I ~o ¢0 FINANCIAL DISCLOSURE REPORT R~port aequ~ed ~,y the,~t¢,ics in Government Act of 19 78 R e v . 1.12010 FOR CALENDAR YEAR 2009 (5 U.S.C. ,,pp. ~’~" lOl-tll) L Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Reporl PATEL, MARILYN H. Northern District Calilbmia 05!1112010 4. Title (Ankle Ill judges indicate active or seaior s~atus; 5a, Report Type (check a ppropriate lype) 6. Reporting Period magistrate j~dges indicate full- or pan-time) ~] Nomination. Dale 01/0!/2009 AcliveJudgeUSDC [] Initial [] Annual [] Final to 12/31/2009 5b, [~] Amende d l(epor~ 7. Chamb ers or Office A ddress 8. On the basis of the in|brmation con tained in tl~is Repot| and any modifications pertaining thereto, it is, in my opinion, in compl ance United States District Co urt wilh ap )licable law~ and reg~dations. P.O. Box 36060 San Francisco, CA 94102 Reviewing Officer Date IMPO RTANT NOTES: The instructions accompanying this form must be followed. Complete atl parts, checking the NONE box fi)r each part where you have no reportable infbrmation. Sign on last page. NONE (770 reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 4. -’" ~-" I I . AG REEM ENTS. (Reporting individual only; seepp. 14-16 ,iling invtructions.) ~ NONE (No reportable agreements.) DATE PARTIES AND TERMS I. Patel, Marilyn H.
Transcript
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
I ~ o ¢ 0 FINANCIAL DISCLOSURE R EP O R T R ~ p o r t a e q u ~ e d ~ , y t h e , ~ t ¢ ,i c sin Government Act of 19 78
R e v . 1 . 1 2 0 1 0 FOR CALENDAR YEAR 2009 ( 5 U . S . C . ,, p p . ~ ’ ~ " l O l - t l l)
L P e r s o n R e p o r t i n g ( l a s t n a m e , f i rs t , m i d d l e i n i t i a l ) 2. Cour t o r Organiza t ion 3 . D a t e o f R e p o r l
P A TEL, M A R I LY N H . N o r th e r n D is t r ic t C a l i l b mia 0 5 ! 1 1 1 2 0 1 0
4. T i t le (Ankle I l l j udges indica te ac t ive o r sea io r s~a tus ; 5 a , R e p o r t T y p e ( c h e c k a p p r o p r i a t e l y p e ) 6 . R e p o r t i n g P e r i o dm a g i s t r a t e j ~ d g e s i n d i c a t e f u l l - o r p a n - t i m e )
~] Nomination. D a le 01/0!/2009
AcliveJudgeUSDC [] Initial [] Annual [] Final to
12/31/2009
5b, [~] Amended l(epor~
7 . C h a m b e r s o r O f f i ce A d d r e s s 8 . O n t h e b a s i s o f t h e i n | b r m a t i o n c o n t a i n e d i n t l ~ i s R e p o t | a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , in m y o p i n i o n , i n c o m p l a n c e
U n i t e d S t a t es D i s t r ic t C o u r t w i l h a p ) l i c a b l e l a w ~ a n d r e g ~ d a t i o n s .
P.O. Box 36060
San Francisco, CA 94102R e vi e wi ng Offi c e r D a t e
IMPO RTANT NOTES: The instructions accompanying this form must be followed. Complete atl parts,checking the NONE box fi)r each part where you have no reportable infbrmation. Sign on last page.
NONE (770 reportable positions.)
P O SI T I O N N A M E O F ORGANIZATION/ENTITY
4.
- ’ " ~ - "I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 ,iling invtructions.)
~ NONE (No reportable agreements.)
D A T E P A R T IE S A N D T E R M S
I.
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
I V . R E I M B U R S E M E N T S . .. . . . . , .~o~, , ,~o, , ~odgi, ,~, ~o, ,d, ~, , te , , , i ...... ,.
(In "h.tes ti~ose to sp ~t~ sc md depende t chihben sec" I P .~ 5 27 of J~ ling instt’uc(ions.)
~ N O N E (No reportable reimbu~:s’ements.)
