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    e b r u a r y 2 0 0 3

    d e p a r t m e n t sThe Associate Editor/Side by Side

    Impressions/Study Supports Removal of Third Molars

    Dr. Bob/Dont Make Me Take off My Belt

    eatures

    Clgy w wl : Mvg FM w Pv

    An introduction to the issue.

    J D.B. F, MS, PD, J R. R, CAE

    C l F C l l l : C l l g

    New strategies are needed to reduce the risk of dental disease in California children and to expand access to effective

    services.

    J J. C, DDS, SD

    C BlC: CBg FC ly C

    Dental health is a balance between factors that demineralize and remineralize teeth.

    J D.B. F, MS, PD

    Cq M F M PCCC

    Studies indicate that mutans streptococci can colonize the mouths of predentate infants and that horizontal, as well as

    vertical, transmission occurs.

    R J. Bkwz, DDS

    ly C l C : v v w w F C xP C C l F

    Early childhood caries can affect children from all socioeconomic classes but is most often found in children of new

    immigrants or those with lower socioeconomic status, and treatment is expensive.

    P DB, DDS, R Bkwz, DDS

    l F C Pv PCl PC y PCly PgM

    The training of pediatric dental residents in caries risk assessment and prevention must be strengthened.

    S M. A, DDS, MS

    l P v P P l w P C l

    Community-based systems to improve oral health for people with special needs have not been as successful as they might

    be because of lack of effective preventive protocols specifically designed for people with special needs.

    P G, DDS, MA, MBA, C M, RDH, MSH, MA

    9 04

    3

    5

    9

    35

    39

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    49

    CDA J

    V , N

    e b r u a r y 2 0 0 3J

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 7

    h e a dAssociate Editor

    ebruary is widely known

    throughout the dental proes-

    sion as National Childrens

    Dental Health Month. Tis

    year, proessional and public

    awareness o this designation is evenhigher thanks to the ADA-driven Give

    Kids a Smile program. Tis campaign

    will no doubt receive an ample amounto well-deserved coverage in both dental

    and nondental publications. Tereore, I

    would like to acknowledge the other des-

    ignation given to the month o February,Black History Month.

    When I was a second-year dental

    student, I had the privilege o attending

    the ADA Annual Session or the rst time.I remember walking through the maze

    o exhibitors and seeing a booth or theNational Dental Association. I surmised

    that this was an association o AricanAmerican dentists. I wondered to mysel

    why black dentists had an organization

    o their own and what the relationship

    o this organization is to the ADA. Ittook nearly 10 years, but I was nally

    enlightened to the answers. Black dentists

    ormed their own proessional organi-

    zation because, at one time, they weredenied membership in the ADA and its

    component societies. And as or the rela-tionship o the NDA to the ADA, it is ever

    evolving and steeped in a rich history.Te history o Arican American

    dentistry and the National Dental As-

    sociation has been orged by the eorts

    o many individuals spanning more than150 years to the present day. Space will

    not allow mentioning all o these men

    and women here. For a most detailed and

    eruditely written chronicle o the entireNDA story, I recommend the book NDA

    II, Te Story o Americas Second National

    Dental Association by Dr. Cliton O. Dum-

    mett and Lois Doyle Dummett (reviewed

    in the March 2001 CDA Journal, Vol. 29,

    Page 3). I have relied shamelessly on it or

    the ollowing accounts.Consider the courage and persever-

    ance o Dr. Robert anner Freeman. Ater

    being denied admission to several dentalschools on account o his race, he was

    accepted at Harvard Universitys School o

    Dental Medicine, and in 1869 became the

    rst Arican American to receive a dentaldoctorate degree rom a U.S. university.

    Ten there was the vision and leadership

    o Dr. Robert Fulton Boyd, who in 1895

    became the rst president o the NationalMedical Association, at that time en-

    compassing the proessions o medicine,dentistry, and pharmacy. Boyd was well-

    prepared or this role, having receivedboth an MD degree and a DDS degree;

    and he admirably served his proession

    and community in many capacities during

    his career.At the onset o the turbulent 1960s,

    the daring and uncompromising actions

    o Drs. Roy C. Bell and Eugene . Reed,

    both staunch civil rights advocates,underscored the act that progress toward

    racial equality is not always gained withpatience, civility, and deliberate negotia-

    tion. In March o 1961, Bell, a Georgiadentist, led a contingent o eight black

    dentists in a picket line outside o the

    Tomas P. Hinman meeting in Atlanta. In

    spite o their prior peaceul and legitimateattempts at proessional racial integra-

    tion, the Hinman meeting remained

    closed to Arican American dentists.

    Meanwhile Reed, a New York dentist,was staging his own protest against overt

    F

    b Seven A. Gold, DDS

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1 1

    h e a dImpressions

    M

    Te next time you see a patient who isexperiencing no problems with his or her

    third molars, what should you do?A recent study sponsored by the

    American Association o Oral and Maxil-

    loacial Surgeons and the Oral and Maxil-

    loacial Surgery Foundation and publishedin the November 2002 Journal o Oral and

    Maxilloacial Surgery strongly suggests the

    removal o third-year molars beore age

    25. Te results o the study are challenging

    two long-held belies: that third molars that

    have broken through the tissue and eruptedinto the mouth in a normal, upright posi-

    tion have minimal problems, and that the

    absence o symptoms rom retained thirdmolars indicates that the teeth are ree rom

    problems.

    Investigators led by Raymond P. White,

    Jr., DDS, PhD, and Richard H. Haug, DDS,conducted the 30-month institutional

    review board-approved longitudinal clini-

    cal trial. Tey examined the health o the

    tissues supporting teeth throughout themouth, including the third molars o more

    than 300 healthy patients between the ageso 14 and 45, who had our symptom-ree

    third molars with adjacent second molars.Tey used standard methods o evaluating

    the tissues that surround and support the

    teeth, including probing depth analysis,

    calculation o a gingival index, and X-rayexamination. Tey also took dental plaque

    samples and determined the presence and

    levels o bacteria in these samples. I the

    probing depth analysis measured a deptho 5 mm or greater, which is an accepted

    determining sign o periodontitis, theyobserved that:n 25 percent o all study-enrolledpatients, and 34 percent o Arican

    American patients, had at least one

    probing depth equal to or greater than 5

    mm behind a second molar and arounda third molar.n A higher proportion o patients 25 years

    old or older (33 percent) had a probing

    depth equal to or greater than 5 mm

    behind a second molar and around athird molar compared with patients

    younger than 25 (17 percent).n Complexes o bacteria previously

    shown in scientically designedclinical studies to be associated with

    periodontitis, were detected at higher

    levels in plaque samples o patients

    who had at least one probing depthequal to or greater than 5 mm behind a

    second molar and around a third molar.

    Te results o this large, ongoing study

    only serve to reinorce what many o us

    have suspected and seen over the years,

    said John S. Bond, DMD, president o theCaliornia Association o Oral and Maxil-

    loacial Surgeons. Frequently, even when

    third molar teeth are erupted in the mouth,they oten result in problems with the adja-

    cent second molar teeth over the years.

    Te results o these investigations ur-

    ther indicate that patients who do not havetheir third molars removed prior to age 25

    may be at greater risk or the development

    o disease aecting the tissues surrounding

    the second and third molars and that earlystages o periodontitis may present rst in

    the third molar regions in young adults.Te investigators note that disease be-

    hind second molars or around third molarsmay be attributable in part to the patients

    inability to keep the area clean. Tis would,

    in turn, allow inectious bacteria to grow

    and begin the disease process, which couldworsen over time. Additionally, third molars

    that have broken through the tissue and

    erupted into the mouth in a normal, up-

    right position are as likely to exhibit diseaseas those third molars that remain impacted

    or buried.Having a patients third molars evalu-

    ated and removed by an oral and maxillo-acial surgeon where indicated prior to the

    patient reaching the age o 25 results in a ar

    easier postsurgical course or the patient,

    Bond said. Importantly, it also preventsor eliminates the problems that all too

    requently arise as the patient ages i they

    are ignored or orgotten until pocketing or

    other disease processes present.

    Use o Nitrous Oxide Can

    Afect Vision o Some EyeSurgery Patients

    Patients may lose their sight ithey receive nitrous oxide anes-

    thesia within one month ater

    having retinal surgery, a new study

    reported by Reuters suggests.Researchers rom New Zealand

    described the cases o three patients

    who received intraocular gas, which

    is used to hold the retina in placeduring surgery to repair retinal

    detachment.Within one month, the patients

    had other types o surgery unrelat-ed to their eye operation. All three

    patients, who received nitrous oxide

    gas as anesthesia or their second

    surgery, suered severe vision lossimmediately ater they received the

    anesthetic. Vision loss was perma-

    nent in two o the patients.

    Dr. David R. Worsley, the studyslead author, explained that nitrous

    oxide can cause an intraocular gasbubble to expand, increasing the

    pressure within the eye and inhibit-ing circulation to the optic nerve

    and retina.

    Without a blood supply, these

    tissues are soon irretrievably dam-aged, resulting in vision loss that is

    requently severe, Worsley said.

