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7/29/2019 Journal of the California Dental Association Feb 2003
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e b r u a r y 2 0 0 3
d e p a r t m e n t sThe Associate Editor/Side by Side
Impressions/Study Supports Removal of Third Molars
Dr. Bob/Dont Make Me Take off My Belt
eatures
Clgy w wl : Mvg FM w Pv
An introduction to the issue.
J D.B. F, MS, PD, J R. R, CAE
C l F C l l l : C l l g
New strategies are needed to reduce the risk of dental disease in California children and to expand access to effective
services.
J J. C, DDS, SD
C BlC: CBg FC ly C
Dental health is a balance between factors that demineralize and remineralize teeth.
J D.B. F, MS, PD
Cq M F M PCCC
Studies indicate that mutans streptococci can colonize the mouths of predentate infants and that horizontal, as well as
vertical, transmission occurs.
R J. Bkwz, DDS
ly C l C : v v w w F C xP C C l F
Early childhood caries can affect children from all socioeconomic classes but is most often found in children of new
immigrants or those with lower socioeconomic status, and treatment is expensive.
P DB, DDS, R Bkwz, DDS
l F C Pv PCl PC y PCly PgM
The training of pediatric dental residents in caries risk assessment and prevention must be strengthened.
S M. A, DDS, MS
l P v P P l w P C l
Community-based systems to improve oral health for people with special needs have not been as successful as they might
be because of lack of effective preventive protocols specifically designed for people with special needs.
P G, DDS, MA, MBA, C M, RDH, MSH, MA
9 04
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CDA J
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e b r u a r y 2 0 0 3J
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 7
h e a dAssociate Editor
ebruary is widely known
throughout the dental proes-
sion as National Childrens
Dental Health Month. Tis
year, proessional and public
awareness o this designation is evenhigher thanks to the ADA-driven Give
Kids a Smile program. Tis campaign
will no doubt receive an ample amounto well-deserved coverage in both dental
and nondental publications. Tereore, I
would like to acknowledge the other des-
ignation given to the month o February,Black History Month.
When I was a second-year dental
student, I had the privilege o attending
the ADA Annual Session or the rst time.I remember walking through the maze
o exhibitors and seeing a booth or theNational Dental Association. I surmised
that this was an association o AricanAmerican dentists. I wondered to mysel
why black dentists had an organization
o their own and what the relationship
o this organization is to the ADA. Ittook nearly 10 years, but I was nally
enlightened to the answers. Black dentists
ormed their own proessional organi-
zation because, at one time, they weredenied membership in the ADA and its
component societies. And as or the rela-tionship o the NDA to the ADA, it is ever
evolving and steeped in a rich history.Te history o Arican American
dentistry and the National Dental As-
sociation has been orged by the eorts
o many individuals spanning more than150 years to the present day. Space will
not allow mentioning all o these men
and women here. For a most detailed and
eruditely written chronicle o the entireNDA story, I recommend the book NDA
II, Te Story o Americas Second National
Dental Association by Dr. Cliton O. Dum-
mett and Lois Doyle Dummett (reviewed
in the March 2001 CDA Journal, Vol. 29,
Page 3). I have relied shamelessly on it or
the ollowing accounts.Consider the courage and persever-
ance o Dr. Robert anner Freeman. Ater
being denied admission to several dentalschools on account o his race, he was
accepted at Harvard Universitys School o
Dental Medicine, and in 1869 became the
rst Arican American to receive a dentaldoctorate degree rom a U.S. university.
Ten there was the vision and leadership
o Dr. Robert Fulton Boyd, who in 1895
became the rst president o the NationalMedical Association, at that time en-
compassing the proessions o medicine,dentistry, and pharmacy. Boyd was well-
prepared or this role, having receivedboth an MD degree and a DDS degree;
and he admirably served his proession
and community in many capacities during
his career.At the onset o the turbulent 1960s,
the daring and uncompromising actions
o Drs. Roy C. Bell and Eugene . Reed,
both staunch civil rights advocates,underscored the act that progress toward
racial equality is not always gained withpatience, civility, and deliberate negotia-
tion. In March o 1961, Bell, a Georgiadentist, led a contingent o eight black
dentists in a picket line outside o the
Tomas P. Hinman meeting in Atlanta. In
spite o their prior peaceul and legitimateattempts at proessional racial integra-
tion, the Hinman meeting remained
closed to Arican American dentists.
Meanwhile Reed, a New York dentist,was staging his own protest against overt
F
b Seven A. Gold, DDS
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1 1
h e a dImpressions
M
Te next time you see a patient who isexperiencing no problems with his or her
third molars, what should you do?A recent study sponsored by the
American Association o Oral and Maxil-
loacial Surgeons and the Oral and Maxil-
loacial Surgery Foundation and publishedin the November 2002 Journal o Oral and
Maxilloacial Surgery strongly suggests the
removal o third-year molars beore age
25. Te results o the study are challenging
two long-held belies: that third molars that
have broken through the tissue and eruptedinto the mouth in a normal, upright posi-
tion have minimal problems, and that the
absence o symptoms rom retained thirdmolars indicates that the teeth are ree rom
problems.
Investigators led by Raymond P. White,
Jr., DDS, PhD, and Richard H. Haug, DDS,conducted the 30-month institutional
review board-approved longitudinal clini-
cal trial. Tey examined the health o the
tissues supporting teeth throughout themouth, including the third molars o more
than 300 healthy patients between the ageso 14 and 45, who had our symptom-ree
third molars with adjacent second molars.Tey used standard methods o evaluating
the tissues that surround and support the
teeth, including probing depth analysis,
calculation o a gingival index, and X-rayexamination. Tey also took dental plaque
samples and determined the presence and
levels o bacteria in these samples. I the
probing depth analysis measured a deptho 5 mm or greater, which is an accepted
determining sign o periodontitis, theyobserved that:n 25 percent o all study-enrolledpatients, and 34 percent o Arican
American patients, had at least one
probing depth equal to or greater than 5
mm behind a second molar and arounda third molar.n A higher proportion o patients 25 years
old or older (33 percent) had a probing
depth equal to or greater than 5 mm
behind a second molar and around athird molar compared with patients
younger than 25 (17 percent).n Complexes o bacteria previously
shown in scientically designedclinical studies to be associated with
periodontitis, were detected at higher
levels in plaque samples o patients
who had at least one probing depthequal to or greater than 5 mm behind a
second molar and around a third molar.
Te results o this large, ongoing study
only serve to reinorce what many o us
have suspected and seen over the years,
said John S. Bond, DMD, president o theCaliornia Association o Oral and Maxil-
loacial Surgeons. Frequently, even when
third molar teeth are erupted in the mouth,they oten result in problems with the adja-
cent second molar teeth over the years.
Te results o these investigations ur-
ther indicate that patients who do not havetheir third molars removed prior to age 25
may be at greater risk or the development
o disease aecting the tissues surrounding
the second and third molars and that earlystages o periodontitis may present rst in
the third molar regions in young adults.Te investigators note that disease be-
hind second molars or around third molarsmay be attributable in part to the patients
inability to keep the area clean. Tis would,
in turn, allow inectious bacteria to grow
and begin the disease process, which couldworsen over time. Additionally, third molars
that have broken through the tissue and
erupted into the mouth in a normal, up-
right position are as likely to exhibit diseaseas those third molars that remain impacted
or buried.Having a patients third molars evalu-
ated and removed by an oral and maxillo-acial surgeon where indicated prior to the
patient reaching the age o 25 results in a ar
easier postsurgical course or the patient,
Bond said. Importantly, it also preventsor eliminates the problems that all too
requently arise as the patient ages i they
are ignored or orgotten until pocketing or
other disease processes present.
Use o Nitrous Oxide Can
Afect Vision o Some EyeSurgery Patients
Patients may lose their sight ithey receive nitrous oxide anes-
thesia within one month ater
having retinal surgery, a new study
reported by Reuters suggests.Researchers rom New Zealand
described the cases o three patients
who received intraocular gas, which
is used to hold the retina in placeduring surgery to repair retinal
detachment.Within one month, the patients
had other types o surgery unrelat-ed to their eye operation. All three
patients, who received nitrous oxide
gas as anesthesia or their second
surgery, suered severe vision lossimmediately ater they received the
anesthetic. Vision loss was perma-
nent in two o the patients.
Dr. David R. Worsley, the studyslead author, explained that nitrous
oxide can cause an intraocular gasbubble to expand, increasing the
pressure within the eye and inhibit-ing circulation to the optic nerve
and retina.
Without a blood supply, these
tissues are soon irretrievably dam-aged, resulting in vision loss that is
requently severe, Worsley said.
For urther inormation on the study,contact the American Association o
Oral and Maxilloacial Surgeons at (847)678-6200 or visit their Web site at www.
aaoms.org.
