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FINANCIAL DISCLOSURE REPORT oac FOR LEDR YER … · Rev. 1104 FINANCIAL DISCLOSURE REPORT ... SOR...

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4 . Tle ( Af W Ju dg ind it e xive o ta i o strus: m.gisr1 t cjudge inict tU- o p - rm) USD, SOUTHRN DIT. OF C. S. RrT (bk ap al t) (S U..C. a pp . §§ IOl·lll) J . Diof Ro r S/120S 6. Rg P o 11110 I 12131120 RJOf _ ________ , Dl __ _ _ _ < ' IRT A NOl: T i s tsaa mo yg ts fon ""b fol l. Comle aD p. ckg l NONE bx frch p w y hv no nl i on o. Sig o l p · N M OF ORGANN N PRTE AD TS , K 0 ( n . 0) .., .. ' n . Í Î A010 Rev. 1120 FINANCIAL DISCLOSURE REPORT FOR CENA YEA 2004 I. Pe Rn ( n F" n Mid iita HF, MY t. A DI JE 2. Co oOio 0 Fo Rer JeUjr by te El la Gv. Ac oC 197 1. C oO Ad 9 FON STE 8. O t bs of t ir o ctne Ln li Rra ay mitio piin tht. iti i n oi i cance wt apb l and rgulations. SA DI, C92101-1 L POSIONS. (n iwl oy,.p 9tJ of fg iao> 0 NONE - (rlepl) L l Trl TN# I ' ,, (n inividu olse p. 1-16 ofin iio) 0 NONE . (rlat.) I AGRET. I. • NG T RORT = = :: = m " ... o- - uZ ( cl m :z - rn < 1 m 0
Transcript

4 . Tille (Artk:fe W Judges indicate xtive or taaior starus: ma.gisrn1tcjudges indicate t\J U- or pan-rime)

USDC, SOUTHERN DIST. O F CALIF.

S . R<portType (<bock appropriale type)

(S U.S.C. app . §§ IOl·lll)

J . DaieofReport S/121200S

6 . Reporting Period

11112004

IO

1213112004

ReviewinJOfficer _________ Dale. ____ _

< • ' IMPORT ANT NOlES: The insttuctions aa:ompooying thi s fonn ""'"be followed . Complele aD pans. checking lhe NONE bo x for coch pan where you have no n:portablo infonnalion . Sign on last page.

• · • •

NAME OF ORGANIZAT!QN/EN!ITY

PARTIES AND TERMS

, 0

(,/) n

..D 0)> ...,,, ....., ':':> n

..0

A0-10

Rev. 112004

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

I. Person R<!)0<1ing (Last name, F"" name, Middle initial)

HUFF, MARILYN t.

ACTlVE DISTRICT JUDGE

2. Court or Orpnizltioo

0 FlooJ

Report Jteg,Ujred by theEthlq

la Govera.:neac Act oC 1978

1. Cbamben orOfli<c Addms

940 FRONT STREET 8. On the b&tis of the infOl'?Mrion contained Ln lhis Reportand any modifie1.tions pcrtainina thereto. it is, in nty opin.io:n. in compliance with applicable laws and regulations.

SAN DIEGO,CA92101-3901

L POSIDONS. (Reportinginc!i.ndwll only;,.. pp. 9-tJ of filing insmacaons>

0 NONE - (Norcpor1llble positiOll5.)

L l'OSUlON

Trwll>e TNJI# I

''

,,,

(Rtporting individual only;seepp. 1-4-16 of filing ins!rUctions)

0 NONE . (Nor<po<1>blca-ts.) IL AGREEMENTS.

I. •• NOlHING TO REPORT••

= = :::0

= m"'" .....,o- -= u>Z (")c:l> m::oz -rrin

<1J m 0

SOURCE AND WE

51121200$

GROSS INCOME

SQURCE AND ms

I .

SOUR CS

B io Confc:rmce Siii Fnmci..:o, 617/04 • Spesker on Pa=t Law Panel. Tninsportatioo and lAmch.

FINANCIAL DISCLOSURE REPORT Name or Person Reporting

HUFF, MARlLYNL

,

m NON-INVESTMENT INCOME. (a.potting individual and spouso;,.. pp. 11-24 or filing instructions)

A. Filer's Non-Investment ln ome

li2I NONE (Noreporublenon-in.......,..t income.) -

()'oin. !Otspowie•s)

I.

2.

B. Spouse's Non-Investment Income. (if)OO were mamcd during anypor1ion of the reporting iar. pkasc complele this section. Dolllramount' not required except for honomi&.)

0 NONE (NoNp011ablcnon-inveocm:ntincome.) ·

(Includeslllosc: to spouse and d<p<ndentclllldml. See pp. 25.27 orin'1nlctions.)

0 NONE (Nosuch reportabk n:imburscmeots.) ·

DESCl\!P'I!QN

I.

pESCR!PTION

CREDITOR

Real csta.tc mortgage

,&.,,. of Repon

.5/1212005

VALl!BCODE

FINANCIAL DISCLOSURE REPORT 1'arocaf Puson Reporting

HUFF, MARILYN L

V. GIFI'S. (Includesthose to spouse and dependent ch;ldrcn. Sec pp. 28·3 I of instruction<.)

0 NONE . (Nosll<hreport>biegills.)

SOURCE

I.