    For urther inormation on the study,contact the American Association o

    Oral and Maxilloacial Surgeons at (847)678-6200 or visit their Web site at www.

    aaoms.org.

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    1 2 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    h e a d

    z K F

    A team o scientists rom the Forsyth

    Institute and the National Institute o

    Dental and Cranioacial Research havediscovered that an enzyme known as matrix

    metalloproteinase-20 is essential or proper

    ormation and development o dental

    enamel in mice.Since the enzyme is expressed in human

    teeth, the nding, in studies o mice, maybe relevant to sciences understanding o

    a human disease known as amelogenesisimperecta, which causes one in approxi-

    mately 7,000 children to be born with

    deective dental enamel, according to John

    Bartlett, PhD, associate member o the staat the Forsyth Institute, and the principal

    investigator.

    In the United States, the teeth o such

    children are ordinarily capped. Let un-treated, the disease results in pain and even-

    F F Cf-

    Te Food and Drug Administration hasannounced its nal rule that changes the

    classication o intraoral devices or thetreatment o snoring and obstructive sleep

    apnea to Class II (special controls). Tis rule

    became eective Dec. 12, 2002.

    Formerly, these appliances remainedunclassied as medical devices by the FDA.

    According to Dr. Susan Runner o the Cen-

    ter or Devices and Radiological Health, the

    regulation will help increase the legitimacy

    o oral appliance therapy or the treatment

    o sleep-disordered breathing. Tis may alsoadd to the recognition o oral appliances

    by insurance providers, thus increasing the

    possibility or reimbursement to practitio-ners perorming these procedures.

    Class II reers to medical devices requir-

    ing special controls to ensure public health

    and saety, such as intraoral soreness, MD,obstruction o oral breathing, loosening or

    aring o lower teeth, general tooth move-

    ment, and others dened by an FDA guid-

    ance document. Mandating these consider-ations will add medical validity to the use o

    these appliances.Dr. Harold A. Smith, president o the

    Academy o Dental Sleep Medicine, said,Te FDA classication o oral devices is a

    orward step in the uture o oral appliance

    therapy, but more importantly, will ensure

    the eective treatment and overall health opatients.

    For more inormation regarding the

    FDA regulation on medical devices, a copy

    o the FDA guidance document, or a list odevices currently cleared by the FDA, please

    visit the Academy o Dental Sleep Medi-cines Web site at www.dentalsleepmed.org.

    i m p r e s s i o n s

    UCSF Receives $1.2 Million Grant to Prevent Oral Cancer

    In a nationwide project to ght oral cancer through prevention and early detection,

    the National Cancer Institute has awarded $1.2 million to researchers at the Universityo Caliornia at San Francisco School o Dentistry to create a program o oral cancer

    prevention in collaboration with the American Dental Association.

    Oral cancer strikes more than 30,000 Americans and accounts or more than 9,000

    deaths each year in the United States. Despite advances in oral cancer treatment, onlyabout one-hal o all people diagnosed with the disease survive more than ve years.

    Early detection is the most important approach in decreasing the morbidity and

    mortality o oral cancer, said Sol Silverman, Jr., DDS, UCSF proessor o oral medicine

    and principal investigator o the ve-year project. Silverman is a consultant to the

    ADA Council on Access, Prevention, and Interproessional Relations and a pioneer and

    expert in oral cancer education, patient care, and research.Te UCSF researchers will develop and implement a continuing education program

    ocusing on oral cancer prevention education or practicing dentists in the United

    States. Key components will include risk assessment and risk reduction or tobaccoand alcohol use, chemoprevention, early detection, and diagnosis.

    Data indicate that the majority o at-risk Americans do not benet rom oral cancer

    screening rom their primary care proessionals, and survival rates have not signicant-

    ly changed in the past 20 years, according to Silverman. Te plan is to increase dentistsskills in early detection o oral cancer because, thus ar, this is the most important

    approach in decreasing morbidity and mortality o oral cancer.

    tual loss o teeth. Because o similaritiesbetween the mouse and human genomes,

    it is possible that loss o this enzyme in

    humans would cause this disease, Bartlett

    said.Te article, Enamelysin (MMP-20)

    decient mice display an amelogenesis

    imperecta phenotype was published in

    the Dec. 20, 2002, issue o the Journal oBiological Chemistry. It is available at www.

    jbc.org.

    John C. Greene, DMD, MPH, has been

    honored with the 2002 uttle Award, given

    annually by the National Spit obacco

    Education Program or national leadershipin spit tobacco education and prevention.

    Dr. Greene is dean emeritus at the Univer-

    sity o Caliornia at San Francisco School o

    Dentistry.

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1

    i m p r e s s i o n s

    Mussels and Barnacles May Some Day Yield New DentalAdhesives

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 12

    h e a di n t r o d u c t i o n

    ince the early 1960s, when the healthcare model began emphasizing preven-

    tion, the dental proession has struggled

    with the balance between expending

    resources on preventive health measuresand on surgical treatment or oral diseases.

    We are all amiliar with the success o wateruoridation in reducing the prevalence o dental

    caries in the 1960s and 1970s. Te introduction ouoride dentirice and other uoride products led to

    another major reduction in dental caries in the late

    1970s and 1980s. Te gold standard or preven-

    tion became dentists convincing their patients toengage in a routine regimen o brushing with a

    uoride dentirice and engaging in regular ossing.

    Still today, dentists and their sta spend count-

    less hours educating patients on the importance othis daily exercise; and yet, dental caries continues

    to be a major problem in children and adults.Tis preventive model, as well as a ocus on

    community water uoridation nationwide, reducedthe prevalence o dental caries in the United States.

    However, as the demography o Caliornia and the

    rest o the nation shits at a rapid rate, we nd our-

    selves in a contradictory circumstance with dentalcaries dramatically increasing in some segments

    o the population. Dental caries is now the single

    most common chronic disease in children. Tere

    are ve times more children in the United Stateswith untreated dental disease than with childhood

    asthma, and the maniestation results in morethan 50 million missed school hours every year.

    With so much disease, it is easy to get caught up

    in an endless treatment cycle to x the problem

    using traditional surgical restorative approaches.However, we need also to keep ocused on the

    wonderul partial success o prevention that tookus to new levels o health in the 1970s and 80s.

    Fluoride therapy has taken us to a point, but aloneit is not enough; and we must continue exploring

    additional new procedures or reducing dental car-

    ies that will advance prevention to the next level.

    Dental caries is a bacterial inection that is transmis-sible. We have to deal with the bacteria as well as to

    enhance remineralization and repair o early lesions.

    In this two-part series, we hope to provide an

    update not only on the biological research and back-ground o cariology, but also on the application o

    innovative methods to manage dental caries basedupon risk assessment, intervention, and preven-

    tion o this transmissible inection. Tis two-partseries is the outgrowth o a conerence hosted by the

    Caliornia Dental Association Foundation in April

    2002, where experts came together to review and

    update the science and practice o caries prevention.In Part I o this series, we asked some o the

    leading researchers in dental caries to help us

    set the stage with inormation on the biologi-

    cal mechanisms o caries, the current problems,especially in Caliornia, and to begin to suggest

    C w: M F PJohn D.B. Feahersone, MSc, PhD, and Jon R. Roh, CAE

    uthor

    John .B. Featherstone,

    Mc, Ph, is

    proessor and chair

    o he Deparmen

    o Prevenive and

    Resoraive Denal

    Sciences a heUniversiy o Caliornia

    a San Francisco. He is

    he Leland and Gladys

    Barber disinuished

    proessor o denisry

    a UCSF.

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    12 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    i n t r o d u c t i o n

    residents in caries risk assessment and

    prevention, including the suggestion

    that pediatric dental training programs

    become dental homes or theirpatients.n n Paul Glassman, DDS, MA, MBA,

    will share his extensive experience

    in providing services to people with

    special needs. He reviews strategies or

    overcoming inormational, physical,and behavioral barriers to oral health

    care or people with special needs and

    presents a summary o the results oa conerence, held early in 2002, on

    Practical Preventive Protocols or

    Prevention o Dental Disease in People

    with Special Needs in CommunitySettings.

    Next month, we will share hands-on

    clinical applications, based on these and

    additional reviews, as new interventionsto advance caries prevention. We will also

    provide a risk assessment orm or you touse in your practice that incorporates this

    research and represents the consensus othose at the April 2002 conerence in Sac-

    ramento. Ultimately, we hope to provide

    you with tools to elevate the preventive

    gold standard in your own practice.Also included in this issue is a ree

    DVD, sponsored by the CDA Founda-

    tion, which provides you with six patient

    education videos (three English, threeSpanish) using the concepts derived rom

    the research presented in Part I and Part IIo this series. We believe you will nd this

    valuable educational series, titled EasySteps to Oral Health, an important com-

    munication linkage between the research

    discussed in these papers and your daily

    practice and interaction with patients.

    ways to deal with the situation in the

    home, in dental practices, and in com-

    munity settings. Teir work will share

    revealing inormation regarding thescope o dental caries as a health con-

    cern as well as the clinical identication

    and transmission o dental caries.n n James C. Crall, DDS, ScD, shares his

    expertise in the prevalence o caries.

