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Influence of hand-rearing and bird age on the faecal microbiota of the 1 critically endangered kakapo 2 3 4 David W. Waite a , Daryl K. Eason b , Michael W. Taylor a # 5 6 7 Centre for Microbial Innovation, School of Biological Sciences, The University of Auckland, Auckland, 8 New Zealand a ; Research Development and Improvement Division, Department of Conservation, 9 Nelson, New Zealand b 10 11 12 Running Head: Development of the kakapo faecal microbiota over time and age 13 14 15 16 Please address correspondence to Michael W. Taylor 17 E-mail: [email protected] 18 Tel. (+64) 9 3737599 x82280 19 Fax (+64) 9 3737416 20 AEM Accepts, published online ahead of print on 16 May 2014 Appl. Environ. Microbiol. doi:10.1128/AEM.00975-14 Copyright © 2014, American Society for Microbiology. All Rights Reserved. on July 7, 2018 by guest http://aem.asm.org/ Downloaded from
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Influence of hand-rearing and bird age on the faecal microbiota of the 1

critically endangered kakapo 2

3

4

David W. Waitea, Daryl K. Easonb, Michael W. Taylora# 5

6

7

Centre for Microbial Innovation, School of Biological Sciences, The University of Auckland, Auckland, 8

New Zealanda; Research Development and Improvement Division, Department of Conservation, 9

Nelson, New Zealandb 10

11

12

Running Head: Development of the kakapo faecal microbiota over time and age 13

14

15

16

Please address correspondence to Michael W. Taylor 17

E-mail: [email protected] 18

Tel. (+64) 9 3737599 x82280 19

Fax (+64) 9 3737416 20

AEM Accepts, published online ahead of print on 16 May 2014Appl. Environ. Microbiol. doi:10.1128/AEM.00975-14Copyright © 2014, American Society for Microbiology. All Rights Reserved.

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Abstract 21

The critically endangered New Zealand parrot, the kakapo, is subject to an intensive management 22

regime aiming to maintain bird health and boost population size. Newly hatched kakapo chicks are 23

subject to human intervention and are frequently placed in captivity throughout their formative 24

months. Hand-rearing greatly reduces mortality among juveniles, but the potential long-term impact 25

on the kakapo gut microbiota is uncertain. To track development of the kakapo gut microbiota, 26

faecal samples from healthy, pre-fledged juvenile kakapo, as well as unrelated adults, were analysed 27

using 16S rRNA gene amplicon pyrosequencing. Following the original sampling, juvenile kakapo 28

underwent a period of captivity, so further sampling during and post-captivity aimed to elucidate the 29

impact of captivity on the juvenile gut microbiota. Variation in the faecal microbiota over a year was 30

also investigated, with resampling of the original juvenile population. Amplicon pyrosequencing 31

revealed a juvenile faecal microbiota enriched with particular lactic acid bacteria when compared to 32

the adults, although overall community structure did not differ significantly among kakapo of 33

different ages. Abundance of key OTUs was correlated with antibiotic treatment and captivity, 34

although the importance of these factors could not be proven unequivocally within the bounds of 35

this study. Finally, the microbial community structure of juvenile and adult kakapo changed over 36

time, reinforcing the need for continual monitoring of the microbiota as part of regular health 37

screening. 38

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Introduction 39

The kakapo (Strigops habroptilus) is a flightless, nocturnal parrot endemic to New Zealand. It 40

possesses few defences against introduced mammalian predators (1), has a slow reproductive rate 41

and usually lays only a single egg. Although kakapo were once common throughout New Zealand (2), 42

the population has declined to 125 individuals at the time of publishing, confined to three predator-43

free islands off the coast of New Zealand. Since the 1980s, kakapo have been subject to an intensive 44

management program focused on preserving the species and eventually restoring the population to 45

self-sustaining levels (3-5). In an effort to optimize management practices, the New Zealand 46

Department of Conservation has collaborated with researchers from a wide range of biological 47

disciplines, including behavioural ecology, physiology, genetics, nutrition and, recently, microbiology 48

(6-12). 49

50

The kakapo has an array of biological characteristics that make it an unusual animal to study. Apart 51

from being the world’s heaviest parrot, the only flightless parrot and the only parrot to carry out lek 52

breeding (6), the kakapo has been identified as a potential foregut fermenter due to its herbivorous 53

diet and lack of ceca (13). Microbially-mediated foregut fermentation is a common trait in mammals 54

but is rare among avians, with only the South American hoatzin known to perform this process (14). 55

