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1 Discuss how the connection between the human face and personal identity is articulated and/or appropriated in visual culture. For human beings, the visual presentation our faces is one of the most significant ways in which we express our individuality. The face can be a site of freedom, uniqueness and creativity for some, but can also be used as a means of oppression and control, both historically and with the creation of recent technology. I will consider issues of freedom and control in relation to how our identities are presented visually by our faces in today’s Western culture. Visually, our faces are the parts of our body by which we are most often recognised; they are most often visible in public, reasonably unchanging over time, and easy to differentiate between with the naked eye. Writing ‘Data Face’, Sandra Kemp reminds us that “The full face ‘ID’ photograph has become the international method for identifying individuals on passports, driving licences, identity cards and credit cards. It is still the standard symbol for identity in the 21 st century.” 1 The face is established as an integral part of our identities, but to what extent do we have freedom over the presentation of it to others, and to what extent do others use the view of our faces to control us? Firstly, in an exploration of the ways in which people can take control of portraying their own faces, I will consider the concept of ‘body image’, which Featherstone defines as “a mental image of one’s body as it appears to others” (193). Particularly for our faces, is true that any adaptation must be mostly for the benefit of others, as humans naturally would not be able to see their own face – we have to make a conscious effort to see a replica of others’ view of us, for example in a mirror or a photograph. Once we have the idea of others’ view of us in mind, we often adapt and construct our faces in an attempt to construct and control our identities. For example, the beauty industry (“a $160 billion-a-year global industry” 2 ) reflects modern people’s desire to improve and perfect the visual appearance of the face. In fact, “Americans spend more each year on beauty than they do on education” 3 – reminding us of the importance that modern society places on visual 1 Kemp,S. 'Data Face'. Future Face: Image, Identity, Innovation (London: Profile Books, 2004), pp. 100-43 2 “The Beauty Business: Pots of Promise | The Economist.” Accessed April 20, 2015. http://www.economist.com/node/1795852. 3 “The Beauty Business: Pots of Promise | The Economist.” Accessed April 20, 2015. http://www.economist.com/node/1795852.
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Page 1: Face and Identity Essay Plan - WordPress.com · 2015. 5. 18. · ! 3! online." 8 They recognise the similarities between the photo ‘ID’ card of traditional passports and driving

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Discuss how the connection between the human face and personal identity is articulated and/or appropriated in visual culture. For human beings, the visual presentation our faces is one of the most significant ways in which we express

our individuality. The face can be a site of freedom, uniqueness and creativity for some, but can also be used

as a means of oppression and control, both historically and with the creation of recent technology. I will

consider issues of freedom and control in relation to how our identities are presented visually by our faces in

today’s Western culture.

Visually, our faces are the parts of our body by which we are most often recognised; they are most

often visible in public, reasonably unchanging over time, and easy to differentiate between with the naked eye.

Writing ‘Data Face’, Sandra Kemp reminds us that “The full face ‘ID’ photograph has become the international

method for identifying individuals on passports, driving licences, identity cards and credit cards. It is still the

standard symbol for identity in the 21st century.”1 The face is established as an integral part of our identities,

but to what extent do we have freedom over the presentation of it to others, and to what extent do others use

the view of our faces to control us?

Firstly, in an exploration of the ways in which people can take control of portraying their own faces, I will

consider the concept of ‘body image’, which Featherstone defines as “a mental image of one’s body as it

appears to others” (193). Particularly for our faces, is true that any adaptation must be mostly for the benefit of

others, as humans naturally would not be able to see their own face – we have to make a conscious effort to

see a replica of others’ view of us, for example in a mirror or a photograph. Once we have the idea of others’

view of us in mind, we often adapt and construct our faces in an attempt to construct and control our

identities. For example, the beauty industry (“a $160 billion-a-year global industry” 2) reflects modern people’s

desire to improve and perfect the visual appearance of the face. In fact, “Americans spend more each year

on beauty than they do on education”3 – reminding us of the importance that modern society places on visual

                                                                                                               1 Kemp,S. 'Data Face'. Future Face: Image, Identity, Innovation (London: Profile Books, 2004), pp. 100-43 2 “The Beauty Business: Pots of Promise | The Economist.” Accessed April 20, 2015. http://www.economist.com/node/1795852. 3 “The Beauty Business: Pots of Promise | The Economist.” Accessed April 20, 2015. http://www.economist.com/node/1795852.  

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identity and how it can sometimes be given more importance than the improving of non-visual characteristics

and the mind.

