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Graphene Oxide-Coupled Surface Plasmon Resonance Detection of Immunoassays Yeonsoo Ryu The Graduate School Yonsei University School of Electrical & Electronic Engineering
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Page 1: Graphene Oxide-Coupled Surface Plasmon Resonance Detection …monet.yonsei.ac.kr/mediawiki/images/f/f5/PhD_thesis_Y... · 2019-03-29 · Graphene Oxide-Coupled Surface Plasmon Resonance

Graphene Oxide-Coupled Surface Plasmon

Resonance Detection of Immunoassays

Yeonsoo Ryu

The Graduate School

Yonsei University

School of Electrical & Electronic Engineering

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Graphene Oxide-Coupled Surface Plasmon

Resonance Detection of Immunoassays

A Dissertation

Submitted to the School of

Electrical & Electronic Engineering

and the Graduate School of Yonsei University

in partial fulfillment of the

requirements for the degree of

Doctor of Philosophy

Yeonsoo Ryu

August 2014

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This certifies that the dissertation

of Yeonsoo Ryu is approved.

The Graduate School

Yonsei University

August 2014

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Acknowledgements

89 년 재료공학 석사학위 취득 후 항상 박사학위에 대한 꿈을 꾸었지만

감히 도전하지 못하였습니다.‘늦었다고 생각할 때가 가장 빠른

때다’,‘남이 가지 않은 길을 가라’는 가르침에 따라 40 대에 직장에서

가장 가까운 대학의 박사학위 과정에 도전하였습니다. 직장생활과 공학박사

학위 과정을 병행하면서 생각하지 못하였던 많은 어려움과 지도교수님 정년

퇴직으로 인한 연구실 변경 등 많은 우여곡절이 있었습니다. 처음 연세대

박사과정으로 인도해주신 이명호 교수님과 좋은 결실을 거둘 수 있도록

지도해주신 지도교수님이자 학문적 멘토 이신 김동현 교수님에게 감사

드립니다. 아울러 좋은 논문을 쓸 수 있도록 상세한 지도와 심사를

진행해주신 황도식 교수님, 이태윤 교수님, 정효일 교수님, 이강택 교수님

에게도 감사 드립니다.

7 년반 동안 늦깎이 학생의 공부를 뒷바라지 하느라 많은 희생을 감내한

아내 이희정과 사랑하는 두 딸 지원, 재원에게 박사학위의 영광을 돌리고

싶습니다. 항상 격려해주시고 용기를 북돋아 주신 장인, 장모님, 처남, 처제

이정은, 어머님과 연숙, 화신, 화수, 오순, 오철에게도 감사 드립니다. 바쁜

연구실 생활 중에도 언제나 친절하게 도와준 광생체공학 연구실의 문세영박사,

김규정교수, 최종율박사, 오영진박사, 이원주, 류호정, 김용휘, 이태웅,

손태황, 이홍기, 양희진 연구원에게 감사의 인사를 드립니다. 연구실

식구들의 도움이 없었다면 졸업의 영광은 결코 없었을 것입니다. 대구에서

실험을 도와준 후배 DGIST 장재은 교수에게도 감사를 표합니다. 25 년만에

공학박사의 꿈이 이루어질 수 있도록 도와주시고 격려를 아끼지 않으신 주위

모든 분 들에게도 감사의 말씀을 드립니다.

柳 沇秀 拜上

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Contents

List of Figures ..........................................................................................................i

List of Tables ......................................................................................................... iii

List of Abbreviations .............................................................................................iv

Abstract ..................................................................................................................vi

Chapter 1. Introduction ......................................................................................... 1

1.1. Introduction ···················································································· 2

1.2. Biosensors ······················································································ 5

1.3. Label-Free Detection·········································································· 8

1.4. Surface Plasmon Phenomenon ······························································ 10

1.5. Surface Plasmon Resonance Biosensors··················································· 14

1.6. Sensor Application of Graphene Oxide ···················································· 18

1.7. Surface Functionalization ··································································· 21

Chapter 2. Performance Evaluation and Numerical Analysis ......................... 25

2.1. Sensor Performance Evaluation ···························································· 26

2.2. Theoretical Approaches to Sensitivity ····················································· 27

2.3. Numerical Analysis ·········································································· 29

Chapter 3. Study on the Correlation between Field-Target Overlap and

Sensitivity of Surface Plasmon Resonance Biosensors ................. 32

3.1. Introduction ···················································································· 33

3.2. Numerical Simulation ········································································ 35

3.3. Experimental Methods ······································································· 37

3.4. Optical Set-up ················································································· 40

3.5. Results and Discussion ······································································· 41

3.6. Summary ······················································································· 50

Chapter 4. Study on the Detection Sensitivity of Graphene Oxide-Coupled

Surface Plasmon Resonance for Immunoassays ........................... 51

4.1. Introduction ···················································································· 52

4.2. Numerical Simulation ········································································ 54

4.3. Experimental Methods ······································································· 56

4.4. Results and Discussion ······································································· 60

4.5. Summary ······················································································· 71

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Chapter 5. Conclusion ......................................................................................... 72

5.1. Conclusion ................................................................................................................. 73

5.2. Future Work ............................................................................................................... 75

References ............................................................................................................. 76

Publication & Presentation Lists ........................................................................ 83

Abstract (Korean) ................................................................................................ 84

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i

List of Figures

Figure 1.1 Basic components of biosensors························································ 5

Figure 1.2 Schematic of SP phenomenon ·························································· 11

Figure 1.3 Dispersion relations: (a) light in air, (b) photon in metal, and (c)

SPP ····································································································

12

Figure 1.4 Typical EELS spectrum ···································································· 13

Figure 1.5 Prism configurations: (a) Otto configuration and (b) Kretschmann

configuration ·····················································································

14

Figure 1.6 SPR measurements with protein interaction: (a) before protein

interaction, (b) SPR measurement result before protein interaction,

(c) after protein interaction, and (d) SPR measurement result after

protein interaction ·············································································

17

Figure 1.7 Comparison of graphite and graphene related materials ·················· 18

Figure 1.8 Structure of GO ················································································ 19

Figure 1.9 Typical immobilization methods: (a) covalent (amine, thiol,

aldehyde), (b) capture (streptavidin-biotin), (c) capture (antibody-

base), and (d) monolayer attachment ················································

23

Figure 1.10 Typical assay formats: (a) sandwich immunoassay, (b) indirect

inhibition immunoassay, (c) protein-labeled inhibition

immunoassay, and (d) direct small molecule immunoassay·············

24

Figure 2.1 N-layer stacked structure ·································································· 30

Figure 3.1 Schematic model for numerical calculation: (a) sandwich

immunoassay, (b) reverse sandwich immunoassay, and (c)

parameter values ···············································································

36

Figure 3.2 Experimental procedure for sandwiched immunoassays··················· 39

Figure 3.3 Schematic of a SPR detection system ·············································· 41 Figure 3.4 Measured results for sandwich immunoassays: (a) measured SPR

curves, (b) resonance angle and angle shifts ····································

42

Figure 3.5 Measured results for reverse sandwiched immunoassays: (a)

measured SPR curves and (b) Resonance angle and angle shifts ·····

43

Figure 3.6 Normalized differences in optical signatures (left axis) and

resonance angle shifts that were calculated theoretically and

experimentally measured (right axis) ): (a) reverse sandwich and

(b) sandwiched assay ········································································

45

Figure 3.7 Correlation coefficients: with (a) theoretical results and (b)

experimental data. Filled squares (■) and open circles (○)

represents reverse sandwich and sandwich assays, respectively ······

47

Figure 3.8 Calculated near-field distribution in sandwich assay. Inset

magnifies xE in the binding layers and ambient buffer near the

interface. The fields were calculated assuming unit incident

electric field amplitude. yH is normalized by vacuum

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characteristic impedance 2/1

00 )/( εµη = ········································ 49

Figure 4.1 Schematic model for numerical calculation: (a) schematic structure

and (b) parameter values ···································································

55

Figure 4.2 Experiment procedure for sandwich immunoassays ························ 57

Figure 4.3 Deposition material and machine: (a) GO solution (Graphene

Labs., USA) and (b) LB machine (KSV NIMA, Finland) ···············

58

Figure 4.4 Schematics of sandwich antibody-antigen interaction: (a)

carboxylate-modified, (b) antibody binding of a-h-IgG, (c) reaction

blocking of BSA treatment, (d) antigen binding of h-IgG, and (e)

subsequent antibody binding of a-h-IgG ··········································

59

Figure 4.5 SEM and AFM images of deposited GO: (a) SEM image (the inset

shows sample shape), (b) AFM image, and (c) AFM height profiles

of GO surface ····················································································

61

Figure 4.6 Measuring results: (a) measured resonance angle shift and (b)

FWHM versus thickness of SiO2 spacer ···········································

63

Figure 4.7 Measured resonance angle shift for metal-enhanced SPR detection

(without GO) and GO-coupled SPR detection. Here SiO2 spacer was not used ·····················································································

64

Figure 4.8 Relative resonance shift (RRS) calculated for GO-coupled and

metal-enhanced SPR detection versus thickness of SiO2 spacer.

Arrows show the increase of GO and gold layer thickness ··············

66

Figure 4.9 Normalized RRS from simulation and experiment: simulation

result for GO-coupled SPR detection (black line), and metal-

enhanced SPR detection (red line). Also shown are experiments

result for GO-coupled detection (blue squares) ································

68

Figure 4.10

Tangential near-field amplitude profiles of xE calculated for

GO-coupled SPR detection: 2SiOt = (a) 0, (b) 40, and (c) 80 nm.

The field amplitude was normalized by that of an incident light

field. Metal-enhanced SPR detection of sandwich immunoassays:

2SiOt = (d) 0, (e) 40, and (f) 80 nm. Thickness of GO and gold: 0-

10 nm. SI denotes sandwich interaction ···········································

70

Copyright to reproduce full contents are permitted by The Optical Society and Elsevier.

