+ All Categories
Home > Documents > g]kfn lwtf]kq af]8{ - Securities Board Of Nepal...

g]kfn lwtf]kq af]8{ - Securities Board Of Nepal...

Date post: 23-May-2020
Category:
Upload: others
View: 1 times
Download: 0 times
Share this document with a friend
54
g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg cfly{s jif{ @)&)÷&!
Transcript
Page 1: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{

jflif{s k|ltj]bg

cfly{s jif{ @)&)÷&!

Page 2: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&!

g]kfn lwtf]kq af]8{

Ps :jR5, kf/bzL{, hjfkmb]xL, ljZj;gLo, ultzLn

Pj+ k|lt:kwL{ lwtf]kq ahf/sf] ljsf;df k|of;/t !!!

Page 3: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{

af]8{sf kbflwsf/L tyf ;b:ox?-cf=j= @)&)÷&! df_

>L afa'/fd >]i7

cWoIf

g]kfn lwtf]kq af]8{

>L hGdho /]UdL, ;b:o

;x–;lrj

k|ltlgwL,g]kfn ;/sf/

cy{ dGqfno

>L l8NnL/fh l3ld/], ;b:o

;x–;lrj

k|ltlgwL,g]kfn ;/sf/

sfg'g Gofo, ;+ljwfg ;ef tyf ;+;bLo

Aoj:yf dGqfno

>L efis/d0fL 1jfnL ;b:o

sfo{sf/L lgb{]zs

k|ltlgwL, g]kfn /fi6« a}+s

>L g/]Gb| e§/fO{, ;b:o

pkfWoIf

k|ltlgwL, g]kfn rf6{8{ PsfpG6]G6;\ ;+:yf

>L k|lbkh+u kf08], ;b:o

pkfWoIf

k|ltlgwL, g]kfn pBf]u afl0fHo dxf;+3

8f= /]jt axfb'/ sfsL{, lj1 ;b:o

g]kfn ;/sf/af6 dgf]lgt

Page 4: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{

af]8{sf jt{dfg kbflwsf/L tyf ;b:ox?

>L afa'/fd >]i7

cWoIf

g]kfn lwtf]kq af]8{

>L /fdz/0f lrdf]l/of, ;b:o

;x–;lrj

k|ltlgwL,g]kfn ;/sf/

cy{ dGqfno

>L l8NnL/fh l3ld/], ;b:o

;x–;lrj

k|ltlgwL,g]kfn ;/sf/

sfg'g Gofo, ;+ljwfg ;ef tyf ;+;bLo

Aoj:yf dGqfno

8f= ldgaxfb'/ >]i7, ;b:o

sfo{sf/L lgb{]zs

k|ltlgwL, g]kfn /fi6« a}+s

>L k|sfz nD;fn, ;b:o

pkfWoIf

k|ltlgwL, g]kfn rf6{8{ PsfpG6]G6;\ ;+:yf

>L lbg]z >]i7, ;b:o

pkfWoIf

k|ltlgwL, g]kfn pBf]u afl0fHo dxf;+3

8f= /]jt axfb'/ sfsL{, lj1 ;b:o

g]kfn ;/sf/af6 dgf]lgt

Page 5: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{

Aoj:yfkg

>L afa'/fd >]i7

cWoIf

lg/h lu/L lgb{]zs

k/Li6gfy kf}8\ofn lgb]{zs

ljgob]j cfrfo{ pklgb{]zs

8f= gj/fh clwsf/L pklgb{]zs

d'QmLgfy >]i7 pklgb{]zs

Page 6: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&!

cWoIfsf] dGtJo lwtf]kq ;DaGwL P]g, @)^# sf] bkmf @^ df ePsf] Joj:yf cg';f/ cfly{s jif{ @)&).&! sf] g]kfn lwtf]kq af]8{sf] jflif{s k|ltj]bg ;dodf g} k|:t't ug{ kfpFmbf ;DalGwt ;a}df v'zL JoQm ug{ rfxG5' . o; jflif{s k|ltj]bgdf af]8{af6 cfly{s jif{ @)&).&! df ePsf sfdsf/jfxLx?, lwtf]kq ahf/sf] cj:yf, lwtf]kq Joj;foL tyf ;"rLs[t ;+ul7t ;+:yfx?sf] ultljlw ;dfj]z ul/Psf] 5 . kF"hL ahf/sf] ljsf; / nufgLstf{x?sf] lxt ;+/If0f ug]{ clek|fon] af]8{n] /fhwfgL aflx/ nufgLstf{, pBf]uL Joj;foL nufot ;DalGwt ;j}nfO{ ;du| kF"hLahf/sf] ;DaGwdf 1fg Pj+ hfgsf/L k|bfg ug]{ p2]Zon] ljut aif{x?df h:t} o; aif{ ;d]t k"j{ d]lrb]lv klZrd dxfsfnL;Dd b]zsf ljeGg :yfgx?df kF"hL ahf/ ;DaGwL hgr]tgf clea[l4 tyf nufgLstf{ k|lzIf0f sfo{qmdx? ;+rfng u/]sf] lyof] . o:tf sfo{qmdx?df pBf]uL, Joj;foL, sd{rf/L tyf ;j{;fwf/0fx?af6 ePsf] pT;fxhgs ;xeflutfn] k"FhLahf/k|lt ;j{;fwf/0fsf] Wofgfs{if0f ePsf] b]lvG5 . lwtf]kq ahf/sf nufgLstf{x?sf] ;d:of, u'gf;f, ;Nnfx / ;'emfj ;xh ?kdf k|fKt ug{ ;lsof]; eGg] p2]Zon] o; cfly{s jif{b]lv af]8{df lgz'NsM x6nfO{g 6]lnkmf]gsf] Joj:yf ul/Psf] 5 . k"FhLahf/sf] la:tf/df s]Gb|Lo lgIf]k ;]jfsf] dxTjk"0f{ e"ldsf /xg] kl/k]|Iodf o;nfO{ ;+rfngdf Nofpg af]8{n] lwtf]kqsf] s]GbLo lgIf]k ;]jf lgodfjnL, @)^& sf] Joj:yf adf]lhd o; cfly{s jif{df !$ j6f sDkgLx?nfO{ lgIf]k ;b:osf] ?kdf btf{ u/]sf] 5 . lgIf]k ;b:ox? dfkm{t nufgLstf{x?nfO{ lwtf]kqdf nufgL ug{ cef}lts vftf vf]nL lwtf]kqsf] s]Gb|Lo lgIf]k k|0ffnLdf cfj4 x'g] cj;/ k|bfg x'G5 . o;/L af]8{n] ahf/ lasf;sf nflu u/]sf pk/f]Qmfg';f/sf sfo{x?sf] kmn:j?k k"FhLahf/k|lt nufgLstf{x?sf] laZjf;df clea[l4 tyf ;xeflutfdf j[l4 eO{ ut cfly{s aif{sf] cGtdf %!*=## df /x]sf] g]K;] kl/;"rs cfly{s aif{ @)&)÷&! sf] cGtdf !)#^=!! laGb'df k'u]sf] 5 . g]kfn :6s PS;r]Ghsf] laBdfg sf/f]af/ k|0ffnLsf] Ifdtf clea[4L u/L k"0f{ :jrflnt OG6/g]6df cfwfl/t cgnfO{g k|0ffnL agfpg] sfo{ ;d]t b'|t ultdf cufl8 a9L/x]sf] 5 . ;du|df of] jif{ ahf/sf] cj:yf pT;fxa4{s ePsf] kfO{Psf] 5 . o;sf cltl/Qm b]zsf ljleGg If]qsf hg;d'bfoaf6 lwtf]kqsf] v/Lb laqmL ;]jf :yfgLo :t/af6 g} ug{ kfpg'kg]{ h:tf r'gf}tLk"0f{ dfux? klg a9b} uO/x]sf] 5 . nufgLstf{x?sf] hf]vLd axg Ifdtf cg';f/sf] lwtf]kq cf}hf/x?df laljlws/0f ljsf;s} qmddf /x]sf] 5 . ;"lrs[t ;+ul7t ;+:yfx?sf] lwtf]kq ahf/ ;"rgf k|jfx tyf ;+:yfut ;'zf;gsf] l:ylt ;'wf/f]Gd'v /x]sf]] 5 . a:t' ahf/sf] lgodg lwtf]kq af]8{n]] ug]{ k[i7e"lddf pQm ahf/sf] lgodgsf nfuL cfjZos sfg"gL k"jf{wf/ tof/ u/L xfn ;+rfngdf /x]sf ;+:yfx?nfO{ lgodg bfo/fdf Nofpg' r'gf}tLk"0f{ sfo{ /x]sf] 5 . ;"lrs[t ;+ul7t ;+:yf, lwtf]kq Joj;foL tyf ahf/sf cGo k"jf{wf/x?sf] a[4L ;Fu;Fu} lwtf]kq af]8{sf] ;+:yfut Ifdtf clea[l4 ug]{ sfo{ r'gf}tLk'0f{ /x]sf] 5 . cufl8 b]lvPsf oL r'gf}tLx?nfO{ s'zntfk"j{s ;fdgf ub}{ Ps :jR5, ljZj;gLo, kf/bzL{, hjfkmb]xL, ultzLn tyf k|lt:kwL{ lwtf]kq ahf/ lasf; tyf lj:tf/sf] cfkmgf] nIo k|fKt ug{ af]8{ lg/Gt/ k|ltj4 /x]sf] 5 .

Page 7: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&!

o;/L af]8{n] cfkm\gf] p4]Zo xfl;n ug]{ qmddf lwtf]kq ahf/ lgodg tyf ljsf;sf] sfo{df dxTjk"0f{ of]ubfg k'/\ofpg' ePsf af]8{sf k"j{ cWoIfHo"x? k|lt af]8{ kl/jf/sf] tkm{af6 k|z+;f JoQm ug{ rfxG5' . o;}u/L af]8{df g]kfn ;/sf/, cy{ dGqfnosf] tkm{af6 k|ltlglwTj ug'{ ePsf lgjt{dfg ;b:o >L hGdho /]UdLHo", g]kfn /fi6« a}+saf6 k|ltlglwTj ug'{ ePsf lgjt{dfg ;b:o >L efis/dl0f 1jfnLHo", g]kfn rf6{8{ PsfpG6]G6\; ;+:yfaf6 k|ltlglwTj ug'{ ePsf lgjt{dfg ;b:o >L g/]Gb| e§/fO{Ho" / g]kfn pBf]u jfl0fHo dxf;+3af6 k|ltlglwTj ug'{ ePsf lgjt{dfg ;b:o >L k|bLkh+u kf08]Ho"nfO{ af]8{sf] gLlt lgdf{0f sfo{df pxfFx?n] k'¥ofpg' ePsf] cd"No of]ubfgsf] nflu wGojfb 1fkg ug{ rfxG5' . lwtf]kq ahf/ ljsf;sf nflu gLltut ;xof]u k'¥ofpg] g]kfn ;/sf/–cy{ dGqfno, sfof{Gjog txdf g]kfn :6s PS;r]~h ln=, s]Gb|Lo lgIf]k ;]jf sDkgL, lwtf]kq Joj;foLx?, ;"rLs[t sDkgLx?, ;j{;fwf/0f nufgLstf{x?, lwtf]kq ahf/;Fu ;DalGwt cGo lgsfox? / cfly{s kqsf/x? ;a}k|lt wGojfb JoQm ub{5' . lwtf]kq ahf/ ljsf;sf] nflu ;do ;dodf dfu ePsf] ;xof]u k'¥ofpg] lgsfox?M g]kfn ;/sf/, cy{ dGqfno, sfg"g tyf Gofo ;+ljwfg ;ef tyf ;+;bLo Joj:yf dGqfno, g]kfn /fi6« a}+s, aLdf ;ldlt, g]kfn rf68{ PsfpG6]G; ;+:yf tyf g]kfn pBf]u afl0fHo dxf;+3nfO{ w]/} w]/} wGojfb lbg rfxG5' . o;} u/L af]8{sf] Ifdtf clej[l4, lwtf]kq ahf/ ;'wf/ tyf af]8{sf kbflwsf/L / sd{rf/Lx?sf] hfgsf/L tyf sfo{ bIftf clej[l4df ;xof]u k'¥ofpg] ef/t ;/sf/, ljZj a}+s, Pl;ofnL ljsf; a}+s, Financial Services Agency-Japan, Securities and Exchange

Surveillance Commission- Japan, US Securities and Exchange Commission, Asia-Pacific

Economic Cooperation, Korea Financial Investment Association, Securities Commission,

Malaysia, Organisation for Economic Co-operation and Development (OECD) tyf Securities

and Exchange Board of India nufot cGo ;a} ;DalGwt ;xof]uL lgsfox?nfO{ klg wGoafb lbg rfxG5' . cGTodf, af]8{ ;b:oHo"x?n] af]8{df k'¥ofpFb} cfpg' ePsf] of]ubfgsf] sb/ ub}{ jxfFx? k|lt k|z+;f JoQm ug{ rfxG5' . ;fy} af]8{sf sd{rf/Lx?sf] st{Jo k|ltsf] lgi7f Pj+ lg/Gt/ k|of;sf] nflu wGojfb 1fkg ub{5' . afa' /fd >]i7

cWoIf sflQs @%, @)&!

Page 8: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&!

ljifo–;"rL k]h g+= != ;+lIfKt cfly{s l:ylt ! !=! ljZj cfly{s l:ylt ! !=@ g]kfnsf] cfly{s tyf k"FhLahf/ l:ylt @ @= g]kfn lwtf]kq af]8{ %

@=! p2]Zo tyf sfo{x? %

@=@ ;~rfns af]8{ %

@=# ;+u7g ;+/rgf ^

@=$ ;ldltx? ^

@=% ljQLo ;|f]t &

@=^ cGt/f{li6«o ;DaGw * @=& cf=j= @)&)÷&! sf] ah]6 jQmJodf k"FhLahf/ ( @=* cg'dlt kq k|bfg tyf gjLs/0f !) @=( sfg"gL Joj:yf / k|anLs/0f !! @=!) ;'k/Lj]If0f tyf cg'udg !@ @=!! nufgLstf{ k|lzIf0f tyf tflnd sfo{qmd !% @=!@ tflnd tyf ;]ldgf/df ;xeflutf !^ @=!# k|sfzg tyf ;"rgf k|jfx !& @=!$ cWoog tyf cg';Gwfg !*

#= k|fylds ahf/sf] cj:yf !( #=! lwtf]kq btf{ tyf ljj/0fkq :jLs[lt !( #=@ ;fd"lxs nufgL sf]if / of]hgf btf{ tyf lgisfzg @!

$= lwtf]kq bf];|f] ahf/sf] cj:yf @@ $=! lwtf]kq ;"rLs/0f @@ $=@ lwtf]kq sf/f]af/ @$ $=# ahf/ k"FhLs/0f @$ $=$ ;"rLs[t lwtf]kqsf] r'Qmf d"No @% $=% g]K;] kl/;"rs @% %= ;d:of tyf r'gf}tL / sfo{of]hgf @^ %=! ;d:of tyf r'gf}tL @^ %=@ sfo{of]hgf @&

cg';"rLx? -@*–$$_

Page 9: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

1 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

!= ;+lIfKt cfly{s l:ylt

!=! ljZj cfly{s l:ylt

cGt/f{li6«o d'b|f sf]ifn] ;g\ @)!$ sf] clk|ndf k|sflzt u/]sf] ljZj cfly{s kl/b[Zosf cg';f/ ;g\ @)!@ df #=(

k|ltzt /x]sf] ljZj pTkfbg ;g\ @)!# df )=@ k|ltztn] C0ffTds eO{ #=) k|ltzt /x]sf] lyof] . ljZj pTkfbg

;g\ @)!$ df #=^ k|ltzt tyf ;g\ @)!% df #=( k|ltztn] a9g] k|If]k0f sf]ifsf] /x]sf] 5 . cd]l/sL df}lb|s tyf

ljQ gLltsf] k|efjsf] sf/0f ;du| dfudf j[l4 x'g] / o'/f] If]qdf klg dGbLsf] c;/af6 lj:tf/} dfly p7\b} hfg]

cg'dfgsf] cfwf/df ;g\ @)!# sf] t'ngfdf @)!$ df ljZjsf] cfly{s j[l4b/df s]xL ;'wf/ x'g] b]lvPsf] 5 .

If]qut ?kdf eGbf dWo tyf k"jL{ o'/f]k]nL d'n'sx? tyf o'/f]lkog o'lgogsf d'n'sx? afx]s cGo ;a} If]qsf]

j[l4b/ ;g\ @)!@ sf] t'ngfdf ;g\ @)!# df 36]sf] sf/0f ;g\ @)!# sf] ljZj cfly{s j[l4b/ )=@ k|ltzt

;LdfGt b/n] 36]sf] xf] . ljZjsf] cfly{s j[l4sf] k|j[lQnfO{ tflnsf ! df k|:t't ul/Psf] 5 .

tflnsf !M ljZjsf] cfly{s j[l4b/-jflif{s k|ltzt kl/jt{g_

qm=;+= ljj/0f

jif{ -;g\_ k|If]k0f

@)!@ @)!# @)!$ @)!%

! ljZjsf] pTkfbg #=@ #=) #=^ #=(

@ ljsl;t cy{tGq !=$ !=# @=@ @=#

# pbLodfg tyf ljsf;zLn cy{tGq %=) $=& $=( %=#

$ ljsfzf]Gd'v Plzof ^=& ^=% ^=& ^=*

% dWok"j{ tyf pQ/ clkm|sL d'n'sx? $=! @=@ #=@ $=%

^ dWo tyf k"jf{ o'/f]k]nL d'n'sx? !=$ @=* @=$ @=(

& o'/f]lkog o'lgogsf d'n'sx? –)=# )=@ !=^ !=*

* rLg &=& &=& &=% &=#

( blIf0f Pl;ofnL /fi6«x?

ckm\uflg:tfg !$=) #=^ #=@ $=%

ef/t $=& $=$ %=$ ^=$

e'6fg ^=% %=) ^=$ &=^

DfflNbE; )=( #=& $=@ $=%

a+unfb]z ^=! %=* ^=) ^=%

kfls:tfg $=$ #=^ #=! #=&

>Ln+sf ^=# &=# &=) ^=%

g]kfn $=( #=^ $=% $=%

;|f]tM cfly{s ;j{]If0f, @)&).&! tyf jN8{ Osf]gf]lds cfp6n's, clk|n @)!$

;g @)!# df !=# k|ltztn] lj:tf/ ePsf] ljsl;t d'n'ssf] cy{tGq ;g @)!$ df @=@ k|ltztn] a9g] k|If]k0f

cGt/f{li6«o d'b|f sf]ifsf] /x]sf] 5 . ljsl;t d'n'sx? dWo] cd]l/sL cy{tGq ;g\ @)!# df !=( k|ltztn] a9]sf]df

;g @)!$ df s]xL ;'wf/ cfO{ @=* k|ltzt /xg] k|If]k0f sf]ifsf] /x]sf] 5 . cfGtl/s dfudf ePsf] pNn]Vo j[l4sf

sf/0f cd]l/sL cfly{s j[l4df qmdzM ;'wf/ x'Fb} hfg] cg'dfg ul/Psf] 5 . To:t} ;g\ @)!# df )=@ k|ltztn]

Page 10: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

2 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

lj:tf/ ePsf] o'/f] If]qsf] j[l4b/ ;g\ @)!$ df ;'wf/ eO{ !=^ k|ltzt /xg] k|If]k0f ul/Psf] 5 . ;g\ @)!# df

!=% k|ltzt /x]sf] hfkfgsf] j[l4b/ ;g\ @)!$ df !=$ k|ltzt dfq /xg] cg'dfg 5 .

;g\ @)!# df $=& k|ltztn] j[l4 ePsf] cg'dfg ul/Psf] pbLodfg / ljsf;zLn b]zx?sf] cy{tGq ;g\ @)!$

df $=( k|ltztn] a9g] k|If]k0f 5 . 7"nf PlzofnL b]zx? dWo] ef/tLo tyf lrgLof cy{tGq ;g @)!# df qmdzM

$=$ k|ltzt / &=& k|ltzt /x]sf]df ;g\ @)!$ df qmdzM %=$ / &=% k|ltztn] a9g] k|If]k0f sf]ifn] u/]sf] 5 .

;g\ @)!@ sf] t'ngfdf ;g\ @)!# df blIf0f PlzofnL d'n'sx? dWo] dflNbE; / >Ln+sfsf] clfy{s j[l4b/ a9]sf]

5 eg] cGo d'n'sx?sf] cfly{s j[l4b/ 36]sf] 5 . ;g\ @)!@ df !$=) k|ltzt /x]sf] ckmuflg:tfgsf] cfly{s

j[l4b/ ;g\ @)!# df #=^ k|ltztdf ;Lldt ePsf] 5 . blIf0f PlzofnL d'n'sx? cfkm} leqsf] ;+/rgfut

nufotsf ;d:ofx?af6 u|l;t /x]sf] sf/0f o; If]qsf] cfly{s j[l4b/ k|efljt ePsf] xf] . ;g\ @)!# df g]kfnsf]

cfly{s j[l4b/ #=^ k|ltzt /x]sf]df ;g\ @)!$ df cfly{s j[l4b/df s]xL ;'wf/ eO{ $=% k|ltzt k'Ug] cg'dfg

sf]ifn] /x]sf] 5 .

!=@ g]kfnsf] cfly{s tyf k"FhLahf/ l:ylt

cfly{s l:ylt

cfly{s jif{ @)&)÷&! df s'n u|fx{:y pTkfbg cfwf/e't d"Nodf %=@ k|ltzt a9L] hDdf ?= !( va{ @* ca{ %@

s/f]8 k'u]sf] 5 . cfly{s jif{ @)^(÷&) df of] j[l4b/ #=^ k|ltzt /x]sf] lyof] . df};dL cg's"ntf, nufgLsf]

jftfj/0fdf ;'wf/, ;dodf g} ah]6 cfpg' cflb sf/0fx?af6 s'n u|fx{:y pTkfbg cl3Nnf] jif{sf] t'ngfdf a9\g

uPsf] xf] .

;dLIff cjlBdf s'n /fli6«o cfo k|rlnt d"Nodf !#=!! k|ltztn] j[l4 eO{ hDdf ?= !( va{ ^^ ca{ &$ s/f]8

k'u]sf] 5 cf= j= @)^(÷&) df s'n /fli6«o cfo ?= !& va{ * ca{ (( s/f]8 /x]sf] lyof] . To;}u/L s'n u|fx{:y

pTkfbgdf s'n ufx{:y artsf] c+z cl3Nnf] jif{sf] t'ngfdf s]lx sdL cfPsf] b]lvG5 cyf{t s'n ufx{:y

pTkfbgdf s'n ufx{:y artsf] c+z *=( k|ltzt k'u]sf] 5 . ut jif{ s'n ufx{:y art k|rlnt d"Nodf ?= ! va{

&) ca{ (@ s/f]8 /x]sf]df o; cfly{s jif{ art ?=! va{ &@ ca{ 3 s/f]8 k'Ug] cg'dfg /x]sf] 5 .

;dLIff cjlBsf] s'n j}b]lzs Jofkf/ ?= % va{ !* ca{ &$ s/f]8 k'u]sf] 5 ;f]f cl3Nnf] cfly{s jif{df ?= ^ vj{

## cj{ ^% s/f]8 /x]sf] lyof] . o; cfly{s jif{sf] k|yd cf7 dlxgfdf ef/t tkm{sf] s'n Jofkf/ ?= # va{ $$

ca{ (# s/f]8 /x]sf] 5 eg] cGo b]z tkm{ ?= ! va{ %& ca{ *^ s/f]8 /x]sf] 5 . s'n j}b]lzs Jofkf/df

ef/ttkm{sf] c+z dfq} ^^=$( k|ltzt /x]sf] 5 eg] o; cjlwdf Jofkf/ 3f6f !^=$$ k|ltzt 5 .

ljut kfFr cfly{s jif{sf] g]kfnsf] s]xL d'Vo cfly{s ;"rsf+s tflnsf–@ df k|:t't ul/Psf] 5 .

