Preliminary Findings from Analysis of Human Capital in Houston Independent
School District
April 29, 2010
2© The New Teacher Project 2010
Contents
Background and Methodology
The Importance of Great Teachers
Findings
Next Steps
3© The New Teacher Project 2010
Sources of Data for this Analysis:
HISD Human Resources, compensation, and achievement data, including records on teacher appraisal, hiring, separation, and measured impact of student growth.
Online surveys administered to all HISD teachers and principals in March and April 2010 examining topics including appraisal, professional development, compensation, and working conditions.
Project Background and Methodology
Surveys yielded responses from:
6,279 current
teachers
55% response rate
144 principals
56% response rate
In December 2009, The New Teacher Project (TNTP) partnered with the Houston Independent School District (HISD) to conduct an analysis of current human capital policies and practices that will help HISD give all of its students great teachers.
This report contains preliminary findings from TNTP’s analysis. Feedback on these findings will guide the creation of recommendations that will appear in a final report this summer.
4© The New Teacher Project 2010
Contents
Background and Methodology
The Importance of Great Teachers
Findings
Next Steps
5© The New Teacher Project 2010
Research has shown that effective teachers are critically important
to student learning.
Dallas students who start 3rd grade at about the same level of math achievement…
57
55
0 20 40 60 80 100
Group 2
Group 1
Average Percentile Rank
27
77
0 20 40 60 80 100
Group 2
Group 1
Average Percentile Rank
End of 5th Grade
After 3 EFFECTIVE Teachers
After 3 INEFFECTIVE Teachers
…finish 5th grade math at dramatically different levels depending on the quality of their teachers.
Original analysis by the Education Trust.
Source: Heather Jordan, Robert Mendro, and Dash Weerasinghe, The Effects of Teachers on Longitudinal Student Achievement, 1997.
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To realize sustainable improvement, effective teaching must be the
guiding concern behind all elements of a district’s human capital system.
Talent PipelineCreate supply of effective teachers to fill all vacancies.
CORE METRIC
Number and percentage of new
teachers who demonstrate
effectiveness above a target
threshold
Effectiveness ManagementOptimize effectiveness of teacher workforce.
CORE METRICS
Retention
rate of
top-quartile
teachers:
Retention
rate of
bottom-
quartile
teachers
Average improvement in
retained teachers’
effectiveness over time
Recruitment
Selection
Training /
Certification
Hiring /
Placement
On-
Boarding
Evaluation /
Prof. Dev.
Compensation
Retention /
Dismissal
Working
Conditions
School-
Level
Human Cap.
Mgmnt.
An effective teacherin every
classroom
Measures of student learning
7© The New Teacher Project 2010
Teacher Effectiveness in Improving Student Achievement
Boost effectiveness of all teachers through effective evaluation and targeted professional development.
Improve or exit persistently less effective teachers and replace with more effective teachers.
Retain and leverage most effective teachers.
5
2
4
1 Optimize new teacher supply by hiring from preparation programs whose teachers consistently achieve better student outcomes.
Prioritize effective teachers for high-need students.
3
Current teacher performance
Potential teacher performance
Dramatic improvements in student achievement cannot occur without
a sustained and strategic focus on teacher effectiveness.
5Strategies for Optimizing Teacher Effectiveness
8© The New Teacher Project 2010
Summary of Preliminary Findings
HISD’s teacher appraisal and development systems do not adequately
differentiate performance, identify improvement areas, or support teachers’
individual needs.
Teachers want appraisal and support processes that accurately identify their
individual needs and address those needs with targeted professional
development.
Teachers support including measures of student growth in their appraisals, but
they have concerns about the ability of current tools to fairly and accurately
measure a teacher’s impact on student learning.
HISD has missed opportunities to improve or remove ineffective teachers.
While HISD has made great strides towards rewarding its best teachers, the
district must find ways to retain these teachers at higher rates than less effective
teachers.
1
2
3
4
5
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Background and Methodology
The Importance of Great Teachers
Findings
Next Steps
Contents
HISD’s teacher appraisal and
development systems do not
adequately differentiate
performance, identify improvement
areas, or support teachers’
individual needs.
10© The New Teacher Project 2010
Overview of Teacher Appraisal Systems in HISD
55%
• HISD currently uses two systems to evaluate teachers’ classroom performance—the Professional Development and Appraisal System (PDAS) and Modified Professional Development and Appraisal System (MPDAS).
• Both systems evaluate teachers on a four-point scale in eight domains.
• Term or continuing contract teachers that have been rated “proficient” or higher in each domain the prior year can choose to be appraised using MPDAS.
• Under MPDAS, teachers accept the previous year’s ratings as the highest possible ratings for five of the eight domains, and assessors gather data for those five domains using during walk-through observations rather than formal observations.
