Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the quarter ended 30th September, 2018

1 Name of Listed Entity: Alembic Pharmaceuticals Limited 2 Scrip Code/Name of Scrip/Class of Security: BSE: 533573 NSE: APLLTD 3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)

a. If under 31(1)(b) then indicate the report for Quarter ending: 30th September, 2018 b. If under 31(1)(c) then indicate date of allotment/extinguishment: NA

4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? No 5 Whether any shares held by promoters are pledge or otherwise encumbered? No

*If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities.

5 The tabular format for ~isclosure of holding of specified securitiE:s is as follows:-

Table I - Summary Statement holding of specified securities

Category Category of shareholder Number No. offully No. of No. of Total nos. Share hold Number of Voting Rights held in each class of No.of Shareholdi Number of locked In Number of Shares pledged Number of of paid up equity Partly shares shares held Ing as a% securities Shares ng,asa% shares or otherwise encumbered equity shares

sharehold shares held paid-up underlyln of total Underlying assuming held In ers equity g no. of No of Voting Rights Total as a Outstandin full No. (a) Asa%of No. (a) Asa%of dematerlalise

shares Depositor shares %of g conversion total total dform held y Receipts (calculate (A+B+C) convertible of Shares Shares

d as per securities convert I bl held(b) held(b) SCRR, Class eg: X Class eg: y Total (including e 1957) Warrants} securities (

as a percentage of diluted

share capital)

(I) (II) (Ill) (IV) (V) (VI) (VII)= (VIII) (IX) (X) (XI)= (XII) (XIII) (XIV) (IV)+(V)+ (VI) Asa%of (Vll)+(X)As

(A+B+C2) a%of (A+B+C2)

(A) Promoter & Promoter Grouo 20 137549073 0 0 137549073 72.9642 137549073 0 137549073 72.9642 0 72.9642 0 0.0000 0 0.0000 137549073 (BJ Public 44300 50966841 0 0 50966841 27.0358 50966841 0 50966841 27.0358 0 27.0358 0 0.0000 0 0.0000 48133515 (CJ Non Promoter - Non Public 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (Cl) Shares Underlv ine: DRs 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (CZ) Shares Held By Employee Trust 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

Total 44320 188515914 0 0 188515914 100.0000 188515914 0 188515914 100.0000 0 100.0000 0 0.0000 0 0.0000 185682588

Table II • Statement showing shareholding pattern of the Promoter and Promoter Group

Category & Name of PAN Nos. of No. of fully Partly No. of Total nos. Sharehold Number of Voting Rights held in each class of No. of Shareholdin Number of Locked in Number of Shares Numbe r of shareholders sharehold paid up equity paid-up shares shares held Ing as% securities Shares g,asa% shares pledged or otherwise equity shares

ers shares held equity underlyin (calculate Underlying assuming encumbered held in shares g d as per No of Voting Rights Total as a Outstandin full No. (a) Asa%of No. (a) Asa%of dematerialise held Depositor SCRR, %of Total g conversion total total dform

y Receipts 1957) Voting convertible of Shares Shares Rights securities convertible held(b) held(b) Class eg: X Class eg: Total (induding securities ( y

Warrants) as a percentage of diluted

share capital)

(i) (ii) (Ill) (IV) (V) (Vi) (Vii)= (VIII) (IX) (X) (Xi)= (Xii) (XIII) (XIV) (IV)+jV)+ (VI) Asa%of (Vll)+jX) As

(A+B+C2) a%of (A+B+C2)

1 Indian (a) Individuals/ Hindu Undilnded 8 9663975 0 0 9663975 5.1263 9663975 0 9663975 5.1263 0 0.0000 0 0.0000 0 0.0000 9663975