SOU~ DATES [~OCATION PURPOSE ITEMS PAID OR P ROVIDED
I. A L I - A B A , L i t ig a t i n g March 5-7, 2009 S c o t ~ s ~ a ~ e , A Z L e c t u r e / p r e s e n t a t i o n m e a l s , I o d g f i ~ g a n d t r a ~ s p o ~ a t i o n~mployment Discrimination
2. A B ’ I ’ I . March 27-30, 2009 O j a i , C AConlbrence meals, lodging and t~nspo~ation
3
4
5.
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
V . G I F T S . a , , c t ,, ,t ~ s t h o ~ e , o s p o , , s ~ ~ , , a , ~ p ~ , , d e , ,, e h u a ~ o , ~ s ~ ~ , ~ , . 2 s .s ~ o . t ;a ~ i , g
N O N E OVo reportable gifts.)
SOURCE DESCRIPTION
I.
2.
3.
4.
V I . L I A B I L I T I E S . a n e ~ , , d , ~ . , ~ o ‘ , ,, ; % v . . . . . . . . . d dependent children; s e e p ~ . ! 2 - 3 3 ~ffiling ittffrut’tions.)
N O N E ( N o reportable liabilities.)
CREDITOR DESCRIP’fION V ALUE CO DE
1 .
2.
3.
4.
5 .
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REP ORT N a m e a f P e r s ~ , n R e p o r t i n g DateofReport
Page 4 of 10 PATEL, M A R I L Y N t l . 0 _ 5 / I 1 / 2 0 1 0
V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . . . ~ u e , t ...... tions aneludos those of spa ....... d depend ent children; see pp. 3 4-60 of filing instruction.~)
N O N E ~ 0 reportable income, assets, or transactions.)
A.~ ............................. ~. c. o.D e s c r i p t i o n ~ f A s s c l s
II n c o m e d u r in g G r o s s v a l u e a t e n d T c a n s a c t i o n ~ d u r i n g ~ p o r t i n g p e r io d
( i n e l a d i n g t r u s t a s s e t s )~ .
r e p o a i ~ g p e r i o d o f r e p o ~ i n g p e r i o d
e x e m p l t ~ o m p r i ~ r d i s c l o s u r e C o d e I i T y p e ( e . g , V a l u e T y p e ( e . g ., .d i v . . t e n t , C o d e 2 M e l h o d b u y , s e l l , ~ m m i d & ~ v y j C o d e 2 ~ C o d e I b u y e r / s e l l c ~
~ ( A - H ) a t i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ] (J-P) i (A-H ) ( i f p r i v a t e
( Q - W ) ~, [ t r a n s a c t i o n )
1. Adobe Sys. Inc N t m e L T
~ , 2 . Aegean M arine l -’e t ro Inc . A D ivide n d L T Bu y 9/14/09 L
3. A n a dig ic s I n c . N o n e Sold 8/21/09 K
-4. t3anco Bradesco 1 3 D ivide n d L T
5. B a n k o f A m e r i c a A D ivide n d N T
6. BB&T Corp. A D ivide n d L T Bu y 9 1 1 4 , ’ 0 9 L
7. BE Aerospace lnc . N o n e K T
8. Boeing C D ivide n d M T
9. Chesapaeke Energy Corp. A D ivide n d L T Bu y 9/30/09
1 0 . C h in a M e dic a l Te c h A D S B D ivide n d K " 1
I I. C h in a Se c & Su r ve i l l a n c e N o n e S o ld 9/30/09 J
1 2. C 1 A V a l e D n R io D a c e A D i v i d e c ~ d K "1"
1 3. C i c n a C o r p . N o n e S o ld 8/21/09 K
!4 C i t i g r o u p I n c . B D ivide n d L T i
1 5 . Citizens Rep. Bank Co. N o n e J T
t6 . Cli~’~s Natural Res.lnc. A D ivide n d M T Bu y 9/30/09
1 7 . Cognizan| "Fech Sol . CI . N o n e M T Bu y 8/21/09
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REP ORT N .... f P .....Reporting Date of Repert
Page 5 of 1 0 P A T m , , M A m L Y N r L 0 5 / ~
V11. INVESTMENTS and TRUSTS - i .... e, value, t .......lons (Includes those of sp ...... d dependeo, children; see pp. 34-60 of filing instruction&)
~ N O N E (No reportable income, assets, or transactions.)
