Calculated by dividing a

person’s weight (kg) by their

height (m2)

Carcinoid syndrome Cluster of symptoms caused

by a neuroendocrine tumour,

usually located in either the

gut or lung, that secretes

hormones

Gastrinoma Tumour located in the

pancreas or duodenum that

produces excessive levels of

the hormone gastrin

Gastroenteropancreatic

neuroendocrine tumour

GEP NET Neurendocrine tumour of

the gastrointestinal tract or

pancreas

Global Leadership Initiative on

Malnutrition

GLIM

284

Glucagonoma Tumour located in the

pancreas that produces

excessive levels of the

hormone glucagon

Fat free mass FFM Encompasses components of

body tissue including internal

organs, muscle, water and

connective tissue

Flushing Symptom of NET

characterised by redness of

the face

Functional tumour A tumour (e.g. NET) that

produces excessive

hormones, often leading to

symptoms

Inflammatory bowel disease IBD Condition causing

inflammation of the digestive

system, including ulcerative

colitis and Chron’s disease

Irritable bowel syndrome IBS Symptoms or condition often

characterised by a

combination of abdominal

pain, bloating, and

alternating constipation and

diarrhoea

285

Insulinoma Tumour located in the

pancreas that produces

excessive levels of insulin

Malnutrition Refers to imbalance (excess

or deficiency) in a person’s

intake of energy and/or

nutrients, associated with

adverse functional and

clinical outcomes

Malnutrition Universal Screening

Tool

MUST Type of malnutrition risk

screening tool

Malnutrition Screening Tool MST Type of malnutrition risk

screening tool

Neuroendocrine tumour NET Tumour arising from

neuroendocrine cells

Niacin Essential vitamin, also known

as vitamin B3

Nutrition Risk Screening tool NRS-2002 Nutrition risk screening tool

Patient-Generated Subjective Global

Assessment

PG-SGA Malnutrition assessment tool

Patient-Generated Subjective Global

Assessment Short Form

PG-SGA SF Nutrition risk screening tool

Peptide receptor radionucleotide

therapy

PRRT A type of radiation treatment

injected into the

bloodstream, targeting

286

somatostatin receptors on

NET cells

Subjective Global Assessment SGA Malnutrition assessment tool

Somatostatin analogue SSA A drug/treatment that has

anti-secretory effects

(reduces hormone

production of NETs)

Minerva Access is the Institutional Repository of The University of Melbourne

Author/s:

Laing, Erin Clare

Title:

Understanding nutrition-related symptoms, complications and health-related quality of life in

patients with gastroenteropancreatic neuroendocrine tumours

Date:

2020

Persistent Link:

http://hdl.handle.net/11343/265872

File Description:

Final thesis file

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