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Jr Solomon Oliver Financial Disclosure Report for 2009

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Ao Io [ FINAN CIAL DISCLOSURE REPORT Report Required by the Ethics in Govermnent Act of 19 78 g~.. ~/2olo [ FO R CALENDAR YEAR 2009 (~ us.c app .~ lOl-l tl) 1. Person R eporling (last name, first, middle initial) 2. Court or Organizalion 3. Date of Reporl Oliver Jr., Solomon U.S. District Corm 7/14/2010 4. Title (Article Ill judges indicate active or senior statos; 5a. Report Type (check approp riate lypc) 6. Reporting Period magistrate j~ldges indicate fl~lt- or part-time) [] Nomination, Da!e 01/01/2009 U.S. District Judge [] Initial ~1-~ Annual [] Final to 12/31/2009 5b. [] Amended Report 7. Chambers or Office Address 8. On the basis ~f the in[ormatlort conlalued in this Report and any modifieatians pertaining therolo, it is, in my opinion, in compliance Car[ B. Stokes US Court House with applicable laws and regulations. 80! West Superior Avenue Cleveland, OH 44113-1838 Reviewing Officer Dale I3¢PORTANT NOTES: The instructiotts accompanying this form must be followed, Com plete all parts, checking the NONE box far each part where you have Ito repartahle information. Sigtt on last page. [ .~ NONE (No reportable positions.) pOStTION NAME OF ORGANIZATION/ENTITY I. Trustee College of W ooster 2. Committee Member National Conference of Bar Examiners, Multi-State Bar Exam Evidence DraRing Committee ~ NONE (No reportable agreements.) ~ .. DAT~ PARTIES AND TERMS I. 2009 Future Ohio State Teacher’s Retirement System pension based o n 12 years of see’ice at age 60 for an estim aled $28,000, if[ do not withdraw my contributions Oliver Jr., Solomon
Transcript
Page 1: Jr Solomon Oliver Financial Disclosure Report for 2009

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A o I o [ FINAN CIAL DISCLOSURE REPORT R e p o r t R e q u i r ed b y t h e E t h i c sin Govermnent Act of 19 78

g~. . ~ /2o lo [ FOR CALENDAR YEAR 2009 (~ us.c app .~ lOl-l t l)

1. Person R eporling (last name, first, middle initial) 2. Court or Organizalion 3. Date of Reporl

Oliver Jr., Solomon U.S. District Corm 7/14/2010

4. Title (Article Ill judges indicate active or senior statos; 5a. Report Type (check approp riate lypc) 6. Reporting Periodmagistrate j~ldges indicate fl~lt- or part-time)

[] Nomination, Da!e 01/01/2009

U.S. District Judge [] Initial~1-~ Annual

[] Finalto

12/31/2009

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis ~f the in[ormatlort conlalued in this Report and anymodifieatians pertaining therolo, it is, in my opinion, in compliance

Car[ B. Stokes US Court Housewith applicable laws and regulations.

80! West Superior Avenue

Cleveland, OH 44113-1838Reviewing Officer Dale

I3¢P OR TANT NOTE S: The ins t ru c t io t t s a ccom p a ny ing th i s f orm m u st be f o l lowed, Com p le t e a l l p a rt s ,

checking the NONE box far each part where you have I to repartahle information. Sigtt on las t page.

[.~ N O N E ( N o r e p o r t a b le p o s i t io n s .)

pOStTION NAME OF ORG ANIZATION/ENTITY

I. Trustee College of W ooster

2. Committee Member National Conference of Bar Examiners, Multi-State B ar Exam EvidenceDraRing Committee

~ NONE (No reportable agreements.)~

..

DAT~ PARTIES AND TERMS

I. 2009 Future Ohio State Teacher’s Retirement System pension based o n 12 years of see’ice at age 60 for an estim aled$28,000, if[ do not withdraw my contributions

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FINANCIAL DISCLOS URE REPOR T ~ ..... f P’ ..... l q e p o r t i n g D a t a o 1 " R e p o r t

Page 2 of 9 Oliver Jr ., Solom on 7 f14 /2010

1 1 1 . NO N - IN V E S T M E N T IN C O M E . fg,;or,i,g i.di~iauat a,d W oads: ~ pp. 1 7-24 of filing iustruc,ions.)