Page 11: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

3 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

tflnsf–@ M g]kfnsf] cfly{s ;"rsf+s-k|rlnt d"Nodf_ -?= s/f]8df_

qm= ;+=

ljj/0f

cfly{s jif{

@)^%.^^ @)^^.^& @)^&.^* @)^*.^(

@)^(.&);+ @)&).&!

k|f

!= s'n ufx{:Yo pTkfbg 98,827 119,277 136,495 152734 169264 192852

@= s'n /fli6o cfo 100002.1 120189.1 138250.3 155078.5 170899.0 196674.1

#= s''n /fli6«o art

35446.6 42835.4 51433.1 61401.8 65349.9 89568.3

$= s'n u|fx:y{ art 9323.0 13658.9 19892.3 17646.1 15886.5 17203.3

%= s'n pkef]u

89,504 105,619 117,603 135,954 154,233 175648

^= s'n cGt/fli{6«o Jofkf/

#%@!^=& $#%!%=( $^)%!=$ %#%(@=@ ^##^%=& 51874.9

s_ ef/t

@)#$$=$ @%&!)=* #)%@*=^ #$())=^ $!*)#=! 34493.6

v_ cGo d"n's

!$*&@=$ !&*)%=! !%%@@=* !*^(@=# @!%^@=^ 17381.2

& j:t' tyf ;]jfx?sf] v'b lgof{t

-21,980 -31,990 -32,835 -35,908 -45372 -54302

s_ cfoft

34,254 43,420 45,006 51,295 63,490 77,722

v_ lgof{t

12,274 11,430 12,171 15,386 18,118 23,419

*= s'n kF'hL lgdf{0f

31,303 45,649 51,927 52,689 62,464 71,506

(= s'n l:y/ kF'hL lgdf{0f

21,104 26,489 29,273 31,738 38,215 44,613

s_ ;/sf/L If]qsf] s'n k'FhL lgdf0f{

4,428 5,367 6,381 7,156 7,105 9,030

v_ lghL If]qsf] s'n k'FhL lgdf{0f 16,676 21,122 22,892 24,563 31,110 35,583

;+ –;+zf]lwt cg'dfg, k|f–k|f/lDes cg'dfg ! k|yd cf7 dlxgf

;|f]tM cfly{s ;j]{If0f, @)&).&!

cfly{s jif{ @)&)÷&! df k|rlnt d"Nodf s'n k'FhL lgdf0f{df !@=^% k|ltztn] j[l4 eO{ ?= & va{ !% ca{ ^

s/f]8 k'u]sf] 5 . o;}u/L ;ldIff jif{df s'n l:y/ k'FhL lgdf{0f ?= $ va{ $^ ca{ !# s/f]8 k'Ug] cg'dfg 5 . o;

cfly{s jif{df s'n l:y/ k'FhL lgdf{0fdf lghL If]qsf] of]ubfg &(=&^ k|ltzt / ;/sf/L If]qsf] of]ubfg @)=@$

k|ltzt /x]sf] 5 .

k"FhLahf/ l:ylt

cfly{s jif{ @)&)÷&! df $ jfl0fHo a}+s, @$ ljsf; a}+s, @ ljQ sDkgL, !) aLdf sDkgL / % hnljB't

sDkgL u/L s'n $% ;+ul7t ;+:yfn] ;fwf/0f ;]o/, C0fkq tyf xsk|b ;]o/ u/L s'n ?= & cj{ @^ s/f]8 ^*

nfv &% xhf/ d'No a/fj/sf] k"FhL p7fPsf 5g\ .

cfly{s jif{ @)&)÷&! df ahf/ k"FhLs/0f ?= !) va{ %& ca{ !& s/f]8 k'u]sf] 5 . ;f] ut cf=j= sf] t'ngfdf

!)%=% k|ltztn] j[l4 ePsf] xf] . ut cfly{s jif{sf] cGtdf ahf/ k"FhLs/0f ?= % va{ !$ ca{ $( s/f]8 /x]sf]

Page 12: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

4 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

lyof] . o; cfly{s jif{df ahf/ k"FhLs/0fsf] s'n ufx{:y pTkfbg;Fusf] cg'kft %$=*@ k|ltzt /x]sf] 5 pQm

cg'kft cl3Nnf] cfly{s jif{df hDdf ##=#^ k|ltzt /x]sf] lyof] .

lwtf]kqsf] sf/f]af/ tkm{ g]kfn :6s PS;r]~hdf cl3Nnf] cfly{s jif{df ?= @@ cj{ % s/f]8 a/fa/sf] lwtf]kqsf]

sf/f]af/ ePsf]df ;dLIff jif{df ?= && cj{ #) s/f]8 a/fa/sf] lwtf]kq sf/f]af/ ePsf]] 5 . ;dLIff jif{df

lwtf]kqsf] sf/f]af/ /sddf ut jif{sf] t'ngfdf @%*=^% k|ltztn] j[l4 cfPsf] 5 .

g]K;] ;"rsf+s jfli{fs ljGb'ut cfwf/df cl3Nnf] cfly{s jif{sf] t'nfgfdf ((=(@ k|ltztn] j[l4 eO{ @)&! c;f/

d;fGtdf !)#^=!! ljGb'df k'u]sf] 5 . ;f] ;"rsf+s cl3Nnf] jif{sf] ;f]xL cjlBdf hDdf #@=(( k|ltztn] j[l4 eO{

%!*=## ljGb'df /x]sf] lyof] . g]kfnsf] lwtf]kq ahf/ ;DaGwL ;"rsf+s tflnsf # df k|:t't ul/Psf] 5 .

*s'n ufx{:y pTkfbg -k|rlnt d"No_sf] ;+zf]lwt cfwf/df

# s'n ufx{:y pTkfbg -k|rlnt d"No_ sf] k|f/lDes cg'dfgsf] cfwf/df

;|f]tM cflys{ ;j]{If0f, @)&)÷&!, g]kfn :6s PS;r]Gh ln= sf] jflif{s sf/f]af/ k|ltj]bg, @)&)÷&!

tflnsf–# lwtf]kq ahf/-k|fylds tyf bf];|f] ahf/_ kl/;"rsx?

ahf/ ;"rsf+sx? cfly{s jif{

@)^*.^( @)^(.&) @)&).&!

;fj{hlgs lgisfzg ;+Vof @@ #$ $%

;fj{hlgs lgisfzg /sd -?= bznfvdf_ @()@=!* !)^*%@=#! &@^^=*

;"lrs[t ;+ul7t ;+:yfsf] s'n ;+Vof @!^ @#) @##

;"lrs[t lwtf]kqx?sf] r'Stf d"No -?= bznfvdf_ !!)^!)=() !@^$*)=^) !$&(##=$)

;"lrs[t lwtf]kqx?sf] ;+Vof -?= xhf/df_ !!$))*! !@(&*$! !^)&&#%

lwtf]kqsf] jflif{s sf/f]af/ -?= bznfvdf_ !)@&@=&( @@)$*=*& &&#))=))

s"n sf/f]af/ ePsf] lbg @#@ @#@ @#)

sf/f]af/ ePsf] sDkgLsf] ;+Vof @#) @#) @^(

sf/f]af/ ePsf] s"n ;]o/ ;+Vof -?= xhf/df_ $!$&*=() *!%&!=&) @!$!$$=&#

sf/f]af/ ;+Vof @(#$*( @(@#^^ %^^#($

;"lrs[t lwtf]kqsf] ahf/ k'FhLs/0f -?= bznfvdf_ #&!!!%=&$ %!$$(@=!# !)%&!^%=*#

ahf/ k'FhLs/0fdf sf/f]af/sf] k|ltzt @=&& $=@( &=#!

s'n u|fx{:y pTkfbgdf ahf/ k'FhLs/0fsf] k|ltzt @#=$! ##=#^* %$=*@#

g]K;] kl/;"rs #*(=&$ %!*=## !)#^=!!

Page 13: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

5 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@= g]kfn lwtf]kq af]8{

@=! p2]Zo tyf sfo{x?M

@! cf}+ ztfAbLdf b]zsf] cfly{s ljsf;sf] cfwf/ :tDesf] ?kdf k"FhLahf/ agL/xFbf g]kfndf klg ljleGg If]qsf

;+ul7t ;+:yfx?n] k"FhLahf/ dfkm{t cfkm"nfO{ cfjZos k"FhL ;+sng u/L 5l/P/ /x]sf] artnfO{ b]z ljsf;sf]

sfo{df k|of]u ub} cfO/x]sf 5g\ . k"FhLahf/sf] ljsf;, lj:tf/ / lgodg u/L Jojl:yt ug{sf nflu g]kfn

;/sf/af6 lj= ;+= @)%) h]i7 @% df :yflkt g]kfn lwtf]kq af]8{n] cfkm\gf] :yfkgfsf] @! jif{ k'/f ul/;s]sf] 5 .

o; cjlBdf af]8{n] lwtf]kqdf nufgL ug]{ nufgLstf{x?sf] lxt ;+/If0f, lwtf]kqsf] lgisfzg, vl/b, laqmL, ljt/0f

/ ljlgdo sfo{nfO{ k|efjsf/L agfpg], lwtf]kq ahf/ / lwtf]kq Joj;fodf ;+nUg JolQmx?sf] sfd, sf/afxLnfO{

lgoldt tyf Jojl:yt ug]{ / lwtf]kq ahf/sf] ljsf;nfO{ cfjZos gLlt lgod th'{df ug]{ sfo{x? ul//x]sf] 5 .

lwtf]kq ;DaGwL P]g, @)^# cg';f/ af]8{sf] d'Vo sfd, st{Jo / clwsf/ b]xfo adf]lhd /x]sf 5gM–

lwtf]kq ;fj{hlgs ?kdf lgisfzg ug{ ;Sg] u/L :yfkgf ePsf] ;+ul7t ;+:yfsf] lwtf]kq btf{ ug]{ .

lwtf]kq ;fj{hlgs lgisfzgsf nflu tof/ ul/g] ljj/0fkq :jLs[t ug]{ .

lwtf]kq ahf/ ;+rfng ug{ rfxg] ;+ul7t ;+:yfnfO{ lwtf]kq ahf/ ;+rfng ug{ cg'dlt lbg] .

lwtf]kq ahf/sf] sfd sf/afxLsf] lgodg tyf cg'udg ug]{ .

lwtf]kq Joj;fo ;+rfng ug{ rfxg] sDkgL jf ;+:yfnfO{ lwtf]kq Joj;fo ;+rfng ug{ cg'dltkq lbg] .

lwtf]kq Joj;foLsf] sfd sf/afxLsf] lgodg tyf cg'udg ug{] .

;fd"lxs nufgL sf]if ;+rfng ug{ :jLs[lt lbg] .

lwtf]kq ;DaGwL cfjZos lgod, ljlgod tyf lgb]{lzsfx? agfpg] .

lwtf]kq ljlgdo ahf/, lwtf]kq Joj;foL, lwtf]kq sf/f]af/ tyf ;du| lwtf]kq ahf/sf] ;'k/Lj]If0f tyf

cg'udg ug]{ .

lgodg Joj:yfsf] kfngf gug]{ ;+:yfx?nfO{ P]g, lgod cg';f/ sf/jfxL cufl8 a9fpg] .

lwtf]kq ahf/ ;DaGwdf cWoog, cg';Gwfg u/L lgb]{zg ug]{ tyf r]tgf clej[l4d"ns sfo{qmd ;~rfng

ug]{ .

lwtf]kq ahf/;Fu ;DalGwt ljifodf gLlt tyf sfo{qmd th'{df ug{ g]kfn ;/sf/nfO{ cfjZos k/fdz{

lbg] .

@=@ ;~rfns af]8{

g]kfn lwtf]kq af]8{df ljleGg ;/sf/L tyf lghL If]qsf lgsfox?sf] k|ltlglwTj /xg] u/L & ;b:oLo af]8{ x'g]

Joj:yf lwtf]kq ;DaGwL P]g, @)^# df /x]sf] 5 . af]8{df k"0f{sfnLg sfo{ ug{] u/L g]kfn ;/sf/åf/f lgo'Qm

cWoIf x'g'sf ;fy} g]kfn ;/sf/, cy{ dGqfnosf ;x–;lrj, g]kfn ;/sf/, sfg'g, Gofo, ;+ljwfg;ef tyf

Page 14: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

6 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

;+;bLo Joj:yf dGqfnosf ;x–;lrj, g]kfn /fi6« a}+ssf k|ltlglw, g]kfn pBf]u jfl0fHo dxf;+3sf k|ltlglw /

g]kfn rf6{8{ PsfpG6]G6\; ;+:yfsf k|ltlglw tyf lwtf]kq ahf/ Joj:yfkg, kF'hL ahf/ ljsf;, ljQLo jf cfly{s

If]q;Fu ;DalGwt lj1x¿dWo]af6 g]kfn ;/sf/n] dgf]lgt u/]sf] JolQm ;b:o /xg] Joj:yf /x]sf] 5 .

;dLIff cjlBdf af]8{df k|ltlglwTj ug]{ tLg-#_ hgf af]8{ ;b:ox?sf] kl/j{tg ePsf] 5 . g]kfn ;/sf/, cy{

dGqfnosf] tkm{af6 ;x–;lrj >L hGdho /]UdLn] k|ltlglwTj ug'{ePsf]df ldlt @)&!÷)@÷@@ b]lv ;x–

;lrj >L /fdz/0f lrdf}l/ofn] k|ltlglwTj ug'{ePsf] 5 . g]kfn pBf]u jfl0fHo dxf;+3af6 tTsfnLg

pkfWoIf >L k|bLkh+u kf08]n] k|ltlglwTj ug'{ePsf]df ldlt @)&!÷)@÷@@ b]lv xfnsf pkfWoIf >L lbg]z

>]i7n] k|ltlglwTj ug'{ePsf] 5 . ;fy} g]kfn rf6{8{ PsfpG6]G6\; ;+:yfaf6 tTsfnLg pkfWoIf >L g/]Gb|

e§/fO{n] k|ltlglwTj ug'{ePsf]df ldlt @)&!÷)%÷)$ b]lv xfnsf pkfWoIf >L k|sfz nD;fnn] k|ltlglwTj

ug'{ePsf] 5 . cfly{s jif{ @)&)÷&! df ;+rfns af]8{sf] a}7s !* k6s a;L k"FhLahf/;Fu ;DalGwt

gLlt lgdf{0f ;DaGwL lg0f{ox? ul/Psf] lyof] .

@=# ;+u7g ;+/rgf

k"FhLahf/sf] bfo/f lbg k|lt lbg a9\b} uO{/x]sf] kl/k|]Iodf lwtf]kq ahf/, ;"lrs[t ;+ul7t ;+:yf, lwtf]kqsf]

s]G›Lo lgIf]k sDkgL, lgIf]k ;b:o, ;fd"lxs nufgL sf]if, qm]l86 /]l6Ë sDkgL, lwtf]kq bnfn tyf dr]{06 a}+s/x?

/ ;]o/ /lhi6«f/ u/L em08} #%) eGbf a9L sDkgLx?sf] lgodg tyf ;'kl/j]If0f ug'{kg]{ lhDd]jf/L af]8{n] k'/f ub}{

cfO/x]sf] 5 . cfkm\gf] lhDd]jf/LnfO{ k|efjsf/L ?kdf ;DkGg ug{sf nflu af]8{n] cfkm\gf] ;+:yfut Ifdtfdf

;dofg's'n clej[l4 ug'{ kg]{ s'/fnfO{ dWogh/ ub}{ ljBdfg ;+u7g 9fFrfdf k'g/fjnf]sg u/L gofF ;+u7g ;+/rgf

af]8{ ;~rfns ;ldltsf] a}7saf6 kfl/t u/L nfu" ul/Psf] 5 . pQm ;+u7g ;+/rgf cg';f/sf] cfjZos b/aGbL

l;h{gfsf nflu g]kfn ;/sf/, cy{dGqfno ;dIf k]z ul/Psf] 5 . af]8{df xfn hDdf @* hgf sd{rf/Lx? sfo{/t

/x]sf 5g\ . gofF ;+u7g ;+/rgf cg';"rL–! df k|:t't ul/Psf] 5 .

@=$ ;ldltx?

af]8{sf] sfd sf/jfxLx¿nfO{ k|efjsf/L ?kdf ;Dkfbg ug{ tyf cfjZos ;xof]usf nflu af]8{df ljleGg :yfoL

k|s[ltsf ;ldltx¿ sfo{/t /x]sf 5g\ . pQm ;ldltx?n] u/]sf] sfd sf/jfxLx? lgDgfg';f/ /x]sf 5g\ .

@=$=! sfg'g tyf k|jnLs/0f ;ldlt

af]8{af6 tof/ ug{'kg]{ ljleGg lgodfjnL, lgb]{lzsf tyf cGo sfg'gL Joj:yfx?sf] d:of}bf tof/ ug{ tyf af]8{

;dIf k]z ePsf hl6n sfg"gL ljifosf ;DaGwdf cWoog tyf cg';Gwfg u/L k/fdz{ lbgsf] ;fy} lwtf]kq

;DaGwL P]g lgodsf] kfngfnfO{ k|efjsf/L u/fpg] h:tf sfd sf/afxLsf] nflu g]kfn ;/sf/, sfg"g, Gofo,

;+ljwfg;ef tyf ;+;bLo Joj:yf dGqfnoaf6 k|ltlglwTj ug'{ x'g] af]8{ ;b:o ;+of]hs /x]sf]] sfg'g tyf

k|jnLs/0f ;ldlt (Legal and Enforcement Committee) af]8{df /x]sf] 5 . pQm ;ldltdf af]8{sf] lgodg ljefu

Page 15: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

7 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

tyf sfg"g ljefusf k|d'v ;b:o tyf Ps lj1 ;b:o x'g'x'G5 . cfly{s jif{ @)&)÷&! df pQm ;ldltn] lgDg

sfo{x? u/]sf] 5 .

s_ lwtf]kq btf{ tyf lgisfzg lgodfjnL, @)^% sf] k'g/fjnf]sg u/L ;'wf/sf] nflu gofF lgodfjnL

k|:tfj u/]sf] .

v_ a:t' ahf/ sf/f]af/nfO{ lgodg ug]{ ;DaGwdf ljw]ossf] d:of}bf tof/ u/]sf] .

@=$=@ ljQLo k|zf;g tyf ;"rgf ljZn]if0f ;ldlt

af]8{sf] jflif{s sfo{qmd tyf ah]6 tof/ u/L clGtd ?k lbg, jflif{s ah]6 tyf vr{sf] cfjlws ?kdf

k'g/fjnf]sg ug{ tyf n]vfkl/Ifsaf6 k|fKt n]vfk/LIf0f k|ltj]bg cWoog u/L ;f] ;DaGwL k|To'Q/ d:of}bfnfO{

clGtd ?k lbO{ n]vfk/LIf0f k|ltj]bgnfO{ clGtd ?k lbg] tyf ljQLo ;"rgf ljZn]if0f / ljQLo k|zf;g ;DaGwL

cGo sfo{x? ug{ af]8{df ljQLo k|zf;g tyf ;"rgf ljZn]if0f ;ldlt /x]sf] 5 . pQm ;ldltdf g]kfn rf6{8

PsfpG6]G6;\ ;+:yfaf6 af]8{df k|ltlglw ug'{x'g] af]8{ ;b:o ;+of]hs /xL af]8{sf] Joj:yfkg ljefu tyf ljQLo

;"rgf ljZn]if0f ljefusf k|d"v / af]8{sf] ljQ zfvf x]g]{ zfvf k|d"v ;b:o ;lrj /x]sf 5g\ . cfly{s jif{

@)&)÷&! df pQm ;ldltn] b]xfo adf]lhdsf] sfo{x? u/]sf] 5 .

s_ af]8{sf] cfly{s jif{ @)&!÷&@ sf] jflif{s sfo{qmd tyf ah]6sf] d:of}bf tof/ u/]sf] .

v_ n]vfk/LIfsaf6 k|fKt k|ltj]bgsf] cWoog u/L k|To'Q/ tof/ u/]sf] .

u_ af]8{sf] nufgL of]Uo /sdnfO{ ljleGg a}+sx?df /fVgsf nflu l;kmfl/z u/]sf] .

3_ af]8{df /x]sf] df}Hbft k|ltkmn k|fKt x'g] cf}hf/df nufgL u/]sf] .

@=$=# n]vfk/LIf0f ;ldlt

af]8{sf] ljQLo ljj/0fsf] k'g/fjnf]sg ;DaGwdf ;+rfns ;ldltnfO{ ;xof]u ug{, af]8{sf] lgod kfngfsf]

cj:yfsf] k'g/fjnf]sg ;DaGwdf ;+rfns af]8{nfO{ ;xof]u k'/\ofpg, cfly{s kf/blz{tf / ;+:yfut z';f;gnfO{

dha''t agfpg, cfGtl/s n]vfk/LIfssf] lgo'lQm ug{, kfl/>lds tyf ;'ljwf lgwf{/0f ug{, :jtGq n]vfk/LIfssf]

n]vfk/LIf0f k|s[of lgwf{/0f ug{ tyf d"Nofs+g ug]{ h:tf sfo{x? ug{sf nflu g]kfn rf68{ PsfpG6]G6;\ ;+:yfaf6

af]8{df k|ltlglwTj ug'{x'g] af]8{ ;b:o ;+of]hs /xL, g]kfn /fi6« a}+ssf] tkm{af6 af]8{df k|ltlglwTj ug'{x'g] af]8{

;b:o tyf af]8{sf] sfg"g ljefusf k|d'v ;b:o /xg] u/L af]8{df ldlt @)&)÷)^÷@) df n]vfk/LIf0f ;ldlt

u7g ul/Psf] 5 .

@=% ljQLo l:ylt

cfly{s jif{ @)^^÷)^& ;Dd g]kfn ;/sf/sf] ljQLo cg'bfgdf ;~rfng ePsf] af]8{ cfly{s jif{ @)^&÷)^*

b]lv k"0f{?kdf cfkm\gf] cfDbfgLaf6 ;~rfng x'Fb} cfO{/x]sf] 5 . af]8{sf] k|d'v cfly{s ;|f]t lwtf]kq btf{, ljj/0fkq,

ckm/ 8s'd]G6 tyf xsk|b ;]o/ lgisfzg ;DaGwL ljj/0fx¿sf] k|zf]wg z"Ns, lwtf]kq sf/f]af/ z"Ns, lwtf]kq

Page 16: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

8 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

ahf/ tyf lwtf]kq Joj;foL cg'dltkq tyf gjLs/0f z"Ns, lwtf]kq Joj;fo z"Ns, lgj]bg b:t'/, ;fd"lxs

nufgL sf]if tyf s]Gb|Lo lgIf]k sDkgL cg'dlt tyf gjLs/0faf6 k|fKt x'g] cfDbfgL cflb /x]sf 5g\ .

cfly{s jif{ @)&)÷&! df af]8{sf] s'n cfo ?= * s/f]8 %& nfv (# xhf/ /x]sf] 5 eg] s'n Joo ?= $ s/f]8

!& nfv ^% xhf/ % ;o /x]sf] 5 . cfDbfgL tkm{ ljz]if\t lwtf]kq btf{ tyf lgisfzgsf nflu :jLs[tL k|bfg ubf{,

;fd"lxs nufgL sf]if, qm]l86 /]l6Ë, l;l8P; sDkgL, lwtf]kq ahf/ cg'dlt kq, dr]{G6 a}lsË tyf a|f]s/ k|df0fkq

gljs/0f, lwtf]kq sf/f]af/ b:t'/, cfj]bg z'Ns, ljj/0fkq k|zf]wg z'Ns / k|df0fkq btf{ z'Ns af6 ?= ^ s/f]8

$^ nfv $% xhf/ cfDbfgL ePsf] lyof] eg] vr{ tkm{ d'VotM sd{rf/L / cGo k|zf;lso vr{ tkm{ ?= $ s/f]8

!& nfv ^% xhf/ vr{ ePsf] lyof] . ut cfly{s jif{ @)^(÷&) df af]8{sf] s'n cfo ?= * s/f]8 $^ nfv @*

xhf/ lyof] eg] s'n Joo ?= $ s/f]8 !& nfv #* xhf/ $ ;o !( /x]sf] lyof] . cf=j= @)^(÷&) sf] t'ngfdf

ahf/df ;fj{hlgs lgisfzg ug]{ ;+ul7t ;+:yfx?sf] ;+Vof a[l4 tyf bf];|f] ahf/ sf/f]af/df ePsf] j[l4n] artdf

j[l4 ePsf] xf] . af]8{sf] cfly{s jif{ @)&)÷&! sf] jf;nft, cfo–Joo ljj/0f tyf gub k|jfx ljj/0f cg';"rL–@

df k|:t't ul/Psf] 5 .