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c d a j o u r n a l , v o l 3 1 , n 2
h e a d
z K F
A team o scientists rom the Forsyth
Institute and the National Institute o
Dental and Cranioacial Research havediscovered that an enzyme known as matrix
metalloproteinase-20 is essential or proper
ormation and development o dental
enamel in mice.Since the enzyme is expressed in human
teeth, the nding, in studies o mice, maybe relevant to sciences understanding o
a human disease known as amelogenesisimperecta, which causes one in approxi-
mately 7,000 children to be born with
deective dental enamel, according to John
Bartlett, PhD, associate member o the staat the Forsyth Institute, and the principal
investigator.
In the United States, the teeth o such
children are ordinarily capped. Let un-treated, the disease results in pain and even-
F F Cf-
Te Food and Drug Administration hasannounced its nal rule that changes the
classication o intraoral devices or thetreatment o snoring and obstructive sleep
apnea to Class II (special controls). Tis rule
became eective Dec. 12, 2002.
Formerly, these appliances remainedunclassied as medical devices by the FDA.
According to Dr. Susan Runner o the Cen-
ter or Devices and Radiological Health, the
regulation will help increase the legitimacy
o oral appliance therapy or the treatment
o sleep-disordered breathing. Tis may alsoadd to the recognition o oral appliances
by insurance providers, thus increasing the
possibility or reimbursement to practitio-ners perorming these procedures.
Class II reers to medical devices requir-
ing special controls to ensure public health
and saety, such as intraoral soreness, MD,obstruction o oral breathing, loosening or
aring o lower teeth, general tooth move-
ment, and others dened by an FDA guid-
ance document. Mandating these consider-ations will add medical validity to the use o
these appliances.Dr. Harold A. Smith, president o the
Academy o Dental Sleep Medicine, said,Te FDA classication o oral devices is a
orward step in the uture o oral appliance
therapy, but more importantly, will ensure
the eective treatment and overall health opatients.
For more inormation regarding the
FDA regulation on medical devices, a copy
o the FDA guidance document, or a list odevices currently cleared by the FDA, please
visit the Academy o Dental Sleep Medi-cines Web site at www.dentalsleepmed.org.
i m p r e s s i o n s
UCSF Receives $1.2 Million Grant to Prevent Oral Cancer
In a nationwide project to ght oral cancer through prevention and early detection,
the National Cancer Institute has awarded $1.2 million to researchers at the Universityo Caliornia at San Francisco School o Dentistry to create a program o oral cancer
prevention in collaboration with the American Dental Association.
Oral cancer strikes more than 30,000 Americans and accounts or more than 9,000
deaths each year in the United States. Despite advances in oral cancer treatment, onlyabout one-hal o all people diagnosed with the disease survive more than ve years.
Early detection is the most important approach in decreasing the morbidity and
mortality o oral cancer, said Sol Silverman, Jr., DDS, UCSF proessor o oral medicine
and principal investigator o the ve-year project. Silverman is a consultant to the
ADA Council on Access, Prevention, and Interproessional Relations and a pioneer and
expert in oral cancer education, patient care, and research.Te UCSF researchers will develop and implement a continuing education program
ocusing on oral cancer prevention education or practicing dentists in the United
States. Key components will include risk assessment and risk reduction or tobaccoand alcohol use, chemoprevention, early detection, and diagnosis.
Data indicate that the majority o at-risk Americans do not benet rom oral cancer
screening rom their primary care proessionals, and survival rates have not signicant-
ly changed in the past 20 years, according to Silverman. Te plan is to increase dentistsskills in early detection o oral cancer because, thus ar, this is the most important
approach in decreasing morbidity and mortality o oral cancer.
tual loss o teeth. Because o similaritiesbetween the mouse and human genomes,
it is possible that loss o this enzyme in
humans would cause this disease, Bartlett
said.Te article, Enamelysin (MMP-20)
decient mice display an amelogenesis
imperecta phenotype was published in
the Dec. 20, 2002, issue o the Journal oBiological Chemistry. It is available at www.
jbc.org.
John C. Greene, DMD, MPH, has been
honored with the 2002 uttle Award, given
annually by the National Spit obacco
Education Program or national leadershipin spit tobacco education and prevention.
Dr. Greene is dean emeritus at the Univer-
sity o Caliornia at San Francisco School o
Dentistry.
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c d a j o u r n a l , v o l 3 1 , n 2
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i m p r e s s i o n s
Mussels and Barnacles May Some Day Yield New DentalAdhesives
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7/29/2019 Journal of the California Dental Association Feb 2003
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 12
h e a di n t r o d u c t i o n
ince the early 1960s, when the healthcare model began emphasizing preven-
tion, the dental proession has struggled
with the balance between expending
resources on preventive health measuresand on surgical treatment or oral diseases.
We are all amiliar with the success o wateruoridation in reducing the prevalence o dental
caries in the 1960s and 1970s. Te introduction ouoride dentirice and other uoride products led to
another major reduction in dental caries in the late
1970s and 1980s. Te gold standard or preven-
tion became dentists convincing their patients toengage in a routine regimen o brushing with a
uoride dentirice and engaging in regular ossing.
Still today, dentists and their sta spend count-
less hours educating patients on the importance othis daily exercise; and yet, dental caries continues
to be a major problem in children and adults.Tis preventive model, as well as a ocus on
community water uoridation nationwide, reducedthe prevalence o dental caries in the United States.
However, as the demography o Caliornia and the
rest o the nation shits at a rapid rate, we nd our-
selves in a contradictory circumstance with dentalcaries dramatically increasing in some segments
o the population. Dental caries is now the single
most common chronic disease in children. Tere
are ve times more children in the United Stateswith untreated dental disease than with childhood
asthma, and the maniestation results in morethan 50 million missed school hours every year.
With so much disease, it is easy to get caught up
in an endless treatment cycle to x the problem
using traditional surgical restorative approaches.However, we need also to keep ocused on the
wonderul partial success o prevention that tookus to new levels o health in the 1970s and 80s.
Fluoride therapy has taken us to a point, but aloneit is not enough; and we must continue exploring
additional new procedures or reducing dental car-
ies that will advance prevention to the next level.
Dental caries is a bacterial inection that is transmis-sible. We have to deal with the bacteria as well as to
enhance remineralization and repair o early lesions.
In this two-part series, we hope to provide an
update not only on the biological research and back-ground o cariology, but also on the application o
innovative methods to manage dental caries basedupon risk assessment, intervention, and preven-
tion o this transmissible inection. Tis two-partseries is the outgrowth o a conerence hosted by the
Caliornia Dental Association Foundation in April
2002, where experts came together to review and
update the science and practice o caries prevention.In Part I o this series, we asked some o the
leading researchers in dental caries to help us
set the stage with inormation on the biologi-
cal mechanisms o caries, the current problems,especially in Caliornia, and to begin to suggest
C w: M F PJohn D.B. Feahersone, MSc, PhD, and Jon R. Roh, CAE
uthor
John .B. Featherstone,
Mc, Ph, is
proessor and chair
o he Deparmen
o Prevenive and
Resoraive Denal
Sciences a heUniversiy o Caliornia
a San Francisco. He is
he Leland and Gladys
Barber disinuished
proessor o denisry
a UCSF.
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c d a j o u r n a l , v o l 3 1 , n 2
i n t r o d u c t i o n
residents in caries risk assessment and
prevention, including the suggestion
that pediatric dental training programs
become dental homes or theirpatients.n n Paul Glassman, DDS, MA, MBA,
will share his extensive experience
in providing services to people with
special needs. He reviews strategies or
overcoming inormational, physical,and behavioral barriers to oral health
care or people with special needs and
presents a summary o the results oa conerence, held early in 2002, on
Practical Preventive Protocols or
Prevention o Dental Disease in People
with Special Needs in CommunitySettings.
Next month, we will share hands-on
clinical applications, based on these and
additional reviews, as new interventionsto advance caries prevention. We will also
provide a risk assessment orm or you touse in your practice that incorporates this
research and represents the consensus othose at the April 2002 conerence in Sac-
ramento. Ultimately, we hope to provide
you with tools to elevate the preventive
gold standard in your own practice.Also included in this issue is a ree
DVD, sponsored by the CDA Founda-
tion, which provides you with six patient
education videos (three English, threeSpanish) using the concepts derived rom
the research presented in Part I and Part IIo this series. We believe you will nd this
valuable educational series, titled EasySteps to Oral Health, an important com-
munication linkage between the research
discussed in these papers and your daily
practice and interaction with patients.
ways to deal with the situation in the
home, in dental practices, and in com-
munity settings. Teir work will share
revealing inormation regarding thescope o dental caries as a health con-
cern as well as the clinical identication
and transmission o dental caries.n n James C. Crall, DDS, ScD, shares his
expertise in the prevalence o caries.
His paper will serve as a baseline orunderstanding the magnitude o the
problem o dental caries, particularly
among Caliornias children.n n John D.B. Featherstone, MSc, PhD,
will illustrate the caries balance
as the basis or understanding and
dealing with caries. Te article willpresent a brie overview o the dental
caries process -- in particular, the
management o dental caries -- with
the role o early detection methods inthe clinical management o caries.
n n Robert J. Berkowitz, DDS, willcontinue the epidemiological discussion
with a paper on dental caries as aninectious and transmissible disease.
