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MFR NARA- T8- Contingency Planning Exchange- 3-3-04- 00181

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    UNCLASSIFIEDCOMMISSION SENSITIVE

    Type of event: ConferenceDate: March 3, 2004Special Access Issues: NonePrepared by: Emily WalkerTeam Number: 8Location: Morgan Stanley, 750 Seventh Ave, NYParticipants - Non-Commission: Members of the Contingency Planning ExchangeParticipants - Commission: Emily Walker

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    UNCLASSIFIEDC OM M ISSIO N SE NSIT IV E

    Emily Walker had been invited to attend CPE meetings through-out the year and wasunable to attend any previous meetings, but was able to attend this meeting. Thedescription of the group is above. The importance to the Commission's work is throughthe lens of the National Standards that we may propose which will include contingencyplanning in its recommendations. Contingency planning on 9-11 for the companies in theWTC was difficult. For those companies who had plans, some of the plans were unableto be executed due to the proximity of the backup to the main site. Others really did nothave valid plans. At any rate, the need for such plans was highlighted by the reality of9-11 and this group, the CPE, focuses on key issues related to this topic.The meeting agenda is attached as well as two presentations that were available.Highlights included the Views of James McMahon, Director of New York State Office ofPublic Security. He spoke about working with the private sector to enhance securityamong other things. He gave a picture of the organizational chart of the Governor'soffice on Security and Counter-terrorism. He said the two key people are the Sr.Advisors to the Governor on Counter-terrorism and the Sr. Advisor to the Governor onDisaster Preparedness and Responsibility. There is a disaster preparation committee andunder it is SEMO and Ops and cyber security. This Office of Public Security hasdeveloped the comprehensive New York State Emergency Plan, conducts the orange alertdeployments, works with task forces on special programs for the state, and holds the NewYork State bi-weekly public sector coordination. They have divided the state into zonesand have coordinated methods for intelligence-sharing. They use local, state and federalintelligence sources. They have a counter-terrorism network in New York to issueadvisories and alerts (also submitted to the private sector). Eventually they will be ableto receive information as well as provide it. They are connected to the Upstate New YorkRegional Intelligence center and with HIDTA (New York and New Jersey). Their office

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    UNCLASSIFIEDCOMMISSION SENSITIVEare vulnerable to both accidental and malicious damage. In terms of informationsecurity, he highlighted that information can be more valuable than inventory. He alsocited that some data may have legal requirements for protection and that there would belegal liability if the data were revealed. He said that companies should check theircontracts and make sure that they are covered in order to avoid negligence. He said thatcontracts must address various types of obligations and they may provide penalties forfailure to follow them. He said that all key decisionmakers in a company need to beaware of the companies' disaster recovery abilities and recognize that an organizationmay be liable for failing to protect itself. The easier the fix, the greater the liability if itisn't done. may be the basis for a lawsuit or part of broader claims. The standard ofcare will depend on particular industry, clients, risk involved and costs.Finally, the speaker was Thomas Fargione, the Deputy Director of the NY StateEmergency Management Office. He spoke on the Incident Command System: Knowingit and Working with it. He said that all emergencies are local. State EmergencyManagement is the next layer of response. NIIMS ICS was mandated by executive orderin New York on March 5, 1996. Basically, he gave the pitch for the use ofICS and howit assists in all types of disasters.Background:AgendaPresentation by Jonathan EzorPresentation by Thomas Fargione

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    MEETING AGENDA Page 10f2

    CONTINGENCY PLANNING EXCHANGE551 Fifth Avenue, Suite 3025New York, NY 10176Ph. 212-983-8644 Fax 212-687-4016www.cpeworld.org headquarters@~eworld.org

    QUARTERLY MEETINGDate:Time:Host:Place:

    Wednesday, March 3,200412:30 - 4:45 p.m.Morgan Stanley750 Seventh Avenue (between 49th 50th Streets)

    4th Floor AuditoriumNew York, NY 10019

    AGENDA12:30 p.m.1 - 1:05 p.m.

    Member Registration and Vendor ExhibitsWelcomeEILEEN HILLOCKVice President, Morgan Stanley

    1:05 - 1:15 p.m. WelcomeROSEANN McSORLEY, Managing Director, Deutsche BankChair, Contingency Planning Exchange, Inc.

    Homeland Security and Your CompanyMARK D. COHENDeputy Director and Chief Counsel, New York State Office of Public Security

    1:15 - 2:15 p.m.

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    EMC Corporation for sponsoring the eventNew York Life Insurance Company for providing the facility- and-All the participating vendors.

    MEETING AGENDA Page 2 of2

    Requested for planning purposes, 212-983-8644 or [email protected] identification is required for building entry.Members - FreeNonmembers, $50 payable by cash, check, or credit card.Handout materials are provided to attendees at the discretion of the presenter.Available at www.cpeworJd.org

    AND FOR THE FEBRUARY 4, 2004, MEETING,SPECIAL THANKS TO:

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