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33 H.P.N. Scholl et al. (eds.), Ophthalmology and the Ageing Society, Essentials in Ophthalmology, DOI 10.1007/978-3-642-36324-5_4, © Springer-Verlag Berlin Heidelberg 2013 4 Abbreviations AMD Aging macula disorder age-related macular degeneration, all types AREDS Age-related eye disease study AV Arteriovenous AVR Arteriovenous ratio BP Blood pressure CaV Cardiovascular CaVD Cardiovascular disease CDR Cup-to-disc ratio CeVD Cerebrovascular disease CI 95 % confidence interval CHD Coronary heart disease dAMD Dry late AMD similar as geographic atrophy eAMD Early AMD GON Glaucomatous optic neuropathy GVFL Glaucomatous visual field loss HR Hazard ratio HT Hypertensive htOAG Hypertensive OAG IOP Intraocular pressure lAMD Late AMD includes dAMD and wAMD NT Normotensive ntOAG Normotensive OAG OAG Open-angle glaucoma OHT Ocular hypertension OR Odds ratio PeP Perfusion pressure POAG Primary open-angle glaucoma PSC Posterior subcapsular cataract PuP Pulse pressure RCT Randomized clinical trial RR Relative risk VCDR Vertical cup-to-disc ratio VF Visual field VFL Visual field loss wAMD Wet (neovascular) late AMD 4.1 Introduction “Risk” factors as mentioned in the title should refer to factors that have been found to increase the probability of acquiring a disorder. Risk fac- tors do not automatically imply causality which can be demonstrated by aging: it is a risk factor for the three disorders in the title, but it is not the cause of these disorders. Causality can be assumed by the weight of evidence from a number of studies including strength, consistency, specificity, tem- porality, biologic gradient, plausibility, coherence, analogy, and experimental evidence (Hill 1965), but causality is never definite. “Even the most P.T.V.M. de Jong, MD, PhD, FARVO, FEBOphth, FRCOphth NIN, Meibergdreef 47, 1105BA, Amsterdam, The Netherlands AMC, Department of Ophthalmology, Meibergdreef 9, 1105BA, Amsterdam, The Netherlands LUMC, Department of Ophthalmology, Albinusdreef 2, 2300RC Leiden, The Netherlands e-mail: [email protected] Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors Paulus T.V.M. de Jong
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Page 1: [Essentials in Ophthalmology] Ophthalmology and the Ageing Society || Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

33H.P.N. Scholl et al. (eds.), Ophthalmology and the Ageing Society, Essentials in Ophthalmology,DOI 10.1007/978-3-642-36324-5_4, © Springer-Verlag Berlin Heidelberg 2013

4

Abbreviations

AMD Aging macula disorder age-related macular degeneration, all types

AREDS Age-related eye disease study AV Arteriovenous AVR Arteriovenous ratio BP Blood pressure CaV Cardiovascular CaVD Cardiovascular disease CDR Cup-to-disc ratio CeVD Cerebrovascular disease CI 95 % con fi dence interval CHD Coronary heart disease dAMD Dry late AMD similar as geographic

atrophy eAMD Early AMD GON Glaucomatous optic neuropathy GVFL Glaucomatous visual fi eld loss HR Hazard ratio HT Hypertensive

htOAG Hypertensive OAG IOP Intraocular pressure lAMD Late AMD includes dAMD and wAMD NT Normotensive ntOAG Normotensive OAG OAG Open-angle glaucoma OHT Ocular hypertension OR Odds ratio PeP Perfusion pressure POAG Primary open-angle glaucoma PSC Posterior subcapsular cataract PuP Pulse pressure RCT Randomized clinical trial RR Relative risk VCDR Vertical cup-to-disc ratio VF Visual fi eld VFL Visual fi eld loss wAMD Wet (neovascular) late AMD

4.1 Introduction

“Risk” factors as mentioned in the title should refer to factors that have been found to increase the probability of acquiring a disorder. Risk fac-tors do not automatically imply causality which can be demonstrated by aging: it is a risk factor for the three disorders in the title, but it is not the cause of these disorders. Causality can be assumed by the weight of evidence from a number of studies including strength, consistency, speci fi city, tem-porality, biologic gradient, plausibility, coherence, analogy, and experimental evidence (Hill 1965 ), but causality is never de fi nite. “Even the most

P. T. V. M. de Jong , MD, PhD, FARVO, FEBOphth, FRCOphth NIN , Meibergdreef 47 , 1105BA , Amsterdam , The Netherlands

AMC, Department of Ophthalmology , Meibergdreef 9 , 1105BA , Amsterdam , The Netherlands

LUMC, Department of Ophthalmology , Albinusdreef 2 , 2300RC Leiden , The Netherlands e-mail: [email protected]

Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

Paulus T. V. M. de Jong

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34 P.T.V.M. de Jong

careful and detailed mechanistic dissection of indi-vidual events cannot provide more than associa-tions, albeit at a fi ner level” (Rothmann 1998 ). One epidemiological design to establish causality is a clinical trial in which we rely on randomization to balance treated or exposed groups and non-treated or non-exposed groups. A clinical trial, however, may have more problems obtaining well-balanced controls, and in case of diseased persons, its results are not necessarily applicable to the general popu-lation. In general, control persons in clinical trials will be healthier than the normal population and that also may make their results less generaliz-able to the target population. This holds also for case control studies that tend to compare the very ill with the very healthy ones. Prospective studies that follow groups with speci fi c risk factors for incidence of disease can also be powerful because of the temporality. However, population-based studies which follow groups over time may suffer from loss to follow-up or a lack of power when the disease of interest is relatively rare, but their advantage above clinic-based case–control studies is that the selection of controls from a population is often less biased. Also it should be kept in mind that access to clinical care may vary widely world-wide and that clinic-based study results may not be applicable to other populations. In one recent population-based study from the USA, for exam-ple, about 60 % of the participants had no health insurance (Choudhury et al. 2011 ) . Even within a Canadian clinic, poorer patients declined more expensive treatment (Chew et al. 2005 ) .

There are an increasing number of tools to test the validity of conclusions in medical articles. In treatment ef fi cacy and safety, one considers a meta-analysis of multiple, validly performed, ran-domized clinical trials (RCTs) as one of the highest levels of evidence, but these criteria are not always applicable to observational studies, as shown below. Risk factors are often derived from observa-tional studies, and the Strengthening the Reporting of Observational studies in Epidemiology (STROBE) group made a checklist of 22 items used in case–control, cross- sectional, and cohort studies (Vandenbroucke et al. 2007 ) . Among these 22 items are, for example, prespeci fi ed hypothe-ses, key elements of study designs, sources of bias,

nonparticipation, and loss to follow-up. There is a wide range of risk factors for the disorders to be discussed in this chapter, but there is also a wide variation in the level of evidence for such factors. Without claiming completeness, Table 4.1 pro-vides the reader with an idea of the strength of evi-dence of risk factors.

Cataracts, primary open-angle glaucoma (POAG) and, less frequently, ageing macula dis-order (AMD) are categorized into primary and secondary forms. “Primary” often implies that we do not know the cause, and one could argue that once a cause is established, the disorder is not “primary” anymore. This is not absolute, because we know, for example, that aging or diabetes mellitus are associated with cataracts without knowing their exact pathophysiological mechanisms.