�
Source: 2009-2010 HISD Teacher Appraisal Implementation Manual
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Many teachers do not believe that HISD’s teacher appraisal systems
accurately measure their effectiveness in the classroom.
Source: Survey of HISD teachers. PDAS n= 5806, MPDAS n=3168. Teachers participating in MPDAS processes may have responded twice.
MPDAS
44% 55%
PDAS
Teachers Who “Agree” or “Strongly Agree” That Systems Allow Appraisers to Accurately Assess Instructional Performance
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According to teachers, current appraisal tools do an especially poor
job assessing performance at the secondary level.
Teachers Agreeing that PDAS Allows Appraisers to Accurately Assess Instructional Performance, by School Level
Source: Surveys of HISD teachers. Percentages indicate respondents who selected “Strongly agree” or “Agree”.
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Principals share teachers’ concerns about the district’s current
appraisal systems.
Source: Surveys of HISD principals. Percentages indicate respondents who selected “Strongly agree” or “Agree”.
59%
of principals say that problems with the PDAS/MPDAS tools are a significant barrier to providing effective appraisal of instructional performance.
28%of principals say that PDAS/MPDAS allows them to accurately assess teachers’ instructional performance.
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These concerns are not surprising given that both appraisal systems
rate almost all teachers as good or great.
Source: HISD Human Resources Records.
97%
PDAS/MPDAS Domain Ratings, 2005-06 Through 2008-09
Just 3.4% of teachers rated on PDAS/MPDAS between 2005-06 and 2008-09 had any domain rated “below expectations” or “unsatisfactory.”
�
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Despite these results, principals and teachers report that there are
significant numbers of low-performing teachers at their schools.
Average Distribution of Teacher Performance, As Perceived by Principals and Teachers
Source: Surveys of HISD teachers and principals and HISD Human Resources records. Survey respondents were asked to identify thepercentage of teachers at their school performing in each of the four groups. Percentages here calculated by averaging all respondents’distributions.
Only 1% of PDAS/MPDAS domains were rated below “Proficient” between 2005-06 and 2008-09
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Although principals sometimes use the top two ratings to
differentiate the performance of their teachers…
Source: HISD Human Resources and EVAAS Data. EVAAS percentile determined by two and three year EVAAS averages. 90th percentile or above n=1008 ratings (126 teachers), 11th to 89th percentile n=8064 ratings (1008 teachers), 10th percentile or lower n=1048 ratings (131 teachers).
PDAS/MPDAS Domain Ratings According to EVAAS Math Percentile, 2008-09
Only 2% of domains from teachers in the EVAAS 10th
percentile or lower were rated
“below expectations.”0% were rated “unsatisfactory.”
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…even the district’s least effective teachers are rarely rated
“unsatisfactory” in any area.
Teachers in EVAAS 10th Percentile or Lower Who Were Rated “Proficient” or “Exceeding Expectations” in Every PDAS/MPDAS Domain, 2008-09
Source: HISD Human Resources and EVAAS Data. EVAAS percentile determined by two and three year EVAAS averages.
18© The New Teacher Project 2010
This is true even in the district’s lowest-performing schools.
97.0%97.2%
Of the 11 HISD schools rated “Academically Unacceptable” by the Texas Education Agency in 2008-09, only two rated any teacher unsatisfactory on any
domain.
of the 661 teachers appraised using PDAS at these 11 schools had any domain rated unsatisfactory.
Just 2
Source: HISD Human Resources Data.
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Background and Methodology
The Importance of Great Teachers
Findings
Next Steps
Contents
Teachers want appraisal and support
processes that identify their
individual needs and provide
targeted professional development.
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Teachers at all grade levels want an appraisal system that
accurately assesses their instructional performance and identifies
areas for improvement.
Source: Surveys of HISD teachers. Percentages indicate respondents who selected “Strongly agree” or “Agree”.
Teacher Support for Appraisal Goals, by School Level
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Right now, many teachers do not receive professional development
that helps them improve their performance.
Source: Survey of HISD teachers.
“Professional development needs to match the needs of teachers. We are expected to provide differentiated instruction…The material is…just not relevant to my needs.” - Elementary Teacher
�
“…professional development is tailored according to the needs of my students.”
51% 45%
“…professional development adequately addresses my individual needs as an educator.”
43%
“…the PDAS process helps me improve my
instructional performance.”
HISD Teachers Who “Agree” or “Strongly Agree” That…
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Changes to appraisal processes that address these concerns would
make teachers more confident in the credibility of the systems.
Source: Surveys of HISD teachers.