Famllv Chiravu Ramanbhai Amin ABMPA5729P 1• 4521465 0 0 4521465 2.3985 4521465 0 4521465 2.3985 0 0.0000 0 0.0000 0 0.0000 4521465 Malika Chiravu Amin ABMPA5730G 1 3005730 0 0 3005730 1.5944 3005730 0 3005730 1.5944 0 0.0000 0 0.0000 0 0.0000 3005730 Pranav Chirayu Amin ABMPA5731H 1 1009800 0 0 1009800 0.5357 1009800 0 1009800 0.5357 0 0.0000 0 0.0000 0 0.0000 1009800 Shaunak Chirayu Amin ABJPA6783G 1 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.0000 0 0.0000 0 0.0000 1006980 lnaava Shaunak Amin BHYPA9184K 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0000 0 0.0000 0 0.0000 3000 0 Naintara Shaunak Amin ARXPA0076E 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0000 0 0.0000 0 0.0000 30000 Ranvir Pranav Amin APDPA2105A 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0000 0 0.0000 0 0.0000 3000 0 Samira Pranav Amin AIPPA9819C 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0000 0 0.0000 0 0.0000 30000

(b) Central Government/ State 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Governmentls\

fcl Financial Institutions/ Banks 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 ldl Anv OtherlSoeclfvl

Bodies Cornorate 4 125577818 0 0 125577818 66.6139 125577818 0 125577818 66.6139 0 0.0000 0 0.0000 0 0.0000 125577818 Alembic limited AABCA7950P 1 55541528 0 0 55541528 29.4625 55541528 0 55541528 29.4625 0 0.0000 0 0.0000 0 0.0000 55541528 Shreno Ltd AA8CA7953Q 1 20698780 0 0 20698780 10.9799 20698780 0 20698780 10.9799 0 0.0000 0 0.0000 0 0.0000 20698780 Nirayu Pvt limited AAACN7427K 1 49336655 0 0 49336655 26.1711 49336655 0 49336655 26.1711 0 0.0000 0 0.0000 0 0.0000 49336655 Paushak limited AAACD5006G 1 855 0 0 855 0.0005 855 0 855 0.0005 0 0.0000 0 0.0000 0 0.0000 855 Trusts 6 1299400 0 0 1299400 0.6893 1299400 0 1299400 0.6893 0 0.0000 0 0.0000 0 0.0000 1299400 Vidvanidhl Trust AAATV1633L 1 809550 0 0 809550 0.4294 809550 0 809550 0.4294 0 0.0000 0 0.0000 0 0.0000 809550 Aroevavardhtnt Society AAATA2302D 1 280950 0 0 280950 0.1490 280950 0 280950 0.1490 0 0.0000 0 0.0000 0 0.0000 280950 Utkarsh Vidyakendra AAATU0282C 1 146250 0 0 146250 0.0776 146250 0 146250 0.0776 0 0.0000 0 0.0000 0 0.0000 146250 uuwe! Vidyalaya AAATU1113G 1 62250 0 0 62250 0.0330 62250 0 62250 0.0330 0 0.0000 0 0.0000 0 0.0000 62250 Laburnum Familv Trust" AABAL2508C 1 200 0 0 200 0.0001 200 0 200 0.0001 0 0.0000 0 0.0000 0 0.0000 200 Virsad Family Trust" AACAV41768 1 200 0 0 200 0.0001 zoo 0 200 0.0001 0 0.0000 0 0.0000 0 0.0000 200 limited Liability Partnership 1 900 0 0 900 0.0005 900 0 900 0.0005 0 0.0000 0 0.0000 0 0.0000 900 viramva Packlight LLP AAOFV5056H 1 900 0 0 900 0.0005 900 0 900 0.0005 0 0.0000 0 0.0000 0 0.0000 900 Sub Total fAHl) 19 136542093 0 0 136542093 72.4300 136542093 0 136542093 72.4300 0 0.0000 0 0.0000 0 0.0000 136542093

2 Foreign (a) Individuals (Non-Resident 1 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.0000 0 0.0000 0 0.0000 1006980

individuals/ Foreign individuals)

Udit Chiravu Amin ACKPA4056E 1 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.0000 0 0.0000 0 0.0000 1006980 fbl Government 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 fcl Institutions 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 ldl Forehm Portfolio Investor 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

fel Any Other fSoeclfvl 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Sub Total!Alfzl 1 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.0000 0 0.0000 0 0.0000 1006980 Total Shareholding Of Promoter 20 137549073 0 o 137549073 72.9642 137549073 0 137549073 72.9642 0 0.0000 o 0.0000 o 0.0000 137549073 And Promoter Group (A)= i1Alfll+IAll21

•10,73,250 Equity Shares held in the name of Chlrayu Ramanbhai Amin In representative capacity of Karta of O,irayu Ramanbhal Amin HUF. l\fquity Shares held In the name of the Trustees on behalf of the Trust.