Notable differences in feeding strategy do exist between the kakapo and hoatzin, however, with 56

kakapo rarely ingesting fibrous plant material, instead extracting the juices from shoots and leaves 57

and discarding the undigested ‘chews’ (15, 16). There is currently no empirical evidence to support 58

or dispute the occurrence of foregut fermentation in kakapo. Intriguingly, the reproductive cycle of 59

the kakapo is linked to the fruiting of particular native New Zealand trees. The rimu tree undergoes a 60

mast season every three or four years, during which time kakapo mate and rear young. While the 61

link between kakapo and rimu is well established, the causal link between these two phenomena is 62

unclear and is not simply a matter of additional dietary energy enabling reproduction (17). 63

64

The role of microbial symbionts in the gastrointestinal (GI) tract of vertebrates is well documented, 65

and a range of mechanisms through which microbes contribute to the nutrition (18-21) and 66

development of the host gut (22-24) have been identified. Our previous research into the GI-67

associated bacteria of the kakapo revealed a community dominated by only a handful of operational 68

taxonomic units (OTUs), mainly from the phyla Proteobacteria and Firmicutes and apparently lacking 69

in archaea (12, 25). The kakapo GI tract appears to have a low phylum-level diversity of bacteria 70

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compared to other birds (25, 26) and this has led to speculation of a population bottleneck on the 71

gut microbiota. The kakapo microbiota is not well understood, but it is likely that current 72

management practices have an impact on the microbial community as kakapo are removed from the 73

wild and given veterinary care at the first sign of sickness (27). This captivity results in a change in 74

diet and often includes antibiotic treatment, both of which are frequently linked to shifts in 75

microbial community structure (23, 28-31). 76

77

Of major relevance to kakapo microbiology is the fact that the developmental pattern of the kakapo 78

gut microbiota is completely unknown, thereby making it difficult to address questions regarding the 79

effect of diet or captivity on the gut microbiota. Previous research into the development of the gut 80

microbiota in other host species has reported that the microbiota of juveniles differs significantly 81

from that of adults in both avians and mammals (32-36), although it is not clear that this pattern is 82

reflected in the kakapo (12). In many avian species the juvenile microbiota is a dynamically changing 83

community (37-39) that gradually develops towards the adult community structure (33, 36), but the 84

changes in microbiota as the subject ages vary by host. For example, chickens are enriched in 85

Lactobacillaceae in the first week of life (38), while juvenile turkeys appear to harbour a large 86

proportion of Clostridiales until around 10 weeks of age (39). Moreover, even genetically related 87

individuals undergo different developmental patterns when geographically isolated (40). In order to 88

better understand the temporal dynamics of the kakapo microbiota, and potentially gain insights 89

into the impact of human intervention, samples were collected from juvenile kakapo born during the 90

2011 breeding season, spanning four time points throughout the first year and a half of life. The aims 91

of this study were to compare differences in the juvenile and adult faecal microbiota, to understand 92

the time required for juvenile kakapo to develop a ‘normal’ adult gut microbiota, and to investigate 93

the potential effects of captivity on the juvenile microbiota. 94

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Materials and Methods 95

Sample collection 96

In the 2011 breeding season, 11 kakapo chicks were hatched on Codfish Island, off the coast of New 97

Zealand (46°47'S 167°38'E). Samples were collected from these juveniles at four time points, which 98

are summarised in Table 1. During the nesting period each juvenile required a period of captivity, 99

either due to low weight gain or sickness. While undergoing the period of captivity the juveniles 100

were fed a diet of fruit, Lactated Ringer’s solution and the proprietary parrot hand-rearing formula 101

Exact (Kaytee Products Inc, Chilton, WI). Eight of the captive juveniles were also treated with the 102

commercially available antibiotics Augmentin and Clavulox, which combine a β-lactam and β-103

lactamase inhibitor (Tables 1 and 2). Samples collected during this period were taken following five 104

days of captivity. Following release from captivity, juveniles were given a ‘recovery’ period of two 105

weeks, after which additional faecal samples were collected. A final sample was collected 106

approximately one year later, at which point the ‘juveniles’ had fledged from the nest and were now 107

independent adults. 108

Fresh faecal samples were also collected from adult kakapo in the same manner. Samples were 109

taken from adults with no history of sickness, and no history of captivity other than the original 110

translocation to Codfish Island, at time points coinciding with the Juvenile_First and Juvenile_Fourth 111

samplings. The adult age data areincomplete as some birds were born wild and only introduced to 112

Codfish Island later in life. However, the youngest adults sampled were born on Codfish Island in 113