Percentage of Teachers Who Say the Following Factors Would Increase Their Confidence in the Appraisal System
68%Clear timeline and expectations for the appraisal process
66%Clear performance standards with appraisal rubrics and ratings aligned with those standard
65%Annual surveys of all teachers on their satisfaction with the appraisal process
64%Appraisers are themselves evaluated in a transparent process
63% Individualized professional development
59%Comprehensive training of appraisers and quality checking of their work
95% of teachers said that at least one of these six factors would increase their
confidence in the system
70% of teachers believe that opportunities to receive targeted professional development should be based on appraisal results.�
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Teachers and principals believe that individualized supports are
more effective than school-wide programs at improving teachers’
instructional performance.
Source: Surveys of HISD teachers and principals. Percentages indicates respondents who selected “Highly effective” or “Effective”.
“Which the following types of professional development support are effective in helping you/your teachers improve instructional practice?”
24© The New Teacher Project 2010
Principals cite a lack of time and training as the primary barriers to
conducting effective teacher appraisals and development.
18 percent of principals have sufficient time to focus on teacher appraisal and development.
32 percent of principals are given adequate training and support on how to appraise and develop teachers’ instructional performance.
Source: Surveys of HISD principals. Percentages indicate respondents who selected “Strongly agree” or “Agree”.
47 percent of principals cite a lack of time as one of the two most significant barriers to comprehensive appraisal and effective professional development.
25© The New Teacher Project 2010
Principals say that HISD does not hold them accountable for helping
teachers do their best work.
78%
Source: Surveys of HISD principals. The top five responsibilities that principals most often cited as one of the three responsibilities they are held most accountable for were: “Producing student achievement gains,” (77%) “Completing all administrative tasks,” (62%) “Ensuring that the school operates smoothly,” (42%) “Ensuring school safety,” (35%) and “Assisting teachers with professional growth” (29%).
of principals say that assisting teachers with professional growth is one of the three responsibilities for which they are held most accountable by HISD.
29%
26© The New Teacher Project 2010
As a result, principals don’t spend as much time as they would like
supporting their teachers.
17%Visiting classrooms and observing teachers 32%
7%Providing teachers with feedback on instruction 14%
6%Planning and delivering professional development 7%
16% District required paperwork 5%
8%Reviewing student achievement data 9%
9%Attending staff or district
meetings 3%
7% Parent relations 6%
Principals’ Average Time Allocation
Actual Desired
of principals say that their time is not distributed in a way that best supports student learning
and growth.
78%
Source: Surveys of HISD principals. Average “Actual’ and “Desired” time allocation taken from principals who indicated that their time is not distributed in a way that best supports student growth.
27© The New Teacher Project 2010
Contents
Teachers support including
measures of student growth in their
appraisals, but they have concerns
about the ability of current tools to
fairly and accurately measure a
teacher’s impact on student learning.
Background and Methodology
The Importance of Great Teachers
Findings
Next Steps
28© The New Teacher Project 2010
Teachers support including many factors in their appraisals,
including measures of student learning and academic growth.
Source: Surveys of HISD teachers.
29© The New Teacher Project 2010
Although most teachers support the use of tests to measure student
growth, they have concerns about current value-added measures.
Source: Surveys of HISD teachers. “Test-based assessment” indicates teachers who selected at least one of the following: standardized test scores, standardized test score growth, or student growth based on school- or teacher-generated assessments.
“Which of the following should be used to measure teacher impact on student learning as part of the teacher appraisal process?”
18%
…but only 18 percent believe that HISD’s current measures of a their effect on students’ standardized test score growth, such as EVAAS, are fair and accurate.
87 percent of teachers believe that some form of test-based assessment should be used to measure their impact on student learning…
30© The New Teacher Project 2010
Teachers raise a number of concerns regarding the potential use of
student growth data for appraisals.
Source: Surveys of HISD teachers. 200 open responses were randomly sampled from the pool of 1,699 responses.
“What, if any, are your greatest concerns or questions regarding the use of student learning measures…as part of an appraisal system?”
�“Are the students being fairly and equally assigned to each teacher based on behavior issues,
attendance history, GT status, etc.[?]” – Elementary Teacher
“The statistical methods are so complicated…that I cannot be sure that there are not anomalies in the
appraisals.” – HISD Teacher
31© The New Teacher Project 2010
In the coming weeks, TNTP will continue to analyze root causes of
teachers’ concerns with EVAAS and identify possible solutions.
Does participating in HISD teacher training on EVAAS increase teachers’ belief
that it provides a fair and accurate measure of a teacher ‘s impact on student
learning?
What factors in the design or implementation of a teacher appraisal system that
includes measures of student growth would increase teacher confidence in that
system?
What additional findings about teachers’ concerns regarding EVAAS and other
measures of teacher impact on student learning can be obtained through
analysis of teacher focus group data collected by TNTP?
What additional trends emerge when the group of teachers who have
confidence in EVAAS are compared to those who lack confidence in it?
