+ All Categories
Home > Documents > Notary Handbook 2010

Notary Handbook 2010

Date post: 10-Apr-2018
Category:
Upload: reuel-jacinto
View: 222 times
Download: 0 times
Share this document with a friend

of 56

Transcript
  • 8/8/2019 Notary Handbook 2010

    1/56

    NOTARY PUBLIC

    HANDBOOK

    Published by

    Debra Bowen

    Secretary of StateNotary Public Section

    2010

  • 8/8/2019 Notary Handbook 2010

    2/56

  • 8/8/2019 Notary Handbook 2010

    3/56

    January 2010

    Dear Caliornian:

    Welcome to the ocial source o laws relating to notaries public in Caliornia. A notary public

    is a public ocial that perorms invaluable services or the legal, business, nancial, and real

    estate communities. There are more than 225,000 notaries public in our state.

    This Notary Public Handbookis designed to supplement your course o study, which will

    prepare you or the notary public examination. Once commissioned, the Secretary o Statestrongly recommends that you keep yourNotary Public Handbookas a ready reerence to help

    you perorm your duties.

    A notary public who holds a current Caliornia notary public commission and who has completed

    an approved six-hour course at least one time is required to take and satisactorily complete an

    approved three-hour reresher course prior to reappointment as a notary public. Please note that

    pursuant to Caliornia Government Code section 8201(b)(2), the three-hour reresher course

    can only be used to satisy the education requirement i the notary public is applying or a new

    commission beore the current commission has expired. I the notary publics commission hasexpired, the notary public must satisactorily complete a six-hour notary public education course

    beore the individual can be appointed or another term, even i the individual already satisactorily

    completed an approved six-hour course or a previous commission.

    A copy o theNotary Public Handbook, inormation regarding the qualications and procedures

    you must ollow to become a notary public, and Certicate o Acknowledgment and Jurat orms

    are all available on the Secretary o States website at www.sos.ca.gov/business/notary/.

    On behal o the people o Caliornia, thank you or your interest in serving our state as a notarypublic.

    Sincerely,

    Notary Public Section

    Business Programs Division

    http://www.sos.ca.gov/business/notary/http://www.sos.ca.gov/business/notary/
  • 8/8/2019 Notary Handbook 2010

    4/56

    2

    Correspondence should be addressed to:

    Mailing address: Business Programs Division

    Notary Public Section

    P.O. Box 942877

    Sacramento, Caliornia 94277-0001

    Location: 1500 11th Street

    Sacramento, Caliornia 95814

    (916) 653-3595

    Website: www.sos.ca.gov/business/notary/

    Approved Education Vendors: notaryeducation.sos.ca.gov

    http://www.sos.ca.gov/business/notary/http://notaryeducation.sos.ca.gov/http://notaryeducation.sos.ca.gov/http://www.sos.ca.gov/business/notary/
  • 8/8/2019 Notary Handbook 2010

    5/56

    3

    Page

    General Inormation.................................................................................................................5

    Appointment and Qualications .................................................................................5

    Convictions .........................................................................................................5

    Notary Public Education .....................................................................................5

    Requirements and Time Limit or Qualiying ............................................................6

    Notary Public Bond.....................................................................................................6

    Geographic Jurisdiction ..............................................................................................6

    Acts Constituting the Practice o Law ........................................................................6

    Notary Public Seal ......................................................................................................7

    Identication ...............................................................................................................8

    Notary Public Journal .................................................................................................9

    Confict o Interest ....................................................................................................10

    Acknowledgment ......................................................................................................10

    Jurat...........................................................................................................................12

    Proo o Execution by a Subscribing Witness...........................................................12

    Signature by Mark.....................................................................................................14

    Powers o Attorney - Certiying................................................................................15

    Notarization o Incomplete Documents ....................................................................16

    Certied Copies ........................................................................................................16

    Illegal Advertising .....................................................................................................16

    Immigration Documents ...........................................................................................16

    Condential Marriage Licenses ................................................................................16

    Grounds or Denial, Revocation, or

    Suspension o Appointment and Commission .....................................................17

    Disciplinary Guidelines ............................................................................................17 Fees ...........................................................................................................................17

    Change o Address ....................................................................................................18

    Foreign Language .....................................................................................................18

    Common Questions and Answers .............................................................................18

    Government Code ..................................................................................................................23

    Civil Code ..............................................................................................................................40

    Code o Civil Procedure .........................................................................................................44Elections Code .......................................................................................................................45

    Commercial Code ..................................................................................................................45

    Probate Code..........................................................................................................................45

    Penal Code .............................................................................................................................46

    TABLE OF CONTENTS

  • 8/8/2019 Notary Handbook 2010

    6/56

    4

  • 8/8/2019 Notary Handbook 2010

    7/56

    5generalinformation

    Appointment and QualicationsIn order to qualiy to become a notary public you must meet all o the ollowing requirements:

    (Government Code section 8201)

    BealegalresidentoftheStateofCalifornia;

    Beatleast18yearsofage;

    SatisfactorilycompleteacourseofstudyapprovedbytheSecretaryofState; PassawrittenexaminationprescribedbytheSecretaryofState;and

    Passabackgroundcheck.

    To determine i a person meets the requirements to ulll the responsibilities o the position,

    a completed application and a 2 x 2 color passport photograph o the applicant shall be

    submitted at the examination site, then orwarded to the Secretary o States oce and reviewed

    by Secretary o State sta or qualiying inormation. (Government Code section 8201.5)

    To assist the Secretary o State in determining the identity o an applicant and whether the

    applicant has been convicted o a disqualiying crime, state law requires all applicants to be

    ngerprinted as part o a thorough background check prior to being granted an appointment as

    a notary public. (Government Code section 8201.1) Inormation concerning the ngerprinting

    requirements will be mailed to candidates who pass the examination.

    Convictions

    Applicants are required to disclose on their applications all arrests or which trials are pending

    and all convictions, including convictions that have been dismissed under Penal Code section

    1203.4 or 1203.4a. I you have any questions concerning the disclosure o convictions or

    arrests, contact the Secretary o States oce prior to signing the application. I you do not

    recall the specics about your arrest(s) and/or conviction(s), you can contact the Caliornia

    Department o Justice at (916) 227-3849.

    The Secretary o State may deny an application or the ollowing reasons:

    - Failuretodiscloseanyconviction;

    - Convictionofafelony;or

    - Conviction o a disqualiying lesser oense when less than 10 years have passed since

    the completion o probation.

    The applicant has the right to appeal the denial through the administrative hearing process.

    (Government Code section 8214.3) For a complete list o reasons the Secretary o State may

    deny an application, please reer to Government Code section 8214.1. Reer to the Secretary o

    StatesNotary Public Disciplinary Guidelines (2001) or a list o the most common disqualiying

    convictions. The disciplinary guidelines are available on the Secretary o States website or

    can be mailed to you upon request.

    Notary Public Education

    All persons appointed on or ater July 1, 2005, are required to take and satisactorily complete

    a six-hour course o study approved by the Secretary o State prior to appointment as a notary

    public. Please note that all persons being appointed, no matter how many commission terms

    held in the past, are required to take the initial six-hour course o study. (Government Code

    section 8201(a)(3) and (b))

    A notary public who holds a current Caliornia notary public commission and who has

    completed an approved six-hour course at least one time is required to take and satisactorily

    complete an approved three-hour reresher course prior to reappointment as a notary public.

    The three-hour reresher course can only be used to satisy the education requirement i the

    notary public is applying or a new commission beore their current commission has expired.

    I the notary publics commission has expired, the individual must satisactorily complete a

    six-hour notary public education course beore being appointed or another term, even i the

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    8/56

    6 generalinformation

    individual already once satisactorily completed an approved six-hour course or a previous

    commission.

    The Secretary o State reviews and approves courses o study. These approved courses

    include all the material that a person is expected to know to pass the written examination.

    The Secretary o State compiles a list o all persons oering an approved course o study.

    This list is available on the Secretary o States website or can be mailed to you upon request.(Government Code section 8201.2)

    Requirements and Time Limit or Qualiying Once the commission has been issued, a person has 30 calendar days rom the beginning o

    the term prescribed in the commission to take, subscribe, and le an oath o oce and le a

    $15,000 surety bond with the county clerks oce. The commission does not take eect until the

    oath and bond are led with the county clerks oce. The ling must take place in the county

    where the notary public maintains a principal place o business as shown in the application

    on le with the Secretary o State. I the oath and bond are not led within the 30-calendar-

    day time period, the commission will not be valid, and the person commissioned may not act

    as a notary public until a new appointment is obtained and the person has properly qualied

    within the 30-calendar-day time limit. Government Code section 8213(a) permits the ling

    o completed oaths and bonds by the applicable county clerk by certied mail. Exceptions

    are not made to the 30-day ling requirement due to mail service delays, county clerk mail

    processing delays, or or any other reason. I mailing an oath and bond to the county clerk,

    sucient time must be allowed by the newly appointed notary public to ensure timely ling.