VL lJABILrTIF.S. (ln<ludcs thtKeofspouscanddependcn1 children. Scepp. 32·34 ofinsaucti0'1$.)

0 NONE . (No rq>ortablc li>l>ilitiC$.)

I. OWe M>nl!llWl

DESCRIPTION

Shor< of real cs._ monpge K

N2. Union Bank

Name or Person Reporting

HUFF, MARJI. Y1'I L

A.

I . Boggs b v., S... Diego, CA

2. Trust#2 (X)

J . Sun Oil

4. Occ. Petroleum

s . Rental propeny, s.o .. CA

6 . Wells Fargo Accounts -SOCA

7 . Nationwide Life:

a . American General BB

9. Gny,Cary 40It & Pri>fit Sharing ' Total Value

10. (Bendicial Sbaro)

11. Schod of Assets &. Tians a crions

TrustB

13. f'idclity Brok<ngelink Accounc

14.

IS . Boeing

16. U.S. Tras. S1Jips 5/8/2017

17. Costco

18. Power Shares Dynamic Mart.et

A •Sl,OOO « bs

( S.eColumoC2) U • Book Value

B

.. c. 1""""" dllring Gro5$ value a.t cod or "'P"fring pcriod ......... period

(I) (2) (I) (2)

- Typ¢ Code2 M«bod

loL)

D Rau

Rent

o;,,;dcod

A OMdcnd

0 Rent

B Interest

E Prooocds

lnlmSI

E 1n ..... 1

Dividend

D lnlCreSt

A Dividend

A Dividend

Nooe

A Dividend

None

N w

L

0 w

N T

K T

Pl T

N T

K T

M T

K T

K T

c

. .....,.._

v • Olbe<

.0.. tc o f Report

5/1212005

, D.

(I) Jr noc CMtq)t &om

(2) (>) (<) (S) Date: v . ... Gam

buy. 11ell. Code2 c .... -· Q·Pl I CA· ...ic..,,cioa) "' tnlllllc�

1 2/J I K

12129 1

Sold 6129 L E

Following is list of as.secs.

Bought 4J29 K D

Sold 11122 K D

Sold 11122 K E

.

Bought 11122 •• K

D E I

I

F.INANCIAL DISCLOSURE REPORT

Page 1of10

Dac:riptionof Askli (b:lu:Uagtnast assets)

Pbtc·"cxr afttr usei &omprior disdC.lll'C

ONONE (No report.ab-inc:onw:. usct:s, ot tn.mactioas)

12.

Boeing

l. btoc:Jmc,il";ain Codes: l See CoJuriwis Bl and D4} F -sso.001.s100..ooo

2. Va!ue Codes: J • SIS ,000 or Jess

(Soe c.lo>mm CJ ""4 03) N -ruo, ooo.ssoo, ooo P3 c$2S,000,001.SSO,OOO,OOO

3. v ......M<lhod CO<lcs Q-

G

1'

0

R

c.,.. Valu< Valae Code! div. n:l'JL « (A·H)

A

A

A .

-S 1,001-S:Z,SOO

•SIOO,OOHl.000.000

•.SlS,001.S.S0,000

-SS00,00141.000.000

(J-P) Codol (Q-W)

w

-$2,SOl.SS,OOO Ill •S 1,000.001..SS,OOO, OOO

L c$$0,001..SllX>.000

Pl • Sl,OCIO;OOl-S5,000.000 P< SMaodoanSS0,000.000

-C..1 (RulEmle Ooly) s

Trmsaetiom during rtiq:period

Type (e.c. ldedi<y of .. -. """""'"" o.,. (ifpiM:e

• SS,OOl·SIS,000 • SIS,001..SS0,000

Hl •Mo« b. SS.000,000

M •SI00,001.s?SO,OOO

P2 •SS,000,001-S".S.OOO.OOO

T -

N a me of PU"SOn Reporting

HUFF, MARILYN L

O.to or Report

S/1212005

, A. 8. c. , o.

....,...... ... od period

( I ) (2) (1) (2) (I ) U not cxanpc '""" disdosurc (4)

- · T)'I)< 0- v.i.., G.U. Code I div. real. or Mdhod buy, 9Cll. MOMb• Code 2 Code

inl.) CodeJ ._, O.y (J-PJ I (A· (if'_ .. ) "'

19. Fidelity C "'11 Roscrvcs c lnlercSI N T

20. Columbia u'bcny D Dividend M T

21. INTEL Divi dend Sold } , ""

22. Pfizer None K T 12122 K

3 Str"'bu c..b Nooe Sold 11124 K E

24. Baron A$Sct Fund Oiviclcod } T

2S . OTHER ASSE TS in 401(1t) PROFITSHARING

26. Columbia Acom Z Ncne L T Bought 4/)0 K

27. Fidelity Divers. Intl B Dividend N T

28. Live OU: A5'0C U (IRA) A lnr.ettst K

29. 0 t A Dividend K T

30. None Eocch. Out 3131 K

3 1. IPM WdOq> Value Dividend K T 3131 K

32. Fidelity Freedom 20 I 0 B D ividend M T

33. ].,-.,,Adv. Balan<cd None Ex<!li-Out 3/31 K

34. Fidelity M anogccl Income Po n c [);viclcod N T

35 . Kaufmann Fund (Fed) B [);vidcnd K T

3 6 . Neuberger Berman Guardi an None Sold 11118 } D

A 8 c D E

L

(Soc Col1.10 .. C2) u • Book Vab: v • Otbor w • Emmlla!

