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Page 1: on V der akultät F für Mathematik, haften … · Mathematik, haften Naturwissensc und Informatik der hen burgisc Branden hen hnisc ec T ersität Univ Cottbus zur Erlangung des hen

Chara terisation and Appli ation of RadiationHard Sensors for LHC and ILCVon der Fakultät für Mathematik, Naturwissens haften und Informatikder Brandenburgis hen Te hnis hen Universität Cottbuszur Erlangung des akademis hen GradesDoktor der Naturwissens haften(Dr. rer. nat.)genehmigte Dissertationvorgelegt vonDipl. PhysikerinOlga Novgorodovageboren am 2. Februar 1984 in MoskauGuta hter: Prof. Dr. Wolfgang LohmannGuta hter: Prof. Dr. Jürgen ReifGuta hter: Prof. Dr. Hermann KolanoskiTag der mündli hen Prüfung: 25.06.2013

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Erklärung über früherePromotionsanträge

Hiermit versi here i h, dass i h bisher no h keinen Antrag für ein Promotionsverfahreneingerei ht habe.Cottbus, den 28.03.2013Olga Novgorodova

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Selbständigkeitserklärung

Hiermit versi here i h, dass i h die vorliegende Arbeit selbständig und nur unter Verwen-dung der angegeb enen Quellen und Hilfsmittel angefertigt habe.Cottbus, den 28.03.2013Olga Novgorodova

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Erklärung zu S hutzre hten

Hiermit versi here i h, dass die Veröentli hung der Dissertation keine bestehenden S hutz-re hte verletzt.Cottbus, den 28.03.2013Olga Novgorodova

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Abstra tThe Large Hadron Collider (LHC) urrently in operation intends to explore parti le physi son the TeV s ale. The International Linear Collider (ILC) and the Compa t Linear Collider(CLIC) are being designed to measure the properties of parti les possibly dis overed at theLHC with high pre ision. Very forward dete tor systems at these ma hines are needed forthe pre ise measurement of the luminosity and to approa h full polar angle overage. In the urrent dete tor on epts for linear ollider dete tors two ele tromagneti alorimeters, BeamCalorimeter (BeamCal) and Luminosity Calorimeter (LumiCal), are foreseen. Both alorimetersare designed as sandwi h alorimeters with tungsten absorber layers instrumented with nelysegmented sensors. Due to a large amount of beamstrahlung remnants hitting BeamCal atthe innermost radii, the sensors must withstand up to 1 MGy radiation dose per year. In thisthesis two types of sensor materials were investigated: single rystal hemi al vapour depositiondiamonds (s CVDD) and gallium arsenide doped by hromium (GaAs:Cr).The very forward alorimeters ensure overage for high energy ele trons, positrons and photonsdown to very low polar angles. Within this thesis, simulation studies are presented for dierentbeam parameters of the ILC. A new sensor segmentation was proposed to a hieve betterre onstru tion e ien y of single high-energy ele trons, positrons and photons on top of thebeamstrahlung ba kground.Only for a few years ago poly rystalline diamond sensors have been used for beam diagnosti sin high-energy physi s experiments. The Compa t Muon Solenoid experiment, CMS, at theLHC is instrumented with several dete tors for the Beam Conditions and Radiation Monitoring.The Fast Beam Conditions Monitor (BCM1F) is part of these systems. Here for the rsttime single rystal diamond sensors have been used. Eight dete tors, omprising ea h a single rystal sensor and front-end ele troni s, are positioned around the beam pipe on both sides ofthe intera tion region. They monitor the beam halo to prote t the inner CMS dete tors fromadverse beam onditions and ensure high quality data for CMS. In this thesis, BCM1F data isevaluated for intrinsi time resolution and performan e under harsh radiation onditions. Fur-thermore, it is investigated if it an be used for a bun h by bun h on-line luminosity measurement.The se ond type of sensor, made of GaAs:Cr, was produ ed in Tomsk State University and testedas a andidate for the BeamCal for future ILC and CLIC dete tors. Several GaAs:Cr sensorswere hara terized in the laboratory for leakage urrent and apa itan es and used for test beaminvestigations. Two sensors were assembled with a fan-out, front-end and ADC ASICs to build afully fun tional prototype of a sensor plane. Several test beam ampaigns were done to measurethe performan e of the system.