However, the importance people place on appearance should not be disregarded as purely

superficial; “Such spending is not mere vanity. Being pretty—or just not ugly—confers enormous genetic and

social advantages.” 4 It is true that “Basic instinct keeps the beauty industry powerful” 5and Charles Darwin in

his autobiography commented on the ““universal passion for adornment”6 which he had noticed across all

species and cultures. The knowledge of people’s desire for beauty was even prevalent amongst ancient

Greek philosophers; “Asked why people desire physical beauty, Aristotle said, "No one that is not blind could

ask that question."”7 Physical appearance has always been instinctively important for many animals to achieve

their primal goal of attracting a mate; and in current Western society we are now adapting and altering our

faces more than ever, both in ‘real life’, and with technology.

The way in which people take, modify and display photographs of themselves is fascinating when

thinking about visual ‘beauty’, and since the recent rise of digital and social media, photographs of people are

now so prolific that they saturate most online profiles and infiltrate daily life. The images which people choose

to illustrate their ‘profile’ are a conscious construction of their desired social identity, and a prominent display of

themselves both to strangers and to close friends and family.

The very purpose of these social media pages is to allow users to construct a certain identity for

themselves, for others to view and judge them by. The ‘profile photo’ which heads up most profiles has been

the subject of recent studies as psychologists have noticed the way that "Facebook is becoming one of the

de facto ways that we present ourselves to friends and family," "This photo has become the new calling card,

the first point of contact, so (it) is important for understanding what it is we want to show off to each other

                                                                                                               4“The Beauty Business: Pots of Promise | The Economist.” Accessed April 20, 2015. http://www.economist.com/node/1795852. 5 “The Beauty Business: Pots of Promise | The Economist.” Accessed April 20, 2015. http://www.economist.com/node/1795852. 6 Darwin, C. The life and letters of Charles Darwin. John Murray, London, 1887. 7 Etcoff, N. Survival of the Prettiest: The Science of Beauty. (Anchor Books ,2000)

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online." 8 They recognise the similarities between the photo ‘ID’ card of traditional passports and driving

licences, and the self-constructed ‘profile photos’ seen on social media.

The study by drew findings such as “men were 50% more likely to have retouched their photo than

women, and 20% less likely to be smiling in it” and “Respondents under age 30 were twice as likely to have a

profile picture showing them at a party, while those over 30 and those in a couple were far more likely to have

a child's photo as their profile picture.”9 Using one image to ‘summarise’ or represent your identity is difficult,

and it is interesting how and what people choose. Many have close up ‘selfies’, others use group photos with

partners, family or friends; some have an image of their pet or child, and some may just choose an image

they like, which does not depict their face at all. From one singular image we all automatically make some kind

of judgement about the person’s character, because of their choice of photograph.

However, the automatic judgement of a person by the way the look is by no means restricted to either

the Internet or our current time period; the historical ‘pseudo-science’ of physiognomy “refers to discerning the

characteristic of a person from their facial features or body parts” (DeMello, 108)10 and originated among

ancient Greek philosophers. In the nineteenth

century, Johann Caspar Lavater wrote on the

subject in his Essays on Physiognomy; “there is

not a man to be found who is not daily

influenced by Physiognamy…not a man who

does not more or less, the first time he

encounters a stranger, compare, estimate,

observe and judge him, according to

appearances”11. It is difficult to disagree with this

statement, as we all do make judgments based

                                                                                                               8”What your social network profile picture really says” Accessed April 19, 2015. http://www.bbc.co.uk/news/technology-11249966 9 “What your social network profile picture really says”,Accessed April 19, 2015. http://www.bbc.co.uk/news/technology-11249966 10 DeMello, M., “Racialised and Colonised Bodies.” Body Studies: An Introduction. (Routledge, 2013) 11 Lavater, Johann Caspar. Essays on Physiognomy, (Germany, 1772)

Figure  1

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on appearance, whether consciously or otherwise, and whether we believe it is right to do so or not.

However, Lavater took the ‘science’ further, and tried to decode some of the cues by which we interpret

personality form facial features, as seen in Figure 112 from Essays on Physiognomy. Corresponding to the

numbered images of faces, part of the text reads “4. The nose speaks taste and knowledge, the eye

penetration…5. Is, to general sensation, the profile of a benevolent, but weak and ordinary man. The seat of

weakness will be seen, by the physiognomist, in the forehead, eye, and mouth.”13 This detailed decoding of

human faces is followed by the analysis of animals’ visual characteristics (Figure 214). “The more violent

qualities of the elephant are discoverable in the number and size of his bones; his intelligence in the

roundness of their form, and his docility in the

massiveness of his muscles; his art and discretion in

the flexibility of his trunk; his retentetive memory in the

size and arching of his forehead”. Here we see

physiognomy losing some of its credibility and

becoming an outdated ‘pseudo-science’.