His review will illustrate new ndings
demonstrating that predentate inants
acquire mutans streptococci rom theircaregivers and that horizontal as well as
vertical transmission occurs.n n Pamela K. DenBesten, DDS, MS,
shares inormation pertaining to theetiology and maniestations o early
childhood caries, a major issue inCaliornia.n n Steven M. Adair, DDS, MS, willillustrate how advanced specialty
education programs in pediatric
dentistry are oten overwhelmed with
patients who need restorative andsurgical care, oten on an emergency
basis. His paper contains several
recommendations or strengthening
the training o pediatric dental
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 12
C l F
aliornia is considered by many
to be the nations trendsetter
in health consciousness and
health promotion. But beneaththis popular image o healthy
Caliornians are troubling trends andreports about the oral health o substan-
tial and growing numbers o Caliorniachildren and their inability to access basic
services that can help promote, restore,
and preserve their oral health. Marked
increases in the number o childrenliving in poverty in Caliornia, dental
disease rates that ar exceed national
averages, and ewer than one in three
Medicaid-eligible children having accessto dental services paint a picture that
stands in sharp contrast to commonly
held perceptions o health in this vast
and diverse geosocial entity that is home
to one in eight American children.1-4Tis paper highlights undamental
elements o the challenge o securingoral health or Caliornias children, now
and in the uture, and underscores theneed or new strategies to reduce the risk
o dental disease and expand access to
eective services. Developing eective
strategies to gain optimal oral health orCaliornia children, especially those that
are most vulnerable to dental disease and
its consequences, requires an appreciation
o key dynamic actors that dene thischallenge and the degree to which these
C C : CJames J. Crall, DDS, ScD
C
author
James J. Cra, ,
c, is direcor o he
Maernal Child and
Healh Bureau Naional
Oral Healh PolicyCener a Columbia
Universiy, Ne Yor, NY.
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7/29/2019 Journal of the California Dental Association Feb 2003
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12 6 e b r u a r y 2 0 0 3
c d a j o u r n a l , v o l 3 1 , n 2
C l F
amilies in poverty.
l : Pbn Prevalence rates two times national
averages.n Even higher disease rates in rapidly
emerging groups within the population.
Collecting state-level data on dental
disease in children has not been a priorityin Caliornia. In act, a 1993-94 statewide
oral health needs assessment o Caliornia
children4 was reported to be the rst suchsurvey in Caliornia history, and it has
not been repeated. Tus it represents the
most recent comprehensive source o data
or characterizing the dental status oCaliornia children.
Key ndings rom the 1993-94 Cali-
ornia Oral Health Needs Assessment o
Children4 include:n More than 50 percent o all Caliornia
school-age children were ound to haveuntreated decayed teeth.
In 1993-94, the percentage o 6- to8-year-old Caliornia children with
untreated decay (55 percent) was
more than twice the U.S. aver-
age or this age group in 1986-87.Comparisons with data rom the
Tird National Health and Nutrition
Examination Survey conducted rom
1998 to 19945 indicate that Caliorniachildren also were more than twice as
likely to have untreated decay com-pared to national averages.
More than hal (54 percent) oCaliornia 10th-graders were ound
to have untreated decayed teeth, and
nearly 40 percent o 10th-graders in
need o treatment had urgent dentalcare needs or extensive decay, pain,
or inection.
Asian, black, and Latino children
were ound to have signicantly high-er rates o untreated decay compared
growing majority o the poor children in
Caliornia. Hispanic children now account
or 61 percent o all poor children in Cali-
ornia (up rom 41 percent two decadesago), while the proportion o poor chil-
dren who are white has decreased rom
30 percent to 21 percent. Te share o
poor children who are Arican American
has allen rom 16 percent to 7 percent.3
Tirty-our percent o Caliornias His-panic children live in poverty, a 14 percent
increase rom two decades ago. Poverty
rates or Arican-American children de-clined rom 32 to 24 percent during that
same time rame, while the rate or white
children remained nearly at at about
11 percent. Te poverty rate or Asian-American children was 19 percent during
1996-2000.b
Immigration has had a major inu-
ence on the changing demographic proleo Caliornias low-income amilies. Te
National Center or Children in Povertyreport3 notes that some 46 percent o all
children in Caliornia are immigrants, andnearly 60 percent o the poor children in
Caliornia are immigrants. At 29 percent,
the poverty rate or immigrant children
is signicantly higher than the 17 percentrate or nonimmigrant children. Tese
children present a challenge not only rom
the standpoint o their sheer numbers,
but also by virtue o diverse cultures andlinguistics.
Te National Center or Children inPoverty analyses o U.S. Census Bureau
data also point out that Caliornia chil-dren are much more likely to live in work-
ing and two-parent amilies than they
were two decades ago.3 More than two-
thirds o poor children in Caliornia nowlive in amilies with at least one employed
parent; and 48 percent o poor children
in Caliornia are in two-parent amilies.
Immigrants in poverty are more likely tobe in working amilies than native-born
actors are modiable in the near and long
term. Particular attention is directed to-
ward three principal elements: population
demographics, levels o dental disease inCaliornia children, and actors aecting
access to services or vulnerable groups o
children. Te concluding section addresses
the need or strategic action.
: Mj Fn Increases in childhood poverty.n Challenges o dealing with diversecultures.n Te demographic prole o Caliornias
children has undergone dramatic
changes during the past two decades. Arecently released report by the National
Center or Children in Poverty3
identied the ollowing trends:n Te number o low-income childrenin Caliornia has increased by almost
1.6 million since the early 1980s,rom 2.77 million to 4.36 million.
Te number o Caliornia children inpoverty has increased by 850,000,
rom 1.27 to 2.12 million.an One in six poor children in the
United States currently lives inCaliornia compared to about one in
10 two decades ago.n Caliornia alone has accounted or
all o the net national increase o800,000 in the number o children in
poverty since the late 1970s.n Te child poverty rate in Caliornia
increased rom less than 20 percentduring the period rom 1979 to 1983
to 22 percent during the period
rom 1996 to 2000. During the same
averaged time period, the nationalchild poverty rate decreased rom 19
percent to 18 percent.
Te National Center or Children
in Poverty report3 also points out thatHispanics have become a large and rapidly
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1 27
C l F
urban, containing 3.06 million people
(8.9 percent o the states population);
andn O the 32 study areas that had nodentists, 31 were rural.n Related data also indicate that o the
487 study areas in Caliornia, 108 had
no active Medicaid dentists and that
hal o the study areas in Caliornia
had less than one Medicaid dentist per1,000 Medicaid beneciaries.11Public sector infrastructure Al-
though the public oral health saety netinrastructure can include a broad array o
entities and activities, attention is limited
herein to care delivered in public com-
munity clinics. A recent report publishedby the University o Caliornia at San
Francisco11 noted that approximately 204
(30 percent) o the licensed community
clinics in Caliornia oer some level ooral health care. Although the mission o
most community health centers and othercommunity clinics is to provide ree or
low-cost primary care to low-income anduninsured people, these centers gener-
ally ace ongoing challenges o recruiting
and retaining dental proessionals and
maintaining adequate nancing. Withouta mixture o ederal, state, county, and
private grants and reimbursement/pay-
ment, most clinics would not be sustain-
able.11
P Improving childrens oral health andultimately the oral health o the popu-lation requires attention to two broad
strategies:n Reducing the burden o oral diseases
in the population through provenpreventive measures andn Providing disease management and
treatment services to individuals who
demonstrate clinical maniestations ooral diseases and their sequellae.
lation ratio o all 50 states in 1998, but
ranked 26th in dental hygienist-to-popu-
lation ratio and eight in dental assistant-
to-population ratio. During the periodrom 1991 to 1998, Caliornias dentist-to-
population ratio declined by 8 percent.
Te number o dental hygiene graduates
per 100,000 population declined by 4
percent rom 1985-86 to 1995-96, while
the number o dental assistant graduatesper 100,000 population declined by 38
percent during that same period.Dentist participation in Medicaid
Data rom the National Conerence
o State Legislatures7 indicate that 66
percent o practicing Caliornia dentists
received at least one payment romMedicaid (Denti-Cal) in 2000 and that the
percentage o dentists receiving at least
one payment increased by 35 percent over
the gure reported or 1998. Te coner-ence report also indicates that 29 percent
o Caliornia dentists received paymentso at least $10,000 rom Medicaid in 2000.
