8/3/2019 John F Grady Financial Disclosure Report for 2009

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a o 1 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978R e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 0 U . S .C . a p p . f f 1 0 1 - 1 1 1 )1 . P e r s o n R e p o r t i n g ( l a s t n a m e . fi r s t , m i d d l e i n i t i a l ) 2 . C o u r t o r O r g n n i z n t l o n 3 . D a t e o f R e p o r t

Grad y, John F. N o r t h e r n D i s t r i ct o f I ll i n o i s 05 / 12 / 2010

4 . T i t l e ( A r t i c l e I ll j u d g e ~ i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( ch e c k a p p r o p r i a t e t ~ p e ) 6 . R e p o r t i n g P e r i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l- o r p a r t - t i m e ) [ ] Nomina t ion , D a t e 01 / 01 / 2009

Senior U.S. District Judge [] Ini t i a l [] A nnu a l [] F i n a l to12/31/2009$b. [] Amended Repo rt

7 . C h a m b e r s o r O f f ic e A d d r e s s 8 . O n t h e b a s L t o f t h e i n f o r m s t i o n c o n t a i n e d i n t h i s R e p o r t n n d a n ym o d i f i c a ti o n s p e r t a i n i n g t h e r e t o , it h ~ , I n m y o p i n i o n , in c o m p l i a n ceU n i te d S t a t e s D i s tr i c t C o u ~ t w i t h a p p l i c a b l e la w s n n d r e g u l a t io n s .219 S. Deaxborn # 2 2 8 6Chicago, IL 60604 R e v i e w i n g O f l l c e r D a t e

I M P O R T A N T N O T E S : The instruc~ons accorapanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

~ N O N E ~ o reportable positio~OPOSITION NA~ OF ORGA~ZA~QN~NTI~

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. ~ NO~ ~o repotable agreements.)~ PARTIES A~ ~RMS

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8/3/2019 John F Grady Financial Disclosure Report for 2009

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F I N A N C I A L D I S C L O S U R E REPORT [ NameofPe .... Reporttn~ VateofRepo~Page 2 of 7 ] Grady, John F. 0 5 1 1 2 / 2 0 1 0

A. Filers Non-Investment IncomeHO~ ~o repo~able non-investment income.)

~ SO~CE A~ ~E ~COME( y o u ~ , n o t s p o m e s )1.2.

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B. Spouses Non-lnvestment Income -~o11~ ~ount not required ~cept for honor~ia.)~ NO~ ~o reportable non-investment income.)

D A T E SO~CE A~ ~EI . 2009 Glenview Sch~l District 32, S~h P~holo~st

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IV. REIM BUR SEM EN TS - ,~.nspo~ot~o~. ~o~.~oo~, ..~na~.~.~.~(Includes ~hose to spouse and dependen~ children: see pp. 25-2 7 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE D A T E S L O C A T I O N PURPOSE I TE M S P A I D O R P R O V I D E D

I.2.3.4.

8/3/2019 John F Grady Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPO RT [ N~e o~r~.o, Repo ~P a g e 3 o f 7 { Grady, John F, 05/1~010

~ N O N E ~ o reportable g~s.)S O U R C E DESCRIPTION

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[~ N O N E ( N o reportable liabilities.)G P ~ E D I T O R D E S C R I P T I O N VALUE C O D E

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IName of Ferson Reporting Date ofPagcFIN~CIAL 4 of 7 DISCLO SU~ ~PORT I Grady, John F. 05112~010~I. INVESTMENTS and TRUSTS - i .... ~ ~.~ ~o~ a~,~ oygo~ ~ ~ ~;,~. ~0 o/~u~

N O N E ~ o reportable income, assets, or ~a~actions.)A. B. [ C. D.

~ption of Asse~ Inco~ during~

~ value at ~d T~n~ctlons d~ng ~ningI (incl~g ~t ~se~) ~ing ~fi~ of repon~g periodPhc~ ~" ~R~ each asset ~ount T~ (e.g., Valu V ~ue T~ (~.g ., D~ V~ue Ga ~ I~fi~ ofexempt ~ prior di~los~ C~e 1 div., r~t, C ~e 2 Me~ buy, ~ ~ ~e 2 C~e 1 bu~t~l~(A-~ o r i n L ) ( J - P ) C~e 3 ~pfion) ( J - P ) (A-~ (if

1. A o n C o ~ A Divided K T

2 . Ameripfise RVS (formerly New " C Dividend L T Redeemed 04112/09 J B selfDimensions) ( p a r t )Ameriprise Financial (formerly Am. Exp.Mutual Fund) Y

4. Fidelity Ov erseas Fund (IRA ) A Dividend J T5. Kemper Growth Fund (IRA) A Dividend J T6. Walgreen Co. (common stock)(sel0 D Dividend O T7. V anguard Fund ( IR A) A Dividend K T8. Stein Rowe Special Fund (IRA ) A Dividend K T