    (Government Code sections 8212 and 8213)

    Notary Public BondIn order to provide some protection to the public, Caliornia law requires every notary public

    to le an ocial bond in the amount o $15,000. The notary public bond is not an insurance

    policy or the notary public. The bond is designed only to provide a limited source o unds

    or paying claims against the notary public. The notary public remains personally liable to the

    ull extent o any damages sustained and may be required to reimburse the bonding company

    or sums paid by the company because o misconduct or negligence o the notary public.

    (Government Code sections 8212 to 8214)

    Geographic JurisdictionA notary public can provide notarial services throughout the State o Caliornia. A notary

    public is not limited to providing services only in the county where the oath and bond are on

    le. In virtually all o the certicates the notary public is called on to complete, there will be

    a venue heading such as State o Caliornia, County o ___________. The county named in

    the heading in the notarial certicate is the county where the signer personally appeared beore

    the notary public. (Government Code section 8200)

    Acts Constituting the Practice o LawCaliornia notaries public are prohibited rom perorming any duties that may be construed

    as the practice o law. Among the acts which constitute the practice o law are the preparation,

    drating, or selection or determination o the kind o any legal document, or giving advice in

    relation to any legal documents or matters. I asked to perorm such tasks, a Caliornia notary

    public should decline and reer the requester to an attorney.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    9/56

    7generalinformation

    Notary Public SealEach notary public is required to have and to use a seal. The seal must be kept in a locked

    and secured area, under the direct and exclusive control o the notary public, and must not be

    surrendered to an employer upon termination o employment, whether or not the employer

    paid or the seal, or to any other person.

    Because o the legal requirement that the seal be photographically reproducible, the rubberstamp seal is almost universal. However, notaries public may use an embosser seal in addition

    to the rubber stamp. The legal requirements or a seal are shown below. (Government Code

    section 8207)

    The seal must:

    Bephotographicallyreproduciblewhenafxedtoadocument;

    ContaintheStateSealandthewordsNotaryPublic;

    Containthenameofthenotarypublicasshownonthecommission;

    Containthenameofthecountywheretheoathofofceandnotarypublicbondareon

    le;

    Containtheexpirationdateofthenotarypublicscommission;

    Containthesequentialidenticationnumber(commissionnumber)assignedtothenotary

    public,aswellastheidenticationnumberassignedtothesealmanufacturerorvendor;

    and

    Becircularnotovertwoinchesindiameter,orbearectangularformofnotmorethan

    one inch in width by two and one-hal inches in length, with a serrated or milled edged

    border.

    Many documents that are acknowledged may later be recorded. A document may not be

    accepted by the recorder i the notary public seal is illegible. Notaries public are cautioned

    to make sure that the notary public stamp leaves a clear impression. All the elements must be

    discernible. The seal should not be placed over signatures or over any printed matter on the

    document. An illegible or improperly placed seal may result in rejection o the document or

    recordation and result in inconveniences and extra expenses or all those involved.

    The law allows a limited exception when a notary public may authenticate an ocial act

    without using an ocial notary public seal. Because subdivision maps usually are drawn on

    a material that will not accept standard stamp pad ink and other acceptable inks are not as

    readily available, acknowledgments or Caliornia subdivision map certicates may be notarized

    without the ocial seal. The notary publics name, the county o the notary publics principal

    place o business, and the commission expiration date must be typed or printed below orimmediately adjacent to the notary publics signature on the acknowledgment. (Government

    Code section 66436(c))

    A NOTARY PUBLIC SHALL NOT USE THE OFFICIAL SEAL OR THE TITLE NOTARY

    PUBLIC FOR ANY PURPOSE OTHER THAN THE RENDERING OF NOTARIAL

    SERVICE. (Government Code section 8207)

    A notary public is guilty o a misdemeanor i the notary public willully ails to keep his or

    her notary public seal under the notary publics direct and exclusive control or i the notary

    public willully surrenders the notary publics seal to any person not authorized to possess it.

    (Government Code section 8228.1)When the notary public commission is no longer valid, the notary public seal must be

    destroyed to protect the notary public rom possible raudulent use by another. (Government

    Code section 8207)

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    10/56

    8 generalinformation

    Identication When completing a certicate o acknowledgment or a jurat, a notary public is required

    to certiy to the identity o the signer o the document. (Civil Code sections 1185(a), 1189,

    Government Code section 8202) Identity is established i the notary public is presented with

    satisactory evidence o the signers identity. (Civil Code section 1185(a))

    Satisactory Evidence Satisactory Evidence means the absence o any inormation,evidence, or other circumstances which would lead a reasonable person to believe that the

    individual is not the individual he or she claims to be and (A) paper identication documents

    or (B) the oath o a single credible witness or (C) the oaths o two credible witnesses under

    penalty o perjury, as specied below:

    A. Paper Identication Documents Identity o the signer can be established by the notary

    publics reasonable reliance on the presentation o any one o the ollowing documents, i the

    identication document is current or has been issued within ve years (Civil Code section

    1185(b)(3) & (4)):

    1. An identication card or drivers license issued by the Caliornia Department o Motor

    Vehicles;

    2. AUnitedStatespassport;

    3. Other Caliornia-approved identication card, consisting o any one o the ollowing,

    provided that it also contains a photograph, description o the person, signature o the person,

    and an identiying number:

    (a) A passport issued by a oreign government, provided that it has been stamped by the U.S.

    ImmigrationandNaturalizationServiceortheU.S.CitizenshipandImmigrationServices;

    (b) A drivers license issued by another state or by a Canadian or Mexican public agency

    authorizedtoissuedriverslicenses;

    (c) Anidenticationcardissuedbyanotherstate;

    (d) A United States military identication card with the required photograph, description o

    the person, signature o the person, and an identiying number. (Some military identication

    cardsdonotcontainalltherequiredinformation.);

    (e) An inmate identication card issued by the Caliornia Department o Corrections and

    Rehabilitation,iftheinmateisincustody;or

    () An employee identication card issued by an agency or oce o the State o Caliornia,

    or an agency or oce o a city, county, or city and county in Caliornia.

    Note: The notary public must include in his or her journal the type o identiying document, the

    governmental agency issuing the document, the serial or identiying number o the document,and the date o issue or expiration o the document that was used to establish the identity o

    the signer. (Government Code section 8206(a)(2)(D))

    B. Oath o a Single Credible Witness The identity o the signer can be established by

    the oath o a single credible witness whom the notary public personally knows. (Civil Code

    section 1185(b)(1)) The notary public must establish the identity o the credible witness by

    the presentation o paper identication documents as set orth above. Under oath, the credible

    witness must swear or arm that each o the ollowing is true (Civil Code section 1185(b)(1)

    (A)(i)-(v)):

    1. The individual appearing beore the notary public as the signer o the document is thepersonnamedinthedocument;

    2. Thecrediblewitnesspersonallyknowsthesigner;

    3. The credible witness reasonably believes that the circumstances o the signer are

    such that it would be very dicult or impossible or the signer to obtain another orm o

    identication;

    4. The signer does not possess any o the identication documents authorized by law to

    establishthesignersidentity;and

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    11/56

    9generalinformation

    5. The credible witness does not have a nancial interest and is not named in the document

    signed.

    Note: The single credible witness must sign the notary publics journal or the notary public

    must indicate in his or her journal the type o identiying document, the identiying number o

    the document, and the date o issuance or expiration o the document presented by the witness

    to establish the identity o the witness. (Government Code section 8206(a)(2)(D))C. Oaths o Two Credible Witnesses The identity o the signer can be established by the

    oaths o two credible witnesses whom the notary public does not personally know. (Civil Code

    section 1185(b)(2)) The notary public rst must establish the identities o the two credible

    witnesses by the presentation o paper identication documents as listed above. Under oath,

    the credible witnesses must swear or arm under penalty o perjury to each o the things sworn

    to or armed by a single credible witness, as set orth above. (Civil Code sections 1185(b)(2)

    and 1185(b)(1)(A)(i)-(v))

    Note: The credible witnesses must sign the notary publics journal and the notary public must

    indicate in his or her journal the type o identiying documents, the identiying numbers o the

    documents, and the dates o issuance or expiration o the documents presented by the witnesses

    to establish their identities. (Government Code section 8206(a)(2)(E))

    Notary Public JournalA notary public is required to keep one active sequential journal at a time o all acts perormed

    as a notary public. The journal must be kept in a locked and secured area (such as a lock box

    or locked desk drawer), under the direct and exclusive control o the notary public. The journal

    shall include the items shown below. (Government Code section 8206(a))

    Date,timeandtypeofeachofcialact(e.g.,acknowledgment,jurat).