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ixKurzfassungDer International Linear Collider (ILC) und der Compa t Linear Collider (CLIC) werdenentwi kelt, um die Fors hung am momentan operierenden Large Hadron Collider (LHC), dieErfors hung der Teil henphysik bei TeV-Energien, fortzuführen. Das Vorwärtsdetektorsystem anMas hinen mit sol h hohen Energien benötigt strahlenharte Detektoren nahe an der Strahla hse.Das Beam Calorimeter (BeamCal) ist als Samplingkalorimeter mit 30 Wolframabsorberlagen undfein segmentierten Sensoren ausgelegt. Wegen der hohen Belastung dur h Beamstrahlung, diedas Kalorimeter im Berei h des inneren Radius trit, müssen die Sensoren eine Strahlendosisvon bis zu 1 MGy pro Jahr aushalten. In dieser Arbeit werden zwei Arten von Sensormaterialienuntersu ht: Einkristalldiamanten-Sensoren (s CVD) und Galliumarsenid-Sensoren mit Chrom-Dotierung (GaAs:Cr).Diamantsensoren sind in der Strahldiagnostik an Ho henergiephysik-Experimenten weit verbrei-tet. Das Compa t Muon Solenoid (CMS) Experiment am LHC ist mit mehreren Detektoren zurÜberwa hung der Strahlqualität ausgestattet (Beam Conditions and Radiation Monitoring BRM). Ein Detektor dieses Systems ist der Fast Beam Conditions Monitor (BCM1F), in wel henzum ersten Mal monokristalline Sensoren verwendet werden. BCM1F überwa ht den Strahl,um die inneren CMS-Subdetektoren zu s hützen und um eine mögli hst hohe Datenqualitätsi herzustellen. In dieser Arbeit werden die spezis he Zeitauösung und der Grad der Strahlen-s hädigung von BCM1F bestimmt. Auÿerdem wird untersu ht, ob si h BCM1F zur paketweisenE htzeitmessung der Luminosität eignet.Der zweite untersu hte Sensortyp, hergestellt aus GaAs:Cr, wurde als Kandidat für das BeamCalan einem zukünftigen ILC- oder CLIC-Detektors von der Universität Tomsk entwi kelt. ImRahmen dieser Arbeit wurden mehrere GaAs:Cr-Wafer im Labor harakterisiert. Dabei wurdendie Le kströme und Kapazitäten bestimmt, um Sensoren für weitergehende Untersuhungen imTeststrahl auszuwählen. Die Sensoren wurden mit fan-out, Frontend-Elektronik und Analog-Digital-Wandlern bestü kt, um eine voll funktionsfähige Sensorebene zu erhalten. MehrereTeststrahl-Kampagnen wurden dur hgeführt, um die Sensorebene zu harakterisieren.Das BeamCal eines Linear Collider Dete tors dient dazu, ho henergetis he Elektronen, Po-sitronen und Photonen bei sehr kleinen Polarwinkeln zu erkennen. Im Rahmen dieser Arbeitwurden Simulationsstudien für vers hiedene ILC-Strahlparameter dur hgeführt. Anhand dieserSimulationen wird eine alternative Segmentierung des Sensors vorges hlagen, um eine höhereRekonstruktionsezienz für einzelne ho henergetis he Elektronen, Positronen oder Photonen beiglei hzeitigem Beamstrahlungsuntergrund zu errei hen.

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ContentsAbbreviations 3Introdu tion 51 Solid State Dete tors for Radiation 71.1 Solid State Dete tors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71.2 Energy Loss and Signal Formation . . . . . . . . . . . . . . . . . . . . . . 101.3 Diamond Sensors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141.4 Gallium Arsenide Sensors . . . . . . . . . . . . . . . . . . . . . . . . . . . 171.5 Devi es for Data Taking . . . . . . . . . . . . . . . . . . . . . . . . . . . . 202 Chara terization of Radiation Hard Sensors 212.1 Beam Calorimeter Sensors . . . . . . . . . . . . . . . . . . . . . . . . . . . 212.2 Measurement of Sensor Chara teristi s . . . . . . . . . . . . . . . . . . . . 212.3 Capa itan e Measurements . . . . . . . . . . . . . . . . . . . . . . . . . . . 242.4 Current-Voltage Chara teristi s . . . . . . . . . . . . . . . . . . . . . . . . 26Appli ation of Radiation Hard Sensors at LHC 333 Experiments at the LHC 333.1 The CMS Experiment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 354 BRM System at CMS 394.1 The Fast Beam Conditions Monitor at CMS . . . . . . . . . . . . . . . . . 404.2 Bun h Stru ture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 464.3 Signal Pro essing with the ADC . . . . . . . . . . . . . . . . . . . . . . . . 484.4 Spe tra of Signal Amplitudes . . . . . . . . . . . . . . . . . . . . . . . . . 524.5 Comparison of ADC and Dis riminator Threshold S ans . . . . . . . . . . 554.6 Intrinsi Time Resolution . . . . . . . . . . . . . . . . . . . . . . . . . . . 584.7 Aging Monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 601

