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Resource Allocation in LTE Gwanmo Ku Adaptive Signal Processing and Information Theory Research Group Nov. 11, 2011
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Page 1: Gwanmo nov11-2

Resource Allocation in LTE

Gwanmo Ku

Adaptive Signal Processing and Information Theory Research Group

Nov. 11, 2011

Page 2: Gwanmo nov11-2

Outline

Resources in LTE Resource Grid, Resource Block, Slot, Sub-frame

Control Information Physical Channels, PDCCH, DCI

Resource Allocation Resource Block Group (RBG) based RBG Subset based Virtual Resource Block (VRB)-based

References

2/33

Page 3: Gwanmo nov11-2

Resource in LTE

2/11

Page 4: Gwanmo nov11-2

Resource in LTE

4/33

Resource Used Subcarriers

( for UL, for DL)

System BW [MHz] 1.4 3 5 10 15 20

Resource Blocks 6 15 25 50 75 100

FFT Size ( / )

2048 / 4096

Subcarriers per RB

( / ) 12 / 24

Used Subcarriers ( / )

72 / 144 180 / 360 300 / 600 600 / 1200 900 / 1800 1200 / 2400

Page 5: Gwanmo nov11-2

Resource Grid

5/33

Resource Grid, Slot, Sub-frame

User Assign D L/U L

Configuration

Page 6: Gwanmo nov11-2

Resource Block

6/33

Resource Block Parameters

CP Type \ Parameter

Normal CP 7 7 12

Extended CP 6 6

3 - 24

Page 7: Gwanmo nov11-2

Control Information

2/11

Page 8: Gwanmo nov11-2

Physical Channels

8/33

Physical Channels

PDCCH

DCI

PDSCH

PMCH

PBCH

PHICH

PUSCH

PRACH

PUCCH PCFICH Multicasting

Broadcasting

HARQ Retransmission

Data

DL Scheduling

UL Scheduling PDCCH Information

Data

Random Access

CQI Request

UL Power Control

Downlink Physical Channels

Uplink Physical Channels

Page 9: Gwanmo nov11-2

Control & Data Regions

9/33

Control & Data Region in a DL Sub-frame

PCFICH

Control Region Data Region

Information of the

length of Control Region

PDCCH PDSCH

Sub-frame i

Slot 2i Slot 2i+1

PRB 0

PRB 1

PRB

Page 10: Gwanmo nov11-2

Control Region Mapping10/33

Resource Element Group (REG) Used for defining the Control Channel Mapping

PRB 0

PRB

Sym. 0 Sym. 1 Sym. 2

REG

REG REG REG

REG REG

REG REG

REG REG

REG REG

REG REG REG

REG

Data

Data

Page 11: Gwanmo nov11-2

PDCCH11/33

Supported PDCCH

CCE (Control Channel Element)

Consist of 9 REG

PDCCH Format Number of CCEs # Resource Element Group # PDCCH bits

0 1 9 72

1 2 18 144

2 4 36 288

3 8 72 576

Page 12: Gwanmo nov11-2

PDCCH Mapping

12/33

Page 13: Gwanmo nov11-2

User Identification using DCI Scrambling

13/33

Whose PDCCH (User Identification)? With RNTI (Radio Network Temporary Identifier) : User Identification

C R C Attachment

DCI

DCI + 16 bit CRC scrambled with RNTI

DCI (DCI + RNTI)mod2

Page 14: Gwanmo nov11-2

Resource Allocation

2/11

Page 15: Gwanmo nov11-2

Resource Allocations15/33

Resource Allocation & DCI Formats

Resource Allocation Purpose DCI Format

DL Scheduling

Type 0

Resource Block Group (RBG) based 1

RBG based (MIMO : Closed Loop) 2

RBG based (MIMO : Open Loop) 2A

Type 1

Selected RBG Subset based 1

Selected RBG Subset based (MIMO : Closed Loop) 2

Selected RBG Subset based (MIMO Open Loop) 2A

Type 2

VRB based Compact Scheduling + Random Access 1A

VRB based Compact Scheduling with MIMO 1B

VRB based Very Compact Scheduling 1C

VRB based Compact Scheduling with MIMO & Power Offset 1D

UL Scheduling VRB based UL Scheduling 0

(Reference : pp. 22-25 3GPP TS 36.213 V8.8.0 (2009-09))

Page 16: Gwanmo nov11-2

Resource Allocation : DL Type 033/16

Resource Block Groups (RBG) based

PRB 0

PRB 1

PRB 2 PRB 3

PRB 4

PRB 5

PRB 6

PRB 7

PRB 96

PRB 97

PRB 98

PRB 99

RBG 24

RBG 1

RBG 0

Allocate Users 25 RBGs

Example : 20MHz BW, 15 KHz , Normal CP

P

System BW RGB Size (P)

10 1

11-26 2

27-63 3

64-110 4

(Reference : p. 22 3GPP TS 36.213 V8.8.0 (2009-09))

Page 17: Gwanmo nov11-2

DL Type 0 (DL Scheduling)