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held In demat/unclaimed suspense account, voting rights which are frozen etc.: N.A.

Note: (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Table Ill· Statement showing shareholding pattern of the Public Shareholder

Category & Name of PAN Nos. of No. of fully Partly No. of Total nos. Sharehold Number of Voting Rights held in each dass No. of Shareholding Number of Locked In Number of Shares pledged Number of shareholders sharehold paid up equity paid-up shares shares held Ing% of securities Shares ,as a% shares or otherwise encumbered equity shares

ers shares held equity underlyfn (calculate Underlying assuming full held In shares g d as per No of Voting Rights Total as a Outstandin conversion of No. (a) Asa%of No. (a) Asa%of dematerlalise held Depositor SCRR. %of Total g convertible total total dform

y Receipts 1957) Voting convertible securities ( Shares Shares Rights securities asa held(b) held(b) aassx aassv Total (lnduding

(Equity percentage

Warrants) of diluted Shares) share capital)

(I) (11) (Ill) (IV) (VJ (VI) (Vil)= (VIII) (IX) (X) (XI)= (Vll)+(X) (XII) (XIII) (XIV) (IV)+{V)+ (VI) Asa%of Asa%of

(A+S+Q) (A+S+Q)

1 Institutions Cal Mutual Fund 10 9698919 0 0 9698919 5.1449 9698919 0 9698919 5.1449 0 0.0000 0 0.0000 0 0.0000 9698919

ICICI Prudential Mutual Fund AAAAl0038F 1 6214189 0 0 6214189 3.2964 6214189 0 6214189 3.2964 0 0.0000 0 0.0000 0 0.0000 6214189 lb\ Venture Canltal Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 lei Alternate Investment Funds 1 71621 0 0 71621 0.0380 71621 0 71621 0.0380 0 0.0000 0 0.0000 0 0.0000 71621 (d) Foreign Venture Capital 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

Investors !el Forefon Portfolio Investor 88 17563362 0 0 17563362 9.3166 17563362 0 17563362 9.3166 0 0.0000 0 0.0000 0 0.0000 17563362

Elara India Opportunities Fund AABCE6307N 1 2313490 2313490 1.2272 2313490 0 2313490 1.2272 0 0.0000 0 0.0000 0 0.0000 2313490 Limited Matthews India Fund AABTM6157F 1 4147557 0 0 4147557 2.2001 4147557 0 4147557 2.2001 0 0.0000 0 0.0000 0 0.0000 4147557 Cresta Fund Limited AADCC2634A 1 2547710 0 0 2547710 1.3515 2547710 0 2547710 1.3515 0 0.0000 0 0.0000 0 0.0000 2547710

Tti Financial Institutions/ Banks 11 715140 0 0 715140 0.3794 715140 0 715140 0.3794 0 0.0000 0 0.0000 0 0.0000 700040 lo\ Insurance Comoanles 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Chi Provident Funds/ Pension Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 en Anv Other lSoeclfvl 1 3250 0 0 3250 0.0017 3250 0 3250 0.0017 0 0.0000 0 0.0000 0 0.0000 3250

Forehm Bank 1 3250 0 0 3250 0.0017 3250 0 3250 0.0017 0 0.0000 0 0.0000 0 0.0000 3250 Sub Total 1Bl(l) 111 28052292 0 0 28052292 14.8806 28052292 0 28052292 14.8806 0 0.0000 0 0.0000 0 0.0000 28037192

2 Central Government/ State 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Government(s)/ President of India Sub Total (B)(2) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

3 Non-Institutions lal Individuals

I. Individual shareholders 42056 14855002 0 0 14855002 7.8800 14855002 0 14855002 7.8800 0 0.0000 0 0.0000 0 0.0000 12052701 holding nominal share capital up to Rs. 2 lakhs. ii. Individual shareholders 12 4519222 0 0 4519222 2.3973 4519222 0 4519222 2.3973 0 0.0000 0 0.0000 0 0.0000 4519222 holding nominal share capital In excess of Rs. 2 lakhs.