@=^ cGt{/fli6«o ;DaGw

g]kfn lwtf]kq af]8{n] lwtf]kq ahf/;Fu ;DalGwt ljleGg cGt/fli6«o ;+3 ;:yfx?;Fu lg/Gt/ ;DaGw /fVb} cfPsf]

5 . lwtf]kq nufgLstf{sf] lzIff tyf ;r]tgf ;DaGwdf cfjZos 1fg tyf ;"rgfx¿ cfbfg k|bfg ug]{ /

nufgLstf{sf] lzIff tyf ;r]tgf ;DaGwdf ;xof]u / ;dGjo ug]{ p2]Zon] ;g @)!) df :yflkt Asia Forum for

Investor Education (AFIE) sf] ;+:yfks ;b:osf] ?kdf e"ldsf lgjf{x u/L af]8{ pQm ;+:yfsf] ;b:o /x]sf] 5 .

lwtf]kqsf] s]Gb|Lo lgIf]k k|0ffnL ;+rfngsf nflu cfjZos Association of National Numbering Agencies (ANNA) sf]

kf6{g/ ;b:otf af]8{n] k|fKt u/]sf] 5 . af]8{af6 International Securities Identification Number(ISIN) gDa/ hf/L

ug{sf nflu l;l8P; P08 lSnol/Ë ln= nfO{ clwsf/ k|Tofof]hg ul/Psf]df pQm ln= n] ;dLIff cjlBdf ljleGg

sDkgLsf] ISIN gDa/ k|bfg u/]sf] 5 . ;fy} af]8{af6 ANNA n] cfof]hgf ug]{ a}7s tyf ;]ldgf/x?df ;xeflutf

/xFb} cfPsf] 5 .

af]8{af6 lwtf]kq ahf/ lgodg lgsfox¿sf] cGt/f{li6«o ;+:yf International Organization of Securities Commission

(IOSCO) sf] klg ;b:otf lng] ;DaGwdf cWoog ul//x]sf] 5 . ;fy} ljZj a}+s, PlzofnL ljsf; a}+s tyf Asia

Pacific Economic Cooperation tyf ljleGg b]zsf lwtf]kqsf] lgofds lgsfox?n] cfof]hgf ug]{ k'FhLahf/ ;DaGwL

sfo{qmdx¿df af]8{sf] tkm{af6 ;xeflutf /xb} cfPsf] 5 .

Page 17: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

9 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@=& cfly{s jif{ @)&)÷&! sf] ah]6 jQmJodf k"FhLahf/

g]kfn ;/sf/sf] cfly{s jif{ @)&)÷&! sf] ah]6 aQmJodf g]kfnsf] k"FhLahf/ ljsf; ;DaGwdf lgDgfg';f/sf

sfo{qmdx? lgwf{/0f ul/Psf] lyof] .

ljQLo :yfloTj sfod ug]{, ljQLo kx'Fr a9fpg] / ljQLo If]qsf] ljsf; Pjd lj:tf/af6 b|'t cfly{s j[l4

xfl;n ug{ ;3fp k'/\ofpg] / a}+s ljQLo ;+:yfx?sf] u'0ffTds ljsf; Pj+ k"FhLahf/ tyf aLdf If]qsf]

;du| kIfnfO{ ;'b[9 agfpg ljQLo If]q ljsf; /0fgLlt tof/ ul/g]5 .

k"FhLahf/df ;xeflutf a9fpg lwtf]kq sf/f]af/nfO{ ;/n / ;xh agfO{g] 5 . g]kfn :6s PS;r]~hsf]

sf/f]af/nfO{ ljB'tLo dfWodaf6 ;~rfng ul/g] 5 . k"FhLahf/df ;+:yfut tyf u}/ cfj;Lo g]kfnLx?sf]

nufgL cfslif{t ul/g] 5 .

7"nf k"jf{wf/ cfof]hgfx?df bL3{sfnLg nufgLsf nflu pRr:t/sf] qm]l86 /]l6+u ePsf cGt{/fli6«o

;+:yfx?nfO{ :yfgLo d'b|fdf C0fkq hf/L ug{ lbg] Joj:yf ldnfOg] 5 .

sdf]l86L ahf/sf] lgodg g]kfn lwtf]kq af]8{n] ug]{ u/L cfjZos Joj:yf ldnfOg] 5 .

ah]6 aQmJo dfkm{t 3f]lift sfo{qmdx?sf ;DaGwdf af]8{af6 b]xfo cg';f/sf sfo{x? ul/Psf] 5 .

g]kfn ;/sf/af6 tof/ e}/x]sf] ;du| ljQLo If]q ljsf; /0fgLlt cGt{ut k"FhLahf/;Fu ;DalGwt /0fgLlt

tof/Lsf nflu af]8{df Ps pk;ldlt u7g ul/Psf] 5 . ;f] ;ldltn] k"FhLahf/ ljsf; /0fgLlt tof/L u/L

k|fljlws ;ldltdf k]z u/]sf] 5 .

g]kfn lwtf]kq af]8{sf] % jif]{ /0flgtLs of]hgf-@)!@–@)!&_ tof/ ePsf]df ;f] df /x]sf sfo{qmdx?nfO{

af]8{sf] jflif{s sfo{qmddf ;dfj]z u/L sfof{Gjog ul//x]sf] 5 .

k"FhLahf/df ;xeflutf a9fpg o; cfly{s jif{ b]zsf ljleGg !# :yfgdf nufgLstf{ k|lzIf0f

sfo{qmdx? ;DkGg ul/Psf] 5 .

g]kfn :6s PS;r]~h ln= sf] sf/f]af/ k|0ffnLnfO{ cfw'lgsLs/0f ug{sf nflu g]kfn :6s PS;r]~hnfO{

lgb]{zg lbOPsf] 5 tyf sf/f]af/ z'Ns k'g/fjnf]sg ;DaGwdf g]K;]nfO{ pQm ;+:yfsf] sf/f]af/

ljlgodfjnL tof/ u/L k]z ug{ lgb]{zg lbOPsf]df pQm ln= n] o; ;DaGwdf cWoog ul//x]sf] /

k|ltj]bg k|fKt eP kZrft cfjZos sfo{ ul/g] hfgsf/L u/fPsf] 5 .

k"FhLahf/df ;+:yfut tyf u}/ cfj;Lo g]kfnLx?sf] nufgL cfslif{t ug{sf nflu ;Da4 kIfx?;Fu

5nkmn tyf cGt/ls|of sfo{qmdx? cfof]hgf ul/Psf] 5 .

sdf]l86L ahf/sf] lgodgsf nflu af]8{af6 ul7t sfg"g k|jnLs/0f ;ldltn] tof/ u/]sf] a:t' ahf/

;DaGwL P]gsf] d:of}bfdf ;/f]sf/jfnfsf] /fo ;'emfj lngsf] nflu cGt/s[of sfo{qmd ;d]t u/L

d:of}bfnfO{ clGtd ?k lbOPsf] 5 .

Page 18: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

10 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@=* cg'dltkq k|bfg tyf gjLs/0f

@=*=! lwtf]kq bnfn Joj;foLx?sf] cg'dltkq gjLs/0f

lwtf]kq ;DaGwL P]g, @)^# tyf lwtf]kq Joj;foL -lwtf]kq bnfn, lwtf]kq Jofkf/L tyf ahf/ lgdf{tf_

lgodfjnL, @)^$ sf] lgod * df /x]sf] Joj:yf adf]lhd %) lwtf]kq bnfn Joj;foLx?af6 cg'dltkq

gjLs/0fsf nflu lgj]bg k|fKt ePsf]df ;Dk"0f{ lwtf]kq bnfn Joj;foLx?sf] cg'dltkq gjLs/0f ul/Psf] 5 .

cg'dltkq gjLs/0f u/]sf lwtf]kq bnfn Joj;foLx¿sf] gfdfjnL cg';"rL–( df k|:t't ul/Psf] 5 . af]8{af6

;dLIff jif{df s'g} klg sDkgLnfO{ lwtf]kq bnfn Joj;fo ug{sf nflu cg'dltkq k|bfg ul/Pg .

@=*=@ g]kfn :6s PS;r]Gh lnld6]8sf] cg'dltkq gjLs/0f

lwtf]kq ;DaGwL P]g, @)^# tyf lwtf]kq ahf/ ;+rfng lgodfjnL, @)^$ sf] Joj:yf cg';f/ g]kfn :6s

PS;r]Gh ln= af6 cg'dltkq gjLs/0fsf nflu lgj]bg k|fKt ePsf]df pQm lnld6]8sf] cg'dltkq gjLs/0f

ul/Psf] 5 .

@=*=# dr]{G6 a}+s/sf] cg'dltkq k|bfg, gjLs/0f / vf/]hL

cfly{s jif{ @)&)÷&! df dr]{G6 a}+s/ sfo{sf nflu cg'dlt k|fKt ug]{ sDkgLsf] ;+Vof !$ /x]sf] 5 . ;dLIff

cjlBdf af]8{af6 >L s[lt Soflk6n P08 OGe]id]G6\; ln= nfO{ nufgL Joj:yfkg ;DaGwL sfo{ ug{sf nflu

cg'dltkq k|bfg ul/Psf] 5 .

;dLIff jif{df !# j6f dr]{G6 a}+s/x¿sf] cg'dltkq gjLs/0f ul/Psf] 5 . af]8{af6 cg'dltkq k|fKt dr]{G6 a}+s/

;DaGwL ljj/0f cg";'rL–!) df k|:t't ul/Psf] 5 .

;dLIff jif{df >L Pg=P;= Pd= dr]{G6 a}+lsË P08 OGe]i6d]G6 ln= n] dr]{G6 a}lsË Joj;fo gug]{ egL lg0f{o u/L

af]8{ ;dIf cg'dltkq vf/]hLsf nflu lgj]bg k]z u/]sf]n] pQm ln= sf] cg'dltkq af]8{af6 vf/]h ul/Psf] 5 .

;fy} >L :6s Dofg]hd]G6 P08 l8= lk= ln= n] ;d]t ;f] Joj;fo gug]{ egL lg0f{o u/L af]8{ ;dIf dr]{G6 a}+lsË

sfo{sf] cg'dltkq vf/]hLsf nflu lgj]bg k]z u/]sf]n] pQm ln= sf] cg'dltkq ;d]t vf/]hLsf] qmddf /x]sf] 5 .

@=*=$ lgIf]k ;b:o btf{

lwtf]kq ahf/df ;"lrs[t ePsf tyf ljB'tLo dfWoddf lgIf]k ug{ ldNg], ljt/0f jf afF8kmfF8 ePsf, lwtf]kq jf

pks/0fx¿ ;DalGwt lwtf]kqwgLaf6 cfˆgf] lhDdfdf lnO{ lwtf]kqwgLx¿sf] lwtf]kq;DaGwL lxtu|fxL vftf /fVg]

tyf lwtf]kq jf pks/0fx¿sf] gfd;f/L jf vftfdf clen]v s]Gb|Lo lgIf]k sDkgL dfkm{t ul/G5 . lwtf]kq

ahf/df ;"lrs[t ePsf tyf ljB'tLo dfWoddf lgIf]k ug{ ldNg], ljt/0f jf af6Fkmf8F ePsf lwtf]kq jf

pks/0fx? ;DalGwt lwtf]kq wgLx?af6 cfkm\gf] lhDdfdf lnO{ lwtf]kqwgLx?sf] lwtf]kq ;DaGwL lxtu|fxL vftf

Page 19: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

11 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

vf]Ng] tyf lwtf]kq jf pks/0fx?sf] gfd;f/L jf vftfdf clen]v /fVg] sfo{sf nflu af]8{df lgIf]k ;b:o sfo{sf

nflu cg'dlt k|bfg ul/G5 . o:tf lgIf]k ;b:ox?dfkm{t nufgLstf{x?n] lwtf]kqdf nufgL ug{ l8Dof6 PsfpG6

vf]nL lwtf]kqsf] s]Gb|Lo lgIf]k k|0ffnLdf cfj4 x'g] cj;/ k|fKt x'G5 . cfly{s jif{ @)&)÷&! ;Dd af]8{af6

lwtf]kqsf] s]Gb|Lo lgIf]k ;]jf lgodfjnL, @)^& sf] Joj:yf adf]lhd lgIf]k ;b:osf] sfd ug{ rfxg] ljleGg

If]qsf hDdf !$ j6f sDkgLx?nfO{ lgIf]k ;b:osf] ?kdf btf{ u/L k|df0fkq k|bfg ul/Psf] 5 .

@=*=% q]ml86 /]l6Ë sDkgLsf] cg'dltkq gjLs/0f

lwtf]kq lgisfzgstf{ sDkgLx?sf] ;du| ljQLo ljj/0f, sfo{ ;Dkfbg tyf Joj:yfkg / ;'zf;gsf] cj:yf

cflbsf] uxg cWoog tyf cg';Gwfg u/L d"Nofs+g ug]{ k|0ffnLnfO{ qm]l86 /]l6Ë elgG5 . pQm d"Nofs+gnfO{

ljleGg ;f+s]lts efiffdf ;/n ?kn] a'em\g ;lsg] u/L k|:t't ul/g] x'Fbf ;j{;fwf/0f nufgLstf{x?nfO{ nufgL ug'{

k"j{ ;DalGwt sDkgLx?sf] l:ylt af/] a'em\g / nufgLsf] hf]lvdnfO{ Go"gLs/0f ug{ ;d]t ;xof]u k'Ub5 . g]kfndf

q]ml86 /]l6Ë lgodfjnL, @)^* sf] Joj:yf adf]lhd >L Oqmf g]kfn ln= nfO{ q]ml86 /]l6Ë ;]jf ;+rfngsf nflu

cg'dltkq k|bfg ul/Psf]df pQm ;:+yfsf] cg'dlt kq gjLs/0f ul/Psf] 5 .

@=( sfg'gL Joj:yf tyf k|jnLs/0f

@=(=! sfg'gL Joj:yf

@=( =!=! a:t' ljlgdo ahf/ ;DaGwL ljw]ossf] d:of}bf

a:t' ahf/sf] lgodg g]kfn lwtf]kq af]8{n] ug]{ g]kfn ;/sf/sf] gLlt tyf ah]6 aQmJodf ;d]t pNn]v ul/P

adf]lhd af]8{af6 tof/ ul/Psf] a:t' ahf/ ;DaGwL P]gsf] d:of}bfdf ;/f]sf/jfnfsf] /fo ;'emfj lngsf] nflu

cGt/s[of sfo{qmd ;d]t u/L d:of}bfnfO{ clGtd ?k lbOPsf] 5 .

@=(=!=@ ;fd"lxs nufgL sf]if lgodfjnL, @)^& df ;+zf]wg

;fd"lxs nufgL sf]if lgodfjnL, @)^& df bf];|f] ;+zf]wgsf] nflu g]kfn ;/sf/, cy{ dGqfno ;dIf k]z ul/Psf]

5 .

@=(=!=# lwtf]kq btf{ tyf lgisfzg lgodfjnL, @)&) sf] d:of}bf

lwtf]kq btf{ tyf lgisfzg k|lqmofnfO{ ;do;fk]If ;'wf/ tyf Jojl:yt / ;/n agfpgsf] nflu gofF lwtf]kq btf{

tyf lgisfzg lgodfjnL, @)&) sf] d:of}bf af]8{ ;dIf k|:t't ePsf] tyf af]8{sf] lgb]{zg cg';f/

;/f]sf/jfnf;Fu /fo ;'emfj lng af]8{sf] j]a;fO6df ;d]t /flvO;s]sf] / xfn k|fKt /fo ;'emfj adf]lhd cGo

kl/dfh{g ug]{ qmddf /x]sf] 5 .

@=(=!=$ lwtf]kq sf/f]af/ /fkm;fkm tyf km5\of}+6 ljlgodfnLdf ;+zf]wg

s]Gb|Lo lgIf]k ;]jfnfO{ Jojl:yt ?kdf ;~rfng ug{ s]Gb|Lo lgIf]k ;]jf sDkgLsf] lwtf]kq sf/f]af/ /fkm;fkm tyf

km5\of}+6 ljlgodfjnL, @)&) df ;+zf]wgsf nlfu af]8{ ;dIf k]z ePsf]df ;f]df :jLs[tL k|bfg ul/Psf] 5 .

Page 20: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

12 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@=( =!=% clgjfo{ e|d0f-:jb]z_ ljbf sfo{ljlB

g]kfn lwtf]kq af]8{ sd{rf/L ;]jf zt{ lgodfjnL, @)^* sf] Joj:yf adf]lhd af]8{df sfo{/t sd{rf/Lx?sf] nflUf

clgjfo{ e|d0f-:jb]z_ ljbf ;DaGwL sfo{ljlw agfO{ nfu" ul/Psf] 5 .

@=(=@ sfg'gL k|jnLs/0f

@=(=@=! af]8{ lj?4 k/]sf] d'2fsf] lsgf/f

cfly{s jif{ @)&)÷&! df af]8{nfO{ ljkIfL jgfO{ ljleGg cbfntx?df -;jf]{Rr cbfnt, k"g/fj]bg cbfnt /

lhNnf cbfnt_ bfo/ ePsf cf7-*_ j6f d'2f dfldnfdf af]8{sf] tkm{af6 k'k{If -lnlvt hjfkm, k|ltpQ/ kq /

ax; k}/jL cflb_ ul/Psf]df b'O{ d'2f vf/]h ePsf] / cGo d'2fx? xfn cbfntdf larf/fwLg cj:yfdf /x]sf 5g] .

@=(=@=@ u'gf;f] ;dfwfg

cfly{s jif{ @)&)÷&! df af]8{df ;j{;fwf/0f nufgLstf{x?sf tkm{af6 lwtf]kqsf] sf/f]af/ ;DaGwL, g]kfn

a+unfb]z a}+ssf] ;]o/ lalqm eO{ gfdf;f/L gePsf] nufotsf ljleGg ^ j6f u'gf;fx? k|fKt ePsf] / u'gf;f]

;dfwfgsf] nflu cfjZos hfgsf/L dfu u/L u'gf;fx? ;dfwfg ul/Psf] 5 .

@=!) ;'k/Lj]If0f tyf cg'udg

@=!)=! k|fylds lgisfzgsf] cg'udg

lwtf]kqsf] ;fj{hlgs lgisfzg sfo{sf] u}/–:ynut cg'udg cGt{ut lwtf]kq ;DaGwL lgodfjnL tyf

lgb]{lzsfdf ePsf] Joj:yfcg';f/ cfj]bg kmf/fd ;+Vof tyf /sd ;+sng, ljj/0f tf]lsPsf] ;doleq k]z

eP÷gePsf], ;+sng s]Gb|af6 k|fKt ljj/0f tyf lgisfzg tyf laqmL k|aGwsaf6 af]8{df k]z ul/Psf] kl5Nnf]

ljj/0fdf km/s eP÷gePsf], laqmL aGb ePsf] !% lbgleqdf 8«fkm\6 ;DaGwL ljj/0f af]8{df k]z eP÷gePsf],

;+slnt /sd laqmL aGb ePkl5 tf]lsPsf] ;doleq tf]lsPsf] ;do;Ddsf nflu g]kfn /fi6« a}+sdf hDdf

u/]÷gu/]sf], lwtf]kq afF8kmf6sf] gd"gf afF8kmf+6 ug'{eGbf tLg sfo{lbg cl3 af]8{df k]z u/]÷gu/]sf], lwtf]kqsf]

afF8kmf6 tyf lkmtf{ e'QmfgL tf]lsPsf] ;doleq u/]÷gu/]sf], ;+slnt /sd lgisfzg a}+sdf hDdf u/]sf] ;DaGwL

ljj/0f af]8{df k]z eP÷gePsf], tf]lsPsf] ;doleq ;]o/sf] ;"rLs/0fsf nflu lgj]bg lbP glbPsf] ;DaGwdf

lgoldt ?kdf cg'udg ug]{ ul/Psf] 5 .

@=!)=@ lwtf]kq sf/f]af/sf] cg'udg

lwtf]kq bf];|f] ahf/sf] sf/f]af/nfO{ lgoldt / Jojl:yt u/fpg af]8{af6 g]kfn :6s PS;r]Gh ln= ;Fu l;wf

;Dks{ :yflkt u/L ljB'tLo dfWod dfk{mt tTsfn} ;'k/Lj]If0f ug]{ k|0ffnL (Real Time Surveillance) ljsf; ul/Psf]

5 . af]8{af6 lgodlt ?kdf sf/f]af/sf] cg'udg tyf lg/LIf0f ug]{ ul/Psf] 5 / sf/f]af/ e}/x]sf] ljj/0fsf]

cWoog u/L z+sf:kb sf/f]af/ gf]6 ug]{ tyf cfjZostf cg'?k ;DalGwt lwtf]kq bnfnnfO{ ljj/0f :ki6 ug{

Page 21: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

13 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

nufpg] ul/Psf] 5 . ;f] k|0ffnL dfk{mt af]8{af6 k|To]s lbg lwtf]kq sf/f]af/ ug]{ AolQm tyf ;+:yf nufot

sf/f]af/ ePsf] ;+ul7t ;+:yf, sf/f]af/ d'No / ;]o/ ;+Vof ;DaGwdf cg'udg ug]{ ul//x]sf] 5 .

lwtf]kqsf] bf];|f] ahf/ sf/f]af/ cg'udgsf qmddf b}lgs sf/f]af/ ;DaGwL ;+lIfKt k|ltj]bg, ;fKtflxs sf/f]af/sf]

;+lIfKt k|ltj]bg, Ans sf/f]af/ ;DaGwL k|ltj]bg, ;fKtflxs ?kdf lwtf]kq bnfnx?sf] s'n sf/f]af/ /sd ;DaGwL

;+lIfKt ljj/0f, tLg dlxgfeGbf j9L ;do;Dd sf/f]af/ x'g g;s]sf lwtf]kqx?sf] ljj/0f, ;+:yfks ;]o/

sf/f]af/sf] clen]v tof/ ug'{sf ;fy} lgoldt ?kdf cfjZostf cg';f/ dr]{G6 a}+s/x?n] ug]{ sf/f]af/sf] clen]v

tof/ ug]{ u/]sf] 5 .