In 1998, Medi-Cal payment rates variedrom 17 percent to 68 percent o average
regional dental ees, depending on proce-
dure.8 Low ees are the main reason cited
by dentis ts or not participating in theMedi-Cal program.9
Dental workforce distribution In
spite o relatively high dentist Medicaid
participation rates in Caliornia, a recentreport on the geographic distribution o
Caliornia dentists10 ound that:n O the 487 Medical Service Study Areas
in Caliornia, 97 (20 percent) were at orbelow the ederal Health Proessional
Shortage Area ratio o primary care
dentists-to-population o 1:5000 in
1998;n Sixty-six o the 97 shortage study areas
(68 percent) were rural and contained
1.06 million people (3.1 percent o
Caliornias population), while 31 o theshortage study areas (32 percent) were
to their white counterparts. Dispari-
ties were particularly pronounced
or young (preschool and elementary
school) children regardless o race orethnicity and or Hispanic adoles-
cents.n Nearly one-third o Caliornia
preschoolers, 69 percent o Caliornia
children in grades K-3, and 78 percent
o Caliornia 10th-graders hadexperienced tooth decay.
Te striking levels o untreated tooth
decay in large proportions o Calior-nia children -- more than 40 percent o
nonwhite preschoolers, 40 percent to 68
percent o all elementary school children,
and 38 percent to 75 percent o all highschool-age youths -- highlight two distinct
dimensions o the challenge o provid-
ing oral health or Caliornia children: (1)
nding eective ways to extend knowneective preventive interventions to all
Caliornia children and (2) ensuring accessto quality dental care or the millions o
Caliornia children in need o treatmentas well as preventive services.
: KC n rends in numbers o dental service
providers.n Extent o provider participation in
public programs.n Workorce distribution issues.n
Public sector inrastructure.Space limitations do not allow or
extensive discussion o the complexactors aecting access to services that
could improve the oral health o Calior-
nia children or related trends. However,
observations and trends regarding severalkey areas are highlighted below.
State dental workforce According
to data published by the Health Resources
and Services Administration,6 Caliorniahad the 10th-highest dentist-to-popu-
7/29/2019 Journal of the California Dental Association Feb 2003
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12 8 e b r u a r y 2 0 0 3
c d a j o u r n a l , v o l 3 1 , n 2
C l F
T q , : J
J. C, DDS, SD, C U S D
O Sg, 6 W. 68 S., 7 F, Nw Yk, NY -
7 @..
e erences. U.S. C B: S C QkF, D
P E, C
P Hg, 99 C P
Hg, S A I P E, C
B Pt, 997 E C, M-
W-Ow B, Bg P, C
F F R, 997 C G A
I t://qk..g/q/
/6., O , .
. C M M S, F HCFA-
46: A EPSDT : C FY .
U.S. D H H S C
M M S.
. P JS, Sg Y, L, H, T gg
C. N C C P, Nw
Yk, NY, Ag, .
4. T D H F, T C
: g , 997. A I
t://www..g//
P., O , .
5. Vg C, C J, S D, Sg
: NHANES III, 988-994.
J Am Dent Assoc 9:9-8, 998.
6. H R S A, B
H P, HRSA S H Wk P:
C, D . A I ://
..g//wk/CA., O , .
7. G S, Hk P, S J, Ig
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8. U.S. G Ag O. O :
g w w-
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9. Mz E, M-Bk C, , Ig
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. Mz E, G K, , Gg
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C S F C C Wk
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. M-Bk C, Mz E, G K, D
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F, D .. C JJ, E BL, E
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C H F C F
C. J . A I www.
.g.
Te actors underlying attainment othese goals are complex and require stra-
tegic planning and action that emphasize
outreach, education, prevention, early
intervention, access to quality care, andprogram evaluation and management
based on sound data.c
Considerable inormation and recom-
mendations related to these issues have
been compiled by various groups through-
out Caliornia o late; however, absent asustained, adequately supported, unied
public-private eort and strong leader-
ship, advances are unlikely. Additionalpapers in this issue and the next provide a
oundation or developing new approach-
es or major oral health challenges acing
Caliornia. Developing strategic initiativesand programs to eectively translate this
inormation within the emerging contex-
tual environment will be the key to uture
oral health in Caliornia.
Notesa. Te National Center or Children in
Poverty report denes a low-incomechild or amily as living in a household
with annual income less than 200
percent o the ofcial poverty line
($35,048 in 2000 or a amily o our).In looking at the larger population o
low-income amilies, it also includes
demographic analyses o poor children
and amilies using the poverty line($17,524 in 2000 or a amily o our).
b. Te Census Bureau did not collectinormation to determine the child
poverty rate among Asian-Americansduring the 19791983 period.
c. Additional background material on
related oral health policy issues12 and
an example o using state-specicinormation to generate strategic
planning and actions13 can be ound at
www.cthealth.org.
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14/39
c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1 2
c a r i e s
ental caries is simply toothdecay. Tere is a small number
o key contributing actors.1
First, specic bacteria are
involved that can metabolizeermentable carbohydrates and generate
acids as waste products o their metabo-
lism. Te two principal groups o bacteria
that have been implicated in dental cariesare the mutans streptococci and the Lacto-
bacilli species. Te principal species in themutans streptococci group are S. mutans
and S. sobrinus. Tese bacteria are all calledacidogenic because they produce acids
rom carbohydrates. When the acids are
produced by the bacteria, they diuse into
the tooth enamel or dentin and dissolve orpartially dissolve the mineral rom crystals
down inside the tooth. Te tooth enamel
and dentin are tissues made up o millions
o tiny crystals. Te mineral involved is
termed a carbonated hydroxyapatite.2 Tisis a calcium phosphate with numerous
impurity inclusions, the most important
o which is the carbonate ion, which makes
the mineral more acid-soluble than purehydroxyapatite. I the dissolving o the
mineral is not halted or reversed, the early
subsurace lesion becomes a cavity. Last,
dental caries is a transmissible bacterialinection.3-6
Dental caries occurs in deciduous teeth andpermanent teeth, regardless o the age o
the individual. Lesions vary rom the veryearly lesion o enamel, which is maniested
as a white spot, to rank open cavities.
Early childhood caries is a similar process
to later childhood and adult dental caries oenamel.7 Root caries is dental decay o the
tooth root, which occurs in adults ater the
gingiva recede.8
C B: CbF John D.B. Feahersone, MSc, PhD
author
John .B. Featherstone,
Mc, Ph, is
proessor and chair
o he Deparmen
o Prevenive and
Resoraive Denal
Sciences a he
Universiy o Caliornia
a San Francisco.
astract T w ,
, g
g .
7/29/2019 Journal of the California Dental Association Feb 2003
15/39
1 e b r u a r y 2 0 0 3
c d a j o u r n a l , v o l 3 1 , n 2
In most individuals, there are numer-
ous acid challenges daily as ermentable
carbohydrates are ingested and the strugglebetween the pathological actors and the
protective actors takes place. First, as the
acid is produced by the bacteria, mineral
dissolves; and subsequently, as the salivaneutralizes the acid, mineral is replaced.
Fluoride enhances this remineralizationprocess when it comes rom topical sources
such as drinking water, ood and beverages,toothpastes/dentirices in general, mouth
rinses, ofce-applied uoride preparations,
or rom higher-concentration products
including uoride varnish (Figure 1).Te next question that we must ask is i
uoride is so eective why do millions o
people still require treatment annually in
the United States or dental decay. Simply, ithe bacterial challenge is too high, the ben-
ecial eects o uoride can be overcomeby the acid attack. In the case o high-
caries-risk individuals, although uoridehelps to reduce the amount and severity
o the decay, it cannot overcome the high
bacterial challenge. Figure 2 illustrates the
mean decayed, missing, and lled suracesin three national surveys in the United
States. A dramatic reduction in decay levels
was observed between 1970 and 1990. Prior
to 1970, dramatic reductions in decay werealso observed due to the uoridation o
the surace o the tooth. Tese aspects
were thoroughly reviewed and agreement
reached at an international consensus con-erence in 1989 and have been summarized
extensively in other review papers.13-15 In
summary:n Fluoride inhibits demineralization;n Fluoride enhances remineralization;
andn Fluoride can inhibit plaque bacteria.
Te Caries BalanceBased upon the above summary o our
in-depth knowledge o the car ies process,
it is very useul and constructive clinicallyto consider caries in its progression or
reversal as an ongoing and oten changing
balance between pathological actors and
protective actors.1,16 As illustrated in Fig-ure 1, i the pathological actors outweigh
the protective actors, then caries pro-gresses. In the reverse situation, caries is
arrested or even reversed. Te pathologicalactors include the acidogenic bacteria, re-
duced salivary unction, and the requency
o ingestion o ermentable carbohydrates.
Te protective actors include saliva andits numerous caries-protective compo-
nents: the saliva ow; antibacterials, both
intrinsic rom saliva and extrinsic rom
other sources; and other actors that canenhance remineralization.
w w K b CTe process o dental caries is well-under-
stood.1 We know how demineralization(loss o mineral) and remineralization
(regaining o mineral) occur, and we havea very good understanding o how uoride
works to inhibit or reverse dental caries.