2005, making the ‘adult’ kakapo representative of a substantially older sub-population than those 114

individuals representing the ‘juvenile’ dataset, even though at the Juvenile_Fourth time point the 115

original juvenile kakapo were mature kakapo. 116

Fresh faeces were collected aseptically during routine health inspections of the juveniles and stored 117

in sterile polypropylene tubes on ice until they were able to be frozen, a period of less than one hour 118

following collection. Sample sizes vary throughout the study due to difficulty with capture and 119

recapture of birds. 120

121

DNA extraction, PCR amplification and amplicon pyrosequencing 122

DNA extraction was performed on samples using a previously described bead-beating method (12). 123

PCR was performed using 16S rRNA gene-specific primers targeting Bacteria: 533f (5’-124

GTGCCAGCAGCYGCGGTMA-3’) and 907R (5’-CCGTCAATTMMYTTGAGTTT-3’) (41). Each primer was 125

synthesised with an FLX Titanium adaptor sequence (533f: CCA TCT CAT CCC TGC GTG TCT CCG AC, 126

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907R: CCT ATC CCC TGT GTG CCT TGG CAG TC) and a 10 bp multiplex identifier barcode (MID) was 127

attached to the forward primer using commercially available barcode sequences (Roche Diagnostics 128

Corporation, Branford, CT) . For each DNA extraction, three 25 µL PCR reactions were performed 129

with a specific barcoded primer. Reactions contained 20 mM Tris-HCl, 50 mM KCl, 1.5 mM MgCl2, 130

100 µM dNTP mixture, 2.5 µM of forward and reverse primer, 2% bovine serum albumin, 0.5 units 131

Taq polymerase and 10 ng of template DNA. Cycling conditions were as follows: initial denaturation 132

of 94°C for 5 min, 20 cycles of touchdown PCR (94°C for 30 s, 60°C for 30 s and 72°C for 45 s, with a 133

0.5°C decrease in annealing temperature per cycle), 10 cycles of 94°C for 30 s, 50°C for 30 s and 72°C 134

for 45 s, and a final elongation step of 72°C for 10 min, with one negative control run for each primer 135

pair. Following amplification, PCR products from each sample were pooled and purified using the 136

Agencourt AMPure XP bead system (Agencourt, Beckman Coulter, MA, USA), according to the 137

manufacturer’s instructions. Product size was measured using the Agilent DNA 1000 kit (Agilent 138

Technologies, Waldbronn, Germany) run on the Agilent 2100 Bioanalyzer platform. Purified product 139

was quantified using the Qubit Quant-iT DNA high-sensitivity assay and combined with fragment size 140

to equalise the number of molecules pooled per sequencing run. Samples were randomised across 141

sequencing runs and pyrosequencing was performed on a Roche GS-FLX Titanium platform (Roche, 142

NJ, USA) by Macrogen Inc (Seoul, South Korea). Sequence data were submitted to the NCBI 143

Sequence Read Archive under the accession numbers SAMN02369276 – 329 and SAMN02420182 – 144

88. 145

146

Bacterial community analysis 147

Sequence reads were processed using mothur version 1.31.2 (42). Briefly, pyrosequencing 148

flowgrams were denoised using the mothur implementation of AmpliconNoise (43). Sequences with 149

length <200 bp or homopolymers >8 bp were removed, as were sequences with more than one MID 150

barcode mismatch or two primer mismatches. Sequences were then aligned against a reference 151

database (http://www.mothur.org/wiki/Silva_reference_alignment) and sequences that could not 152

be aligned were removed. Chimeras identified using the UCHIME algorithm (44) were removed from 153

the data set and the remaining sequences classified using a previously reported method (41, 45). 154

Sequences classified as chloroplast were removed from the dataset, as were sequences that could 155

not be classified even to domain level. From a starting total of 216,759 sequences, the above-156

mentioned procedures led to a final total of 208,121 high-quality sequence reads for further 157

analysis. 158

159

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Following these initial quality control steps, sequence data were binned into genus- and species-160

approximating OTUs using definitions of ≥95% and ≥97% sequence similarity (OTU0.95 and OTU0.97), 161

respectively. Yue-Clayton theta, Jaccard (46) and phylogeny-based UniFrac distances (47) were 162

calculated between each group using each OTU definition. Average distances between communities 163

were calculated by randomly subsampling 1,400 sequences per sample and calculating distance 164

measures 10,000 times. Apparent changes in community structure were tested using analysis of 165

molecular variance (AMOVA) (48, 49). Changes in OTU0.97 abundance between sample groups were 166

tested using metastats (50), but are only reported if the OTU of interest had a relative abundance of 167

≥1% of the obtained sequences across any sample, as rarer OTUs were frequently only observed in a 168

single kakapo individual and therefore were not informative when surveying the overall microbiota. 169

Correlations between OTUs that differed significantly between captive and wild individuals were 170

measured using the Point-Biserial correlation coefficient in the R software environment (version 171

2.15.2 [http://www.r-project.org]). 172

173

Coverage of sequencing was estimated by calculating Good’s Coverage index after subsampling the 174