A. B. :: C. D.
Descr ip t ion of Assc~[
I n c o m e d u r i n g Gro ss va lu e a ~ e n d T m n s a c l i o n s d u r i n g r e p o s i n g p e r i o d( in c lu d in g t ru s t a s se ts )
~re po r t in g pe r io d of repor t ing per iod
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e,g,, : V a l u e Va t c ~ T ype (c g :: Date ’~ Value ~ Gain Iden t i ty ofC o d e 1 d v . r e n t C o d e 2 Mc#od ~ b u y . s o , i todd £/y~ Code 2 Code I
’ " {Q~.. ....... : ........... ~
t r ans ac t ion l
i 8 , C o l o n i a l B a n k G r o u p N o n e So ld 8i21/09 J
C o m i n g I n c . A D ivide n d Sold 9 / 3 t ) / 0 9 K
2 0 . C o u n t r y w ide C a p N o n e I. T
2 1 , D o w C h e m i c a l C o . A D ivide n d M T Bu y 8 / 2 1 1 ’ 0 9 M
2 2 . Electric Arts Inc. N o n e Bu y 8/21/09 L
2 3 . Electric Arts Inc. N o n e S o ld I 1 / 1 3 / 0 9 I.
2 4 . Emb r a e r Emp r e s a Br a s D D A D S N o n e S o ld i 1 / 1 3 1 0 9 K
2 5 . ENIC Corp. N o n e K T
2 6 . Emerson Elec tr ic Co. C D ivide n d L T
2 7. Freeport McMoran N o n e M T
2 8. F u e l S y s t e m s S o l u t i o n s N o n e M T Bu y 9130/09 M
2 9. F u s h i C o p p e r w e l d I n c . N o n e So ld 6127/t)9 .1
30 . G Market Inc. N o n e S o l d 6/I 7/09 K
3 I. Gafisa SA A Dividend I. T
32 . G e n c o S h i p p i n g & T r a d i n g L t d . N t m e L -1 " Bu y 9/I 4/09 L~
33 . G e n e r a l E l e c t r ic C o . A D i v i d e n d M T Bu y 9130/09 M
34 . Harris Stratex Net N o n e K T Bu y 9./17109 K
I h l c o m e G a i n C o d e s : A = $ 1 , 0 0 0 t ~ r l e s s H = $ 1 , t F O I - $ 2 , 5 0 0 C = $ 2 , 5 0 1 - $ ~ 0 0 O D $5,001 . $15.000 E = $ 1 5 . 0 0 1
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REPOR T N ..... fPerson Rel~orling DateofReport
P a g e 6 o f 10 P A T E L , M A R I L Y N H . 05/11!2010
N O N E (No reportable income, assets, or transactions.)
A. B. C . D .D e s c r i p t i o n o f A s s e ~ I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(including l~sl ~scl~) reposing [~dod : o f r e p o r t i n g p e r i o d
(D (2 ) 0) (2) ~ 1 ) ~ (2) (3) (~
P l a c e " ( X ) " a f t e r e a c h a s s e t Amounl T yp e (e ,g ., V a lu e V a lu ~ T~pc (e.g,, ] Date V a l u e Gain Identity nf
e x e m p t l ~ o m p r i o r d i s c l o s u r e
] C o d e
div., rent, Code 2 Melhod buy, sell, ~ mmedd:yy Code 2 Code I b u y e r ! se l l e r
, (A-H)or int.) (J-P) Code 3 r~demption)
[(J -P) (A-Hi (if private
. . . . . . . . . ~ . . . . . . . . . . .~Q-W) .... ~ t r a n s a C t i o n )
3 5 . I Ia r tford Fnl, S¢~’iccs GO. A D ivide n d L T Bu y 9 t 1 4 / 0 9 L
~ 3 6 . H o l o g i c I n c . N o n e Sold 8 1 2 1 / 0 9 L
37 . t h m e y w e i l l n t q D D i v i d e n d M T
3 8 . HS B C Hld g s PL C B D ivide n d M T Bu y 8 1 2 1 / 0 9
39 , H u n t i n g t o n B a n c s h s I n c . A D i v i d e n d K T Bu y 6i l 2 /09 K
4 0 . I C I C 1 Ba n kLTD N o n e M T Bu y 8/21/09 M
4 1 . I N G G r o e p N V N o n e Bu y 9/14/09 L
4 2 . I N G G r o e p N V N o n e Sold 1 2 / 2 3 / 0 9 L D
4 3 . tn tel Corp. I-~ D ivide n d K T
