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James C Cacheris Financial Disclosure Report for 2010

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    1FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

    1. Person Reporting (last name, first, middle initial)

    Cacheris, James C.4. Title (Article III judges indicate active or senior status;

    magistrate judges indicate full- or p art-t ime)Senior US Distr ict Judge

    7. Chambers or Office Add ress401 Courthouse SquareAlexandr ia , VA . 22314-5799

    2. Court or O rganizationUS District Court

    3. Date of Report4/7/2011

    5a. Report Typ e (check appropria te type)] Nomination, D a t e[] Initial [] Annual [] Final5h. [] Amended Report8. On the bas is of the informat ion contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith appl icable laws and regulat ions.

    6. Report ing Period01/01/2010

    to12/31/2010

    Reviewing Officer Date

    IMPORTANT NOTES: The instruct ions accompa nying this form m ust be followed. Com plete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I. P O S I T I ONS. m c ~ , o m n g i n d i v i d u a l only; see p p . 9 - 1 3 of filing instructions.)D N O N E ( N o reportable positions.)

    P OSI TI ON1 . Co-Chair George Washing ton Law Schoo l 50th Reun ion2.3.

    4.5.

    NAME OF ORGANIZATION/ENTITYGeorge Washington Law School

    I I . A G R E E M E N T S . C R c ~ , o n i n g individaal only; s e e , , . 1 4 - 1 6 of filing instructions.)D N O N E (No reportable agreements.)

    D A T E1.9/1/1971

    P A R T IE S A N D T E R M SJudge Cacheris and VA Supplemental Retirement System Pension Plan

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    FINANCIAL DISCLOSURE REPORTPage 2 of 7

    N a m e o f P e r s o n R e p o r t in gCacher is , James C.

    Date of Report4/7 /2011

    Ill. N O N -I N V E S T M E N T I N C O M E . m e p o , ~ i n g individual and sp .... ; see pp. 17-24 of f i l ing ins t ructions . )A. Filers Non-lnvestm ent Income

    D (No reportable income.)O N E non-investmentDATE SOURCE AND TYPE INCOME(yours, not spouses)

    1.2010 V A Sup p lem en tal R etirem ent Sy stem $51,7 95.602.3.4.

    B , S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were ma rried during anyportion of the reporting year, complete this section.(Dollar amount not required except for honorar ia. )

    N O N E ( N o reportable non-investment income.)

    1.20102.3.4.

    D A T E _ S O U R C E A N D T Y P EV a . S u p p l e m e n t a l R e t i r e m e n t S y s t e m

    IV . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment(Includes those to spouse an d depend ent children," see pp. 25-27 off!ling instructions.)~-~ (No reportable reimbursements.)O N E

    SOURCE DATESNew York In te ll ec tua l March 26-27, 2010Property Law Association

    LOCATIONNew Y ork , New Y ork

    PURPOSEAnnual Dinner

    ITEMS PAID OR PROVIDEDMeals, Lodging and Transportation

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    FINANCIAL DISCLOSURE REPORTPage 3 of 7

    N a m e o f P e r so n R e p o r t i n gCacheris , James C.

    D a t e o f R e p o r t4/7/2011

    V . G I F T S . a n d u d e s those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)~ N O N E (No reportable gifts.)

    SOURCE DESCRIPTION1.2.3.4.

    5.

    VALUE

    V I . L I A B I L I T I E S . a n c t u d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTION1.2.3.

    4.5.

    VALUECODE

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    FINANCIAL DISCLOSURE REPORTPage 4 of 7

    N a m e o f P e r s o n R e p o r t in gCacheris , James C.

    D a t e o f R e p o r t4/7/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of sp ...... d dependent children; see pp . 34-60 of f!ling instructions.)N O N E ( N o reportable income, assets, or transactions.)

    A. B. C ......... D.Description of Assets Income during Gross value at end Tran~acti0ns during reporting period(including trust assets) reporting period of reporting period

    (1 ) (2) ( 1 ) (2 ) . ( 1 ) (2) (3) (4) (5 }Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g,, D a t e Value Gain I d e n t i , t y o fexempt from prior disclosure Code 1 div.,rent, Code2 Method : " , h i i y S ~ I I ~ mm/dd/yy Code2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 ~ e d e r a P ~ i 0 ~ ) :" ~ : ( j - p ) [ ( A - H ) ( i f p r i v a t e :(Q-W) t r a n s a c t i o n ~

    1 . Mu tual Qualif ied A Dividend K T2. Capital One, Savings CD (formerly ChevyC h a s e) A Interest3. USAA VA Bond Fu nd A Dividend L T4. M utu al Discovery IRA A Dividend M T5. W achovia Stock now Wells Fargo A Dividend J T6. S u n t ru s t B a n k A I n t e r e s t J T

    7. W ashington REIT A Dividend L T8. M utual Discovery Fund A Dividend K T9. USAA Inv. Mgt . Mone y M a rket A Interest J T

    1 0 . Amer. Cent ./20th Int . Discovery A Dividend K T1 1 . Mu tual European A Dividend K T1 2 . T I A A / C R E F A Div idend J T

    1 3 . Vanguard 500 A Dividend J T1 4 . USAA Va. Tax Exempt M oney M arke t C I n t e r e s tFund1 5 . G E C Dividend