Around 1970, authors rightly decided to get rid of the term “senile” for aging cataract and macu-lar degeneration, but instead of “aging,” implying older age, they used the term “age-related” that can also be congenital or juvenile (Straub 1969 ; Sunness et al. 1985 ) . For that and other reasons (de Jong 2011 ) , I prefer “aging cataract” and “aging macula disorder” (AMD) over “senile” or “age-related cataract” and “age-related macular degen-eration,” the latter being one and the same as aging macula disorder and therefore has exactly the same acronym: AMD. Cataract and macula disor-der in the elderly would be better but would create completely new acronyms and I had to bow for the editors. The reader will see that all three disorders AMD, cataract, and POAG suffer from a lack of international classi fi cation or even standardization of de fi nitions, thus hampering comparisons.

4.2 Risk Factors for Cataract

Our classic handbooks on this subject (Duke-Elder 1964 ; Tasman and Jaeger 1999 ) list around 500 items in the section on cataracts describing nearly 75 different morphological types and around 200 different causes of cataracts. These were collected from publications by often astute and meticulous researchers, sometimes in extreme circumstances like world wars. Many of these past articles probably

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354 Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

would show defects according to the STROBE cri-teria and therefore should be classi fi ed as level III evidence, but that does not always deprive them of their value. For instance, how can we prove nowa-days with consent from the ethics committee that lightning or electrocution causes cataract (Duke-Elder 1964 )? These handbooks draw attention to differences in epidemiological and ophthalmo-logical thinking. It will be nearly impossible in a large population-based cohort study to exclude 200 different causes of cataract in each participant. Thus they might all be classi fi ed as aging cataracts, losing quite some speci fi c information on etiol-ogy. Another epidemiological hurdle is that there is essentially no universal de fi nition of cataract. Nearly every newborn baby has some lens opac-ity with an embryological, a fetal and, sometimes, the beginning of an infantile nucleus, and so has cataracts according to the Framingham Eye Study de fi nition: “A cataract is any opacity in the crys-talline lens of the eye” (Leibowitz et al. 1980 ) . Epidemiologically this may be correct, but pre-cisely at which point an opacity becomes a clinical cataract is uncertain. Even more so when cataract surgeons become more and more eager to fi nd indi-cations for surgery. Thus risk factors for cataract surgery as an endpoint of cataract seem tricky to

study (Chang et al. 2011 ) when these indications are not speci fi cally mentioned as is the case in most publications. Clinically, cataract may be de fi ned as a lens opacity or clouding that, after exclusion of other causes for visual loss, hampers the patient’s visual function in such a way that it hinders her or him from performing desired tasks. It may be clear that this is quite a subjective criterion. The patient should be the one, after hearing the pros and cons of surgery, to decide if the moment has come for an intervention. This clinical de fi nition, however, is hard to apply to the epidemiological search for risk factors. Thus the 75 morphological types of cataract are reduced to a small number, according to different grading systems (Leibowitz et al. 1980 ; Sparrow et al. 1986 ; West and Taylor 1986 ; Chylack et al. 1988 ; Hockwin 1994 ; Chew et al. 2010 ) . Frequently, this simpli fi cation leads to a division in nuclear, posterior subcortical (PSC), cortical, or mixed cataracts, with each two to fi ve grades per subdivision. It will be clear that this simpli fi cation, though necessary when comparing thousands of eyes, discards valuable information. These different grading systems in various studies are another source of confusion in assessing risk factors and might account for the often contradic-tory results.

Table 4.1 Quality of risk factor studies and according levels of evidence or conclusions

Based on Level of evidence

Systematic review/meta-analysis of at least two studies meeting criteria a to k I Prospective cohort study with I When based on several indepen-

dent studies with consistent results II When based on only one study

(a) Suf fi cient sample size (b) In a representative population (c) Clear de fi nition of inclusion/exclusion criteria or cases/controls (d) Clearly de fi ned primary outcomes (e) Clearly given comparison of baseline characteristics between groups (f) Adequate control for confounding (g) No selective follow-up (h) Suf fi cient follow-up time, related to natural history of disorder under study (i) Adequate accounting for loss to follow-up with numbers suf fi ciently

limited to have minimal potential for bias (j) Masked outcome assessment (k) Adequate statistics Study lacking two or more criteria a to k OR retrospective cohort study OR case–control study meeting criteria a to k, where appropriate

II When based on two studies III When based on one

Studies with no control group, OR case reports, OR expert opinions not clearly based on I or II

III

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36 P.T.V.M. de Jong

As mentioned, cataracts will be divided into primary and secondary cataracts, the latter often clinically termed as “complicated cataract.” Once we fi nd a risk factor for cataract, for example, dia-betes mellitus or smoking, the exact cause of the cataract may still elude us, and so risk factors and causes may in this context be two different items.

Examples of the easier to de fi ne secondary cata-racts are cataracts due to chemical or physical trauma, multiorgan syndromes, in fl ammation, or metabolic disturbances (Table 4.2 ). However, the majority of those will not be discussed in detail in this chapter. This paragraph on risk factors will be con fi ned to primary cataract (of unknown origin) in persons or populations over the age of 40 years.

4.2.1 Risk Factors: Evidence Level I

4.2.1.1 Age We have known for millennia that age is a risk factor. Nevertheless, many papers still mention

this nowadays (Leibowitz et al. 1980 ; Hodge et al. 1995 ; Chang et al. 2011 ; Waudby et al. 2011 ) . The prevalence of cataract is 2.35 % between age 40 and 49 years and 74 % over age 80 (Congdon et al. 2004 ) in white populations. In India, the prevalence of any cataract rose from about 50 % below age 65 to 90 % above age 70 (Vashist et al. 2011 ) .

4.2.2 Risk Factors: Evidence Level II

4.2.2.1 Gender In seven studies including black, Hispanic, and white populations, the prevalence of cataracts in females varied between 53.3 and 61.1 % and in males between 38.9 and 46.7 % (Congdon et al. 2004 ) . Also in India and Asia, women had a higher prevalence (Vashist et al. 2011 ) . So, roughly estimated the prevalence of cataracts is 15 % higher in women than in men (West and Valmadrid 1995 ) .

Table 4.2 Examples of secondary or complicated cataract

Cause Examples Subgroups/examples

In fl ammation Uveitis Juvenile rheumatoid arthritis Bacterial/viral infection Herpes zoster Following angle-closure glaucoma “Glaukom fl ecken”

Metabolic disturbances Anorexia nervosa Diabetes mellitus Galactosemia

Multiorgan/system syndromes Alport syndrome Mongolism Myotonic dystrophy Raynaud’s disease Refsum syndrome

Trauma Chemical Acid or lye burns

Medicine use Corticosteroids Cobalt, gold, mercury, silver

Physical Perforation of eye Contusion of eye Irradiation Ionizing

UV Infrared

Electroshock; lightning

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374 Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

4.2.2.2 Geography Most studies agree that the prevalence of cat-aracts is higher in tropical areas with lower latitudes and in higher altitudes (Hollows and Moran 1981 ; Leske and Sperduto 1983 ; Brilliant et al. 1983 ; Javitt and Taylor 1994 ; Sasaki and Kojima 1994 ; West and Valmadrid 1995 ; Sapkota et al. 2010 ) . These differences, however, can also be due to genetics, hygiene, UV radiation at different latitudes, nutrition, toxic factors like cooking fuel, and many more factors. Around age 60, the prevalence of cata-ract in India is higher than in white populations, but around age 80 these prevalences are similar (Vashist et al. 2011 ) .