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List of Tables

Table 1.1 Types of transducers with the measured properties ······················· 7

Table 1.2 Types of detection techniques for biosensors ································ 8

Table 1.3 Comparison of labeled and label-free biosensors ·························· 9

Table 1.4 Comparison of gold and graphene-related materials ····················· 16

Table 1.5 Recent studies of GO biosensors ··················································· 20

Table 1.6 Comparison of assembly methods ················································· 21

Table 2.1 Comparison of simulation methods used in photonics ·················· 29

Table 3.1 Recent theoretical approaches to clarifying the sensitivity of SPR

sensor ·····························································································

34

Table 4.1 Recent studies in SPR sensor based on graphene-related

materials ························································································

53

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List of Abbreviations

AFM atomic force microscopy

AgNPs silver nanoparticles

HPAI highly pathogenic avian influenza

AIDS acquired immunodeficiency syndrome

ATR attenuated total reflection

AuNPs gold nanoparticles

BRE biomolecular recognition elements

BSA bovine serum albumin

CNT carbon nanotube

DNA deoxyribonucleic acid

EDC 1-(3-dimethylaminopropyl)-3-ethylcarbodiimide

hydrochloride

EELS electron energy loss spectroscopy

ELISA enzyme-linked immunosorbent assay

EM electromagnetic

FDTD finite difference time-domain method

FEM finite element method

FET field effect transistor

FOM figure of merit

FMD foot-and-mouth disease

FWHM full width at half maximum

GO graphene oxide

HIV human immunodeficiency virus

h-IgG human immunoglobulin

IoT internet of things

IUPAC International Union of Pure and Applied Chemistry

LB Langmuir-Blodgett

LBL layer-by-layer

LOD limit of detection

LSPR localized surface plasmon resonance

MEA mercaptoethylamine acid

MPA 3-mercaptopropionic acid

MS mass-spectrometry

NHS N-hydroxysuccinimide

NPs nanoparticles

OI overall integral

PBS phosphate buffered saline

PMMA polymethyhnethacrylate

PMT photomultiplier tube

PSPR propagating surface plasmon resonance

QCM quartz crystal microbalance

RCWA rigorous coupled-wave analysis

RIU refractive index unit

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SAM self-assembled monolayer

SARS severe acute respiratory syndrome

SEM scanning electron microscopy

SELDI surface-enhanced laser desorption/ ionization

SERS surface-enhanced Raman scattering

SPP surface plasmon polariton

SPW surface plasmon wave

SP surface plasmon

SPR surface plasmon resonance

TIR total internal reflection

TE transversal electric

TM transversal magnetic

TMM transfer matrix method

WBN wireless biosensor network

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Abstract

Graphene Oxide-Coupled Surface Plasmon Resonance

Detection of Immunoassays

Ryu Yeon Soo

School of Electrical and Electronic

Engineering

The Graduate School

Yonsei University

As our society ages, the number of patients suffering from chronic diseases, including

dementia, cardiovascular disease, hypertension, and cancer, is rapidly increasing. New

epidemics such as severe acute respiratory syndrome, foot-and-mouth disease, and avian

influenza, which are caused by various types of molecular-sized viruses, have been

frequent recently. To diagnosis and cure these diseases in the early stage, detection and

monitoring of low-molecular analytes have become more important than ever before. To

satisfy these demands, it is necessary to develop high-performance biosensors. Although

surface plasmon resonance (SPR) biosensors have received much attention for their label-

free detection and real-time sensing, it is still difficult to detect small molecules (< 2 kDa)

and monitor inter-molecular reactions using them.

This thesis briefly reviews the important issues with regard to the development of SPR

biosensors, such as the types of biosensors and detection, surface plasmon phenomenon,

graphene oxide application, surface functionalization, and sensitivity. This thesis also

presents two studies: (1) a study of the correlation between the field-target overlap and

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sensitivity of SPR biosensors and (2) a comparison of graphene oxide-coupled SPR

detection and metal-based SPR detection.

Many experimental results have demonstrated improved sensitivity, but the mechanism

behind the enhancement is not yet clear. Therefore, I investigated the correlation of the

detection sensitivity of SPR biosensors with the optical signatures related to the near-field

overlap of biomolecules. The sandwich antibody-antigen interaction and reverse

sandwich interaction were used to measure the resonant angle shift. Human and

antihuman immunoglobulin G molecules were used as the antigen and antibody,

respectively. The detection sensitivity of the biosensor was examined using the

correlation with the field-target overlap in the near-field. The results show that the

overlap and detection sensitivity are strongly correlated, both theoretically and

experimentally, with correlation coefficients exceeding 95% in all cases.

A gold surface has been used as a platform for biosensors, but it is limited by relatively

poor adsorption with biomolecules. Since Prof. Geim received the Nobel Prize in 2010,

there have been many studies of graphene and graphene oxide because of its superior

electrical and optical properties. Graphene oxide is an intermediatry obtained during

fabrication of graphite into graphene. It has great potential for application in SPR

biosensors because of its superior characteristics such as good water dispersibility, high

mechanical strength, facile surface modification and sp2/sp3 existing structure. Therefore,

I tried to measure the detection sensitivity of graphene oxide-coupled SPR after

depositing a SiO2 spacer and graphene oxide on the gold surface. The resonance angle

shift of the biosensors was studied by experimentally comparing graphene oxide-coupled

SPR detection and conventional SPR detection. Graphene oxide-coupled SPR detection

enhances the resonant shift to at least 113% of that of conventional SPR detection. This is

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the first attempt to calculate and measure the detection sensitivity of an SPR biosensor

based on graphene oxide deposited by Langmuir-Blodgett assembly. This thesis confirms

the feasibility of applying graphene oxide to SPR biosensors.

The results of this research will contribute to the development of a high-performance

SPR biosensor that can detect small molecules, in particular, at low concentrations.

Keywords: surface plasmon resonance, biosensors, graphene oxide, Langmuir-Blodgett,

sensitivity

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1

Chapter 1

Introduction

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1.1 Introduction

As our society ages, the number of patients suffering from chronic diseases, including

dementia, cardiovascular disease, hypertension, and cancer, is rapidly increasing. New

viral diseases such as SARS, FMD, AI, which are caused by various types of molecular-

scale viruses, occur frequently. To respond quickly to these diseases, detection and

monitoring of low-molecular analytes are more important than ever before.

After Biacore launched the first biosensor system based on surface plasmon resonance

(SPR) in 1990, SPR biosensors have been widely used in clinical diagnostics and

chemical reaction monitoring because of their advantages in real-time detection without

labeling. On the other hand, it is still difficult to detect small molecules (< 2 kDa) and

monitor inter-molecular reactions using SPR biosensors. For this reason, there have been

various attempts to enhance their sensitivity. An SPR immunosensor, which uses an

antibody and antigen as a bioreceptor, has received much attention because of its good

performance in terms of sensitivity, specificity and speed [1]. For the assay formats,

sandwich immunoassays are preferred because of their advantages for molecular-level

detection and diagnosis.

To date, numerous experiments have been conducted to improve the sensitivity of SPR

biosensors. For example, gold nanoparticles (AuNPs) were used to immobilize

biomolecules [2, 3]. Nanostructures fabricated on the metal surface were used to localize

SPs [4, 5]. The sensitivity of SPR biosensors was reportedly improved by more than 300

times recently compared to that of conventional thin film detection by combining NPs

and nanostructure [6]. In contrast to experimental enhancement of the sensitivity of SPR

biosensors, theoretical studies on the mechanism of the sensitivity enhancement have not

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progressed greatly. A previous study reported a strong correlation between the field-target

overlap and sensitivity of SPR biosensors [7, 8], which was used to study the mechanism

behind the sensitivity using the results of SPR measurement and simulation.

The sensor platform plays an important role in determining the sensitivity of the

biosensor because molecules are immobilized on the surface of the platform, and the

sensory output signals depend on the optical and electrical properties of the platform

material. A gold surface has often been used as a platform for biosensors, but it is limited

by relatively poor adsorption with biomolecules [9]. For this reason, there have been

numerous attempts to improve the adsorption of the gold surface. It was reported recently

that the deposition of graphene oxide (GO) on the gold surface contributed to enhanced

sensitivity of SPR biosensors [10, 11]. GO has great potential for application to SPR

biosensors because of its superior characteristics such as good water dispersibility, high

mechanical strength, facile surface modification and sp2/sp3 existing structure [12].

According to Zhang et al. [10], carboxyl groups on the GO surface are helpful for

immobilizing antibodies and detecting antigens. On the basis of SPR measurements and

simulations, the effect of GO on the detection sensitivity of SPR biosensors has been

investigated.

Ultimately, this dissertation will contribute to the development of an SPR biosensor

that can detect small molecules (< 2 kDa) and monitor molecular interactions. This

dissertation contains five chapters divided into major topics as indicated below.

First, Chapter 1 provides an overview of biosensors and the SP phenomenon. The

basic theories and technology of SPR biosensors are described. In Chapter 2, the theory

of the sensitivity and the method of numerical analysis of SPR biosensors are presented.

Chapter 3 contains the result of a numerical simulation and an experiment with sandwich

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and reverse sandwich immunoassays. In Chapter 4, the results of a numerical simulation

and an experiment with GO-coupled SPR for sandwich immunoassay interaction are

presented. Finally, Chapter 5 summarizes the experimental results and proposes future

work.

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1.2 Biosensors

Since the concept of glucose enzyme electrodes was proposed by Clark and Lyon in

1962 [13], biosensor technologies have achieved considerable success in biomedicine,

food technology, and the environmental sciences and engineering. IUPAC recently

defined a biosensor as a “device that uses specific biochemical reactions mediated by

isolated enzymes, immunosystems, tissues, organelles or whole cells to detect chemical

compounds usually by electrical, thermal or optical signals” [14]. In other words, a

biosensor can be defined as “an analytical device that can transform the information

measured or detected into a recognizable signal.”

Biosensors typically consist of three components, a bioreceptor, transducer, and signal

output system, as shown in Figure 1.1 [15].

Figure 1.1 Basic components of biosensors.

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1) The bioreceptor is a biological recognition element (BRE) that selectively binds to

the molecules that are to be sensed, often called the ‘target or analyte’. The BRE

contributes to enhancing the sensitivity of the sensor by selectively interacting or

binding with specific materials. Examples of BREs are antibodies/antigens, enzymes,

DNA, cells and viruses and biomimetic materials.

2) The transducer converts the recognized information from a chemical reaction into a

measurable physical signal. Typical signal transduction methods include

electrochemistry, colorimetry, and the use of fluorescence, SPR, FET, and QCM.

3) The signal output system is responsible for signal processing and displaying the

output.

