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© 2015 Electric Power Research Institute, Inc. All rights reserved. Ralph E. King Principal Project Leader EPRI European Engagement Summit April 28, 2015 Improving Network & System Management for Substations and Field Devices
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Page 1: Improving Network & System Management for Substations …smartgrid.epri.com/doc/ICCS_Summit/C3.1_King_EPRI...•Operations systems lack a scalable, vendor-neutral solution for integrated

© 2015 Electric Power Research Institute, Inc. All rights reserved.

Ralph E. King

Principal Project Leader

EPRI European Engagement Summit

April 28, 2015

Improving Network &

System Management

for Substations and

Field Devices

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2© 2015 Electric Power Research Institute, Inc. All rights reserved.

Protective Measures

Network Management Systems

DNP3 Secure Authentication v5

EPRI’s Cyber Security and Privacy Program:

Cyber Security Technology Projects for 2015:

Managing Cyber Incidents

Integrated Threat Analysis Framework

Security Incident Management Task Force

Integrated Security Operations Center

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3© 2015 Electric Power Research Institute, Inc. All rights reserved.

Protective Measures:

Network Management Systems

IEC 62351-7 MIBOperational Asset

Health Monitoring

Security Monitoring

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4© 2015 Electric Power Research Institute, Inc. All rights reserved.

IED data to NMS =

Network Management

System (NMS)

Router and Switch data to NMS =

Network Management Systems Research

“IT-style monitoring of OT systems”

Research GAP!!

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5© 2015 Electric Power Research Institute, Inc. All rights reserved.

Network Management Systems Research Objective:

“IT-style monitoring of OT systems”

Issue

• Operations systems lack a scalable, vendor-neutral solution

for integrated network, system, and security management.

Value

• Enables utilities to more effectively

monitor and manage operational

systems’ health and security.

Project approach

1. Develop use cases and

testing scenarios

2. Vendor proof of concept

3. Utility technology transfer

workshop

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6© 2015 Electric Power Research Institute, Inc. All rights reserved.

Network System Management:

2014 Project Accomplishments

EPRI Report: Implementation & Application of

IEC 62351-7

IEC 62351-7 Development & Adoption

Use Case Development

Substation Network Explorer

Test Plan & Results

Technology Transfer

Workshop

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7© 2015 Electric Power Research Institute, Inc. All rights reserved.

F0/1 G2 G1F0/8 F0/1F0/2 G1

G1

Case 1:

Power Supply Failure

Case 2:

Storm Detectionand Prevention

Case 3:

Protocol Error andCritical Event

Case 4:

Idle Time and Denial of Service

Case 6:

Login Failure Detection

Case 5:

Resource Exhaustion

Use Cases for IEC 62351-7 explored in EPRI

Cyber Security Research Lab in 2014:

Component Failure and Degradation Alarms

This use case provides details on requirements for monitoring a

component failure or impending failure.

– Power Supply Failure (UC1)

Traffic Analysis

The ability to use 62351-7 MIBs to determine if there is one or

more different types of abnormal traffic occurring.

– Substation Network Storm Detection and Prevention (UC2)

– Protocol Monitoring (UC3)

– Denial of Service Detection (UC4)

– Traffic Pattern Analysis for intrusion detection (UC6: Login Failure)

Resource Exhaustion

This category encompasses evaluation of machine

resources and the detection of when an abnormal

amount of resources are being utilized.

– Resource Exhaustion (UC5)

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8© 2015 Electric Power Research Institute, Inc. All rights reserved.

Proposed 2015 Use Cases:

1. Implement native IEC 62351-7 MIB in network devices and IEDs

– Accepting vendor participation!!

2. Extend Device Resource Monitoring beyond network devices to monitor IEDs

3. Monitor IED configuration changes

4. Device Clock Synchronization Monitoring

5. Perimeter Access Monitoring

6. Monitoring for Certificate Expire/Revoke status

7. Extend Protocol Error Detection beyond GOOSE to include DNP3

8. Send security information to SIEM using IEC 62351-7 SNMP Gateway

9. Configure other NMS to monitor IEC 62351-7 MIBs

– Accepting vendor participation!!

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9© 2015 Electric Power Research Institute, Inc. All rights reserved.

Research Approach &

Demonstration Environment

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10© 2015 Electric Power Research Institute, Inc. All rights reserved.

EPRI Cyber Security Research Lab Network Environment

(As of Feb 2015)

Research objective: Provide a scalable, vendor-neutral solution for integrated

network, system, and security management by leveraging IEC 62351-7.

• Currently testing with Eight Network devices from six vendors!!

‒ Most are not implementing 62351-7, in project plan for 2015+.

• Proof-of-concept NMS testing tool for IEC 62351-7 MIB

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11© 2015 Electric Power Research Institute, Inc. All rights reserved.