4.2.2.3 Light Exposure (Elevated) It is clear that there may be quite some over-lap between this risk factor and the geographi-cal one (see also remarks on light exposure in the AMD section). Nevertheless, in addition to the articles mentioned in the geography para-graph, there seems to be suf fi cient evidence to consider ultraviolet A and especially B as risk factors (Taylor et al. 1992 ; Hodge et al. 1995 ; Italian-American Cataract Study Group 1991 ; West et al. 1998 ) . Galactic cosmic space radia-tion could increase cortical cataracts (Chylack et al. 2009 ) . In Reykjavik, Scheimp fl ug images were taken, and light exposure was not a risk factor for nuclear cataracts (Arnarsson et al. 2002 ) .

4.2.2.4 Smoking Some early studies claiming smoking as a risk factor for cataract (Christen et al. 1992 ; Hankinson et al. 1992 ) were based on retrospec-tive self-reported data. There exist, however, cross-sectional or longitudinal studies that point to smoking as a risk factor for nuclear cataract (Flaye et al. 1989 ; West et al. 1989a ; Arnarsson et al. 2002 ; Tan et al. 2008b ) , all types of cata-ract (Krishnaiah et al. 2005b ; Wu et al. 2010 ) or cataract extraction (Krishnaiah et al. 2005b ; Lindblad et al. 2005 ) , encompassing various ethnic groups.

4.2.3 Risk Factors: Evidence Level III or Lower

4.2.3.1 Alcohol Intake (Elevated) Clinic-based case–control studies from the UK and the USA mentioned that heavy alcohol inges-tion was associated with cataracts, with a sugges-tion of a J-shaped curve, which means that moderate ingestion might be protective (West and Valmadrid 1995 ) . A population-based preva-lence study found similar associations (Ritter et al. 1993 ) especially for consumption of more than four alcohol units a day (Klein and Klein 2007 ) . Other studies could not corroborate this (Hodge et al. 1995 ; Wang et al. 2008 ) . Alcohol and smoking often went hand in hand, and one should keep in mind that both are based on his-tory data. The overall picture seems to be that alcohol has a minor in fl uence, if any, on cataract formation (Wang et al. 2008 ) .

4.2.3.2 Antioxidant Levels (Reduced), Nutrients, and Vitamin Supplements

There is disputed evidence as to whether nutri-ents play a role in the formation of aging cata-racts, and if so, which nutrients are the important ones. Often an association with only nuclear sclerosis or PSCs was found, and natural diet and supplements were intermingled in the analyses (Hodge et al. 1995 ) . Multivitamin supplements decreased the prevalence of nuclear cataracts (Sperduto et al. 1993 ; Chang et al. 2011 ) , and antioxidants seem to reduce the prevalence of cataract (West and Valmadrid 1995 ; Karppi et al. 2012 ) . In AREDS, it was found in a RCT that antioxidants (vitamins C and E, beta-car-otene) had no effects on risk or development of cataracts (Age-Related Eye Disease Study Research Group 2001 ) . In a very detailed review on nutrients and supplements, the evidence for protection against cataracts does not appear to be convincing (Chiu and Taylor 2007 ) , but in an Indian vitamin C-depleted population, there was an inverse association between vitamin C and cataract (Ravindran et al. 2011a ) . One should

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38 P.T.V.M. de Jong

keep in mind that serum vitamin C levels are lower in Indian than in Western populations (Ravindran et al. 2011b ) .

4.2.3.3 Body Mass Index (BMI) (High) It is stated that both a low BMI (Athanasiov et al. 2008 ) especially in malnourished populations and a high BMI is associated with nuclear cataracts (Lim et al. 2009 ) in Asian populations. Another population-based longitudinal study found an increased risk of cortical cataracts and PSCs in persons with a high BMI (Younan et al. 2003 ) .

4.2.3.4 Cardiovascular Disease Cataracts were associated with systemic hyper-tension (Kahn et al. 1977 ) , but the subsequently reviewed literature was inconclusive (West and Valmadrid 1995 ) . A longitudinal study found that hypertensive patients had an odds ratio (OR) of 3.4 for PSCs and more cataract surgery was per-formed on participants with a history of angina (Younan et al. 2003 ) . Concerns might be raised that there could be confounding by indication through cataract-causing antihypertensive drugs. Also surgeons might be inclined to operate ear-lier on angina patients before the cardiac risk becomes too high for such a procedure.

4.2.3.5 Educational Status (Low) Higher education in general is associated with a higher socioeconomic status as well as a health-ier lifestyle with regard to food intake, smoking, and access to health services (Kahn et al. 1977 ; West and Valmadrid 1995 ; Chang et al. 2011 ) . Most studies fi nd that higher education is associ-ated with less cataract (Xu et al. 2010 ; Wu et al. 2010 ) .

4.2.3.6 Ethnicity Aborigines have more cataracts than non-Aborigines (Hollows and Moran 1981 ) . The population-based Barbados study showed a higher incidence of cataracts in blacks than whites (Leske et al. 2004 ) as did a clinic-based study with only 4 % black participants (Chang et al. 2011 ) . The same dif fi culties in ascertaining causality in the case of education, geography, light exposure, and nutri-tion may apply here (West et al. 1998 ) .

4.2.3.7 Genetics As is common nowadays, aging cataracts are considered to be a multifactorial disease. Contrary to congenital and familial or syndromal cataracts, hardly any of the genes are known. Two recent reviews highlight our present state of knowledge (San fi lippo et al. 2010 ; Shiels et al. 2010 ) . In a female twin study on nuclear cataracts, the vari-ance in expression was in 48 % determined by genetics, in 38 % by age, and in 14 % by environ-ment (Hammond et al. 2000 ) . The prevalence of cortical cataracts was similar for monozygotic and dizygotic twins, and although there were marked differences between clinical and digitized gradings, the genetic in fl uence was estimated to be 45 %, the environmental one 30 %, and that of age 14 % (Hammond et al. 2001 ) although twin studies might overestimate these risks.

4.2.3.8 Hormone Replacement Therapy (HRT)

The literature on HRT and cataracts is controver-sial. Cross-sectional studies suggested a protec-tive effect, but longitudinal studies did not (Klein et al. 2000 ; Freeman et al. 2004 ; Younan et al. 2003 ; Kanthan et al. 2010 ) . One study mentioned a higher risk for cataract surgery in women using HRT at any time (Lindblad et al. 2005 ) . A main concern for papers with cataract surgery as an outcome is the continuously changing indications for cataract surgery in high-volume cataract clin-ics. In underdeveloped countries, it may be the other way round – people who need surgery do not get it. Surgery in that situation might depend more on suf fi cient means for transport, care, and surgery fees.

4.2.3.9 Refraction For many years, it was the conventional wisdom of clinicians that myopic eyes develop nuclear cataracts at an earlier age than emmetropic or hyperopic eyes. This concept seems too simple. Most eyes undergo a hyperopic shift until the age of 65 or 70 years and after that a myopic shift. This holds true for different ethnicities (Lee et al. 1999 ; Guzowski et al. 2003 ; Wu et al. 2005 ; Fotedar et al. 2008 ) . The more nuclear cataract was present at baseline (around age 40

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394 Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

years), the higher the myopic shift after 5 years (Lee et al. 1999 ) .