Much is known about the multiple roles o
saliva and salivary components.9 We knowthat acidogenic bacteria (described above)
cause demineralization and, thereore, car-
ies. Tese bacteria are also termed cario-
genic. Te one major remaining area where
much is still to be learned is in the complex
microbiology that occurs in the dentalplaque or so-called biolm on the surace o
the tooth. Te role o ermentable carbohy-
drates in oods and beverages is well-under-stood; and it is known that sucrose, glucose,
ructose, and cooked starch all contribute
to the caries process.1
Demineralization, i.e., loss o mineral romthe tooth, is initiated by the cariogenic
(acidogenic) bacteria that produce organic
acids during their metabolism. Tese acids
include lactic, acetic, propionic, and ormic.All o these acids can readily diuse into
the tooth and dissolve the susceptiblemineral. Te dental mineral dissolves to
produce calcium and phosphate into theaqueous solution between the crystals; and
these ions diuse out o the tooth leading
to the ormation o an initial carious lesion,
which eventually can become a cavity i theprocess continues without reversal.10 Te
reversal o the process is remineralization
(replacement o mineral), which occurs
when the acid in the plaque is buered bysaliva allowing calcium and phosphate,
primarily rom the saliva, to ow back intothe tooth and orm new mineral on the
partially dissolved subsurace crystal rem-nants.11 Te new veneer on the surace o
the crystal is much more resistant to subse-
quent acid attack, especially i it is ormed
in the presence o sufcient uoride.1,12
Fluoride Mechanism of ActionIt is now known that the primary mecha-
nisms o action o uoride are topical, i.e.they work by uoride being available at
c a r i e s
F i u re . Schemaic illusraion o he caries balance. Adaped romFeahersone.1,1
7/29/2019 Journal of the California Dental Association Feb 2003
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1 1
to the current standard o care. Te levelso mutans streptococci and lactobacilli were
measured at the beginning o the study andater restorations were completed, with the
net result that mutans streptococci levelswere not statistically signicantly dierent
ater the completion o restorations unless
antibacterial therapy by chlorhexidine
was used. Tis means that or high-riskindividuals with high levels o cariogenic
bacteria, we must take steps to reduce the
bacterial loading along with restorative
work. Tere are several guiding principals
that can be ollowed:n
Fluoride is eective only up to a point;n A high bacterial challenge cannot be
completely overcome by even high-
concentration uoride therapy;n Placing restorations and conducting
restorative work does not reduce the
overall cariogenic bacterial loading in
the mouth; andn We need to break the chain o inection
i caries is to be controlled in these
individuals.
As described briey above, caries involvesmultiple acidogenic species o bacteria,
which means that a vaccine or one particu-lar species will not necessarily have a bene-
cial eect on the overall caries status o theindividual. We need to utilize antibacterial
therapy to reduce the bacterial challenge and
allow the protective actors in the above-de-
scribed caries balance to take over. We needto nd ways to break the chain o inection,
or example, rom mother to child. It is now
well-established that mutans streptococci
can be readily transerred rom mother tochild or caregiver to child or indeed rom
child to child or adult to adult.4 Antibacterialtherapy with chlorhexidine is one immediate
alternative, but this is eective or mutansstreptococci and not or lactobacilli.25 New
antibacterial therapy is needed. As reviewed
by Den Besten and Berkowitz, it is possible
that iodine therapy may be more eectivethan chlorhexidine.7 Recent studies have
shown that xylitol has properties that inhibit
the establishment o cariogenic bacteria, and
this appears to be an excellent method obreaking the chain o inection.26
caries, the decay is rampant and requiresaggressive and multiple intervention strate-
gies to control it.
Caries Is a ransmissible BacterialInfectionIt has been known or many years that car-
ies is a bacterial inection.22 Studies during
the past 25 years clearly indicate that thebacteria involved are transmissible, and
the transmission, especially o S. mutans,
is reviewed thoroughly by Berkowitz.4 In
practical dentistry in the United States, we
pay little attention to this basic act about
caries. We treat the maniestations o thedisease rather than treating the disease
itsel. It is obvious that the next steps that
must be taken to control, i not eradicate,dental caries must ocus on the bacteria.
One startling act, which is not considered
in practical dentistry, is that placing resto-
rations to ll the cavities has no measurableeect on the cariogenic bacterial loading in
the remainder o the mouth.23 Tese earlier
ndings have been borne out by an ongoing
study24 in which a group o adult subjectswith initial rank cavitation has been re-
ceiving conventional dental care according
public water supplies. From 1970 onward,several actors were involved including the
almost universal utilization o uoridedentirices.20
Unortunately, since 1990 there has beena plateau in the reduction o caries. Tis
means that to urther reduce the preva-
lence o dental caries and to address those
who continue to have high levels o dentalcaries, we must use other measures. A
recently published survey on the dental
health o Caliornias children rom data
that was accumulated in 1993 and 199421
illustrated that:n
27 percent o preschoolers haveuntreated decay;n 53 percent o 6- through 8-year-olds
have untreated tooth decay;n 50 percent to 75 percent o minority
high school students need dental care;n Caliornias children on average have
twice the national average o untreatedtooth decay.
In Caliornia, early childhood caries is a
major issue.7 Essentially the process and
etiology are the same as caries in olderchildren and adults and involves the same
bacteria. In the case o early childhood
c a r i e s
F i u re . M g (DMFS) U.S. (g g w) .7-9
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1 2 e b r u a r y 2 0 0 3
c d a j o u r n a l , v o l 3 1 , n 2
Caries Risk AssessmentPractical caries risk assessment and the
consequent clinical actions were the basisor the conerence that generated this is-
sue o the Journal. Te importance to the
pediatric dentist is that such procedureswill change the way care is delivered.33
Similarly, in a public health setting, it will
change the way interventions are done and
how money is spent on programs to helplower-income/high-risk populations. Te
basis o caries risk assessment as we are
currently introducing it into the predoctor-
al dental teaching clinics at the Universityo Caliornia at San Francisco is the caries
balance described above (Figure 1). Eacho the pathological and protective actors
must be assessed in coming to a judg-ment as to whether the patient is at risk o
progression or initiation o dental caries.
We have developed a orm or the clinician
with instructions on the back to guide inrisk assessment. When the risk assessment
is complete, this inuences the treatment
plan. I the patient is required to conduct
home care, a second orm with appropri-ate instructions highlighted is given to the
patient with a prescription, i needed. Tereverse side o this orm has a lay-person
one-page description o dental decay.Te guiding principle (risk actor) ques-
tions or this risk assessment tool were as
ollows:n Is there existing or has there beennew untreated cavities in the past two
years?n Has there been orthodontic appliances
or removable partial dentures?n Is there reduced salivary unction as
very dierent. In this case, there is a large
amount o surrounding sound enamel that
absorbs the X-rays; and only an advancedlesion can be detected in this ashion with
conventional bitewing radiographs. Tis
is illustrated in Figure 3, where the lesionunder the occlusal surace was a hidden
lesion extending histologically to the pulp.
It showed only as a aint line at the DEJ in
the radiograph. We need methods that candetect occlusal lesions while they are still in
the enamel and can be reversed or arrested
by uoride therapy and remineralization.
Recently, the FDA approved a device calledthe Diagnodent, (KaVo, Ill.) which shines
a red laser into the tooth via a speciallydesigned handpiece and tip. Te tip is
applied to the occlusal pits and ssuresindividually. Te red light readily penetrates
the tooth; and i it interacts with a subsur-
ace lesion that contains certain bacterial
byproducts, uorescence is produced. Teuorescent light comes back rom the le-
sion into the handpiece, interacts with the
detector, and is read out as a number and
an audible signal i there is a lesion. Tisinstrument is a good rst step in providing
the practitioner with a tool that can indi-cate whether there is a hidden lesion under
the occlusal surace. Even better devices areexpected to become available to detect early
enamel lesions in occlusal suraces.
Te uture will see improvements in these
and other techniques, and the tools orearly detection will be available. Te bottom
line is that we must use early detection or
the purposes o intervention, not to justiy
more drilling and lling.32
Conservative Caries ManagementConservative caries management has the
idealized outcome that more tooth struc-ture is preserved and ewer teeth become
aected by dental decay. Tere are a ewguiding principles:n n Detect caries lesions early enough
(see below) so that the early,
noncavitated lesion can be reversedor at least arrested rom progressing
by chemical means rather than by
restoration (placing llings);n n Assess the individual risk o caries
progression (see below);n
n Use uoride to enhanceremineralization and/or reduce the
bacterial challenge by the use o
antibacterial therapy;1,25,27-29 andn n Use minimally invasive restorative
procedures to conserve tooth
structure.28,30n Te longevity o the tooth is muchgreater in the scenario o conservative
caries management; many more teeth
are preserved as caries ree, and those
that do require restorative work havemuch smaller restorations leading to
much less racture in the long term.