Biosensors can be classified by the signal transduction method, for example, optical

methods [16], electrochemical methods [17], mass-sensitive methods [18], and thermal

methods [19]. Table 1.1 lists the types of transducers with their measured properties. For

optical methods, various optical properties such as the luminescence, fluorescence,

absorption, phosphorescence, SERS, dispersion, and refraction spectroscopy are used to

measure the physical signal. Optical biosensors can also be classified as fiber optical or

non-fiber optical methods depending on whether an optical fiber is used.

Electrochemical methods use a current change that occurs during the oxidation and

reduction reactions. In other words, electrochemical biosensors use the correlation

between the change in the current and the change in the concentration of the electroactive

species present or in the rate of production/consumption. Electrochemical biosensors are

widely used because of their advantages for detecting biomolecules. They can be

classified by the methods of impedance measurement, which includes impedimetric,

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amperometric, and voltametric methods.

The mass-sensitive method measures the change in mass that occurs during chemical

binding between the analytes and a small piezoelectric crystal. This method exhibits

highly sensitive detection compared to the other methods.

The thermal method measures the changes in temperature during interactions between

molecules and analytes which is correlated to the amounts of reactants consumed or

products formed.

Table 1.1 Types of transducers with their measured properties [20].

Type of Transducer Measured Property

Optical

• Luminescence

• Fluorescence

• Adsorption

• Phosphorescence

• Surface-enhanced Raman scattering

• Dispersion

• Refraction spectroscopy

Electrochemical • Impedance

• Current

• Voltage

Mass-sensitive • Resonance frequency of piezocrystals

Thermal • Heat of reaction

• Heat of adsorption

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1.3 Label-Free Detection

Biosensors can be classified by the method of signal detection. The detection methods

used in biosensors can be divided into labeling and label-free methods depending on the

label materials, as shown in Table 1.2. In labeled detection techniques, label materials

such as fluorescent materials, radioactive materials, and enzymes, are used. Label-free

detection techniques use SPR, a QCM, an interferometer, an optical waveguide, an

optical ring resonator, and an optical fiber.

Table 1.2 Types of detection techniques for biosensors [21].

Types of Techniques Detection Method

Label

Fluorescence • Fluorescence microscopy

• Total internal reflection fluorescence

Radioactivity • Scintillation proximity assay

Enzyme • Enzyme-linked immunosorbent assay

Label-free

• SPR

• QCM

• Interferometer

• Optical waveguide

• Optical ring resonator

• Optical fiber

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Labeled and label-free biosensors are compared in Table 1.3. Label-free detection

techniques have the advantages of real-time monitoring and direct detection but have

limitations in terms of the sensitivity, LOD, and concentration. Label-based detection

methods have good performance in terms of the sensitivity and LOD. It is known that a

labeled technique generally has a sensitivity four orders higher than that of a label-free

technique [22].

Table 1.3 Comparison of labeled and label-free biosensors [22].

Type of

Technique Advantages Disadvantages

Labeled

� High sensitivity

� High LOD

� Small molecules

� Indirect detection

� Reaction between molecules

and label

� No real-time detection

Label-free

� Real-time monitoring

� Direct detection

� Small volume sample

� Low sensitivity

� Low LOD

� Low concentration

� No small molecule detection

� Immobilization effect

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1.4 Surface Plasmon Phenomenon

In 1902, Wood first reported that he had discovered abnormal dark and light bands

when polarized light was incident on a metal-backed diffraction grating [23]. This was

theoretically explained in 1942 by Fano [24], as a result of the oscillation of

electromagnetic waves at the metallic diffraction grating. The SP phenomenon was

completely explained in 1968 by Otto [25] and Kretschmann [26], who used the concept

of total internal reflection (TIR). With respect to the commercialization of the SPR

biosensor, Liedberg et al. first proposed the SPR immunosensor in 1983 [27]. In 1990,

Biacore (based in Sweden) launched the first SPR-based biosensor system [28]. In 2006,

GE Healthcare acquired Biacore for 390 million dollars [29].

A plasmon is a quantum of the collective charge density (or plasma) oscillation in

metal [30, 31]. An SPP refers to the surface electromagnetic waves (or plasmon) confined

to a metal-dielectric interface, as shown in Figure 1.2. Here, an SPP is a combined

oscillation of an SP and a photon. When an SP is formed on a metallic NP, it is called a

localized SPR (or LSPR) [32].

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Figure 1.2 Schematic of SP phenomenon [28].

An SP can propagate along a metal-dielectric interface and have a plasmon frequency

(ω ) related to the wave vector (κ ) by a dispersion relation. Because an SP is a type of

electromagnetic wave, its dispersion relation can be calculated using Maxwell’s equations

and appropriate boundary conditions. In this calculation, only p-polarized surface

oscillations (whose magnetic field H is parallel to the interface, 0== zx HH and

0=yE ) are considered and may propagate along the surface. The boundary conditions

used here are that the component of the electric and magnetic fields parallel to the surface

must be continuous. Solving Maxwell’s equations under the boundary conditions yields

the SP dispersion relation, for example, equation (1.1), that is, the frequency-dependent

SP wave-vector ( spκ ),

md

mdsp

εε

εε

c

ωκ

+= (1.1)

where dε and mε denote the dielectric constant of the interfacing dielectric (analyte)

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and the metal, respectively. For dielectrics, the dispersion relation is a parabolic line as

shown in Figure 1.3. For light travelling through dielectrics at frequency ω, the wave

vector ( phκ ) is described by equation (1.2):

dph εc

ωκ = (1.2)

Here c is the speed of light in air, and for air the dispersion relation is a straight line.

Figure 1.3 shows the dispersion curves of an SP, where (a) and (b) are the dispersion

curves of light in air and in metal, respectively. For the dispersion of light in air, the SP

dispersion curve (c) does not intersect with curve (a). Therefore, an SP cannot be excited

directly by incident light in air. For the dispersion of photons in metal [curve (b)], the SP

dispersion curve (c) intersects with curve (b) at resx ,κ . In this case, an SP is generated by

momentum matching.

Figure 1.3 Dispersion relations: (a) light in air, (b) photon in metal, and (c) SPP [31].

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Bulk plasmons and SPs have been measured in carbon-based materials using EELS.

The EELS spectrum, which was developed by Hillier and Baker in the 1940s [33], is a

measure of the dielectric response of a film to external electromagnetic excitation.

Typical EELS spectrum is shown in Figure 1.4. Here the larger peaks at multiples of 15.3

eV are from bulk plasmons and the smaller peaks at multiples of 10.3 eV are from SPs.

Mkhoyan et al. [34] reported that the dominant mechanism for energy loss in GO is SP

excitation for specimens less than 5 nm thickness.

Figure 1.4 Typical EELS spectrum [34].

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1.5 Surface Plasmon Resonance Biosensors

The prism configurations proposed by Otto and Kretschmann are shown in Figure 1.5.

In the Otto configuration, there is a gap between the metal and the TIR surface containing

a lower reflective index medium. The Otto configuration is generally used for SPR

studies of solid phase media. In the Kretschmann configuration, the metal is located

directly on top of the TIR surface without any gap between them. The Kretschmann

configuration is frequently used for SPR measurement because it creates plasmons more

efficiently than the Otto configuration.

In the evanescent field formed at the TIR surface, the electromagnetic field amplitude

decreases exponentially with the distance from the TIR surface.

(a) (b)

Figure 1.5 Prism configurations: (a) Otto configuration and (b) Kretschmann

configuration [25, 26].

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SPR occurs at the critical angle (or resonance angle) when there is momentum

matching between the evanescent wave and incident light. The resonance angle,

sometimes called the Kretschmann angle ( spθ ), at which SP occurs can be obtained using

equation (1.3).

adm

adm

spssp εε

εε

c

ωθnκκ

+

+

+=sin= 0 (1.3)

where 0κ , sn and spθ represent the wave number in free space, reflective index of the

prism, and angle of incidence at resonance, respectively. ad +ε represents the target

permittivity.

The electrical and chemical properties of the metal used in SPR are very important

because SPR uses the evanescent wave in the metal, and the SP must propagate along the

surface of the metal. Noble metals such as Au, Ag, and Pt are frequently used because of

their good electrical and optical properties. Because of its biocompatibility and stability, a

gold thin film is the most commonly used for biological applications.

However, gold does not easily functionalize and immobilize molecules, which makes is

unsuitable for application in a biosensor [35]. Graphene and GO have recently received

much attention as platform materials for biosensors [36]. Gold and graphene (or GO) are

compared in Table 1.4. Graphene has many advantages in its electrical, thermal, and

optical properties but limited by difficulties in functionalizing, patterning, and mass

production. On the other hand, GO has the advantages of water dispersibility and feasible

mass production despite its poor conductivity.

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Table 1.4 Comparison of gold and graphene-related materials.

Material Advantages Disadvantages

Gold � Chemical stability

� Good optical properties � Difficult functionalization

Graphene

� Superior electrical,

thermal and optical

properties

� Difficult functionalization

� Difficult patterning

� Problems with mass production

Graphene

oxide

� High affinity to water

� Mass production � Poor conductor

An SPR biosensor is a device that combines biosensing and SPR phenomenon. The

measurement principle for using an antibody–antigen interaction is shown in Figure 1.6.

If the concentration of a protein changes at a fixed location, it will appear as a change in

the refractive index, which corresponds to mass loading of the protein. A 1 2/mmng

surface coverage of biomolecules is known to generate a refractive index change of

3101 −× RIUs, which corresponds to an SPR resonance angle shift of °10.0 [37, 38].

Since the late 1980s, many attempts have been made to improve the sensitivity of

SPR biosensors. The hybridization of nanotechnology and sensor technology has been

accelerating the development of a biosensor with high sensitivity. These techniques

include the use of nanostructures (e.g., nanoislands [39], nanowires [40], nanogaps [6], a

nanograting [41], and nanoholes [42]), NPs (e.g., nanorods [43], AuNPs [44]), carbon-

based materials (CNT, graphene, and GO) [45-47], optical fiber [48], and cantilever

structures [49].

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(a) (b)

(c) (d)

Figure 1.6 SPR measurements using protein interaction: (a) before protein interaction,

(b) SPR measurement result before protein interaction, (c) after protein interaction, and

(d) SPR measurement result after protein interaction [50].