@=!)=# dr]{G6 a}+s/sf] ljj/0f k|jfxsf] cg'udg

dr]{G6 a}+s/n] cfly{s jif{ ;dfKt ePsf] # dlxgf leq cfkm"n] u/]sf] lwtf]kq sf/f]af/;lxt gfkmf gf]S;fg lx;fj,

jf;nft tyf gub k|jfx ljj/0f ;lxtsf] jflif{s k|ltj]bg af]8{ ;dIf k]z ug{'kg{] Joj:yf /x]sf]df !) dr]{G6

a}+s/n] cf=j= @)^(÷&) sf] jflif{s k|ltj]bg af]8{df k]z u/]sf 5g . o; cfly{s jif{df !$ lgisfzg tyf laqmL

k|aGwsx? dWo] * j6f sDkgLx?n] dfq lwtf]kq lgisfzg tyf laqmL k|aGw ;DaGwL sfo{ u/]sf 5g\ .

@=!)=$ lwtf]kq ahf/sf] ljj/0f k|jfxsf] cg'udg

lwtf]kq ahf/ ;~rfng lgodfjnL, @)^$ n] lwtf]kq ahf/n] k|To]s cfly{s jif{ ;dfKt ePsf] tLg dlxgfleq

pQm cfly{s jif{sf] n]vfk/LIf0f ePsf] ljQLo ljj/0f / jflif{s k|ltj]bg, k|To]s q}dfl;s cjlw ;dfKt ePsf] #)

lbgleq q}dfl;s k|ltj]bg k]z ug'{kg]{ Joj:yf u/]sf] 5 . pQm Joj:yf cGt{ut g]kfn :6s PS;r]~h lnld6]8af6

cf=j= @)^(÷&) sf] jflif{s k|ltj]bg, n]vfk/LIf0f k|ltj]bg / q}dfl;s k|ltj]bgx? af]8{df k|fKt ePsf 5g\ .

@=!)=% lwtf]kq bnfn Joj;foLsf] ljj/0f k|jfxsf] cg'udg

lwtf]kq Joj;foL -lwtf]kq bnfn, lwtf]kq Jofkf/L tyf ahf/ lgdf{tf_ lgodfjnL, @)^$ df lwtf]kq bnfn

Joj;foLx?n] cfkm\gf]] lwtf]kq sf/f]af/ nufot gfkmf gf]S;fg lx;fj, jf;nft, gub k|jfx ljj/0f ;lxtsf] jflif{s

k|ltj]bg cfly{s jif{ ;dfKt ePsf] # dlxgf leq af]8{;dIf k]z ug{'kg{] Joj:yf /x]sf] . af]8{af6 cg'dlt k|fKt %)

lwtf]kq bnfn Joj;foLx? dWo] $* lwtf]kq bnfnx?n] cfly{s jif{ @)^(÷&) sf] jflif{s ljj/0f af]8{ ;dIf k]z

u/]sf 5g\ . cl3Nnf] cfly{s jif{df ;d]t $* lwtf]kq bnfn Joj;foLx?n] To:tf] ljj/0f af]8{ ;dIf k]z u/]sf

lyP . af]8{df k|ltj]bg k]z gug]{ @ lwtf]kq bnfn Joj;foLx? >L 8fOgflds dgL Dofg]h/ ;]So'/Ll6h k|f= ln= /

>L ;'Gwf/f ;]So'/Ll6h ln=nfO{ ;f] k|ltj]bg cljnDa af]8{df k]z ug{sf nflu kqfrf/ ul/Psf] tyf cfufdL lbgdf

;dodf g} ljj/0f k]z ug{sf nlu ;r]t u/fO{Psf] 5 . lwtf]kq bnfn Joj;foLx?sf] jflif{s ljj/0f k|jfx ;DaGwL

ljj/0f cg'';"rL–!! df k|:t't ul/Psf] 5 .

Page 22: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

14 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

lwtf]kq Joj;foL -lwtf]kq bnfn, lwtf]kq Jofkf/L tyf ahf/ lgdf{tf_ lgodfjnL, @)^$ df lwtf]kq bnfn

Joj;foLx?n] k|To]s q}dfl;s cjlB ;dfKt ePsf] tL; lbgleq q}dfl;s k|ltj]bg af]8{ ;dIf k]z ug'{kg]{ Joj:yf

/x]sf]df cfly{s jif{ @)&)÷&! df $^ n] k|yd q}dfl;s k|ltj]bg, $% n] bf];|f] q}df; k|ltj]bg, $* n] t];|f]

q}dfl;s ljj/0f / $% lwtf]kq bnfn Joj;foLx/n] rf}yf] q}dfl;s ljj/0f af]8{ ;dIf k]z u/]sf 5g\ . cl3Nnf]

cfly{s jif{df $* lwtf]kq bnfn Joj;foLx?n] k|yd q}dfl;s k|ltj]bg, $( bnfn Joj;foLn] bf];|f] / t];|f]

q}dfl;s ljj/0f tyf $^ n] rf}yf] q}dfl;s ljj/0f af]8{ ;dIf k]z u/]sf lyP . ;dodf g} ljj/0f ga'emfpg]

Joj;foLx?nfO{ ;dod} ljj/0f a'emfpgsf nflu ;r]t u/fpFb} kqfrf/ ul/Psf]df o; jif{ ljj/0f k|jfx ug]{

lwtf]kq bnfn Joj;foLx?sf] ;+Vof j[l4 ePsf] 5 . o; ;DaGwL ljj/0f cg';"rL–!@ df k|:t't ul/Psf] 5 .

@=!)=^ lwtf]kq bnfn Joj;foLx?sf] :ynut lg/LIf0f

af]8{af6 lwtf]kq ;DalGw P]g lgodsf] kfngf ;DaGwdf lwtf]kq ahf/ / lwtf]kq Joj;foLx?sf]-lwtf]kq bnfn,

dr]{G6 a}+s/_ sfd sf/jfxL tyf ultljlwx?sf] :ynut tyf u}/:ynut ;'k/Lj]If0f (Onsite and Offsite

Supervision) ub}{ cfO{/x]sf] 5 . o; cfly{s jif{df af]8{af6 ldlt @)&)÷)$÷)@ b]lv @)&)÷)%÷)( ;Dd

;Dk"0f{ lwtf]kq bnfn Joj;foLx?sf] -%) j6f_ :ynut lg/LIf0f tyf cg'udg ul/Psf] 5 . To;}u/L $ j6f

dr]{G6 a}+s/x?sf] :ynut cg'udg tyf lg/LIf0f ul/Psf] 5 . :ynut lg/LIf0fsf] qmddf lwtf]kq Joj;foLx?n]

P]g, lgoddf pNn]v eP adf]lhd /fVg'kg]{ ljj/0f tyf sfuhft cBfjlws /fv]÷g/fv]sf], lwtf]kq v/Lb shf{sf

nflu ul//x]sf cEof;, tyf ;DklQ z'4Ls/0f;Fu ;DalGwt ljifodf ckgfpg'kg]{ ;hutf ckgfP÷gckgfPsf]

;DaGwdf s]Gb|Lt ul/Psf] lyof] . cg'udg tyf lg/LIf0fsf qmddf sdL sdhf]/L b]lvPsf @@ lwtf]kq bnfn

Joj;foLx?nfO{ ;f] ;'wf/sf nflu lgb]{zg lbO{ ;f] sf] lg/Gt/ cg'udg ul/Psf] 5 .

@=!)=& ;"rLs[t ;+ul7t ;+:yfx?sf] ljj/0f k|jfxsf] cg'udg

lwtf]kq btf{ tyf lgisfzg lgodfjnL, @)^% sf] lgod @@ sf] pklgod -!_ adf]lhd af]8{df lwtf]kq btf{ u/]sf

;+ul7t ;+:yfn] k|To]s cfly{s jif{ ;dfKt ePsf] ldltn] kfFr dxLgfleq cg';"rL–!# adf]lhdsf] jflif{s k|ltj]bg

af]8{;dIf k]z ug'{ kg]{ Joj:yf adf]lhd o; cfly{s jif{df ;"rLs[t @## ;+ul7t ;+:yfx?dWo] $% ;"rLs[t

;+ul7t ;+:yfn] tf]lsPsf] ;dodf tyf !@# ;+ul7t ;+:yfx?n] l9nf] u/L cf= j= @)^(÷&) sf] aflif{s k|ltj]bg

af]8{df a'emfPsf 5g\ . o;/L af]8{df ljj/0f a'emfpg] ;"rLs[t ;+ul7t ;+:yfx?sf] ;+:yf !^* /x]sf] 5 .

To;}u/L lwtf]kq btf{ tyf lgisfzg lgodfjnL, @)^% sf] lgod @@ sf] pklgod -@_ adf]lhd af]8{df k]z ug'{kg]{

q}dfl;s ljj/0f k|jfx tkm{ !^* ;+ul7t ;+:yfx?n] k|yd rf}dfl;s ljj/0f, !*! ;+ul7t ;+:yfx?n] bf];|f]

rf}dfl;s ljj/0f, !*@ ;+ul7t ;+:yfx?n] t];|f] rf}dfl;s ljj/0f / !^# ;+ul7t ;+:yfx?n] rf}yf] rf}dfl;s

ljj/0f af]8{df a'emfPsf 5g\ .

Page 23: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

15 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

af]8{n] P]g lgod cg';f/ af]8{df k]z ug'{kg]{ jflif{s k|ltj]bg jf ljQLo ljj/0f tyf cGo ljj/0fx? k]z ug]{ tyf

gug]{ ;a} ;"rLs[t ;+ul7t ;+:yfx?sf] ljj/0f tof/ ug]{ u/]sf] 5 . ;fy} lgodfg';f/ ;dodf ljj/0f k]z gug]{

;"rLs[t ;+:yfx?nfO{] ljj/0f k]z ug{sf nflu ;r]t u/fOPsf] 5 . ;fy} ;dodf g} ljj/0f a'emfpg] ;"rLs[t

;+ul7t ;+:yfx?nfO{ xl/of], l9nf] a'emfpg]nfO{ kx]nf] / ljj/0f ga'emfpg]nfO{ /ftf] ;+s]tn] O+lut u/L ;"rLs[t

;+ul7t ;+:yfx?sf] ljj/0f k|jfx ;DaGwL hfgsf/L af]8{sf] j]a;fO{6df /flvPsf] 5 .

@=!)=* ;"rLs[[t ;+:yfx?sf] jflif{s ;fwf/0f ;ef

;"rLs[t ;+ul7t ;+:yfx?n] cfly{s jif{ ;dfKt ePsf] ldltn] ^ dlxgf leq jflif{s ;fwf/0f ;ef u/fpg'kg{]

Joj:yf /x] adf]lhd s'n ;"rLs[t ;+ul7t ;+:yfx? dWo] ^# ;+ul7t ;+:yfn] tf]lsPsf] ;dofjwL leq jflif{s

;fwf/0f ;ef u/]sf 5g\ . cfly{s jif{ @)&)÷&! df jfl0fHo a}+s ;d"xsf @*, ljsf; a}+s ;d"xsf %@, ljQ

sDkgL ;d"xsf $$, aLdf sDkgL ;d"xsf @!, xf]6n ;d"xsf #, pTkfbg tyf k|zf]wg sDkgL ;d"xsf (, Jofkf/

;d"xsf @, cGo ;d"xsf @ u/L hDdf !^! ;"rLs[t ;+ul7t ;+:yfx?n] cfly{s jif{ @)^(÷&) sf] jflif{s ;fwf/0f

;ef ;DkGg u/]sf 5g\ . af]8{af6 ;fwf/0f;ef gug]{ ;+ul7t ;+:yfx?nfO{ ;fwf/0f;ef ;dodf g} ug{sf nflu

;r]t ;d]t u/fOPsf] lyof] .

@=!! nufgLstf{ k|lzIf0f tyf tflnd sfo{qmd

k'FhLahf/sf] ljsf; / nufgLstf{x?sf] lxt ;+/If0f ug]{ clek|fon] af]8{n] b]ze/ 5l/P/ /x]sf ;j{;fwf/0f

nufgLstf{, pBf]u Joj;foL, ljBfyL{ nufot ;DalGwt kIfx?nfO{ k|lzIf0f tyf cGt/s[of sfo{qmdx? dfkm{t

g]kfnsf] k"FhLahf/sf] ;DaGwdf hfgsf/L k|bfg ub}{ cfO{/x]sf] 5 . ;dLIff jif{df ;d]t af]8{af6 b]zsf laleGg

:yfgx?df k"FhLahf/ ;DaGwL hgr]tgf clej[l4 tyf nufgLstf{ k|lzIf0f sfo{qmd ;+rfng ul/Psf] lyof] . o;

cfly{s jif{df ;DkGg ePsf sfo{qmdx? b]xfo cg';f/ /x]sf 5g .

af]8{n] :yfgLo pBf]u jfl0fHo ;+3x?sf] ;+o'Qm cfof]hgfdf qmdzM ldlt @)&).)^.@! df df]/Ësf]

lj/f6gu/df, ldlt @)&).)^.@# df Onfdsf] Onfdahf/df, ldlt @)&).!).!# df k;f{sf] lj/u~hdf, ldlt

@)&).!).!% df /f}tx6sf] uf}/df, ldlt @)&).!).!& df ;nf{xLsf] dn+ujfdf, ldlt @)&).!).@* df

lrtjgsf] /Tggu/df, ldlt @)&).!!.)# / !!.)$ df qmdzM /;'jfsf] ;f]dbfª tyf w'Gr]df, ldlt

@)&!.)@.)% df l;Gw'nLsf] l;Gw'nLu9Ldf, ldlt @)&!.)@.)^ df ;'g;/Lsf] w/fgdf, ldlt @)&!.)@.)* df

t]x|y'dsf] Dofªn'ªdf, ldlt @)&!.)@.)( df wgs'6fsf] wgs'6fahf/df / ldlt @)&!.)#.@) df

sfe|]knf~rf]ssf] ag]kf u/L b]zsf ljleGg !# :yfgdf nufgLstf{ k|lzIf0f sfo{qmd ;~rfng u/L s/La

!%)) hgf hlt :yfgLo pBf]uL, Joj;foL, k|fWofks, sfg'g Joj;foL tyf ljBfyL{x?nfO{ k"FhLahf/sf

ljljw kIfx?sf] af/]df k|lzIf0f lbPsf] 5 .

Page 24: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

16 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

pkTosfsf] klAns o'y SofDk;df cWoog/t s/La $)) ljwfyL{x?nfO{ k"FhLahf/sf ljljw kIfx?sf] af/]df

hfgsf/L k|bfg ul/Psf] 5 .

af]8{n] o:tf] sfo{qmdx?df ;|f]t JolQmsf] ?kdf af]8{sf sd{rf/Lsf ;fy} g]kfn :6s PS;r]~h ln=, l;l8P;

P08 lSnol/Ë ln= / lwtf]kq bnfn Joj;foLx? ;d]t kl/rfng ug]{ u/]sf] 5 .

k"FhLahf/df ;r]t nufgLstf{ a9fpg b]zJofkL?kdf nufgLstf{ k|lZfIf0f tyf hgr]tgf clea[l4 u/fpg]

sfo{nfO{ cfufdL cfly{s jif{x?df cem k|efjsf/L?kdf ;~rfng ug]{ nIo af]8{sf] 5 .

@=!@ tflnd tyf ;]ldgf/df ;xeflutf

g]kfn lwtf]kq af]8{n] sd{rf/Lx?sf] ;Lk tyf sfo{ut bIftf clea[l4sf nflu k'FhLahf/ ;DaGwL ljleGg tflnd,

;]dLgf/ tyf cGo sfo{qmdx?df ;xefuL u/fpFb} cfPsf] 5 . cfly{s jif{ @)&)÷&! df 2013 Korea Capital

Market Seminar Overview, South Korea, Money Laundering in the Capital Market: Threats, Vulnerabilities

and Controls, Sri Lanka, APEC FRTI Regional Seminar on Supervision and Suriveillance of Market

Intermediaries, Srilanka, Third Multi-Stake Holders Advocacy Moot on Regional Financial Integration,

Pakisthan, 9th ASF Tokyo Round Table, Japan, APEC FRTI Regional Seminar on Understanding Global Financial

Markets and Product, Cambodia, Study Visit and Asia Derivative Conference, Singapore, 2014th Tokyo

Seminar on Secuities Market Regulation, Japan, Programme on International Capital Markets: Develoments

and Policy Issues, India, Korea High-Level Global Symposium on Financial Education: Promoting Long-term

Saving and Investment Seminar, South Korea, Builiding education program for investors and market,

Cambodia, Corporate Governance and Compliance, Maldives, International Institute for Securities Markets

Development Program, USA, Conference on Global and European Trends in Financial Education: New

Challenges, Turkey, ANNA General Meeting, Iceland / 2014 Thomas A. Biolsi International Institute for

Capital Market Compliance and Examination, USA h:tf tflnd tyf ;]ldgf/df af]8{sf sd{rf/Lx?nfO{ ;xefuL

u/fO{Psf] lyof] .

;dLIff jif{df Money Laundering in the Capital Market: Threats, Vulnerabilities and Controls, Sri Lanka,

Third Multi-Stake Holders Advocacy Moot on Regional Financial Integration, Pakisthan, Study Visit and

Asia Derivative Conference, Singapore, Korea High-Level Global Symposium on Financial Education:

Promoting Long-term Saving and Investment Seminar, South Korea, Builiding education program for

investors and market h:tf ;]ldgf/ tyf sfo{qmdx?df af]8{sf cWoIf tyf kbflwsf/Lx?sf] ;xeflutf /x]sf]

lyof] .

Page 25: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

17 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@=!# k|sfzg tyf ;"rgf k|jfx

@=!#=! lwtf]kq tYof+s k|0ffnL

;"rLs[t sDkgLx?sf] aflif{s k|ltj]bgdf ;dflji6 ljut !& aif{cl3 b]lvsf tYof+sx? tyf /fli6«o Pj+ cGt/f{li6«o

If]qsf kF'hL ahf/ tyf cy{tGq;Fu ;DalGwt tYof+sx? ;+sng u/L lwtf]kq tYof+s Aoj:yfkg k|0ffnL :yfkgf

ul/Psf]df pQm k|0ffnLdf /x]sf ljj/0fx? cWofjlBs u/L ;fj{hlgs ug]{ sfo{nfO{ lg/Gt/tf lbO{Psf] 5 . o;

k|0ffnLaf6 lwtf]kq ahf/df nufgL ug{ rfxg] ;j{;fwf/0f nufgLstf{x?n] cfkm'n] nufgL ug{ rfxg] ;"rLs[t

;+ul7t ;+:yfx?sf] ljlQo ljj/0f k|fKt ug{ ;xh ePsf] 5 .

@=!#=@ jflif{s k|ltj]bg tyf ;]af]g Go'hn]6/

lwtf]kq ;DaGwL P]g, @)^# sf] bkmf @^ n] u/]sf] Joj:yf cg';f/ lwtf]kq ahf/df ePsf sfdsf/jfxL, ultljlw

/ ahf/ ljsf;sf nflu ePsf k|of;x? ;dfj]z u/L af]8{n] cfly{s jif{ @)^(÷&) sf] jflif{s k|ltj]bg -g]kfnL

tyf c+u|]hL ;+:s/0f_ k|sfzg u/L ljt/0f u/]sf] 5 . ;fy} lwtf]kq ahf/sf ljleGg ultljlwx?nfO{ ;d]6L tof/

ul/Psf] ;]af]g Go"hn]6/sf] c+s ( -g]kfnL ;+:s/0f_ k|sfzg u/L ljt/0f ul/Psf] 5 .

@=!#=# ;r]tgfd"ns ;fdfu|Lx?

lwtf]kqdf nufgL ubf{ cjnDag ug'{kg]{ ;hutf ;DaGwdf nufgLstf{x?sf] hfgsf/Lsf] :t/ clea[l4 ug{] p2]Zon]

af]8{n] …nufgLstf{x?n] hfGg'kg]{ s'/fx?Ú tyf …lwtf]kqdf nufgL ug'{ cl3 Wofg lbg'kg]{ s'/fx?Ú ljifo zLif{sdf

k'l:tsf k|sfzg u/L ljt/0f u/]sf] 5 . lwtf]kqsf nufgLstf{x?n] lwtf]kqdf nufgL ubf{ Wofg lbg'kg]{ s'/fx?

;DaGwdf af]8{n] kDkn]6 k|sfzg tyf ljt/0f u/]sf] 5 . ;fy} lwtf]kqsf nufgLstf{x?nfO{ lwtf]kqdf nufgL ubf{

Wofg k'¥ofpg'kg]{ s'/fx?sf ;DaGwdf ;r]t u/fpg af]8{n] ljleGg /fli6«o kqklqsf, 6]lnlehg nufotsf

;+rf/dfWodx? dfkm{t ;r]tgfd"ns ;fdfu|Lx? k|sfzg tyf k|;f/0f ug]{ sfo{nfO{ lg/Gt/tf lbOPsf] 5 .

@=!#=$ lwtf]kq sfg'g ;+u|x

lwtf]kq ;DaGwL P]g, lgodfjnL tyf lgb{]lzsfx? ;dfj]z u/L lwtf]kq ;DaGwL sfg'g ;+u|x, @)&) k|sflzt

ul/Psf] 5 .

@=!#=% j]a;fO6

lwtf]kq ahf/sf ljljw kIfx? ;DaGwdf ;Dj4 kIfx?nfO{ lg/Gt/ ?kdf hfgsf/L pknAw u/fpg] p2]Zon]

lwtf]kq ahf/;Fu ;DalGwt P]g, lgod tyf lgb]{lzsfx?, g]kfn lwtf]kq af]8{sf] kl/ro, af]8{sf] jflif{s k|ltj]bg /

af]8{df u'gf;f] lbg] 9fFrfsf ;fy} nufgLstf{sf nflu hfgsf/L tyf r]tgfd"ns ;fdfu|Lx? ;dfj]z u/L af]8{n]

cfkm\gf] j]j ;fO6 tof/ u/]sf] 5 . af]8{sf] j]a;fO6 dfkm{t lwtf]kq ahf/, lwtf]kq Aoj;foL tyf ;"rLs[t ;+ul7t

;+:yfx?sf] P]g lgodsf] kfngfsf] l:ylt ;DaGwL ljj/0f ;fj{hlgs u/]sf] 5 .

Page 26: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

18 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@=!#=^ x6nfO{g 6]lnkmf]gsf] Joj:yf

lwtf]kq ahf/sf nufgLstf{x?sf] ;d:of, u'gf;f, ;Nnfx / ;'emfj ;xh ?kdf k|fKt ug{ ;lsof]; eGg] x]t'n] o;

cfly{s jif{ b]lv k};f gnfUg] x6nfO{g kmf]gsf] Joj:yf ul/Psf] 5 . af]8{sf] x6nfOg g+ !$$)–)!–$$$## /x]sf]

5 .

@=!$ cWoog tyf cg';Gwfg

cfly{s jif{ @)&)÷&! df af]8{n] sdf]l86Lh 8]l/e]l6e ahf/ lgodg ug]{ ;DaGwdf cWoog u/fO{

;/f]sf/jfnfx?sf] ;'emfjx? ;d]t ;d]6L k|ltj]bg tof/ u/L a:t' ahf/ ;DaGwL P]gsf] d:of}bf tof/ u/]sf] 5 .

o; cfly{s jif{df af]8{n] k':tsfno dfkm{t nufgLstf{, ljBfyL{, cg';Gwfgstf{ tyf ljZjljBfnosf

cWofksx?nfO{ lwtf]kq ahf/;DjGwL ;+slnt tYofÍ, af]8{sf k|sfzg tyf cGo ljljw ;"rgf tyf hfgsf/Lx?

pknAw u/fPsf] 5 . ah]6 jQmAo dfkm{t NofOg] ;/sf/sf] gLlt tyf sfo{qmddf ;dfj]z ug'{kg{] lwtf]kq ahf/

;DaGwL ljifo–j:t' tof/ u/L g]kfn ;/sf/, cy{ dGqfnodf k7fOPsf] 5 .