    His paper will serve as a baseline orunderstanding the magnitude o the

    problem o dental caries, particularly

    among Caliornias children.n n John D.B. Featherstone, MSc, PhD,

    will illustrate the caries balance

    as the basis or understanding and

    dealing with caries. Te article willpresent a brie overview o the dental

    caries process -- in particular, the

    management o dental caries -- with

    the role o early detection methods inthe clinical management o caries.

    n n Robert J. Berkowitz, DDS, willcontinue the epidemiological discussion

    with a paper on dental caries as aninectious and transmissible disease.

    His review will illustrate new ndings

    demonstrating that predentate inants

    acquire mutans streptococci rom theircaregivers and that horizontal as well as

    vertical transmission occurs.n n Pamela K. DenBesten, DDS, MS,

    shares inormation pertaining to theetiology and maniestations o early

    childhood caries, a major issue inCaliornia.n n Steven M. Adair, DDS, MS, willillustrate how advanced specialty

    education programs in pediatric

    dentistry are oten overwhelmed with

    patients who need restorative andsurgical care, oten on an emergency

    basis. His paper contains several

    recommendations or strengthening

    the training o pediatric dental

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 12

    C l F

    aliornia is considered by many

    to be the nations trendsetter

    in health consciousness and

    health promotion. But beneaththis popular image o healthy

    Caliornians are troubling trends andreports about the oral health o substan-

    tial and growing numbers o Caliorniachildren and their inability to access basic

    services that can help promote, restore,

    and preserve their oral health. Marked

    increases in the number o childrenliving in poverty in Caliornia, dental

    disease rates that ar exceed national

    averages, and ewer than one in three

    Medicaid-eligible children having accessto dental services paint a picture that

    stands in sharp contrast to commonly

    held perceptions o health in this vast

    and diverse geosocial entity that is home

    to one in eight American children.1-4Tis paper highlights undamental

    elements o the challenge o securingoral health or Caliornias children, now

    and in the uture, and underscores theneed or new strategies to reduce the risk

    o dental disease and expand access to

    eective services. Developing eective

    strategies to gain optimal oral health orCaliornia children, especially those that

    are most vulnerable to dental disease and

    its consequences, requires an appreciation

    o key dynamic actors that dene thischallenge and the degree to which these

    C C : CJames J. Crall, DDS, ScD

    C

    author

    James J. Cra, ,

    c, is direcor o he

    Maernal Child and

    Healh Bureau Naional

    Oral Healh PolicyCener a Columbia

    Universiy, Ne Yor, NY.

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    12 6 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    C l F

    amilies in poverty.

    l : Pbn Prevalence rates two times national

    averages.n Even higher disease rates in rapidly

    emerging groups within the population.

    Collecting state-level data on dental

    disease in children has not been a priorityin Caliornia. In act, a 1993-94 statewide

    oral health needs assessment o Caliornia

    children4 was reported to be the rst suchsurvey in Caliornia history, and it has

    not been repeated. Tus it represents the

    most recent comprehensive source o data

    or characterizing the dental status oCaliornia children.

    Key ndings rom the 1993-94 Cali-

    ornia Oral Health Needs Assessment o

    Children4 include:n More than 50 percent o all Caliornia

    school-age children were ound to haveuntreated decayed teeth.

    In 1993-94, the percentage o 6- to8-year-old Caliornia children with

    untreated decay (55 percent) was

    more than twice the U.S. aver-

    age or this age group in 1986-87.Comparisons with data rom the

    Tird National Health and Nutrition

    Examination Survey conducted rom

    1998 to 19945 indicate that Caliorniachildren also were more than twice as

    likely to have untreated decay com-pared to national averages.

    More than hal (54 percent) oCaliornia 10th-graders were ound

    to have untreated decayed teeth, and

    nearly 40 percent o 10th-graders in

    need o treatment had urgent dentalcare needs or extensive decay, pain,

    or inection.

    Asian, black, and Latino children

    were ound to have signicantly high-er rates o untreated decay compared

    growing majority o the poor children in

    Caliornia. Hispanic children now account

    or 61 percent o all poor children in Cali-

    ornia (up rom 41 percent two decadesago), while the proportion o poor chil-

    dren who are white has decreased rom

    30 percent to 21 percent. Te share o

    poor children who are Arican American

    has allen rom 16 percent to 7 percent.3

    Tirty-our percent o Caliornias His-panic children live in poverty, a 14 percent

    increase rom two decades ago. Poverty

    rates or Arican-American children de-clined rom 32 to 24 percent during that

    same time rame, while the rate or white

    children remained nearly at at about

    11 percent. Te poverty rate or Asian-American children was 19 percent during

    1996-2000.b

    Immigration has had a major inu-

    ence on the changing demographic proleo Caliornias low-income amilies. Te

    National Center or Children in Povertyreport3 notes that some 46 percent o all

    children in Caliornia are immigrants, andnearly 60 percent o the poor children in

    Caliornia are immigrants. At 29 percent,

    the poverty rate or immigrant children

    is signicantly higher than the 17 percentrate or nonimmigrant children. Tese

    children present a challenge not only rom

    the standpoint o their sheer numbers,

    but also by virtue o diverse cultures andlinguistics.

    Te National Center or Children inPoverty analyses o U.S. Census Bureau

    data also point out that Caliornia chil-dren are much more likely to live in work-

    ing and two-parent amilies than they

    were two decades ago.3 More than two-

    thirds o poor children in Caliornia nowlive in amilies with at least one employed

    parent; and 48 percent o poor children

    in Caliornia are in two-parent amilies.

    Immigrants in poverty are more likely tobe in working amilies than native-born

    actors are modiable in the near and long

    term. Particular attention is directed to-

    ward three principal elements: population

    demographics, levels o dental disease inCaliornia children, and actors aecting

    access to services or vulnerable groups o

    children. Te concluding section addresses

    the need or strategic action.

    : Mj Fn Increases in childhood poverty.n Challenges o dealing with diversecultures.n Te demographic prole o Caliornias

    children has undergone dramatic

    changes during the past two decades. Arecently released report by the National

    Center or Children in Poverty3

    identied the ollowing trends:n Te number o low-income childrenin Caliornia has increased by almost

    1.6 million since the early 1980s,rom 2.77 million to 4.36 million.

    Te number o Caliornia children inpoverty has increased by 850,000,

    rom 1.27 to 2.12 million.an One in six poor children in the

    United States currently lives inCaliornia compared to about one in

    10 two decades ago.n Caliornia alone has accounted or

    all o the net national increase o800,000 in the number o children in

    poverty since the late 1970s.n Te child poverty rate in Caliornia

    increased rom less than 20 percentduring the period rom 1979 to 1983

    to 22 percent during the period

    rom 1996 to 2000. During the same

    averaged time period, the nationalchild poverty rate decreased rom 19

    percent to 18 percent.

    Te National Center or Children

    in Poverty report3 also points out thatHispanics have become a large and rapidly

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1 27

    C l F

    urban, containing 3.06 million people

    (8.9 percent o the states population);

    andn O the 32 study areas that had nodentists, 31 were rural.n Related data also indicate that o the

    487 study areas in Caliornia, 108 had

    no active Medicaid dentists and that

    hal o the study areas in Caliornia

    had less than one Medicaid dentist per1,000 Medicaid beneciaries.11Public sector infrastructure Al-

    though the public oral health saety netinrastructure can include a broad array o

    entities and activities, attention is limited

    herein to care delivered in public com-

    munity clinics. A recent report publishedby the University o Caliornia at San

    Francisco11 noted that approximately 204

    (30 percent) o the licensed community

    clinics in Caliornia oer some level ooral health care. Although the mission o

    most community health centers and othercommunity clinics is to provide ree or

    low-cost primary care to low-income anduninsured people, these centers gener-

    ally ace ongoing challenges o recruiting

    and retaining dental proessionals and

    maintaining adequate nancing. Withouta mixture o ederal, state, county, and

    private grants and reimbursement/pay-

    ment, most clinics would not be sustain-

    able.11

    P Improving childrens oral health andultimately the oral health o the popu-lation requires attention to two broad

    strategies:n Reducing the burden o oral diseases

    in the population through provenpreventive measures andn Providing disease management and

    treatment services to individuals who

    demonstrate clinical maniestations ooral diseases and their sequellae.

    lation ratio o all 50 states in 1998, but

    ranked 26th in dental hygienist-to-popu-

    lation ratio and eight in dental assistant-

    to-population ratio. During the periodrom 1991 to 1998, Caliornias dentist-to-

    population ratio declined by 8 percent.

    Te number o dental hygiene graduates

    per 100,000 population declined by 4

    percent rom 1985-86 to 1995-96, while

    the number o dental assistant graduatesper 100,000 population declined by 38

    percent during that same period.Dentist participation in Medicaid

    Data rom the National Conerence

    o State Legislatures7 indicate that 66

    percent o practicing Caliornia dentists

    received at least one payment romMedicaid (Denti-Cal) in 2000 and that the

    percentage o dentists receiving at least

    one payment increased by 35 percent over

    the gure reported or 1998. Te coner-ence report also indicates that 29 percent

    o Caliornia dentists received paymentso at least $10,000 rom Medicaid in 2000.