Early Caries DetectionUntil recently, caries detection methods
have been visual, tactile (with an explorer),
and radiographic. Visual inspection can
be quite eective when done by an experi-enced dentist, and new classications are
in use in Europe that could well be useul
in the United States.31 However, this is
obviously limited where the surace o thetooth is obscured and in occlusal suraces,
where hidden lesions may be missed.Radiographs as done with bitewings have
long been useul or detecting interproxi-mal lesions. Te current standard o care
is that i an enamel lesion, as detected by
the radiograph, is not past the dentino-
enamel junction, then it can be arrestedor reversed by remineralization, whereas
an opacity into the dentin requires clinical
physical intervention (drilling and ll-
ing). Tis method is quite reliable or theselesions. However occlusal suraces are
c a r i e s
Fiure 3. he et paneshos a conentionaitein radioraph ith an
interproima esion on theet and a shado at the Junder the occusa surace(arros). he riht paneshos a hemi-section o thesame tooth iustratin thehidden esion etendin tothe pup under the occusasurace (courtes o..youn).
7/29/2019 Journal of the California Dental Association Feb 2003
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1
c a r i e s
O E :8-4, 99.
4. F JDB, Gk SA, , Cg
z g . J Dent
R , .5. A MH, Cx: Hw tg
g ? J C D A I
, .
6. L H, Mg P, X : A w
. J C D A I , .
7. A MH, B DJ, O K-A, M g
: tg g . J Am
Dent Assoc 4:7-44, 99.
8. Hk J, G-G F, , F-g
. J C D A
I , .
9. D K, F . J C D A I ,
.
. A SM, T
g. J C D A I , .
. Ek KR, Rkt DNJ, , D, gg,
g g
: A x w
g . C R :47-54, 998.
. F JDB, C
: Nw g . I, Sk
GH, Bwg B, , I C: E D
D C. I U, 996, 85-9.
. Sw RE, T g :
A . J C D A I ,
.
T q , : J
D.B. F, MS, PD, D P
R D S, U C, S
F, 77 P A., Bx 758, S F, CA
944 @...
nia is thanked or support o pilot studiesrelevant to this work.
e erences. F JDB, T
.J Am Dent Assoc :887-99, .
. LG RZ, C ,
. I, M HM, , C P O Bg
M, . 5. Kg, B, 99, 8-9.
. C PW, C GR, Dk AP, I q
:
ww . J Dent R 7:7-45, 99.
4. Bkwz RJ, Aq
. J C D A ():XX-XX, .
5. L WJ, R S
. Mg Rw 5:5-8, 986.
6. L WJ, Sg ML, P HR, I
S x. J Dent R
58:765-7, 979.7. D B PK, Bkwz RJ, E : A
w w x C. J C
D A ():XX-XX, .
8. W JS, Ck BH, H JR, N :
g g . J O P
4:65-, 985.
9. Lk MS, O FG, S
. C Rw O Bg M 4:5-9, 99.
. S LM, T , g
. O S R :-6, 97.
. T C JM, D PPE, Ag
. C R
6:-, 98.
. F JDB, C /z
. I, F JDB, , C A D/
z T, . 9. A D R
9, 995, -4.. F JDB, G R, , D
z z
f . J Dent R 69:6-5, 99.
4. T C JM, F JDB, M
w f . CRC C
Rw O B :8-96, 99.
5. H IR, Bw GHW, F
. I, Fk O, Ek J, B BA, , F
D. Mkg, Cg, 996, -5.
6. F JDB, P :
w f. C D O E
7:-4, 999.
7. NIDR, T U S
: T N D C P S:
979-8. NIH P N. 8-45. N I
H, 98.
8. NIDR, O H S N I D R. Dg . NIH
P # 9-87, B, MD, 99.
9. NCHS, N C H S. G
Pg O, Wg DC, 974.
. Jk GN, R g . B M J
9:97-8, 985.
. Pk HF, R C O H N
A C, 99-994. T D H
F, Ok, CA, 999.
. L WJ, Hkt RN, S SA, T
f q
z . A O B 7:-5, 97.
. Wg JT, Ct GR, , E
. C D
measured by stimulated saliva ow lessthan 0.7 ml/minute?n Is there use o hyposalivatorymedications?n Is there requent ingestion oermentable carbohydrates (by
questioning the patient)?n Is current use o uoride products
inadequate? andn Is there high caries bacterial challenge
as measured by testing mutans
streptococci and lactobacilli?
Te number o yes answers to the above
questions places the patient into one o
three risk categories. I the answers to therst ve questions are mostly no, then bac-
terial testing is not needed. I bacterial test-
ing is needed, the Ivoclar (Amherst, NY)caries resistance test is used; and results
are known in 48 hours. Tis orms the basis
or uture monitoring o the eectiveness
o antibacterial therapy. I the person is athigh risk, this initiates:n Bacterial testing;n Fluoride therapy (uoride ofce topical
ollowed by higher concentration homeuse uoride is used);
n Chlorhexidine therapy (0.12 percentchlorhexidine gluconate or two weeks
daily every three months); andn Regular recall to monitor lesion
progress or arrestment and
antibacterial therapy success.
In the uture, we anticipate that improvedchairside bacterial testing and improved an-
tibacterials will be available. For example, it
is theoretically possible to design antibac-
terials to target receptors on the cell wall othe cariogenic bacteria involved. With new
advances, these will enhance the success othe principles proposed in this presentation
toward the eradication o dental caries.Acknowledgments
Te contributions o many individuals
to the work and ideas reviewed here are
acknowledged with thanks. Tey are toonumerous to mention specically. Te
support o NIH grant RO1-DE 12455 or
the ongoing study titled caries manage-
ment by risk assessment is acknowl-edged. Te Delta Dental Plan o Calior-
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1
m u t a n s s t r e p t o c o c c i
he mouth o a normal preden-tate inant contains only muco-
sal suraces exposed to salivary
uid ow. Mutans streptococci
could persist in such an envi-ronment by orming adherent colonies
on mucosal suraces or by living ree
in saliva and multiplying at a rate that
exceeds the washout rate caused by sali-vary ow. Because the oral ora averages
only two to our divisions per day1 andswallowing occurs every ew minutes,
it is reasonable to assume that bacteriacannot maintain themselves ree in
saliva solely by prolieration, but instead
must become attached to an oral surace.
Previous studies, reviewed by Gibbonsand van Houte (1975),2 have demonstrat-
ed that mutans streptococci have a eeble
capacity to become attached to epithelial
suraces. Tereore, it seemed unlikelythat these organisms could colonize the
mouth o a normal inant beore theeruption o teeth. Earlier clinical stud-
ies reported that mutans streptococci
could not be detected in the mouths o
normal predentate inants3-8 but couldater the insertion o acrylic clet-palate
obturators or eruption o primary teeth.
A longitudinal investigation by Carls-
son3 and coworkers reported that mutansstreptococci were detected in ve o 25
(20 percent) inants age 12 months to 16months. In addition, these organisms
were not detected in any o the 25 subjectsduring their rst year o lie. Although
Carlsson and colleagues did not report
the stage o dental development, the age
range o 12 to 16 months is compatiblewith an inant having six to 10 primary
teeth. Berkowitz and coworkers4 reported
that mutans streptococci were detected in
9 o 20 (22 percent) inants who had onlyprimary incisor teeth. In a subsequent
M Rober J. Beroi, DDS
author
oert J. Berkoit,
, is a proessor
o denisry a he
Universiy o Rocheser
Easman Denal Cener
in Rocheser, N.Y.
astract D . T L w g g g
w . E q
. M
z
z, w , . T g w k
g g,
g .
7/29/2019 Journal of the California Dental Association Feb 2003
20/39
1 6 e b r u a r y 2 0 0 3
c d a j o u r n a l , v o l 3 1 , n 2
be related to several actors which, in part,include magnitude o the inoculum,26
requency o small dose inoculations,27and a minimum inective dose.28 A study
carried out by Berkowitz and cowork-ers26 reported that the requency o
inant inection (58 percent) was approxi-
mately nine times greater when maternal
salivary levels o the organism exceeded105 colony-orming units per ml relative
to the requency o inant inection (6
percent) observed when maternal salivary
reservoirs were less than or equal to
103 cu per ml. Suppression o maternal
reservoirs o mutans streptococci clearlyshowed that inection o the baby could
be prevented or delayed;29 only three o
28 (11 percent) babies whose mothers hadtheir mutans streptococci reservoirs sup-
pressed by dental treatment and topical
antimicrobial therapy were inected by
age 23 months. In contrast, 17 out o 38(45 percent) babies in the control group
whose mothers levels o mutans strepto-
cocci were not suppressed were inected.
In both groups, the percentage o inectedbabies increased with age; nevertheless
at age 4 ewer babies were inected in thetest group than in the control group.
z wo recent reports indicate that verti-
cal transmission is not the only vector by
which mutans streptococci are perpetu-ated in human populations. Mattos-Gra-
ner and colleagues30 isolated mutans
streptococci rom groups o nursery
school children (age 12 to 30 months) andgenotyped the isolates utilizing primed
polymerase chain reaction and restrictionragment-length poylmorphism analy-
sis. Tey reported that many childrencontained identical genotypes o mutans
streptococci strains, which indicates
that horizontal transmission may be
another vector or acquisition o theseorganisms. In addition, van Loveren and
coworkers,31 utilizing bacteriocin typing,
demonstrated that when a child acquires
mutans streptococci ater age 5, there maybe similarity between mutans strepto-
is required or their oral colonization.