17/33

DCI Format 1

Bits Field 1 Resource Allocation Header: Resource Allocation Type 0 or 1

Resource Assignment

5 MCS

3 or 4 HARQ Process : 3 for FDD, 4 for TDD

1 New Data Indicator

2 Redundancy Version

2 UL Power Control (PUCCH)

2 Downlink Assignment Index : TDD

(Reference : pp. 44-45 3GPP TS 36.212 V8.8.0 (2009-12))

Page 18: Gwanmo nov11-2

DL Type 0 (DL Scheduling with Closed Loop MIMO)

18/33

DCI Format 2

Bits Field 1 Resource allocation header : Resource Allocation Type 0 or type 1

Resource Block Assignment

2 UL Power Control (PUCCH)

2 Downlink Assignment Index (TDD, Not FDD)

3 or 4 HARQ process number : 3 bits (FDD), 4 bits (TDD)

1 Transport block to codeword swap flag

8+8 For transport block 1 & 2 5 bits : MCS 1 bit : New data indicator 2 bits : Redundancy version

3 or 6 Closed Loop MIMO : 3 (# Ant. ports 2), 6 (# Ant. ports 4)

(Reference : pp. 49-53 3GPP TS 36.212 V8.8.0 (2009-12))

Page 19: Gwanmo nov11-2

DL Type 0 (DL Scheduling with Open Loop MIMO)

19/33

DCI Format 2A

Bits Field 1 Resource allocation header : Resource Allocation Type 0 or type 1

Resource Block Assignment

2 UL Power Control (PUCCH)

2 Downlink Assignment Index (TDD, Not FDD)

3 or 4 HARQ process number : 3 bits (FDD), 4 bits (TDD)

1 Transport block to codeword swap flag

8+8 For transport block 1 & 2 5 bits : MCS 1 bit : New data indicator 2 bits : Redundancy version

0 or 2 Open Loop MIMO : 0 (# Ant. ports 2), 2 (# Ant. ports 4)

(Reference : pp. 53-55 3GPP TS 36.212 V8.8.0 (2009-12))

Page 20: Gwanmo nov11-2

Resource Allocation : DL Type 120/33

Resource Block Groups Subset-based

RBG 24

RBG 1

RBG 0

Each subsets of PRBs from

one of RGB Subset P

Example : 20MHz BW, 15 KHz , Normal CP RBG subset 0

RBG 2

RBG 3

RBG 4

RBG 23

RBG subset 1

RBG subset 2

RBG subset 3

RBG subset 0

RBG subset 3

RBG subset 0

Set of PRBs from Subset 0 Set of PRBs from Subset 3

(Reference : p. 23 3GPP TS 36.213 V8.8.0 (2009-09))

Page 21: Gwanmo nov11-2

DL Type 1 (DL Scheduling)

21/33

DCI Format 1 Bits Field

1 Resource Allocation Header : Resource Allocation Type 0 or 1

- bits : indicate Selected Resource Block Subset - 1 bits : indicate a shift of resource allocation span - bits : Resource Assignment

5 MCS

3 or 4 HARQ Process : 3 for FDD, 4 for TDD

1 New Data Indicator

2 Redundancy Version

2 UL Power Control (PUCCH)

2 Downlink Assignment Index : TDD

(Reference : pp. 44-45 3GPP TS 36.212 V8.8.0 (2009-12))

Page 22: Gwanmo nov11-2

DL Type 1 (DL Scheduling with Closed Loop MIMO)

22/33

DCI Format 2

Bits Field 1 Resource allocation header : Resource Allocation Type 0 or type 1

- bits : indicate Selected Resource Block Subset - 1 bits : indicate a shift of resource allocation span - bits : Resource Assignment

2 UL Power Control (PUCCH)

2 Downlink Assignment Index (TDD, Not FDD)

3 or 4 HARQ process number : 3 bits (FDD), 4 bits (TDD)

1 Transport block to codeword swap flag

16

For transport block 1 & 2 5 bits : MCS 1 bit : New data indicator 2 bits : Redundancy version

3 or 6 Closed Loop MIMO : 3 (# Ant. ports 2), 6 (# Ant. ports 4)

(Reference : pp. 49-53 3GPP TS 36.212 V8.8.0 (2009-12))

Page 23: Gwanmo nov11-2

DL Type 1 (DL Scheduling with Open Loop MIMO)

23/33

DCI Format 2A

Bits Field 1 Resource allocation header : Resource Allocation Type 0 or 1

- bits : indicate Selected Resource Block Subset - 1 bits : indicate a shift of resource allocation span - bits : Resource Assignment

2 UL Power Control (PUCCH)

2 Downlink Assignment Index (TDD, Not FDD)

3 or 4 HARQ process number : 3 bits (FDD), 4 bits (TDD)

1 Transport block to codeword swap flag

16

For transport block 1 & 2 5 bits : MCS 1 bit : New data indicator 2 bits : Redundancy version

0 or 2 Open Loop MIMO : 0 (# Ant. ports 2), 2 (# Ant. ports 4)

(Reference : pp. 53-55 3GPP TS 36.212 V8.8.0 (2009-12))