FINANCIAL DISCLOSURE REPORT Page 2of10 •

OclCliprion of Assets lnoomeduriQI Gross ..,..g •t tro of 'fnlmacrions <Nri•& pcrioil

(itlcN:iilt.g lnlSI 11.Utt:S)

(2) (3) (S) "OO· bereacb assa (�g. Volot v.i .. Typo <•·• Jdcnlityor

&om prio< =- Code2 bu,.....ller (A-II) (J-P)

(Q-W) tamactiOQ)

A

Bought

2 . J T Portion

A

(4 1k) (Fideli y Fund)

SIJ'OngOppol'lllllity

A Exllg. In

I. •cocno'Glii> Cod«: • Sl,OOOorlcss • SJ,001-$2.500 • Sl.SOl-SS.000 •SS,OOt-StS.000 • SIS,OOJ.SS0.000

(Sec CohnrUa BI an.d Dt) F •$50,001_,$100,000 ·o • Sl00,001·$1,000.000 RI •Sl.-OOl·SS.000.000 112 ·Mo« .... ss.000.000

l. Vatuec• J s1s.ooO « ie:u •SU,QOl-$50,000 • SS0,0014100,000 M •SIOO.OOl-S'J0,000

(Sec Col....,. Cl l"'1 DJ) N • $2SO,OOO..SSOO.OOO 0 • SS00,001-Sl.000,000 Pl • Sl,000.001-$$,000,000 P2 •SS,000,001-S'J,OOO,OOO

Pl • $25,000,001-SSO,OOO,OOO P4 •$Mor< dian S50.000,000

l. V3lue Codcs: Q •Appnis>I R •CoSI(RA:lllE&t�• Oaly) s .............., T •CU!l."Maket

N a me of Person Rcportin.g H1Jl'F, MARILYN L

A. 8. c. In<omoduri"3 ""°'""' period iq>Or1ins period

(I) (2) ( I ) (2)

T,,,. div. n:nt. or Coclc 2 M<thod .... , (1-1') Colc3

Stror13 Common Fwid B Dividend K T

3 8. Coming None

39. Fcdenl Expr<SS A Divid"'d K T .

40. Spartan U .S. Equity B Dividend M T

41. lllM Dividend K T

42 . Nila: Dividend J T

43. Qualcomm None K T

44. END O F ASSETS IN 4010\)

45. IRA American Gcnenl lnll:n:St K T

- Charles Schwab IRA Total Value •• 0 T

47. S CHEOULE OF ASS ETS 4 TRANSACTIONS

48 . U.S . Treas Sbip 2SK 81512008 None K · T

49 . Ball Corp. Dividend K T

so. El Paso Corp. (Coaslal) A Dividend J T

SI. b'UtOO Mobil Corp. Dividend

52. GlaxoSmithKline Dividend J T

53. Eli Lilly Dividend J T

54. Pepsioo A Dividend

A 8 c

.

(S<c Coiuma C2) U • Boot Valu e v •Olbcr w -

D g tc of Report ,

511212005

. o . -rn.-.....

(I) U nol cxc:mpl 1n1Su w:K:lll5llrT (3) (<)

1) ... (e.g. v . ... °'"' Month• Coclc 2

......... (l·P) I < -'·

Sold 11122 I

Bougl>t 4130 K

BooJhl . 12123 J

Bou(lll 1212 8 K

"""' listed below

Sold 11122 K D

Sold 11122 K E

D E

M

FINANCIAL DISCLOSURE REPORT

Page 3 of IO

°'"""' Grwsvaliw atrnd of

(mdodlna lnlSt WCU)

Place "(X)" after ndl usc1 cxn:q:it """""' (<g. Value Voluo&om prior disclo61.R Cede I

(A·R) (Q-W)

37.

A

A

A

A

A

A

A

l, �ainCodc:s: •St,OOOcwkss •Sl.001·$2..500 • Sl..SOl·Sl.000

(5'• Cdomos 81 ud 04) F •S.S0,001.SI00,000 G s 100.001.s1.ooo.ooo HJ • Sl,000.001.$5,000,000

2. ValueCodcs: J -s1s.ooo or les.1 " •SIS,001...$$0.000 L • SS0.0014100.0oo

(Soe Cdmms Chad 03) H -S2SO,OOO.SS00,000 0 •SSOO,OOl·Sl,000,000 Pl • Sl.000.00l·SS.000,000

Pl -ru,000.001.sso ooo.ooo P4 •SMore dim SSO.Ooo,000

l. Val11e Ml.1bod Code$ Q -"""""" R •Cost (Reil Esra1C Only) s •Auessmcat

-.. nopomog""""'

(2) (S) 031c: Jdcntityor

w,.. ..n. Code b·-Day rir.,n-

.... lr:lllSICoo.)