4.3 Risk Factors for Aging Macula Disorder (AMD)

As with cataracts, there are different classi fi cation or grading systems for AMD. Most of them stick to an arbitrary age limit of 40 years or older for the patient or the participant in a study and the obligatory presence of drusen. Drusen are white, well-demarcated dots in the retina and may be small (<63 m m) to large ( ³ 125 m m) in size when seen with a certain standard magni fi cation on fundus color transparencies or digitized images. There is also a tendency to separate AMD into early AMD (eAMD) and late AMD (lAMD). Often eAMD is subdivided in two to three mutu-ally exclusive classes, characterized by increasing numbers and sizes of drusen and the presence of hyperpigmented or hypopigmented spots in the retina or its pigment epithelium (van Leeuwen 2003b ). Usually the person with eAMD has no or few visual complaints. Commonly, lAMD is subdivided in a dry form (dAMD), also called geographic atrophy, and a wet (wAMD) or neo-vascular form. dAMD is considered to be the result of dying retinal pigment epithelial cells with subsequent photoreceptor cell loss, lead-ing to gradual vision loss. On the other hand, wAMD originates from subretinal neovascular membranes with subsequent hemorrhages and scar tissue formation in the center of the retina; it can lead to visual loss in a few weeks or even overnight. In this chapter, the term AMD refers to all types of AMD.

At present, most epidemiological studies exclude certain retinal abnormalities to reach a diagnosis of AMD and do not use visual acuity in an eye as a diagnostic criterion for AMD. We have to keep in mind that AMD is always a diag-nosis by exclusion of others, and this may be another misclassi fi cation pitfall, especially in ret-rospective studies, because several different end-stage retinal disorders resemble each other. Table 4.3 provides the most common disorders that may mimic AMD.

4.3.1 Risk Factors: Evidence Level I

4.3.1.1 Aging By de fi nition, age is a risk factor for AMD. The estimated prevalence of drusen ³ 125 m m goes from 2.6 % at age 50 years to 27.5 % above age 80 years. For dAMD, this goes from 0.13 to 8 % and for wAMD from 0.18 to 9.5 %. For any lAMD, these fi gures rise from 0.27 to 13.6 % (Friedman et al. 2004a ) . A recent meta-analysis on 17,236 lAMD cases con fi rmed age as a risk factor in all studies (Chakravarthy et al. 2010 ) . The OR for AMD rose with 4.2 (95 % CI 3.8–4.6) per decade (Rudnicka et al. 2012 ) .

4.3.1.2 Cataract Surgery It remains questionable whether or not cataract surgery elevates the long-term risk of lAMD in patients with no AMD or only eAMD by what-ever mechanism, light exposure, or surgical trauma (van der Schaft et al. 1994 ). Thus perhaps this should be evidence level II. Two publications stated that there was no conclusive evidence and that a RCT was indicated (Smith et al. 2005 ; Patel 2007 ) . Because no such trials were performed, a recent Cochrane review concluded: “At this time, it is not possible to draw reliable conclusions from the available data to determine whether cat-aract surgery is bene fi cial or harmful in people with AMD” (Casparis et al. 2009 ) . Nevertheless, several prospective population-based studies found increased ORs up to 3.8 of late AMD after cataract surgery (Freeman et al. 2003 ; Krishnaiah et al. 2005a ; Cugati et al. 2006 ; Ho et al. 2008 ; Fraser-Bell et al. 2010 ; Choudhury et al. 2011 ) . A large meta-analysis of prospective cohort studies found that cataract surgery is a strong risk factor for wAMD (relative risk (RR) 3.05; 2.05–4.55) (Chakravarthy et al. 2010 ) .

4.3.1.3 Smoking Smoking is one of the best documented risk factors for AMD (Chakravarthy et al. 2010 ; Krishnaiah et al. 2005a ) since it was fi rst dem-onstrated in a clinic-based case–control study that smokers developed AMD on average 7 years earlier than nonsmokers (Paetkau et al. 1978 ) . Smoking as a risk factor was found in

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40 P.T.V.M. de Jong

similar studies in white (Hyman et al. 1983 ) and Japanese persons (Tamakoshi et al. 1997 ) and also in twin studies (Seddon et al. 2006 ). Also in prevalence studies in Australia (McCarty et al. 2001 ) , China (Yang et al. 2011 ) , Europe (Vinding et al. 1992 ) , and India (Krishnaiah et al. 2005a ) and in Latinos (Fraser-Bell et al. 2008 ) and South Asians (Cackett et al. 2008 ) . Finally, it was best documented in population-based cohort studies in Australia (Mitchell et al. 2002b ) and Europe (van Leeuwen et al. 2003b ) and in white people (Klein et al. 2002 ) although only for eAMD, and Latinos (Choudhury et al. 2011 ) in the USA, as well as in pooled data from these studies (Tomany et al. 2004 ) .

4.3.2 Risk Factors: Evidence Level II

4.3.2.1 Body Mass Index (BMI) (Elevated) A recent review concluded that there is con-siderable evidence for an association between high BMI and AMD. The different associations with various types of AMD remain to be deter-mined (Cheung and Wong 2007 ) . Data from a RCT gave an OR 1.05 (95 % con fi dence interval (CI) 1.001–1.10) per 1 kg/m 2 rise in BMI (Klein et al. 2007a ) . There is hope for obese people. A decrease in waist-to-hip ratio of 3 % or more resulted, in a population-based cohort followed for 6 years, in lower odds for any AMD. Those losing 3 % waist-to-hip ratio had a 29 % drop in

Table 4.3 Examples of retinal disorders mimicking early or late AMD to be excluded before a de fi nition of AMD can be made

Mimicking Causes/examples Subgroups

Early AMD Asteroid hyalosis Circinate retinopathy Diabetic exudates Hypertension Kidney disorders Hyperpigmentations Medicine induced

Systemic hypertension Infections Disseminated choroiditis,

sarcoid, tbc, histoplasmosis Punctate inner choroidopathy Retinitis punctata albescens Stargardt disease Telangiectasia

Late dry AMD Areolar macula dystrophy Coloboma (congenital) Cone dystrophy Maternally inherited diabetes and deafness Myopia Infections Zoster retinitis, toxoplasmosis

Toxocara Trauma Eclipse retinopathy

Photo/cryocoagulation/radiation Late wet AMD Angioid streaks

Choristoma Disciform reaction in any retinal scar Haemangioma Infection Presumed histoplasmosis Metastatic disorders Breast carcinoma Trauma; choroidal rupture

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414 Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

odds, and the obese ones who were in the bottom decile of waist-to-hip ratio change dropped 59 %. Unfortunately, only 2 % of the obese reached this bottom decile (Peeters et al. 2008 ) .

4.3.2.2 Family History (Positive) Both in a clinic-based case–control study (Hyman et al. 1983 ) and a population-based cohort study (Klaver et al. 1998 ) , a positive family history is a risk factor for AMD. More details will be pro-vided in Chap. 5 .

4.3.2.3 w -3 Fatty Acids (Reduced) or Limited (Oily) Fish Ingestion

One of the fi rst studies mentioning an inverse association between fi sh intake and AMD was based on small numbers (0.6 % of the cohort) and retrospective AMD data with a visual cri-terion £ 20/30 within the de fi nition of AMD (Cho et al. 2001 ) . A prospective study saw a just signi fi cant reduction of lAMD with an OR 0.25 for those who consume fi sh at least three times a week (Chua et al. 2006 ) . After 10-year follow-up, the same group found that one fi sh serving per week reduced the risk of eAMD (RR 0.69) in people with below-median linoleic acid con-sumption (Tan et al. 2009 ) . One concern is that two or more fi sh servings failed to do so and that intake of nuts showed a similar pattern in that study. Furthermore, lAMD was not mentioned in the 10-year report. In a cross-sectional popula-tion-based study, eating oily fi sh at least once a week halved the risk of wAMD (Augood et al. 2008 ) . Similar protective effects were found in prospective population-based studies in combina-tion with some genotypes (Wang et al. 2009 ) and various other genetic variants (Ho et al. 2011 ) . A meta-analysis found a reduced risk of lAMD in high dietary intake of w -3 fatty acids or twice a week fi sh intake but concluded that there was insuf fi cient evidence to support these as factors in AMD prevention (Chong et al. 2008b ) .