However, there is undeniably truth to some

extent that we ake judgements about character by faces. Discussing physiognomy in relation to racialised

faces in Body Studies: An Introduction, DeMello says “A recent study suggested that successful African-

American businessmen tend to have ‘baby-faces’, or faces with smaller features than other African-

Americans, and that those features made their wearer seem warmer and less threatening, and it is only when

their features are ‘less African’ that they can be successful”15 (100). Historically physiognomy has been

incredibly problematic in relation to racism, and these findings imply that people do still make judgments about

personality based on facial features, whether intentionally or not.

Whilst physiognomy has a history of categorising people into large groups because of racial

characteristics, it is also a means of decoding and creating separate identities for individuals. The face as a

                                                                                                               12 Lavater, Johann Caspar. Essays on Physiognomy, (Germany, 1772) 13Lavater, Johann Caspar. Essays on Physiognomy, (Germany, 1772) 14 Lavater, Johann Caspar. Essays on Physiognomy, (Germany, 1772)) 15 DeMello, M., “Racialised and Colonised Bodies.” Body Studies: An Introduction. (Routledge, 2013)  

Figure  2

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unique ‘identity tag’ is a concept which has become more and more prevalent in modern scientific advances,

with the creation of new ‘face-recognition technology’. In Our Biometric Future, Kelly Gates summarises;

“Since the 1960s, a significant effort has been underway to program computers to “see” the human face—to

develop automated systems for identifying faces and distinguishing them from one another—commonly

known as Facial Recognition Technology.” but she criticises the development as “a prime example of the

failed technocratic approach to governance, where new technologies are pursued as shortsighted solutions

to complex social problems.” 16

The notion of FRT as a government solution to a social problem is interesting when thinking about the

face and identity in relation to power and control. There are many varied opinions on the ethics and morality of

facial recognition technology, but I am interested in whether it is an example of freedom or of oppression for

the individual. Essentially, FRT is the controlling power’s ability to keep track of where individuals are and what

they are doing – for those doing as the ‘watchers’ want them to do, this should be no problem and arguably

keeps communities safer in the knowledge that they are being watched. However, many feel that being

watched and monitored is oppressive and restrictive, and so they attempt to conceal their identity when in the

presence of cameras, by hiding their face.

This unusual website (URME surveillance) 17 has identified the problem with having an obviously

covered face; “wearing a ski mask in public makes you a pretty easy target” and so is trying to sell realistic-

looking ‘prosthetic faces’ to people who want to avoid surveillance: “URME Surveillance has developed a state

of the art identity replacement tech in the Personal Surveillance Identity Prosthetic. The basic gist is that rather

than hide from cameras, simply give them a face other than

your own to track without drawing attention to yourself”. An

example of the mask in real life and how it will show up on

CCTV can be seen in Figure 3, taken from the website. This

concept apparently came from artistic backgrounds; “As an

                                                                                                               16 Gates, Kelly A., Our Biometric Future: Facial Recognition Technology and the Culture of Surveillance (NY: NYU Press, 2011). 17“URME Surveillance.” Accessed April 19, 2015. http://www.urmesurveillance.com/urme-prosthetic  

Figure  3

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artist Leo has been interested in identity and how it can be thought of as data: highly manipulable, editable,

and corruptible.” 18

Although I think the idea is strange and implausible, it does provoke interesting questions. Whose face

would you put on the mask? Are other people in society comfortable with someone wearing a mask? Is it

suspicious? Why? Why do we want to see people’s faces? Is it so that they can be held accountable for their

actions in public places? Here arise issues of identity and social responsibility – is the uniqueness of a face

actually a way of oppressing and controlling people through constant identification? Michel Foucault had a

theory that people’s individuality threatens prevailing power systems, but in this case the power systems need

people to be individually identifiable so that they can track, record and hold people accountable for their

individual actions. If people are allowed to act with free will and individual motivations, then they need to be

visible to instill social responsibility as a form of control.