    In 1998, Medi-Cal payment rates variedrom 17 percent to 68 percent o average

    regional dental ees, depending on proce-

    dure.8 Low ees are the main reason cited

    by dentis ts or not participating in theMedi-Cal program.9

    Dental workforce distribution In

    spite o relatively high dentist Medicaid

    participation rates in Caliornia, a recentreport on the geographic distribution o

    Caliornia dentists10 ound that:n O the 487 Medical Service Study Areas

    in Caliornia, 97 (20 percent) were at orbelow the ederal Health Proessional

    Shortage Area ratio o primary care

    dentists-to-population o 1:5000 in

    1998;n Sixty-six o the 97 shortage study areas

    (68 percent) were rural and contained

    1.06 million people (3.1 percent o

    Caliornias population), while 31 o theshortage study areas (32 percent) were

    to their white counterparts. Dispari-

    ties were particularly pronounced

    or young (preschool and elementary

    school) children regardless o race orethnicity and or Hispanic adoles-

    cents.n Nearly one-third o Caliornia

    preschoolers, 69 percent o Caliornia

    children in grades K-3, and 78 percent

    o Caliornia 10th-graders hadexperienced tooth decay.

    Te striking levels o untreated tooth

    decay in large proportions o Calior-nia children -- more than 40 percent o

    nonwhite preschoolers, 40 percent to 68

    percent o all elementary school children,

    and 38 percent to 75 percent o all highschool-age youths -- highlight two distinct

    dimensions o the challenge o provid-

    ing oral health or Caliornia children: (1)

    nding eective ways to extend knowneective preventive interventions to all

    Caliornia children and (2) ensuring accessto quality dental care or the millions o

    Caliornia children in need o treatmentas well as preventive services.

    : KC n rends in numbers o dental service

    providers.n Extent o provider participation in

    public programs.n Workorce distribution issues.n

    Public sector inrastructure.Space limitations do not allow or

    extensive discussion o the complexactors aecting access to services that

    could improve the oral health o Calior-

    nia children or related trends. However,

    observations and trends regarding severalkey areas are highlighted below.

    State dental workforce According

    to data published by the Health Resources

    and Services Administration,6 Caliorniahad the 10th-highest dentist-to-popu-

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    12 8 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    C l F

    T q , : J

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    t://www..g//

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    5. Vg C, C J, S D, Sg

    : NHANES III, 988-994.

    J Am Dent Assoc 9:9-8, 998.

    6. H R S A, B

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    7. G S, Hk P, S J, Ig

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    Te actors underlying attainment othese goals are complex and require stra-

    tegic planning and action that emphasize

    outreach, education, prevention, early

    intervention, access to quality care, andprogram evaluation and management

    based on sound data.c

    Considerable inormation and recom-

    mendations related to these issues have

    been compiled by various groups through-

    out Caliornia o late; however, absent asustained, adequately supported, unied

    public-private eort and strong leader-

    ship, advances are unlikely. Additionalpapers in this issue and the next provide a

    oundation or developing new approach-

    es or major oral health challenges acing

    Caliornia. Developing strategic initiativesand programs to eectively translate this

    inormation within the emerging contex-

    tual environment will be the key to uture

    oral health in Caliornia.

    Notesa. Te National Center or Children in

    Poverty report denes a low-incomechild or amily as living in a household

    with annual income less than 200

    percent o the ofcial poverty line

    ($35,048 in 2000 or a amily o our).In looking at the larger population o

    low-income amilies, it also includes

    demographic analyses o poor children

    and amilies using the poverty line($17,524 in 2000 or a amily o our).

    b. Te Census Bureau did not collectinormation to determine the child

    poverty rate among Asian-Americansduring the 19791983 period.

    c. Additional background material on

    related oral health policy issues12 and

    an example o using state-specicinormation to generate strategic

    planning and actions13 can be ound at

    www.cthealth.org.

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1 2

    c a r i e s

    ental caries is simply toothdecay. Tere is a small number

    o key contributing actors.1

    First, specic bacteria are

    involved that can metabolizeermentable carbohydrates and generate

    acids as waste products o their metabo-

    lism. Te two principal groups o bacteria

    that have been implicated in dental cariesare the mutans streptococci and the Lacto-

    bacilli species. Te principal species in themutans streptococci group are S. mutans

    and S. sobrinus. Tese bacteria are all calledacidogenic because they produce acids

    rom carbohydrates. When the acids are

    produced by the bacteria, they diuse into

    the tooth enamel or dentin and dissolve orpartially dissolve the mineral rom crystals

    down inside the tooth. Te tooth enamel

    and dentin are tissues made up o millions

    o tiny crystals. Te mineral involved is

    termed a carbonated hydroxyapatite.2 Tisis a calcium phosphate with numerous

    impurity inclusions, the most important

    o which is the carbonate ion, which makes

    the mineral more acid-soluble than purehydroxyapatite. I the dissolving o the

    mineral is not halted or reversed, the early

    subsurace lesion becomes a cavity. Last,

    dental caries is a transmissible bacterialinection.3-6

    Dental caries occurs in deciduous teeth andpermanent teeth, regardless o the age o

    the individual. Lesions vary rom the veryearly lesion o enamel, which is maniested

    as a white spot, to rank open cavities.

    Early childhood caries is a similar process

    to later childhood and adult dental caries oenamel.7 Root caries is dental decay o the

    tooth root, which occurs in adults ater the

    gingiva recede.8

    C B: CbF John D.B. Feahersone, MSc, PhD

    author

    John .B. Featherstone,

    Mc, Ph, is

    proessor and chair

    o he Deparmen

    o Prevenive and

    Resoraive Denal

    Sciences a he

    Universiy o Caliornia

    a San Francisco.

    astract T w ,

    , g

    g .

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    1 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    In most individuals, there are numer-

    ous acid challenges daily as ermentable

    carbohydrates are ingested and the strugglebetween the pathological actors and the

    protective actors takes place. First, as the

    acid is produced by the bacteria, mineral

    dissolves; and subsequently, as the salivaneutralizes the acid, mineral is replaced.

    Fluoride enhances this remineralizationprocess when it comes rom topical sources

    such as drinking water, ood and beverages,toothpastes/dentirices in general, mouth

    rinses, ofce-applied uoride preparations,

    or rom higher-concentration products

    including uoride varnish (Figure 1).Te next question that we must ask is i

    uoride is so eective why do millions o

    people still require treatment annually in

    the United States or dental decay. Simply, ithe bacterial challenge is too high, the ben-

    ecial eects o uoride can be overcomeby the acid attack. In the case o high-

    caries-risk individuals, although uoridehelps to reduce the amount and severity

    o the decay, it cannot overcome the high

    bacterial challenge. Figure 2 illustrates the

    mean decayed, missing, and lled suracesin three national surveys in the United

    States. A dramatic reduction in decay levels

    was observed between 1970 and 1990. Prior

    to 1970, dramatic reductions in decay werealso observed due to the uoridation o

    the surace o the tooth. Tese aspects

    were thoroughly reviewed and agreement

    reached at an international consensus con-erence in 1989 and have been summarized

    extensively in other review papers.13-15 In

    summary:n Fluoride inhibits demineralization;n Fluoride enhances remineralization;

    andn Fluoride can inhibit plaque bacteria.

    Te Caries BalanceBased upon the above summary o our

    in-depth knowledge o the car ies process,

    it is very useul and constructive clinicallyto consider caries in its progression or

    reversal as an ongoing and oten changing

    balance between pathological actors and

    protective actors.1,16 As illustrated in Fig-ure 1, i the pathological actors outweigh

    the protective actors, then caries pro-gresses. In the reverse situation, caries is

    arrested or even reversed. Te pathologicalactors include the acidogenic bacteria, re-

    duced salivary unction, and the requency

    o ingestion o ermentable carbohydrates.

    Te protective actors include saliva andits numerous caries-protective compo-

    nents: the saliva ow; antibacterials, both

    intrinsic rom saliva and extrinsic rom

    other sources; and other actors that canenhance remineralization.

    w w K b CTe process o dental caries is well-under-

    stood.1 We know how demineralization(loss o mineral) and remineralization

    (regaining o mineral) occur, and we havea very good understanding o how uoride

    works to inhibit or reverse dental caries.