4.3.2.4 Refraction: Hyperopia Since clinical case–control (Maltzman et al. 1979 ; Hyman et al. 1983 ) and most cross- sectional population-based studies (Kahn et al. 1977 ; Goldberg et al. 1988 ; Wang et al. 1998 ) linked

hyperopia with AMD, this was also con fi rmed for shorter axial length (Lavanya et al. 2010 ) . One population-based study could not con fi rm this (Klein et al. 1998 ) nor could its follow-up (Wong et al. 2002 ) . Another longitudinal popu-lation-based study could not con fi rm their cross-sectional fi nding that hyperopia was a risk factor for eAMD (Wang et al. 2004 ) . Yet another popu-lation-based study found that hyperopia was asso-ciated with both prevalent and incident AMD; the risk of AMD increased after 5 years per diopter of hyperopia by 5 % (Ikram et al. 2003 ) .

Obviously, there is a huge difference in cross-sectional and follow-up studies, and it is also clear that longitudinal studies do not always seem to provide the fi nal answer. On the one hand, the differences may be explained by power problems. On the other hand, naturally chang-ing refraction since baseline toward hyperopia below age 65 years and myopia above that age (Fotedar et al. 2008 ; Gudmundsdottir et al. 2005 ) may be a factor. It seems clear that there is an increasing risk of AMD with increasing hyperopia with crude RRs, going from 0.6 in myopia < −3.00 diopters (D) and 0.3 from −1.00 to −3.00 D, to 2.5 for hyperopia from +1.00 to +2.25 D, and 3.6 for hyperopia over +2.5 D (Wong et al. 2002 ) , although the RRs became nonsigni fi cant after adjusting for age. The difference between this latter study and the one by Ikram may be the statistical analysis: Wong used both eyes of a par-ticipant, while Ikram took the eye with the higher level of AMD or, when there was no difference, the right eye.

4.3.3 Risk Factors: Evidence Level III or Lower

4.3.3.1 Alcohol Intake (Elevated) The role of alcohol consumption in AMD is a matter of dispute. Prospective population-based studies found no risk (Boekhoorn et al. 2008 ) or even a slightly protective effect (Arnarsson et al. 2006 ) , while others found that over four con-sumptions a day increased the risk of dAMD (Knudtson et al. 2007 ) or only eAMD (Chong et al. 2008a ) . In addition, retrospective data from

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42 P.T.V.M. de Jong

a randomized trial found no marked risk (Ajani et al. 1999 ) so that, overall, it seems that alcohol is not a signi fi cant risk factor for AMD.

4.3.3.2 Arteriovenous (AV) Caliber of Retinal Vessels, Arteriovenous Ratio (AVR), Focal Narrowing, and AV Nicking

The AV caliber or their ratio was not associated with AMD (Ikram et al. 2005 ) , but AV nicking had an OR 2.6 (95 % CI 1.2–5.5) for late AMD (Liew et al. 2006 ) ; this could not be con fi rmed in another study (Cheung et al. 2011 ; van Leeuwen et al. 2003a ) . Finally, one cross-sectional study found an association between wider venular cali-ber and eAMD (Jeganathan et al. 2008 ) . For the time being, AV caliber or the AVR seem not to be major risk factors.

4.3.3.3 Cardiovascular (CaV-CaVD) and Cerebrovascular Disease (CeVD)

Like the Framingham Eye Study (Kahn et al. 1977 ) , a clinic-based case–control study found that hypertension is a risk factor for eAMD and wAMD as did a population-based cohort study (van Leeuwen et al. 2003a ) . Among Latinos, the link with wAMD held only for diastolic but not for systolic hypertension; high pulse pressure was a risk factor for AMD (van Leeuwen et al. 2003a ; Choudhury et al. 2011 ) , while low pulse pressure protected against wAMD (Fraser-Bell et al. 2008 ) . A clinic-based case–control study found that better CaV health was associated with prevalent AMD (McCarty et al. 2008 ) . Coronary heart disease (CHD) was associated with eAMD but not with lAMD (Sun 2012 ). Various measures of atherosclerosis were a risk for AMD (van Leeuwen et al. 2003a ) . In a meta-analysis, no prospective studies could fi nd hypertension, CaVD, or CeVD to be a risk fac-tor for AMD, but some case–control studies did (Chakravarthy et al. 2010 ) . Conversely, cases with AMD had no increased risk of CHD or CaVD (Fernandez et al. 2012 ) . One prospective population-based study differentiated CeVD and found that lAMD was a risk factor for any stroke and especially for cerebral hemorrhage

but not for cerebral infarction (Wieberdink et al. 2011 ) . All in all, CaVD nor CeVD seems to be a major risk factor.

4.3.3.4 Cholesterol, High-Density Lipoprotein (Elevated Serum Levels)

A meta-analysis of fi ve prospective and six cross-sectional studies could not fi nd signi fi cant ORs or RRs for serum total or HDL cholesterol levels and AMD (Chakravarthy et al. 2010 ) .

4.3.3.5 Diabetes Mellitus Diabetes is also a dif fi cult risk factor to study because of the many different criteria for its diagnosis. These may vary from the many ways of obtaining historical data on the presence of diabetes to the use of oral treatment or injections and to measuring glucose levels in the blood. The latter may be performed randomly, after fasting overnight or even after a loading test. This hav-ing said, diabetes was not a risk factor for AMD in the pooled analysis of three large population-based incidence studies on mostly white partici-pants (Tomany et al. 2004 ) and in a subsequent analysis of dAMD (Klein et al. 2008 ) . A bor-derline signi fi cance was found in blacks (Leske et al. 2006 ) .

4.3.3.6 Ethnicity In a cross-sectional population-based study, eAMD and lAMD were more prevalent in whites than blacks (Friedman et al. 1999 ) like in another such study (Bressler et al. 2008 ) but for wAMD. Estimated prevalence of wAMD was 16 times and of dAMD 40 times higher in whites than in blacks (Friedman et al. 2004a ) . However, another population-based study in the USA using a non-mydriatic camera found a lower prevalence of eAMD in blacks but no major differences in prevalence of lAMD between Asians, blacks, Hispanics, or whites (Klein et al. 2006 ) . Only Native American ancestry seemed to predis-pose to dAMD (Fraser-Bell et al. 2005 ) . Another study on Hispanics in Arizona found a higher prevalence of eAMD but a lower of lAMD than in whites (Munoz et al. 2005 ) . The prevalences of eAMD seemed to be similar in Japan as in

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434 Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

a white Australian population, but lAMD was lower among Japanese women (Kawasaki et al. 2008 ) . The 9-year incidence of lAMD in Japan was lower than among whites and higher than in blacks (Yasuda et al. 2009 ) . The same prevalences were found in a white rural population as in an urban one in Italy (Piermarocchi et al. 2011 ) , and there was a similar prevalence in Spain (SEESG 2011 ). Rural Chinese had similar prevalences as whites for eAMD, but the prevalence was lower for lAMD (Yang et al. 2011 ) . There were no major differences in prevalence of lAMD between blacks, Chinese Asians, whites, and Hispanics (Chakravarthy et al. 2010 ) and Indian or Malay populations (Cheung et al. 2012 ).