A recent instance of this issue can be seen when looking at the restrictions of full-face religious veils in

various European countries. This BBC article “The Islamic veil across Europe”19 summarises each country’s

reasoning behind their rulings, which as well as religious freedom and female equality include “fears of

terrorism”. Having a completely covered face was in Britain considered to be a “potential security threat”, and

in Barcelona was banned as part of a wider objection to covered faces: “Barcelona's city council said the ban

there targeted any head-wear that impeded

identification, including motorbike helmets and

balaclavas”. In northern Italy, (Figure 420) “old

public order laws against the wearing of masks”

were reinstated to prevent the full covering of

the face. It is interesting that this draws on

                                                                                                               18“URME Surveillance.” Accessed April 19, 2015. http://www.urmesurveillance.com/urme-prosthetic  19 “The Islamic Veil across Europe - BBC News.” Accessed April 20, 2015. http://www.bbc.co.uk/news/world-europe-13038095. 20 Screenshot from “The Islamic Veil across Europe - BBC News.” Accessed April 20, 2015. http://www.bbc.co.uk/news/world-europe-13038095.

Figure  4

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historical tradition of wanting people’s faces to be visible.

It is interesting to my discussion about the power and control of facial identity that the original purpose

of traditional Italian masks was precisely to escape authority; “Masks became popular during Italy's medieval

period when gambling, partying and sexual encounters were not just frowned on but outlawed by the Church

and State combined.21” Italians partaking in forbidden activities wore masks to avoid being identified and

judged. Masks also infiltrated everyday civil life, as “state inquisitors hid behind them in their questioning of

citizens - and citizens could answer truthfully without fear of being identified, or retribution by their neighbours.

No-one would ever know who had given information.” Anonymity in both these instances gives power back to

the individual and not the ruling authority, but whereas the state inquisitors mask themselves to develop a

relationship of trust and protection, the gamblers use their secrecy to escape and deceive the dominant

power system.

Both historically and with modern surveillance technology, it seems that if you are abiding by the rules

of the dominant power system, the face can be a personal site of freedom and self-expression. However, if

you are trying to evade authority, the view of your face reveals your identity and holds you accountable for your

actions. In Discipline and Punish, Foucault said “Visibility is a trap”22, and laid out his theory that the knowledge

of being watched is enough to prevent many people from disobedience, because it ensures that they will be

caught and suffer the consequences of any wrongdoings. This is true for having a visible and distinctive face:

it displays your identity so that you can be praised for doing good and punished for doing wrong.

Anonymity in this case equals complete freedom from authority. However, the general consensus in

our society is that actually, complete freedom for everyone is not what we want because we do not trust

every individual to act in the ‘right’ way all the time. Social conscience and accountability is crucial to our public

safety, and so by identifying – and therefore controlling – everyone by their visible face, individuals feel more

comfortable; proving an alternative type of ‘freedom’, even if it is not absolute.

                                                                                                               21 “Italian Masquerade Masks  : What They Are and Where to Find Them.” Accessed April 18, 2015. http://www.explore-italian-culture.com/italian-masquerade-masks.html. 22 Foucault, M. Discipline and Punish: The Birth of the Prison . (Vintage Books, 1977)  

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Bibliography

Darwin, C. The life and letters of Charles Darwin. John Murray, London, 1887.

DeMello, M., “Racialised and Colonised Bodies.” Body Studies: An Introduction. (Routledge, 2013)

Etcoff, N. Survival of the Prettiest: The Science of Beauty. (Anchor Books ,2000)

Foucault, M. Discipline and Punish: The Birth of the Prison . (Vintage Books, 1977)

Gates, Kelly A., Our Biometric Future: Facial Recognition Technology and the Culture of Surveillance

(NY: NYU Press, 2011).

“Italian Masquerade Masks  : What They Are and Where to Find Them.” Accessed April 18, 2015. http://www.explore-italian-culture.com/italian-masquerade-masks.html.

Kemp,S. 'Data Face'. Future Face: Image, Identity, Innovation (London: Profile Books, 2004), pp. 100-43

Lavater, Johann Caspar. Essays on Physiognomy, (Germany, 1772) “The Beauty Business: Pots of Promise | The Economist.” Accessed April 20, 2015.

http://www.economist.com/node/1795852.

“The Islamic Veil across Europe - BBC News.” Accessed April 20, 2015.

http://www.bbc.co.uk/news/world-europe-13038095.

URME Surveillance.” Accessed April 19, 2015. http://www.urmesurveillance.com/urme-prosthetic

“What your social network profile picture really says”,Accessed April 19, 2015. http://www.bbc.co.uk/news/technology-11249966

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