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1.6 Sensor Application of Graphene Oxide

GO is an intermediate material obtained during the fabrication of graphene from

graphite by a chemical oxidation and reduction method, as shown in Figure 1.7 [51, 52].

GO has great potential for application in SPR biosensors because of its superior

characteristics such as good water dispersibility, high mechanical strength, facile surface

modification and sp2/sp3 existing structure. In terms of structure, GO has many

negatively charged functional groups such as hydroxy groups, carboxylic acids, and

epoxides, as shown in Figure 1.8.

Figure 1.7 Comparison of graphite and graphene-related materials [53].

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Figure 1.8 Structure of GO [53].

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Therefore, the application of GO to biosensors is expected to enhance the performance

of SPR biosensors.

Table 1.5 lists recent studies on the application of GO to biosensors. Liu et al. [54]

and Loh et al. [36] used GO as a sensing platform for optical applications. Zhang et al.

[10], Huang et al. [11], and Mao et al. [55] reported results related to the hybridization

of a GO sheet and AuNPs.

Table 1.5 Recent studies of GO biosensors.

Year Author Title Ref.

2013 H. Zhang

et al. A novel graphene oxide-based surface plasmon

resonance biosensor for immunoassay [10]

2013 C. F.

Huang et

al.

Graphene oxide capped gold nanoparticles based SPR

biosensors [11]

2012 F. Liuet al. A sensitive graphene oxide-DNA based sensing

platform for fluorescence “turn-on” detection of

bleomycin [54]

2010 K. P. Loh

et al. Graphene oxide as a chemically tunable platform for

optical applications [36]

2010 S. Mao et

al.

Specific protein detection using thermally reduced

gaphene oxide sheet decorated with gold

nanoparticle-antibody conjugates [55]

2010 F. Liu et

al.

Graphene oxide arrays for detecting specific DNA

hybridization by fluorescence resonance energy

transfer [56]

2010 J. H. Jung

et al. A graphene oxide based immuno-biosensor for

pathogen detection [57]

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To apply graphene or GO in a biosensor, deposition and patterning are important

challenges to be met. Self-assembly and direct assembly methods are generally used to

deposit molecules on the sensor surface, as shown in Table 1.6. In this study, a GO film is

deposited on the gold surface using the Langmuir-Blodgett (LB) methods, one of the

direct assembly methods.

Table 1.6 Comparison of assembly methods.

Assembly Method Definition Ref.

Self-

assembly self-assembled

monolayer Single layers of organic molecules are

chemically adsorbed onto gold substrates [50,

58]

Direct-

assembly

LB

One or more mono-layers of material are

deposited from a liquid surface onto a solid

substrate by dipping the substrate through a

floating monolayer at a constant molecular

density

[59,

60]

layer-by-layer Alternating layers of oppositely charged

materials are deposited with wash steps in

between. (e.g., dip-coating, spin-coating,

spray-coating)

[61,

62]

1.7 Surface Functionalization

To enhance the performance of a biosensor, it is important to improve the analyte

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binding and selectivity characteristics on the sensor surface. This requires a detailed

strategy in the design stage of an experiment. This strategy must include a solution for the

activation and immobilization methods, and assay format. The immobilization method

depends on the type of BRE and the specifics of the application. Typical immobilization

methods are shown in Figure 1.9 [63]. The covalent methods use amine (e.g. lysine), thiol

(cysteine), or aldehyde (carbohydrate) functional groups on proteins [64].

Amine coupling, a typical method, consists of the following three steps. In the first step,

activation, a highly active surface that reacts with amine and other nucleophilic groups on

proteins is created by adding activation agents such as 1-ethyl-3-[(3-

(dimethylamino)propyl]carbo-diimide hydrochloride (EDC) and N-hydroxysuccinimide

(NHS). In the second step, coupling, the protein is injected into a pre-concentration buffer,

thereby realizing high protein concentrations and driving the coupling interaction. In the

third step, blocking, the remaining activated carboxymethyl groups are blocked by

injecting very high concentrations of ethanolamine.

There are four types of assay formats, direct [65], sandwich [66], displacement [67],

and indirect competitive assay [68], as shown in Figure 1.10. For molecular-level analysis

and diagnosis, sandwich immunoassay formats are preferred.

For the application of graphene or GO to biosensors, the development of an optimal

functionalization method is important. To date, two approaches to the development of

functionalization, the covalent and non-covalent methods, are under study [69-71]. In

covalent methods, the oxygen functional group on the GO surface, carboxylic acid groups

at the edge and epoxy/hydroxyl groups on the basal plane are used to immobilize

molecules. In non-covalent methods, weak interactions such as the p-p interaction, van

der Waals interactions, and electrostatic interactions are used to immobilize molecules.

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(a)

(b)

(c)

(d)

Figure 1.9 Typical immobilization methods: (a) covalent (amine, thiol, aldehyde), (b)

capture (streptavidin-biotin), (c) capture (antibody-base), and (d) monolayer attachment

[63].

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(a)

(b)

(c) (d)

Figure 1.10 Typical assay formats: (a) sandwich immunoassay, (b) indirect inhibition

immunoassay, (c) protein-labeled inhibition immunoassay, and (d) direct small

molecule immunoassay [72].

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Chapter 2

Performance Evaluation and

Numerical Analysis

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2.1 Sensor Performance Evaluation

The important characteristics of commercial SPR biosensors are the sensitivity ( S ),

resolution (σ ), and LOD. Their correlation can be expressed by equation (2.1) [73, 74].

S

σLOD = (2.1)

Here the resolution (σ ) is the smallest variation in the sensor input that produces a

detectable change in the sensor output. The LOD is the smallest quantity of variation in

the reflective index of an analyte (converted into a concentration) that can be detected by

a sensor. Improving the sensitivity is helpful for lowering the LOD.

It is not easy to evaluate the performance of a sensor from an SPR curve directly. The

figure of merit (FOM) and sensitivity are generally used to determine the sensor

performance [75]. The FOM is often used because direct calculation of the sensitivity is

difficult. The FOM is defined as in equation (2.2)

FWHM(eV)

SFOM = (2.2)

The sensitivity of an SPR biosensor is defined as the ratio of the change in the sensor

output (e.g., the resonant angle, wavelength, phase, intensity, or polarization) to the

change in the sensor input (e.g., refractive index, concentration) [76, 77]. The sensitivity

of an SPR biosensor can generally be decomposed into two components as shown in

equation (2.3)

surfRIRI

RI

SSi

(n)n

n

P

i

PS =

∂∂

∂∂

=∂∂

= (2.3)

Here P is the measured change in the sensor output (resonant angle) and i is the change

in the sensor input (concentration). From equation (2.3), RIS denotes the intrinsic

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optical sensitivity (the ratio of the resonance angle shift to the change in the refractive

index of the sensor platform) and surfS is the effectiveness of the surface

functionalization (the ratio of the change in the refractive index of the sensor platform to

the amount of specific binding of the molecules on the sensor surface).

2.2 Theoretical Approach to Sensitivity

The sensitivity is proportional to the change in an overlap integral (OI) in the

perturbation theory as follows [7, 8]:

∫−−

)dVr)f(rε( (2.4)

where ε(r) and f(r) are the spatial distribution of the target permittivity and normalized

evanescent fields, respectively, in three-dimensional space.

To date, there have been many theoretical attempts to explain the origin of sensitivity

enhancement in SPR biosensors. Abdulhalim et al. [7] proposed that the change in the

wave vector ( kδ ) is proportional to the ratio of the OI of 2

Eδε ⋅ in the interaction

volume after molecular interaction to the OI of 2

Eε ⋅ in the overall volume before

molecular interaction. It is given by

drEEε

drEEδε

2

k≈δkiv i

rV ii r

∫∫

(2.5)

Here kδ is the shift in the wave vector due to molecular interaction and δε is the

change in the analyte dielectric constant due to binding of the analyte on the sensor

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surface. Further, ik and iE are the wave vector and electrical field before the

molecular interaction occurs, and rE and r are the field after the molecular interaction

and the thickness, respectively.

The optical signature is defined as the intensity of the signal measured at the sensor as

a result of an interaction of biomolecules. For SPR biosensors, the optical signature is

described as the OI between the near-field surface wave and biomolecules. In this study,

the OI is defined as follows [78]:

dr(r)Eε(r)OI(1)2

x∫= (2.6)

dr(r)Hε(r)OI(2)2

y∫= (2.7)

dr(r)Eε(r)OI(3)2

z∫= (2.8)

drE(r)ε(r)OI(4)2

∫= (2.9)

dr(r)Sε(r)OI(5) x∫= (2.10)

dr(r)Sε(r)OI(6) z∫= (2.11)

drS(r)ε(r)OI(7)2

∫= (2.12)

Here )(rε is the spatial change in the dielectric constants, which depends on the

distribution of biomolecules.

Considering appropriate integral limits, the OI for thin-film-based detection is given by

dz(z)E(z)εdz(z)E(z)εOI(1)2

4x

∞d 4

2

3x

d

0 33

3

∫∫ += (2.13)

Here, z = 0 refers to the metal surface [79].

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2.3 Numerical Analysis

To date, various methods have been developed to calculate the electromagnetic fields

for photonic application. This includes FDTD method and RCWA. The simulation

methods are compared in Table 2.1. In this study, RCWA and the transfer matrix method

(TMM) were used.

Table 2.1 Comparison of simulation methods used in photonics

Simulation

Method Description Ref.r.

FDTD

� Major photonics analysis tool

� Space is divided into small meshes. Electric and

magnetic fields in each mesh are solved by Maxwell’s

equations.

[80]

RCWA � Space is transformed using Fourier transform method

� Only periodic structure can be analyzed [81]

TMM

� Used to obtain the propagation characteristics, which

include losses for various modes of an arbitrarily

graded planar waveguide and multilayered structure

[82]

For multilayered structures, TMM has often been used to obtain the resonance angle

and SPR curve. In TMM, it is assumed that each layer is stacked along the z-axis and the

tangential electrical field is continuous at the interface as shown in Figure 2.1.

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Figure 2.1 N-layer stacked structure

To generate an SPR curve, a generalized N-layer model was used, as shown in Figure

2.1. The SPR curve can be obtained by calculating the following TMM formalism [83,

84].