M C
Early colonization by mutans strepto-cocci is a major risk actor or uture caries
experience. Children were longitudinally
assessed rom age 2 to 4 by Alaluusua
and Renkonen13 or mutans streptococcicolonization and dental caries; those chil-
dren who harbored mutans streptococci
in their plaque at age 2 were the most
caries active by age 4. Teir mean dms
score was 10.6 as compared with children
who were colonized later who had a meandms score o 3.4 by age 4 (p < 0.005).
Similar observations were made by Kohler
and coworkers:14 Tey observed that 89percent o children colonized by mutans
streptococci by age 2 had experienced
caries lesions by age 4 and had a mean
ds score o 5.0. In contrast, 25 percento children who were not inected with
mutans streptococci prior to age 2 had
experienced dental caries by age 4 and
had a mean ds score o 0.3. An additionallongitudinal investigation15 evaluated
786 children at age 1 or caries risk actors(mutans streptococci inection, uoride
exposure, dietary habits, oral hygiene)and re-examined them at 3.5 years o
age or the presence o dental caries. Te
presence o mutans streptococci at age 1
was the most eective predictor or cariesat age 3 1/2. Tese observations and other
published results16,17 clearly illustrate
that early inection with mutans strepto-
cocci is a signicant risk actor or uturedevelopment o dental caries lesions.
Vertical ransmissionTe major reservoir rom which in-
ants acquire mutans streptococci is theirmothers. Te evidence or this concept
comes rom several clinical studies that
demonstrate that mutans streptococci
strains isolated rom mothers and theirbabies exhibit similar or identical bacte-
riocin proles18-20 and identical plasmid
or chromosomal DNA patterns.21-25 Suc-
cessul inant colonization o maternallytransmitted mutans streptococci cells may
study,5 Berkowitz and colleagues reportedthat these organisms were detected in 3
o 43 (7 percent) inants (mean age = 8.9months) with one to ve primary incisor
teeth and 12 o 42 (29 percent) inants(mean age 13.8 months) with six to eight
primary incisors. Likewise, Stiles and
coworkers6 detected these organisms in
12 o 56 (22 percent) o inants (medianage = approximately 14 months) with
six to eight primary incisors and one o
38 (2.6 percent) o inants (median age
= approximately 9 months) with two
to our primary incisors. Catalanotto
and colleagues7 were unable to isolatethese organisms rom 10 inants who
had only primary incisor teeth; mutans
streptococci were detected only aterthe eruption o primary rst molars.
A more recent study by Caueld and
coworkers8 reported that 25 percent o
their inant population (n = 46) acquiredmutans streptococci by 19 months o age.
Extrapolation o Caueld and colleagues
data rom a gure depicting the cumula-
tive probability o mutans streptococciacquisition as a unction o age indicated
that approximately 5 percent o theirstudy population acquired these organ-
isms by approximately 9 months o ageand approximately 15 percent o the
subjects were colonized by approximately
12 months o age. Accordingly, the con-
cept that mutans streptococci required anonshedding oral surace or its persis-
tent oral colonization became a basic
tenet o oral microbial ecology. However,
more recent clinical studies9-11 havedemonstrated that mutans streptococci
can colonize the mouths o predentateinants. Te urrows o the tongue ap-
pear to be an important ecological niche.anner and coworkers,12 utilizing DNA
probe technology, reported that mutans
streptococci were ound to be present
in 55 percent o plaque samples and70 percent o tongue scraping samples
o 57 children age 6 to 18 months liv-
ing in Saipan. Tese recent studies on
acquisition o mutans streptococci raisedoubts that a nonshedding oral surace
m u t a n s s t r e p t o c o c c i
7/29/2019 Journal of the California Dental Association Feb 2003
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1 7
g. O M I :4-7, 988.
5. G M, , Sw
.5 g. C R :56-66, 995.
6. Fw T , C - J. C D
O E 9:5-4, 99.
7. R RJM, , L, ,
: g
g 5 . C R 9:7-9, 995.
8. Bkwz RJ, J H, S
S . A O B
:75-, 975.
9. D AL, Rg AH, M
S -
. A O B 9:45-6, 984.
. Bkwz RJ J P, M--
S w
. A O B :77-9, 985.
. C PW, W Y, H J, F g
S
. I I 8:785-7, 98.. C PW, C NK, , P S
; g k
w . I, H S, Mk S, ,
, Pg ,
S .
E S P, Bg, A, 7-, 985.
. C PW, C NK, , D
w g S
. I I 48:5-6 985.
4. C PW, Rk K, , P-g
S w
; . I
I 56:6-, 988.
5. Kk GV, C KH, S HJ, A g
.J Dent
R 68:55-6,989.
6. Bkwz RJ, T J, G P, M
S .
A O B 6:47-9, 98.
7. L W, R S
. M R 5:5-8, 986.
8. V H J G DB, R w
z
. I I 9:64-, 974.
9. K B, , P f
S .
A O B 8:5-, 98.
. Mt-G R, L Y, , G
Bz gg z
. J C M 9(6):-8, .
. L C, B JF, C JM, S
w w q g 5.
C R 4:48-5, .
T q , :
R J. Bkwz, DDS, U R, E
D C, 65 Ew A., R, NY 46,
R_Bkwz@...
colonize the mouth o predentate inantsand are acquired by vertical and horizon-
tal transmission rom human reservoirs.Tis inormation should acilitate the
development o clinical strategies thatprevent or delay inant inection, thereby
reducing the prevalence o dental caries.
Cn Primary oral inection by mutans
streptococci may occur in predentate
inants.n Inants may acquire mutans
streptococci via vertical and horizontal
transmission.n Improvements in the prevention o
dental caries may likely be realized
through intervention strategies thatocus on the natural history o this
inectious disease.
e erences. G RJ, Bg . J Dent R
4:-8, 964.
. G RJ, H H, D . B
g. A R M 9:9-44, 975.
. C J, G J, J G, L
. C R 9:-9, 975.
4. Bkwz RJ, J HV, W G, T
S . A OB :7-4,975.
5. Bkwz RJ, T J, G P, P
w S . A O B 5--4,
98.
6. S HM, M R, , O S
S g
g . I, S HM, L WJ, OB
TC, , M A D C. V . I
R, L, 976, 87-99.
7. Ct FA, Sk IL, K HJ, P
z S . J
Am Dent Assoc 9:66-9, 975.
8. C PW, Ct GR, Dk AP, I q
:
ww . J Dent R 7:7-45,99.
9. W AKL, Sw K, , A S
- . J Dent R 8():945-8, .
. W AKL, Sw K, , O z S
x . J Dent R
8():6-5, .
. R-Gz FJ, , B,
w .
J C Pediatr Dent 6:65-7, .
. T ACR, , T g
g . J Dent R, 8():5-7, .
. A S Rk OV, S
x
4 . S J Dent R 9:45-7, 98.
4. K B, , T z
, g 4
cocci strains in mother, ather, and child,indicating that horizontal transmission
can also occur between amily members.
C fKnowledge regarding the natural his-
tory o an inectious disease acilitates a
more comprehensive approach or preven-
tion (e.g., yellow ever; acquired immuno-deciency syndrome). Studies by Kohler
and colleagues14,29(discussed previously)
utilized this concept to prevent and/or
reduce dental caries in young preschool
Swedish children by reducing the risk
or vertical transmission via suppres-sion o mutans streptococci reservoirs in
their mothers. Recent inormation30,31
indicates that horizontal transmission isanother vector or acquisition o these
bacteria. Tis nding is o importance
given the socioeconomic changes in
U.S. culture during the past two to threedecades (or example, the utilization o
day care acilities or preschool children
o amilies where both parents are em-
ployed). In addition, recent studies9-12have reported that mutans streptococci
may colonize the mouths o predentateinants. Tis nding implies that the
timing o intervention strategies toprevent or delay transmission should take
into consideration that a nonshedding
oral surace (primary teeth) is probably
not a requisite or oral colonization bythese organisms. Collectively, this review
indicates that urther clinical trials are
needed to translate knowledge regard-
ing the acquisition and transmission omutans streptococci into clinical interven-
tions that will likely prevent dental caries.
Dental caries is an inectious and
transmissible disease. Detailed knowledge
regarding the acquisition and transmis-
sion o inectious agents acilitates a morecomprehensive approach toward preven-
tion. Mutans streptococci are important
organisms in the initiation and patho-
genesis o dental caries. Recent evidencedemonstrates that these bacteria can
m u t a n s s t r e p t o c o c c i
7/29/2019 Journal of the California Dental Association Feb 2003
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1
o e r i e
C C: w CPamela DenBesen, DDS, and Rober Beroi, DDS
authors
Pamea enBesten, ,
is chair o the iision
o Pediaric Denisry
a he Universiy o
Caliornia a San
Francisco.
oert Berkoit, ,
is he chie o Division
o Pediaric Denisry
a he Universiy o
Rocheser, Rocheser,
N.Y.
astract D g q x
, w q g kg t
w fw. T - g
. ECC
w g w w
. T ECC , q.