    Characterofeveryinstrumentswornto,afrmed,acknowledgedorprovedbeforethe

    notary public (e.g., deed o trust).

    Thesignatureofeachpersonwhosesignatureisbeingnotarized.

    Astatementthattheidentityofapersonmakinganacknowledgmentortakinganoath

    or armation was based on satisactory evidence pursuant to Civil Code section 1185.

    I satisactory evidence was based on:

    1. Paper identication, the journal shall contain the type o identiying document, the

    governmental agency issuing the document, the serial or identiying number o the document,

    andthedateofissueorexpirationofthedocument;

    2. A single credible witness personally known to the notary public, the journal shall contain

    the signature o the credible witness or the type o identiying document, the governmentalagency issuing the document, the serial or identiying number o the document, and the date

    ofissueorexpirationofthedocumentestablishingtheidentityofthecrediblewitness;or

    3. Two credible witnesses whose identities are proven upon the presentation o satisactory

    evidence, the journal shall contain the signatures o the credible witnesses and the type o

    identiying document, the governmental agency issuing the document, the serial or identiying

    number o the document, and the date o issue or expiration o the document establishing the

    identity o the credible witnesses.

    Thefeechargedforthenotarialservice.

    Ifthedocumenttobenotarizedisadeed,quitclaimdeed,ordeedoftrustaffectingrealproperty or a power o attorney document, the notary public shall require the party signing

    the document to place his or her right thumbprint in the journal. I the right thumbprint is

    not available, then the notary public shall have the party use his or her let thumb, or any

    available nger and shall so indicate in the journal. I the party signing the document is

    physically unable to provide a thumb or ngerprint, the notary public shall so indicate in

    the journal and shall also provide an explanation o that physical condition.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    12/56

    10 generalinformation

    I the sequential journal is stolen, lost, misplaced, destroyed, damaged, or otherwise rendered

    unusable, the notary public immediately must notiy the Secretary o State by certied or

    registered mail. The notication must include the periods o journal entries, the notary public

    commission number, the commission expiration date, and, when applicable, a photocopy o

    the police report that lists the journal. (Government Code section 8206(b))

    A notary public must respond within 15 business days ater the receipt o a written requestrom any member o the public or a copy o a transaction in the notary public journal by

    supplying either a photostatic copy o a line item rom the notary publics journal or an

    acknowledgment that no such line item exists. The written request shall include the name o

    the parties, the type o document, and the month and year in which the document was notarized.

    The cost to provide the requested inormation must not exceed thirty cents ($0.30) per page.

    (Government Code sections 8206(c) and 8206.5)

    The sequential journal is the exclusive property o the notary public and shall not be surrendered

    to an employer upon termination o employment, whether or not the employer paid or the

    journal, or at any other time. The circumstances in which the notary public must relinquish

    the journal or permit inspection and copying o journal transactions and the procedures the

    notary public must ollow are specied in Government Code section 8206(d).

    A notary public is guilty o a misdemeanor i the notary public willully ails to properly

    maintain the notary publics journal. (Government Code section 8228.1)

    Within 30 days rom the date the notary public commission is no longer valid, the notary

    public must deliver all notarial journals, records and papers to the county clerks oce where

    the oath is on le. I the notary public willully ails or reuses to do so, the notary public is

    guilty o a misdemeanor, and shall be personally liable or damages to any person injured by

    that action or inaction. (Government Code section 8209) Any notarial journals, records and

    papers delivered to the Secretary o State will be returned to the sender.

    Confict o InterestA notary public is not prohibited rom notarizing or relatives or others, unless doing so

    would provide a direct nancial or benecial interest to the notary public. With Caliornias

    community property law, care should be exercised i notarizing or a spouse or a domestic

    partner.

    A notary public would have a direct nancial or benecial interest to a transaction in the

    ollowing situations (Government Code section 8224):

    Ifanotarypublicisnamed,individually,asaprincipaltoanancialtransaction. Ifa notarypublic is named,individually,as anyofthefollowingto a real property

    transaction: beneciary, grantor, grantee, mortgagor, mortgagee, trustor, trustee, vendor,

    vendee, lessor, or lessee.

    A notary public would not have a direct nancial or benecial interest in a transaction i

    a notary public is acting in the capacity o an agent, employee, insurer, attorney, escrow, or

    lender or a person having a direct nancial or benecial interest in the transaction.

    I in doubt as to whether or not to notarize, the notary public should seek the advice o an

    attorney.

    AcknowledgmentThe orm most requently completed by the notary public is the certicate o acknowledgment.

    The certicate o acknowledgment must be in the orm set orth in Civil Code section 1189.

    In the certicate o acknowledgment, the notary public certies:

    Thatthesignerpersonallyappearedbeforethenotarypubliconthedateindicatedinthe

    countyindicated;

    Totheidentityofthesigner;and

    Thatthesigneracknowledgedexecutingthedocument.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    13/56

    11generalinformation

    The notary public sequential journal mustcontain a statement that the identity o a person

    making the acknowledgment or taking the oath or armation was based on satisactory

    evidence. I identity was established based on the oath o a credible witness personally known

    to the notary public, then the journal must contain the signature o the credible witness or the

    type o identiying document used to establish the witness identity, the governmental agency

    issuing the document, the serial or identiying number o the document, and the date o issueor expiration o the document. I the identity o the person making the acknowledgment or

    taking the oath or armation was established by the oaths or armations o two credible

    witnesses whose identities are proven to the notary public upon the presentation o satisactory

    evidence, then the journal must contain the signatures o the credible witnesses and the type

    o identiying documents, the identiying numbers o the documents and the dates o issuance

    or expiration o the documents presented by the witnesses to establish their identities.

    The certicate o acknowledgment must be lled completely out at the time the notary

    publics signature and seal are axed. The certicate o acknowledgment is executed under

    penalty o perjury. (Civil Code section 1189(a)(1))

    The completion o a certicate o acknowledgment that contains statements that the notary public

    knows to be alse not only may cause the notary public to be liable or civil penalties and administrative

    action, but is also a criminal oense. The notary public who willully states as true any material act

    known to be alse is subject to a civil penalty not exceeding $10,000. (Civil Code section 1189(a)(2))

    A notary public may complete a certicate o acknowledgment required in another state or jurisdiction

    o the United States on documents to be led in that other state or jurisdiction, provided the orm does

    not require the notary public to determine or certiy that the signer holds a particular representative

    capacity or to make other determinations and certications not allowed by Caliornia law.

    Any certicate o acknowledgment taken within this state shall be in the ollowing orm:

    State o Caliornia }County o _________On __________ beore me, (here insert name and title o the ocer), personally

    appeared ______________________________________________________________

    ______________________________________________________________________

    ______________________________________________________________________

    _____________________________________________________________________ ,who proved to me on the basis o satisactory evidence to be the person(s) whose name(s) is/aresubscribed to the within instrument and acknowledged to me that he/she/they executed the same

    in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the

    person(s), or the entity upon behal o which the person(s) acted, executed the instrument.

    I certiy under PENALTY OF PERJURY under the laws o the State o Caliornia that the oregoing

    paragraph is true and correct.

    WITNESS my hand and ocial seal.

    Notary Public Signature Notary Public Seal

    Note: Key wording o an acknowledgment is personally appeared. An acknowledgment

    cannot be axed to a document mailed or otherwise delivered to a notary public whereby

    the signer did not personally appear beore the notary public, even i the signer is known by

    the notary public. Also, a notary public seal and signature cannot be axed to a document

    without the correct notarial wording.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    14/56

    12 generalinformation

    JuratThe second orm most requently completed by a notary public is the jurat. (Government Code

    section 8202) The jurat is identied by the wording Subscribed and sworn to (or armed)

    contained in the orm. In the jurat, the notary public certies:

    Thatthesignerpersonallyappearedbeforethenotarypubliconthedateindicatedandin

    thecountyindicated; Thatthesignersignedthedocumentinthepresenceofthenotarypublic;

    Thatthenotarypublicadministeredtheoathorafrmation*;and

    Totheidentityofthesigner.