OTU0.97 table to a depth of 1,400 OTUs per sample. Richness and diversity estimators were also 175

calculated on the subsampled data using Shannon’s diversity and evenness, Simpson diversity index, 176

Chao1 and ACE estimators. In order to test how well previous clone-library data represented the full 177

faecal microbiota, representative OTU0.97 sequences were mapped against full-length clone 178

sequences using usearch (51) with a minimum similarity value of 0.97. The results of the usearch 179

mapping were recorded both in terms of the total proportion of reads that were mapped against the 180

clone-library data, and as a proportion of the total number of OTU0.97 generated during analysis. 181

182

The core microbiota was calculated by scoring the presence/absence of each OTU in each sample 183

then calculating presence as a proportion of all samples. An overall core was calculated using all 184

available wild samples (excluding Juvenile_Second), as well as separate cores consisting of 185

exclusively adult kakapo (Adult_First, Adult_Second, Juvenile_Fourth) and exclusively healthy 186

juvenile kakapo (Juvenile_First, Juvenile_Third). A final core was calculated from the captive, 187

antibiotic-treated kakapo (n = 8) but not from the untreated pair of birds, due to the low sample 188

size. The core microbiota was categorised as the ‘core’ microbes present in >90% of individuals 189

surveyed and the ‘variable’ microbes present in >60% of individuals surveyed. All other OTUs were 190

considered either transient or individual specific. 191

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Results 192

The kakapo microbiota is of low diversity and dominated by Firmicutes and 193

Proteobacteria 194

Amplicon pyrosequencing yielded an average of 4648 sequences per sample, compared to ~77 195

obtained via clone libraries in our previous paper (12). Good’s Coverage values show that amplicon 196

pyrosequencing was able to describe essentially the entire microbiota of each sample group, while 197

ecological diversity measures indicate an uneven bacterial community of low diversity (Table 3). This 198

unevenness was reflected in the low Shannon evenness calculated for each sample. The Shannon 199

evenness index is a ratio of the Shannon diversity index of a sample compared to the maximum 200

possible Shannon index in the sample, with a value of 1 being perfectly even. The evenness of all 201

samples was low according to this metric (Table 3) and this was apparent visually (Figure 1). 202

Community richness (Chao1 and ACE) were lowest during the juvenile captivity period, although this 203

was not reflected clearly in the diversity estimators. Similarly, when amplicon sequences were 204

mapped to previous kakapo gut microbiota clone-library data, the diversity within the clone-library 205

accounted for a comparatively large proportion of the total reads sequenced, but a much lower 206

proportion of the total OTUs (Table 3). Similar to previous findings, the phylum-level membership 207

consisted predominantly of Proteobacteria and Firmicutes. In contrast to the clone-library data, 208

Bacteroidetes and Actinobacteria were also frequently, though not universally, detected (in ~70% 209

and ~33% of samples, respectively). 210

211

In order to create a baseline for future kakapo microbiology research, we defined core and variable 212

communities of OTUs that were observed in the kakapo faecal microbiota (Table 4). The ‘core’ 213

microbiota consisted of OTUs present in >90% of individuals sampled and the ‘variable’ microbiota in 214

>60% of individuals. These groupings were further stratified by age (adult core, juvenile core), and 215

treatment core was calculated for juvenile kakapo under the influence of antibiotics (treated core). 216

In all core calculations of wild birds, two OTUs were classified as ‘core’, taxonomically assignedas 217

Escherichia and Streptococcus. The ‘variable’ microbiota differed between juvenile and adult birds 218

with more OTUs recruiting to the variable microbiota of juveniles, consistent with the higher 219

diversity and richness indices reported in the juvenile population (Table 3). The treated core 220

microbiota differed from that of the juvenile core, and accounted for more of the microbiota than in 221

wild samples. It is important to note that the classification scheme used was only based on 222

presence/absence of OTUs and did not account for their relative abundance in the sample, although 223

abundance carries biological significance in the interpretation of these data. With a single exception, 224

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core OTUs accounted for >5% of the amplicon reads in their respective grouping (Table 4). Some 225

variable OTUs, including OTU02 in the antibiotic-treated microbiota, OTU04 in the adult microbiota 226

and OTU06 in the wild juvenile microbiota accounted for a large proportion of the microbiota in 227

some individuals, but were not commonly observed amongst different individuals. 228