P ECC gw . Sg
g q x , w g
gw . T w
ECC g .
aries in children requentlymaniests in a pattern o pro-
gression related to the eeding
requirements o young chil-
dren who suck rom a bottle orbreast. Early initiation o caries in inants
and toddlers has been termed early child-hood caries. In young children, caries can
begin as soon the teeth erupt and canrapidly progress to extensive decay o all
primary teeth (Figure 1). Te pattern o
decay in early childhood caries is re-
lated to salivary ow patterns within aninants mouth. Te mandibular incisors
are protected by the tongue and bathed
in saliva and thus show decay only with
extremely severe caries challenge. Milkor other liquids sucked rom a bottle
pool in areas o the mouth that are lessexposed to sal ivary ow, particularly the
acial suraces o the maxillary primary
incisors, where early chi ldhood caries is
rst detected. As caries becomes moresevere, the decay appears on the occlu-
sal suraces o the maxillary primarymolars and then spreads throughout the
mouth, which can result in an over-whelming inection with destruction o
primary teeth throughout the mouth.
CStudies o the cariogenicity (caries-
causing potential) o inant oods show
that milk has minimal car iogenicity
relative to that o inant ormulas andruit juices.1-3 However, by the time
C
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1 e b r u a r y 2 0 0 3
c d a j o u r n a l , v o l 3 1 , n 2
the mandibular and maxillary primary
incisors erupt, bottle or breast eeding issupplemented by a variety o solid oods.
Tese oods include starches and othersucrose-containing oods with cariogenic
potential, which provide an improvedsubstrate to promote the prolieration o
cariogenic bacteria. In addition, adding
a sweetener in bottles ed to inants is
a major risk actor or early caries.4,5Young inants may eed rom a bottle
or breast six or more times per day. As
the inant grows older, the number o
eedings does not dramatically change,but the variety and amount o ood that
a child ingests increases. Te requencyo eeding o inants and toddlers makes
them particularly susceptible to caries.I the requent eedings are accompanied
by prolonged exposure o the teeth to
liquids, as occurs when liquid is ingested
rom a bottle, susceptibility increaseseven more.4-8 Te relative requency
with which young children eed is likely
to aect the so-called caries balance
between actors that promote demin-eralization and those that promote
o e r i e
remineralization.9 Te requent andprolonged introduction o cariogenic
ood substrates (as occurs in bottle eed-ing with sweetened liquids), with the
subsequent lowering o plaque pH andtooth demineralization, can push the
balance toward tooth demineralization.
By ar the most caries-promoting ood
substrate is sucrose;2,3,10 but other car-bohydrates -- including glucose, ructose,
and cooked starch -- also contribute.
P bTis childhood dental disease is a public
health problem that aects babies,toddlers, and preschool children world-
wide. Te epidemiology o early child-
hood caries shows that disadvantagedchildren -- regardless o race, ethnicity,
or culture -- are most vulnerable.11,12
Early caries in inants and toddlers also
results in a higher risk or continuedtooth decay as the children grow older.
High-risk North American populations
include children o new immigrants
and children rom lower socioeconomicpopulations. In Caliornia, the relative
size o the new immigrant population ishigh compared with other states. Early
childhood caries is particularly prevalentin this population.13 Mexican-Ameri-
cans, who were shown in the NHANES
III data to be a vulnerable population or
caries in children,14,15 make up a largepercentage o the immigrant popula-
tion in Caliornia. In 1993, Serwint and
co-workers ound that 20 percent o the
110 Mexican-American children (18 to36 months o age) who were patients o a
hospital-based pediatric practice in LosAngeles, had early childhood caries.16
More recently, Ramos and coworkersound that in a predominantly Mexican-
American population in San Francisco,
43 percent o the children younger than
5 had caries in their primary teeth.17Native American children are at high risk
or caries, with prevalence rates o early
childhood caries reported rom 40 per-
cent to 72 percent.18,19 In 1996, Georgeand coworkers examined 4-year-old
Apache children to determine how carieslevels and patterns were dierent rom 15
years beore. Neither the caries preva-lence (95 percent) nor the prevalence
o caries patterns diered between the1978-79 and 1993 cohorts. However, the
level o treatment received in 1993 was
greater than that in 1978-79. Studies such
as this one suggest that our current eortat caries prevention, which are largely
conned to caries treatment or high-risk
populations, has had minimal eect in
reducing the prevalence o this disease.
Te act that caries is a transmissibledisease involving the cariogenic bac-
teria mutans streptococci has beenwell-established.20-25 Te major reser-
voir rom which babies acquire mutans
streptococci is their mothers or primary
caregivers, though cariogenic bacteriacan be transmitted rom other caregivers
or children in close contact.26 Suppres-
sion or alteration o maternal reservoirs
o mutans streptococci has shown thatinection o a baby can be prevented or
delayed.27,28 However, a single treat-ment o mothers with an oral antibac-
terial may not be sufcient to preventmutans streptococci transmission and
subsequent caries in children.29 Like-
wise, antibacterial treatment o children
may not be sufcient to reduce inec-tion i maternal levels remain high.
C w CTe current standard o care or treat-
ment o severe early childhood cariesusually necessitates general anesthesia
with all o its potential complications,because the level o cooperative behavior
o babies and preschool children is less
than ideal. Te cost o treating a child
with ECC exceeds $2,000.30 More recentdata show that costs have escalated. For
example, the estimated cost or acili-
ties and general anesthesia, excluding
dental services, or the treatment oa child with ECC at the University o
Fiure a. I g w x .
Fiure . Ex g x . T w
g -.
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c d a j o u r n a l , v o l 3 1 , n 2
e b r u a r y 2 0 0 3 1 1
Iodine as an Oral Bactericidal AgentIodine is among the most potent o
bactericidal agents. Its eect is nottime-dependent; once bacterial contact
is made, its action is immediately lethal.Iodine has excellent penetrability into
dental plaques.37,38 Tese characteristics
make it an excellent agent or oral use.
Earlier studies by Gibbons and cowork-ers showed that a single two-minute
application o a 2 percent iodine/potas-
sium iodine ( I2-KI ) solution eliminated
mutans streptococci rom accessible hu-
man tooth sites or up to 13 weeks.39 In
1977, Caueld and Gibbons showed thata dental prophylaxis ollowed by three
applications o a 2 percent I2-KI solution
signicantly reduced mutans streptococcilevels in ssure and proximal-surace
plaques and saliva. Reductions persisted
or 20 to 24 weeks in proximal plaque
and saliva; ssure plaques were sig-nicantly suppressed or our weeks but
gradually returned to baseline levels in
the absence o dietary restrictions.40
Recently, the inuence o bimonthlytopical application o 10 percent povi-
done iodine was assessed in a placebo-controlled double-blind clinical trial in
preventing the development o white spotlesions on the maxillary primary incisors
o Puerto Rican babies at high risk or
developing early childhood caries.41 Te
study population consisted o 83 subjects(age 12 to 19 months, 40 emale and 43
male). Te healthy caries-ree children
were included in the study i they had
our maxillary primary incisors with novisible deects, used a nursing bottle at
naptime and/or bedtime that containeda cariogenic substrate, and had two
consecutive mutans streptococci positivecultures rom pooled maxillary primary
incisor plaque. Te subjects were random-
ized into two groups that were evalu-
ated every two months during the studyperiod. At each evaluation, the subjects
had 10 percent povidone iodine (experi-
mental group) or placebo (control group)
applied to their dentition. Te resultso this study showed that the children
children to ermentable carbohydrates,in particular sucrose, and developing sae
and eective antibacterial approachesto reducing the number o acidogenic
(acid-producing) oral bacteria in children.A variety o topical antimicrobial agents
has been tested to suppress oral popu-
lations o mutans streptococci. Tese
agents, in part, include antibiotics(vancomycin and kanamycin), stannous
uoride, the bisguanidines (alexidine and
chlorhexidine), iodine, and combinations
o these agents. Selection o an agent to
suppress oral mutans streptococci and
lactobacilli reservoirs must consider anumber o actors; saety is o particular
concern in babies and preschool chil-
dren. Utilization o stannous uorideis contraindicated in children younger
than 4 because o the potential risk o
uorosis (Clinical Guidelines, American
Academy o Pediatric Dentistry, 2000).Te bisguanidines are not recommended
or use in young children because o
lack o inormation regarding saety,
alcohol content, staining o teeth, andthe potential or disruption o taste. Te
antibiotics -- vancomycin34 and kanamy-cin35 -- have very short-term suppressive
eects on oral populations o mutansstreptococci and have not been shown
to be eective in reducing caries. One
promising approach is the u