    Any jurat taken within this state shall be in the ollowing orm:

    State o Caliornia

    County o ________________

    Subscribed and sworn to (or armed) beore me on this _____ day o _______, 20__,

    by _______________________, proved to me on the basis o satisactory evidence to be

    the person(s) who appeared beore me.

    Notary Public Signature Notary Public Seal

    Note: Key wording o a jurat is subscribed and sworn to (or armed) beore me. A jurat

    cannot be axed to a document mailed or otherwise delivered to a notary public whereby the

    signer did not personally appear, take an oath, and sign in the presence o the notary public,

    even i the signer is known by the notary public. Also, a notary public seal and signature cannot

    be axed to a document without the correct notarial wording.

    *There is no prescribed wording or the oath, but an acceptable oath would be Do you

    swear or afrm that the statements in this document are true? When administering the oath,

    the signer and notary public traditionally each raise their right hand but this is not a legal

    requirement.

    Proo o Execution by a Subscribing WitnessI a person, called the principal, has signed a document but does not personally appear beore

    a notary public, another person can appear on the principals behal to prove the principalsigned (or executed) the document. That person is called a subscribing witness. (Code o

    Civil Procedure section 1935)

    A proo o execution by a subscribing witness cannot be used in conjunction with any

    quitclaim deed, grant deed (other than a trustees deed or deed o reconveyance), mortgage,

    deed o trust, or security agreement. (Government Code section 27287 and Civil Code section

    1195(b))

    The requirements or proo o execution by a subscribing witness are as ollows:

    Thesubscribingwitnessmustprove(sayunderoath) that thepersonwhosigned the

    document as a party, the principal, is the person described in the document, and thesubscribingwitnesspersonallyknowstheprincipal(CivilCodesection1197);and

    Thesubscribingwitnessmustsay,underoath,thatthesubscribingwitnesssawtheprincipal

    sign the document or in the presence o the principal heard the principal acknowledge

    that the principal signed the document (Code o Civil Procedure 1935 and Civil Code

    section1197);and

    Thesubscribingwitnessmustsay,underoath,thatthesubscribingwitnesswasrequested

    by the principal to sign the document as a witness and that the subscribing witness did so

    (CodeofCivilProcedure1935andCivilCodesection1197);and

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    15/56

    13generalinformation

    Thenotarypublicmustestablishtheidentityofthesubscribingwitnessbytheoathof

    a credible witness whom the notary personally knows and who personally knows the

    subscribing witness. The credible witness must also present to the notary public any

    identication document satisying the requirements or satisactory evidence as described

    inCivilCodesection1185(b)(3)or(4)(CivilCodesection1196);and

    The subscribingwitnessmust sign the notarypublicsofcial journal. The crediblewitness must sign the notary publics ocial journal or the notary public must record

    in the notary publics ocial journal the type o identication document presented, the

    governmental agency issuing the document, the serial number o the document, and the

    date o issue or expiration o the document. (Government Code section 8206(a)(2)(C)

    and (D))

    Note: The identity o the subscribing witness must be established by the oath o a credible

    witness who personally knows the subscribing witness and who is known personally by

    the notary public. In addition, the credible witness must present an identication document

    satisying the requirements o Civil Code section 1185(b)(3) or (4).

    Because proo o execution by a subscribing witness is not commonly used, the ollowing

    scenario is provided as an example o how proo by a subscribing witness may be used:

    The principal, Paul, needs to have his signature on a document notarized. Paul is in the

    hospital and cannot appear beore a notary public. So Paul asks a long time riend, Sue, to

    visit the hospital and act as a subscribing witness. When Sue comes to the hospital, Sue must

    watch Paul sign the document. I Paul has signed the document prior to Sues arrival, Paul

    must say to Sue that Paul signed the document. Then Paul should ask Sue to sign the document

    as a subscribing witness, and Sue must do so.Next, Sue must take the document to a notary public. Sue must bring a credible witness with

    Sue to the notary public. Sue chooses Carl, a long time riend, as a credible witness because

    Carl has worked with Nancy, the notary public, or several years. Thereore, Carl can act as

    Sues credible witness.

    Sue and Carl appear together beore Nancy. Nancy determines Nancy personally knows Carl

    and also examines Carls Caliornia Drivers License to establish Carls identity. Then Nancy

    puts Carl under oath. Under oath, Carl swears that Carl personally knows Sue, that Sue is the

    person who signed the document as a subscribing witness, and Carl does not have a nancial

    interest in the document signed by Paul and subscribed by Sue. Then Nancy puts Sue underoath. Under oath, Sue swears Sue personally knows Paul, that Paul is the person described as

    a party in the document, that Sue watched Paul sign the document or heard Paul acknowledge

    Paul signed the document, that Paul requested Sue sign the document as subscribing witness,

    and that Sue did so.

    Sue signs Nancys notary journal as a subscribing witness. Carl must sign Nancys notary

    journal as a credible witness, or Nancy must record in Nancys notary journal the type o

    identication document Carl presented, the governmental agency issuing the document, the

    serial number o the document, and the date o issue or expiration o the document.

    Nancy completes Nancys notary public journal entry. Nancy then completes a proo o

    execution certicate and attaches the proo o execution certicate to the document. Sue

    takes the notarized document back to Paul.

    Civil Code section 1195 provides a proo o execution by a subscribing witness orm.

    However, the orm does not comply with the statutory changes to Civil Code section 1196

    eective January 1, 2009. The law allows that other ormats with similar wording are acceptable.

    Following is a suggested ormat or the orm that complies with both Civil Code sections 1195

    and 1196.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    16/56

    14 generalinformation

    Note: It is not acceptable to ax a notary public seal and signature to a document without

    the notarial wording.

    Signature by MarkWhen the signer o an instrument cannot write (sign) his or her name, that person may sign

    the document by mark. (Civil Code section 14) The requirements or notarizing a signature

    by mark are as ollows:

    Thepersonsigningthedocumentbymarkmustbeidentiedbythenotarypublicby

    satisactory evidence. (Civil Code section 1185)

    Thesignersmarkmustbewitnessedbytwopersonswhomustsubscribetheirownnames

    as witnesses on the document. One witness should write the persons name next to the

    persons mark and then the witness should sign his or her name as a witness. The witnesses

    are only veriying that they witnessed the individual make his or her mark on the document.

    A notary public is not required to identiy the two persons who witnessed the signing bymark or to have the two witnesses sign the notary publics journal. Exception: I the

    witnesses were acting in the capacity o credible witnesses in establishing the identity o

    the person signing by mark, then the witnesses signatures must be entered in the notary

    publics journal.

    Thesignerbymarkmustincludehisorhermarkinthenotarypublicjournal.Toqualify

    as a signature, the making o the mark in the notary public journal, must be witnessed by

    an individual who must write the persons name next to the mark and then sign his or her

    own name as a witness.

    Following is an example o a document executed by signature by mark:

    State o Caliornia } ss.County o _____________On _____________ (date), beore me, the undersigned, a notary public or the state,

    personally appeared ______________________ (subscribing witnesss name), proved

    to me to be the person whose name is subscribed to the within instrument, as a witness

    thereto, on the oath o _________________ (credible witnesss name), a credible witness

    who is known to me and provided a satisactory identiying document. ____________

    (subscribing witnesss name) being by me duly sworn, deposed and said that he/she

    was present and saw/heard ___________________ (name(s) o principal(s)), the same

    person(s) described in and whose name(s) is/are subscribed to the within, or attached,

    instrument in his/her/their authorized capacity(ies) as (a) party(ies) thereto, execute or

    acknowledge executing the same, and that said aant subscribed his/her name to the within

    instrument as a witness at the request o ________________ (name(s) o principal(s)).

    WITNESS my hand and ocial seal.

    Notary Public Signature Notary Public Seal

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    17/56

    15generalinformation

    Note: A notary public seal and signature cannot be axed to a document without the correct

    notarial wording.

    Powers o Attorney - CertiyingA notary public can certiy copies o powers o attorney. A certied copy o a power o

    attorney that has been certied by a notary public has the same orce and eect as the original

    power o attorney. (Probate Code section 4307)

    A suggested ormat or the certication is shown below. Other ormats with similar wording

    may also be acceptable.

    Note: A notary public seal and signature cannot be axed to a document without the correct

    notarial wording.