Addi

Addi

-u.001.m,ooo -su.001.sso.ooo 112 • ocel!WISS,000.000

M •SIOO.OOl·SlS0,000

P2 •SS.000.00l-Sl5,000.000

T -Cod>IM>ri<d

Name o r p .....,, Reporti n g

HUFF , MARILYN L

A. 8. c. G ross value at md of

._,mg period ..,.,.,; .. period

( 1) (2) ( t ) (2)

Amouo• T,pe Vi.Joe d i v. rent. or McUIOd

CO<lc 3 (<}W)

SS. Alcoa Inc. Dividend J T

S6. Pimco Total Return B lnt=st L T

S7. Vanguard Bond Index c fntercst L T '

S S . Manthon (USX) Dividend J T

59. SBC Comm. D ividend J T

60 . Vodafone Group Dividend

61. l(jmco Realty Dividend J T

62. Vanguard Windsor n A Dividend K T

63. OFA U.S. M icro Cap Dividend J T

64 . Aco m lnt.ll.il>eny Dividend

6S. OFA ln L Lg. Cop. Val. A Dividend T

66 . OFA Lg. Cap. Val. A Dividend K · T

67. OFA inL Sm Cap. Val. Dividend J T

68. Vanguud Wrld lnL Growth Dividen d J T

69. Vanguard Growth Index Dividend

70. G uidant None

71. Sebwab Money Market • H Interest J T

72. Home Dq>o t A Dividend K T .

A B c

F G

i Sei: Colu:mn C?) U • Boot Vah."t v -Cl<!>« w • Estitmcod

.Date of Report

511212005

' o.

(!) Lf »Ot CXdll>f nnmw-

) (3 ) (<) (S) Type c .. Valt>c Gain buy. sd CO<lc 2 Code """'"· (J-P) I (A· -..,,.;...) "'

Sold 11129 L E

Sold 11129 K 0

Bought 11129 K

Bo<lgbt 11129 J

11129

Sold 11 122 K E

D E

. FlNANClAL DISCLOSURE REPORT

Page4 of IO

Dac:riprion of Autu lncome dllrillg

( itidlldlng tr\IS1 i1$$0tls)

Place '"(Xj •r cacb asset cxc:nvt ( g. Vil"' frotn priot discJosure CO<lc t Cod<2

(A·Rl itll.) (1-P)

A

A

A

A J T

A

A

A

K

A

A

A

A

l. 1-como"Ciafn Codes: •SJ ,000 or Jcu •Sl,001-Sl,SOO • $2,j01·S$,000

(Sce•CohomusBl aodl>I) -sso.001 100,000 •SI00,001.$1,000,000 HI -s1.ooo.001-S5;000.ooo

2. Value Codes: J --s1s,ooo ork:ss 1< • SIS,OOl.$SO,OOO L •SS0,001.$100,0QO cs..c.i.....,. c1 _, m) .., -Sl!<>,OQO.S.I00,000 0 •SS00,001.$1.000,000 Pl • Sl,000.001.S:S,OQ0.000

P3 •$25,000,001..$$0,000,000 . P• •$t.otoR tblmSS0,000.000

l. Value Method Codc:5 Q· R -eo.t (Real Es1>10 Only) s •A......,.,.,,,

'

Trwa<Uonsdwiog ._,;ng period

°'"' ldcnoityofMoa.lh- 0.y c.r,..;.-

tntUCcioa)

. ..

Portioo

Addl

Bought K

•SS,001-SJS,OOO •$15,001.$50,000

H2 =Mm than SS,000,000

M •SI00,001-$"..SO,OOO

P2 •SS,ll00.001-S2!,IJ90,000

T -Colh!Marl<e!

Name of Ptrwn Rcponin:g

HUFF, MARILYN L

B. c.

........... _ -period

( I ) (2) (I) (1)

""''"'" T)PC ( .... v.i .. Code2 -

U.. )

13. AT&T (McdiaOne) (USW) A Dividend T

74. Comcast Dividend 1 T

7 S. t.T&TWU<less Nooe

16. . Dividmd K T

n. Vanguard Short Tenn CRP A lnler<SI K T

78. Vanguard GNMA 1n ...... 1 K T

79. Vonguard HI-Yid Corp. B lnl<r<SI K T

80. Vanguard&. Mk!. Ind . Dividend J T

81. T Rowe Pri"' Sci & Tech None J T

82. Vanguanl REIT B Dividmd K T

83. DFA f>.10 US Sm. Cap. Value A Dividend 1 T

84. DFA US Uige Co Port B Dividend L T

as. DFA 6-10 US S mall Cap. Port A Dividend K T

86. DFA SYr. Global lntuest I( T

87. Vonguanl S hon Tmn Bond lnveoto< A lno:rest K T

88. V onguanl Inflation Pro< B 1n ...... 1 K

89. END OF ASSETS JN IRA·MUI -

90. Schwab Cal Muni Mut Fund Interest T

A 8 c

p

( See Colwnn C) U - Booll:Vab c v " °'""

. Date o f"Report

S/121200 5

, o.