=

1N

1N

1

1

H

EM

H

E (2.14)

where 1E and 1H are the tangential components of the electric and magnetic fields,

respectively, at the boundary of the first layer. 1−NE and 1−NH are the corresponding

fields at the boundary of the thN layer. Here, M is the characteristic matrix of the

combined structure and given by

M =Χ1

2

=

n

k

kM =

22

12

21

11

M

M

M

M for k = 2, 3, 4……N-1 (2.15)

with

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−=

k

kk

kk

k

k

q

iqM

β

β

β

β

cos

/sin

sin

cos (2.16)

k

k

k

k

kk

nq

εθε

θµε )sin(

cos 1

22

1−=

= (2.17)

( )k

k

kk

nd

εθε

λπ

β 1

22

1 sin2 −

= (2.18)

where kd , kε , and kn are the medium thickness, dielectric constant and refractive

index, respectively, of the kth layer.

2

222111211

2221112112

)()(

)()(

NN

NNpp

qMMqqMM

qMMqqMMrR

++++−+

== (2.19)

If the reflectance ( pR ) is drawn as a function of the incident angle ( )θ , the angle

corresponding to the minimum reflectance ( minR ) becomes the resonance angle.

Therefore, the sensitivity can be obtained by using the OI after 2)(zEx is calculated

from the result of the TMM.

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Chapter 3

Study on the Correlation

Between Field-Target Overlap and

Sensitivity of SPR Biosensors

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3.1 Introduction

Fluorescence-based-labeling detection methods perform fairly well in terms of

sensitivity and accuracy. However, they have the possibility of label interference and

limitations on real-time monitoring and sample preparation. Therefore label-free

detection methods such as SPR have received much attention. The main limitation of SPR

biosensors is the low sensitivity because they do not use label materials such as

fluorescent dyes.

Many experimental results have demonstrated sensitivity improvement, but the

mechanism behind the enhancement has not been explained clearly. Many studies have

been performed to clarify the relation between the field enhancement and sensitivity.

Table 3.1 lists recent papers that explained the sensitivity enhancement theoretically. In

2010, Shalabney et al. first proposed that the correlation between the field enhancement

and sensitivity enhancement agrees with the OI [7, 8]. In 2011, Kim et al. [86] verified

the correlation for two-dimensional nanogratings. Therefore, it is clear that the

effectiveness of the field-target overlap as a measure of the detection sensitivity is more

useful than originally suggested.

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Table 3.1 Recent theoretical approaches to clarifying the sensitivity of SPR sensor.

Year Author Title Ref.

2012 Y. S. Ryu

et al.

Correlation study between field-target overlap and

sensitivity of SPR biosensors [79]

2012 W. J. Lee

and D. Kim

Field-matter integral overlap to estimate the

sensitivity of SPR biosensors [85]

2011 N. H. Kim

et al.

Correlation analysis between plasmon field

distribution and sensitivity enhancement in

reflection- and transmission-type localized SPR

biosensors

[86]

2010

I.

Abdulhalim

et Al.

Biosensing configurations using guided wave

resonant structures” among Optical Waveguide

Sensing and Imaging, NATO Science for Peace and

Security Series B, Physics and Biophysics, edited by

W. J. Bock, I. Gannot, and S. Tanev (Springer-

Verlag)

[7]

2010

A.

Shalabney

et al.

Electromagnetic fields distribution in thin film

structure and the origin of sensitivity enhancement

in SPR sensors [8]

In this study, I investigated and confirm the correlation between the field-target overlap

and SPR detection experimentally. To measure the resonance angle shift, simple thin

film-based SP structures and sandwich interactions of h-IgG and a-h-IgG were used. Hoa

et al. [37] and Geddes et al. [87] also used sandwich assays to investigate the sensitivity

enhancement of SPR and fiber-optic biosensors, respectively. The sensitivity was

theoretically obtained by numerical calculation using the OI and the Abeles TMM. The

sensitivity was experimentally obtained from the measured SPR curves. The correlation

between the field-target overlap and sensitivity of SPR biosensors was studied by

comparing the theoretical and experimental sensitivity.

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3.2 Numerical Simulation

Figure 3.1 shows the schematic model used in this study. Sandwich and reverse

sandwich immunoassays are shown in Figure 3.1(a) and (b), respectively. Here IgG and

a-h-IgG are used as the antigen and antibody, respectively. Human immunoglobulin plays

an important role in allergic reactions and related diseases. Immunoassays can be useful,

for example, in the diagnosis of HIV, which causes AIDS [88]. Immunosensors that use

immunoglobulin as a bioreceptor show high selectivity and sensitivity, so their

importance in biomedicine is increasing.

For the substrate, SF10 prism glass was used. For application in the biosensing

platforms, a 50-nm-thick gold film was evaporated on the SF10 glass. The optical

constants of glass and gold were referenced from [46, 89]. All the layers in the model

were assumed to be homogeneous and optically isotropic effective media. The refractive

indices of h-IgG and a-h-IgG are reportedly in the range of 1.41-1.49 [47, 48, 90, 91]. In

this study, they are assumed to be 1.41. The thicknesses of the h-IgG and a-h-IgG layers

were assumed to be 7 and 9 nm, respectively [88]. In addition, the effective refractive

index of the buffer was the same as that of water, 1.33. The light source was modeled to

have a wavelength of λ = 632.8 nm and p-polarization.

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(a) (b)

Layer

Thickness (nm)

Refractive Index

Real (n) Imag. (k)

Gla substra e 1.72 0

Gold 50 0.198 3

h-IgG 7 1.41 0

a-h-IgG 9 1.41 0

Buffer - 1.33 0

(c)

Figure 3.1 Schematic model for numerical calculation: (a) sandwich immunoassay. (b)

reverse sandwich immunoassay, and (c) parameter values.

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3.3 Experimental Methods

As a target molecular interaction, immunoassay of h-IgG (antigen) and a-h-IgG

(antibody) was used in this study. In the sandwich assay, the experiment was performed

using the procedure shown in Figure 3.2. In the reverse sandwich assay, all the

procedures were the same except for the sequence of h-IgG and a-h-IgG. H-IgG purified

from serum and a-h-IgG (Fc-specific) from antiserum were purchased from Sigma-

Aldrich (St. Louis, MO, USA). A gold film (thickness: 50 nm) was deposited on an

SF10 prism substrate by thermal evaporation.

The immobilization strategy used in this experiment was first developed by Lyon et al.

[92] and consists of four steps: surface activation, protein coupling, blocking, and

protein coupling. The first step is to activate the surface. The gold films were modified

by 3-mercaptopropanoic acid (MPA) with 10 mM ethanolic solutions for 30 min. The

carboxylate-modified (MPA-coated) surfaces were prepared to covalently attach

proteins to the gold film via traditional carbodiimide coupling to protein free amine

moieties. An active ester at the surface was formed by reacting 100 µL of a 100 mM, pH

5.5, 1-ethyl-3-[3·(dimethylamino)propyl] carbodiimide hydrochloride (EDC) solution

with the carboxylated surface for 15 min. A 50 µL aliquot of Sulfo-N,

hydroxysuccinimide (S-NHS: 40 mM, pH 7) was then injected into the flow cell to

stabilize the reactive surface by displacing the imide moiety. After 15 min of incubation

with S-NHS, the cell was rinsed with 1 mL of buffer (85 mM phosphate, pH 7.4). The

first SPR curve was measured. The second step is to couple the protein. A-h-IgG

solution (1.0 mg/mL) was injected for 30 min and the second SPR curve was measured.

The third step is to block the unreacted sites. The surface was then treated with a 10

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mg/mL solution of bovine serum albumin (BSA) to block the unreacted sites on the

surface to eliminate possible non-specific adsorption, followed by measurement of the

third SPR curve. The final step is to couple the protein. Immunochemical interaction

with h-IgG was performed for 30 min, followed by the fourth SPR measurement. After

another immunochemical interaction to form the sandwich configuration, the fifth SPR

curve was measured. All the SPR curves were measured in the buffer condition.

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Figure 3.2 Experimental procedure for sandwich immunoassays.

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3.4 Optical Set-up

For SPR measurement of the sandwich immunoassay interactions, an angle scanning

SPR detection instrument was used. The arrangement is shown schematically in Figure

3.3. The angle-scanning SPR detection system consists of two concentric motorized

rotation stages (URS75PP, Newport, Irvine, CA) for a sample mount and a detector arm

to implement θ-2θ detection, where a light source is fixed as the sample mount and the

detector arm rotate by θ and 2θ, respectively. Light from a He-Ne laser (20 mW, λ =

632.8 nm, Melles-Griot, Carlsbad, CA, USA) was first p-polarized to illuminate a sample

index-matched to an SF10 prism substrate. The photocurrent was measured by a p-i-n

photodiode (818-UV, Newport, Irvine, CA, USA) and fed to a low-noise lock-in

amplifier (SR830DSP, Stanford Research Technology Inc., Sunnyvale, CA, USA). The

lock-in amplifier was synchronized with a chopper for intensity modulation. The

measurement procedure was fully controlled by computer.

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Figure 3.3 Schematic of SPR detection system.

3.5 Results and Discussion

Figures 3.4 and 3.5 show the results of SPR measurement for the sandwich and reverse

sandwich interaction, respectively. For the sandwich interaction, the resonance angle shift

is 1.9°. For the reverse sandwich interaction, the resonance angle shift is 1.23°. Both

assays show positive resonance angle shifts.

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(a)

Measurement Step θsp (deg) ∆ θsp (deg)

SPR (1) Bare-gold 59.82 ± 0.013 -

SPR (2) a-h-IgG 60.39 ± 0.010 0.57 ± 0.02

SPR (3) BSA blocking 60.43 ± 0.027 0.045 ± 0.01

SPR (4) IgG 60.81 ± 0.0089 0.38 ± 0.01

SPR (5) a-h-IgG 61.72 ± 0.010 0.91 ± 0.02

(b)

Figure 3.4 Measured results for sandwich immunoassays: (a) measured SPR curves, (b)

resonance angle and angle shifts.

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(a)

Measurement Step θsp (deg) ∆ θsp (deg)

SPR (1) Bare-gold 58.93 ± 0.025 -

SPR (2) IgG 59.43 ± 0.007 0.50 ± 0. 3

SPR (3) BSA blocking 59.47 ± 0.0013 0.04 ± 0.02

SPR (4) a-h-IgG 60.08 ± 0.027 0.61 ± 0.04

SPR (5) IgG 60.16 ± 0.026 0.08 ± 0.05

(b)

Figure 3.5 Measured results for reverse sandwich immunoassays: (a) measured SPR

curves, (b) resonance angle and angle shifts.