A. Flier’s Non-Investment Income

N O N E ( No r e p or t a b l e non- i nv e s t m e n t i nc om e . )

DATE SOURCE AND TYPE INCOME

(yours, not spouse’s)

1.5il 2/2009 Evidence Drafting Committee Multi-State Bar Examination M~cting $3,000.00

2. 10i5/2009 Evidence Drafting Committee Mufti-State Bar Exam ination Meeting $3,000.00

3.

4.

B , S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - l f you were married during any portion of the reporting year, complete this section.

( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t fe a r . h o n o r a r i a ~ )

~ ~rO reportable non-investment income.)ONE

DATE SOURCE AND TYPE

1 . 2 0 0 9 Heights Parent Center

2.

3.

4.

IV. REIMBURSEMENTS ..... Sporttttion, Iodl,’ing, Jbod, enterlai .....L( i n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i h t r e n : s e e k ~ p . 2 5 - 2 7 d r i ft i n g in s t r z t c t lo a s . )

[~] NONE (]¥0 reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. University of Iowa Law 4/9-4110 Iowa City, lA Activity of prof. org. Travel, lodging, food in conjunclion withSchool program

2. National Conference of 13at 5/10-5/13 M,~dison, W I Meeting Travel, lodging, food in conjunction withExaminers meeting

3. Government 6/I 1-6/I 5 Princeton, NJ FJC educa tiona l program Travel , lodging, food in conjunc tion with

program

4. National Conference of B~ 10il-10/4 Jackson H ole, W Y Mccting Travel, lodging, food in coinjunelion withExaminers meeting

5. Government 10/26-10/28 Palm Beach, FI. N on -F JC ed uc ati on al Tr av el, lo dg in g, f oo d in co nj un ct io n w ithprogram program

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FINANCIAL DISCLOSURE REPOR T ~,.~ of P . . . . . R e p o r t i n g D a t e o f R e p o r t

Page 3 of 9 Oliver Jr., Solomon 7 / 1 4 / 2 0 1 0

6. New England School of Law I0/30-10/30 B oston, MA Activity of prof. org, "l"ravel, lodging, food in conjunction with

program

7. American Bar Association I 1/13-11/13 New York, NY Activity of prof. org. Travel, lodging, fo~d in conjunction withprogram

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F I N A N C I A L D IS C L O S U R E R E P O R T

Page 4 o f 9 Oliver Jr., Solomon 7/1412010

V . G I F T S . a . ~ a ~ . , ~ , o ~ , o ~ . . .. .. . . a dependent children; see pp . 28 - 31 af f!ling i ....... lions.)

NONE (No r~ortabte g~s.)

SO U RC E D ESC RIPTIO N VALUE

I.

2.

3 .

4.

5,

V I . L I A B I L I T I E S . a . ,. ~ . ~ , ~ , o ~ q ~ o . . . .. ~ a ~ p ~ . d ~ . ,

N O N E (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V ALUE CODE

I.

2 .

5.

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FINANCIAL DISCLOSURE REPORT ~ ,~ .... r P e . o , a e p o . . .~ O a , ~ o ~ a e p o r ~

Page 5 of 9 Oliver Jr., Solomon 7 / ’ 1 4 . / 2 0 1 0

VII. I N V E S T M E N T S and TRUSTS - i ......... ~ ......... a i o . , (Includes those of spo ..... d dependent chi ldren; see pp. 3 4 - 6 ~ of f i l ing ins truct ions .)