4.3.3.7 Gender, Female Hormones, and Hormone Replacement Therapy (HRT)

Presumed lower prevalences of AMD in women led to hypotheses that more years of menstrua-tion, more children, or longer exposure to HRT might protect against AMD. Early menopause before age 45 years has a relative risk (RR) of 1.9 for lAMD (Vingerling et al. 1995 ) . HRT protected against wAMD in a clinic-based case–control study, and having one or more children was a risk factor (EDCCSG 1992 ). In a popu-lation-based 5-year incidence study, HRT had no effect (Klein et al. 2000 ) . A cross-sectional population-based study and in India found that older age at menarche elevated the risk of AMD (Nirmalan et al. 2004 ) . In this study, only 3 % of the women had AMD, and although the international classi fi cation was only intended for classi fi cation on fundus images (Bird et al. 1995 ) , the AMD diagnosis here was reached by ophthalmoscopy. In an RCT with estrogens or estrogens plus progestin on women aged 65 years and over, the AMD, prevalence was 21 %, but there were only 20 wAMD cases in the 2,635 taking also progestin. The conclusion was that estrogen plus progestin might protect against any soft drusen and wAMD (Haan et al. 2006 ) . Estrogens mediate their effects through intracel-lular receptors ESR1 and ESR2 . The ESR1 Pvu II- Xha I haplotype 1 had after a mean follow-up up of 7.7 years in heterozygous persons a 3.7 higher

risk of wAMD, and in homozygous persons, this was 4.7 (95 % CI 1.62–13.66) (Boekhoorn et al. 2007 ) . So HRT seems not to be a major protec-tive factor against AMD, and genetic combina-tions may evolve in due course, in combination with HRT, to carry a higher risk. A meta-analysis found no link between female gender and lAMD (Chakravarthy et al. 2010 ) , but there is some evi-dence that women have a slightly higher risk of wAMD (Rudnicka et al. 2012 ) .

4.3.3.8 Kidney Function (Reduced) There are some reports on links between reduced kidney function and eAMD or wAMD (Liew et al. 2008 ; Klein et al. 2009 ; Nitsch et al. 2009 ; Weiner et al. 2011 ; Choi et al. 2011 ) . They are partially contradictory. Some kidney diseases seem to be associated with white fl ecks in the retina (Duvall-Young et al. 1989 ) , and it remains questionable whether those fl ecks may be consid-ered to be drusen and have led to misclassi fi cation of eAMD (Table 4.3 ).

4.3.3.9 Light Exposure (Elevated) To con fi rm or deny the in fl uence of light expo-sure on AMD as in cataract is dif fi cult, if only because of the problems involved in obtaining reliable information on lifetime exposure, mea-suring its radiation levels, and changing views on retinal phototoxicity (Hunter et al. 2012 ) . There is no connection between UVB or blue light and AMD (West et al. 1989b ; Fletcher et al. 2008 ) , but the latter cross-sectional population-based study found signi fi cant links with wAMD in par-ticipants who also had the lowest quartile of anti-oxidant serum levels.

4.3.3.10 Medicines, Nutrients, and Supplements (Risk or Protective)

Medicines Associated with AMD Statins A cross-sectional study in participants from a hospital registry suggested a protective effect of statin use (Hall et al. 2001 ) . A cross-sectional population-based study found a low number (30) of lAMD cases. Angiotensin-converting enzyme inhibitors or ever having taken cholesterol- lowering

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44 P.T.V.M. de Jong

medication elevated their risk of lAMD (McCarty et al. 2001 ) . In prospective studies, statin use either did not protect (van Leeuwen et al. 2001 ; Klein et al. 2007b ) or only protected against eAMD in one study with 7 % statin users and one case of lAMD (Tan et al. 2007 ) . Cochrane could not fi nd studies suitable for analysis of statins and AMD (Gehlbach et al. 2009 ) .

Aspirin In a cross-sectional population-based study, daily aspirin intake increased the risk of wAMD (de Jong et al. 2012 ) in contrast to earlier RCTs (Christen et al. 2001, 2009 ) . This is mentioned here only because of the widespread use of aspirin as primary and secondary prevention for CaVD and CeVD. In the pooled analysis of three population-based cohort studies, aspirin was not analyzed because less than 2 % of the baseline population mentioned aspirin use (Tomany et al. 2004 ) . However, one longitudinal population-based study found a HR 2.2 (CI 1.2–4.15) for nAMD in persons who regu-larly took aspirin for 10 years (Klein et al. 2012 ) and in another study with 15 years follow-up the OR for nAMD was 2.46 (1.25–4.83) (Liew et al. 2013 ). This warrants caution for aspirin as primary prevention of CaVD in persons with any AMD.

Antioxidant Intake (Low), Carotenoids as Lutein and Zeaxanthin Dietary studies often have a problem of recall bias when asking what food people were eating over a certain period in the past. That may be one reason for controversial outcomes. One pop-ulation-based cross-sectional study found that vitamin A but not vitamin C protected against AMD (Goldberg et al. 1988 ) , while a clinic-based case–control study found the opposite to be the case (Seddon et al. 1994 ) . The latter study mentioned the carotenoids lutein and zeaxanthin as being protective. A population-based cohort study mentioned modest protection by provi-tamin A and vitamin E for eAMD and by zinc against pigmentary abnormalities, but had power problems to look at lAMD (VandenLangenberg et al. 1998 ) . Later similar observational studies con fi rmed stronger protective effects of antioxi-dants on AMD (van Leeuwen et al. 2005 ; Tan et al. 2008a ) , but a review of six of these cohort

studies could not fi nd any signi fi cant effect (Ma et al. 2012 ) . A RCT found a protective effect of antioxidants plus zinc after excluding mild eAMD cases (Age-Related Eye Disease Study Research Group 2001 )

A Cochrane review examined three RCTs with alpha-tocopherol and beta-carotene supplements and concluded: “There was no evidence that anti-oxidant vitamin supplementation prevented or delayed the onset of AMD” (Evans and Henshaw 2009 ) . Another non-US review even mentioned a higher mortality risk in those taking supplements (Gerding and Thelen 2010 ) .

4.4 Risk Factors for Primary Open-Angle Glaucoma (POAG)

Glaucoma is a collective term for poorly under-stood disorders in retinal neurons. The neuronal cell death results in loss of retinal nerve fi bers. This nerve fi ber loss may become clinically man-ifest in red-free retinal images, nerve fi ber layer thinning, increased cupping of the optic nerve head leading to a larger (vertical) cup-to-disc ratio (VCDR), glaucomatous visual fi eld loss (GVFL) or a combination of these. However, this holds more for (primary) open-angle glaucoma ((P)OAG) than for (acute) angle-closure glau-coma, the latter being in some parts of the world more prevalent than POAG.

The classi fi cation of POAG seems to be an even greater problem than in AMD or cataract. In the same population-based data set, the prev-alence of POAG rose from 0.6 to 5.8 % (nearly ten times higher) in participants aged 80 years or over, simply by applying different diagnostic criteria from six more population-based stud-ies (Wolfs et al. 2000 ) ! The Framingham Eye Study had a two-step procedure with visual fi eld (VF) examination only in referred cases, before a diagnosis of POAG could be reached (Kahn et al. 1977 ) . Participants had OAG when one of fi ve GVFL criteria was present, “provided there was no de fi nite or doubtful diagnosis of acute, secondary, or other than open-angle glaucoma for the same eye.” When a person was not referred for de fi nite examination, OAG was negative. Wolfs only made a diagnosis of

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454 Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

de fi nite POAG based on the presence of glau-comatous optic neuropathy (GON) in combina-tion with GVFL that implies exclusion of other causes for VF loss, without intraocular pressure (IOP) as a diagnostic criterion. In this chapter, normotensive (NT) OAG (ntOAG) refers to an IOP that was found never to be over 21 mmHg in a diurnal curve; otherwise, the term ocular hypertension (OHT) is used. There are only a few population-based POAG incidence studies. Statistical power problems were encountered in these more often than in AMD because of the lower incidence of POAG.