    State o Caliornia }County o _______________I (name o notary public) , Notary Public, certiy that on (date) , I examined

    the original power o attorney and the copy o the power o attorney. I urther certiy that

    the copy is a true and correct copy o the original power o attorney.

    Notary Public Signature Notary Public Seal

    I, Bob Smith, give my power o attorney to Jane Brown to act as my attorney-in-act on all

    matters pertaining to the handling o my estate, nances, and investments. This power o

    attorney is to remain in eect until another document revoking this instrument has been

    led o record thereby rendering this instrument null and void.

    Date: Feb. 5, 2008 Name: By:

    Witness #1

    Witness #2

    State o Caliornia

    }

    County o ___________

    On February 5, 2008, beore me, John Doe, a notary public, personally appeared Bob Smith,

    who proved to me on the basis o satisactory evidence to be the person(s) whose name(s)

    is/are subscribed to the within instrument and acknowledged to me that he/she/they executed

    the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)

    on the instrument the person(s), or the entity upon behal o which the person(s) acted,

    executed the instrument.

    I certiy under PENALTY OF PERJURY under the laws o the State o Caliornia that the

    oregoing paragraph is true and correct.

    WITNESS my hand and ocial seal.

    Notary Public Signature Notary Public Seal

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    18/56

    16 generalinformation

    Notarization o Incomplete DocumentsA notary public may not notarize a document that is incomplete. I presented with a document

    or notarization, which the notary public knows rom his or her experience to be incomplete or

    is without doubt on its ace incomplete, the notary public must reuse to notarize the document.

    (Government Code section 8205)

    Certied CopiesA notary public may only certiy copies o powers o attorney under Probate Code section

    4307 and his or her notary public journal. (Government Code sections 8205(a)(4), 8205(b)(1),

    and 8206(e))

    Certied copies o birth, etal death, death, and marriage records may be made only by the

    State Registrar, by duly appointed and acting local registrars during their term o oce, and

    by county recorders. (Health & Saety Code section 103545)

    Illegal AdvertisingCaliornia law requires any non-attorney notary public who advertises notarial services ina language other than English to post a prescribed notice, in English and the other language,

    that the notary public is not an attorney and cannot give legal advice about immigration or any

    other legal matters. The notary public also must list the ees set by statute that a notary public

    may charge or notarial services. In any event, a notary public may not translate into Spanish

    the term Notary Public, dened as notario publico or notario, even i the prescribed

    notice also is posted. A rst oense or violation o this law is grounds or the suspension or

    revocation o a notary publics commission. A second oense is grounds or the permanent

    revocation o a notary publics commission. (Government Code section 8219.5)

    A notary public legally is barred rom advertising in any manner whatsoever that he or she

    is a notary public i the notary public promotes himsel or hersel as an immigration specialist

    or consultant. (Government Code section 8223)

    Immigration DocumentsContrary to popular belie, there is no prohibition against notarizing immigration documents.

    However, several laws specically outline what a notary public can and cannot do. Only a

    person who is qualied and bonded as an immigration consultant under the Business and

    Proessions Code may assist a client in completing immigration orms. A notary public may

    not charge any individual more than ten dollars ($10) or each set o orms, unless the notary

    public is also an attorney who is rendering proessional services as an attorney. (Government

    Code section 8223)

    Condential Marriage LicensesA notary public who is interested in obtaining authorization to issue condential marriage

    licenses may apply or approval to the county clerk in the county in which the notary public

    resides. A notary public must notissue a condential marriage license unless he or she is

    approved by the county clerk having jurisdiction. The county clerk oers a course o instruction,

    which a notary public must complete beore authorization will be granted. Additionally, in

    order or a notary public toperorm the marriage, he/she must be one o the persons authorized

    under Family Code sections 400 to 402 (e.g., priest, minister, or rabbi). The county clerk in

    the county where the notary public resides may or may not approve the authorization to issue

    condential marriage licenses. The county clerk should be consulted i the notary public is

    interested in obtaining approval. (Family Code section 530)

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    19/56

    17generalinformation

    Grounds or Denial, Revocation, or

    Suspension o Appointment and CommissionThe Secretary o State may reuse to appoint any person as notary public or may revoke or

    suspend the commission o a notary public or specic reasons. These reasons include but are

    notlimitedto:asubstantialmisstatementoromissionintheapplication;convictionofafelony

    oradisqualifyingcriminalconviction;failuretofurnishtheSecretaryofStatewithcertiedcopies o the notary public journal when requested to do so or to provide inormation relating

    toofcialactsperformedbythenotarypublic;chargingmorethanthefeeprescribedbylaw;

    ailure to complete the acknowledgment at the time the notary publics seal and signature are

    attachedtothedocument;executingafalsecerticate;failuretosubmittotheSecretaryofState

    anycourtorderedmoneyjudgment,includingrestitution;failuretosecurethesequentialjournal

    ortheofcialseal;willfulfailuretoreportthetheftorlossofthesequentialjournal;makinga

    falsecerticateorwritingcontainingstatementsknowntobefalse;fraudrelatingtoadeedof

    trust;impropernotarialacts;unlawfullyactingasanotary;lingfalseorforgeddocuments;

    forgery;grandtheft;falselyobtainingpersonalinformation;willfulfailuretoprovideaccesstoajournalwhenrequestedbyapeaceofcer;andillegaladvertising.(GovernmentCode

    sections 8205, 8214.1, 8219.5 and 8223)

    In addition, the Secretary o State may deny the notary public application or suspend the

    notary public commission o a person who has not complied with child or amily support

    obligations. (Family Code section 17520)

    Disciplinary GuidelinesThe Secretary o State has instituted disciplinary guidelines in order to acilitate due process

    and to maintain consistency in reviewing applications, investigating alleged violations, andimplementing administrative actions. (Government Code section 8220)

    The disciplinary guidelines are designed to assist administrative law judges, in addition to

    attorneys, notaries public, applicants, and others involved in the disciplinary process. The

    disciplinary guidelines are used to determine what action will be taken or violations o notary

    public law. The disciplinary guidelines are available on the Secretary o States website or can

    be mailed to you upon request.

    FeesGovernment Code section 8211 species the maximum ees that may be charged or notary

    public services. However, a notary public may decide to charge no ee or an amount that is less

    than the maximum amount prescribed by law. The charging o a ee and the amount o the ee

    charged is at the discretion o the notary public or the notary publics employer, provided it does

    not exceed the maximum ees. The notary public is required to make an entry in the notary public

    journal even i no ee was charged, such as no ee or 0. (Government Code section 8206)

    Exceptions: 1) Pursuant to Government Code section 8203.6, no ees shall be collected

    bynotariespublicappointedtomilitaryandnavalreservationsinaccordancewith8203.1;

    2) Pursuant to Elections Code section 8080, no ee shall be collected by notaries public or

    verifyinganynominationdocumentorcirculatorsafdavit;and3)PursuanttoGovernment

    Code section 6107, no ee may be charged to a United States military veteran or notarization

    o an application or a claim or a pension, allotment, allowance, compensation, insurance, or

    any other veterans benet.

    In addition, Government Code section 6100 requires any notary public who is appointed to

    act or and on behal o certain public agencies, pursuant to Government Code section 8202.5,

    to charge or all services and remit the ees received to the employing agency. Each ee charged

    must be entered in the journal.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    20/56

    18 generalinformation

    Change o AddressA notary public is required to notiy the Secretary o State o any change o business or

    residence address in writing, by certied mail, within 30 days. (Government Code section

    8213.5) Willul ailure to notiy the Secretary o State o a change o address is punishable as

    an inraction by a ne o not more than $500. (Government Code section 8213.5)

    Upon the change o a business address to a new county, a notary public may elect to le a newoath o oce and bond in the new county. However, ling a new oath and bond is optional.

    Once commissioned, a notary public may perorm notary public services anywhere in the state.

    The original oath and bond must be led in the county where the notary publics principal place

    o business is located as shown in the application led with the Secretary o State. Whether

    or not a county transer is led with the new county ater the original oath and bond have

    been led in the original county is permissive should the notary public move. (Government

    Code section 8213) There is no ee or the processing o address change notications with

    the Secretary o State.

    Note: To ensure proper processing, please include the ollowing inormation when submitting

    the written address change notication to the Secretary o State:

    Nameofthenotarypublicexactlyasitappearsonthecommissioncerticate;

    Commissionnumberandexpirationdateofthecommission;

    Whethertheaddresschangeisforthebusiness,residence,and/orformailingpurposes;

    and

    Newbusiness,includingbusinessname,residence,and/ormailingaddress.