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2 CONTENTS5 Luminosity Measurements with BCM1F 635.1 Luminosity at CMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 635.2 Systemati s due to the Dete tor . . . . . . . . . . . . . . . . . . . . . . . . 685.3 One Bun h Dete tion Probability . . . . . . . . . . . . . . . . . . . . . . . 695.4 Luminosity Measurement Using BCM1F . . . . . . . . . . . . . . . . . . . 69Appli ation of Radiation Hard Sensors in a Future Linear Collider 776 Very Forward Calorimeters 776.1 The SiD and ILD Dete tors for ILC . . . . . . . . . . . . . . . . . . . . . . 776.2 The Requirements on the ILC Dete tors . . . . . . . . . . . . . . . . . . . 776.3 Calorimeter Te hnologies . . . . . . . . . . . . . . . . . . . . . . . . . . . . 806.4 Very Forward Region of Dete tors . . . . . . . . . . . . . . . . . . . . . . . 826.5 Luminosity Calorimeter . . . . . . . . . . . . . . . . . . . . . . . . . . . . 826.6 Beam Calorimeter - BeamCal . . . . . . . . . . . . . . . . . . . . . . . . . 846.7 Front-End Ele troni s . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 847 Simulation Studies of the Beam Calorimeter 877.1 ILC Beam Parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 877.2 Simulation tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 887.3 Cluster Re onstru tion Algorithm . . . . . . . . . . . . . . . . . . . . . . . 918 Test Beams 998.1 Test Beam . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 998.2 Setup simulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1079 Data Analysis 1119.1 Denitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1119.2 Test Beam 2010 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1139.3 Test Beam 2011 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1189.4 Shower Development Studies . . . . . . . . . . . . . . . . . . . . . . . . . . 130Summary and Con lusions 137A BCM1F Signal Analysis 141B Signal Shape Fun tion 147C Lea kage Current at 100 V 149D Shower Development Measurements 151Bibliography 153

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AbbreviationsADC Analog-to-Digital ConverterALICE A Large Ion Collider ExperimentASIC an Appli ation-Spe i Integrated Cir uitATLAS A Toroidal LHC ApparatusBCM1F Beam Condition Monitor 1 FastBCM1L Beam Condition Monitor 1 LeakageBeamCal Beam CalorimeterBHC Beam Halo CounterBPM Beam Position MonitorBSC Beam S intillation CounterBX Bun h CrossingCCD Charge Colle tion Distan eCCE Charge Colle tion E ien yCERN Conseil Européen pour la Re her he Nu léaire European Organizationfor Nu lear Resear h.CMOS Complementary metal-oxide semi ondu torCDF The Collider Dete tor at Fermilab ms Center-of-Mass SystemCMS Compa t Muon SolenoidCVD Chemi al Vapor DepositionDCal Dete tor Calibration ModeDALINAC Darmstadt Linear A eleratorDC Dire t urrentDESY Deuts hes Elektronen-Syn hrotronDUT Dete tor Under TestECAL Ele tromagneti CalorimeterENC Equivalent noise hargeFE Front endFermilab Fermi National A elerator LaboratoryFPGA Field-programmable gate arrayGEANT Geometry and Tra king software pa kageHCAL Hadroni CalorimeterHERA Hadron-Elektron-Ring-AnlageHF Forward Hadroni CalorimeterHB Hadroni alorimeter, barrelHE Hadroni alorimeter, end apHEP High-energy physi s 3

