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HSBC Global Asset Management - Addendums
► HSBC GLOBAL ASSET MANAGEMENT, INDIA –
ADDENDUMS TO SID, SAI AND KIM
26 September 2016
18 October 2016
03 November 2016
19 December 2016
31 January 2017
23 February 2017
27 February 2017
03 April 2017
28 April 2017
NOTICE CUM ADDENDUM
HSBC MUTUAL FUND
In accordance with Para B titled "Enhancing Scheme Related Disclosures" under Circular no.
SEBI/HO/IMD/DF2/CIR/P/2016/42 dated March 18, 2016 issued by Securities and Exchange
Board of India (SEBI), a new section titled "Additional Scheme Related Disclosures" stands
inserted/updated under the Scheme Information Document ("SID") / Key Information
Memorandum ("KIM") (as applicable) in the following schemes of HSBC Mutual Fund :
ADDITIONAL SCHEME RELATED DISCLOSURES:
1. HSBC Fixed Term Series 94 (a closed ended debt scheme)
A. Name of the Fund Manager and tenure of managing the scheme
Name of the Fund Manager Tenure of Managing the scheme
Kapil Punjabi 0.27
B. Portfolio Related Disclosures (as on March 31, 2017)
Portfolio - Top 10 Holdings (Issuer-wise)
Sr. No Issuer % of Net Assets
1 Power Grid Corporation of (I) Ltd 11.20
2 National Bank for Agriculture and Rural Development 11.15
3 EXIM 11.14
4 Power Finance Corporation Limited 10.49
5 Small Industries Development Bank of India 10.36
6 Rural Electrification Corporation 10.35
7 Cash And Cash Equivalents 9.14
8 Tata Capital Housing Finance Ltd 8.73
9 Cholamandalam Investment and Finance Co.Ltd 8.73
10 LIC Housing Finance Limited 8.71
Sector Allocation (% of Net Assets)
Sr. No Issuer % of Net Assets
1 Financial Services 79.66
2 Energy 11.20
3 Cash And Cash Equivalents 9.14
Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales
as a percentage of the average corpus of the Scheme(s) during a specified period of
time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.
Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio
disclosures.
C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key
managerial personnel of the AMC as on March 31, 2017
Scheme Name AuM in INR AMC’s Board of
Directors Fund Manager(s) Other Key
Managerial Personnel
of AMC
HSBC Fixed Term Series 94
Nil
Note: The above investments are based on holdings as of March 31, 2017 and
sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.
The investments have been aggregated at a scheme level, irrespective of the date of
investment into the scheme. The CEO of the AMC being a Director has been included
under AMC Directors and not under Key Managerial Personnel.
2. HSBC Fixed Term Series 96 (a closed ended debt scheme)
A. Name of the Fund Manager and tenure of managing the scheme
Name of the Fund Manager Tenure of Managing the scheme
Kapil Punjabi 0.27
B. Portfolio Related Disclosures (as on March 31, 2017)
Portfolio - Top 10 Holdings (Issuer-wise)
Sr. No Issuer % of Net Assets
1 Cash And Cash Equivalents 29.65
2 Power Finance Corporation Limited 7.92
3 Power Grid Corporation Of (I) Ltd 7.84
4 Small Industries Development Bank Of India 7.82
5 National Bank For Agriculture And Rural Development
7.81
6 Rural Electrification Corporation 7.81
7 EXIM 7.80
8 Tata Capital Housing Finance Ltd 7.79
9 Cholamandalam Investment And Finance Co.Ltd 7.79
10 LIC Housing Finance Limited 7.77
Sector Allocation (% of Net Assets)
Sr. No Issuer % of Net Assets
1 Financial Services 62.51
2 Cash And Cash Equivalents 29.65
3 Energy 7.84
Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales
as a percentage of the average corpus of the Scheme(s) during a specified period of
time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.
Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio
disclosures.
C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key
managerial personnel of the AMC as on March 31, 2017
Scheme Name AuM in INR AMC’s Board of
Directors Fund Manager(s) Other Key
Managerial Personnel
of AMC
HSBC Fixed Term Series 96
NIL
Note: The above investments are based on holdings as of March 31, 2017 and
sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.
The investments have been aggregated at a scheme level, irrespective of the date of
investment into the scheme. The CEO of the AMC being a Director has been included
under AMC Directors and not under Key Managerial Personnel.
3. HSBC Fixed Term Series 98 (a closed ended debt scheme)
A. Name of the Fund Manager and tenure of managing the scheme
Name of the Fund Manager Tenure of Managing the scheme
Sanjay Shah 0.27
B. Portfolio Related Disclosures (as on March 31, 2017)
Portfolio - Top 10 Holdings (Issuer-wise)
Sr. No Issuer % of Net Assets
1 Cash And Cash Equivalents 18.8
2 Power Finance Corporation Limited 9.97
3 Power Grid Corporation Of (I) Ltd 9.87
4 Small Industries Development Bank Of India 9.84
5 National Bank For Agriculture And Rural Development
9.83
6 Rural Electrification Corporation 9.83
7 EXIM 9.82
8 Tata Capital Housing Finance Ltd 7.35
9 Cholamandalam Investment And Finance Co.Ltd 7.35
10 LIC Housing Finance Limited 7.34
Sector Allocation (% of Net Assets)
Sr. No Issuer % of Net Assets
1 Financial Services 71.33
2 Cash And Cash Equivalents 18.80
3 Energy 9.87
Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales
as a percentage of the average corpus of the Scheme(s) during a specified period of
time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.
Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio
disclosures.
C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key
managerial personnel of the AMC as on March 31, 2017
Scheme Name AuM in INR AMC’s Board of
Directors Fund Manager(s) Other Key
Managerial Personnel
of AMC
HSBC Fixed Term Series 98
NIL
Note: The above investments are based on holdings as of March 31, 2017 and
sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.
The investments have been aggregated at a scheme level, irrespective of the date of
investment into the scheme. The CEO of the AMC being a Director has been included
under AMC Directors and not under Key Managerial Personnel.
4. HSBC Fixed Term Series 125 (a closed ended debt scheme)
A. Name of the Fund Manager and tenure of managing the scheme
Name of the Fund Manager Tenure of Managing the scheme
Sanjay Shah 0.27
B. Portfolio Related Disclosures (as on March 31, 2017)
Portfolio - Top 10 Holdings (Issuer-wise)
Sr. No Issuer % of Net Assets
1 EXIM 11.12
2 Small Industries Development Bank of India 11.01
3 East North Interconnection Company Limited (ENICL)
9.78
4 Power Finance Corporation Limited 9.62
5 Tata Capital Financial Services Limited 8.87
6 Rural Electrification Corporation 7.92
7 IRFC Limited 7.91
8 National Bank for Agriculture and Rural Development 7.86
9 Tata Capital Housing Finance Ltd 7.84
10 Cash And Cash Equivalents 6.90
Sector Allocation (% of Net Assets)
Sr. No Issuer % of Net Assets
1 Financial Services 83.32
2 Energy 9.78
3 Cash And Cash Equivalents 6.90
Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales
as a percentage of the average corpus of the Scheme(s) during a specified period of
time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.
Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio
disclosures.
C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key
managerial personnel of the AMC as on March 31, 2017
Scheme Name AuM in INR AMC’s Board of
Directors Fund Manager(s) Other Key
Managerial Personnel
of AMC
HSBC Fixed Term Series 125
16,36,590 NIL
Note: The above investments are based on holdings as of March 31, 2017 and
sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.
The investments have been aggregated at a scheme level, irrespective of the date of
investment into the scheme. The CEO of the AMC being a Director has been included
under AMC Directors and not under Key Managerial Personnel.
5. HSBC Fixed Term Series 126 (a closed ended debt scheme)
A. Name of the Fund Manager and tenure of managing the scheme
Name of the Fund Manager Tenure of Managing the scheme
Kapil Punjabi 0.27
B. Portfolio Related Disclosures (as on March 31, 2017)
Portfolio - Top 10 Holdings (Issuer-wise)
Sr. No Issuer % of Net Assets
1 Small Industries Development Bank of India 10.97
2 National Thermal Power Corporation 10.95
3 National Bank For Agriculture And Rural Development
10.65
4 Rural Electrification Corporation 10.24
5 Bajaj Finance Ltd 9.79
6 Sundaram Bnp Home Finance 9.76
7 Power Grid Corporation Of (I) Ltd 9.37
8 L & T Finance Limited 9.12
9 Power Finance Corporation Limited 9.09
10 Cash And Cash Equivalents 8.85
Sector Allocation (% of Net Assets)
Sr. No Issuer % of Net Assets
1 Financial Services 70.83
2 Energy 20.32
3 Cash And Cash Equivalents 8.85
Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales
as a percentage of the average corpus of the Scheme(s) during a specified period of
time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.
Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio
disclosures.
C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key
managerial personnel of the AMC as on March 31, 2017
Scheme Name AuM in INR AMC’s Board of
Directors Fund Manager(s) Other Key
Managerial Personnel
of AMC
HSBC Fixed Term Series 126
NIL
Note: The above investments are based on holdings as of March 31, 2017 and
sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.
The investments have been aggregated at a scheme level, irrespective of the date of
investment into the scheme. The CEO of the AMC being a Director has been included
under AMC Directors and not under Key Managerial Personnel.
6. HSBC Capital Protection Oriented Fund – Series II – Plan I (A close ended capital
protection oriented scheme)
A. Name of the Fund Manager and tenure of managing the scheme
Name of the Fund Manager Tenure of Managing the scheme
Sanjay Shah 2.1
B. Portfolio Related Disclosures (as on March 31, 2017)
Portfolio - Top 10 Holdings (Issuer-wise)
Sr. No Issuer % of Net Assets
1 Power Finance Corporation Limited 18.32
2 Small Industries Development Bank Of India 18.08
3 Cash And Cash Equivalents 16.80
4 National Bank For Agriculture And Rural Development
13.27
5 Power Grid Corporation Of (I) Ltd 13.22
6 Kotak Mahindra Prime Limited 8.64
7 LIC Housing Finance Limited 6.63
8 EXIM 5.04
Sector Allocation (% of Net Assets)
Sr. No Issuer % of Net Assets
1 Financial Services 69.98
2 Cash And Cash Equivalents 16.80
3 Energy 13.22
Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales
as a percentage of the average corpus of the Scheme(s) during a specified period of
time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.
Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio
disclosures.
C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key
managerial personnel of the AMC as on March 31, 2017
Scheme Name AuM in INR AMC’s Board of
Directors Fund Manager(s) Other Key
Managerial Personnel
of AMC
HSBC Capital Protection Oriented Fund – Series II – Plan I
18,21,234.83 NIL
Note: The above investments are based on holdings as of March 31, 2017 and
sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.
The investments have been aggregated at a scheme level, irrespective of the date of
investment into the scheme. The CEO of the AMC being a Director has been included
under AMC Directors and not under Key Managerial Personnel.
7. HSBC Capital Protection Oriented Fund – Series II – Plan II (A close ended capital
protection oriented scheme)
A. Name of the Fund Manager and tenure of managing the scheme
Name of the Fund Manager Tenure of Managing the scheme
Sanjay Shah 2.04
B. Portfolio Related Disclosures (as on March 31, 2017)
Portfolio - Top 10 Holdings (Issuer-wise)
Sr. No Issuer % of Net Assets
1 Power Finance Corporation Limited 17.96
2 Power Grid Corporation Of (I) Ltd 16.50
3 National Bank For Agriculture And Rural Development
16.30
4 Cash And Cash Equivalents 14.67
5 Kotak Mahindra Prime Limited 10.84
6 LIC Housing Finance Limited 8.14
7 IRFC Limited 7.60
8 EXIM 5.38
9 Small Industries Development Bank of India 2.61
Sector Allocation (% of Net Assets)
Sr. No Issuer % of Net Assets
1 Financial Services 68.83
2 Energy 16.50
3 Cash And Cash Equivalents 14.67
Note: Cash and Cash Equivalents includes Overnight Investments (CBLO/Reverse
Repo)
Portfolio Turnover Ratio (Portfolio turnover is defined as lesser of purchases and sales
as a percentage of the average corpus of the Scheme(s) during a specified period of
time.) - The Portfolio Turnover Ratio in case of debt fund is not applicable.
Kindly refer the Fund’s website, www.assetmanagement.hsbc.com/in for monthly portfolio
disclosures.
C. Aggregate investment in the Plan/Scheme by directors, fund manager’s and key
managerial personnel of the AMC as on March 31, 2017
Scheme Name AuM in INR AMC’s Board of
Directors Fund Manager(s) Other Key
Managerial Personnel
of AMC
HSBC Capital Protection Oriented Fund – Series II – Plan II
NIL
Note: The above investments are based on holdings as of March 31, 2017 and
sourced from the Fund’s Registrars records, on the basis of PAN of the above persons.
The investments have been aggregated at a scheme level, irrespective of the date of
investment into the scheme. The CEO of the AMC being a Director has been included
under AMC Directors and not under Key Managerial Personnel.
Apart from point A to C as mentioned above, following illustration showing impact of
expense ratio on plan/scheme’s return is also disclosed in the SID of the above mentioned
Plans/Schemes.
D. Illustration: Impact of Expense Ratio on Scheme's return:
Collections at Day Zero A 100,000,000
Purchase Price per unit B 10
Units allotted to domestic investors A/B C 10,000,000
Amount Invested D 100,000,000
Yield on investment E 6%
Expense ratio F 1.65%
AUM after one month
AUM including Yield (D*E)/12+D G 100,500,000
Expenses (for one month) (INR)-approximated at average of opening and closing AUM
((A+G)/2 * F)/12 H 137,844
AUM after one month G-H I 100,362,156
NAV per unit I/C J 10.0362
Annualized returns (Pre Expenses) % (G-D)/D*100*12 K 6.00
Annualized returns (Post Expenses) % (I-D)/D*100*12 L 4.35
This addendum shall form an integral part of the SID / KIM of the above mentioned Plan(s)/Scheme(s) as amended from time to Time. Applicants(s)/Unit holder(s) may contact our Customer Service Number - 1800 200 2434 or their
financial advisor(s), for any additional information/clarifications. You may also visit our website
www.assetmanagement.hsbc.com/in or write to us at hsbcmf@camsonline,com for any other
related information.
For & on behalf of HSBC Asset Management (India) Private Limited (Investment Manager to HSBC Mutual Fund)
Sd/- Authorised Signatory Mumbai, April 28, 2017
Mutual Fund investments are subject to market risks, read all scheme related documents carefully HSBC Asset Management (India) Private Limited, 16, V. N. Road, Fort, Mumbai – 400001 Email: [email protected], Website: www.assetmanagement.hsbc.com/in Issued by HSBC Asset Management (India) Private Limited CIN – U74140MH2001PTC134220