    Much is known about the multiple roles o

    saliva and salivary components.9 We knowthat acidogenic bacteria (described above)

    cause demineralization and, thereore, car-

    ies. Tese bacteria are also termed cario-

    genic. Te one major remaining area where

    much is still to be learned is in the complex

    microbiology that occurs in the dentalplaque or so-called biolm on the surace o

    the tooth. Te role o ermentable carbohy-

    drates in oods and beverages is well-under-stood; and it is known that sucrose, glucose,

    ructose, and cooked starch all contribute

    to the caries process.1

    Demineralization, i.e., loss o mineral romthe tooth, is initiated by the cariogenic

    (acidogenic) bacteria that produce organic

    acids during their metabolism. Tese acids

    include lactic, acetic, propionic, and ormic.All o these acids can readily diuse into

    the tooth and dissolve the susceptiblemineral. Te dental mineral dissolves to

    produce calcium and phosphate into theaqueous solution between the crystals; and

    these ions diuse out o the tooth leading

    to the ormation o an initial carious lesion,

    which eventually can become a cavity i theprocess continues without reversal.10 Te

    reversal o the process is remineralization

    (replacement o mineral), which occurs

    when the acid in the plaque is buered bysaliva allowing calcium and phosphate,

    primarily rom the saliva, to ow back intothe tooth and orm new mineral on the

    partially dissolved subsurace crystal rem-nants.11 Te new veneer on the surace o

    the crystal is much more resistant to subse-

    quent acid attack, especially i it is ormed

    in the presence o sufcient uoride.1,12

    Fluoride Mechanism of ActionIt is now known that the primary mecha-

    nisms o action o uoride are topical, i.e.they work by uoride being available at

    c a r i e s

    F i u re . Schemaic illusraion o he caries balance. Adaped romFeahersone.1,1

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1 1

    to the current standard o care. Te levelso mutans streptococci and lactobacilli were

    measured at the beginning o the study andater restorations were completed, with the

    net result that mutans streptococci levelswere not statistically signicantly dierent

    ater the completion o restorations unless

    antibacterial therapy by chlorhexidine

    was used. Tis means that or high-riskindividuals with high levels o cariogenic

    bacteria, we must take steps to reduce the

    bacterial loading along with restorative

    work. Tere are several guiding principals

    that can be ollowed:n

    Fluoride is eective only up to a point;n A high bacterial challenge cannot be

    completely overcome by even high-

    concentration uoride therapy;n Placing restorations and conducting

    restorative work does not reduce the

    overall cariogenic bacterial loading in

    the mouth; andn We need to break the chain o inection

    i caries is to be controlled in these

    individuals.

    As described briey above, caries involvesmultiple acidogenic species o bacteria,

    which means that a vaccine or one particu-lar species will not necessarily have a bene-

    cial eect on the overall caries status o theindividual. We need to utilize antibacterial

    therapy to reduce the bacterial challenge and

    allow the protective actors in the above-de-

    scribed caries balance to take over. We needto nd ways to break the chain o inection,

    or example, rom mother to child. It is now

    well-established that mutans streptococci

    can be readily transerred rom mother tochild or caregiver to child or indeed rom

    child to child or adult to adult.4 Antibacterialtherapy with chlorhexidine is one immediate

    alternative, but this is eective or mutansstreptococci and not or lactobacilli.25 New

    antibacterial therapy is needed. As reviewed

    by Den Besten and Berkowitz, it is possible

    that iodine therapy may be more eectivethan chlorhexidine.7 Recent studies have

    shown that xylitol has properties that inhibit

    the establishment o cariogenic bacteria, and

    this appears to be an excellent method obreaking the chain o inection.26

    caries, the decay is rampant and requiresaggressive and multiple intervention strate-

    gies to control it.

    Caries Is a ransmissible BacterialInfectionIt has been known or many years that car-

    ies is a bacterial inection.22 Studies during

    the past 25 years clearly indicate that thebacteria involved are transmissible, and

    the transmission, especially o S. mutans,

    is reviewed thoroughly by Berkowitz.4 In

    practical dentistry in the United States, we

    pay little attention to this basic act about

    caries. We treat the maniestations o thedisease rather than treating the disease

    itsel. It is obvious that the next steps that

    must be taken to control, i not eradicate,dental caries must ocus on the bacteria.

    One startling act, which is not considered

    in practical dentistry, is that placing resto-

    rations to ll the cavities has no measurableeect on the cariogenic bacterial loading in

    the remainder o the mouth.23 Tese earlier

    ndings have been borne out by an ongoing

    study24 in which a group o adult subjectswith initial rank cavitation has been re-

    ceiving conventional dental care according

    public water supplies. From 1970 onward,several actors were involved including the

    almost universal utilization o uoridedentirices.20

    Unortunately, since 1990 there has beena plateau in the reduction o caries. Tis

    means that to urther reduce the preva-

    lence o dental caries and to address those

    who continue to have high levels o dentalcaries, we must use other measures. A

    recently published survey on the dental

    health o Caliornias children rom data

    that was accumulated in 1993 and 199421

    illustrated that:n

    27 percent o preschoolers haveuntreated decay;n 53 percent o 6- through 8-year-olds

    have untreated tooth decay;n 50 percent to 75 percent o minority

    high school students need dental care;n Caliornias children on average have

    twice the national average o untreatedtooth decay.

    In Caliornia, early childhood caries is a

    major issue.7 Essentially the process and

    etiology are the same as caries in olderchildren and adults and involves the same

    bacteria. In the case o early childhood

    c a r i e s

    F i u re . M g (DMFS) U.S. (g g w) .7-9

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    1 2 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    Caries Risk AssessmentPractical caries risk assessment and the

    consequent clinical actions were the basisor the conerence that generated this is-

    sue o the Journal. Te importance to the

    pediatric dentist is that such procedureswill change the way care is delivered.33

    Similarly, in a public health setting, it will

    change the way interventions are done and

    how money is spent on programs to helplower-income/high-risk populations. Te

    basis o caries risk assessment as we are

    currently introducing it into the predoctor-

    al dental teaching clinics at the Universityo Caliornia at San Francisco is the caries

    balance described above (Figure 1). Eacho the pathological and protective actors

    must be assessed in coming to a judg-ment as to whether the patient is at risk o

    progression or initiation o dental caries.

    We have developed a orm or the clinician

    with instructions on the back to guide inrisk assessment. When the risk assessment

    is complete, this inuences the treatment

    plan. I the patient is required to conduct

    home care, a second orm with appropri-ate instructions highlighted is given to the

    patient with a prescription, i needed. Tereverse side o this orm has a lay-person

    one-page description o dental decay.Te guiding principle (risk actor) ques-

    tions or this risk assessment tool were as

    ollows:n Is there existing or has there beennew untreated cavities in the past two

    years?n Has there been orthodontic appliances

    or removable partial dentures?n Is there reduced salivary unction as

    very dierent. In this case, there is a large

    amount o surrounding sound enamel that

    absorbs the X-rays; and only an advancedlesion can be detected in this ashion with

    conventional bitewing radiographs. Tis

    is illustrated in Figure 3, where the lesionunder the occlusal surace was a hidden

    lesion extending histologically to the pulp.

    It showed only as a aint line at the DEJ in

    the radiograph. We need methods that candetect occlusal lesions while they are still in

    the enamel and can be reversed or arrested

    by uoride therapy and remineralization.

    Recently, the FDA approved a device calledthe Diagnodent, (KaVo, Ill.) which shines

    a red laser into the tooth via a speciallydesigned handpiece and tip. Te tip is

    applied to the occlusal pits and ssuresindividually. Te red light readily penetrates

    the tooth; and i it interacts with a subsur-

    ace lesion that contains certain bacterial

    byproducts, uorescence is produced. Teuorescent light comes back rom the le-

    sion into the handpiece, interacts with the

    detector, and is read out as a number and

    an audible signal i there is a lesion. Tisinstrument is a good rst step in providing

    the practitioner with a tool that can indi-cate whether there is a hidden lesion under

    the occlusal surace. Even better devices areexpected to become available to detect early

    enamel lesions in occlusal suraces.

    Te uture will see improvements in these

    and other techniques, and the tools orearly detection will be available. Te bottom

    line is that we must use early detection or

    the purposes o intervention, not to justiy

    more drilling and lling.32

    Conservative Caries ManagementConservative caries management has the

    idealized outcome that more tooth struc-ture is preserved and ewer teeth become

    aected by dental decay. Tere are a ewguiding principles:n n Detect caries lesions early enough

    (see below) so that the early,

    noncavitated lesion can be reversedor at least arrested rom progressing

    by chemical means rather than by

    restoration (placing llings);n n Assess the individual risk o caries

    progression (see below);n

    n Use uoride to enhanceremineralization and/or reduce the

    bacterial challenge by the use o

    antibacterial therapy;1,25,27-29 andn n Use minimally invasive restorative

    procedures to conserve tooth

    structure.28,30n Te longevity o the tooth is muchgreater in the scenario o conservative

    caries management; many more teeth

    are preserved as caries ree, and those

    that do require restorative work havemuch smaller restorations leading to

    much less racture in the long term.

    Early Caries DetectionUntil recently, caries detection methods

    have been visual, tactile (with an explorer),

    and radiographic. Visual inspection can

    be quite eective when done by an experi-enced dentist, and new classications are

    in use in Europe that could well be useul

    in the United States.31 However, this is

    obviously limited where the surace o thetooth is obscured and in occlusal suraces,

    where hidden lesions may be missed.Radiographs as done with bitewings have

    long been useul or detecting interproxi-mal lesions. Te current standard o care

    is that i an enamel lesion, as detected by

    the radiograph, is not past the dentino-

    enamel junction, then it can be arrestedor reversed by remineralization, whereas

    an opacity into the dentin requires clinical

    physical intervention (drilling and ll-

    ing). Tis method is quite reliable or theselesions. However occlusal suraces are

    c a r i e s

    Fiure 3. he et paneshos a conentionaitein radioraph ith an

    interproima esion on theet and a shado at the Junder the occusa surace(arros). he riht paneshos a hemi-section o thesame tooth iustratin thehidden esion etendin tothe pup under the occusasurace (courtes o..youn).