N O N E (No reportable income, assets, or transactions,)

A. B . C. [ D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d [ Transactions durng re~rting pedod

(including t~st a~ets) reining peri~ o f r e p o a i n g p e r i o d ~

~ , ~ ] . . . . ..~ ..... ( ~ . . . . . . . ~ - - ~ 3 - - ] ...............;~--- - ~ % - ~ - 6 ; . . . . . . ~¢- { ...........~ .........Place "(X)" aRer ~ch as~t Amouat/ "l’y,~ (e.g., Value Value ! ]’y~ (e.g.. ~ Date ~ Value Gain, Idemity of

e x e m p t f r o m p r i o r d i s c l o s u re Code I ~ d i v . , r e n t , C o d e 2 M e th o dI

buy, sell, imm/d~ ] Code 2 , C~e I buyer/~eller(A-H) I o r i r a . ) ( J - P ) C o d e 3 ~ r e d e m p l i o n ) ~ (J-P) ~ (A-H) ( i F p f i v a t e

I. AT&T commoo A Dividend J T

2. 13ristol Mcyers common A Dividcnd K T

3. Coca Cola cormnon A Dividend K T

4. Morgan Stanley Dean Wittcr common A Dividend K T

5. Ford common A Dividend J T

6. General Electric common A Dividend K T

7, t31; Goodrich common A Dividend J T

81 Goodyear common A Dividend J T

9. lteinz common A Dividend J T

1 0 . Home Depot common A Dividend K T

1 1 . Federaled DeparUnent Stores common A Dividend J T

1 2 . Merck common A Dividend K T

1 3 . Nike common A Dividend K T

1 4 . Liberty Media Corporation Class A None J T

1 5 . WaIMan common A Dividend K T

1 6. Putnam Global Equity, A Dividend K T

1 7 . Fidelity Ohio Tax Free A Interest K T

(Sc¢ Colum ns C I and D3) N ~$250,00 ] - $500,000 O =$5~,001 - $1.000,~0 P I =$1.000,001 - $5,000,0~) P2 =~5.000.001 - ~ 25,~0,00a

P3 =$25,@~.001 - $50,000,~0 P4 =Mere than $ 50,000,~0

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,Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE RE P ORT

[ o . v e r J r . , S o l o m o ~age 6 of 9 7 / 1 4 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i.,. ....... ~ . . , , ........ tion~ (Inch, des rhose of sp ....... d dependent children; see pp. 34-60 of fi

N O N E (No reportab& income, ~sets, or transactions.)

Description of Assets Income during I Gross value at end ~ Transactions during reporting period

(including ~slassers) reposing period / of reporting ~riod

Place"(X)" after each asset t Amount [ qype(e.g., i alue [ Value Type te.g.. Date , Value ~ Gain identi~ of

exempt from prior disclosure Code I

[~div., rent, [ Code 2 ~ Method buy, sell, ~mm/dd/yy Code 2 Code I buyerlsetier

’. or int.) ~ ( J -P) Code 3 [ redemption) ~ (J-P) (A-H) (if private

[ II (Q-W)~

~[ transaction)

1 8 . C~F stock-403(b) A ~ividend O T

1 9 . TIAA Annuity-403(b) A I n t e r e s t M T

20 . O h i o S a v i n g s B a n k A c c ou n t s B I n t e r e s t L T

21 . D W S S c h u d d e r I n t e rn a t i o n a l F u n d A Dividend J T

2 2 . Vodaphone A Div id en d J T

23. Pep sico A Dividend L T

2 4 . Allstate A Dividend K T

2 5. L uc en t T ec hn ol og y A Dividend ! T

2 6 ~ T r i c o n t i n e n t a l G l o b a l A Dividend J T

~ 2 7 . Citicorp A Dividend 3 T

28. Rcsoorcc Careers, Imp. 401K Vanguard 500 A Dividend J T

+ 2 9 . Cisco None J T

30 . Z i m m e r Nonc J T

3 I. Lowes A Dividend J T

3 2 . PfizerA Dividcr~d J

3 3 . M edco Heal th A I n t e r e s t J T

34 . Com cast A I n t e r e s t J T

2 Value Codes J = $ 15,~ 0 or less K =$15,~1 - $50,~0 L ~$50.001 - $ 100,000 M =$100,001 - $250,000

3. Val~e MeIh~ Codes Q ~App~a~sal R ~Cosl (Real Estate Only) S ~Assessment T =Cash Market(~e Column C2) U ~Book Value V =Other W =Estimated