General Information Flow & Actors

SNMPsubAgent

SNMPsubAgent(s)

SNMPAgent(s)

NSM Analysis Operator

MonitoredInformation Monitored

Informaiton

Metric(s)

Action

CommandCommanded

Action

IED orIntermediate

Systems

One or more points of

observation or action

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12© 2015 Electric Power Research Institute, Inc. All rights reserved.

General Information Flow & Actors (non-SNMP IEDs)

SNMPsubAgent

SNMPsubAgent(s)

SNMPAgent(s)

NSM Analysis Operator

MonitoredInformation Monitored

Informaiton

Metric(s)

ActionCommand

CommandedAction

IED or Intermediate Systems or Proxy

IED with no SNMP

SNMP Proxy

Non-SNMPProtocol Translation to

SNMP MIBs

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13© 2015 Electric Power Research Institute, Inc. All rights reserved.

NMS Implementation Observations:

The key to NMS implementation is the standard set of objects in the IEC 62351-7 MIB

Advantages of NMS in the utility sector are obtained by utilizing the MIB with new or existing NMS tools

The MIB is not limited to substations but can be expanded to any environment

The MIB is compared/mapped to other standards in the report

– ISO FCAPS (Fault, Configuration, Accounting, Performance, Security)

– Information Technology Infrastructure Library (ITIL)

– IEC 61850

– SNMP

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14© 2015 Electric Power Research Institute, Inc. All rights reserved.

Substation Network Explorer (SNE)

Proof-of-Concept Testing Tool:

HMI for Use Case Testing and Demonstration

Available for vendors and EPRI members for testing

Monitors & Reports on IEC 62351-7 MIBs

Developed in EPRI Cyber Security Research Lab

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15© 2015 Electric Power Research Institute, Inc. All rights reserved.

• Network Bandwidth

• Protocol Traffic Statistics

• Network Latency Statistics

• Switch/Router Status

• Protocol Error Detection

• Excess Idle Time &

DOS Detection

• Package Loss or Illegal

Header Detection

• Key System Resources

• CPU/Memory/Temperature

• Power Supply

• Device Clock

• Network Topology

• IED Configuration

• Report all Security Objects

in IEC 62351-7 MIBs

• Convert Vendor Specific

MIBs to 62351-7 MIBs

• Supports Multiple NMS

Masters

Current Proof-of-Concept Capabilities:

Network Visualization

Asset Health & Security Monitoring

Network Performance Analysis

Deep Packet Inspection of Network Traffic

Industry First IEC 62351-7 SNMP Gateway

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16© 2015 Electric Power Research Institute, Inc. All rights reserved.

Visualization GUI

SIEM

Or Control Center NMS

NMSServer

SNMP Server

SNMPGateway

Event 1 PS-1 FailureSNMP Trap Event

Event 2 PS-1 FailureIEC 62351-7 Event

Power Supply Failed!

SNMP Trap

Network Monitoring

SNMP Poll

62351-7 SNMP

Switch

Substation Model/Traffic Analysis Module

Substation Network Explorer Software Architecture:

Power Supply Failure Example

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17© 2015 Electric Power Research Institute, Inc. All rights reserved.

Substation Network Explorer

IEC 62351-7 MIB

Demonstration

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18© 2015 Electric Power Research Institute, Inc. All rights reserved.

SNE Demonstration – Areva Relay Power Loss

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19© 2015 Electric Power Research Institute, Inc. All rights reserved.

SNE Demonstration – Cisco Switch Power Loss

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20© 2015 Electric Power Research Institute, Inc. All rights reserved.

SNE Demonstration – GE D60 GOOSE Messaging Disabled

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21© 2015 Electric Power Research Institute, Inc. All rights reserved.

Configure and test the current Substation Network Explorer NMS

tool at a member utility

Advanced use cases

– Monitor configuration changes in IED’s

– Extend Device Resource Monitoring beyond network devices to

monitor IEDs

Additional vendor integration in the Cyber Security Research Lab:

– With additional vendor NSM solutions

– With additional vendor IEDs (moving towards native implementation of

IEC MIB)

MIB is freely available!

Network System Management:

Proposed Objectives for 2015

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22© 2015 Electric Power Research Institute, Inc. All rights reserved.

2014 Cyber Security Technologies Reports:

Report Title Product ID

DNP3 (IEEE Std 1815TM) Secure Authentication:

Implementation and Migration Guide and Demonstration Report3002003736

Network System Management: Implementations and Applications

of the IEC 62351-7 Standard3002003738

Guidelines for Integrating Control Center Systems Into an

Integrated Security Operations Center3002003739

How to download EPRI Reports:

1. Go to www.epri.com

2. Type the Product ID in the Search Bar

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23© 2015 Electric Power Research Institute, Inc. All rights reserved.

Together…Shaping the Future of Electricity


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