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John L Kane Jr Financial Disclosure Report for 2010

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  • 8/3/2019 John L Kane Jr Financial Disclosure Report for 2010

    1/7

    A O 1 0Roy . 1 /2008FINANCIAL DISCLOSURE .REPORTFOR CALENDAR YEAR 201 0

    Repor~ Requ ired by the Ethicsin Government Act of 1978(5 U.S .C, app . ,~ 101-1111

    1 . P e r s o n R e p o r t in g ( l a s t n a m e , f i rs t , m i d d l e i n i t ~ l )K a r t s , J o h n L .

    4. l h l , (Ar t ic le I I I judg~ indica te ac t ive o r ~n io r s t a l~ ;magistrate judg. indicat~ ~11- or pttt- t irrz)

    US S et , Jo t D i s u i c i Judge

    7 . C h a m b e r = o r O f f i c e A d d r e s s

    83 8 Anaj US Courthouse901 1 9~h S tD ~ n v e x , C O 8 0 2 9 4

    S t . R ~ o r t T)ve (check ap p mp r ia t~] Nomi~ t ion. Dm[] Initial [] Annual [] Fill

    3 . D a t e o f R e p o r t05/09 /201 1

    6. Repo~ng Period0 1 / 0 1 / 2 0 1 0

    to1 2 / 3 1 / 2 0 | 0

    5b. [] Amended ReportO n the bath of the informat ion con ta ined I n t h i s R e p o r t a n d a n ) ,m o d i f i c a ti o n s p e r t x t n i n g t h e r e t o , it I & I n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r t g u l s t f o n s .

    Reviewing Officer

    I M P O R T A N T N O T E S : The insttue~ons a cco m p a n y in g th i~ fo r m m u s t b e fol l~c~t Co m p le te a l l p a r f f~checking the NONE box for each par t where you have no repor table in format ion. S ign on las t page .

    I . P O S I T I O N S . : R , m , ~ , , ~ , , ~ , u ~ t o . t ,. ., ,, p ~ ~ - t J o f : t i, , i ,= , ~ a ~ , , ~ )[] N O N E ( N o reportable posit ions.)

    pOSITION NAM E OF ORGANIZATION/ENTITY

    2.3.4.

    5.

    N O N E ( N o reportable agreements .)p~RTIES AND TERM S

  • 8/3/2019 John L Kane Jr Financial Disclosure Report for 2010

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    F I N A N C I A L D I SC L O S U R E R E P O R TPage 2 of 7

    N.me of Perso. RepordagKane , John L .

    D ~ t e o f R e p o r t0 5 t 0 9 ~ 0 1 1

    I I I . N O N - I N V E S T M E N T I N C O M E . ~,m,angA. Filers N o n - I n v e s tm e n t In c o m e[] NONE non-investment income.)N o reportable

    ~OORCE AND T~E INCOME( y o u t h , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e st m e n t I n c o m e - lf y~ ~tr, manl~d during ~y porfl~n of ~h rtporang ~r, completz t hL t s ~aio n .(Dollm" ar~o~t not r ~ q u i m d ~ t p t f o r h o n o r a r i a . )[~ N O N E ( N o r e p o r t a b l e n o n - i n v e s tm e n t i n c o m e . )

    2.

    3.

    4.

    S O U R C I ~ A N D T Y P E

    IV. REIM BUR SEM ENT S -, ..~n .a,. . ~.~ , ./o.a. .. ,. .oin . .~(Include.t t h o s e t o s p o u s e a n d d e p n d e n t c h i l d r e n : s e e p p . 2 J - 2 7 o f f i li n g i n s t r u c t io n s . )~] N O N E (No reportable reimbursements .)

    S O U R C E D A T E S L O C A T I O N ITEMS pAID OR PROVIDED

  • 8/3/2019 John L Kane Jr Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

    Name of Per son Rep or t ingK n e , J o h n L .

    [] N O N E ( N o reportable l iabil it ies .)

    I.

    3.4.

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    FINANCIAL DISCLOSURE R EPORTPage 4 of 7N a m e o f P e r s o n R e p o r t i n gKane, John L.

    D a t e of Report0 5t0 9 /2 0 1 1

    V I I . I N V E S T M E N T S a n d T R U S T S -income. t . , lue , t ra nsa c t i on , ( l ne l ude x t ho , e o f spou S e a n d de pe nd e n t c h i l dre n; se e pp . . 14-60 o f f i l ing i t u t mc t i on~ lNONE (No reportable income, assets, or transactions.)