4 4 . J P M o r g a n C h a s e B D ivide n d O T Bu y 6 / 1 2 / ’ 0 9 N Add’l purchase
4 5 . J o h n s o n C o n t r o l s I n c . A D ivide n d M T Bu y 8 / 2 1 / 0 9 M
4 6 , Key Corp. Inc . A D ivide n d M T Bu y 6;12/09 M
4 7 . K imc o R e a l ty C o r p A D ivide n d L T Bu y 9 1 3 0 / 0 9 L
4 8 . M a r s h a l l & I l sl c y C o r p . A D ivide n d K T Bu y 8 ; ’ 2 1 1 0 9 L
4 9 . M e c h e l O A O N o n e L T Bu y 9/30/09 L
5 0 . M its u b i s h i F N L. A D ivide n d S o ld 9 / 3 0 [ 0 9 K
5 I. M o r g a n S ta n l e y A D ivide n d M T
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REP ORT N.me of Person R e p o r t i n g Da,e of Report
P a g e 7 o f 1 0 PATEL, MARILYN H. 05/1 |/2010
V I ! . I N V E S T M E N T S a n d T R U S T S - i .... e, value, tr ..... ctions (Includes thoxe of spou se and d ependent children; seepp. 34 -60 of filing instruetionz)
N O N E ~ 0 reportable income, assets, or transactions..)
A. B. ~ C . D.D e s c r i p t i o n o f A s s e ~ I n c o m e d ~ f in g ~ G r o s s v a l u e a t e n d T ~ a n s a c t i o n s d u r i n g r e p o s i n g p e r i ~
( i n c l u d i n g t r u s t ~ s c t s ) r e p o s i n g p e r i o d o f r e p o r t i n g p e r i o d
(~) ~ (~) ~~) (~) o) ~ [ o) ~4~-~ ( 5 )P l a c c " ( X ) " a f t e r e ~ h a s s e t ~ A mo u n t T~ c ( e .g . . V a lu e V alu e T y p e ( e . g .. [ D a t e V a l u e [ G a i n ~ l d e n l i t y
e x e m p t t ? o m p r i o r d is c l o s u r e ~ C o d e t [ d i v . , r e n k C o d e 2 M e t h o d buy, sell ~ m m , ’ d d / ~ C ~ c 2 ~ C o d e I : b u y e r / s e l l e r
~ ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) [ (J-P) ~ (A-H } ~ ( i f p r i v a t e
5 2 . Mylan Inc . N o n e K T
5 3 . Nighthawk Radio!og~.,’ Inc. N o n e Sold 9/30/09 J
5 4 . Noble ln t’ l Ltd N o n e Sold 8/21/09
55 . N o k i a C . P . B D i vi d e n d So ld 9/30/09 K
5 6 . Raytheon Co. A D i v i d en d S o ld 9/30/09 K D
5 7 . R e g io n s F in a n c ia l C o r p . A D ivide n d I. T Bu y 6 / I 2 / 0 9 M
58.. Sa tya ms C o mp u te r Svc N o n e K T Bu y 8 : ’ 2 1 / 0 9 L
5 9 . S ch w a b C a s h Res . C D ivide n d M T
6 0 . Ster li te lads Lid A D ivide n d L T
6 1 . Su n P o w e r C o r p . N o n e S o ld 8/21/09 K
6 2 . Suntech Power t! ldgo . N o n e K T Bu y 6/12i09 L
6 3 . Unimproved Lot (See no te in Section VIII) N n n e I. W Part VIII,
6 4 . U,S. Banco rp. A D ivide n d L T Bo y 8 : 2 1 / 0 9 M
6 5 . \ "ale SA A D ivide n d 1 . T Bu y 6/12;09 K
6 6 . \ ; i~ ple C o m m u n i ca t i o n s B D ivide n d I T
6 7 . Wachovia (former ly Wor ld Savings) A I n t e r e s t K T W o lld S a v i n g s S o ld t o
lCaehovia6 8 . Webster Financia l Corp, A D ivide n d L [ T Bu y 9/30!09 L
I
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REP ORT N a , , , e o f ~ ’ . . . . . R c p o r ~ i u g ~ , ~ t e o f R ~ p o ~ t
Page 8 o f 10 PATEL, M A R I L Y N H . 0 5 / I 1 / 2 0 1 0
VII. INVESTMENTS an d T RUSTS - i .... ~ , y a h , e , t r a n s a c t i o n s ( I n c t u d e . s t , ~ o s e a f s p . . . . a n d d e p e n a e m c h i ta r e n ; s e e l ,p .