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1

    c a r i e s

    O E :8-4, 99.

    4. F JDB, Gk SA, , Cg

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    R , .5. A MH, Cx: Hw tg

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    , .

    6. L H, Mg P, X : A w

    . J C D A I , .

    7. A MH, B DJ, O K-A, M g

    : tg g . J Am

    Dent Assoc 4:7-44, 99.

    8. Hk J, G-G F, , F-g

    . J C D A

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    9. D K, F . J C D A I ,

    .

    . A SM, T

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    944 @...

    nia is thanked or support o pilot studiesrelevant to this work.

    e erences. F JDB, T

    .J Am Dent Assoc :887-99, .

    . LG RZ, C ,

    . I, M HM, , C P O Bg

    M, . 5. Kg, B, 99, 8-9.

    . C PW, C GR, Dk AP, I q

    :

    ww . J Dent R 7:7-45, 99.

    4. Bkwz RJ, Aq

    . J C D A ():XX-XX, .

    5. L WJ, R S

    . Mg Rw 5:5-8, 986.

    6. L WJ, Sg ML, P HR, I

    S x. J Dent R

    58:765-7, 979.7. D B PK, Bkwz RJ, E : A

    w w x C. J C

    D A ():XX-XX, .

    8. W JS, Ck BH, H JR, N :

    g g . J O P

    4:65-, 985.

    9. Lk MS, O FG, S

    . C Rw O Bg M 4:5-9, 99.

    . S LM, T , g

    . O S R :-6, 97.

    . T C JM, D PPE, Ag

    . C R

    6:-, 98.

    . F JDB, C /z

    . I, F JDB, , C A D/

    z T, . 9. A D R

    9, 995, -4.. F JDB, G R, , D

    z z

    f . J Dent R 69:6-5, 99.

    4. T C JM, F JDB, M

    w f . CRC C

    Rw O B :8-96, 99.

    5. H IR, Bw GHW, F

    . I, Fk O, Ek J, B BA, , F

    D. Mkg, Cg, 996, -5.

    6. F JDB, P :

    w f. C D O E

    7:-4, 999.

    7. NIDR, T U S

    : T N D C P S:

    979-8. NIH P N. 8-45. N I

    H, 98.

    8. NIDR, O H S N I D R. Dg . NIH

    P # 9-87, B, MD, 99.

    9. NCHS, N C H S. G

    Pg O, Wg DC, 974.

    . Jk GN, R g . B M J

    9:97-8, 985.

    . Pk HF, R C O H N

    A C, 99-994. T D H

    F, Ok, CA, 999.

    . L WJ, Hkt RN, S SA, T

    f q

    z . A O B 7:-5, 97.

    . Wg JT, Ct GR, , E

    . C D

    measured by stimulated saliva ow lessthan 0.7 ml/minute?n Is there use o hyposalivatorymedications?n Is there requent ingestion oermentable carbohydrates (by

    questioning the patient)?n Is current use o uoride products

    inadequate? andn Is there high caries bacterial challenge

    as measured by testing mutans

    streptococci and lactobacilli?

    Te number o yes answers to the above

    questions places the patient into one o

    three risk categories. I the answers to therst ve questions are mostly no, then bac-

    terial testing is not needed. I bacterial test-

    ing is needed, the Ivoclar (Amherst, NY)caries resistance test is used; and results

    are known in 48 hours. Tis orms the basis

    or uture monitoring o the eectiveness

    o antibacterial therapy. I the person is athigh risk, this initiates:n Bacterial testing;n Fluoride therapy (uoride ofce topical

    ollowed by higher concentration homeuse uoride is used);

    n Chlorhexidine therapy (0.12 percentchlorhexidine gluconate or two weeks

    daily every three months); andn Regular recall to monitor lesion

    progress or arrestment and

    antibacterial therapy success.

    In the uture, we anticipate that improvedchairside bacterial testing and improved an-

    tibacterials will be available. For example, it

    is theoretically possible to design antibac-

    terials to target receptors on the cell wall othe cariogenic bacteria involved. With new

    advances, these will enhance the success othe principles proposed in this presentation

    toward the eradication o dental caries.Acknowledgments

    Te contributions o many individuals

    to the work and ideas reviewed here are

    acknowledged with thanks. Tey are toonumerous to mention specically. Te

    support o NIH grant RO1-DE 12455 or

    the ongoing study titled caries manage-

    ment by risk assessment is acknowl-edged. Te Delta Dental Plan o Calior-

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1

    m u t a n s s t r e p t o c o c c i

    he mouth o a normal preden-tate inant contains only muco-

    sal suraces exposed to salivary

    uid ow. Mutans streptococci

    could persist in such an envi-ronment by orming adherent colonies

    on mucosal suraces or by living ree

    in saliva and multiplying at a rate that

    exceeds the washout rate caused by sali-vary ow. Because the oral ora averages

    only two to our divisions per day1 andswallowing occurs every ew minutes,

    it is reasonable to assume that bacteriacannot maintain themselves ree in

    saliva solely by prolieration, but instead

    must become attached to an oral surace.

    Previous studies, reviewed by Gibbonsand van Houte (1975),2 have demonstrat-

    ed that mutans streptococci have a eeble

    capacity to become attached to epithelial

    suraces. Tereore, it seemed unlikelythat these organisms could colonize the

    mouth o a normal inant beore theeruption o teeth. Earlier clinical stud-

    ies reported that mutans streptococci

    could not be detected in the mouths o

    normal predentate inants3-8 but couldater the insertion o acrylic clet-palate

    obturators or eruption o primary teeth.

    A longitudinal investigation by Carls-

    son3 and coworkers reported that mutansstreptococci were detected in ve o 25

    (20 percent) inants age 12 months to 16months. In addition, these organisms

    were not detected in any o the 25 subjectsduring their rst year o lie. Although

    Carlsson and colleagues did not report

    the stage o dental development, the age

    range o 12 to 16 months is compatiblewith an inant having six to 10 primary

    teeth. Berkowitz and coworkers4 reported

    that mutans streptococci were detected in

    9 o 20 (22 percent) inants who had onlyprimary incisor teeth. In a subsequent

    M Rober J. Beroi, DDS

    author

    oert J. Berkoit,

    , is a proessor

    o denisry a he

    Universiy o Rocheser

    Easman Denal Cener

    in Rocheser, N.Y.

    astract D . T L w g g g

    w . E q

    . M

    z

    z, w , . T g w k

    g g,

    g .

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    1 6 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    be related to several actors which, in part,include magnitude o the inoculum,26

    requency o small dose inoculations,27and a minimum inective dose.28 A study

    carried out by Berkowitz and cowork-ers26 reported that the requency o

    inant inection (58 percent) was approxi-

    mately nine times greater when maternal

    salivary levels o the organism exceeded105 colony-orming units per ml relative

    to the requency o inant inection (6

    percent) observed when maternal salivary

    reservoirs were less than or equal to

    103 cu per ml. Suppression o maternal

    reservoirs o mutans streptococci clearlyshowed that inection o the baby could

    be prevented or delayed;29 only three o

    28 (11 percent) babies whose mothers hadtheir mutans streptococci reservoirs sup-

    pressed by dental treatment and topical

    antimicrobial therapy were inected by

    age 23 months. In contrast, 17 out o 38(45 percent) babies in the control group

    whose mothers levels o mutans strepto-

    cocci were not suppressed were inected.

    In both groups, the percentage o inectedbabies increased with age; nevertheless

    at age 4 ewer babies were inected in thetest group than in the control group.

    z wo recent reports indicate that verti-

    cal transmission is not the only vector by

    which mutans streptococci are perpetu-ated in human populations. Mattos-Gra-

    ner and colleagues30 isolated mutans

    streptococci rom groups o nursery

    school children (age 12 to 30 months) andgenotyped the isolates utilizing primed

    polymerase chain reaction and restrictionragment-length poylmorphism analy-

    sis. Tey reported that many childrencontained identical genotypes o mutans

    streptococci strains, which indicates

    that horizontal transmission may be

    another vector or acquisition o theseorganisms. In addition, van Loveren and

    coworkers,31 utilizing bacteriocin typing,

    demonstrated that when a child acquires

    mutans streptococci ater age 5, there maybe similarity between mutans strepto-

    is required or their oral colonization.

    M C

    Early colonization by mutans strepto-cocci is a major risk actor or uture caries

    experience. Children were longitudinally

    assessed rom age 2 to 4 by Alaluusua

    and Renkonen13 or mutans streptococcicolonization and dental caries; those chil-

    dren who harbored mutans streptococci

    in their plaque at age 2 were the most

    caries active by age 4. Teir mean dms

    score was 10.6 as compared with children

    who were colonized later who had a meandms score o 3.4 by age 4 (p < 0.005).