    Be sure the address change notication is signed and dated by the notary public. The change

    o address can be submitted in letter orm or, or convenience, an address change orm is

    available on the Secretary o States website or can be mailed to you upon request.

    Foreign Language A notary public can notarize a signature on a document in a oreign language with which

    the notary public is not amiliar, since a notary publics unction only relates to the signature

    and not the contents o the document. The notary public should be able to identiy the type

    o document being notarized or entry in the notary publics journal. I unable to identiy the

    type o document, the notary public must make an entry to that eect in the journal (e.g., a

    document in a oreign language). The notary public should be mindul o the completeness

    o the document and must not notarize the signature on the document i the document appears

    to be incomplete. The notary public is responsible or completing the acknowledgment or juratorm. When notarizing a signature on a document, a notary public must be able to communicate

    with the customer in order or the signer either to swear to or arm the contents o the adavit

    or to acknowledge the execution o the document. An interpreter should not be used, as vital

    inormation could be lost in the translation. I a notary public is unable to communicate with

    a customer, the customer should be reerred to a notary public who speaks the customers

    language.

    Common Questions and Answers

    Q. My neighbor o 20 years has asked me to notarize a document or her. Because Ihave known her all these years, do I still need to ask or proo o her identity?

    A. Yes. An acknowledgment may not be taken or a jurat executed on the basis o personal

    knowledge alone. Satisactory evidence o the signers identity must be provided and

    noted in the journal.

    Q. I am currently a commissioned notary public applying or reappointment without

    a break in my commission. Am I still required to submit my ngerprints each

    time I reapply?

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    21/56

    19generalinformation

    A. Yes. Eective January 1, 2008, all notary public applicants, whether or not they have

    held a previous commission, must submit ngerprints to the Caliornia Department o

    Justice or the purpose o a background check. The Department o Justice will orward

    ngerprint images to the Federal Bureau o Investigation requesting a ederal summary

    o criminal inormation that will be provided to the Secretary o State.

    Q. I a person was convicted o a DUI, petty thet, trespass, or other crimes, will thatperson be disqualied rom becoming a notary public?

    A. The Secretary o State cannot make a determination as to whether or not a person

    meets the qualications to become a notary public until a thorough background check

    has been completed. I you are concerned as to whether you may be disqualied rom

    becoming a notary public based upon past conviction inormation, please reer to the

    Notary Public Disciplinary Guidelines (2001), which also includes a list o the most

    common disqualiying convictions. The disciplinary guidelines are available on the

    Secretary o States website or can be mailed to you upon request.

    Q. I had a conviction over 25 years ago. Do I still need to disclose this conviction on

    my application?

    A. Yes. There is no time limit or disclosure o convictions. I you have everbeen convicted,

    including a conviction or a DUI, you must disclose the conviction on your application.

    Failure to disclose all conviction inormation on each application or an appointment or

    reappointment is grounds or denial.

    Q. How soon can I take the test or reappointment i I currently hold a notary public

    commission?

    A. To avoid a break in commission terms, you should take the exam at least six months

    prior to the expiration date o your current commission. Test results are valid or one

    year rom the date o the examination. (Title 2, Caliornia Code o Regulations, section20803)

    Q. I have been a notary public or over 20 years. Will I still be required to take the

    initial six-hour approved course o study?

    A. Yes. Everyone, including those notaries public who have held previous commission

    terms, is required to complete the six-hour course o study rom an approved vendor

    prior to reappointment as a notary public. A list o approved vendors is available on the

    Secretary o States website or can be mailed to you upon request. (Government Code

    section 8201(a)(3))

    Q. Will I be required to take an approved course o study each time I apply orreappointment?

    A. Yes. An applicant or notary public who holds a Caliornia notary public commission

    and who has completed the initial six-hour course o study rom an approved vendor

    will be required to complete a three-hour reresher course o study rom an approved

    vendor prior to reappointment as a notary public or all subsequent terms. In order to

    meet the requirement to take the three-hour reresher course, a person must apply or

    reappointment beore the current commission expires. An applicant whose commission

    expires beore application is made or a new commission must take an approved six-hour

    course, even i the applicant previously has completed an approved six-hour course.(Government Code section 8201(b)(2))

    Q. I have taken courses in the past prior to taking the exam. Will I still be required

    to take the six-hour course?

    A. Yes. In the past you were not required to take courses prior to being appointed as a

    notary public and those courses were not approved by the Secretary o State. However,

    now that mandatory education is one o the qualications you must meet in order to

    become a notary public, you are required to complete the approved course o study.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    22/56

    20 generalinformation

    (Government Code section 8201(a)(3))

    Q. I have completed my approved six-hour course o study and received my proo

    o completion certicate. What do I do with it?

    A. Once you have completed your six-hour course o study rom an approved vendor,

    staple your proo o completion certicate to the application and take both items with

    you to the exam. Q. Can a six-hour notary public education course be taken in place o a three-hour

    reresher course?

    A. Yes. A six-hour approved notary public education course satises the requirement

    or a three-hour reresher course. A six-hour approved education course always

    satises the education requirement, regardless i you are a new applicant or applying

    or reappointment.

    Q. What are the requirements or applicants to be eligible to take an approved

    three-hour reresher education course?

    A. A notary public who has previously completed an approved six-hour notary public

    education course is eligible to take an approved three-hour reresher course i the

    notary public has taken the notary public exam and submitted the application at the

    exam site prior to the expiration date o the current commission.

    Q. I applied or reappointment prior to the expiration date o my current notary

    public commission and took an approved three-hour notary public education

    course, but I ailed the notary public exam. What do I do now?

    A. I you can take the exam again prior to the expiration date o your current commission,

    the proo o completion certicate rom the three-hour course would still be valid.

    Attach the proo o completion certicate to your application, along with a 2 x 2

    color passport photo o yoursel and a check or twenty dollars ($20) when you goto the exam site. However, i your commission expires prior to retaking the exam,

    you will be required to take an approved six-hour notary public course, even though

    you already took an approved three-hour course. You will need to attach the proo

    o completion certicate rom the approved six-hour notary public education course

    to the application, along with a 2 x 2 color passport photo o yoursel and a check

    or twenty dollars ($20).

    Q. I have changed my business, mailing or home address. What do I do?

    A. Send the Secretary o State a letter or a change o address orm by certied mail within

    30 days o the change. (Government Code section 8213.5) Q. I have changed my business rom one county to another. What do I do?

    A. Your commission allows you to notarize throughout the State o Caliornia, regardless

    o where your oath and bond are on le. I the location o your business has changed,

    you are required to send the Secretary o State an address change by certied mail

    within 30 days o the change. I the address change is or your business, please include

    the business name in your notication. I the address change includes a change o

    county, you may choose to le a new oath o oce and bond in the county to which

    your business has moved, however, a county transer is not required. To le a county

    change, you must request an oath o oce orm rom the Secretary o State. The oathwillhavethenameofyouroriginalcounty;however,youmusttakeandleyouroath

    o oce in the new county, checking the county transer box at the bottom o the oath

    orm. You also must take a new bond or a duplicate o the original bond and le it

    together with your oath o oce in the new county. A certicate o authorization to

    manuacture a notary public seal will be sent to you once the Secretary o State has

    received and processed your oath o oce led in the new county. Your stamp must

    refect the county where your most recent oath and bond are led. (Government Code

    sections 8213 and 8213.5)Table of Contents

  • 8/8/2019 Notary Handbook 2010

    23/56

    21generalinformation

    Q. Am I required to see the person sign the document at the time I perorm the

    notarization?

    A. No, not i you are preparing a certicate o acknowledgment. The document can be

    executed beore the person brings it to you or notarization. In an acknowledgment,

    the signer must personally appear beore you and acknowledge that the signer executed

    the document, not that the signer executed the document in your presence. However,when preparing a jurat, the person requesting the jurat must appear beore you, take an

    oath, and sign the document in your presence. In addition, or both an acknowledgment

    and a jurat, the notary public must certiy to the identity o the signer. (Civil Code

    section 1189 and Government Code section 8202)

    Q. I lost my stamp or journal. What do I do?

    A. Send a letter immediately by certied mail to the Secretary o State explaining what

    happened and, i applicable, a photocopy o a police report. Upon written request,

    the Secretary o State will send an authorization so you can have a new stamp made.