~ ]NONE (No reportab& income, assets, or transactions.)
A. [ B. C. D.
[ ~ c r i p ti o n o f A s s e t s I n c o m e d u ~ n g G r o s s v a l u e a t e n d T r a n s a c l i o n s d u r i n g r e p o m n g p e r i o d( including trust assets) r e p o s i n g p e ~ o d of repor t ing per iod
O) (~) O) ~ (~ ) O) ] (~) ~ (3) ~: (~) I (5 )
P l ~ e " ( X ) " a f ~ e r e a c h a s s e t A m ou n t T ypc (c .g ,, V a ~ u e ~ V a l u e T~e(e.g., [~ Date ~ Value Gain ;: I d e n l i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e I div . , ren t . C o d e 2 M e t h o d buy , se l l , ~mntld~/~ ] Code 2 Code I [ buyer/seller
~
, .
] (I-P): (A-H
~ (if private
~ ( Q - ~¢ ) ~ ~ t r a n sa c l io n )
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
D a t e o f R e p o r tFINANCIAL DISCLOSURE REP ORT
PAT ~, MARILYN H.
[
05/11/2010Page 9 of 10
VIII. ADDITIONAL INFORMATION OR EXP LANATIONS. a.~ic~,~p~r, oiR~ po,.~
I . Sect ion VII ( Investments and Trusts) , No. 63: j own ed th is lot s ince 1970. The value ascr ibed to i t by the code ref lects what appears to be values forother lots in Ihe area that have gone on the marke t recent ly, I t has not been appraised and ~hc "current value" is only an approximat io~ based on comparables.
8/3/2019 Marilyn H Patel Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REP ORT ~ a ~ e o f P e r s o n R e p o r i ’ i n g I D a t e o f R e p o r t
Ia g e 1 0 o f 1 0 PATEL, M A R I L Y N f l . 0 5 . / 1 1 / 2 0 1 0
IX. CERTIFICATION.
l ce r t i fy t h a t a l l in f o r m a t i o n g i v en a b o v e ( i n c lu d i n g i n f o r m a t i o n pe r t a i n i n g t o m y s po u s e a n d m i n o r o r d epen d en t ch i ld ren , i f a n y) i sa ccu r a t e , t ru e , a n d co m ple t e t o t h e b es t o f m y k n o w led g e a n d b e l i e f ~ a n d t h a t a n y i n f o r m a t i o n n o t r epo r t ed w a s w i t h h e ld b eca u s e i t m e t a ppl i ca b le s t a t u t o r ypr o v i s i o n s pe r m i t t i n g n o n - d i s c lo s u r e ,
I f u r t h e r ce r f i ~ ’ t h a t ea r n ed i n co m e f r o m o u t s i d e em plo ym en t a n d h o n o r a r i a a n d t h e a ccep t a n ce o f g i f t s w h i ch h a v e b een r epo r t ed a r e i nco m pl i a n ce w i t h t h e p r o v i s i o n s o f 5 U . S. C . a pp . § 50 1 e t . s eq. , 5 U . S. C . § 7 353, a n d J u d i c i a l C o n f e r en ce r eg u la t i o n s .
Signature
N O T E : A N Y I N D I V I D U A L W l l O K N O W I N G L Y A N D W I L F UL L Y F A L S I F IE S O R T O C I V I LAND C RI M I NAl , S ANC T I O NS ( 5 U . S . C . a pp . § 1 0 4 )
F IL I N G I N S T RU C T I O N S
M a i l s ig n e d o r i g i n a l a n d 3 a d d it i o n a l c o p i e s t o :
C o m m f li e e o n F in a n c i a l D i s c l o su r cA d m i n i s l r a t i v e O ff i c e o f t h e U n i t e d St a t e s C o u r t sS u i t e 2 - 3 01O n e C o l u m b u s C i r c le , N . E .W a s h i n g to n , D . C . 2 0 5 44