    Similar observations were made by Kohler

    and coworkers:14 Tey observed that 89percent o children colonized by mutans

    streptococci by age 2 had experienced

    caries lesions by age 4 and had a mean

    ds score o 5.0. In contrast, 25 percento children who were not inected with

    mutans streptococci prior to age 2 had

    experienced dental caries by age 4 and

    had a mean ds score o 0.3. An additionallongitudinal investigation15 evaluated

    786 children at age 1 or caries risk actors(mutans streptococci inection, uoride

    exposure, dietary habits, oral hygiene)and re-examined them at 3.5 years o

    age or the presence o dental caries. Te

    presence o mutans streptococci at age 1

    was the most eective predictor or cariesat age 3 1/2. Tese observations and other

    published results16,17 clearly illustrate

    that early inection with mutans strepto-

    cocci is a signicant risk actor or uturedevelopment o dental caries lesions.

    Vertical ransmissionTe major reservoir rom which in-

    ants acquire mutans streptococci is theirmothers. Te evidence or this concept

    comes rom several clinical studies that

    demonstrate that mutans streptococci

    strains isolated rom mothers and theirbabies exhibit similar or identical bacte-

    riocin proles18-20 and identical plasmid

    or chromosomal DNA patterns.21-25 Suc-

    cessul inant colonization o maternallytransmitted mutans streptococci cells may

    study,5 Berkowitz and colleagues reportedthat these organisms were detected in 3

    o 43 (7 percent) inants (mean age = 8.9months) with one to ve primary incisor

    teeth and 12 o 42 (29 percent) inants(mean age 13.8 months) with six to eight

    primary incisors. Likewise, Stiles and

    coworkers6 detected these organisms in

    12 o 56 (22 percent) o inants (medianage = approximately 14 months) with

    six to eight primary incisors and one o

    38 (2.6 percent) o inants (median age

    = approximately 9 months) with two

    to our primary incisors. Catalanotto

    and colleagues7 were unable to isolatethese organisms rom 10 inants who

    had only primary incisor teeth; mutans

    streptococci were detected only aterthe eruption o primary rst molars.

    A more recent study by Caueld and

    coworkers8 reported that 25 percent o

    their inant population (n = 46) acquiredmutans streptococci by 19 months o age.

    Extrapolation o Caueld and colleagues

    data rom a gure depicting the cumula-

    tive probability o mutans streptococciacquisition as a unction o age indicated

    that approximately 5 percent o theirstudy population acquired these organ-

    isms by approximately 9 months o ageand approximately 15 percent o the

    subjects were colonized by approximately

    12 months o age. Accordingly, the con-

    cept that mutans streptococci required anonshedding oral surace or its persis-

    tent oral colonization became a basic

    tenet o oral microbial ecology. However,

    more recent clinical studies9-11 havedemonstrated that mutans streptococci

    can colonize the mouths o predentateinants. Te urrows o the tongue ap-

    pear to be an important ecological niche.anner and coworkers,12 utilizing DNA

    probe technology, reported that mutans

    streptococci were ound to be present

    in 55 percent o plaque samples and70 percent o tongue scraping samples

    o 57 children age 6 to 18 months liv-

    ing in Saipan. Tese recent studies on

    acquisition o mutans streptococci raisedoubts that a nonshedding oral surace

    m u t a n s s t r e p t o c o c c i

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1 7

    g. O M I :4-7, 988.

    5. G M, , Sw

    .5 g. C R :56-66, 995.

    6. Fw T , C - J. C D

    O E 9:5-4, 99.

    7. R RJM, , L, ,

    : g

    g 5 . C R 9:7-9, 995.

    8. Bkwz RJ, J H, S

    S . A O B

    :75-, 975.

    9. D AL, Rg AH, M

    S -

    . A O B 9:45-6, 984.

    . Bkwz RJ J P, M--

    S w

    . A O B :77-9, 985.

    . C PW, W Y, H J, F g

    S

    . I I 8:785-7, 98.. C PW, C NK, , P S

    ; g k

    w . I, H S, Mk S, ,

    , Pg ,

    S .

    E S P, Bg, A, 7-, 985.

    . C PW, C NK, , D

    w g S

    . I I 48:5-6 985.

    4. C PW, Rk K, , P-g

    S w

    ; . I

    I 56:6-, 988.

    5. Kk GV, C KH, S HJ, A g

    .J Dent

    R 68:55-6,989.

    6. Bkwz RJ, T J, G P, M

    S .

    A O B 6:47-9, 98.

    7. L W, R S

    . M R 5:5-8, 986.

    8. V H J G DB, R w

    z

    . I I 9:64-, 974.

    9. K B, , P f

    S .

    A O B 8:5-, 98.

    . Mt-G R, L Y, , G

    Bz gg z

    . J C M 9(6):-8, .

    . L C, B JF, C JM, S

    w w q g 5.

    C R 4:48-5, .

    T q , :

    R J. Bkwz, DDS, U R, E

    D C, 65 Ew A., R, NY 46,

    R_Bkwz@...

    colonize the mouth o predentate inantsand are acquired by vertical and horizon-

    tal transmission rom human reservoirs.Tis inormation should acilitate the

    development o clinical strategies thatprevent or delay inant inection, thereby

    reducing the prevalence o dental caries.

    Cn Primary oral inection by mutans

    streptococci may occur in predentate

    inants.n Inants may acquire mutans

    streptococci via vertical and horizontal

    transmission.n Improvements in the prevention o

    dental caries may likely be realized

    through intervention strategies thatocus on the natural history o this

    inectious disease.

    e erences. G RJ, Bg . J Dent R

    4:-8, 964.

    . G RJ, H H, D . B

    g. A R M 9:9-44, 975.

    . C J, G J, J G, L

    . C R 9:-9, 975.

    4. Bkwz RJ, J HV, W G, T

    S . A OB :7-4,975.

    5. Bkwz RJ, T J, G P, P

    w S . A O B 5--4,

    98.

    6. S HM, M R, , O S

    S g

    g . I, S HM, L WJ, OB

    TC, , M A D C. V . I

    R, L, 976, 87-99.

    7. Ct FA, Sk IL, K HJ, P

    z S . J

    Am Dent Assoc 9:66-9, 975.

    8. C PW, Ct GR, Dk AP, I q

    :

    ww . J Dent R 7:7-45,99.

    9. W AKL, Sw K, , A S

    - . J Dent R 8():945-8, .

    . W AKL, Sw K, , O z S

    x . J Dent R

    8():6-5, .

    . R-Gz FJ, , B,

    w .

    J C Pediatr Dent 6:65-7, .

    . T ACR, , T g

    g . J Dent R, 8():5-7, .

    . A S Rk OV, S

    x

    4 . S J Dent R 9:45-7, 98.

    4. K B, , T z

    , g 4

    cocci strains in mother, ather, and child,indicating that horizontal transmission

    can also occur between amily members.

    C fKnowledge regarding the natural his-

    tory o an inectious disease acilitates a

    more comprehensive approach or preven-

    tion (e.g., yellow ever; acquired immuno-deciency syndrome). Studies by Kohler

    and colleagues14,29(discussed previously)

    utilized this concept to prevent and/or

    reduce dental caries in young preschool

    Swedish children by reducing the risk

    or vertical transmission via suppres-sion o mutans streptococci reservoirs in

    their mothers. Recent inormation30,31

    indicates that horizontal transmission isanother vector or acquisition o these

    bacteria. Tis nding is o importance

    given the socioeconomic changes in

    U.S. culture during the past two to threedecades (or example, the utilization o

    day care acilities or preschool children

    o amilies where both parents are em-

    ployed). In addition, recent studies9-12have reported that mutans streptococci

    may colonize the mouths o predentateinants. Tis nding implies that the

    timing o intervention strategies toprevent or delay transmission should take

    into consideration that a nonshedding

    oral surace (primary teeth) is probably

    not a requisite or oral colonization bythese organisms. Collectively, this review

    indicates that urther clinical trials are

    needed to translate knowledge regard-

    ing the acquisition and transmission omutans streptococci into clinical interven-

    tions that will likely prevent dental caries.

    Dental caries is an inectious and

    transmissible disease. Detailed knowledge

    regarding the acquisition and transmis-

    sion o inectious agents acilitates a morecomprehensive approach toward preven-

    tion. Mutans streptococci are important

    organisms in the initiation and patho-

    genesis o dental caries. Recent evidencedemonstrates that these bacteria can

    m u t a n s s t r e p t o c o c c i

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1

    o e r i e

    C C: w CPamela DenBesen, DDS, and Rober Beroi, DDS

    authors

    Pamea enBesten, ,

    is chair o the iision

    o Pediaric Denisry

    a he Universiy o

    Caliornia a San

    Francisco.

    oert Berkoit, ,

    is he chie o Division

    o Pediaric Denisry

    a he Universiy o

    Rocheser, Rocheser,

    N.Y.

    astract D g q x

    , w q g kg t

    w fw. T - g

    . ECC

    w g w w

    . T ECC , q.