229

The microbial community structure does not vary between juvenile and adult 230

individuals, but changes with time 231

Adult and juvenile community structures were not significantly different from each other under any 232

distance/OTU combination when juvenile and adult samples from matching time points were 233

compared. Comparing the juvenile samples sequentially revealed no differences in community 234

structure (AMOVA, all distances, all OTUs). The community structures of the first and last juvenile 235

samples were significantly different (p < 0.001, all distances, all OTUs) and this difference was also 236

observed for the adult samples (p < 0.001, all distances, all OTUs). The progression of the community 237

structure through time is visualised in Figure 2. 238

239

Relative OTU abundance changes within the faecal microbiota 240

Although the community structure overall did not vary significantly between early juvenile and adult 241

sample groups, statistically significant changes in the relative abundances of OTUs were detected. 242

Six OTUs, generally classified as lactic acid bacteria, were present at significantly higher levels in the 243

Juvenile_First microbiota than in the time-equivalent Adult_First (Table 5). These OTUs reduced in 244

abundance in the juvenile microbiota and there were no significantly different OTU abundances 245

between the Adult_First and Juvenile_Third communities. We conclude that the apparent increase 246

in abundance of these OTUs is associated with the young age of the Juvenile_First cohort, with the 247

exception of two OTUs (Table 5, asterisk) that were observed in only two of the individuals 248

comprising the Juvenile_First cohort and that may represent individual-specific variation in the 249

microbiota. 250

251

The potentially confounding effects of captivity on the microbiota of Juvenile_Second and its 252

subsequent development was a cause for concern within this study, although given the nature of 253

kakapo conservation this was unavoidable. Due to the differential treatment of juveniles in captivity, 254

and the rich wild-type data from the Adult_First, Juvenile_First and Juvenile_Third groups, some 255

inference can be made from the data, although pending additional testing with an adequate control 256

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group these findings remain speculative. OTUs that fluctuated significantly throughout the captivity 257

period are reported in Figure 3 and are summarised as follows: OTU03 (Streptococcus) showed a 258

strong, negative correlation with the β-lactam antibiotic treatment kakapo group when compared to 259

any non-treated group (rpb = -0.45, p = 0.009) and a weaker, statistically insignificant correlation with 260

captivity overall (rpb = -0.16, p = 0.37). Conversely, OTU05 (Enterococcus) was enriched in the 261

antibiotic-treated (rpb = 0.7, p < 0.0001) and captive kakapo (rpb = 0.59, p = 0.0003) when compared 262

to non-treated groups. Samples obtained from the captivity without antibiotic treatment showed no 263

differences that could not be explained by the observed differences between Juvenile_First and 264

Juvenile_Third or the lack of difference between Juvenile_Third and Adult_First (i.e. some OTUs 265

were enriched in the youngest juvenile samples, but not in the later samples or adult samples, 266

implying that individual age was driving the decline in abundance). 267

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Discussion 268

The gut microbiota of the kakapo is likely to contribute greatly to the health and well-being of the 269

bird, however until recently (12, 25) it remained virtually unstudied. Here we document, for the first 270

time, temporal changes in the bacterial communities within the kakapo GI tract, but do not find 271

consistent differences between juvenile and adult birds at a community-wide level. Amplicon 272

pyrosequencing confirms our previous conclusion that the kakapo microbiota is an uneven, low-273

diversity community. Although differences in experimental factors and sampling depth mean that 274

between-study comparisons must be treated with caution, the diversity and richness estimators 275

calculated in this study are nonetheless low compared to those obtained from other avians. A recent 276

analysis of the emu hindgut reported a mean Shannon diversity index of 3.4 (kakapo = 0.95) and 277

Chao1 richness of 624 (kakapo = 60.5) (52), while clone-library based analysis of the chicken cecum 278

reported a Chao1 value of 121 (53). Molecular analysis of the hoatzin cecum (54) reported a median 279

inverse Simpson diversity of >400 (kakapo = 1.78). Kakapo and hoatzin are frequently compared, 280

with the kakapo occasionally mentioned as a potential candidate for avian foregut fermentation. 281

Despite the marked difference in microbial diversity between the kakapo and hoatzin hindgut, the 282

taxonomic differences between these microbiota are not great. Hierarchical clustering of phylotyped 283

data obtained from hoatzin hindgut analysis (54) reveals no separation between the kakapo juvenile 284

and adult faecal microbiota and the hoatzin ceca microbiota (Supplemental Figure 1). While the 285

microbiota of the adult kakapo crop is unknown it is interesting to observe a degree of convergence 286

in the hindgut microbiota of these two geographically isolated birds. 287

288

The greater sequencing depth afforded by amplicon pyrosequencing has allowed us to examine the 289

microbiota in greater detail than our previous effort (12). Indeed, while the core microbiota in the 290

current analysis consisted of only Gammaproteobacteria and Firmicutes, members of additional 291

phyla were also frequently detected in the birds tested. Representatives of the Bacteroidetes were 292

detected in approximately 70% of samples, although often at levels lower than our previous 293

methodology was capable of detecting (12). This finding is somewhat at odds with our previous 294

conclusions, and emphasises the value of increased sequencing depth, even in apparently low-295

diversity environments. Bacteroidetes-associated OTUs occurred in an individual-specific manner so 296

although Bacteroidetes were observed in many samples, no Bacteroidetes-OTUs classified into the 297

kakapo core microbiota. In other avian systems, the most abundant bacterial phyla detected with 298

molecular methods are the Firmicutes and Bacteroidetes, followed by Actinobacteria and 299