9. Stein Rowe Special Fund (IRA ) A Dividend K T

1 0 . Ivy Growth Fund(IRA) A Dividend J T

1 1 . Fideli ty OTC Fund (IRA ) A Dividend K T1 2 . Fidelity OTC F und (IRA ) A Dividend J T1 3 . Bank of A merica Corp (common stock) A Dividend J T

1 4 . Chevron Corp (common stock) A Dividend J T1 5 . Scudder Money Market Fund(formerly C Dividend J TZurich)16. LaSalle Bank A Interest J T17 . W algre en Co . ] D Dividend N T

l, Income Gila Co: A -$1,0 0 0 or 1~ B -$I,0 01 - $2 ,50 0 C -$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0( ~ ; ~ ~ C o t t , m m : U I n ~ [ D 4 ) F - $ 5 0 , 0 0 1 - $ l D 0, 0 0 0 G -$ 1 0 0 . 0 0 1 - $ 1 , 0 0 0 . 1 ) 0 0 H I - $ 1 , 0 0 0 , D 0 1 o $ $ , 0 0 0 . 0 0 0 H 2 - q V l o r t h a n $ 5 o 0 0 0 ,0 0 02. V~lu Cod~ J -515,000 or ~ K-$15,001 - L SO,000 L ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M ~$ I00,001 - $250,000(Se~ Columm Cl and D3) lq -$250,001. $50~,000 O -5500~01 - $1,000~00 Pl ,~ 1. 0~ 0, 00 ! - 15 ,0 0 0,0 0 0 F 2 = $5 ,0 0 0,0 0 1. $2 5,0 0 0,0 0 0p $ = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , ~ 0 0 4 = More thaa

~ t . V a l u ~ M e t h o d C o d e s Q -Appraisal R , , C o s t ( R ~ ] E s t e r O n l y ) S -A ~essm em T ~a sh M arket(See Colu~m C21 U -Book Value V , , 4 3 " d a e r W -~sfi mated

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FINANCIAL DISCLOSURE REPORT [ Name alp .... Re por t i n g Date o f Re l )or tIPage 5 of 7 I Grady, John F. 05/12/2010

VII. I N V E S T M E N T S a nd TRU STS - i~com,. , .t~,. , ,~,aon, a nc t~a~,ho, , ofspo~e aMder~dent c h i M r t n ; " u r P " 3 4 ~ 0 offillngN O ~ ~ o reportable income, assets, or ~ansactions.)

A. B. C. D.Description of~ts In.me during Gro~ va[ue at ~d Tm~cfions d~ng r~ing

(including t~t ssse~) ~g ~fi~ of ~g ~od(I) (2 ) (1 ) (2 ) (1 ) (2) (3) (4)

Ph~ ~(X)" after ~ach ~~ A mo~ T~ (e.g ,, Value Val~ T~ (e.g., Date V~u Gain~mptfro~pdor~l~ ~ I div.,~t, ~2 Me~ ~y. seH, ~ ~u2 ~ I(A-~ or inL) (J-P) C~e 3 rede~tion) (J-P) (A-~ (ifpfiva~(~ ~6o~)

1 8 . Ariel Appreciation Fund A Dividend J T1 9 . Delaware Place Bank A Interest K T20 . Harris Trust B Interest L T

2 1 . J.P. Morgan C hase A Interest J T

22 . AXA Equi tab le A Dividend K T2 3 . Alliance Bemst~in Tax-Managed Mutual A Dividend K TFund24 . AMC A P Fund C lass A ( AMC PX) A Dividend K T25. Am erica n Ba la nced Fund Cla ss A (ABALX ) A Dividend K T2 6. Europacific Growth Fund Class A (AEPGX) A Dividend K T

2 7 . Investment Co of America FD Class A A Dividend K T( A ~ V S X )2 8. Washington Mutual Invest. Fund Class A A Dividend K T(AWSttCX)

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FINANCIALDISCLOSUREREPORT[ Grady, John F.

05/12/2010ag e 6 of 7VIII . ADD ITIONAL INFO RMATION OR EXPLANATIONS. ~t,a~c,,,p~n oIRepoaj

8/3/2019 John F Grady Financial Disclosure Report for 2009

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Nam e of Person Reporting ] D a t e o f R e p o r ~PageFINANCIAL7 of 7 DISCLOSURE REPORT G r a d y , J o h n F. ] 0 5 / 1 2 / 2 0 1 0IX. CERT IFICATION .

I certify that all information Oven above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judldal Conference regulations.

Signa tul

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S 1 FA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a pp . 1 0 4 )

FILING INSTRUCTIONSMa il signed original and 3 a dditional copies to:

Com mit tee on F inancial D isclosureAd ministrative Off ice of the United States CourtsSui te 2 -301One Columbus Circle, N.E.W as hing t on, D . C . 2 0 5 4 4