    P ECC gw . Sg

    g q x , w g

    gw . T w

    ECC g .

    aries in children requentlymaniests in a pattern o pro-

    gression related to the eeding

    requirements o young chil-

    dren who suck rom a bottle orbreast. Early initiation o caries in inants

    and toddlers has been termed early child-hood caries. In young children, caries can

    begin as soon the teeth erupt and canrapidly progress to extensive decay o all

    primary teeth (Figure 1). Te pattern o

    decay in early childhood caries is re-

    lated to salivary ow patterns within aninants mouth. Te mandibular incisors

    are protected by the tongue and bathed

    in saliva and thus show decay only with

    extremely severe caries challenge. Milkor other liquids sucked rom a bottle

    pool in areas o the mouth that are lessexposed to sal ivary ow, particularly the

    acial suraces o the maxillary primary

    incisors, where early chi ldhood caries is

    rst detected. As caries becomes moresevere, the decay appears on the occlu-

    sal suraces o the maxillary primarymolars and then spreads throughout the

    mouth, which can result in an over-whelming inection with destruction o

    primary teeth throughout the mouth.

    CStudies o the cariogenicity (caries-

    causing potential) o inant oods show

    that milk has minimal car iogenicity

    relative to that o inant ormulas andruit juices.1-3 However, by the time

    C

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    1 e b r u a r y 2 0 0 3

    c d a j o u r n a l , v o l 3 1 , n 2

    the mandibular and maxillary primary

    incisors erupt, bottle or breast eeding issupplemented by a variety o solid oods.

    Tese oods include starches and othersucrose-containing oods with cariogenic

    potential, which provide an improvedsubstrate to promote the prolieration o

    cariogenic bacteria. In addition, adding

    a sweetener in bottles ed to inants is

    a major risk actor or early caries.4,5Young inants may eed rom a bottle

    or breast six or more times per day. As

    the inant grows older, the number o

    eedings does not dramatically change,but the variety and amount o ood that

    a child ingests increases. Te requencyo eeding o inants and toddlers makes

    them particularly susceptible to caries.I the requent eedings are accompanied

    by prolonged exposure o the teeth to

    liquids, as occurs when liquid is ingested

    rom a bottle, susceptibility increaseseven more.4-8 Te relative requency

    with which young children eed is likely

    to aect the so-called caries balance

    between actors that promote demin-eralization and those that promote

    o e r i e

    remineralization.9 Te requent andprolonged introduction o cariogenic

    ood substrates (as occurs in bottle eed-ing with sweetened liquids), with the

    subsequent lowering o plaque pH andtooth demineralization, can push the

    balance toward tooth demineralization.

    By ar the most caries-promoting ood

    substrate is sucrose;2,3,10 but other car-bohydrates -- including glucose, ructose,

    and cooked starch -- also contribute.

    P bTis childhood dental disease is a public

    health problem that aects babies,toddlers, and preschool children world-

    wide. Te epidemiology o early child-

    hood caries shows that disadvantagedchildren -- regardless o race, ethnicity,

    or culture -- are most vulnerable.11,12

    Early caries in inants and toddlers also

    results in a higher risk or continuedtooth decay as the children grow older.

    High-risk North American populations

    include children o new immigrants

    and children rom lower socioeconomicpopulations. In Caliornia, the relative

    size o the new immigrant population ishigh compared with other states. Early

    childhood caries is particularly prevalentin this population.13 Mexican-Ameri-

    cans, who were shown in the NHANES

    III data to be a vulnerable population or

    caries in children,14,15 make up a largepercentage o the immigrant popula-

    tion in Caliornia. In 1993, Serwint and

    co-workers ound that 20 percent o the

    110 Mexican-American children (18 to36 months o age) who were patients o a

    hospital-based pediatric practice in LosAngeles, had early childhood caries.16

    More recently, Ramos and coworkersound that in a predominantly Mexican-

    American population in San Francisco,

    43 percent o the children younger than

    5 had caries in their primary teeth.17Native American children are at high risk

    or caries, with prevalence rates o early

    childhood caries reported rom 40 per-

    cent to 72 percent.18,19 In 1996, Georgeand coworkers examined 4-year-old

    Apache children to determine how carieslevels and patterns were dierent rom 15

    years beore. Neither the caries preva-lence (95 percent) nor the prevalence

    o caries patterns diered between the1978-79 and 1993 cohorts. However, the

    level o treatment received in 1993 was

    greater than that in 1978-79. Studies such

    as this one suggest that our current eortat caries prevention, which are largely

    conned to caries treatment or high-risk

    populations, has had minimal eect in

    reducing the prevalence o this disease.

    Te act that caries is a transmissibledisease involving the cariogenic bac-

    teria mutans streptococci has beenwell-established.20-25 Te major reser-

    voir rom which babies acquire mutans

    streptococci is their mothers or primary

    caregivers, though cariogenic bacteriacan be transmitted rom other caregivers

    or children in close contact.26 Suppres-

    sion or alteration o maternal reservoirs

    o mutans streptococci has shown thatinection o a baby can be prevented or

    delayed.27,28 However, a single treat-ment o mothers with an oral antibac-

    terial may not be sufcient to preventmutans streptococci transmission and

    subsequent caries in children.29 Like-

    wise, antibacterial treatment o children

    may not be sufcient to reduce inec-tion i maternal levels remain high.

    C w CTe current standard o care or treat-

    ment o severe early childhood cariesusually necessitates general anesthesia

    with all o its potential complications,because the level o cooperative behavior

    o babies and preschool children is less

    than ideal. Te cost o treating a child

    with ECC exceeds $2,000.30 More recentdata show that costs have escalated. For

    example, the estimated cost or acili-

    ties and general anesthesia, excluding

    dental services, or the treatment oa child with ECC at the University o

    Fiure a. I g w x .

    Fiure . Ex g x . T w

    g -.

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    c d a j o u r n a l , v o l 3 1 , n 2

    e b r u a r y 2 0 0 3 1 1

    Iodine as an Oral Bactericidal AgentIodine is among the most potent o

    bactericidal agents. Its eect is nottime-dependent; once bacterial contact

    is made, its action is immediately lethal.Iodine has excellent penetrability into

    dental plaques.37,38 Tese characteristics

    make it an excellent agent or oral use.

    Earlier studies by Gibbons and cowork-ers showed that a single two-minute

    application o a 2 percent iodine/potas-

    sium iodine ( I2-KI ) solution eliminated

    mutans streptococci rom accessible hu-

    man tooth sites or up to 13 weeks.39 In

    1977, Caueld and Gibbons showed thata dental prophylaxis ollowed by three

    applications o a 2 percent I2-KI solution

    signicantly reduced mutans streptococcilevels in ssure and proximal-surace

    plaques and saliva. Reductions persisted

    or 20 to 24 weeks in proximal plaque

    and saliva; ssure plaques were sig-nicantly suppressed or our weeks but

    gradually returned to baseline levels in

    the absence o dietary restrictions.40

    Recently, the inuence o bimonthlytopical application o 10 percent povi-

    done iodine was assessed in a placebo-controlled double-blind clinical trial in

    preventing the development o white spotlesions on the maxillary primary incisors

    o Puerto Rican babies at high risk or

    developing early childhood caries.41 Te

    study population consisted o 83 subjects(age 12 to 19 months, 40 emale and 43

    male). Te healthy caries-ree children

    were included in the study i they had

    our maxillary primary incisors with novisible deects, used a nursing bottle at

    naptime and/or bedtime that containeda cariogenic substrate, and had two

    consecutive mutans streptococci positivecultures rom pooled maxillary primary

    incisor plaque. Te subjects were random-

    ized into two groups that were evalu-

    ated every two months during the studyperiod. At each evaluation, the subjects

    had 10 percent povidone iodine (experi-

    mental group) or placebo (control group)

    applied to their dentition. Te resultso this study showed that the children

    children to ermentable carbohydrates,in particular sucrose, and developing sae

    and eective antibacterial approachesto reducing the number o acidogenic

    (acid-producing) oral bacteria in children.A variety o topical antimicrobial agents

    has been tested to suppress oral popu-

    lations o mutans streptococci. Tese

    agents, in part, include antibiotics(vancomycin and kanamycin), stannous

    uoride, the bisguanidines (alexidine and

    chlorhexidine), iodine, and combinations

    o these agents. Selection o an agent to

    suppress oral mutans streptococci and

    lactobacilli reservoirs must consider anumber o actors; saety is o particular

    concern in babies and preschool chil-

    dren. Utilization o stannous uorideis contraindicated in children younger

    than 4 because o the potential risk o

    uorosis (Clinical Guidelines, American

    Academy o Pediatric Dentistry, 2000).Te bisguanidines are not recommended

    or use in young children because o

    lack o inormation regarding saety,

    alcohol content, staining o teeth, andthe potential or disruption o taste. Te

    antibiotics -- vancomycin34 and kanamy-cin35 -- have very short-term suppressive

    eects on oral populations o mutansstreptococci and have not been shown

    to be eective in reducing caries. One

    promising approach is the u


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