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4 CONTENTSILC International Linear ColliderILD International Large Dete torIP Intera tion PointLC Linear ColliderLEP Large Ele tron Positron ColliderLHC Large Hadron ColliderLHCb Large Hadron Collider beauty experimentLINAC Linear a eleratorLLD Linear laser driverLSB Least Signia nt BitLumiCal Luminosity CalorimeterLUT Look-up tableMC Monte-CarloMIP Minimum Ionizing Parti leMPV Most Probable ValueNIM Nu lear instrumentation module standardp CVDD Poly rystalline CVD DiamondPCB Printed Cir uit BoardPS Proton Syn hrotronRadFET Radiation-sensitive eld-ee t transistorRADMON RADiation MONitorRDR Referen e Design ReportR&D Resear h and Developments CVDD single- rystal CVD DiamondSB2009 Standard Baseline ILC Beam Parametrers for 2009SID Sili on Dete torSLAC Stanford Linear A elerator CenterSNR Signal-to-Noise RatioSDT Standard Data Taking ModeSPS Super Proton Syn hrotronSRAM Stati Random-A ess MemoryTDC Time to Digital ConverterVME VERSA Module Euro ard bus standard

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Introdu tionAfter more than 20 years of planning and preparation the Large Hadron Collider, LHC,started operation in September 2008. It aims to allow physi ists to test predi tions ofdierent theories of parti le physi s. From the experiments answers are expe ted to thestill unsolved questions of fundamental physi s. It also an ome up with unexpe tedresults no one ever thought.In the last few de ades, physi ists end up with the Standard Model of parti le physi s.The Standard Model is able to des ribe all measurements of the intera tion of fundamentalparti les of the Universe at an energy up to about a TeV. There are still unansweredquestions like: What is the origin of mass? Why do fundamental parti les weigh theamount they do? Why do some parti les have no mass at all? What is 96% of the universemade of? Why does Nature appear to have this bias for matter over antimatter? Do extradimensions of spa e really exist?To answer these questions experimental data are required, and the experiments toa hieve this are at the LHC. The LHC ma hine is the most omplex a elerator and storagering ever built. It has allowed already to dis over a parti le that is a strong andidate fora Higgs boson similar to that predi ted by the Standard Model to explain the generationof mass for fundamental parti les. The mass of this parti le is measured to be about 125GeV.Currently a proje t for a new kind of a elerator and ollider is in the phase of prepa-ration. The International Linear Collider, ILC, will be a next-generation ele tron-positron ollider for making pre ision measurements of the LHC dis overies. Both ma hines are omplementary in their physi s potential.To study new physi s pro esses very high energy is needed. High energies allow to reate heavy parti les. To dis over ex eedingly rare parti les high luminosity is required.The LHC is a elerating 2808 bun hes of protons and ea h bun h ontains 115 billions ofprotons. It was designed to ollide bun hes every 25 ns, but in 2009-2012 it was operatedwith 50 ns between bun h ollisions. The ollision produ ts are then tra ked in the dete torvolumes of ATLAS, CMS, ALICE, LHCb, TOTEM and LHCf. Two of them, the ATLASand the CMS experiments, are large, general purpose parti le dete tors. The ALICE andLHCb experiments have more spe i goals and the last two, TOTEM and LHCf, are mu hsmaller and are for very spe ialized resear h.Ea h beam stores the enormous energy of 350 MJ. This energy is enough to damagethe dete tors in ase of the loss of the beam. A system monitoring the beam onditionsand providing signal in ase of dangerous situation is ne essary. The systems for thebeam monitoring are installed in CMS and other experiments as well as around the LHCa elerator. 5