    J

    JTT

    1 6 . U S A A F e d S a y . Ba n k C D C Interest J T

    1 7 . T. R . P r i ce M idC ap Gro w th D Div idend K T

    1. Income Gaifi Crdes: A =$1,000 or less B =$1,001 : $2;500( S e e C o l u m a s B I ~ d ~ > . . . . F : $ ~ 0 1 0 0 1 ~ $ i 0 0 , 0 0 0 (3 :$i00,001 - $i,000,000

    2. Value Codes J =$15,000 or less K =$15;001 - $50;000(See Columns C I and D3) N =$250 ,001 - $500,000 O = $500,001 - $ 1,000,000

    P3 = $25,000,001 - $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)(See Colum n C2) U =Book Value V =O the r

    C - - $ 2 , 5 0 1 = $ 5 ~ 0 0 0 D =$5,001 =$15,000H l - -$ i ,D00;00i - -$51~0;000 . . .. H~ ~Mb rc than $5;000;000L =$50 001~ $ 00 000 M ~$100 00] . $250 000PI =$t~000,00t ~ $5;000~000 p2 =$5~000,001 ~ $25i000;000~ ~ o ~ t h a , ~ O i O 0 o , o 0 o :S =Assessment T ~Cash Marke tW =Estimated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 of 7

    N a m e o f P e r so n R e p o r t i n gCacheris , James C.

    D a t e o f R e p o r t4/7/2011

    V I I . I N V E S T M E N T S a n d TRUSTS - i .... e, ~,alue, t ...... tions (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructionsON O N E (No reportable income, assets, or transactions.)

    Descr ip t i on of Asse ts( includ ing t rust asset s]

    Place "(X)" after each assetexempt from prior disclosure

    In co m e d u rin g G ross v alue a t endrepor t ing per iod of reporting period

    (!) (2) (1 ~ ( 2 ) O) (2) (3) ~41 (5 )Amount Ty p e . ( e . g : ~ ~Iu~, ~alue T Y O e ( e . g ., Date ~alue Gaha Ident i ty ofC o d e 1 div.,~:ent~ Cod~2 M~thrd buy , se l l , mm/dd/yy C o d e 2 Code 1 buyer / sel ler(A-H) ..... 6i~ifit:) " : (J4P) C o de 3 re d em ptio n ) ( J :P~ (A -H ) ( if p riv a te

    ( Q - W ~ t ransact ion)

    ! 8 . T.R. Pr ice New IR A1 9 . Oakm ark Equi ty Income20 . Coca Cola21 . USAA Fed Sav ing Bank CD22 . USAA Percious Metals23 . USAA Sav ings Bank

    D Dividend J T

    D Dividend J TD Dividend J TC I n t e r e s t J TC Dividend J T Bu yC I n t e r e s t K T Bu y

    08/09/1009/16/10

    JJ

    1. income Gain Codes:(See Colum ns BI and D 4)

    2. Value Codes(See Colunms C 1 and D3)

    3.Value Method Codes(See Colum n C2)

    A =$1;000 0r less B =$L00i , $2,500 c = $2,50t ~ $5,000 D =$5,001 - $15,000............... G --$~00~001 ~ $i ;000;000 HI =$11000i00i ~ $5;000;000 H2 =More than $5,000,000F =$50,001 - $100,000

    J =$15,000 or less K=$15;001 : $50;000 L =$50,001 - $100,000 M =$100,001 r $250,000N =$250,001 - $500;000 O ~$500,001 ~ $I,000,000 P 1 = $ 1; 00 0, 00 1, $ 5, 00 0, 00 0 P 2 = $ 5,0 00 ,0 01 ~ $ 25 ,0 00 ,0 00P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000Q =Appraisal R =Cost (Real Estate Only) S =AsseSSment T =Cash Marke tU =Book Value V = O t h e r W =Estimated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 6 of 7

    Name of Person Report ingCacheris, James C.

    Date of Report4/7 /2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)

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    FINANCIAL DISCLOSURE REPORTPage 7 of 7

    Name of Person Rep ort ingCacheris, James C.

    Date of Report4/7/2011

    IX. CERTIFICATION.I cer t ify that a l l in format ion given ab ove ( including inform at ion per ta in ing to my spouse and m inor or dependen t ch i ldren, i f any ) is

    accura te , t rue , and comple te to the bes t o f my kn owledge and b e l ie f , and tha t any in fo rmat ion no t r epor ted was w i thhe ld because i t met appl icab le s t a tu to ryprov is ions permi t t ing non-d isc losure .I fur ther cer ti fy that earned incom e from outs ide emp loymen t and honorar ia and the accep tance of g i f t s which have been repor ted are incomp l iance wi th the prov is ions o f 5 U.S.C. app . 501 e t . seq. , 5 U.S.C. 7353 , and Jud ic ia l Conference regu la t ions .

    Signature : S[ Jame s C. Cacher is

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W 1 L F U LL Y F A L S IF IE S O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U BJ E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . ap p . 1 0 4)

    Com mit tee on Financia l DisclosureAdm inist ra tive Off ice of the Uni ted S ta tes Cour tsSuite 2-301O ne C o lumbus C i r cl e , N .E .Washington, D.C. 20544


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