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Figure 3.6 shows the resonance angle shifts that were measured (yellow bar, ∆θsp

experiment) and calculated (green bar, ∆θsp theory) (right axis) and the normalized

differences in the optical signatures (left axis). The resonance angle and optical signature

increase as the protein interaction progresses: bare gold, after adsorption of h-IgG, and

following the interaction of h-IgG and a-h-IgG. This is because of the increase in the

intensity of the surface electric field with increasing refractive index and interaction layer

thickness. Equation (2.13) shows that the optical signature increases with increasing

electric field and thickness. Figure 3.6 reveals that ∆θsp (theory) and the OIs are almost

perfectly correlated. Further, the result for ∆θsp (experiment) is smaller than that of ∆θsp

(theory). This difference may result from suboptimal interaction of h-IgG and a-h-IgG

caused by the limited interaction efficiency.

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(a)

(b)

Figure 3.6 Normalized differences in optical signatures (left axis) and resonance angle

shifts that were calculated theoretically and measured experimentally (right axis): (a)

reverse sandwich and (b) sandwich assay.

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Figure 3.7 shows the correlation between the optical signature defined in equations

(2.6)-(2.12) and the resonance angle shift and detection sensitivity. The correlation

coefficient R was calculated from Pearson’s correlation coefficient. From Figure 3.7, all

optical signatures, OI(1)-OI(7), show correlation coefficients R greater than 0.998 and

0.97 for the theoretical and experimental results, respectively. In the correlation with the

theoretical results presented in Figure 3.7(a), the reverse sandwich assays show a higher

correlation than the sandwich assays. This is likely because the sandwich assays are

thicker than the reverse sandwich assays because the thicknesses of a-h-IgG and h-IgG

are assumed to be 9 and 7 nm, respectively.

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(a)

(b)

Figure 3.7 Correlation coefficients: with (a) theoretical results and (b) experimental data.

Filled squares (■) and open circles (○) represent reverse sandwich and sandwich assays,

respectively.

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Figure 3.8 shows the xE , yH and zE profiles for the sandwich assays. The

figure shows that a standing wave is formed on the glass and enhanced at the gold layer

before it decreases at the interaction and buffer layer. Further, xE , yH and zE did

not vary on the substrate and metal, and most of the variations occurred at the interaction

and buffer layer. Figure 3.8 shows that the near-field distribution affects the sensitivity of

SPR biosensors.

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Figure 3.8 Calculated near-field distribution in sandwich assay. Inset magnifies xE in

the binding layers and ambient buffer near the interface. The fields were calculated

assuming unit incident electric field amplitude. yH is normalized by the vacuum

characteristic impedance 2/1

00 )/( εµη = .

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3.6 Summary

The correlation between the near-field overlap and detection sensitivity was

investigated using thin-film-based SPR measurement of immunoassay interactions. In a

theoretical study, Abeles TMM analysis was used to acquire the resonance angle shift,

and the OI was used to calculate the optical signature. The resonance angle shifts were

also measured experimentally. Both sandwich and reverse sandwich assays showed a

positive resonance angle shift. The correlation between the calculated and measured

results was investigated by introducing the correlation coefficients, which were calculated

from Pearson’s correlation coefficient. All the optical signatures, OI(1)-OI(7), showed

correlations that exceed 0.998 and 0.97 for the theoretical and experimental results,

respectively. The reverse sandwich assays showed a higher correlation with the

theoretical results than the sandwich assays.

In conclusion, a strong correlation was found between field-target overlap and

detection sensitivity. The correlation coefficients exceeded 95% in all the cases that were

considered. From the near-field distribution, it is clear that the optical signature can be an

important tool for estimating the sensitivity of SPR biosensors.

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Chapter 4

Study on the Detection

Sensitivity of Graphene Oxide-

Coupled SPR for Immunoassays

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4.1 Introduction

A gold surface has often been used as a platform for biosensors, but it has relatively

poor adsorption with biomolecules. For this reason, there have been numerous attempts to

improve the adsorption properties of gold surfaces. Graphene and GO have been

considered recently as an alternative to a gold surface. Graphene is a single layer of sp2

carbon atoms in a two-dimensional honeycomb lattice and has attracted much attention

because of its high conductivity and fast electron transfer rate. GO is an intermediary

obtained during the conversion of graphite to graphene.

Many studies have been performed to apply graphene and GO to SPR biosensors.

Table 4.1 lists recent studies on SPR biosensors based on graphene-related materials.

From 2010 to 2012, according to reports from Kumar, Verma, and Choi et al., gold or

silver on graphene contributed to enhanced sensitivity in SPR biosensors [84, 95, 96]. In

2013, Zhang et al. [10] and Huang et al. [11] reported that GO or GO-capped AuNPs

contributed to an increase in the sensitivity of SPR biosensors. In 2012, Salihoglu et al.

measured the protein adsorption and desorption on a graphene surface in real-time [93].

Wu et al. explained that GO plays an important role in the enhancement of sensitivity

as follows [9]: (1) GO has a large surface area and contains carboxyl groups, which are

helpful for immobilizing antibodies on the sample surface and detect more antigens. (2)

GO modifies the propagation constant of the SPP and increases the refractive index.

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Table 4.1 Recent studies in SPR biosensors based on graphene-related materials.

Year Author Title Ref.

2013 H. Zhang et

al. A novel graphene oxide-based surface plasmon

resonance biosensor for immuoassays [10]

2013 C. F. Huang

et al. Graphene oxide and dextran capped gold

nanoparticles based SPR biosensors [11]

2012 E. Wijaya et

al. Graphene-based high performance SPR biosensors [35]

2012 O. Salihoglu

et al. Plasmon-polaritons on graphene-metal surface and

their use in biosensors [93]

2012 P. Kumar Graphene on gold, sensitivity calculation [94]

2011 R. Verna Graphene on gold, sensitivity calculation [84]

2010 S. H. Choi

et al. Graphene on silver, sensitivity calculation [95]

2010 L. Wu et al. Graphene on gold, sensitivity calculation [9]

In this study, I investigated the effect of GO on the sensitivity of SPR detection by

modulating the coupling of plasmonic fields to GO. A SiO2 spacer was also employed to

modulate the degree of plasmonic coupling between metal and GO, as shown in Figure

4.1(a). It is expected that the resonance shift may decrease because the plasmonic

coupling field weakens with distance from the SPs as a result of an interaction that occurs

on the SiO2 spacer. The change in the plasmonic coupling with the thickness of the

dielectric spacer may improve the characteristics of GO in SPR detection.

The optical properties of GO-coupled SPR detection were evaluated by measuring the

sandwich immunoassay of h-IgG and a-h-IgG. The shifted resonance angle was obtained

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from the numerical calculation using the Abeles TMM, which confirmed a correlation of

more than 97% between the optical signature calculated with the Abeles TMM and the

measured resonance angle in Chapter 3. To investigate the near-field distribution on the

surface, an RCWA calculation was used.

4.2 Numerical Simulation

The schematic model used in this experiment is presented in Figure 4.1. For the

substrate, SF10 prism glass was used. For the biosensing platforms, a 50-nm-thick gold

film was evaporated on the SF10 glass. To simplicity, a chrome layer was ignored in the

numerical calculation. The optical constants of glass and gold are the same as in

Chapter.3. All the layers in the model were assumed to be homogeneous and of optically

isotropic effective media. The refractive index of GO was taken to be 1.7 + i0.17 [96].

The other refractive indices used in this simulation and the calculation method used for

the axial near-field distribution are the same as in Chapter 3.

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(a)

Layer

Thickness (nm)

Refractive Index

Real (n) Imag. (k)

Glass substrate 1.72 0

Gold 50 0.198 3

Graphene Oxide variable 1.7 0.17

h-IgG 7 1.41 0

a-h-IgG 9 1.41 0

Buffer - 1.33 0

(b)

Figure 4.1 Schematic model for numerical calculation: (a) schematic structure and (b)

parameter values.

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4.3 Experimental Methods

Figure 4.2 shows the experimental procedure used in this study. First, chrome

(thickness: 2 nm) and gold (thickness: 50 nm) layers were evaporated on the SF10 prism

substrate sequentially. A SiO2 layer was deposited on the gold surface by sputtering. The

deposition thickness of the SiO2 layer was in the range of 0-100 nm. A GO layer was

deposited on the SiO2/Au film with LB assembly. The surface of the deposited GO layer

was observed in SEM and AFM images. The LB machine and GO solution used in this

experiment are presented in Figure 4.3: they were purchased from KSV NIMA in Finland

[97] and Graphene Labs in the USA [98], respectively. The flake size of GO was

determined to be in the range of 0.5-5 µm.

To measure the shift of the resonance angle with the protein interaction, the sandwich

assay interaction of IgG/ a-h-IgG/ IgG was performed, as shown in Figure 4.4. After the

GO was rinsed with 1 mL of phosphate-buffered saline (PBS, 85 mM phosphate, pH 7.4),

the SPR measurement was performed. MPA was not coated on the GO because GO has

its own carboxyl group on the surface. An active surface was formed by reacting 100 µL

of a 100 mM, pH 5.5, 1-ethyl-3-[3·(dimethylamino)propyl]carbodiimide hydrochloride

(EDC) solution with the GO surface and a 50 µL aliquot of Sulfo-N, hydroxysuccinimide

(S-NHS: 40 mM, pH 7) for 10 min. The cell was rinsed with 1 mL of PBS (85 mM

phosphate, pH 7.4). Rinsing was performed before each protein interaction. On millimeter

of a-h-IgG solution (120 µg/mL) was injected at 0.1 mL/ min to form an immunoassay

interaction on the GO surface. One millimeter of a bovine serum albumin solution (BSA,

10 mg/mL) was injected to block the unreacted chemical moieties, eliminating noise from

nonspecific bindings. One milliliter of h-IgG (1 mg/mL) was injected at 0.1 mL/min to

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form protein coupling. Another 1 mL of a-h-IgG solution was then injected to form the

sandwich immunoassay configuration. After the GO was rinsed with 1 mL of PBS (85

mM phosphate, pH 7.4), the SPR measurement was performed.