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6 INTRODUCTIONThe prote tion systems of CMS are independent from the CMS data a quisition andpower supply. Some of the systems are lo ated near the beam pipe, as beam onditionmonitors in CMS, where radiation hard sensors are needed. They provide fast and slowmeasurements of beam onditions and beam losses.One of the systems is the Fast Beam Conditions Monitor, BCM1F. Single rystal hem-i al vapor deposition diamonds were used for the rst time in this dete tor. BCM1F ountsparti les with a nanose ond time resolution. Its des ription and validation are a part ofthis thesis and an be found in hapter 4.From the data olle ted in the experiments ross se tions of investigated pro esses areneeded to perform omparison with the theory. For the measurement of ross se tion theluminosity, hara terizing the probability of a proton-proton ollision, is needed. A pre iseluminosity measurement is required both for LHC and ILC. In the CMS experiment theluminosity is monitored by measuring the ux of ollision produ ts. In van der Meer s ansthe visible ross se tion is determind and the measured ux is alibrated to the luminosity.Through the 2011-2012 run CMS relied on the forward hadroni alorimeter, HF, for boththe on-line and oine measurement of the luminosity. In addition, the luminosity wasmeasured by the inner pixel dete tor. Due to slow pixel dete tor operation, it annotprovide on-line measurements. During 2012 operation BCM1F was an independent on-line luminosity measurement tool. In this thesis, the ability of BCM1F to measure theluminosity in real time is demonstrated and the bun h-by-bun h luminosity measurementis dis ussed in hapter 5.The ILC dete tor requires an even more pre ise luminosity measurement and in additionan ex ellent hermeti ity. There are two ele tromagneti alorimeters foreseen in the veryforward region, lo ated on both sides of intera tion point, IP. The Luminosity Calorimeter,LumiCal, will be used to measure the small-angle Bhabha s attering, being the gaugepro ess for the luminosity measurement.The Beam Calorimeter, BeamCal, will be lo atedas near as possible to the beam-pipe and overs the lowest possible polar angle in the ILCdete tor. The forward region is des ribed in hapter 6. BeamCal will measure high-energyele trons, positrons or photons at low polar angle. Their dete tion will be a hallengedue to ba kground oming from e+ e− pairs of beamstrahlung photon onversions. Thedeposition of these pairs will also provide the ILC with a fast luminosity measurementand beam diagnosti s. Two dierent sensor segmentations are ompared for the singlehigh energy ele tron shower re onstru tion e ien y on top of the large beamstrahlungba kground. Chapter 7 summarizes the results obtained from the simulation studies.As the high radiation environment due to beamstrahlung pairs sets a requirement onthe sensors used for the BeamCal, a new material, GaAs:Cr, was proved before to be agood andidate. Several sets of sensors with two types of segmentation were hara terizedin the laboratory. The measurements and results are presented in hapter 2. A prototypeof the BeamCal sensor plane based on the GaAs:Cr sensor was prepared and investigatedin the laboratory and in several test-beam ampaigns in the ele tron beam with energiesbetween 2-4.5 GeV. The preparation of the test beams is des ribed in the hapter 8 andthe data analysis in the hapter 9.

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Chapter 1Solid State Dete tors for RadiationIntrodu tionOver a long time in high energy and nu lear physi s a lot of dierent types of dete tors havebeen developed. Charged parti les deposit energy in the dete tor's medium by ionisation orex itation and photons by the photoele tri ee t, Compton s attering and pair produ tion.Neutral hadrons have to intera t with nu lei of the dete tor material to reate hargedparti les whi h will be dete ted. Finally, these depositions are transformed, for example,in ele troni signals re orded and analysed by omputers.Dete tors an be lassied into gaseous, liquid and solid state dete tors. In gaseousdete tors, ions and ele trons drift in the ele tri eld and the urrent is measured. In solidstate dete tors, free ele trons and holes, alled harge arriers, are reated, and drift inan applied ele tri eld.In this thesis only solid state dete tors will be onsidered. Widely used are semi on-du tor dete tors, in parti ular sili on. Using sili on dete tors for high uen es, oolingis required to redu e the leakage urrent. For dete tors operated at room temperaturesother materials are onsidered. The main fo us of this thesis is the radiation toleran e ofthe dete tors at room temperature. In this respe t GaAs (semi ondu tor) and diamond(insulator) are onsidered. There is also a lot of eort ongoing to make sili on sensors moreradiation hard, but this topi will not be dis ussed here. This hapter is des ribing solidstate dete tors made of GaAs and diamond sensors.1.1 Solid State Dete torsMost solid state dete tors are produ ed of semi ondu tor materials and some from insu-lators. A semi ondu tor material diers from insulators by its relatively larger ele tri al ondu tivity. Insulators and semi ondu tors hange the ele tri al resistivity with temper-ature. The behavior of semi ondu tors an be manipulated by adding impurities (doping).The semi ondu tor ondu tivity is explained by free ele trons and holes, whi h are alled harge arriers. The doping is made by adding into the material, a small amount of im-purities. Impurity atoms a t as either donors or a eptors to the intrinsi semi ondu tor.They are also alled semi ondu tor materials of n-type for donors and p-type for a eptor7