(I) Jr not cxcnt11 uvm d:t$clo$ure (3) (<)

T)1>C < • °""' v . ... Q3in buy. sell, Mondi· Codcl Code ......... Oay I (A· Rdemptioo) "'

CUh 10/27 1

Sold 11129

Bougj\t 11129 I(

Bouglrt 1 2/01 I(

Bought 12/0 1 I(

Addt 8/27 K -

0 E

FINANClAL DISCLOSURE REPORT

Page5ofl0

A.

Description o( As&cts lllcolll< dwiDg Gross Vlillc at encl of

(ioclw!:iq Cnlst wets)

Place \.'<)" Ulcr e.ch aQICf Value from prior di&dosure C<>de I div. RaL«

(A·H) (I·Pl Code3 (Q-W)

J

A

,

l..oogleaf Small Cap A

A

A

A

T

A M

I. lncamo'Gcm Cod<C • $1;000 «less .. S J,001-$2.SOO -$2.501-$5.000

(Soc C.,,.,.... Bl ond 04) •$$0.001..$100,.000 G -S 100,00I·S1.000.000 HJ -Sl,OOO.OOl-$5;000.000

2. ViJuO Codes: I ... sis.ooo ora K • S IS.OOl .ss4,000 L s.so.001.s100;000

(Sc< Cd"""' Clud 03) ll -S2SO,OOO.SS00,000 0 •ssoo,001-s1,ooo,ooo Pl •SLOOOJIOl.SS,000,000

l'3 •S2S,000,00l-SSO,OOO.OOO P4 • SMon• Ihm $50,000,000

3. Vahle, MC'lhod CO<ks Q - R • Cost {Rell Emo• ()oly) s •Asscssmcol

Vt' -Estimated

T"""""-during period

(:?) (S) rdctitity or ..._.....

(l·P) (itprivacc tnns.tdioa)

-·Mtrll<

J Portion

Addi.

• S.5,001-SJS,OOO -SIS,001.SS0.000

Ill -M,..lhaoSS.000.000

M •$100.001.41$0,000

P2 • ss,000.001-S?s.ooo,ooo

T -Cash'Mad:ct

Name o F P erson Reporting

HUFF, MARILYN L

p.i.lc of Report

: S/1212.00S

vu. INVESTMENTS and TRUSTS -income, val11e. tn.nsQtio ns (i ocl\dc$ lho$C Q(dle spCll&Se ;md dcpeodtntc:llildtn. Sec pp. J4-S7 offilin& i astruct:iom.}

, A. ... c. , D.

._,;,,g period - """"'

( I ) (2) (I) (2) ( I) If POf cxm'f)t

(2) (J ) (4) ($) Amowll Type Value GJ:in

div. l'C:1IC. OT Month· Code 2 "'1.) Codd ._.-, °'' (J-P) I (A-

.-.,,ooa) "' tn:l!ISaelion)

9 1. Schwab Cal Muni Mut Fund A 1n ..... . T Addt 12129 M

92. GCW&Fhnn= I None T

93. GCWFP>nn= ll None

94. GCWF YcnlU rcs I None T

95. GCWF (A-£) Invest. Partners I A In ...... K T

96 . GCWF (f-l)lnvcst Partner> D A 1n ...... L T

9 1. Verity. Inc. Nooe 1 T

98. Wc l b Fargo Bank BB SDCA 1n ..... . 1 T

99. Lea p Wireless None Wonhlcss ll/'23

100. Schwab CUslAldial Money Marlcet (BB) 1n ...... K T

I OI. NASDAQ 100 (BB) A Dividend 1 T

102 . VangU2rtl Windsor D (BB) A Dividend

103. SSC(BB) A Dividend Sold II/ts 1 A

104. Belboulh (BB) A Dividend Sold 11115 J

105. FluroProbe In<. None K w

106. Ames Ranch A outrmat 1 w

107. TPC Lab:s i dc Mendocino UC 6 Int.cTcst J w Buy 4/04 L

108. Agere S)'$tC"'S None T

A B

F

r.r

(j

-

U • Dool; Val!X V • OCbet W ... cd

FINANCIAL DISCLOSURE REPORT

Page 6of10

DcscriplionofAssets lncomodl:oiog Gros.s v.alcic at md of irlnsactians ftfl'O"ing pe:riod

(incltJdini trust assets)

Plac-e '1-'<r after usc:t CMf\11& 14- Valoe V•luc Type (e.g. Date: Jden&i'lyor tromprior disclcmn CO<lc I Code2 M l.hod txcy. sc:U. Code bu"""lltt

(A·f!) (J-P) (lfprivue(Q-W)

M

1

J T

, ...