Page 27: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

19 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

#= k|fylds ahf/sf] cj:yf

;+ul7t ;+:yfn] cfkm\gf] lwtf]kq v/Lb ug{sf nflu ;fj{hlgs ?kdf cfJxfg u/L ;j{;fwf/0faf6 /sd p7fpg]

sfo{nfO{ k|fylds ahf/ lgisfzg elgG5 . k|fylds ahf/af6 ;+ul7t ;+:yf tyf ;/sf/L lgsfon] ;j{;fwf/0fdf

ljleGg k|sf/sf lwtf]kq lgisfzg u/L kF'hL kl/rfng ug{ ;Sb5g\ . Kf|fylds ahf/ k|fo 7"nf] cfsf/sf] tyf

bL3{sfnLg kF'hL kl/rfng ul/g] k|d'v ;|f]t xf] . k|fylds ahf/df k"FhL cfjZos x'g] kIfn] art x'g] kIfnfO{

lwtf]kq hf/L u/L /sd ;+sng ub5{ . cfly{s jif{ @)&)÷&! df ;di6Lut ?kdf k|fylds ahf/ ;fdfGo

b]lvPsf] 5 . ;dLIff cjlBdf k|fylds ahf/tkm{ b]xfo adf]lhdsf sfo{x? ePsf 5g\ .

#=! lwtf]kq btf{ tyf ljj/0fkq :jLs[lt

lwtf]kq ;DaGwL P]g, @)^# df ;+ul7t ;+:yfx¿n] lgisfzg ug{] lwtf]kqx¿ af]8{df btf{ u/fpg' kg{] Joj:yf

ePg';f/ cfly{s jif{ @)&)÷&! df $ jfl0fHo a}+s, @$ ljsf; a}+s, @ ljQ sDkgL, !) aLdf sDkgL / %

hnljB't sDkgL u/L s'n $% ;+ul7t ;+:yfx¿sf] ;fwf/0f ;]o/, C0fkq tyf xsk|b ;]o/ u/L s'n ?= & cj{ @^

s/f]8 ^* nfv &% xhf/ d'No a/fj/sf] lwtf]kq af]8{df btf{ u/fPsf 5g\ .

cfly{s jif{ @)^(÷&) df !! jfl0fHo a}+s, !^ ljsf; a}+s, $ ljQ sDkgL, @ aLdf sDkgL / ! hnljB't sDkgL

u/L s'n #$ ;+ul7t ;+:yfx¿n] ;fwf/0f ;]o/, C0fkq tyf xsk|b ;]o/ u/L s'n ?= !) cj{ ^* s/f]8 %@ nfv

d'No a/fj/sf] lwtf]kq btf{ ul/Psf] lyof] . ;dLIff jif{df k"FhL kl/rfng ug]{ sDkgLx?sf] ;+Vof j[l4 ePtf klg

k"FhL kl/rfng #!=(( k|ltztn] sdL cfPsf] 5 . cl3Nnf] cfly{s jif{df # 7"nf jfl0fHo a}+sx?n] ;fj{hlgs

lgisfzg u/]sf] / o; cf=j=df ljsf; a}+sx?sf] dfq ;fj{hlgs lgisfzg ePsf]n] ;f] sdL cfpg uPsf] xf] .

lwtf]kq lgisfzgsf] cj:yfnfO{ lgDgfg';f/sf] rf6 tyf cg';"rL–# df k|:t't ul/Psf] 5 .

167=23 244=33

229=55

996=82

1682=85

1082=24

685=40

295=01

1068=52

726=68

0

500

1000

1500

2000

2061.62 2062.63 2063.64 2064.65 2065.66 2066.67 2067.68 2068.69 2069.70 2070.71

cfly{s jif{

lwtf]kq lgisfzg /sd -?=s/f]*df_

Page 28: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

20 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

#=!=! ;fj{hlgs lgisfzg cg'dlt tyf lgisfzg

;fjh{lgs lgisfzg cg'dlt tkm{ ;dLIff cjlBdf af]8{af6 ! afl0fHo a}+s, !@ ljsf; a}+s, # hnljB't sDkgL

u/L hDdf !^ ;+ul7t ;+:yfsf] ? ! cj{ %& s/f]8 #% nfv a/fa/sf] lwtf]kq btf{ u/L ;f]sf] ;fj{hlgs

lgisfzgsf nflu ljj/0fkq :jLs[tL k|bfg ul/Psf] 5 . cfly{s jif{ @)^(÷&) df # afl0fHo a}+s, !$ ljsf;

a}+s, # ljQ sDkgL, ! hnljB't sDkgL, / ! jLdf sDkgL u/L hDdf @@ ;+ul7t ;+:yfsf] ? # cj{ !* s/f]8

&$ nfv a/fa/sf] lwtf]kq af]8{df btf{ ul/Psf] lyof] . o; cfly{s jif{df ;fj{hlgs lgisfzg cg'dlt k|fKt

u/]sf ;+ul7t ;+:yfx?sf] ljj/0f cg';"rL–$ df k|:t't ul/Psf] 5 .

;fjh{lgs lgisfzgtkm{ o; cf= j= df af]8{af6 k|fylds ;]o/-;fwf/0f ;]o/_ lgisfzgsf cflu cg'dlt k|fKt

u/]sf !^ j6} ;+ul7t ;+:yfx?n] ;j{;fwf/0fdf ;]o/ lalqm v'nf u/L lgisfzg ul/;s]sf 5g\ . o; cfly{s jif{ ?=

! cj{ %& s/f]8 #% nfv a/fa/sf] ! s/f]8 %& nfv #% xhf/ lsQf ;]o/sf] k|fylds lgisfzg u/]sf 5g\ .

;fj{hlgs lgisfzg ul/Psf] ;a} ;+ul7t ;+:yfsf] ;]o/ k"0f{?kdf lalqm ePsf] 5 / ;]o/sf] afF8kmfF6 ;d]t

e};s]sf] 5 . lt dWo] !# ;+ul7t ;+:yfsf] ;]o/ g]kfn :6s PS:r]Gh lnld6]8df ;"rLs[t ;d]t eO{ sf/f]af/ ;d]t

z'? e};s]sf] 5 .

#=!=@ C0fkq :jLs[tL tyf lgisfzg

cfly{s jif{ @)&)÷&! df # j6f afl0fHo a}+sx?n] ?= ! cj{ $% s/f]8 j/fj/sf] dfq C0fkqsf] ;fj{hlgs

lgisfzgsf] nflu af]8{af6 :jLs[lt kfPsf 5g hals cfly{s jif{ @)^(÷&) df & j6f afl0fHo a}+sx?n] ?= #

cj{ %% s/f]8 j/fj/sf] C0fkqsf] ;fj{hlgs lgisfzgsf] nflu af]8{af6 :jLs[lt kfPsf lyP . cfly{s jif{

@)&)÷&! df C0fkq lgisfzgsf nflu cg'dlt k|fKt u/]sf ;+ul7t ;+:yfx?sf] ljj/0f cg';"rL–% df k|:t't

ul/Psf] 5 .

af]8{af6 C0fkqsf] ;fj{hlgs lgisfzgsf nflu :jLs[lt k|fKt u/]sf # j6} ;+ul7t ;+:yfx?n] ?= ! cj{ $% s/f]8

a/fa/sf] !$ nfv %) xhf/ lsQf l8j]~r/sf] k|fylds lgisfzg u/L afF8kmfF6 ;d]t ul/;s]sf 5g\ . To;}u/L

cl3Nnf] cfly{s jif{df :jLs[t eO{ lgisfzg x'g afFsL /x]sf] >L l;l6hG;\ a}+s OG6/g]zgn ln= sf] ?= %) s/f]8

a/fa/sf] l8a]~r/sf] lgisfzg klg o; cfly{s jif{df ePsf] 5 .

#=!=# xsk|b ;]o/ btf{ tyf lgisfzg

;dLIff jif{df !@ ljsf; a}+s, @ ljQ sDkgL, !) jLdf sDkgL / @ hnljB't u/L s"n @^ sDkgLn] ljBdfg

;]o/wgLx?df laqmL ljt/0fsf nflu hDdf ?= $ cj{ @$ s/f]8 ## nfv !# xhf/ d"No j/fj/sf] xsk|b ;]o/

af]8{df btf{ u/]sf 5g\ . cfly{s jif{ @)^(÷&) df ! jfl0fHo a}+s, @ ljsf; a}+s, ! ljQ sDkgL, ! jLdf sDkgL

u/L s"n % sDkgLn] ljBdfg ;]o/wgLx?df laqmL ljt/0fsf nflu hDdf ?= # cj{ (# s/f]8 %@ nfv @) xhf/

d"No j/fj/sf] dfq xsk|b ;]o/ af]8{df btf{ u/]sf lyP . o; cfly{s jif{df xsk|b z]o/ btf{ u/]sf ;+ul7t

;+:yfx?sf] ljj/0f cg';"rL–^ df k|:t't ul/Psf] 5 .

cf=j= @)&)÷&! df xsk|b lgisfzgsf nflu cg'dlt k|fKt u/]sf @^ ;+ul7t ;+:yfx?dWo] @) sDkgLn] xsk|b

lgisfzg u/L /sd ;+sng ul/;s]sf 5g\ . To;}u/L cl3Nnf] cfly{s jif{df :jLs[t k|bfg ul/Psf] >L u08sL

ljsf; a}+s ln= sf] ?= & s/f]8 a/fa/sf] xsk|b ;]o/ klg o; cfly{s jif{df lgisfzg ePsf] 5 . o; cfly{s

jif{df ;+ul7t ;+:yfx?sf] ?= $ cj{ !! s/f]8 !# nfv (% xhf/ a/fa/sf] $! s/f]8 !! Nffv #( xhf/ lsQf

a/fa/sf] ;]o/ lgisfzg ePsf] 5 .

Page 29: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

21 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

#=!=$ ;+:yfks ;]o/ btf{

cfly{s jif{ @)&)÷&! df af]8{df ! jfl0fHo a}+s, !@ ljsf; a}+s, / @ hnljB't sDkgL u/L s'n !% ;+ul7t

;+:yfsf] ?= ! cj{ *! s/f]8 ^) nfv ^# xhf/ a/fa/sf] ;+:yfks z]o/ btf{ ul/Psf] 5 . ut cfly{s jif{df

af]8{df $ jfl0fHo a}+s, !% ljsf; a}+s, # ljQ sDkgL, ! aLdf sDkgL tyf ! hnljB't sDkgL u/L s'n @%

;+ul7t ;+:yfsf] ?= & cj{ &* nfv !@ xhf/ a/fa/sf] ;+:yfks z]o/ btf{ ul/Psf] lyof] . cl3Nnf] cfly{s jif{df

# 7"nf jfl0fHo a}+sx?sf] ;+:yfks ;]o/ btf{ ePsf]df o; cf=j=df t'ngfTds ?kdf ;fgf sDkgLx?sf] dfq

;+:yfks ;]o/ btf{ ePsf]n] /sddf clns km/s cfPsf] xf] . o; cfly{s jif{df af]8{df ;+:yfks z]o/ btf{

u/fpg] ;+ul7t ;+:yfx?sf] ljj/0f cg';"rL–& df k|:t't ul/Psf] 5 .

#=!=% af]g; ;]o/ btf{

o; cfly{s jif{df af]8{df !^ jfl0fHo a}+s, #% ljsf; a}+s, @! kmfOgfG; sDkgL, !) OG:of]/]G; sDkgL, @

hnljB't, ! xf]6n, tyf ! Jofkf/ sDkgL u/L hDdf *^ j6f ;+ul7t ;+:yfx¿sf] ?= ^ cj{ ^^ s/f]8 #! nfv

&* xhf/ ( ;o !) a/fa/sf] af]g; ;]o/ btf{ ul/Psf] 5 . ut cfly{s jif{ af]8{df !) jfl0fHo a}+s, !( ljsf;

a}+s, @) kmfOgfG; sDkgL, !$ OG:of]/]G; sDkgL, @ hnljB't, ! xf]6]n, tyf @ Jofkf/ sDkgL u/L ^* j6f

;+ul7t ;+:yfx¿sf] ?= $ cj{ %( s/f]8 (^ nfv *@ xhf/ ^ ;o !) a/fa/sf] af]g; ;]o/ btf{ ul/Psf] lyof] .

o; cfly{s jif{df af]8{df af]g; ;]o/ btf{ u/]sf ;+ul7t ;+:yfx?sf] ljj/0f cg';"rL–* df k|:t't ul/Psf] 5 .

#=@ ;fd"lxs nufgL sf]if / of]hgf btf{ tyf lgisfzg

;fd"lxs sf]if lgodfjnL, @)^& sf] Joj:yf cl3Nnf] cfly{s jif{df af]8{df ^ j6f ;fd"lxs nufgL sf]if btf{

ePsf]df ;dLIff cjlBdf af]8{df s'g} klg sf]if btf{ ePgg\ . af]8{df btf{ ePsf ;fd"lxs nufgL sf]ifx? qmdzM

l;4fy{ Do'r'on km08, gljn Do'r'on km08, nIdL Do'r'on km08, PgPdaL Do'r'on km08, PgcfO{ljPn Do'r'on

km08 / Unf]an Do'r'on km08 /x]sf 5g\ .

;fd"lxs nufgL sf]ifsf] of]hgf Joj:yfkg ug{ tyf sf]ifsf] l8kf]lh6/Lsf] ?kdf sfo{ ug{ af]8{n] o; cfly{s jif{df

>L nIdL Soflk6n ln= / >L PgcfO{laPn Soflk6n ln= nfO{ of]hgf Joj:yfks / l8kf]lh6/Lsf] sfo{ ug{ cg'dlt

k|bfg u/]sf] 5 . ;fy} sf]ifdf ;xefuLx?sf] lxt ;+/If0f tyf sf]if cGt{ut x'g] sfd sf/afxLsf] ;'kl/j]If0fsf

nflu ;dLIff cjlBdf >L nIdL Do'r'on km08 / >L PgcfO{laPn Do'r'on km08x?sf] sf]if ;'kl/j]Ifs lgo'lQmsf

nflu :jLs[tL lbOPsf] 5 .

cfly{s jif{ @)&)÷&! df l;4fy{ nufgL sf]if cGt{utsf] l;4fy{ OlSj6L u|f]y :sLd cGt{utsf] ?= *) s/f]8

a/fa/sf] *) nfv o'lg6 aGbd'vL ;fd"lxs of]hgf af]8{df btf{ ul/Psf] 5 . pQm of]hgfn] ;j{;fwf/0fsf nflu

OsfO{ v/Lbsf nflu cfJxfg u/]sf]df ;j{;fwf/0faf6 a9L OsfO{sf] dfu eP cg'?k lgodfg';f/ z'?sf] lgisfzg

OsfO{df @% k|ltztn] yk u/L afF8kmfF6 u/]sf] lyof] xfn pQm of]hgf g]kfn :6s PS;r]~hdf ;"rLs[t e}

sf/f]af/;d]t z'? e};s]sf] 5 . ut cfly{s jif{df af]8{df qmdzM ?=$) s/f]8 a/fa/sf] $ s/f]8 OsfO{ tyf ?=

%) s/f]8sf] % s/f]8 OsfO{ /x]sf @ j6f ;fd'lxs nufgL of]hgf btf{ ul/Psf] lyof] .

Page 30: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

22 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

$= lwtf]kq bf];|f] ahf/sf] cj:yf

;+ul7t ;+:yfx?n] ;j{;fwf/0fx?aLr hf/L u/]sf] lwtf]kqx?sf] sf/f]af/ ug{sf nflu :yfkgf ul/Psf] ahf/ bf];|f]

ahf/ xf] . lwtf]kq vl/bstf{ tyf laqm]tfnfO{{ Ps} 7fpFdf NofO{ lg/Gt/ ?kdf lwtf]kqsf] vl/b, laqmL jf ljlgdo

sfo{ bf];|f] ahf/ dfkm{t ul/G5 . kF'hLahf/df nufgL ug{ rfxg] nufgLstf{nfO{ nufgLsf] cj;/ of] ahf/sf]

dfWodaf6 k|fKt x'G5 . g]kfn :6s PS;r]~h ln= dfkm{t g]kfndf bf];|f] ahf/sf] sf/f]af/ e}/x]sf] 5 . ;dLIff

jif{df lwtf]kqsf] bf];|f] ahf/ cGt{ut ePsf sfdsf/jfxLx? lgDgfg';f/ /x]sf 5g\ .

$=! lwtf]kq ;"rLs/0f

$=!=! ;fwf/0f ;]o/ ;"rLs/0f

cfly{s jif{ @)&).&! df ;fwf/0f ;]o/ hf/L u/]sf @ afl0fHo a}+s, !% ljsf; a}+s, @ ljQ sDkgL / @ hnljB't

sDkgL u/L @! ;+ul7t ;+:yf / s[lif ljsf; a}+ssf] yk ;fwf/0f ;]o/ u/L ? & cj{ %$ s/f]8 !@ nfv @% xhf/

a/fa/sf] ;fwf/0f ;]o/ ;"rLs/0f u/fPsf 5g\ . ut cfly{s jif{df @) ;+ul7t ;+:yfsf] ?= & cj{ #$ s/f]8 ^)

nfv a/fa/sf] ;fwf/0f ;]o/ ;"rLs/0f ul/Psf] lyof] .

$=!=@ xsk|b ;]o/ ;"rLs/0f

cfly{s jif{ @)&).&! df # afl0fHo a}+s, ^ ljsf; a}+s, * ljdf sDkgL, @ hnljB't sDkgL tyf ! ljQ sDkgL

u/L @) ;"rLs[t ;+ul7t ;+:yfx?n] ?= % cj{ *^ s/f]8 *@ nfv @ xhf/ a/fa/sf] xsk|b ;]o/ g]kfn :6s

PS;r]Gh ln= df ;"rLs/0f u/fPsf 5g\ . ut cfly{s jif{df hDdf ( j6f ;"rLs[t ;+:yfx?sf] ?= @ cj{ *)

s/f]9 (* nfv a/fa/sf] xsk|b ;]o/ g]kfn :6s PS;r]~hdf ;"rLs/0f ePsf] lyof] .

$=!=# C0fkq ;"rLs/0f

o; cfly{s jif{df ;"rLs[t ;+ul7t ;+:yfx? dWo] % jfl0fHo a}+sx?n] ?= @ cj{ #) s/f]8 a/fa/sf] C0fkqx?

g]kfn :6s PS;r]Gh ln= df ;"rLs/0f u/fPsf 5g\ . o; cfly{s jif{df klg gofF ;/sf/L C0fkqx? g]kfn :6s

PS;r]Gh ln= af6 ;"rLs[t ePg . ut cfly{s jif{ ^ jfl0fHo a}+sx?sf] ?= @# cj{ &@ s/f]8 #^ nfv a/fa/sf]

C0fkqx? g]kfn :6s PS;r]Gh ln= df ;"rLs/0f u/fPsf lyP .

$=!=$ af]g; ;]o/ ;"rLs/0f

cf=j= @)&).&! df !^ jfl0fHo a}+s, #) ljsf; a}+s, @) ljQ sDkgL, !! OG:of]/]G; sDkgL, @ hnljB't, !

Jofkf/ / ! xf]6n u/L *) ;"rLs[t ;+ul7t ;+:yfx?n] ?= ^ cj{ #^ s/f]8 &# nfv %) xhf/ a/fa/sf] af]g;

;]o/ g]kfn :6s PS;r]~hdf ;"rLs/0f u/fPsf 5g\ . ut cfly{s jif{df %* ;"rLs[t ;+:yfx?sf] ?= $@ cj{ #)

s/f]8 ## nfv a/fa/sf] af]g; ;]o/ ;"rLs/0f ul/Psf] lyof] .

Page 31: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

23 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

$=!=% ;fd"lxs nufgL of]hgf ;"rLs/0f

o; cfly{s jif{df s'g} klg ;fd"lxs nufgL of]hgf g]K;]df ;"rLs/0f ePgg\ . ut cfly{s jif{df ?= ! cj{ @%

s/f]8 a/fa/sf @ of]hgfx? g]kfn :6s PS;r]~hdf ;"rLs/0f ePsf lyP .

$=!=^ ;"rLs[t ;+ul7t ;+:yfx?sf] juL{s/0f

lwtf]kq ;"rLs/0f ljlgodfjnL, @)%# df slDtdf # jif{ cufl8 b]lv d'gfkmfdf /x]sf], ;]o/sf] r'Qmf d'No eGbf

lstfjL d'No a9L ePsf], cfly{s jif{ ;dfKt ePsf] ^ dlxgfleq pQm cfly{s jif{sf] sf/f]af/ tyf cfo Joo

ljj/0f :6s PS;r]Ghdf k]z u/]sf], r'Qmf kF'hL slDtdf ?=@ s/f]8 ePsf], ;fwf/0f ;]o/jfnfx?sf] ;+Vof slDtdf

!))) ePsf] / g]kfn :6s PS;r]Gh ln= sf] ;"rLs/0f ljlgodfjnLdf tf]lsP cg';f/sf] dfqfdf ;j{;fwf/0fnfO{

;]o/ laqmL u/]sf] ;"rLs[t ;+ul7t ;+:yfnfO{ æsÆ ju{df / cGonfO{ ævÆ ju{df juL{s/0f ug]{ Joj:yf /x]sf] 5 .

ljlgodfjnLsf] Joj:yfg';f/ o; cfly{s jif{df ln= n] @% jfl0fHo a}+s, %* ljsf; a}+s, @& ljQ sDkgL, !$

aLdf sDkgL, ! pTkfbg tyf k|zf]wg sDkgL, ! xf]6n, # hnljB't / ! cGo ;d"xsf] sDkgL u/L hDdf !#) j6f

;"rLs[t ;+ul7t ;+:yfx?nfO{ æsÆ ju{df juL{s/0f u/]sf] 5 .

$=!=& ;"rLs[t ;+ul7t ;+:yfx?sf] ;d'xut ljj/0f

ut jif{df s'n ;"rLs[t ;+ul7t ;+:yfsf] ;+Vof @#) /x]sf]df o; cfly{s jif{df # j6f sDkgL yk eO{ ;"rLs[t

sDkgLsf] ;+Vof @## sfod ePsf] 5 . xfn ;"rLs[t sDkgLx?df @( jfl0fHo a+}s, (% ljsf; a+}s, %% ljQ

sDkgL, @@ aLdf sDkgL, $ xf]6n, !* pTkfbg tyf k|zf]wg sDkgL, $ Jofkf/ sDkgL, @ cGo sDkgL / $

hnljw't sDkgLx? /x]sf 5g\ . ;"rLs[t ;+ul7t ;+:yfx?sf] ;d'xut ljj/0f tflnsf–! df k|:t't ul/Psf] 5 .

tflnsf–$ ;"rLs[t ;+ul7t ;+:yfx?sf] ;d"xut ljj/0f

qm= ;+= ;d"x ;"rLs[t ;+ul7t ;+:yfsf] ;+Vof k|ltzt

! jfl0fHo a}+s 29 12.45

@ ljsf; a}+s 95 40.77

# ljQ sDkgL 55 23.61

$ aLdf sDkgL 22 9.44

% pTkfbg tyf k|zf]wg 18 1.72

^ xf]6n 4 7.73

& Jofkf/ sDkgL 4 1.72

* hnljB't 4 0.86

( cGo 2 1.72

hDdf @## !))=))

;|f]tM g]kfn :6s PS;r]~h ln=

Page 32: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

24 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

$=@ lwtf]kq sf/f]af/

cfly{s jif{ @)&)÷&! df lwtf]kq ahf/sf] sf/f]af/ /sddf pNn]Vo j[l4 ePsf] 5 . ut cfly{s jif{df ?= @@

cj{ % s/f]8 a/fa/sf] lwtf]kq sf/f]af/ ePsf]df o; cfly{s jif{df ?= && cj{ #) s/f]8 a/fa/sf] lwtf]kq

sf/f]af/ ePsf]] 5 . ;dLIff jif{df lwtf]kqsf] sf/f]af/ /sddf ut jif{sf] t'ngfdf @%*=^% k|ltztn] j[l4 cfPsf]

5 . nufgLstf{x?df ahf/ k|ltsf] wf/0ff ;sf/fTds /x]sf]n] lwtf]kqsf] sf/f]af/df pNn]Vo j[l4 cfpsf] b]lvG5 .