    (Government Code sections 8206 and 8207.3(e))

    Q. I have changed my name. What do I do?

    A. Send a completed name change orm to the Secretary o State. Once approved, you will

    be issued an amended commission that refects your new name. Next, you will need to

    le a new oath o oce and an amendment to your bond with the county clerk within

    30 days rom the date the amended commission was issued in order or the name change

    to take eect. Within 30 days o the ling, you must obtain a new seal that refects

    the new name. Once the amended oath and bond are led, you may no longer use the

    commission, including the stamp, that was issued in your previous name. I you ail

    to le your amended oath and bond within the 30-day time limit, the name change will

    become void and your commission will revert back to the previous name and you willbe required to submit another name change application. (Government Code sections

    8213 and 8213.6)

    Q. I need to request a new certicate o authorization to have a new stamp made. Is

    there a ee?

    A. No. However, you must send the Secretary o State a written request or a certicate o

    authorization. (Government Code section 8207.3(e))

    Q. How do I resign my commission?

    A. I you want to resign your commission, send a letter o resignation to the Secretary o

    Statesofce;within30daysdeliverallofyournotarialjournals,recordsandpaperstothecountyclerkinwhichyourcurrentoathofofceisonle;anddestroyyourseal.

    (Government Code section 8209)

    Q. I did not le my oath and bond on time. What do I do?

    A. Ifyouareanewapplicantandtookanapprovedsix-hournotarypubliceducation

    course, you must attach a current proo o completion certicate to a new application,

    along with a 2 x 2 color passport photo o yoursel and a check or twenty dollars

    ($20). You will also need to have your ngerprints retaken at a Live Scan site.

    Ifyouareanotarypublicseekingreappointmentandtookanapprovedthree-hour

    notary public reresher education course, you will still need to take an approvedsix-hour course. The three-hour course no longer meets the education requirements

    because your current commission has expired. You will need to attach the proo

    o completion certicate or the six-hour course to a new application, along with a

    2 x 2 color passport photo o yoursel and a check or twenty dollars ($20). You

    will also need to have your ngerprints retaken at a Live Scan site.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    24/56

    22 generalinformation

    Ifyouareanotarypublicseekingreappointmentandtookanapprovedsix-hour

    educationcourse,youmustattachacurrentproofofcompletioncerticatetoa

    newapplication,alongwitha2x2colorpassportphotoofyourselfandacheck

    fortwentydollars($20).Youwillalsoneedtohaveyourngerprintsretakenat aLiveScansite.

    Q. Where can I get a Live Scan fngerprint orm?A. TheLiveScanngerprintformisavailableonlineattheSecretaryofStateswebsite

    addresslistedinthefrontofthishandbookoruponrequestfromtheSecretaryofStates

    ofce. Q. I have completed an approved course o study and taken the exam, but my currentcommission doesnt expire until another our months. When will I receive my new

    commission?

    A. Yournotarypubliccommissionforreappointmentwillbeissued30dayspriortothe

    expirationdateofyourcurrentcommissionifyouhavecompliedwithalltherequirements

    tobecomeanotarypublic.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    25/56

    governmentcode 23

    GOVERNMENT CODENotaries Public

    (Chapter 3, Division 1, Title 2)

    8200. Appointment and commission; number; jurisdiction

    The Secretary o State may appoint and commission notaries public in such number as theSecretary o State deems necessary or the public convenience. Notaries public may act as

    such notaries in any part o this state.

    8201. Qualiications to be a notary publ ic; proo o course completion;

    reappointment

    (a) Every person appointed as notary public shall meet all o the ollowing requirements:

    (1) Be at the time o appointment a legal resident o this state, except as otherwise provided

    in Section 8203.1.

    (2) Be not less than 18 years o age.

    (3) For appointments made on or ater July 1, 2005, have satisactorily completed a six-hour

    course o study approved by the Secretary o State pursuant to Section 8201.2 concerning the

    unctions and duties o a notary public.

    (4) Have satisactorily completed a written examination prescribed by the Secretary o State

    to determine the tness o the person to exercise the unctions and duties o the oce o notary

    public. All questions shall be based on the law o this state as set orth in the booklet o the

    laws o Caliornia relating to notaries public distributed by the Secretary o State.

    (b) (1) Commencing July 1, 2005, each applicant or notary public shall provide satisactory

    proo that he or she has completed the course o study required pursuant to paragraph (3) o

    subdivision (a) prior to approval o his or her appointment as a notary public by the Secretary

    o State.

    (2) Commencing July 1, 2005, an applicant or notary public who holds a Caliornia notary

    public commission, and who has satisactorily completed the six-hour course o study required

    pursuant to paragraph (1) at least one time, shall provide satisactory proo when applying

    or reappointment as a notary public that he or she has satisactorily completed a three-hour

    reresher course o study prior to reappointment as a notary public by the Secretary o State.

    8201.1. Additional qualications; determination; identication; ngerprints

    (a) Prior to granting an appointment as a notary public, the Secretary o State shall determine

    that the applicant possesses the required honesty, credibility, truthulness, and integrity to ulll

    the responsibilities o the position. To assist in determining the identity o the applicant andwhether the applicant has been convicted o a disqualiying crime specied in subdivision (b)

    o Section 8214.1, the Secretary o State shall require that applicants be ngerprinted.

    (b) Applicants shall submit to the Department o Justice ngerprint images and related

    inormation required by the department or the purpose o obtaining inormation as to the

    existence and content o a record o state and ederal convictions and arrests and inormation

    as to the existence and content o a record o state and ederal arrests or which the department

    establishes that the person is ree on bail, or on his or her recognizance, pending trial or

    appeal.

    (c) The department shall orward the ngerprint images and related inormation receivedpursuant to subdivision (a) to the Federal Bureau o Investigation and request a ederal summary

    o criminal inormation.

    (d) The department shall review the inormation returned rom the Federal Bureau o

    Investigation and compile and disseminate a response to the Secretary o State pursuant to

    paragraph (1) o subdivision (p) o Section 11105 o the Penal Code.

    (e) The Secretary o State shall request rom the department subsequent arrest notication

    service, pursuant to Section 11105.2 o the Penal Code, or each person who submitted

    inormation pursuant to subdivision (a).Table of Contents

  • 8/8/2019 Notary Handbook 2010

    26/56

    governmentcode24

    () The department shall charge a ee sucient to cover the cost o processing the requests

    described in this section.

    8201.2. Review o course o study or notary public; approval o education course o

    study, violation o regulations; civil penalties

    (a) The Secretary o State shall review the course o study proposed by any vendor to be

    oered pursuant to paragraph (3) o subdivision (a) and paragraph (2) o subdivision (b) oSection 8201. I the course o study includes all material that a person is expected to know to

    satisactorily complete the written examination required pursuant to paragraph (4) o subdivision

    (a) o Section 8201, the Secretary o State shall approve the course o study.

    (b) (1) The Secretary o State shall, by regulation, prescribe an application orm and adopt a

    certicate o approval or the notary public education course o study proposed by a vendor.

    (2) The Secretary o State may also provide a notary public education course o study.

    (c) The Secretary o State shall compile a list o all persons oering an approved course o

    study pursuant to subdivision (a) and shall provide the list with every booklet o the laws o

    Caliornia relating to notaries public distributed by the Secretary o State.

    (d) (1) A person who provides notary public education and violates any o the regulations

    adopted by the Secretary o State or approved vendors is subject to a civil penalty not to exceed

    one thousand dollars ($1,000) or each violation and shall be required to pay restitution where

    appropriate.

    (2) The local district attorney, city attorney, or the Attorney General may bring a civil action

    to recover the civil penalty prescribed pursuant to this subdivision. A public prosecutor shall

    inorm the Secretary o State o any civil penalty imposed under this section.

    8201.5. Application orm; condential nature; use o inormation

    The Secretary o State shall require an applicant or appointment and commission as a notary

    public to complete an application orm and submit a photograph o their person as prescribedby the Secretary o State. Inormation on this orm led by an applicant with the Secretary o

    State, except or his or her name and address, is condential and no individual record shall be

    divulged by an ocial or employee having access to it to any person other than the applicant,

    his or her authorized representative, or an employee or ocer o the ederal government,

    the state government, or a local agency, as dened in subdivision (b) o Section 6252 o the

    Government Code, acting in his or her ocial capacity. That inormation shall be used by the

    Secretary o State or the sole purpose o carrying out the duties o this chapter.

    8202. Execution o jurat; administration o oath or armation to aant; attachment

    to adavit(a) When executing a jurat, a notary shall administer an oath or armation to the aant and

    shall determine, rom satisactory evidence as described in Section 1185 o the Civil Code,

    that the aant is the person executing the document. The aant shall sign the document in

    the presence o the notary.