As is the case with aging cataract, whenever we discover a cause for OAG, that part of OAG cannot be called primary anymore. Another simi-larity is that, clinically, we divide OAG into pri-mary and secondary. In Table 4.4 , some examples of secondary OAG are given. Risk factors of

POAG are provided in alphabetical order; its genetic background will be discussed in the next chapter.

4.4.1 Risk Factors: Evidence Level I

4.4.1.1 Age An extrapolation of data from eight population-based case–control and cohort studies estimated the prevalence of POAG in the USA in black women (men) between ages 40 and 49 years to be 1.51% (0.55)%. This was 0.34 (0.39)% for Hispanics and 0.83 (0.36)% for whites. Above the age of 80, these prevalences were 9.82 (13.21)% in blacks, 10.05 (7.91)% in Hispanics, and 6.94 (5.58)% in whites (Friedman et al. 2004b ) . This would point to a rise in prevalence of 6.5 times in elderly black women and to a prevalence of 29 times higher in old

Table 4.4 Examples of secondary open-angle glaucoma

Cause Examples Subgroups/examples

Developmental Aniridia Iridocorneo-endothelial syndrome Peters anomaly

Elevated venous pressure Cavernous sinus Fistula, thrombosis Nevus fl ammeus Sturge-Weber disease

In fl ammatory Uveitis Bacterial/viral infection Herpes zoster

Syphilis Metabolic disturbances Amyloidosis

Cystinosis Mucopolysaccharidosis

Multi organ/system syndromes Graves disease Lymphoma Phakomatosis

Neovascular glaucoma Diabetes mellitus Central retinal vein occlusion

Intraocular tumors Melanoma, metastasis Trauma Chemical Acid or lye burns Corticosteroids

Medicine use Physical Contusion of eye

Hyphema Irradiation Ionizing Perforation of eye Foreign body Surgery

Excluding congenital glaucoma (buphthalmos) and chronic angle-closure glaucoma

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46 P.T.V.M. de Jong

Hispanic men. Smaller rises (2–3×) with aging were seen in China (Song et al. 2011 ) and India (4×) (Vijaya et al. 2008 ) . Age was a risk factor in all cohort studies (Mukesh et al. 2002 ; Leske et al. 2008 ; Czudowska et al. 2010 ; Cedrone et al. 2012 ) .

4.4.1.2 Ethnicity Blacks have a (4–5×) higher prevalence of POAG than whites both in a clinic-based screening pro-gram (Packer et al. 1959 ) and in a nonrepresenta-tive population screening (Frydman et al. 1966 ; Coulehan et al. 1980 ) . This held also for popu-lation-based prevalence studies (4–5×) (Tielsch et al. 1991 ; Rotchford et al. 2003 ) (2×) (Friedman et al. 2006 ) and cohort studies (3–6×) (Leske et al. 2007b ; Czudowska et al. 2010 ) . The prevalence in Hispanic persons lies between that of blacks and whites (Quigley et al. 2001 ) . Because of dif-ferences in POAG classi fi cation and pooling of various glaucoma types, it was hard to tell what the prevalences of POAG in Chinese (Song et al. 2011 ) , Indian (Vijaya et al. 2008 ) , or Bangladesh (Rahman et al. 2004 ) populations are. Two studies found a similar prevalence between Chinese and Europeans (He et al. 2006 ; Wang et al. 2010b ) .

4.4.1.3 Family History Despite concerns as to how reliable a family history may be (Mitchell et al. 2002a ) , most studies that looked into it found a positive family history to be a risk factor for POAG (Leske et al. 2008 ; Sun et al. 2012 ) . In one cohort study, family history only reached signi fi cance when IOP was left out of the analyses (Czudowska et al. 2010 ) . When looking at family databases (Wang et al. 2010a ) or actually examining family members (Wolfs et al. 1998 ; Hulsman et al. 2002 ) , the family history is a clear risk factor.

4.4.1.4 Glaucomatous Optic Neuropathy (GON) or Vertical Cup-to-Disc Ratio (VCDR)

The diagnosis GON is mostly made on the basis of arbitrary cutoff points of horizontal or vertical cup-to-disc ratios or local thinning (notching) of the rim of the cup (Wolfs et al. 2000 ) . Most pop-ulation-based incidence studies showed that a VCDR ³ 0.7 was a risk factor for POAG (Mukesh et al. 2002 ; Leske et al. 2007b ; Czudowska et al. 2010 ) , but one study failed to do so (Cedrone

et al. 2012 ) . One should take care in the study design not to confuse a diagnostic criterion for POAG with a risk factor for it.

4.4.1.5 Intraocular Pressure (IOP) That elevated IOP is associated with POAG is known for ages (Donders 1864 ; Packer et al. 1959 ; Armaly and Sayegh 1969 ) . The methodol-ogy for measuring the IOP as accurately as pos-sible has been extensively studied (Goldmann and Schmidt 1957 ; Armaly and Salamoun 1963 ; Perkins 1967 ; Dielemans et al. 1994 ) , but there is a still wide variation in applanation and inden-tation techniques. After a wide-ranging search through the literature and extensive testing, the most reliable measuring technique for IOP in epi-demiological studies seems to be the median of three applanation tonometry measurements under speci fi c conditions (Dielemans et al. 1994 ) . Even in experienced hands a fl uctuation of 2–3 mmHg can easily occur at a certain time point. In a cross-sectional clinic-based study, morning pressures were higher than later on the day as were IOPs in the pre-ovulation days in women (Bankes et al. 1968 ) . Despite the relative inac-curacy of IOP measurements, an elevated IOP is one of the strongest risk factors for POAG both in prevalence (Hollows and Graham 1966 ; Kahn et al. 1977 ; Bengtsson 1981 ; Sommer et al. 1991 ) and incidence studies (Mukesh et al. 2002 ; Leske et al. 2007b ; Czudowska et al. 2010 ; Cedrone et al. 2012 ) . The HR for incident GVFL per mm higher IOP at baseline was 1.11 (CI 1.06–1.15) (Czudowska et al. 2010 ) .

4.4.1.6 Refraction Myopia is a risk factor in most prevalence stud-ies, and the OR for POAG between −1.0 D and 3.0 D was 2.3 and ³ 3.0 D was 3.3 (Mitchell et al. 1999 ) (cf. the overview of 11 cross-sectional population-based studies in which the ORs below −3.0 D for POAG were 1.65 and ³ −3.0 D were 2.46) (Marcus et al. 2011 ) . There seems to be only one population-based incidence study with data on refraction that also found that myopia was a risk factor (Czudowska et al. 2010 ) . Longer axial length by itself was also a risk factor (Sia et al. 2010 ; Kuzin et al. 2010 ) as was a fl atter cor-nea in the latter study.