;|f]tM g]kfn :6s PS;r]~h ln=

$=# ahf/ k"FhLs/0f

cfly{s jif{ @)&)÷&! df ahf/ k"FhLs/0f ?= !) va{ %& ca{ !& s/f]8 k'u]sf] 5 . ;dLIff jif{df ahf/ k"FhLs/0f

ut cfly{s jif{sf t'ngfdf !)%=% k|ltztn] j[l4 ePsf] xf] . ut cfly{s jif{sf] cGTodf ahf/ k"FhLs/0f ?= %

va{ !$ ca{ $( s/f]8 /x]sf] lyof] . o; cfly{s jif{df ahf/ k"FhLs/0fsf] s'n ufx{:y pTkfbg;Fusf] cg'kft

%$=*@ k|ltzt /x]sf] 5 pQm cg'kft ut cf=j= df hDdf ##=#^ k|ltzt /x]sf] lyof] .

ahf/ k"FhLs/0fdf If]qut c+z x]bf{ a}+s tyf ljQLo ;+:yfx?sf]-aLdfsf] ;d]t_ &&=^# k|ltzt, cGosf] (=#!

k|ltzt, hnljw'tsf] *=^( k|ltzt, pTkfbg tyf k|zf]wg If]qsf] !=(! k|ltzt, xf]6nx?sf] @=#^ k|ltzt tyf

Jofkfl/s ;+:yfx?sf] )=! k|ltzt /x]sf] 5 .

;|f]tM g]kfn :6s PS;r]~h ln=

4508 3451 8360

22821 21681 11851

6665 10279 22048

77300

0

20000

40000

60000

80000

100000

2061/62 2062/63 2063/64 2064/65 2065/66 2066/67 2067/68 2068/69 2069/70 2070/71cfly{s jif{

lwtf]kqsf] jflif{s sf/f]af/ -?=bznfvdf_

6136=59

9681=37

18630=13 36624=75

51293=90 37687=13

32348=43 36826=21

51449=21

105716.=58

0

20000

40000

60000

80000

100000

120000

2061.62 2062.63 2063.64 2064.65 2065.66 2066.67 2067.68 2068.69 2069.70 2070.71

ahf/ k'FhLs

/0f

cfly{s jif{

;'rLs[t lwtf]kqsf] ahf/ k'FhLs/0f -?=s/f]8df_

Page 33: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

25 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

$=$ ;"rLs[t lwtf]kqsf] r'Qmf d"No

;dLIff cjlBdf ;"rLs[t sDkgLx?sf] r'Qmf d'No ?= ! vj{ $& cj{ (# s/f]8 #$ nfv /x]sf] 5 . ut cfly{s

jif{sf] r'Qmf d'No ?= ! vj{ @^ cj{ $* s/f]8 ^ nfv /x]sf] lyof] . o; jif{sf] lwtf]kqsf] r'Qmf d"Nodf ut

cfly{s jif{sf] t'ngfdf ^=!@ k|ltztn] j[l4 cfPsf] 5 . of] cfly{s jif{df ?= !( cj{ &^ s/f]8 a/fa/sf] ljleGg

z]o/x? g]kfn :6s PS;r]~hdf ;"rLs[t ePsf sf/0f r'Qmf k"FhLdf j[l4 ePsf] xf] .

$=% g]K;] kl/;"rs

cfly{s jif{ @)&).&! df lwtf]kq ahf/df pNn]Vo ;'wf/ ePsf] 5 . g]K;] ;"rsf+s jfli{fs ljGb'ut cfwf/df

cl3Nnf] cfly{s jif{sf] t'ngfdf ((=(@ k|ltztn] j[l4 eO{ @)&! c;f/ d;fGtdf !)#^=!! ljGb'df k'u]sf] 5 . ut

cfly{s jif{sf] c;f/ d;fGtdf pQm ;"rsf+s %!*=## /x]sf] lyof] . ;f] ;"rsf+s cl3Nnf] jif{sf] ;f]xL cjlBdf

hDdf #@=(( k|ltztn] j[l4 eO{ %!*=# ljGb'df /x]sf] lyof] . g]K;] ;"rsf+ssf] jflif{s k|j[ltnfO{ lgDgfg';f/sf]

rf6{df ;d]t k|:t't ul/Psf] 5 .

;|f]tM g]kfn :6s PS;r]~h ln=

286=67

386=86

683=95

963=36

749=10

477=73

362=85

389=74

518=33

1036=11

0

200

400

600

800

1000

1200

2061.62 2062.63 2063.64 2064.65 2065.66 2066.67 2067.68 2068.69 2069.70 2070.71

g]K;

] kl/;"rs

cfly{s jif{

g]K;] kl/;"rs -ljGb'df_

Page 34: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

26 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

%= ;d:of tyf r'gf}tL / sfo{of]hgf

%=! ;d:of tyf r'gf}tL

g]kfndf k"FhLahf/sf] :yfoL tyf lbuf] ljsf;sf nflu af]8{af6 lgDgfg';f/sf ;d:of tyf r'gf}tLx?nfO{ ;Daf]wg

ug'{ kg]{ b]lvPsf] 5 .

1. g]kfndf lwtf]kq ahf/sf] cfsf/ j[l4 eP ;Fu;Fu} af]8{sf] ;+:yfut Ifdtf clej[l4 -oyf;dodf hgzlQm

j[l4_ x'g g;s]sf]n]] lwtf]kq ahf/sf] lgodg tyf cg'udgnfO{ ;zQm ?kn] cufl8 a9fpg sl7gfO{

e}/x]sf] 5 .

2. ;j{;fwf/0f nufgLstf{ / lwtf]kq Joj;foLx?sf nflu Jofks?kdf k|efjsf/L ljQLo lzIff tyf tflnd

sfo{qmdx? ;~rfng u/L lwtf]kq ahf/sf] lbuf] ljsf; ug]{ sfo{ r'gf}tLk"0f{ /x]sf] 5 .

3. ljleGg lgsfox?sf] cys k|of;sf afah'b cGo If]qsf sDkgLx? -jf:tljs If]qsf sDkgLx?_ ahf/df

k|j]z gePsfn] k'FhL ahf/k|lt ;j{;fwf/0f nufgLstf{x?sf] cfs{if0f a9fpg] sfo{ r'gf}tLk"0f{ /x]sf] 5 .

4. ahf/df ;+:yfut nufgLstf{x?sf] ;+Vofdf ck]lIft j[l4 eO{ g;s]sf], nufgLstf{x?nfO{ nufgLsf

ljsNksf ?kdf yk ljQLo pks/0fx? pknJw gePsf] tyf lwtf]kqsf] sf/f]af/ Online Trading System

dfkm{t ;+rfngdf cfpg g;s]sf] cj:yfn] ubf{ lwtf]kq ahf/sf] lj:tf/ sfo{ r'gf}tLk"0f /x]sf] 5 .

5. lwtf]kq ahf/df xfn pkTosf aflx/ k"j{ d]rLb]lv klZrd dxfsfnL;Dd 7"nf] ;+Vofdf nufgLstf{x¿ Pj+

u}/ cfjf;Lo g]kfnLx? tyf lab]zL ;+:yfut nufgLstf{x?n] ;d]t nufgL ug{ vf]lh/x]sf] ePtf klg u}/

cfjf;Lo nufgLstf{x?sf nflu bf];|f] ahf/df nufgL ;DaGwL :ki6 sfo{ljlwsf] cefj, ljb]zL ;+:yfut

nufgLstf{x?nfO{ lwtf]kqsf] bf];|f] ahf/ k|j]z u/fpg sfg"gsf] cefj tyf pknAw lwtf]kq ;DaGwL

;fwgx?df ;fwf/0f ;]o/sf] dfq afx'Notf tyf ljsl;t cf}hf/ Future, Options tyf Index futures sf]

cefj, ljB'tLo sf/f]jf/ k|0ffnL -Internet based trading_ sf] cefj, ;xfos bnfn Joj;foL ;]jf

b]zsf ;a} If]qdf pknAw gx'g'n] ahf/sf] lj:tf/ sfo{ r'gf}tLk"0f{ /x]sf] 5 .

6. kF"hL ahf/ ;DaGwL lg/Gt/ cWoog, cg';Gwfg, nufgLstf{ lzIff tyf hgr]tgf clej[l4 / tflnd

;]jfsf] ;+:yfut Joj:yfsf nflu k|lti7fgsf] :yfkgf u/L kF"hL ahf/nfO{ lbuf] Pj+ ljZj;gLo k"FhL

kl/rfngsf] dfWod agfpg] sfo{ sl7g Pj+ r'gf}tLk"0f{ /x]sf] 5 .

7. lwtf]kqsf] gfd;f/L k|s[of ´G´l6nf] Pj+ nfdf] ;do nfUg] tyf ;f]sf nflu sf7df8f}+ pkTosfd} cfpg'

kg]{ cj:yf / lwtf]kq ahf/ ;DaGwL hfgsf/L clea[l4 Pj+ nufgL k|lzIf0f sfo{qmd b]zsf ;a} If]qdf

;~rfng gx+'bf, lwtf]kqsf] bf];|f] ahf/ ;]jf sf7df8f}+ pkTosf s]Gb|Lt eO{ pkTosf aflx/af6 lwtf]kqsf]

bf];|f] ahf/df kF"hL kl/rfng x'g g;ls/x]sf]df o; ahf/nfO{ b]zJofkL Pj+ cGt/f{li6«os/0f ug{] sfo{

sl7g Pj+ r'gf}tLk"0f{ /x]sf] 5 .

8. af]]8{sf] cfkm\g} ejg gePsf]n] af]8{sf sfo{x? k|efjsf/L?kdf ;~rfng ug{ sl7gfO{ e}/x]sf] 5 .

Page 35: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

27 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

%=@ sfo{of]hgf

pk/f]Qm ;d:of tyf r'gf}tLx?nfO{ b[li6ut u/L af]8{n] b]xfo cg';f/sf] sfo{of]hgf lgwf{/0f u/L cfkm\gf] sfd

sf/jfxLnfO{ cufl8 a9fO{/x]sf] 5 .

1. g]kfn lwtf]kq af]8{sf] k|:tfljt gofF ;+u7g ;+/rgf cg'?k yk hgzlQmsf] Joj:yfkg tyf Ifdtf

clej[l4 u/L af]8{sf] lgodgsf/L sfo{nfO{ cem k|efjsf/L agfpg] .

2. lwtf]kq ahf/nfO{ b]zJofkL tyf cGt/fli6«o :t/sf] agfpg ljBdfg sf/f]af/ k|0ffnLnfO{ Online Trading

System sf] ?kdf ljsf; u/L bf];|f] ahf/ sf/f]af/nfO{ b]zJofkL agfO{ b]ze/sf nufgLstf{sf]

;xeflutfdf u'0ffTds j[l4 Nofpg ;xhLs/0f ug]{ .

3. s]Gb|Lo lgIf]k k|0ffnLnfO{ k"0f{ / lg/Gt/ sfof{Gjogdf NofO{ b]zsf] k|d'v zx/x?af6 lwtf]kq sf/f]af/sf]

/fkm;fkm tyf km5of}{6sf] Joj:yf e/kbf]{ / lbuf] agfpg ;xhLs/0f ug]{ .

4. jf:tljs If]qsf ;+ul7t ;+:yfx?sf] pkl:ylt a9fO{ k"FhL ahf/sf] lbuf] ljsf;sf nflu To:tf ;+ul7t

;+:yfx?nfO{ lwtf]kq ahf/df k|j]zsf nflu s/ 5'6 nufotsf k|f]T;fxg Kofs]h k|bfg u/L cfsifL{t ug{

cfjZos sfo{ ug]{ .

5. ;"rLs[t ;+ul7t ;+:yfx¿n] ;dod} ljQLo ljj/0fx¿sf] n]vf kl/If0f gu/fpg], n]vf kl/If0f ul/Psf

ljj/0fx¿ Ps csf]{ If]qsf ;+ul7t ;+:yfx¿ jLr t'ngfof]Uo gx'g] h:tf k|j[lQdf ;'wf/ Nofpg

cGt/f{li6«o ljQLo ljj/0f k|jfx :t/ -International Financial Reporting Standards-IFRS_ nfu" u/L ;du|

;++:yfut If]qnfO{ kf/bzL{ agfpg sfo{ ug]{ . 6. ;+:yfut C0fkq, ;fd"lxs nufgL sf]if tyf l8kf]lh6/L ;]jfdf ;xefuL x'g] lxtu|fxLsf] lxt ;'/Iffsf

nflu 6«i6Lsf] ckl/xfo{tf /x]tfklg 6«i6Lsf] lgodg ;DjGwL Joj:yf eO{ g;s]sf] cj:yfdf lwtf]kq jhf/

ljsf;df ;xof]u k'/\ofpg 6«i6L ;DaGwL 5'6\6} P]g th'{df ug]{ . 7. ;fj{hlgs ?kdf lwtf]kq lgisfzg u/]sf ;+ul7t ;+:yfx?df ;+:yfut ;'–zf;g tyf ;+:s[ltsf ljsf;sf

nflu ;+:yfut ;'–zf;g cfrf/;lx+tf tof/ u/L k|efjsf/L ?kdf nfu" ug]{ .

8. lwtf]kqsf] bf];|f] ahf/ k|d'v ?kdf ;fwf/0f z]o/sf] sf/f]jf/d} ;Lldt /x]sf] cj:yfdf ;/sf/L tyf

;+ul7t ;+:yfx?n] hf/L u/]sf C0fkq, cu|flwsf/ z]o/, l8a]Gr/ / a08sf] lgisfzg sfo{nfO{ clej[l4

u/L To:tf] lwtf]kqsf] sf/f]af/df j[l4 Nofpg] .

9. k"FhLahf/sf] ljsf;sf nflu ;dli6ut If]qdf cfjZostf cg';f/sf] hgzlQm tof/ ug{ k"FhLahf/

;DaGwL tflnd s]Gb| :yfkgf ug]{ .

10. lwtf]kqsf] gfd;f/L tyf /fkm;fkm sfo{nfO{ l56f] 5l/tf] agfpg s]Gb|Lo lgIf]k ;DaGwL sfo{ d'n'ssf]

k|d'v zx/x?af6 ug{ ;lsg] Joj:yf ug{ ;xhLs/0f ug]{ .

11. a:t'ahf/sf] lgodgsf nflu sfg"gL Joj:yf ug{ cfjZos cGo sfo{x? ug]{ .

12. af]8{sf] cfkm\g} ejg lgdf{0fsf nflu kxn ug]{ .

Page 36: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

28 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL–!

af]8{sf] gofF ;+u7g ;+/rgf

Page 37: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

29 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"lr – @

g]kfn lwtf]kq af]8{

hfjnfv]n, nlntk'/

@)&! cfiff9 #@ ut]sf] jf;nft-ckl/is[t_

ljj/0f cg";"lr 2071 cfiff( 32 2070 cfiff( 31

-/sd ?= df_ -/sd ?= df_

sf]if tyf hu]8f

sf]if tyf hu]8fx? ! 231,489,225.42 189,069,627.83

hDdf 231,489,225.42 189,069,627.83

;DklQ

l:y/ ;DklQ @

k/n d'No 27,247,754.84 26,999,404.34

Go'gMx|f; sl§ 21,567,902.14 18,717,589.89

afFsL d'No 5,679,852.70 8,281,814.44

nufgL # 228,899,429.35 175,592,283.03

rfn' ;DklQ

a}+s df}Hbft $ 32,612,934.19 51,524,583.17

k]ZsL, w/f}6L tyf clu|d e'QmfgL % 7,014,997.57 7,543,463.04

k|fKt ug{'kg]{ cfDbfgL ^ 12,673,088.73 7,333,667.02

s'n rfn' ;DklQ 52,301,020.49 66,401,713.23

Go'gM rfn' bfloTj & (26,254,267.00) (35,622,877.79)

Go'g M Aoj:yf * (29,136,806.92) (25,583,301.88)

v'b rfn' ;DklQ (3,090,053.43) 5,195,533.56

hDdf 231,489,225.42 189,069,627.90

Page 38: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

30 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"lr –@ -qmdzM_

g]kfn lwtf]kq af]8{

hfjnfv]n nlntk'/

2071 cfiff( 32 ut] ;Ddsf] cfo Joo lx;fa-ckl/is[t_

ljj/0f cg';"lr @)&)÷&!

-/sd ?= df_

@)^(÷&)

-/sd ?= df_

cfo tkm{

>L g]kfn ;/sf/af6 cg'bfg - -

lwtf]kq ahf/af6 cfDbfgL ( 64,645,404.70 67,195,791.84

Aofh cfDbfgL 19,293,653.22 15,661,355.70

laljw cfDbfgL !) 1,854,773.72 1,770,882.74

hDdf cfDbfgL 85,793,831.64 84,628,030.28

Joo tkm{{

sd{rf/L vr{ !! 21,027,443.25 19,160,346.78

cGo k|zf;lso vr{ !@ 17,887,809.71 19,188,311.30

x|f; sl§ vr{ @ 2,850,313.06 3,389,761.42

ckn]vg vr{ -Aofh cfDbfgLdf clu|d s/ s§L_ - -

hDdf vr{ 41,765,566.02 41,738,419.50

jrt -Joo eGbf a9L ePsf] cfo_ 44,028,265.62 42,889,610.78

s'n jrt 44,028,265.62 42,889,610.78

afF8kmFf8

cIfo sf]if 10,722,402.70

;fwf/0f hu]8f sf]if 30,022,727.55

sd{rf/L sNof0f sf]if 2,144,480.54

s'n afF8kmFf8 44,028,265.62 42,889,610.79

Page 39: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

31 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"lr–@ -qmdzM_

g]kfn lwtf]kq af]8{

hfjnfv]n, nlntk'/

@)&! cfiff9 #@ ut] ;Ddsf] gub k|jfx ljj/0f

ljj/0f @)&).&!

-/sd ?=_

@)^(.&)

-/sd ?=_

;~rfng ultljlwsf] gub k|jfx

o; jif{sf] afF8kmFf6 k'j{sf] jrt 44,028,265.62 42,889,610.78

hf]8M Xf; sl§ vr{ 2,850,313.06 3,389,761.42 hf]8M pkbfg vr{ Joj:yf 2,807,290.32 1,303,864.49 hf]8M cf}iflw vr{ Joj:yf 3,232,141.25 4,358,555.91

hf]8M sd{rf/L labf vr{ Aoj:yf - - hf]8M sd{rf/L ladf vr{ Aoj:yf - - Go'gM l:y/ ;Dklt laqmL af6 cfDbfgL - - Go'gM SDMS kl/of]hgf cGt{ut k|fKt ;DklQsf] x«f;s§L jfkt cfo (1,608,668.03) (1,593,672.75) Go'gM Aofh cfDbfgL (19,293,653.22) (15,661,355.70)

sfo{lzn k'Flh k"j{sf] ;+rfng gub k|jfx 32,015,689.00 34,686,764.15 Go'gM rfn' ;DklQdf sld÷-a[l4_ (4,048,259.74) (5,486,291.12)

Go'gM rfn' bfloTjdf a[l4÷-sld_ (11,854,537.16) 13,088,210.88 Go'gM sd{rf/L sNof0fsf]ifdf e'QmfgL - -

;+rfng ultljlwaf6 gub k|jfx 16,112,892.10 42,288,683.91

nufgL ultljlwsf] gub k|jfx Aofh cfDbfgL -sf]ifx?df k|ffKt Aofh ;lxt_ 19,293,653.22 15,661,355.70 hf]8M ut jif{sf] cGtdf k|fKt ug{ afFsL Aofh 4,000,255.09 2,085,106.90 Go'gM o; jif{sf] cGtdf k|fKt ug{'kg]{ Aofh (4,762,951.59) (4,000,255.09)

o; jif{sf] v'b gub Aofh cfDbfgL 18,530,956.72 13,746,207.51

Go'gM l:y/ ;DklQ v/Lb (248,351.50) (1,031,976.93)

hf]8M l:y/ ;Dklt laqmL - -

Go'gM yk -nufgL_÷lalqm (53,307,146.30) (25,272,728.74)

nufgL ultljlwaf6 v'b gub k|jfx (35,024,541.08) (12,558,498.16)

gubdf ePsf] s'n a[l4÷-sld_ (18,911,648.98) 29,730,185.75

jiff{/Dedf gub tyf a}+s df}Hbft 51,524,583.17 21,794,397.42

jiff{Gtdf gub tyf a}+s df}Hbft 32,612,934.19 51,524,583.17

Page 40: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

32 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL–#

lwtf]kq lgisfzgsf] cj:yf-k|fylds ahf/_

-/sd ?= s/f]8df_

ljj/0f cfly{s jif{

@)^!÷^@ @)^@÷^# @)^#÷^$ @)^$÷^% @)^%÷^^ @)^^÷^& @)^&÷^* @)^*/^( @)^(÷&) @)&)÷&!

!= k"FhL kl/rfng !^&=@# @$$=## @@(=%% ((^=*@ !^*@=*% !)*@=@$ ^*%=$) @(%=)! !)^*=%@ &@^=^*

s ;fwf/0f ;]o/ #&=&% %&=(* #*=)@ (@=$* !*!=%& @^$=(# !&@=** !@(=*% #!*=&$ !%&=#%

v xsk|b ;]o/ ($=(# !)!=#% !@^=%# ^)(=#$ !$@^=@* *!&=#) %)&=%@ $%=!^ #(#=%@ $@$=##

u cu|flwsf/ ;]o/ — — $) — — — — — — —

3 l8j]Gr/ #)=)) *%=)) @%=)) @(%=)) &%=)) — %=)) !@)=)) #%%=)) !$%=))

ª gful/s Psf+s

of]hgf

!))=#* !$*=^# !&)=@# (*=)) (%=#$ !))=** #!=%$ #@=&) – –

r ;fd"lxs nufgL

of]hgf

— — — — — — — — !@%=)) *)=))

@= k"FhLkl/rfngstf{

;+:yfx¿sf] ;+Vof

!$ @( #$ ^$ ^$ ^! $& @% #$ $%

cg';"rL–$

;fwf/0f ;]o/ btf{ tyf ljj/0fkq :jLs[lt

qm=;+= ;+ul7t ;+:yfsf] gfd cg'dlt k|bfg ul/Psf]

/sd -?= s/f]8df_

cg'dlt k|bfg

ldlt lgisfzg tyf ljqmL k|jGws

jffl0fHo a}+s

!= ;]Gr'/L a}+s ln= (@=)) @)&)÷)(÷)( gful/s nufgL sf]if, l;len Soflk6n, u|f]df]/

dr]{G6 ln=, gljn OGe]i6d]G6 ln= / Pgl;Pd

dr]{G6 a}+lsË ln=

ljsf; a}+s

!= gofF g]kfn n3'ljQ ljsf; a}+s ln= ^=)) @)&)÷)%÷)# PgPdla Soflk6n ln=

@= sflnsf dfOqmf]qm]l86 8]enkd]G6 a}+s ln= @=)) @)&)÷)%÷!( PgPdla Soflk6n ln=

#= dft[e"ld ljsf; a}+s ln= !=%$ @)&)÷)^÷!) gful/s nufgL sf]if, l;len Soflk6n

$= gfua]nL n3'ljQ ljsf; a}++s ln= )=)$ @)&)÷)&÷)& PgPdla Soflk6n ln=

%= s;d; 8]enkd]G6 a}+s ln= !=&% @)&)÷)&÷!% l;len Soflk6n ln=

^= ldlynf n3'ljQ ljsf; a}+s ln= )=&) @)&)÷)*÷@^ l;len Soflk6n ln=

&= g]kfn sDo'lg6L 8]enkd]G6 a}+s ln= #=)) @)&)÷)(÷)! u|f]df]/ dr]{G6 a}+s/ ln=

*= dfp06 dsfn' 8]enkd]G6 a}+s ln= )=^) @)&)÷!!÷)% u|f]df]/ dr]{G6 a}+s/ ln=

(= ;xf/f ljsf; a}+s ln= )=^) @)&!÷)!÷)# Pln6 Soflk6n ln=

Page 41: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

33 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

!)= Pstf ljsf; a}+s ln= *=)) @)&!÷)!÷#) PgPdla Soflk6n ln=

!!= nIdL n3'ljQ ljsf; a}+s ln= #=)) @)&!÷)@÷@( PgPdla Soflk6n ln=

!@= sfln~rf]s 8]enkd]G6 a}+s ln= $=() @)&!÷)#÷@@ u|f]df]/ dr]{G6 a}+s/ ln=

hnljB't sDkgL

!= ;flgdf dfO{ xfO8«f]kfj/ ln= @!=! @)&)÷)%÷!( Pgl;Pd dr]{G6 a}+lsË ln=

@= l/8L xfO8«f]kfj/ sDkgL ln=-:yfgLosf nflu_

l/8L xfO8«f]kfj/ sDkgL ln=-;j{;fwf/0f_

#=))

!!=&)

@)&)÷)%÷#!