Areas of Further Research (EVAAS)
32© The New Teacher Project 2010
Background and Methodology
Human Capital Transformation Framework
Findings
Next Steps
Contents
HISD has missed opportunities to
improve or remove ineffective
teachers.
33© The New Teacher Project 2010
Before the 2010 staff review process, almost no probationary
teachers were nonrenewed for their performance in the classroom.
of principals say that a poorly performing probationary teacher at
their school received a term contract in the last five years.
Only 0.6% of all probationary teachers between 2005-06 and 2008-
09 were nonrenewed for performance reasons.
0.6%
100%
Source: Survey of HISD principals, HISD Human Resources Data. Termination and nonrenewal data provided by HISD Professional Standards Office.
56%
34© The New Teacher Project 2010
Just 50 term or continuing contract teachers have been terminated
or nonrenewed for performance reasons since 2005-06.
51% of all principals have not even attempted to nonrenew or terminate a poorly-performing term or continuing contract teacher in the last five years.
Source: Survey of HISD principals. Termination and nonrenewal data provided by HISD Professional Standards Office.
0.1%7 of 8482
0.1%12 of 8504
0.2%13 / 8459
0.2%18 / 8562
2005-06 2006-07 2007-08 2008-09
Percentage of Continuing or Term Contract Teachers Terminated orNonrenewed for Performance by School Year
70 percent of those principals say that the procedures to initiate a dismissal are too resource-
intensive.
35© The New Teacher Project 2010
Contents
While HISD has made great strides
towards rewarding its best teachers,
the district must find ways to retain
these teachers at higher rates than
less effective teachers.
Background and Methodology
The Importance of Great Teachers
Findings
Next Steps
36© The New Teacher Project 2010
While ASPIRE has helped boost the retention of high-performing
teachers, HISD retains low performers at a similar rate.
1 SAS Institute, “Analysis of a Teacher Pay-For-Performance Program: Determining the Treatment Effect and Overall Impact”2 HISD Human Resources and EVAAS Data. EVAAS percentile determined by two and three year EVAAS averages.
Retention Rates of Teachers by EVAAS Percentile in 2008-09 by Subject2
“Teachers who leave the district tend to be the teachers who did not receive an award. While 50.36% of the teachers did not receive an award based on their performance in 2007, a much
larger percentage of the teachers who were not in the data in either 2008 or 2009 did not receive an award in 2007: 59.17%.”
According to a recent analysis by SAS Institute, Inc. on EVAAS and the ASPIRE Award program1:
37© The New Teacher Project 2010
HISD’s highest performing teachers do not consistently plan to
remain in the district longer than lower performers.
Source: Survey of HISD classroom teachers, HISD EVAAS Data. EVAAS percentile determined by two and three year EVAAS averages.
Percent of Teachers by EVAAS Percentile Who Plan to Leave HISD Within Three Years, 2008-09
38© The New Teacher Project 2010
Teachers planning to leave cite a number of factors influencing their
decision.
Source: Survey of HISD classroom teachers. Reasons for exiting district coded from all open responses. “Personal” reasons represented 43% of responses.
Top Non-Personal Reasons that Teachers Plan to Leave HISD Within Three Years
25% School/District Management
14%Working environment / conditions
8% Support
8% Student discipline
7% Recognition
7% Emphasis on testing
7% Financial compensation
7% Evaluation system
“I …feel that professional development and potential for growth are inadequate. I do not feel like I will grow as a teacher or reach my future goals if I stay at my school in HISD. "
- Elementary Teacher
�
“I feel like I don't get to actually teach. I love teaching, I love my students…however, I feel like everything is so focused on testing and compliance that the focus on actual classroom instruction and learning is lost.."
- High School Teacher
39© The New Teacher Project 2010
Contents
Background and Methodology
The Importance of Great Teachers
Findings
Next Steps
40© The New Teacher Project 2010
Next Steps
TNTP will continue analysis of data from teacher and principal surveys, as well
as HISD Human Resources records and teacher focus groups. In addition to a
further examination of the topics covered in this analysis, TNTP will analyze
data regarding teacher placement/hiring, recruitment and selection, training
and certification, and compensation.
Complete findings from TNTP’s analysis will be presented to the HISD Board of
Education in early June in order to solicit feedback and guide creation of
recommendations.
To gather additional feedback, TNTP will brief stakeholders including teacher
organizations, school principals, and community and business groups on the
complete findings.
In July, TNTP will publish a final report with recommendations that will inform
the planning for HISD’s comprehensive human capital reform efforts that will
launch beginning in September 2010.
41© The New Teacher Project 2010
Questions?
For more information:
www.tntp.org
Contact: Vinh Doquang, Project Director, at [email protected]