Proteobacteria (26), which is notably different to the bacterial community profile of the kakapo. The 300

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functional implications of this differing community composition compared to that of other 301

herbivorous birds is a matter for future investigation, and knowledge of the core bacteria that 302

comprise the kakapo microbiota will be of benefit for potential future kakapo bacteriotherapy and 303

probiotic development (25). 304

305

The lack of differentiation between juvenile and adult community structures is an interesting finding, 306

as strong differences have been reported in other avian systems in which the juveniles were of a 307

similar age to those studied here (32, 36), or older (33). Despite the lack of difference in community 308

structure, some OTUs varied significantly in abundance between younger and older birds, likely 309

reflecting at least some role of bird age in shaping the microbiota. Due to concerns regarding the 310

handling of nesting adults, adults sampled in this study were not the parents of the studied juveniles 311

and to the authors’ knowledge there was no contact between these juvenile and adult birds. We 312

speculate that this apparently homogenous bacterial community may be due to the small size of 313

Codfish Island, with all adult kakapo utilising an almost identical diet. It has been observed that 314

kakapo on Codfish Island share overlapping home ranges, with individuals often sharing feeding 315

stations when supplemental feed is provided. Further study into the development of the juvenile 316

microbiota may better resolve this pattern by using a finer time-scale to investigate the community 317

structure much sooner after hatching. Although age did not appear to influence community 318

structure, the relative abundance of particular OTUs (including those within the core microbiota) 319

varied with age and time, consistent with the wider avian literature (32, 38, 39). In general, microbial 320

OTUs that were classified as part of the overall core microbiota were present at high levels within 321

the faecal samples and in each sample grouping the core and variable OTUs represented over half of 322

the microbiota (Table 4), indicating that these microbes are likely of biological significance to the 323

kakapo. It was interesting to note that the core microbiota of the juvenile samples accounted for 324

more of the total microbiota and comprised more OTUs than that of the adults. The core microbiota 325

was even more conserved in the antibiotic-treated kakapo, which may be a consequence of a 326

reduction in available niches brought on by a controlled diet and antibiotic pressure. 327

328

The need to maintain the health of juvenile kakapo is clearly paramount from a conservation 329

standpoint, and accordingly it was not possible to maintain a wild juvenile control group when 330

individuals needed to be taken into captivity. With the entire juvenile kakapo population in captivity, 331

there was no adequate control group for comparison other than the adult group, but we 332

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nevertheless attempted to identify significant changes in the microbiota that correlated with this 333

period. Studying kakapo that were captive but not treated with antibiotics allowed us to tease apart 334

the influence of diet and antibiotic treatment, albeit with a smaller sample size than is ideal. The 335

reported changes in the microbiota were more strongly correlated with antibiotic treatment (OTU03 336

rpb = -0.45, OTU05 rpb = 0.7) than captivity in general (OTU03 rpb = -0.16, OTU05 rpb = 0.59), implying 337

that antibiotic treatment was the primary factor driving the observed differences during captivity. 338

We also observed changes in the microbiota of captive, antibiotic-treated individuals, which adds 339

further evidence that captivity alters the kakapo microbiota. The lack of a juvenile control group 340

makes these findings tentative, but there appears to be no long-term impact of these changes as the 341

bacterial community structures of treated juveniles and untreated adults converged in later samples 342

and no differences in relative OTU abundance were detected between adults and juveniles following 343

release from captivity. In future breeding seasons it would be desirable to attempt to repeat this 344

experiment with finer time scales and more rigid control groups to validate these data (bird health 345

permitting). 346

347

A previous meta-analysis (55) has reported that microbial communities vary through time across a 348

range of natural ecosystems. Consistent with this observation, the kakapo faecal microbiota varied 349

over time, with juvenile and adult samples differing after approximately one year between samples. 350

It is possible that this change is related to the change in diet, as reproduction in the kakapo 351

correlates with the fruiting of specific trees native to New Zealand. In addition, supplementary 352

feeding is a common practice during breeding seasons and these changes in kakapo ecology provide 353

a mechanism that may account for the apparent changes in gut microbiota over time. When 354

comparing differences between the early and later samples, a Proteobacteria-associated OTU 355