@)&)÷!)÷@)

l;len Soflk6n ln=

#= a?0f xfO8«f]kfj/ sDkgL ln=-:yfgLosf nflu_ @=$# @)&!÷)!÷@% l;len Soflk6n ln=

s'n hDdf !%&=#%

cg';"rL–%

C0fkq :jLs[lt

qm= ;+= ;+ul7t ;+:yfsf] gfd cg'dlt k|bfg ul/Psf]

/sd -?=s/f]8df_ cg'dlt k|bfg ldlt lgisfzs tyf ljqmL k|jGws

afl0fHo a}+s

! g]kfn P;lacfO{ a}+s ln= @)=)) @)&)÷!@÷)^ PgPdla Soflk6n ln=

@ PgcfOl; Pl;of a}+s ln= %)=)) @)&)÷!@÷!( gljn OGe]id]G6 a}+lsË ln=

# g]kfn OGe]i6d]G6 a}+s ln= &%=)) @)&!÷)#÷!^ l;len Soflk6n ln=

hDdf !$%=))

Page 42: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

34 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL–^

xsk|b ;]o/ btf{

qm= ;+= ;+ul7t ;+:yfsf] gfd :jLs[t k|bfg

ul/Psf] ldlt

lgisfl;t /sd

-?= s/f]8df_

cg'kft lgisfzg tyf laqmL k|aGws

ljsf; a}+s

!= ul/df ljsf; a}+s ln= @)&)÷)%÷)& !!=)) @M! Pln6 Soflk6n ln]

@= d'lQmgfy ljsf; a}+s ln= @)&)÷)%÷!* &=#% !)M# u|f]df]/ dr]{G6 a}+s/ ln=

#= lqj]0fL ljsf; a}+s ln= @)&)÷)%÷@$ &=$% !)M# P; Soflk6n ln=

$= j]i6{g ljsf; a}+s ln= @)&)÷)^÷)$ $=)) #M@ u|f]df]/ dr]{G6 a}+s/ ln=

%= lgnlu/L ljsf; a}+s ln= @)&)÷)^÷@@ $=@% !M)=&#(! Pln6 Soflk6n ln=

^= ljZj ljsf; a}+s ln= @)&)÷)&÷@% ^=#) $M! u|f]df]/ dr]{G6 a}+s/ ln=

&= sfa]nL ljsf; a}+s ln= @)&)÷)*÷!( )=*) !!M$ Pln6 Soflk6n ln=

*= dxfsfnL ljsf; a}+s ln @)&)÷!!÷!^ *=)) !M@ P; Soflk6n ln=

(= d]6«f] ljsf; a}+s ln= @)&)÷!!÷@% #=&! @)M& Pgl;Pd dr]{G6 a}+lsË ln=

!)= ;fOg /];'+uf 8]enkd]G6 a}+s ln= @)&!÷)!÷!% !(=!( @M! u|f]df]/ dr]{G6 a}+s/ ln=

!!= l;les 8]enkd]G6 a}+s ln= @)&!÷)#÷!@ !=)) $M! u|f]df]/ dr]{G6 a}+s/ ln=

!@= Ogf]e]l6e 8]enkd]G6 a}+s ln= @)&!÷)#÷@# $=() $M! PgPdla Soflk6n ln=

kmfOgfG;

!= sf7df8f}+ kmfOgfG; ln= @)&)÷)&÷@% @=#! !M)=!% u|f]df]/ dr]{G6 a}+s/ ln=

@= ;u/dfyf dr]{G6 a}+lsË P08 kmf= ln= @)&)÷!@÷!! $=!@ $M! gful/s nufgL sf]if

aLdf sDkgL

!= ;"of{ nfOkm OG:of]/]G; sDkgL ln= @)&)÷)$÷@$ *=*& !)M@=!%^%& Pln6 Soflk6n ln=

@= u'/fF; nfOkm OG:of]/]G; sDkgL ln= @)&)÷)^÷!# !!=^^ !)M#=)$!@! PgPdla Soflk6n ln=

#= l;4fy{ OG:of]/]G; ln= @)&)÷)^÷!# !!=** !)M( PgPdla Soflk6n ln=

$= lxdfnog hg/n OG:of]/]G; sDkgL

ln=

@)&)÷)*÷!) !$(=@) !M!=$*) PgPdla Soflk6n ln=

%= k|'8]lG;on OG:of]/]G; sDkgL ln= @)&)÷)*÷!* !=@% !M! PgPdla Soflk6n ln=

^= n'lDagL hg/n OG:of]/]G; sDkgL ln= @)&)÷)*÷#) (=^^ !)M^=@(^ P; Soflk6n ln=

&= lzv/ OG:of]/]G; sDkgL ln= @)&)÷!!÷)@ *=&% @M! PgcfOljPn Soflk6n ln=

*= Plzog nfOkm OG:of]/G; sDkgL ln= @)&)÷!!÷)^ @=%^ @)M! l;len Soflk6n ln=

(= PnfoG; OG:of]/]G; sDkgL ln= @)&)÷!@÷@^ *=(@ !)M%=% PgPdla Soflk6n ln=

!)= g]kfn OG:of]/]G; sDkgL ln= @)&!÷)!÷)# !#=!( !M! u|f]df]/ dr]{G6 a}+s/ ln=

hnljw't sDkgL

!= a'6jn kfj/ sDkgL ln= @)&)÷)(÷@# ^&=^* #M@ PgPdla Soflk6n ln=

@= c?0f EofnL xfO8«f]kfj/ sDkgL ln= @)&)÷!)÷!# #%=)$ !M! Pln6 Soflk6n ln=

hDdf ?= $@$=##

Page 43: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

35 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL–&

;+:yfks ;]o/ btf{

qm=;+= ;+ul7t ;+:yfsf] gfd

btf{ ul/Psf] /sd

-?= s/f]8df_

btf{ ldlt

jffl0fHo a}+s

!= ;]Gr'/L a}+s ln= !)*=)) @)&)÷)(÷)(

ljsf; a}+s

!= gofF g]kfn n3'ljQ ljsf; a}+s ln= !=$) @)&)÷)%÷)#

@= sflnsf dfOqmf]qm]l86 8]enkd]G6 a}+s ln= #=)) @)&)÷)%÷!(

#= dft[e"ld ljsf; a}+s ln= @=*^ @)&)÷)^÷!)

$= gfua]nL n3'ljQ ljsf; a}++s ln= !=)) @)&)÷)&÷)&

%= s;d; 8]enkd]G6 a}+s ln= @=^# @)&)÷)&÷!%

^= ldlynf n3'ljQ ljsf; a}+s ln= !=^% @)&)÷)*÷@^

&= g]kfn sDo'lg6L 8]enkd]G6 a}+s ln= &=)) @)&)÷)(÷)!

*= dfp06 dsfn' 8]enkd]G6 a}+s ln= !=$) @)&)÷!!÷)%

(= ;xf/f ljsf; a}+s ln= !=$) @)&!÷)!÷)#

!)= Pstf ljsf; a}+s ln= !@=)) @)&!÷)!÷#)

!!= nIdL n3'ljQ ljsf; a}+s ln= &=)) @)&!÷)@÷@(

!@= sfln~rf]s 8]enkd]G6 a}+s ln= %=!) @)&!÷)#÷@@

hnljw't

!= l/8L xfO8«f]kfj/ sDkgL ln= @&=)) @)&)÷)%÷#!

@= a?0f xfO8«f]kfj/ sDkgL ln= )=!& @)&!÷)!÷@%

s'n hDdf !*!=^)

Page 44: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

36 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL–*

af]g; ;]o/ btf{

qm=;+= ;+ul7t ;+:yfsf] gfd /sd-?= s/f]8df_ lwtf]kq btf{ ldlt

afl0fHo a}+s

!= lxdfnog a}+s ln=-cf=j= @)^(÷&) sf]_ #^=)) @)&)÷)$÷!&

@= a}+s ckm sf7df08' ln= @#=%* @)&)÷)(÷)!

#= g]kfn P;ljcfO a}+s ln= @(=$& @)&)÷)(÷)$

$= ;flgdf a}+s ln= @)=!^ @)&)÷)(÷!^

%= Pe/]i6 a}+s ln= !^=)! @)&)÷!!÷@!

^= Unf]an cfOPdO a}+s ln= #^=@& @)&)÷!!÷@^

&= hgtf a}+s ln= ^=)) @)&)÷!!÷@(

*= g]kfn OGe]i6d]G6 a}+s ln= #&=*& @)&)÷!!÷@(

(= sd{h P08 6«i6 a}+s ln= $=)) @)&)÷!!÷@(

!)= l;4fy{ a}+s ln= !(=$# @)&!÷)!÷!$

!!= n'lDagL a}+s ln= !@=*! @)&!÷)!÷!%

!@= :6f088{ rf6{8 a}+s g]kfn ln= !*=&& @)&!÷)!÷@@

!#= gljn a}+s ln= ^!=)# @)&!÷)!÷@*

!$= k|fOd sdlz{on a}+s ln= @#=$) @)&!÷)#÷)(

!%= lxdfnog a}+s ln= !#=*) @)&!÷)#÷)(

!^= s'df/L a}+s ln= @@=$$ @)&!÷)#÷@(

ljsf; a}+s

!= lgw{g pTyfg a}+s ln= )=&% @)&)÷)$÷)!

@= ;xof]uL ljsf; a}+s ln= @=#$ @)&)÷)$÷!&

#= sGsfO{ ljsf; a}+s ln= )=*& @)&)÷)^÷)#

$= dflnsf ljsf; a}+s ln= !=)% @)&)÷)^÷!$

%= l;6L 8]enkd]G6 a}+s ln= %=$# @)&)÷)(÷)(

^= s}nfz ljsf; a}+s ln= &=)* @)&)÷!)÷@@

&= ;fOg /];'Ëf ljsf; a}+s ln= ^=$) @)&)÷!!÷@)

*= ul/df ljsf; a}+s ln= $=$) @)&)÷!!÷@!

(= g]?8] n3'ljQ ljsf; a}+s ln= #=%^ @)&)÷!!÷@@

!)= l5d]s n3'ljQ ljsf; a}+s ln= %=@% @)&)÷!!÷@^

!!= e[s'6L ljsf; a}+s ln= #=@! @)&)÷!!÷@&

!@= /fOlhË 8]enkd]G6 a}+s ln= !=$! @)&)÷!!÷@(

!#= vfFbaf/L ljsf; a}+s ln= )=$) @)&)÷!@÷!)

Page 45: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

37 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

qm=;+= ;+ul7t ;+:yfsf] gfd /sd-?= s/f]8df_ lwtf]kq btf{ ldlt

!$= ;]jf ljsf; a}+s ln= @=&^ @)&)÷!@÷!!

!%= lgw{g pTyfg ljsf; a}+s ln= $=)) @)&)÷!@÷!@

!^= ;ld6 dfOqmf]kmfOgfG; 8]enkd]G6 a}+s ln= )=#) @)&)÷!@÷!*

!&= ldt]/L 8]enkd]G6 a}+s ln= @=!^ @)&)÷!@÷@)

!*= d'lQmgfy ljsf; a}+s ln= $=() @)&)÷!@÷@^

!(= PS;n 8]enkd]G6 a}+s ln= %=)) @)&!÷)!÷!$

@)= :jfanDag n3'ljQ ljsf; a}+s ln= !=*$ @)&!÷)!÷!$

@!= ;xof]uL ljsf; a}+s ln @=(% @)&!÷)!÷!%

@@= l8k|f]S; n3'ljQ ljsf; a}+s ln= @=!@ @)&!÷)!÷!^

@#= ;fgf ls;fg ljsf; a}+s ln= #=)^ @)&!÷)!÷!^

@$= ltgfp ljsf; a}+s ln= !=#* @)&!÷)!÷@!

@%= Ogf]e]l6e ljsf; a}+s ln= )=%) @)&!÷)!÷@@

@^= P; 8]enkd]G6 a}+s ln= @=(% @)&!÷)!÷@#

@&= e[s'6L ljsf; a}+s ln= &=)^ @)&!÷)@÷@^

@*= d]6«f] 8]enkd]G6 a}+s ln= !=^( @)&!÷)@÷@*

@(= Kofl;lkms 8]enkd]G6 a}+s ln= !=#@ @)&!÷)@÷@(

#)= lSng OghL{ 8]enkd]G6 a}+s ln= %=&$ @)&!÷)#÷)!

#!= k"l0f{df ljsf; a}+s ln= !=)) @)&!÷)#÷)!

#@= s~rg 8]enkd]G6 a}+s ln= !=)) @)&!÷)#÷)(

##= uf}d'vL ljsf; a}+s ln= )=!^ @)&!÷)#÷)(

#$= c/lgsf] 8]enkd]G6 a}+s ln= !=)^ @)&!÷)#÷@$

#%= z'e]R5f ljsf; a}+s ln= !=@! @)&!÷)#÷@$

ljQLo ;+:yf

! klZrdf~rn kmfOgfG; sDkgL ln= #=(@ @)&)÷)$÷)!

@= nlntk'/ kmfOgfG; ln= )=!& @)&)÷)$÷)(

#= cf]d kmfOgfG; ln= @=$^ @)&)÷)$÷)(

$= u'8ljn kmfOgfG; ln= !=)$ @)&)÷)$÷@(

%= hfgsL kmfOgfG; ln= $=*& @)&)÷)%÷)@

^= >LOGe]id]G6 kmfOgfG; ln= !=^) @)&)÷!)÷@)

&= g]kfn PS;k|]; kmfOgfG; ln= !=&! @)&)÷!)÷@)

*= gful/s nufgL sf]if )=*$ @)&)÷!!÷)(

(= cfOl;Pkml; kmfOgfG; ln= !=*@ @)&)÷!!÷@^

!)= ;]tL kmfOgfG; ln= )=^^ @)&)÷!!÷@(

Page 46: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

38 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

qm=;+= ;+ul7t ;+:yfsf] gfd /sd-?= s/f]8df_ lwtf]kq btf{ ldlt

!!= l/nfoan kmfOgfG; ln= #=)^ @)&)÷!@÷!)

!@= l;4fy{ kmfOgfG; ln= @=^^ @)&)÷!@÷!@

!#= l;len dr]{G6 ljQLo ;+:yf ln= #=^% @)&)÷!@÷@^

!$= u'x|]Zj/L dr]{G6 a}+lsË P08 kmfOgfG; ln= @=&) @)&!÷)!÷)&

!%= gd:t] ljQLo ;+:yf ln= )=^@ @)&)÷)!÷)(

!^= l;4fy{ kmfOgfG; ln= @=#% @)&!÷)!÷!$

!&= Pe/]i6 kmfOgfG; ln= !=@% @)&!÷)!÷!%

!*= cf]d kmfOgfG; ln= %=$@ @)&!÷)!÷@@

!(= g]kfn cfjf; kmfOgfG; ln= !=## @)&!÷)!÷@*

@)= gjb'uf{ kmfOgfG; sDkgL ln= !=&* @)&!÷)@÷@^

@!= km]jf kmfOgfG; ln= #=)) @)&!÷)#÷)!

aLdf sDkgL

!= n'lDagL hg/n OG:of]/]G; sDkgL ln= !=@& @)&)÷)$÷)@

@= lzv/ OG:of]/]G; sDkgL ln= %=)) @)&)÷)$÷)@

#= k|'8]lG;on OG:of]/]G; sDkgL ln= @=%) @)&)÷)$÷)#

$= g]kfn nfOkm OG:of]/]G; sDkgL ln= @^=@% @)&)÷)$÷)&

%= ;u/dfyf OG:of]/]G; sDkgL ln= !@=(@ @)&)÷)$÷@(

^= PgPnlh OG:of]/]G; sDkgL ln= $=%) @)&)÷)(÷)#

&= lk|ldo/ OG:of]/]G; sDkgL ln= !=%# @)&)÷!)÷@#

*= PgPnlh OG:of]/]G; sDkgL ln= @=&) @)&!÷)!÷!$

(= nfOkm OG:of]/]G; skf]{/]zg g]kfn ln= !%=!( @)&!÷)!÷!%

!)= PnfoG; OG:of]/]G; sDkgL ln= @=)@ @)&!÷)#÷)(

hnljB't sDkgL

! c?0f EofnL xfO8«f]kfj/ sDkgL ln= $=%% @)&)÷)&÷!%

@= lrlnd] hnljw't sDkgL ln= %@=&! @)&)÷!!÷@(

xf]6N;

!= ;f]N6L xf]6n ln= *=%( @)&)÷!!÷)%

Jofkf/

!= ;fN6 6«]l8Ë skf]{/]zg ln= )=%( @)&!÷)@÷@*

s'n af]gz ;]o/ btf{ /sd ?= ^^^=#!

Page 47: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

39 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL – (

cg'dlt k|fKt lwtf]kq bnfn Joj;foLx?

qm= ;+= gfd 7]ufgf 6]lnkmf]g g= km\ofS; g=

!= cu|jfn ;]So'l/l6h k|f= ln= l8NnLahf/, sf7df08f} $!^*)%& $!^*!#(

@= lk|ldo/ ;]So'l/l6h k|f= ln= /fdzfxky, sf7df08f} $@#!##( $@%%%*)

#= l;Knf ;]So'l/l6h k|f= ln= lvrfkf]v/L, sf7df08f} $@%%&*@ $@%%%*)

$+ :j]tf ;]So'l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$$$&(! $$!^^(#^

%= y|fOe a|f]s/]h xfp; k|f= ln= k'tnL;8s, sf7df08f} $$!&)%!, $$^)^$) $$@)%*@

^= lqz'n ;]So'l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$$)&)( $$#*!(&

&= l;k|jL ;]So'l/l6h k|f= ln= kf]= a= g= %&)%, nlntk'/ %%#)&)! %)!!@)^

*= k|1fg ;]So'l/l6h k|f= ln= sdnfbL df]8, sf7df08f} $$(!^*#, $$(*@#$ )!^@@*()

(= s'df/L ;]So'l/l6h k|f= ln= l8NnL ahf/, sf7df08f} $$!*)#^ $$!*#^(

!)= dNn P08 dNn :6s a|f]lsÍ s+ k|f=

ln=

l8NnL ahf/, sf7df08f} $$!$@^#, $$!^)%) $$!$))*

!!= cfz"tf]if a|f]s/]h P08 ;]So'l/l6h k|f=

ln=

lvrfkf]v/L, Go"/f]8, sf7df08f} $@@&^!), $@@)@&^ $@$)!^@

!@= ;u/dfyf ;]So'l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$##@@! $$@(%$(

!#= k|fOdf] ;]So'l/l6h k|f= ln= kf]= a= g= &$*, k'tnL;8s,

sf7df08f}

$@#)&*&, $@%#%^$ $@#(@!$

!$= dfs]{6 ;]So'l/l6h PS;r]Gh sDkgL

ln=

lvrfkf]v/L, Go"/f]8, sf7df08f} $@$*(&! $@$(%%*

!%= g]kfn OGe]:6d]G6 P08 ;]So'l/l6h

6]«l8Ë k|f=ln=

k'/fgf] affg]Zj/, led;]guf]nf,

sf7df08f}

$$!#@)!, $$(%$%) $$()&@&

!^= :6s a|f]s/ cf]k]n ;]So'l/l6h 6]«l8Ë

k|f= ln=

afn'jf6f/ sf7df08f}+ . $@#(@&# $@#(@&#

!&= g]kfn :6s xfp; k|f= ln= kf]=a=g= (&, ;L=kL=;L=-)!$

cgfdgu/, sf7df08f}

$@^%*** $@%%&#@

!*= c?0f ;]So'l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$!()%! $$@)%&@

!(= >Ls[i0f ;]So"l/l6h ln= l8NnLahf/, sf7df08f} $@@$@^@, $@@@@)( $@@$@^@

@)= h]= Pkm= ;]So"l/l6h k|f= ln= kf]= a= g= @)($^, k'tnL;8s,

sf7df08f}

$$$@(!@ $$$@(!@

@!= Plj;L ;]So"l/l6h k|f= ln= OGb|rf]s, sf7df08f} $@#)&*&, $@!@($* $@@^%)&

@@= ld8f; :6s a|f]lsË sDkgL k|f= ln= sdnfbL, sf7df08f} $@$)!!%, $@$))*(

@#= Plzog ;]So"l/l6h k|f= ln= k'tnL;8s, sf7df08f} $@$)^)(, $@%*!^) $@$!*!&

@$= gLe ;]So"l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$#@#%# $$!)@!)

@%= ;'d]? ;]So"l/l6h k|f= ln= sdnfbL, sf7df08f} $$#@#%# $$!)@!)

@^= ODk]l/on ;]So"l/l6h k|f= ln= cgfdgu/, sf7df08f} $@#!))$ $@#!#$$

Page 48: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

40 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

qm= ;+= gfd 7]ufgf 6]lnkmf]g g= km\ofS; g=

@&= sflnsf ;]So"l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$#)$&^ $$#)^)!

@*= :j{0fnIdL ;]So"l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$!&!&* $$!&!&*

@(= blIf0fsfnL OGe]i6d]G6 P08 ;]So"l/l6h

k|f= ln=

sdnfbL, sf7df08f} $!^*&$@ $!^*^$)

#)= lbklzvf lwtf]kq sf/f]af/ sDkgL k|f=

ln=

cgfdgu/, sf7df08f} $!)@%#@, $!)@%#$ $@%$$()

#!= sf]lxg'/ OGe]i6d]G6 P08 ;]So"l/l6h

k|f= ln=

sdn kf]v/L, sf7df08f} $$$@*%* $$$@*%&

#@= 8fOgflds dgL d]g]h;{ ;]So"l/l6h k|f=

ln=

sdnfbL, sf7df08f} $$!$%@@ $$!$@%*

##= lehg ;]So"l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$#*!@$ $$#*^@!