1

A

1 T

A

J

I. "'"""""'..;,, Coda: (S..ColumusBl andl><)

•Sl,OOOorlcss. •S l,001-S2..SOO C •$2.SOl·SS,000 D •SS,001-$1$,000 E •SIS.001..SSO.OOO

2. VW: Ccxl:s: (See Columm Cl ml DJ)

•SlO.OOl..Sl00,000

•$15,000 orbs

• S2SO, OOO..SSOO, OOO

. •s100.001..s·1,ooo,ooo

i:.� •$15,001..SS0,000

0 •SSOO,OOl·Sl.000,000

HI •Sl,000,001..$5,ttKl,OOO H2 •Mon: SS.000,000

L • SS0.001..SIOO,OOO M •SIOO.OOl..S!S0,000

Pl cSl.000.001 .000.000 P2 • SS.000,001 SlS,000,000

P'l •$2S,ooo.001.sso,OOO.OOO P4 • Stvk'R lhao $SO,OOO.OOO

Q -Appraisal R •Cost (Real &1al.c Only) s - Asstssmco.t T -Cuh!Mnct

Name or Person Reporting

HUFF, MARILYN L

Dace of Report

S/121200S

....

Exircme N""'°:b

110.

111. iMmag< (iPrinl) lnlerWOvcn

112. World s.v;ogs

113. Pmpeny, San Di o Co .. CA- AppnUal Dale 8

IDllX Med. Growth (IRA)

llS. !DEX Growth Pon. (IRA)

1 16. Citibank Global Mlirkets

-

· Citibank Global Mari<eis

118 . Smith Barney MWli MM

119. Weamer!ord lnd.

120. Amcricm Intl. up

Amcricm Intl. Group

122. Amgen

123. AulO<lesk

124. Biogen Idec

12S. Biogt:n Idec:

126. Cablevision Systems

A B

F

(S<e CoiWl!tl C2) U • &ok V ut v

8. c. G nl!SS ,.,hie 11 dd or

reporting period _.,;..:period

\I) (2) (I) (2)

Type Cockl -

""'> (J-1')

None T

None J T

Nooe J T

B lntt!Ut M T

E Ri:nt Pl

B' Dividend

Dividend

lntmst

lntmst

1n ..... K T

None J T

Dividend J . T

o;v;d<nd J T

None J T

A Dividend J T

None J T

None J

None J T .

c

D.

(I) If not Rom disc:losl.n:

(3) (4) (S) Om: V3J 13e GU.

buy ... 11. Month. Codd Cock Day (l.P) I IA·

rt:dc:rq:iti:ll l) "'

Buy S/18 L

Buy S/25 J

Deposit 6/11

Wnhdraw 111 3 L

Buy 7121

Buy 711 4 J

Buy . 8110 J

Buy 10/I S J

Buy 111 9 J

Buy 8/06 J

Buy 7120 J

Buy 1m J

Buy 1115 J

.

D E

" °""' w ..._ Es:cim1ccd

FINANCIAL DISCLOSURE REPORT

Page 7 oflO

VU INVESTMENTS and TRUSTS -""-·""""·"''""._liacludes""'6eor11>e_..,m>1dependc"''llild=. s.e..,, 34-S?ormu,g >

Dc$l:ription of Asstts 1=.w.c--->

Pbct w· •ftt:r each IUd a.empt: fnnnpriordi:scloi&l.R

109.

ll·N,lnc.

811 /03

114.

117.

121.

l. lRccmclGaia Codes: •SJ.OOOorkss

(S..Col•-81 oodl>I) •sSOJ1C11 s100.ooo G

2. Value Codes: •SIS,OOl)0< .... I(

(SeeCdummCl IOd 00) N •5'50,000.SlOO,OOO 0

P3 • ru,000,001.sso,ooo.ooo

3. ValUC' Mcchod Codes Q - R

lncomc:during

Amowt (e_.. V luc: Val'.z Code I div. ft& <Jt (A .Ji) Code3

(Q-W)

J

,

Q

A

A

A

A

A

A

T

• SL00l·S2.500 • Sl.SO l·SS,OOI) .

•SlOO,00 t ..SJ ,OOl),000 'HJ • Sl,OOO,OOJ..SS,000,000

• m.001..sso.ooo L • SSO,OOl.$100,000

• SSOO.OOl·Sl,000,000 Pl • Sl,000.001-$$,000,000

, ,

T..- dwina -

(:?) T)-pc {C..S. ldcnDlyof

buycrfsit:la .......... (ifpmai.

lnnsacboti)

_,

L

J

•SS,001..SIS,OOO •SJS.001..SSO,OOO H2 •More 111ao. ss ooo.ooo

M: • Sl00.001.$250,000

n -ss.000.001.m,ooo.ooo

P4 •$MinChM 150,000,000

•Cost (R<;ill Est�O Only) s cAucssmcnt T • CasMda:ker

Name o f Person Reporting

HUFF, MARILYN !,

A. .. c. Gros1 wluie at end o(

rcportiii1 period ........ p<lio<I

(! ) (2) ( I) (2)

Amount T)'P< (<g. Method

... ) (J-P)

127. Cltif'OC1 Cotp None 1 T

Ila. C i "'° Syslem$ None J T

129. Coca-Cola Dividend 1 T

130. Coca-Cola Dividend 1 T

131. Comcast Corp None 1 T

132. C... lnc. None 1 T

133. Dell Inc . None 1 T

Walt Disney A Dividend T

135. fo<c<tLahs,lnc. None 1 T

136. Forest Ubs, Inc. None 1 T

Oenailecli, Inc. None J T

138. Oeneral Electric Dividend 1 • T

139. Genzyme COrp. None 1 T

140. Gillette Co. Divideod 1 T

141. Home Depot Dividcod 1

142. IAC Interact Corp. None J T

IAC lntmct Corp None T

144. Inte l Cotp. Divi dend I T -

... B c

L

( S.. Column C2) u - -v .... " °""" w = Esti od

511212005

, D.