    B. !~ C.I Gross value at end ofD e a : r i p t i o n o f A s s e t s I n c o m e d u r ingr e p o r t i n g p e r i o d ~l ~:x~r ting p er iod( i ~ l o d l n g t r u s t a s s e t s ) :; (I) (2)

    !(I)

    I (2)l a ce . " C)0 " a f te r , . - a eh a s se t ! A m o u n t Ty~ (e.g.. V a l ~ e V a l u ee x e m p t f r o m p r i o r d i s ~ l o s t n t i C o d e I d i v . , r e n t , Code 2 ~ Method[ { A - H ) orin-) (J-p) ~ Code3

    (I )b ~ y , s~ll ,

    t~ lempt ion)

    Tran.~c t ions du~ in$ repo~ng p e r i o d(2) I (3) (4)Date [, Vatu~ G a i n

    Month - C O d ~ 2 Code IDay (J-P) (A -H)I d e n t i t y o fbw~seller

    ( i f pr i va tet r ans n~ ior t )

    i. TD Ameritrade Account N o n e

    2. ADRD A Dividend K T

    13 . EE B A Divid end J T

    4. IEF A Dividend J T

    5. IVW A Dividend K T

    6. IW D A Dividend K T

    7. IW R A Dividend J Tg. S H Y A D i v i d e n d K T

    9. VB K A Dividend J T

    1 0 . VN Q A Di v i d e nd 1 T1 I. VB R A Di v i d e nd J T1 2 . WELLS FARGO BANK ACCF A InL/Div. J T

    1 3 . ALLIANCE FED CR UNION, now ENT

    1 4. AMERIPRISE Account#l

    A Int./Div. J T

    None

    15 . AMERIPRISE MNY MKT ACCT A

    16 . AMERIPRISE Account #2

    1 7 . A m e r i p r i s e M o d e r a t e C o n s e r v a t i v e P o r t f o l i o C

    I n t J D i v .

    N o n e

    In t . /Div .

    T

    T

    E = $ I L~OI - $ 5 0 , 0 ~ 0

  • 8/3/2019 John L Kane Jr Financial Disclosure Report for 2010

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    F I N A N C I A L D I SC L O S U R E R E P O R TPage 5 o f 7

    N a m e o f P e r so n R e p o r t i n gK a n e, Jo hn L.

    D ~ r e o f R e p o r t05/09 /201 1

    VII. INVESTMENTS and TRUSTS -i,,~,,,,~.NONE (No reportable income, assets, or transactions.)

    De s c r ip t ion a t A_~e t s T t " a m a c t i o n s d u r i n g ~ ~ r t ~ n g p e r i o d(ir~luding ~ asse~ )

    i I I n c o m e d u r i n g I Gross v-alue at end ofi~; rel~rting period , re~n~g period [! (I) (2) I (1) I (2) i (I)

    Placc(X~aft~e,~:hass~t )Amount I T)~(e.g.,! V alue V alu," ! Type(e.g.,e x e m p t f r o m p r i o r d J s c l o s u r ~ Codeli div.,r~nt, i Code2I Method i b u y , s ~ l l ,(A-H) I o r i n L ) ! (JP) i Code 3 [

    r e d e m p t i o n )

    (2) : {3) (4)Date i Value GainM o n t h - j C o d e 2 C o c l e ID a y I (JP) ( A - H )

    Identity ~fb u y e r / s e l l e r( i l p r i v a t e

    1 8 .

    1 9 .

    2 1 .

    2 2 .

    2 3 .

    24 .

    25 .

    26 .

    27 .

    29 .

    3 0 .

    3 1 .

    I. l~mr~ Gain Cod~: A = $ l , 000 o r b e s s B -$1,001 - $2.500 . C ~$2,501 - I~,~ D ~5,~1 - $1J,~ E - $ 1 5 . 0 0 1 - S ~ o . o o o

  • 8/3/2019 John L Kane Jr Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE R EPORTPage 6 of 7

    Name of Per son Rep or t ingK a n e , J o h n L .

    D a t e o f R t p e r t05/09!20

    VIII. ADDITIONAL INFORM ATION O R EXPLA NATIONS. a ,~ . . .~ .~ ,~o~ ~.~ ,o ,~)

  • 8/3/2019 John L Kane Jr Financial Disclosure Report for 2010

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    F I N A N C I A L D I SC L O S U R E R E P O R TPage 7 o f 7

    N a m e o f P e r s o n R e p o r t i n gK a n e , J o h n L .

    Date of Report05/09/2011

    IX. CE RT IFICAT ION.I c e r t if y t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) l =a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i ef , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e I t m e t a p p l i c a b l e s t a t u to r y

    p r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e -! f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t = wh i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e L s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L YA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )T O F I L E T HI S R E P O R T M A Y B E S U B J E C Y T O C I V IL

    F I L IN G I NS T R U C T I O N SM a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

    Committee on Financial DisclosureAdm inistrative Office o f the United States Cour tsSuite 2-301One Colum bus Circle , N.E.Wash ington, D.C. 20544


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