(Figure 3 , OTU02) was only sporadically observed in the early samples but was one of the most 356

abundant OTUs at the final time point (Figure 1). This OTU could not be classified below the phylum 357

level, with results generally alternating between the classes Betaproteobacteria and 358

Gammaproteobacteria. Additional chimera testing was performed using both UCHIME and the 359

chimera.slayer command in mothur against the SILVA gold database 360

(http://www.mothur.org/wiki/Silva_reference_files), but this OTU was not determined to be 361

chimeric in either test. The presence and identity of this OTU will be important in future analysis of 362

the kakapo microbiota as its identity may be better resolved with longer sequence data or a 363

different amplicon region. Changes in the microbiota over time carry significance for the wider field 364

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of disease ecology, as they emphasise the need for up to date knowledge of animal-associated 365

microbiota in order to better enable pathogen detection (56). 366

367

Cut-off values of 95% and 97% sequence similarity are commonly reported in the literature, although 368

there is concern over what value is appropriate (57-59). In order to account for potential biases 369

introduced by the level of OTU similarity, sequence data were binned into two different OTU 370

definitions (OTU0.95, OTU0.97) and statistical testing performed between each sample group using 371

each OTU cut-off. The overall robustness of a finding was not only based on the statistical 372

significance but also whether a finding was consistent across different OTU definitions and distance 373

calculations. Statistically significant findings were preserved across OTU definition, giving confidence 374

that the conclusions regarding community structure were not merely artefacts of the bioinformatic 375

approach. 376

377

Overall our findings suggest that the faecal community structure of kakapo is not influenced by host 378

age per se, but does change through time. That age is not a significant factor in shaping the 379

community structure of the kakapo microbiota contrasts with patterns seen in other avian hosts, 380

although age-related differences in OTU abundance indicate that age still plays a role in shaping at 381

least a subset of the kakapo microbiota, although possibly on a shorter timescale than normally 382

observed. By comparing our juvenile data to data obtained from adult kakapo, we have teased apart 383

age- and time-based differences and established a working core set of bacteria for further study in 384

kakapo microbiology. Finally, in confirming that the microbiota changes over time we have 385

reaffirmed the need for continuous sampling of the microbiota of this endangered bird in order to 386

ensure that knowledge of the ‘healthy’ microbiota is accurate. The described data - in combination 387

with ongoing ecological and genetic studies - should contribute to the management and ultimately 388

the survival of this ancient parrot. 389

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Acknowledgements 390

This work was supported by funding from The University of Auckland Faculty Research Development 391

Fund (grant 9841 3626187). D.W.W. was supported by a University of Auckland Doctoral 392

Scholarship. 393

394

We gratefully thank Ron Moorhouse, Deidre Vercoe and Jo Ledington (Department of Conservation) 395

for their support with this project. We also thank Peter Deines and Siân Morgan-Waite for helpful 396

comments on this manuscript. 397

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Figure Legends 398

Figure 1. Phylogenetic distribution of bacterial OTUs in the kakapo faecal microbiota 399

High-level taxonomic information is provided as per classification. OTUs are defined as groups of 16S 400

rRNA gene sequences that share >97% similarity and are ordered by phylum, then sub-ordered by 401

class. For clarity only the 50 most abundant OTUs are plotted, representing 98.0% of the total reads, 402

with 477 OTUs comprising the remainder of the reads following removal of singletons. OTU 403

abundances are scaled as a proportion of all sequences in the respective sample. OTU02 (mentioned 404

in the manuscript) is noted with an asterisk (*). 405

406

Figure 2. Changes in community structure in wild kakapo samples 407

Non-metric multidimensional scaling of the weighted UniFrac distances between individual samples 408

obtained from wild kakapo. Left: distances calculated based on OTU0.97 (stress = 0.15, r2 = 0.90). 409

Right: distances calculated based on OTU0.95 (stress = 0.15, r2 = 0.91). 410

411

Figure 3. Statistically significant changes in relative OTU abundance during captivity 412

Groups Captive+AB and Captive-AB refer to the cohort Juvenile_Second split by whether or not 413

antibiotics were administered. Excluding changes in OTU abundance that could be attributed to bird 414

age, only OTU03 and OTU05 were significantly different in antibiotic-treated samples compared to 415

all other kakapo samples (including captive kakapo without antibiotic treatment). 416

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Table Legends 417

Table 1. Sample sizes and mean individual age and additional notes taken at the time of sampling. 418

For ‘adult’ kakapo, age data is incomplete but the youngest adults were ≥6 years old in 2011. 419

420

Table 2. List of individuals sampled at each point in the juvenile survey. Individuals marked with an 421

asterisk (*) received antibiotic treatment with the commercially available antibiotic formulas 422