( I ) If oo t CU!'.!IP( from disCINll .....

(l) (<) (S) v.w. Gain Codcl Code

........ Oty (J-P) I (A-............ ) "'

Buy 7/14 1

Buy 7119 J

y 1127 I

11130 1

Buy 7114 1

Buy 9128

Buy 1129 J

Buy 7/21) 1

Buy -

1116 1

Buy 8111 J

Buy 8/04 1

Buy 7/14 J

Buy 7/21 1

Buy 8125 1

Buy 8111 1

Buy 7/21 1

Buy 8124 1

Buy 7/24 1 -

D E

Fl.NANClAL DISCLOSURE REPORT

Page 8 oflO

._,,. <llrioz Ocscriptio1tof As:!lelS (inct.uctqtntse usets)

Place "(X)" afttr e:ich auer cx� Val VaM &om prior discblilf'C Codcl div. m'lt. or Cod<l

(A-1!) Cod<l (Q-WJ

A '

A

134. 1

137.

A

A

A T

143. 1

A

I. ainCodcs: •Sl,OOOorlcss- -Sl,001-l:2.500 -sz.so1.ss.ooo

(SceCofumusBl 111ctD4) F •SS0,001-$100,000 G •JI00,00141,000,000 HI -Sl,OOO.OOl·SS,tx!Q,000

2. Value Code$: J • SISOOO·or less ]{ - sa,001450.000 • SS0,0014100.000

(Sc< Co1uow> Cl ml 03) N -SlSO,OOO.SS00.000 0 • SS00,00141,000.000 •• -s1.ooo.001.ss,ooo,ooo

n -ru.000,001.sso,ooo.ooo P4 •$MMe: than. $50,000,000

l. Value Melbocl Cod::s Q - R • Cost (Real Eslal< (Joly) s ---

v

E>.:i;cofRcport

Tr.msactioll$ durln, n:portina: period

(2) T)'P< ( g. °''"' rdmdcyofbuy.<dl, Moodl- btzyaiaclkr

(ifpdv"' -.i

Bu ...

Buy

1

-ss,001 .. sts,ooo -s1s,001..sso,ooo H2 -MOte than ss,000.000

M •SIOO.OOl·S?S0,000

Pl • SS.OOO.OOl.$!5.000,000

T ·�c1

N ame of Pawn Reporting

HUFF, MARILYN L

A- B. c.

._m.1 period --

(I) m (I) (2)

- ,.,..,. div. ft: IW. « Code2 Metlrod int. ) Codtl

145. Jo! !lSOrl &: Johnson Dividend 1 T

146. l.3 Communications Dividend J T

147. Lehman Brolhcn Dividend 1 T

Lt"bcny MedU Corp Noru: 1 T

149. Merck A Dividend

ISO. Mm:k Dividend

ISi. Mcm11 Lynch & Co. A Dividend T

. Microsoft Corp. Divid<nd J T

IS3 . M i cron cchnology None T

IS4. Micron Technology None J T

ISS. Pa Corp Dividend J T

156. Pepsico, Inc. Dividend J T

157. Dividend J T

158. Pfizer, Inc. A Divid<nd J T

159. Sandislc Corp. None J T

160. Texas Instruments A Dividend J T

161. Tune Warner None T

162. United H<atth ()roup Dividcrul J T .

A • SJ.ooo cwm B c

S

( See c o1 .... CJ U • Book Vakle v •°""< w •Esrimot<d

.Date or R eport

51 1 212005

-, o.

(I) lfnoc cxa:i1l( ll'Omdc.dostn (2) (3) (4) (S)

,.,..,. ( .... Valu. Jdcntifyof Code l Cod<

"""''· Doy (l'P) I (A-redemption) "' lr'anAcCioa)

Buy 11122 1

Buy 7119 1

1!20 1

Buy 1122 J

Bough! 1119 J

Sold 1/01 1

Buy 7115 J

1116 1

Buy 7/IS

11129 1

Buy 7121 1

Buy 9122 J

Buy 7/IS J

Buy 11111 J

Buy 7/16 J

Buy Sl2.S J

8/02 J

Buy 7/20 J

D E

·Cash'M .....

FINANCIAL DISCLOSURE REPORT

Page 9 oflO

,,...,.,..,. "'"""" ln<ome.r.riog Gl'OISS 111Jue it end or

< --

Place "(X)" al!<c-..... (e.g. V1lut Value fromprior discbstn Code I

(A·ff) (J.P) (Q-W)

A

A

A -

148.