Page 24: Gwanmo nov11-2

Resource Allocation : DL Type 224/33

Virtual Resource Block (VRB) based

(Reference : p. 24 3GPP TS 36.213 V8.8.0 (2009-09))

PRB 0

PRB 1

PRB 2

PRB 3

PRB 4

PRB 98

PRB 99

VRB 0

VRB 1

VRB 2

VRB 3

VRB 4

VRB 98

VRB 99

Allocate Users Contiguous VRBs

Hopping or Non-hopping

Page 25: Gwanmo nov11-2

DL Type 2 (DL Compact Scheduling + Random Access)

25/33

DCI Format 1A

Bits Field 1 Format Flag : Format 0 or 1A

Case 1

Random Access Initiated - 1 bit : 0 (Localized)

- bits : Resource Assignment : all bits 1 Setting

- 6 bits : Preamble Index - 4 bits : PRACH Mask Index

Case 2

- 1 bit : Localized/Distributed VRB assignment flag

- bits : Resource block assignment

- 5 bits : MCS

- 3 or 4 bits : HARQ process number : 3 bits (FDD) , 4 bits (TDD)

- 1 bit : New data indicator

- 2 bits : Redundancy version - 2 bits : UL Power Control (PUCCH) - 2 bits : Downlink Assignment Index (TDD, not FDD)

(Reference : pp. 45-46 3GPP TS 36.212 V8.8.0 (2009-12))

Page 26: Gwanmo nov11-2

DL Type 2 (DL Compact Scheduling + MIMO)

26/33

DCI Format 1B

Bits Field 1 Localized/Distributed VRB assignment flag

Resource block assignment

5 MCS

3 or 4 HARQ process number : 3 bits (FDD), 4 bits (TDD)

1 New data indicator

2 Redundancy version

2 UL Power Control (PUCCH)

2 Downlink Assignment Index : TDD

2 or 4 MIMO (TPMI) : 2 (# Ant. 2), 4 (# Ant. 4)

1 MIMO (PMI)

(Reference : pp. 47-48 3GPP TS 36.212 V8.8.0 (2009-12))

Page 27: Gwanmo nov11-2

DL Type 2 (DL Very Compact Scheduling)

27/33

DCI Format 1C

Bits Field 1 Gap value

Resource Assignment : bits

5 Transport Block Size

(Reference : p. 48 3GPP TS 36.212 V8.8.0 (2009-12))

Page 28: Gwanmo nov11-2

DL Type 2 (DL Compact Scheduling, MIMO, Power Offset)

28/33

DCI Format 1D

Bits Field 1 Localized/Distributed VRB assignment flag

Resource block assignment

5 MCS

3 or 4 HARQ process number : 3 bits (FDD), 4 bits (TDD)

1 New data indicator

2 Redundancy version

2 UL Power Control (PUCCH)

2 Downlink Assignment Index (TDD, not FDD)

2 or 4 MIMO (TPMI) : 2 (# Ant. 2), 4 (# Ant. 4)

1 MIMO (PMI)

1 Downlink power offset

(Reference : pp. 48-49 3GPP TS 36.212 V8.8.0 (2009-12))

Page 29: Gwanmo nov11-2

Resource Allocation : UL Type29/33

Virtual Resource Block (VRB) based

(Reference : p. 55 3GPP TS 36.213 V8.8.0 (2009-09))

PRB 0

PRB 1

PRB 2

PRB 3

PRB 4

PRB 98

PRB 99

VRB 0

VRB 1

VRB 2

VRB 3

VRB 4

VRB 98

VRB 99

Allocate Users Contiguous VRBs

Hopping or Non-hopping

Page 30: Gwanmo nov11-2

Resource Allocation (UL Scheduling)

30/33

DCI Format 0

Bits Field 1 Format Flag : Format 0 or 1A

1 Hopping Flag : Non-hopping or Hopping

- Hopping bits : Hopping Location In formation

bits : Resource Assignment

- Non Hopping : bits : Resource Assignment

5 MCS

1 New Data Indicator

2 UL Power Control (PUSCH)

3 Cyclic Shift for DM RS

2 UL Index : TDD

2 Downlink Assignment Index : TDD

1 CQI Request

(Reference : pp. 43-44 3GPP TS 36.212 V8.8.0 (2009-12))

Page 31: Gwanmo nov11-2

Other DCI Formats

31/33

Format 3

Transmission of TPC commands for PUCCH and PUSCH

with 2-bit power adjustments

Format 3A

Transmission of TPC commands for PUCCH and PUSCH

with single bit power adjustments

(Reference : p. 55 3GPP TS 36.212 V8.8.0 (2009-12))

Page 32: Gwanmo nov11-2

References

2/11

Page 33: Gwanmo nov11-2

References

TS 36.101 V8.15.0 UE Radio Transmission and Reception

TS 36.104 V8.12.0 BS Radio Transmission and Reception

TS 36.201 V8.3.0 LTE PHY General Description

TS 36.211 V8.9.0 Physical Channels and Modulation

TS 36.212 V8.8.0 Multiplexing and Channel Coding

TS 36.213 V8.8.0 Physical Procedures

33/33


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