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474 Cataract, Age-Related Macular Degeneration, and Primary Open-Angle Glaucoma: Risk Factors

4.4.2 Risk Factors: Evidence Level II

4.4.2.1 Disc Hemorrhages Disc hemorrhages come and go (Drance and Begg 1970 ) , and it was mentioned that one would need monthly examinations to catch them all (Drance 1989 ) . Despite the fact that they can easily be missed and that their origin is poorly understood, their signi fi cance as a risk factor for GVFL has been well documented for a long time in clinic-based (Drance and Begg 1970 ) and population-based studies (Ekstrom 1993 ) . A clinic-based study found a higher risk of GVFL associated with disc hemorrhages in NT than HT POAG (Rasker et al. 1997 ) . Hemorrhages, however, occur in about 1.4 % of the white population over 49 years old, and 70 % of these eyes had no POAG. Of the 108 POAG cases in a cross-sectional population-based study, 13.8 % had disc hemorrhages, and these were three times more prevalent in NT POAG (Healey et al. 1998 ) . This study found a low sensitivity of disc hemorrhages for POAG, about 13 %, and a high speci fi city of 99 %. In a clinical trial cohort, the HR for OAG progres-sion was 1.02 (CI 1.01–1.03) per percent higher frequency of visits in which disc hemorrhages were found (Leske et al. 2007a ) .

4.4.3 Risk Factors: Evidence Level III or Lower

4.4.3.1 Alcohol Alcohol intake seems hardly a risk factor for POAG, unless huge amounts of beer are consumed daily, simulating the old water-loading test from the 1960s (Xu et al. 2009 ; Ramdas et al. 2011a ) .

4.4.3.2 Blood (BP) (Elevated) and Perfusion Pressure (PeP) (Lowered)

The association between elevated systolic and diastolic blood pressure (BP) and glaucoma was noted over 100 years ago. It seems that various forms of glaucoma were pooled in that clinical study (Kuemmell 1911 ) . Associations between elevated BP and elevated IOP later became known (Leighton and Phillips 1972 ; Kahn et al.

1977 ) and were con fi rmed in many population-based cohort studies (Klein et al. 2005 ) . Systemic hypertension was associated with POAG in pop-ulation-based cross-sectional studies (Dielemans et al. 1995 ; Bonomi et al. 2000 ; Mitchell et al. 2004 ) . Because of power problems, systemic hypertension was not con fi rmed as a risk factor in the follow-up to one of these (Hulsman et al. 2007 ) . Elevated PeP (2/3 mean arterial BP–IOP) was a risk factor for high tension (HT) OAG but not for NT OAG. A low diastolic PeP was a risk for both NT and HT OAG (Hulsman et al. 2007 ) . Recently, it was concluded from a population-based cohort study that the ocular PeP is a risk factor for POAG but mainly because IOP (another important risk factor) is also incorporated into the PeP (Ramdas et al. 2011b ) . Overall systemic hypertension seems to be an inconsistent risk fac-tor for OAG, but diastolic hypotension might be a factor (Leske et al. 2007b, 2008 ; Leske 2009 ) .

4.4.3.3 Central Corneal Thickness (CCT) That corneal parameters could in fl uence the exact measurement of the IOP has been known for about 150 years (Donders 1863 ; Goldmann and Schmidt 1957 ) . The CCT can be measured with an optical tachymeter or an ultrasonic device, the former giving on average 4 m m (Doughty and Zaman 2000 ) lower values. The CCT was independent of sex and age in a cross-sectional population-based study and was 16 m m thicker in ocular hypertension and 21.5 m m thinner in POAG cases (Wolfs et al. 1997 ) . Another simi-lar study, in Mongolia, found a 5 m m decrease per decade of aging in men and 6 m m in women; a 10 m m increase in CCT was associated with a 0.21 mmHg increase in IOP (Foster et al. 1998 ) . Age seems not to play a role on CCT in whites but does so in nonwhites (Doughty and Zaman 2000 ) and was on average 17 m m lower in African-Americans (Shimmyo et al. 2003 ) . In the UK, no relation between CCT and age was found (Foster et al. 2011 ) . The CCT was not associated with POAG in 938 population-derived participants but was so in 243 hospital-derived POAG cases, possibly due to the low number of POAG cases in the community (Day et al. 2011 ) . A Japanese population-based prevalence study found no link between CCT and POAG (Iwase et al. 2004 ) nor

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48 P.T.V.M. de Jong

did a Malay (Perera et al. 2010 ) or a Chinese one (Wang et al. 2011 ) . A thinner CCT was a risk factor in a population-based cohort study (Leske et al. 2008 ) . The CCT increases at higher altitude (Morris et al. 2007 ) . Care should be taken when considering lower CCT as a risk factor for POAG, given the complexity of CCT variables which are in fl uenced by changes caused by age, eye or col-lagen disorders, IOP, and altitude.

4.4.3.4 Diabetes Mellitus Diabetes is often mentioned as a risk factor for POAG. Diabetes may create secondary OAG due to neovascular glaucoma, glaucoma after a com-plicated cataract extraction or after infection; those are considered to be secondary OAG. Diabetes was not a risk factor for POAG in two cross-sectional population-based studies (Tielsch et al. 1995 ; Tarkkanen et al. 2008 ) nor in such an incidence study (de Voogd et al. 2006 ) .

4.4.3.5 Education One population-based prevalence study from Singapore mentioned that persons with lower education and income had a higher mean IOP (Yip et al. 2007 ) , but this could not be con fi rmed either in a cohort study of blacks (Leske et al. 2008 ) or one of whites (Ramdas et al. 2011a ) .

4.4.3.6 Glaucomatous Visual Field Loss (GVFL)

Glaucomatous visual fi eld loss should be consid-ered more as sign of de fi nite POAG than a risk factor. The prevalence of any VFL in the general population was 3 % between the ages of 55–64 and 17 % over age 85. POAG was the leading cause in 27 % of the eyes (Ramrattan et al. 2001 ) as it was in 24 % of eyes with incident VFL (Skenduli-Bala et al. 2005 ) .

4.4.3.7 Sex, Early Menopause, and Hormone Replacement Therapy (HRT)

Sex as a risk factor is controversial from the fi rst documented higher prevalence in women in a clinic-based study (Haffmans 1861 ). Menopause before age 45 was associated with OAG (Hulsman et al. 2001 ) , and haplotype 1 of the estrogen receptor beta was a risk factor for POAG in men

(de Voogd et al. 2008 ) and for a high IOP in clinic-derived Japanese women (Mabuchi et al. 2010 ) , although they seemed not to check the time of measuring the IOP during the menstrual cycle (Bankes et al. 1968 ) . One population-based white Australian cohort study found a nonsigni fi cant higher incidence of POAG in men (Mukesh et al. 2002 ) as did a study in Italy (Cedrone et al. 2012 ) ; two Swedish studies mentioned a twice higher incidence in women (Bengtsson 1989 ; Ekström 2008 ) , while large cohort studies found a higher risk in black (Leske et al. 2007b ) and white men (Czudowska et al. 2010 ) . Given this controver-sial data across various ethnicities, sex does not appear to be a de fi nite universal risk factor.

4.4.3.8 Smoking Hardly any incidence studies looked at smok-ing. There was a slightly positive association between smoking and IOP (Lee et al. 2003 ) , but smoking was not a risk factor in a large population-based cohort study (Ramdas et al. 2011a ) .

4.4.3.9 Vascular There is extensive literature on vascular risk fac-tors for POAG (Grieshaber et al. 2007 ) or autono-mous dysregulation, but, in my view, most of this depends on circumstantial evidence. As may be clear from my comments on BP, PeP, and diabe-tes, there is still much uncertain or controversial in the vascular origin of POAG. The reader is referred to a wide-ranging review of this matter (Yanagi et al. 2011 ) .

Acknowledgments Con fl ict of interest: none; Ethical standards: Informed consent – not applicable; Animal rights – not applicable.

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