A

1

152 A

J

A

A

Pfi=, Inc. A

1

A

I. lncomo'GaioCod"' •Sl,00142)00 •SJ.501-$5.000

(Sc< Col"""• BI aod 04) F •SS0.0014100,GOO G -S 100.001-SJ ,000,000 HI •Sl,OOO,OOJ-$5.000,000

1. Valuo Codet: ) •SIS,OOOor less )( • Sll.l)Ol-.SS0.000 L •S50,001...SIOO.(X)O

\Sc<C....,.aCI ond 03) N •S"'..S0.000-$500.000 0 • SOO,OOl-Sl,000.000 Pl =SL000.001-.SS,000,000

Pl • ru.000,001.sso,ooo.ooo P< •SM,..'""' $$0,000,000

l, V•l11e Mdbod Codes Q •App"IG>I R •Cost (l<,.J E>uoe O..ly) s .............

T..._,._....,. poriod

°''" Galo buy. sdl, Moolh buycdsdler

\d"priva1e

Buy -·

Buy

1

Buy

Buy

• SS,OO.l-.SIS,000 -su.001-.s50,ooo Hl ·-.lb.Jo> ss.000,000

M e$l00.a)l..s:?S0,000 l'2 =Sl,OOO.OOl·f'..S.000,000

T

Name o( P-cTson Reporting HUFF, MARILYN C.

.Da.tc of Report

511 212005

VU. INV ESTMENTS and TRUSTS - ........_ .,..., .........,oos tmcludts <bow oC'"'.,,..,. ...i """"""" <bild:co. s.e pp.)+.$? or m1n, """"'dooo. J

8. c.

rqMting period rq>Ordag period

(I) (2) (I ) (2)

- 1')'1'4 .. ....,

int . )

163. R.5 IRA(X) D Interest J T

164. DC. Trust (X) Schwab MM A Jn ...... t J T

A B c

(SttCoWmnCl) U • Book Value v •00... w • EJrimatod

,

' o.

(I) lfnntcxcn t11 nnn1 .....

(2) TYJIC (c ... °"" buy ... ll. M-· -·

...i...,dou) Day

D

(3)

vo1 .. °""' 2

(4) (S)

I (A· "' -)

E

FINANClAL DlSCL.OSURE REPORT

Page 10 of IO

A.

OcscripOO. ot AstcU -durina Gross value al end of

(includinJINataucts)

PIKe "OCY after each asset o� 1.... V1luc v.,.,. !torn prior disclo$1W Code I div. l't1tl. Olt Cod<l

(A·}I) Q·•> Cod<J (Q-W)

T,,,_ _...period

(l.P)

Gain ldeoticyo.r Cod< bu)'tdsie:Ucr

(ifprlvote

. . .

I. Iacocno'Gai. Codes: • S 1 ;OI» er las • Sl,001.$2)00 •ll.SOl..SS,000

(SccCol-Bl and DI) F •SSO,OOJ..Sl00,000 0 -St00,001-Sl.OQ0,000 Hl • Jl.000.001..SS,000,000

2. V;a,I Codc-.s: J • SlS.000 or liess K • su.001.sso.ooo L • SS0,0014100, 000

(SecColuno; Cl ond 00) N •s:zso,ooo.ssilo,000 0 •.S500.00l·S 1,000,000 Pt • s1.ooo.001..ss,ooo.ooo

P3 • S2S, 000,001...S.S0,000.000 P4 • S�!cft 1lun SS0,000,000

l. Value Method Cocks Q •.._;,.! R •C..1 (Rcol Eswe Ooly) s .............

•Si,001..SIS,OOO

H2 ·Mo lhanSS,000,000

M -s100.001 s:?So.ooo

P2 • ss.000.001.sis.ooo.ooo

T •CaslllM>rttet

• $1$,001..SS0,000

Da te of R tpl)rt FlNAl. ClAL DISCLOSURE REPORT Name of Pmon Reporting

HUFF, MARJLYNL 511212005

VUL ADDffiONALINFORMATION OR EXPLANATIONS

I. lians # 93, 95, 104, 105, 107, 115, 116, 121 lrom lhe 2003 Reportuo not listed in Ille 2004 Rq>ort u llloyno longer pMain to a dependentchild.

2. Items# 84 aod 8S aom lhe 2003 Report an consolidal<d wilh llem #6 in lhe 2004 Report.

3. Items# I, 2, 90-97, 105, 107-111, 113, 114-162 became as&scls of Trust #1. {See Pvt I).

O:tte of Report FINAl'ICIAL DISCLOSURE REPORT NameofPersoo Reporting

HUFF, MAIULYN L S/l2/200S

IX. CERTIFlCA TION.

I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, if . any) is accurate, true, and complete to the best of my knowledge and belief; and thatany information not reported was withheld

because it met applicable statutory provisions permitting non-disclosure.

I further certifylhat earned income from outside employment and honoraria and the acceptance of gifts whichhave been reported are in compliance with the provisions of S U.S.C. §SOI et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANYINDNIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAll.S TO FILE 1HIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Conunittee on Financial Disclosure

Admlliistrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N .E.

Washington, D.C. 20544


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