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F I N A N C I A L D IS C L O S U R E R E P O R T Na-,e of P ...... R e p o r t i n g D a t e n f R e p o t ,

P a g e 7 o f 9 Oliver Jr., Solomon 7/14/2010

VII. INVESTMENTS and TRUSTS - i .... ,, rulue, lr .. . . . tions (Includes thoae of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t ru c t i o n . s ; )

~ _~ NONE ~ o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s]

I n c o m e d u r in g Gross wlue a~ end Transactions during ~orrng period

(including t~st a~ e~)[

reposing period of repoaing ~riod

p ~ ¢ ~ " ( x ) " ~ c t ~ , ~ c . ~ t I a m o ~ . t T y p e ( e . g ., V a l u ee x e m p t f r o m p r i o r d [ s c l o s u re

[ C o d e 1 7d i v . , r e n t , C~e 2 Method [ buy, so!l , m~d~yy ~ Code 2 } Code I [ buyertseller

[ (A-H) {o r i n t . ) ( 3 - P ) Code3 { r e d e m p t i o n ) (J-P) (A-H) ] ( i t ’ p r i v a t e

3 5 . Vanguard Inte~ediate Tern) Tax-Exempt A Interest K TFund

3 6 . Vanguard 500 Index A Dividend K T

3 7 . Vanguard Small Cap Index A Dividend K T

3 8 . Fidelity Balance A Dividend K T

3 9 . Fidelity Caputal Appreciation A Dividend K T

40. T. Rowe Price Equity Income B Dividend K T

41. T. Rowe Price Retirement 20/20 B Dividend K T

4 2 , Vanguard Total International Stock Fund A Dividend K T

43. Third Federal (7," interest Redeemed 1 1 1 1 0 / 0 9 M C

44. Dollar Bank A Interest L T B uy 7/23/09 L

4 5 . Me.tlife B ank A Interest M "1" B uy 11/30/09 M

46. Ally Bauk A I n ~ e r c s t M T B uy 11/29/09 M

I . I n c o m e G a in C od e s : A = S I , 0 0 0 o r lo s s B = 5 1 , 0 0 1 - $ 2 , 5 i ) 0 . . . . . . . . . . . . . . . . . C = 5 2 , 5 0 1 - $ 5 , 0 00 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 g = 5 1 5 , 0 0 ! - $ 5 0 , 0 00(S ee C olu nm ~ B 1 an d D 4) F =5 50 ,0 01 - $ 10 0.0 00 G =$ 100,001 - $ t .tR)0.000 H I =$1,000,00l - $ 5.LN)0,0IJ0 H2 =More than 55.000.000

2. Value Codes J =$ ~5,000 ur less K =515,001 - $50.000 L =550,00~ - 1100.000 M =$100.0(2,1 - $250.000(S~:e Co,ultras (21 and D 3 ) N ~$250,001 - $500.000 O =$500.001 - 51.01)0,000 P] =$1.000.001 - $5,000,000 P2 =$5,6~0,001 . $25.000.000

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F INAN CI AL DI S CL OS URE RE P ORT r ~ a m e o f P e r s o n R e p o r t i n g D a l e o f R e p o r l

Page 8 of 9 Oliver Jr., Solomon 7/14 /2010

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndica~epar~ofReport.)

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FINANCIAL DISCLOSURE REPORT N .... ’[ Pc ..... R~por,iag |)~te o[ R~port

Page 9 of 9

IX . CERTIFICATION.

I certi~’ that all information ~iven above (including information peffaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

! further certify that earned income from outside employm ent and honoraria and the acceptance of gifts which ha ve been reported are incompliance w ith the provisions of 5 U.S.C. app. § 501 et. seq ., 5 U.S.C. § 7353, and Judicial Conference regulations.

S i g n a l

NOTE: ANY INDIVIDUAL W tlO KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJ EC°I" TO CIVI LAND CRIMINAL SANCT IONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544


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