lb! NBFCs reelstered with RBI 6 3278 0 0 3278 0.0017 3278 0 3278 0.0017 0 0.0000 0 0.0000 0 0.0000 3278 lei Emnlovee Trusts 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (d) Overseas Depositories(holding 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

DRs) (balancing figure)

le! Anv OtherfSoecifvl 2115 3537047 0 0 3537047 1.8763 3537047 0 3537047 1.8763 0 0.0000 0 0.0000 0 0.0000 3521122 Trusts 3 9000 0 0 9000 0.0048 9000 0 9000 0.0048 0 0.0000 0 0.0000 0 0.0000 6150 Hindu Undivided Familv 718 468948 0 0 468948 0.2488 468948 0 468948 0.2488 0 0.0000 0 0.0000 0 0.0000 468948

Non Resident Indians (Non 342 310401 0 0 310401 0.1647 310401 0 310401 0.1647 0 0.0000 0 0.0000 0 0.0000 308576 Reoatl Non Resident Indians (Repat) 583 178313 0 0 178313 0.0946 178313 0 178313 0.0946 0 0.0000 0 0.0000 0 0.0000 178313 Foreign Portfolio Investor 1 100 0 0 100 0.0001 100 0 100 0.0001 0 0.0000 0 0.0000 0 0.0000 100

I !lndivlduall Unclaimed Suspense Account 1 775508 0 0 775508 0.4114 775508 0 775508 0.4114 0 0.0000 0 0.0000 0 0.0000 775508 Clearine Member 137 79594 0 0 79594 0.0422 79594 0 79594 0.0422 0 0.0000 0 0.0000 0 0.0000 79594 Bodies Coroorate 330 1715183 0 0 1715183 0.9098 1715183 0 1715183 0.9098 0 0.0000 0 0.0000 0 0.0000 1703933 Sub Total (8)(3) 44189 22914549 0 0 22914549 12.1552 22914549 0 22914549 12.1552 0 0.0000 0 0.0000 0 0.0000 20096323 Total Public Shareholding (B)= 44300 50966841 0 0 50966841 27.0358 50966841 0 50966841 27.0358 0 0.0000 0 0.0000 0 0.0000 48133515 I 1Bllll+IB1121+(Blf31

Details of the shareholders acting as persons In Concert Including their Shareholding (No. and%) etails such as number of shareholders, outstanding shares held In demat/undaimed suspense account, voting rights which are frozen etc. Details of Shares which remain unclaimed may be gtven hear along with d

Number of Outstanding Shares in unclaimed Voting Rights which are Shareholders suspense account frozen

1• 775508 775508 • As on 30th September, 2018, there were 2,759 Equity Shareholders whose Equity Shares were lying In Unclaimed Suspense Account. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of fo11owing persons:lnstitutions/Non Institutions holding more than 1% of total number of shares. (3) W.r.t. the Information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public Shareholder

Category & Name of PAN Nos.of No. of fully Partly No. of shares Total nos. Shareholdi Number of Voting Rights held in each class No.of Shareholdin Number of locked in Number of Shares Number of shareholders sharehold paid up equity paid-up underlying shares held ng% of securities Shares g,asa% shares pledged or otherwise equity shares

ers shares held equity Depository (calculate Underlying assuming encumbered held In shares Receipts d as per No of Voting Rights Total as a Outstandin lull No. (a) Asa%of No.(a) Asa%of dematerialise held SCRR, %ofTotal g conversion total total d form

1957) Voting convertible of Shares Shares Rights) securities convertible held(b) OassX Class\' Total (induding securities (

held(b)

Warrants) asa percentage of diluted

share capital)

(1) (II) (111) (IV) (V) (VI) (VII)= (VIII) (IX) (X) (XI)= (XII) (XIII) (XIV) (IV)+(V)+ (VI) Asa%of (Vll)+(X) As

(A+B+C2) a%of (A+B+C2)

1 Custodian/DR Holder 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 2 Employee Benefit Trust (under 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

SEBI (Share based Employee Benefit) Regulations, 2014)

Total Non-Promoter- Non Public 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Shareholding (C)= (C)(l)+(C)(2)

Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares. (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed In the respective columns to the extent Information available.

Company Secretary