Augmentin and Clavulox. 423

424

Table 3. Common diversity and richness estimators as calculated using OTUs of ≥97% sequence 425

similarity. The median value for each sample group is reported. Reads Mapped refers to the 426

proportion of amplicon sequences that could be mapped to pre-existing clone-library data. OTUs 427

Mapped refers to the number of representative OTUs that could be mapped to pre-existing clone-428

library data. 429

430

Table 4. The differences in core kakapo microbiota based on different partitioning of samples. OTU 431

labels are provided to allow consistency between other tables that report OTU abundances and 432

changes. Values report the mean relative abundance (%) of an OTU in the overall microbiota for its 433

grouping. Bolded and underlined values denote ‘core’ OTUs in their group, while regular values 434

indicate an OTU was variable. The final row reports the total proportion of the microbiota which is 435

accounted for by these OTUs (%). 436

437

Table 5. Statistically significant changes in OTU abundance between sample groups of interest. 438

Statistical testing and q-value corrections were performed across the entire OTU table, but only 439

OTUs that accounted for ≥1% of the bacterial community are reported. OTUs marked with asterisk 440

(*) were observed in 2 or less individuals within the Juvenile_First cohort and thus may reflect 441

random inter-individual variation rather than a cohort-related difference. OTU labels are provided to 442

allow consistency between other tables that report OTU abundances and changes. 443

444

445

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Sample Label Individuals Mean Age Sample year Description

Juvenile_First 8 16 days 2011 Faecal sample from wild juvenile kakapo.

Juvenile_Second 10 51 days 2011

Faecal sample from captive juvenile kakapo fed an artificial diet of Lactated Ringer’s solution and fresh fruit. Eight juveniles were also treated with antibiotics during captivity (Augmentin and Clavulox).

Juvenile_Third 5 69 days 2011 Faecal sample from juvenile kakapo ~2.5 weeks following release.

Juvenile_Fourth 8 569 days

2012 Faecal sample from juvenile kakapo during the next round of health screening. At this point individuals were mature, independent birds.

Adult_First 10 - 2011 Faecal sample from wild adult kakapo collected at the same time as Juvenile_First.

Adult_Second 7 - 2012 Faecal sample from wild adult kakapo collected at the same time as Juvenile_Fourth.

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Juvenile_First Juvenile_Second Juvenile_Third Juvenile_Fourth Hakatere Atareta Atareta Hakatere Ian Hakatere* Ian Ian Ihi Ian* Taonga Ihi Stella Ihi* Tutoko Stella Taonga Stella* Waikawa Tia Tia Taonga* Tutoko Tutoko Tia* Waa Waa Tutoko* Waikawa

Waa* Waikawa

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Sample Group Good’s

Coverage Shannon Diversity

Shannon Evenness

Simpson Diversity

Chao1 Estimator

ACE Estimator

Reads Mapped (%)

OTUs Mapped (%)

Adult_First 0.995 0.73 0.10 0.63 25.2 38 99.4 46.4

Adult_Second 0.979 1.10 0.15 0.52 100.1 228.8 24.8 8.9

Juvenile_First 0.991 0.90 0.12 0.49 33.3 110.3 95.4 39.0

Juvenile_Second 0.998 0.88 0.12 0.61 9.8 17.4 88.4 53.9

Juvenile_Third 0.984 1.17 0.16 0.42 42.2 224.1 99.0 27.7

Juvenile_Fourth 0.973 0.91 0.12 0.71 152.5 348.7 10.9 7.1

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OTU Label OTU Taxonomy Overall Adult Juvenile (wild) Juvenile (antibiotics)

OTU01 Escherichia 34.45 38.17 29.03 0.84

OTU02 Unclassified Proteobacteria OTU 42.46

OTU03 Streptococcus 16.33 5.81 31.69 0.89

OTU04 Clostridium 5.73 8.74 1.33

OTU05 Enterococcus 1.04 0.05 37.97

OTU06 Lactobacillus 12.24 9.75

OTU07 Clostridium 7.62

OTU10 Pseudomonas 1.29

OTU11 Lactobacillus 3.20

Total 57.55 52.72 83.25 95.11

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Mean Relative Abundance (%)

OTU Label OTU Taxonomy Juvenile_First Adult_First q-value

OTU06 Lactobacillus 11.16 0.01 <0.001

OTU07 Clostridium 4.49 0.00 <0.001

OTU10 Pseudomonas 1.41 0.01 <0.001

OTU16 Lactobacillus* 1.91 0.00 <0.001

OTU19 Lactobacillus 2.58 0.01 <0.001

OTU50 Clostridium* 1.78 0.00 <0.001

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