Figure 4.2 Experimental procedure for sandwich immunoassay

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(a)

(b)

Figure 4.3 Deposition material and machine: (a) GO solution (Graphene Labs., USA)

[97] and (b) LB machine (KSV NIMA, Finland) [98].

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(a)

(b)

(c)

(d)

(e)

Figure 4.4 Schematic of sandwich antibody-antigen interaction: (a) carboxylate-

modification: (b) antibody binding of a-h-IgG, (c) reaction blocking of BSA treatment, (d)

antigen binding of h-IgG, and (e) subsequent antibody binding of a-h-IgG.

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4.4 Results and Discussion

Figure 4.5(a) and (b) show SEM and AFM images of a sample after GO deposition,

respectively. The inset in Figure 4.5(a) shows a picture of the sample. Gray GO flakes

were observed in the SEM image. The AFM height profile is shown in Figure 4.5(c).

According to Cote et al. [59], and Li [60], a monolayer of graphite was coated by using

an LB assembly. Contrary to expectation, the deposited GO was much thicker than a

monolayer GO and is likely to be one to three layers thick. GO films are known to

typically be deposited as a monolayer in a single coating using LB deposition. The greater

thickness may reflect non-uniform GO deposition (i.e., overlapping of flakes) using the

LB method and large size deviations of the flakes within the GO solution.

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(a)

(b)

(c)

Figure 4.5 SEM and AFM images of deposited GO: (a) SEM image (the inset shows

sample shape), (b) AFM image, and (c) AFM height profiles of GO surface.

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Figure 4.6(a) shows the measured resonance angle shift in GO-coupled SPR detection

with samples of dielectric thickness 2SiOt = 0, 10, 20, 30, and 100 nm. The measured

resonance angle shift is largest without the SiO2 spacer (2SiOt = 0) and decreases as the

SiO2 thickness increases. Figure 4.6(b) shows the FWHM in GO-coupled SPR detection

with samples of dielectric thickness 2SiOt = 0, 10, 20, 30, and 100 nm. The FWHM was

calculated from the measured SPR curve. It is smallest without the SiO2 spacer (2SiOt =

0) and increases with increasing thickness of the dielectric spacer. It can be thought that

the plasmonic fields are more weakly overlapped and the optical signature is reduced with

a thicker dielectric spacer [99]. On the other hand, the performance (i.e., sensitivity) of a

sensor is inversely proportional to the FWHM, as implied in equation (2.2). Therefore, it

can be estimated that the sensitivity of GO-coupled SPR detection may decrease with

increasing SiO2 thickness.

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(a)

(b)

Figure 4.6 Measurement results: (a) measured resonance angle shift and (b) FWHM

versus thickness of SiO2 spacer.

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Figure 4.7 shows the measured resonance angle shift for metal-enhanced SPR detection

(i.e., without GO) and GO-coupled SPR detection. Here a SiO2 spacer was not used. The

resonance angle shift for GO-coupled SPR detection is 0.08° larger than that for metal-

enhanced SPR detection. Therefore, it is expected that the deposition of GO on the gold

surface may contribute to enhancing the sensitivity of an SPR biosensor.

Figure 4.7 Measured resonance angle shift for metal-enhanced SPR detection (without

GO) and GO-coupled SPR detection. Here a SiO2 spacer was not used.

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Figure 4.8 shows the relative resonance shift (RRS) according to the SiO2 layer

thickness. Here, the RRS is defined as the ratio of the resonance angle shift with GO to

the resonance angle shift without GO at the same SiO2 layer thickness, i.e., RRS

= (w/o)GOGO θ/∆θ ∆ . The resonance angle shift for GO and Au was obtained from the results

of the calculation. The black and red lines represent the RRS values of GO and gold,

respectively. The RRS curve of gold is presented for comparison with the GO curve. The

RRS in this case is defined as (w/o)AuAu θ/∆θ ∆ . When there is no SiO2 spacer (2SiOt = 0

nm), the RRS is 1.24 for GOt = 10 nm. In other words, the resonance shift is enhanced

by 24%, compared to the case without a GO layer. In Figure 4.8, the RRS for

gold/dielectric (SiO2) spacer/dielectric (GO) is much smaller than that for gold/dielectric

(SiO2) spacer/metal (Au). This is the result of amplification of the plasmonic fields

between the two gold layers. For Figure 4.7, the RRS at 2SiOt = 0 nm was measured to

be RRS = 0.69/0.61 = 1.13, in good agreement with the theoretical results.

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Figure 4.8 Relative resonance shift (RRS) calculated for GO-coupled and metal-

enhanced SPR detection versus thickness of SiO2 spacer. Arrows show the increase in GO

and gold layer thickness.

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Figure 4.9 shows the RRS normalized by that of a spacer-free (2SiOt = 0 nm) structure.

The black and red lines represent the results of calculations for GO and gold, respectively.

The blue squares show the experimental results, and the blue line is the result of fitting

the experimental data to a quadratic polynomial (R = 0.95118). The RRS decreased more

abruptly for GO-coupled SPR than for metal-enhanced SPR detection. For GO-coupled

SPR, a thinner GO increased the RRS. In contrast, for the metal-enhanced structure, a

thinner metal layer reduced the RRS. This can be explained by localization of the

plasmonic fields, as shown in Figure 4.9. For GO-coupled SPR detection, the plasmonic

fields are localized between the SiO2/gold interface and the GO. For the metal-enhanced

structure, the plasmonic field is enhanced in the interface between the coupling and

interaction layers. The experimental results show decreasing RRS as the thickness of the

SiO2 spacer increases, which is in fairly good agreement with the theoretical results for a

SiO2 spacer thickness of 0-10 nm. The difference between the calculated (black) and

measured (blue) data increases as the thickness of the SiO2 spacer increases. In addition,

GO-coupled SPR detection shows a larger standard deviation than that observed in

conventional SPR detection. This may reflect the nonuniform deposition of GO flakes

during LB deposition and large variation in GO flakes size (i.e., 0.5-5 µm), as shown in

Figure 4.3 [99]. The deviation decreases for a thicker spacer because the SiO2 spacer has

a great effect than the GO flakes.

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Figure 4.9 Normalized RRS from simulation and experiment: simulation result for GO-

coupled SPR detection (black line), and metal-enhanced SPR detection (red line). Also

shown are experimental results for GO-coupled detection (blue squares).

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The near-field profiles were simulated to analyze the far-field results, as shown in

Figure 4.10, which shows the near-field profiles of the tangential field amplitude xE . For

GO-coupled SPR detection, the near-field intensity decrease as the thickness of the GO

increases. The reason is the non-zero attenuation in the refractive index of GO. For the

metal-enhanced SPR structure, the near-field intensity also decreases as the thickness of

the GO increases, which is related to the field enhancement associated with the coupling

of the SP formed in the metal-dielectric interfaces. The RRS for the metal-enhanced

structure is larger than that of GO-coupled SPR detection. This is related to the significant

increase in the fields in the coupling layer. The ratio between the slopes,

z(GO)/δE/z(gold)/δE xx δδ , in the coupling layer is approximately 17 and 2 at 2SiOt

= 40 and 80 nm, respectively. Therefore, for metal-enhanced SPR detection, stronger

field enhancement and larger resonance shifts can be obtained.

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Figure 4.10 Tangential near-field amplitude profiles of xE calculated for GO-coupled

SPR detection: 2SiOt = (a) 0, (b) 40, and (c) 80 nm. The field amplitude was normalized

by that of an incident light field. Metal-enhanced SPR detection of sandwich

immunoassays: 2SiOt = (d) 0, (e) 40, and (f) 80 nm. Thickness of GO and gold: 0-10 nm.

SI denotes sandwich interaction.

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4.5 Summary

The detection characteristics of a GO-coupled SPR structure were investigated

numerically and experimentally for a sandwich immunoassay. A SiO2 spacer was

deposited on gold surfaces by sputtering, and GO was deposited on the gold and SiO2

spacer surfaces by the LB assembly method. It was found that in GO-coupled SPR

detection, the resonance shifts decrease and the FWHM increases as the thickness of the

SiO2 spacer increases. The resonance angle shift for GO-coupled SPR detection was

0.08° larger than that for metal-enhanced SPR detection. The RRS for gold/dielectric

(SiO2) spacer/dielectric (GO) was much smaller than that for gold/dielectric (SiO2)

spacer/metal (Au). The difference in RRS is due to the different amplification of the

plasmonic fields between two metals and between a metal and a dielectric, as shown in

Figure 4.10.

Experimentally, the resonant angle shift for GO-coupled SPR detection was enhanced

by at least 13% compared to that of metal-enhanced SPR detection. The experimental

results showed a decrease in the RRS as the thickness of the SiO2 increases, which was in

good agreement with theoretical results for a SiO2 spacer thickness of 0-10 nm. GO-

coupled SPR detection showed a larger standard deviation than that observed in

conventional SPR detection. This may reflect the nonuniform deposition of GO during

LB deposition and large variation in the GO flake size. The resonant angle shift for GO-

coupled SPR detection is expected to be enhanced if the deposition conditions in the LB

method are optimized and more uniform GO flakes are used.

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Chapter 5

Conclusion

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5.1. Conclusion

This thesis investigated methods of enhancing the detection sensitivity of biosensors

based on SPR. As our society ages, the number of patients suffering from chronic

diseases is rapidly increasing. As food and environmental pollution become severe, new

viral diseases such as SARS, FMD, and AI, have occurred frequently. To treat these

diseases properly, early detection and diagnosis is of utmost importance. For this purpose,

the development of high-sensitivity biosensors is urgently required.

The important points made in this thesis are as follows:

1) The SPR immunosensor, which uses an antibody and antigen as a bioreceptor, has

received much attention because of its good performance in terms of sensitivity,

specificity and speed. For the assay formats, sandwich immunoassays are preferred

because of their advantage in molecular-level detection and diagnosis.

2) The plasmon phenomenon can be analyzed with EELS. A strong peak appears in

association with bulk plasmons and a smaller peak beside the larger peak is caused by

an SP. By comparing the intensities of bulk plasmons and surface plasmons, the

dominant mechanism for energy loss within carbon-based materials can be analyzed.

3) To enhance the sensitivity of SPR biosensors, it is important to understand the

mechanism behind the sensitivity. A correlation study between the field-target overlap

and detection sensitivity of SPR biosensors demonstrated a strong correlation

between the overlap and the detection sensitivity. Both theoretically and

experimentally, the correlation coefficients exceeded 95% in all the cases that were

considered.