    (b) To any adavit subscribed and sworn to beore a notary, there shall be attached a jurat

    in the ollowing orm:

    State o Caliornia

    County o _______________

    Subscribed and sworn to (or armed) beore me on this _______ day o _______, 20__, by___________________, proved to me on the basis o satisactory evidence to be the person(s)

    who appeared beore me.

    Seal________________________________

    Signature____________________________

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    27/56

    governmentcode 25

    8202.5. State, county and school district employees; certicates; expenses

    The Secretary o State may appoint and commission the number o state, city, county, and

    public school district employees as notaries public to act or and on behal o the governmental

    entity or which appointed which the Secretary o State deems proper. Whenever a notary is

    appointed and commissioned, a duly authorized representative o the employing governmental

    entity shall execute a certicate that the appointment is made or the purposes o the employinggovernmental entity, and whenever the certicate is led with any state or county ocer, no

    ees shall be charged by the ocer or the ling or issuance o any document in connection

    with the appointment.

    The state or any city, county, or school district or which the notary public is appointed and

    commissioned pursuant to this section may pay rom any unds available or its support the

    premiums on any bond and the cost o any stamps, seals, or other supplies required in connection

    with the appointment, commission, or perormance o the duties o the notary public.

    Any ees collected or obtained by any notary public whose documents have been led without

    charge and or whom bond premiums have been paid by the employer o the notary public

    shall be remitted by the notary public to the employing agency which shall deposit the unds

    to the credit o the und rom which the salary o the notary public is paid.

    8202.7. Private employers; agreement to pay premium on bonds and costs o supplies;

    remission o ees to employer

    A private employer, pursuant to an agreement with an employee who is a notary public, may

    pay the premiums on any bond and the cost o any stamps, seals, or other supplies required

    in connection with the appointment, commission, or perormance o the duties o such notary

    public. Such agreement may also provide or the remission o ees collected by such notary

    public to the employer, in which case any ees collected or obtained by such notary public

    while such agreement is in eect shall be remitted by such notary public to the employer whichshall deposit such unds to the credit o the und rom which the compensation o the notary

    public is paid.

    8202.8. Private employers; limitation on provision o notarial services

    Notwithstanding any other provision o law, a private employer o a notary public who has

    entered into an agreement with his or her employee pursuant to Section 8202.7 may limit,

    during the employees ordinary course o employment, the providing o notarial services

    by the employee solely to transactions directly associated with the business purposes o the

    employer.

    8203.1. Military and naval reservations; appointment and commission o notaries;qualications

    The Secretary o State may appoint and commission notaries public or the military and

    naval reservations o the Army, Navy, Coast Guard, Air Force, and Marine Corps o the United

    States,whereverlocatedinthestate;provided,however,thattheappointeeshallbeacitizen

    o the United States, not less than 18 years o age, and must meet the requirements set orth

    in paragraphs (3) and (4) o subdivision (a) o Section 8201.

    8203.2. Military and naval reservations, recommendation o commanding ocer;

    jurisdiction o notary

    Such notaries public shall be appointed only upon the recommendation o the commandingocer o the reservation in which they are to act, and they shall be authorized to act only

    within the boundaries o this reservation.

    8203.3. Military and naval reservations, qualications o notaries

    In addition to the qualications established in Section 8203.1, appointment will be made

    only rom among those persons who are ederal civil service employees at the reservation in

    which they will act as notaries public.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    28/56

    governmentcode26

    8203.4. Military and naval reservations; term o oce; termination; resignation

    The term o oce shall be as set orth in Section 8204, except that the appointment shall

    terminate i the person shall cease to be employed as a ederal civil service employee at the

    reservation or which appointed. The commanding ocer o the reservation shall notiy the

    Secretary o State o termination o employment at the reservation or which appointed within

    30 days o such termination. A notary public whose appointment terminates pursuant to thissection will have such termination treated as a resignation.

    8203.5. Military and naval reservations, jurat

    In addition to the name o the State, the jurat shall also contain the name o the reservation

    in which the instrument is executed.

    8203.6. Military and naval reservations, ees

    No ees shall be collected by such notaries public or service rendered within the reservation

    in the capacity o a notary public.

    8204. Term o oce

    The term o oce o a notary public is or our years commencing with the date specied

    in the commission.

    8204.1. Cancellation o Commission; ailure to pay; notice

    The Secretary o State may cancel the commission o a notary public i a check or other

    remittance accepted as payment or the examination, application, commission, and ngerprint

    ee is not paid upon presentation to the nancial institution upon which the check or other

    remittance was drawn. Upon receiving written notication that the item presented or payment

    has not been honored or payment, the Secretary o State shall rst give a written notice o

    the applicability o this section to the notary public or the person submitting the instrument.

    Thereater, i the amount is not paid by a cashiers check or the equivalent, the Secretary o

    State shall give a second written notice o cancellation and the cancellation shall thereupon beeective. This second notice shall be given at least 20 days ater the rst notice, and no more

    than 90 days ater the commencement date o the commission.

    8205. Duties

    (a) It is the duty o a notary public, when requested:

    (1) To demand acceptance and payment o oreign and inland bills o exchange, or promissory

    notes, to protest them or nonacceptance and nonpayment, and, with regard only to the

    nonacceptance or nonpayment o bills and notes, to exercise any other powers and duties that

    by the law o nations and according to commercial usages, or by the laws o any other state,

    government, or country, may be perormed by notaries.(2) To take the acknowledgment or proo o advance health care directives, powers o

    attorney, mortgages, deeds, grants, transers, and other instruments o writing executed by any

    person, and to give a certicate o that proo or acknowledgment, endorsed on or attached to

    the instrument. The certicate shall be signed by the notary public in the notary publics own

    handwriting. A notary public may not accept any acknowledgment or proo o any instrument

    that is incomplete.

    (3) To take depositions and adavits, and administer oaths and armations, in all matters

    incident to the duties o the oce, or to be used beore any court, judge, ocer, or board. Any

    deposition, adavit, oath, or armation shall be signed by the notary public in the notarypublics own handwriting.

    (4) To certiy copies o powers o attorney under Section 4307 o the Probate Code. The

    certication shall be signed by the notary public in the notary publics own handwriting.

    (b) It shall urther be the duty o a notary public, upon written request:

    (1) To urnish to the Secretary o State certied copies o the notarys journal.

    (2) To respond within 30 days o receiving written requests sent by certied mail rom the

    Secretary o States oce or inormation relating to ocial acts perormed by the notary.

    Table of Contents

  • 8/8/2019 Notary Handbook 2010

    29/56

    governmentcode 27

    8206. Sequential journal; contents; thumbprint; loss o journal; copies o pages;

    exclusive property o notary public; limitations on surrender

    (a) (1) A notary public shall keep one active sequential journal at a time, o all ocial acts

    perormed as a notary public. The journal shall be kept in a locked and secured area, under

    the direct and exclusive control o the notary. Failure to secure the journal shall be cause or

    the Secretary o State to take administrative action against the commission held by the notarypublic pursuant to Section 8214.1.

    (2) The journal shall be in addition to, and apart rom, any copies o notarized documents

    that may be in the possession o the notary public and shall include all o the ollowing:

    (A) Date, time, and type o each ocial act.

    (B) Character o every instrument sworn to, armed, acknowledged, or proved beore the

    notary.

    (C) The signature o each person whose signature is being notarized.

    (D) A statement as to whether the identity o a person making an acknowledgment or

    taking an oath or armation was based on satisactory evidence. I identity was established

    by satisactory evidence pursuant to Section 1185 o the Civil Code, the journal shall contain

    the signature o the credible witness swearing or arming to the identity o the individual or

    the type o identiying document, the governmental agency issuing the document, the serial

    or identiying number o the document, and the date o issue or expiration o the document.

    (E) I the identity o the person making the acknowledgment or taking the oath or armation

    was established by the oaths or armations o two credible witnesses whose identities are

    proven to the notary public by presentation o any document satisying the requirements o

    paragraph (3) or (4) o subdivision (b) o Section 1185 o the Civil Code, the notary public

    shall record in the journal the type o documents identiying the witnesses, the identiying

    numbers on the documents identiying the witnesses, and the dates o issuance or expirationo the documents identiying the witnesses.

    (F) The ee charged or the notarial service.

    (G) I the document to be notarized is a deed, quitclaim deed, deed o trust aecting real

    property, or a power o attorney document, the notary public shall require the party signing

    the document to place his or her right thumbprint in the journal. I the right thumbprint is not

    available, then the notary shall have the party use his or


Recommended