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8 CHAPTER 1. Solid State Dete tors for Radiation

Figure 1.1: Simplied band stru ture of metal, semi ondu tor and insulator. E is the energy ofele tron states.impurities. The impurities hange the ele tron and hole on entrations of the semi ondu -tor.A pure semi ondu tor is alled an intrinsi semi ondu tor. The doping pro edure isoften made by adding impurities during the manufa turing pro ess. After adding impuritiesin intrinsi semi ondu tor is alled extrinsi .Pure elements in Group IV of the periodi system are mostly semi ondu tors. Themost ommonly used materials are sili on and germanium. Another possibilities to getsemi ondu tors is to ombine neighbor groups of elements (III and V, II and VI, IV andVI). There is a large amount of semi ondu tors in use e.g. gallium arsenide.Semi ondu tors are rystalline materials in whi h outer shell energy levels follow theband stru ture [1. Figure 1.1 shows the band stru ture of a metal, a semi ondu tor andan insulator. The band stru ture of metals, semi ondu tors and insulators is des ribed bya valen e band, a forbidden energy band gap and a ondu tion band.The energy bands ontain many ele tron energy levels, whi h are shown as the energyareas. The energy band gap, Eg, is without any energy level. The energy levels in thevalen e band are lled. In the higher energy ondu tion band, Ec, ele trons are deta hedfrom the parent atom and an freely move around the full rystal.The semi ondu tor energy band gap height depends on the latti e spa ing between theatoms. The latti e spa ing depends on the temperature and pressure.In an insulator at room temperature, ele trons are lo ated in the valen e band. Dueto the low energy of thermal photons the probability to ex ite ele trons to the ondu tionband is extremely small. With an applied external eld only a very low urrent owthrough the insulators.An important parameter of solids is the Fermi level. It des ribes the top of the ele tronenergy levels at zero K temperature. As ele trons are fermions they follow the Pauliprin iple and annot exist in identi al quantum states. Then at zero K ele trons will stayat the lowest available energy states, alled Fermi sea. The Fermi level is the surfa e ofthe Fermi sea. In this state there are no ele trons whi h will have enough energy to riseabove the surfa e.

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Solid State Dete tors 9

(a) (b)Figure 1.2: (a) Crystal stru ture of GaAs and (b) of diamond [2.Carbon, sili on, germanium and tin are elements in as ending order of atomi numberin Group IV A of the periodi table. Atoms of these elements are hara terized by havingfour valen e ele trons in their outermost shell. Further four are required to make up thefull omplement of the shell. All solidify by forming elemental, ovalently bonded rystalswhere the four valen e ele trons of one atom are shared between its four nearest neighborsso that every atom ee tively gains eight ele trons in its valen e shell.GaAs is a ompound semi ondu tor with a wider band gap than sili on. Figure 1.2(a)shows the GaAs rystal latti e, alled zin blende. The two atom types form two interpene-trating fa e- entered ubi latti es. The zin blende stru ture has tetrahedral shape. Ea hatom's nearest neighbors onsist of four atoms of the opposite type. They are positionedlike the four verti es of a regular tetrahedron. The arrangement of atoms in the zin blendestru ture is the same as in the ubi stru ture of diamond, as shown in Figure 1.2(b) butwith alternating types of atoms.1.1.1 Charge CarriersCharge arriers are alled harged parti les whi h are free to move. Examples are ele trons,ions and holes. In semi ondu tors, harge arriers are ele trons and holes. Holes are in fa tthe traveling va an ies in the valen e-band,Ev. They a t as mobile positive harges bothin GaAs:Cr and diamond. Charge arriers are hara terized by their lifetime, mobility and on entration in the dete tor bulk. In an ele tri eld harge arriers move with a driftvelo ity being a fun tion of the eld strength.The mean kineti energy of harge arriers is 32kT , where k is the Boltzmann onstantand T the temperature. At room temperature, the mean velo ity is around 107 m/s, themean free path is about 10−5 m and the mean lifetime is τ ≈ 10−12 s. But without anexternal ele tri eld the harge arriers will not be displa ed in average. After applyingan ele tri eld, they are a elerated in the dire tion to the ele trode of opposite harge.