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4) Reverse sandwich assays showed a stronger correlation than sandwich assays. The

overlap effect is more prominent for reverse sandwich assays than for sandwiches

assays because of the larger thickness of the former.

5) The calculated near-field distribution revealed a correlation between the near-field

distribution and the sensitivity of SPR biosensors. The enhancement in the sensitivity

may be produced by localization of the near-field distribution.

6) In an experimental study of GO-coupled SPR detection, the resonance shift decreases

and FWHM increases as the thickness of the SiO2 spacer increases owing to the

decrease in the field overlap with GO.

7) GO-coupled SPR detection enhances the resonant shift by at least 13%

experimentally compared to that of conventional SPR detection; i.e., a shift of 113%

would be obtained by thin-film-based SPR detection.

8) The experimental results show a decrease in the RRS as the thickness of the SiO2

increases, which is in good agreement with the theoretical results. GO-coupled SPR

detection shows a larger standard deviation than conventional SPR detection. This

may reflect non-uniform deposition of GO and large variations in the GO flake size.

This thesis is the first attempt to calculate and measure the detection sensitivity of an

SPR biosensor containing GO deposited using an LB assembly. This thesis confirmed the

possibility of applying GO to the SPR biosensor. The dissertation will contribute to the

development of a high-performance SPR biosensor that can detect small molecules, in

particular, at low concentrations.

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5.2. Future Work

The future challenges for SPR biosensors that need to be addressed can be summarized

as follows:

1) The deposition of GO on the sensor surface is expected to contribute to the enhanced

sensitivity. For reproducible deposition of a GO film on the gold surface,

optimization of the LB deposition and preparation of a good GO solution with small

uniform GO flakes are important factors.

2) An optimal functionalization strategy for the gold surface has been determined, yet an

optimal functionalization strategy for GO needs to be developed. For biosensor

applications of GO, the development of a functionalization strategy is another

important issue to be resolved.

3) Hybridization will be helpful for enhancing the performance of SPR biosensors. A

combination of GO flakes and AuNPs will yield enhanced detection sensitivity.

4) With the advent of the era of the “Internet of Things,” the need for smart biosensors

is rapidly increasing. There is a demand for the development of high-performance

biosensors that satisfy requirement, such as low power consumption, small size,

portability, sensing, and wireless networking.

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Publication & Presentation Lists

[1] Yeonsoo Ryu, Seyoung Moon, Youngjin Oh, Yonghwi Kim, Taewoong

Lee, Dong Ha Kim, and Donghyun Kim, "Effect of coupled graphene oxide

on the sensitivity of surface plasmon resonance detection," Applied Optics,

53(7), 1419–1426, 2014.

[2] Yeonsoo Ryu, Taehwang Son, Donghyun Kim, "Near−field evaluation of

surface plasmon resonance biosensor sensitivity based on the overlap

between field and target distribution," Korean Journal of Optics and

Photonics, 24(2), 86-91, 2013.

[3] Yeonsoo Ryu, Seyoung Moon, Youngjin Oh, Yonghwi Kim, and Donghyun

Kim, "An experimental correlation study between field-target overlap and

sensitivity of surface plasmon resonance biosensors based on sandwiched

immunoassays," Optics Communications, 285(21-22), 4626–4631, 2012.

[4] Donghag Choi, Yeonsoo Ryu, Youngbum Lee, SeDong Min and

Myoungho Lee, “Accuracy comparison of motor kmagery performance

evaluation factors using EEG based brain computer interface by

neurofeedback effectiveness,” Journal of Biomedical Engineering

Research, 32, 295-304, 2011.

[5] Donghag Choi, Yeonsoo Ryu, Youngbum Lee, and Myoungho Lee,

“Performance evaluation of a motor-imagery based EEF-Brain computer

interface using a combined cue with heterogeneous training data in BCI-

Naive subjects,” BioMedical Engineering Online, 10:91, 2011.

[6] Yeonsoo Ryu, Seyoung Moon, Youngjin Oh, Yonghwi Kim, Taewoong

Lee, and Donghyun Kim, "Graphene oxide coupled sandwiched

immunoassays based on surface plasmon resonance biosensing," The 21st

Korean Conference on Semiconductors, Hanyang University, February 26,

2014.

[7] Yeonsoo Ryu, Youngbum Lee, Chungeun Lee, Byungwoo Lee, Jinkwon

Kim and Myoungho Lee, “Comparative analysis of the optimal

performance evaluation for motor imagery based EEG-brain computer

interface,” 5th Kuala Lumpur International Conference on Biomedical

Engineering, June 23, 2011.

[8] Yeonsoo Ryu, Youngbum Lee, Wanjin Jeong, Sangjoon Lee, Daehoon

Kang, and Myoungho Lee, “Cross evaluation for characteristics of motor

imagery using neuro-feedback based EEG-brain computer interface,” 5th

Kuala Lumpur International Conference on Biomedical Engineering, June

23, 2011.

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국문초록

면역에세이 적용 그래핀 산화물 기반

표면 플라즈몬 공명 측정

연세대학교 대학원

전기전자공학과

류 연수

우리 사회가 노령화 시대로 진입함에 따라 치매, 심혈관 질환, 고혈압,

암과 같은 만성질환으로 고통받는 환자의 수가 급격하게 증가하고 있다. 최근

중증 급성 호흡기 증후군, 구제역, 조류독감 등 여러 종류의 분자크기

바이러스에 의해서 발생하는 새로운 바이러스성 질병이 자주 발생되고 있다.

초기 단계에서 이러한 질병을 진단하고 치료하기 위해서는 낮은 분자크기의

타겟 물질을 감지하고 모니터링하는 것이 과거 어느 때보다 중요해졌다.

이러한 수요를 만족시켜주기 위해서 고성능 바이오센서의 개발이 요구되었다.

표면 플라즈몬 공명 바이오센서는 표지물질을 사용하지 않고 실시간으로

반응을 감지할 수 있기 때문에 많은 주목을 받고 있지만 아직까지 2킬로달론

미만의 작은 분자 감지와 분자간 반응 모니터링에는 어려움이 있다.

본 논문에서 바이오센서와 감지의 종류, 표면 플라즈몬 현상, 그래핀

산화물 응용, 표면 기능화와 감도 등 표면 플라즈몬 공명 바이오센서의

개발에 관계되는 중요한 이슈들을 간단히 조사하였다. 본 논문은 또한 두

가지 연구를 다루고 있다. 첫 번째는 장-타겟 중첩과 표면 플라즈몬 공명의

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감도간의 상관관계 연구에 대한 것이다. 두 번째는 그래핀 산화물 기반 표면

플라즈몬 공명 감지와 금속 기반 표면 플라즈몬 공명 감지간의 비교 연구에

대한 것이다.

지금까지 수행된 많은 실험에서 감도향상 결과를 발표하였지만 감도 향상

메커니즘에 대하여는 명확하게 설명되지 못하였다. 따라서 표면 플라즈몬

공명의 감지감도와 분자의 근접 장 중첩과 관련된 광학적 자취간의

상관관계를 조사하였다. 샌드위치형태의 항체-항원 반응과 역 샌드위치의

상호작용이 공명 각 변화를 측정하기 위하여 사용되었다. 휴먼 면역글로불린

G분자와 앤티 휴먼 면역글로불린 G분자가 항원과 항체로서 사용되었다.

바이오센서의 감지감도는 근접장에서의 장-타겟 중첩간의 상관관계에 의하여

연구되었다. 연구결과 중첩과 감지감도간에는 이론적, 실험적으로 강한

상관관계가 존재함이 밝혀졌으며 상관계수는 모든 경우에 95% 이상으로

나타났다.

금 표면은 바이오센서의 플랫폼으로 자주 사용되었으나 생체분자와의

흡착성이 나쁜 단점이 있다. 가임 교수가 2010년 노벨 물리학상을 수상한

이래 우수한 전기적, 광학적 특성을 가진 그래핀에 대하여 많은 연구가

진행되고 있다. 그래핀 산화물은 흑연에서 그래핀을 제조할 때 얻어지는

중간물질이다. 그래핀 산화물은 물과 우수한 분산성, 높은 기계적 강도,

용이한 표면처리와 sp2/sp3가 존재하는 구조와 같은 우수한 특성을 보유하고

있기 때문에 표면 플라즈몬 공명 바이오센서 응용에 높은 가능성을 가지고

있다.

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종래에는 표면 플라즈몬 공명 바이오센서의 광학적 플랫폼 재료로서 금

표면이 자주 사용되어 왔지만 분자물질과의 흡착특성이 나쁜 단점이 있었다.

본 연구의 목적은 금 표면에 그래핀 산화물 층을 코팅하여 표면 플라즈몬

공명 바이오센서의 감도를 향상키는 것이다. 최근 그래핀과 그래핀 산화물은

표면 플라즈몬 공명 바이오센서의 감지특성 향상을 위한 독특한 전기적,

광학적 특성을 보유하고 있기 때문에 많은 주목을 받고 있다. 본 연구에서 금

표면에 실리콘 산화물과 그래핀 산화물을 증착한 후 그래핀 산화물 기반 표면

플라즈몬 공명의 감지감도를 측정하였다. 바이오센서의 공명각 변이를

이용하여 그래핀 산화물 기반 표면 플라즈몬 공명 감지와 종래의 표면

플라즈몬 공명 감지를 실험적으로 비교하였다. 그래핀 산화물 기반 표면

플라즈몬 공명 감지가 종래의 표면 플라즈몬 공명 감지보다 113% 높게

나타났다. 이 결과는 랑뮤르-블로젯 조립 방법에 의하여 증착된 그래핀

산화물기반 표면공명감지 바이오센서의 감지감도를 계산하고 측정한 첫 번째

시도이다. 본 논문에서 표면 플라즈몬 공명 바이오센서에 그래핀 산화물의

적용 가능성을 확인하였다.

본 연구의 결과는 저농도에서, 작은 크기 분자를 감지할 수 있는 고성능

표면 플라즈몬 공명 바이오센서의 개발에 기여하게 될 것이다.

핵심어: 표면 플라즈몬 공명, 바이오센서, 그래핀 산화물, 랭뮤르-블로젯,

감도


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