#$= ;]So'8{ ;]So"l/l6h ln= k'tnL;8s, sf7df08f} $!^*!&@ $!^*!(%

#%= ;gL ;]So"l/l6h k|f= ln= hdn, sf7df08f} $!^^))^ $!^^))%

#^= ;fpy Plzog a'N; k|f= ln= s'n]Zj/, sf7df08f} $@*$&*^ $@*$&*%

#&= lnGr :6s dfs]{6 ln= gofF afg]Zj/, sf7df08f} $&*$%^* $&*$%^&

#*= lqmPl6e ;]So'l/l6h k|f= ln= k'tnL;8s, sf7df08f} $!^*@)% $!^*@)#

#(= lqzlQm ;]So"l/l6h k|f= ln= k'tnL;8s, sf7df08f} $@#@!## $@#@!#@

$)= lqmi6n sGrgh+uf ;]So"l/l6h k|f= ln= k'tnL;8s, sf7df08f} $$@*)&@ $$@@#&^

$!= cgnfO{g ;]So"l/l6h k|f= ln= afuahf/, sf7df08f} $@$^#(@ $@$^#()

$@= cfo{tf/f OGe]i6d]G6 P08 ;]So"l/l6h

k|f=ln=

cgfdgu/, sf7df08f} $@##%(^ $@##%(&

$#= e[s'6L :6s a|f]lsË sDkgL k|f= ln= Go"/f]8, sf7df08f} $$@#$^^ $@@$^$*

$$= OGe]i6d]G6 d]g]hd]G6 g]kfn k|f= ln= lqk'/]Zj/, sf7df08f} $@%^%*( $@%^%()

$%= cS;kmf]8{ ;]So"l/l6h k|f= ln= sfnLdf6L, sf7df08f} $@@&#&!

$^= >Lxl? ;]So'l/l6h k|f= ln= sdnfbL, sf7df08f} $$#&%^@ $$#&%^%

$&= ;]jf ;]So'l/l6h k|f= ln= lqk'/]Zj/, sf7df08f} $@%^^$$ $@%^^$@

$*= ;'Gwf/f ;]So'l/l6h k|f= ln= ;'Gwf/f, sf7df08f} )!-^@!*%)^

$(= gf;f ;]So'l/l6h sDkgL ln= gS;fn, sf7df08f} $$*@#)% $$*!@)&

%) lbAof ;]So'l/l6h P08 :6s xfp; k|f=

ln=

k'tnL;8s, sf7df8f}+ $)!!)## $)!!)#$

Page 49: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

41 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL – !)

af]8{af6 cg'dltkq k|fKt dr]{G6 a}+s/x¿

qm= ;+= gfd 7]ufgf kmf]g km\ofS;

!= >L P; Soflk6n ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

nfnb/jf/, sf7df8f}+ $$@^!^! $$@^!##

@= >L Pgl;Pd dr]{G6 a}+lsË ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

sdnkf]v/L, sf7df8f}+ $$@!^%@ $$@#$)!

#= PgPdlj Soflk6n ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

aj/dxn, sf7df8f}+ $@%#)(^ $@%!%$$

$= >L gful/s nufgL sf]if

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg_

gofF afg]Zj/,

sf7df8f}+

$&*!$#^ $&*%#@)

%= >L Unf]an Soflk6n ln=->L Pln6 Soflk6n ln= sf] gfd kl/j{tg ePsf]_

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg_

hdn, sf7df8f}+ $@@@$^) $@@@%#$

^= >L leaf]/ Soflk6n ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

s[i0fuNnL, nlntk'/ %))%%$),

%%%$&(#

%%@$%%$

&= >L l;len Soflk6n dfs]{6\; ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

sdnfbL, sf7df8f}+ $!^*^%$,

$!^*^^$

$!^*&#$

*= >L lj8 OGe]i6 ln=

-nufgL Joj:yfkg_

s[i0fuNnL, nlntk'/ %%$*$)) %%$*$)%

(= >L u|f]df]/ dr]{G6 a}+s/ ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

b/jf/dfu{, sf7df8f}+ $@@@(#(,

$@@@(*&

$@@@*)@

!)= >L gljn OGe]i6d]G6 a}+lsË ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

rfjlxn, sf7df8f}+ $$^%)!) $$^%))(

!!= >L nIdL Soflk6n dfs{]6 ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

k"Nrf]s, nlntk'/ %%%!#^#,

%%%!$^#

%%#&&$#

!@= >L PgcfOljPn Soflk6n dfs]{6\; ln=

-lgisfzg tyf laqmL k|jGw, ;]o/ /lhi6«]zg, lwtf]kq k|Tofe"lt / nufgL Joj:yfkg_

nflhDkf6, sf7df8f}+ $))%)*)

$))%)%*

$))%)^*

$))%)*$

!#= >L s[lt Soflk6n P08 O{Ge]i6d]G6;\ ln=

-nufgL Joj:yfkg_

/ljejg, sf7df8f}+ $@&^&*^

$@*!&&^

!$= >L :6s Dofg]hd]G6 P08 l8= lk= ln=*

-;]o/ /lhi6«]zg_

k'/fgf] afg]Zj/,

sf7df8f}+

*vf/]hL k|lqmofdf /x]sf] .

Page 50: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

42 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg'';"rL–!!

lwtf]kq bnfn Aojf;Lx?sf] jflif{s ljj/0f k|:t'lt

qm=;+= lwtf]kq bnfn Joj;foLx?sf] gfd

jflif{s ljj/0f-cfly{s jif{ @)^(.&)_ jflif{s sf/f]af/af6 k|fKt

s"n sldzg

@)^(.&)-/sd ?= df_ k|fKt ldlt

ljj/0f

ljQLo ljj/0f sf/f]af/

;DaGwL ljj/0f

!= cu|jfn ;]So'l/l6h k|f= ln= @)&)÷)&÷@$ jflif{s k|ltj]bg k|fKt ePsf] #^&@*!^*=)#

@= lk|ldo/ ;]So'l/l6h k|f= ln= @)&)÷)(÷#) jflif{s k|ltj]bg k|fKt ePsf] !@)^#)#(=))

#= l;Knf ;]So'l/l6h k|f= ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] &)&(%$(=!!

$+ :j]tf ;]So'l/l6h k|f= ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] !$)$#!&&=))

%= y|fOe a|f]s/]h xfp; k|f= ln= @)&)÷)^÷@& jflif{s k|ltj]bg k|fKt ePsf] &$$@^%^=$%

^= lqz'n ;]So'l/l6h k|f= ln= @)&)÷)&÷)# jflif{s k|ltj]bg k|fKt ePsf] ^!^*!@$=$%

&= l;k|jL ;]So'/l6h k|f= ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] (^%*&(%=))

*= k|1fg ;]So'l/l6h k|f= ln= @)&)÷)^÷@) jflif{s k|ltj]bg k|fKt ePsf] !@#*)&)&=@*

(= s'df/L ;]So'l/l6h k|f= ln= @)&)÷)^÷@@ jflif{s k|ltj]bg k|fKt ePsf] (%^)$^&=&@

!)= dNn P08 dNn :6s a|f]lsË sDkgL

k|f= ln=

@)&)÷)^÷@$ jflif{s k|ltj]bg

k|fKt ePsf] %*!@$^@=))

!!= cfz'tf]if a|f]s/]h P08 ;]So'l/l6h

k|f= ln=

@)&)÷)^÷!$ jflif{s k|ltj]bg

k|fKt ePsf] %%^#!@(=@$

!@= ;u/dfyf ;]So'l/l6h k|f= ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] %$&$(^$=)&

!#= k|fOdf] ;]So'l/l6h k|f= ln= @)&)÷)&÷)# jflif{s k|ltj]bg k|fKt ePsf] !$^^*)^%=))

!$= dfs]{6 ;]So'l/l6h PS;r]Gh sDkgL

ln=

@)&)÷)(÷#) jflif{s k|ltj]bg

k|fKt ePsf] $$%!#&&=))

!%= g]kfn OGe]:6d]G6 P08 ;]So'l/l6h

6]«l8Ë k|f=ln=

@)&)÷)&÷!) jflif{s k|ltj]bg

k|fKt ePsf] !@#*(##%=%)

!^= :6s a|f]s/ cf]kn P08 ;]So"l/l6h

6]«l8Ë k|f= ln=

@)&)÷!)÷)^ jflif{s k|ltj]bg

k|fKt ePsf] !(^#*(^=%(

!&= g]kfn :6s xfp; k|f= ln= @)&)÷)^÷@# jflif{s k|ltj]bg k|fKt ePsf] !@*&(^!#=)&

!*= c?0f ;]So'l/l6h k|f= ln= @)&)÷)(÷!$ jflif{s k|ltj]bg k|fKt ePsf] #^^%!%)=!@

!(= >Ls[i0f ;]So'l/l6h ln= @)&)÷)&÷)# jflif{s k|ltj]bg k|fKt ePsf] !!$%)##&=(&

@)= h]= Pkm= ;]So'l/l6h k|f= ln= @)&)÷)(÷)& jflif{s k|ltj]bg k|fKt ePsf] &)$)^$$=))

@!= Plj;L ;]So'l/l6h k|f= ln= @)&)÷)(÷#) jflif{s k|ltj]bg k|fKt ePsf] !@@&*!@&=))

@@= ld8f; :6s a|f]lsË sDkgL k|f= ln= @)&)÷)(÷#) jflif{s k|ltj]bg k|fKt ePsf] !^!!*$=%%

@#= Plzog ;]So'l/l6h k|f= ln= @)&)÷)&÷)# jflif{s k|ltj]bg k|fKt ePsf] &#(!^(^=@#

@$= gLe ;]So'l/l6h k|f= ln= @)&)÷)^÷!^ jflif{s k|ltj]bg k|fKt ePsf] !(%#(&!=@!

@%= ;'d]? ;]So'l/l6h k|f= ln= @)&)÷)^÷@@ jflif{s k|ltj]bg k|fKt ePsf] &$@()$^=@!

@^= ODk]l/on ;]So'l/l6h k|f= ln= @)&)÷)(÷!@ jflif{s k|ltj]bg k|fKt ePsf] !$!*$!(@=%!

@&= sflnsf ;]So'l/l6h k|f= ln= @)&)÷)^÷@# jflif{s k|ltj]bg k|fKt ePsf] #&!$$^*=!$

@*= :j{0fnIdL ;]So'l/l6h k|f= ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] ^$#@((@=($

Page 51: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

43 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@(= blIf0fsfnL OGe]i6d]G6 P08

;]So'l/l6h k|f= ln=

@)&)÷)(÷#) jflif{s k|ltj]bg

k|fKt ePsf] (^^(*@^=))

#)= lbklzvf lwtf]kq sf/f]af/ sDkgL

k|f= ln=

@)&)÷)^÷@$ jflif{s k|ltj]bg

k|fKt ePsf] $!!$$!*=!%

#!= sf]lxg'/ OGe]i6d]G6 P08 ;]So'l/l6h

k|f= ln=

@)&)÷)&÷)# jflif{s k|ltj]bg

k|fKt ePsf] !)%!#%!#=(&

#@= 8fOgflds dgL d]g]h;{ ;]So'l/l6h

k|f= ln=

@)&)÷)^÷@$ jflif{s k|ltj]bg

k|fKt gePsf] !)#^&&#)=*!

##= lehg ;]So'l/l6h k|f= ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] $(%(^)&=)@

#$= ;]So'8{ ;]So'l/l6h ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] %&%($#*=!!

#%= ;gL ;]So'l/l6h k|f= ln= @)&)÷)^÷@# jflif{s k|ltj]bg k|fKt ePsf] %&^&)$(=*&

#^= ;fpy Plzog a'N; k|f= ln= @)&)÷)^÷@! jflif{s k|ltj]bg k|fKt ePsf] %*^!$@@=$#

#&= lnGr :6s dfs]{6 ln= @)&)÷)&÷)# jflif{s k|ltj]bg k|fKt ePsf] $@&#(%*=))

#*= lqmPl6e ;]So'l/l6h k|f= ln= @)&)÷)^÷!* jflif{s k|ltj]bg k|fKt ePsf] @*!%(#&=^@

#(= lqzlQm ;]So'l/l6h k|f= ln= @)&)÷)&÷)# jflif{s k|ltj]bg k|fKt ePsf] %%^&%%(=^)

$)= lqmi6n sGrgh+3f ;]So'l/l6h k|f=

ln=

@)&)÷)&÷)# jflif{s k|ltj]bg

k|fKt ePsf] *)^)&@#=$%

$!= cgnfO{g ;]So'l/l6h k|f= ln= @)&)÷)^÷@$ jflif{s k|ltj]bg k|fKt ePsf] !&))))@=$*

$@= cfo{tf/f OGe]i6d]G6 P08 ;]So'l/l6h @)&)÷)(÷)$ jflif{s k|ltj]bg k|fKt ePsf] #$@*&(!=))

$#= e[s'6L :6s a|f]lsË xfp; k|f= ln= @)&)÷)^÷!$ jflif{s k|ltj]bg k|fKt ePsf] @@!%^(!=^!

$$= OGe]i6d]G6 d]g]hd]G6 :6s xfp;

g]kfn k|f= ln=

@)&)÷)^÷@$ jflif{s k|ltj]bg

k|fKt ePsf] !#^(@#!=&(

$%= cS;kmf]8{ ;]So'l/l6h k|f= ln= @)&)÷)&÷)# jflif{s k|ltj]bg k|fKt ePsf] #&@%*$&=@&

$^= >Lxl/ ;]So'l/l6h k|f= ln= @)&)÷)(÷#) jflif{s k|ltj]bg k|fKt ePsf] ^(^@#@!=#(

$&= ;]jf ;]So'l/l6h k|f= ln= @)&)÷)^÷@# jflif{s k|ltj]bg k|fKt ePsf] !(#^(#&=^&

$*= ;'Gwf/f ;]So'l/l6h k|f= ln= @)&)÷÷–

jflif{s k|ltj]bg k|fKt gePsf]

@!^@(#*=^(

$(= gf;f ;]So'/Ll6h k|f= ln= @)&)÷!)÷!@ jflif{s k|ltj]bg k|fKt ePsf] ^(%%$=%#

%)= lbAof ;]So'/Ll6h P08 :6s xfp;

k|f= ln=

@)&)÷)^÷@$ jflif{s k|ltj]bg

k|fKt ePsf] #^)))@=&!

Page 52: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

44 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

cg';"rL–!@

lwtf]kq bnfn Aoj;foLx?sf] q}dfl;s ljj/0f k|jfx

qm= ;+=

lwtf]kq bnfn Joj;foLsf] gfd

k|yd q}dfl;s ljj/0f

k]z ul/Psf] ldlt

bf]>f] q}dfl;s

ljj/0f k]z

ul/Psf] ldlt

t];|f] q}dfl;s

ljj/0f k]z

ul/Psf] ldlt

rf}yf] q}dfl;s

ljj/0f k]z

ul/Psf] ldlt

!= cu|jfn ;]So"l/l6h k|f= ln= @)&)÷)&÷@$ @)&)÷!)÷@( @)&!÷)!÷@* @)&!÷)%÷)@

@= lk|ldo/ ;]So"l/l6h k|f= ln= @)&)÷)&÷@* @)&)÷!)÷@( @)&!÷)@÷)! @)&!÷)%÷)@

#= l;Knf ;]So"l/l6h k|f= ln= k|fKt gePsf] k|fKt gePsf] @)&!÷)!÷#) @)&!÷)%÷)*

$+ :j]tf ;]So"l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)!÷!% @)&!÷)$÷#)

%= y|fOe a|f]s/]h xfp; k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)!÷@* @)&!÷)$÷#)

^= lqz'n ;]So"l/l6h k|f= ln= k|fKt gePsf] @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)%÷)@

&= l;k|jL ;]So"l/l6h k|f= ln= @)&)÷)&÷@* @)&)÷!)÷@* @)&!÷)!÷@^ @)&!÷)$÷@&

*= k|1fg ;]So"l/l6h k|f= ln= @)&)÷)&÷@* @)&)÷!)÷@( @)&!÷)!÷@* @)&!÷)$÷#)

(= s'df/L ;]So"l/l6h k|f= ln= @)&)÷)&÷@^ @)&)÷!)÷@( @)&!÷)!÷@$ @)&!÷)$÷!(

!)= dNn P08 dNn :6s a|f]lsË

sDkgL k|f= ln=

@)&)÷)&÷@* @)&)÷!)÷@( @)&!÷)!÷@( @)&!÷)$÷#)

!!= cfz'tf]if a|f]s/]h P08

;]So"l/l6h k|f= ln=

@)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)!÷@* k|fKt gePsf]

!@= ;u/dfyf ;]So"l/l6h k|f= ln= @)&)÷)&÷@* @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)$÷#)

!#= k|fOdf] ;]So"l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@* @)&!÷)!÷@^ @)&!÷)%÷)#

!$= dfs]{6 ;]So"l/l6h PS;r]Gh

sDkgL ln=

@)&)÷)&÷@& k|fKt gePsf] @)&!÷)!÷@( @)&!÷)%÷)(

!%= g]kfn OGe]:6d]G6 P08

;]So'l/l6h 6]«l8Ë k|f=ln=

@)&)÷)&÷!) @)&)÷!)÷@! @)&!÷)!÷)* @)&!÷)%÷)@

!^= :6s a|f]s/ cf]k]n ;]So"l/l6h

6]«l8Ë k|f= ln=

k|fKt gePsf] k|fKt gePsf] k|fKt gePsf] k|fKt gePsf]

!&= g]kfn :6s xfp; k|f= ln= @)&)÷)&÷@* @)&)÷!)÷@( @)&!÷)!÷@* @)&!÷)$÷@(

!*= c?0f ;]So"l/l6h k|f= ln= @)&)÷)*÷)^ – @)&!÷)!÷@! @)&!÷)$÷@!

!(= >Ls[i0f ;]So"l/l6h ln= @)&)÷)&÷!@ @)&)÷!)÷@) @)&!÷)!÷@! @)&!÷)$÷@#

@)= h]= Pkm= ;]So"l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)@÷)@ @)&!÷)%÷@&

@!= Plj;L ;]So"l/l6h k|f= ln= @)&)÷)&÷@& @)&)÷!)÷@( @)&!÷)!÷@% @)&!÷)$÷#)

@@= ld8f; :6s a|f]lsË sDkgL k|f=

ln=

@)&)÷)&÷@$ @)&)÷!)÷@* @)&!÷)!÷@( @)&!÷)%÷)@

@#= Plzog ;]So"l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)!÷!% k|fKt gePsf]

@$= gLe ;]So"l/l6h k|f= ln= @)&)÷)&÷)* @)&)÷!)÷@@ @)&!÷)!÷!) @)&!÷)$÷@&

@%= ;'d]? ;]So"l/l6h k|f= ln= @)&)÷)&÷!$ @)&)÷!)÷@& @)&!÷)!÷#) @)&!÷)$÷!^

@^= ODk]l/on ;]So"l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@! @)&!÷)!÷!& k|fKt gePsf]

@&= sflnsf ;]So"l/l6h k|f= ln= @)&)÷)&÷@^ @)&)÷!!÷)! @)&!÷)!÷@* @)&!÷)$÷#)

@*= :j{0fnIdL ;]So"l/l6h k|f= ln= @)&)÷)&÷@* @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)$÷#)

Page 53: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

45 g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg @)&)÷&!

@(= blIf0fsfnL OGe]i6d]G6 P08

;]So"l/l6h k|f= ln=

@)&)÷)&÷@* @)&)÷!)÷@( @)&!÷)!÷@* @)&!÷)$÷@(

#)= lbklzvf lwtf]kq sf/f]af/

sDkgL k|f= ln=

@)&)÷)*÷)^ @)&)÷!)÷@( @)&!÷)@÷)! @)&!÷)%÷)@

#!= sf]lxg'/ OGe]i6d]G6 P08

;]So"l/l6h k|f= ln=

@)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)%÷)@

#@= 8fOgflds dgL d]g]h;{

;]So"l/l6h k|f= ln=

@)&)÷)*÷)^ @)&)÷!)÷@( @)&!÷)!÷@@ @)&!÷)$÷#)

##= lehg ;]So"l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@* @)&!÷)!÷@( @)&!÷)$÷#)

#$= ;]So'8{ ;]So"l/l6h ln= @)&)÷)&÷!$ @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)%÷)@

#%= ;gL ;]So"l/l6h k|f= ln= @)&)÷!)÷)# @)&)÷!)÷)( @)&!÷)!÷!@ @)&!÷)$÷!$

#^= ;fpy Plzog a'N; k|f= ln= @)&)÷!)÷)# @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)$÷#)

#&= lnGr :6s dfs]{6 ln= @)&)÷)&÷@( @)&)÷!)÷@& @)&!÷)!÷#) @)&!÷)$÷#)

#*= lqmPl6e ;]So"l/l6h k|f= ln= @)&)÷)&÷@$ @)&)÷!)÷@( @)&!÷)!÷@# k|fKt gePsf]

#(= lqzlQm ;]So"l/l6h k|f= ln= @)&)÷)&÷)$ @)&)÷!)÷@( @)&!÷)!÷!$ @)&!÷)$÷@(

$)= lqmi6n sGrgh+3f ;]So"l/l6h

k|f= ln=

@)&)÷)&÷@$ @)&)÷!)÷@* @)&!÷)!÷@* @)&!÷)%÷)*

$!= cgnfO{g ;]So"l/l6h k|f= ln= @)&)÷)&÷@$ @)&)÷!)÷@^ @)&!÷)!÷@( @)&!÷)$÷@(

$@= cfo{tf/f OGe]i6d]G6 P08

;]So"l/l6h k|f=ln=

@)&)÷)&÷@( @)&)÷!)÷@! @)&!÷)!÷@( @)&!÷)$÷#)

$#= e[s'6L :6s a|f]lsË xfp; k|f=

ln=

@)&)÷)&÷@( @)&)÷!!÷)! @)&!÷)!÷#) k|fKt gePsf]

$$= OGe]i6d]G6 d]g]hd]G6 g]kfn k|f=

ln=

@)&)÷)&÷@* k|fKt gePsf] @)&!÷)!÷#) @)&!÷)$÷!(

$%= cS;kmf]8{ ;]So"l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)!÷@( @)&!÷)$÷#)

$^= >Lxl/ ;]So'l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)%÷)@

$&= ;]jf ;]So'l/l6h k|f= ln= @)&)÷)&÷!$ @)&)÷!)÷@( @)&!÷)!÷#) @)&!÷)$÷#)

$*= ;'Gw/f ;]So'l/l6h k|f= ln= @)&)÷)&÷@( @)&)÷!)÷@& @)&!÷)!÷@* @)&!÷)$÷#)

$(= gf;f ;]So'l/l6h k|f= ln= k|fKt gePsf] @)&)÷!)÷@# k|fKt gePsf] @)&!÷)%÷)@

%) lbAof ;]So'/Ll6h P08 :6s

xfp; k|f= ln=

@)&)÷)*÷)^ @)&)÷!)÷@( @)&!÷)@÷)! @)&!÷)%÷)@

Page 54: g]kfn lwtf]kq af]8{ - Securities Board Of Nepal (SEBON)sebon.gov.np/uploads/uploads/wxfhYzaSH8HNA0fCgKqUWFtJ3pH5… · g]kfn lwtf]kq af]8{ jflif{s k|ltj]bg, @)&)÷&! g]kfn lwtf]kq

g]kfn lwtf]kq af]8{

k|sfzs

g]kfn lwtf]kq af]8{

of]hgf tyf ljsf; ljefu kf] a= g+= ()#!, hfjnfv]n, nlntk'/

6]lnkmf]gM )(&&–!–%%$!)%&,%)))@)!÷!)@÷!^@÷!)& km\ofS;M )(&&–!–%%$!)%*

O{–d]nM [email protected] j]a;fO6M www.sebon.gov.np

6f]n k|mL g+M !^^)–)!–$$$##


Recommended