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10 CHAPTER 1. Solid State Dete tors for RadiationIn addition, they will have random ollisions with the latti e. The averaged drift velo ityof harge arriers in semi ondu tors at low applied ele tri eld is:νn = −q · τnc

mn

E = −µnE,

νp =q · τ pcmp

E = µpE,where µn,p are ele tron (n type) and hole (p type) mobilities, τcn,p the harge arriersmean ollision time, mn,p are ele tron and hole mass and ε the ele tri al eld [3.1.1.2 S hottky Conta tA metal-semi ondu tor onta t is forming a so alled S hottky onta t. It is a potentialbarrier between the metal and semi ondu tor band stru tures. Not all metal-semi ondu torjun tions form S hottky barriers. A metal-semi ondu tor jun tion that does not re tify urrent is alled an ohmi onta t.Figure 1.3 shows the band diagrams before and after the S hottky onta t betweenmetal and n-type semi ondu tor is formed. If there is no externally applied voltage, theFermi level,EF , of the metal and the semi ondu tor must be equal. In metals the Fermilevel is the top of the ele tron sea. For semi ondu tors the Fermi level is lo ated higherand is determined by the doping levels, as showing in Figure 1.3a. Then the work fun tionof the semi ondu tor, Fs, is smaller than that of the metal, Fm. Where the work fun tionis the minimum thermodynami work ne essary to put an ele tron from a solid to a pointin the va uum, Evac. Hen e, ele trons will ow from the semi ondu tor into the metal.This generates a potential barrier along the interfa e region, as shown in Figure 1.3b.The potential gradient will for e ele trons in the semi ondu tor to move away from themetal-semi ondu tor interfa e. Positive donor ions are left, forming a depleted region.1.2 Energy Loss and Signal FormationCharged relativisti parti les passing through matter deposit energy, mainly due to ele tro-magneti intera tion with ele trons and nu lei. In addition, these parti les will be dee tedin the oulomb eld of nu lei leading to multiple s attering.The mean energy loss due to ionisation (or stopping power) for parti les other thanele trons is given by the Bethe-Blo h formula [5:−〈dE

dx〉 = Kz2

Z

A

1

β2

(

1

2ln(

2mec2β2γ2Tmax

I2)− β2 − δ(βγ)

2

)

,where me is the ele tron mass,

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Energy Loss and Signal Formation 11

Figure 1.3: a) A s hemati representation of energy bands of isolated metal and isolated n-typesemi ondu tor. b) The band diagram at the onta t between the metal and thesemi ondu tor [4.

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12 CHAPTER 1. Solid State Dete tors for Radiation

Figure 1.4: Mean energy loss for positive muons in opper as a fun tion of βγ = p/mc over nineorders of magnitude in momentum (12 orders of magnitude in kineti energy). Solid urves indi ate the total stopping power. Pi ture is taken from PDG [5.β the velo ity of the parti le, β = v/c,γ = 1√

(1−β2),Z the atomi number,A atomi weight,I the average ionization potential for the medium,

δ(p) is a small orre tion due to media polarization,c is the speed of light andTmax is the maximum kineti energy that an be transferred to a free ele tron in a single ollision.

As an example, the mean energy loss omputed for muons in opper is shown as theBethe region of gure 1.4 [5. It de reases with 1β2 until a minimum of is obtained for

3 < β · γ < 4. Be ause of the logarithmi term the energy loss in reases again (relativisti rise) until a plateau is rea hed, alled Fermi plateau. The relativisti rise saturates athigh energies be ause the medium be omes polarized, ee tively redu ing the inuen e ofdistant ollisions. Parti les with β · γ ≃3.5 have minimum loss and are alled minimumionizing parti les (MIPs). Above β · γ =100 radiation losses due to Bremstrahlung andpair produ tion be ome dominant.

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Energy Loss and Signal Formation 13

Figure 1.5: Prin iple of solid state ionisation hambers.1.2.1 Signal FormationSolid state dete tors like diamonds and GaAs are operated as ionization hambers as shownin gure 1.5. This is possible due to their high resistivity of about 1013 Ωm. A hargedparti le rossing the medium deposits energy and some part of the deposited energy isgoing to reate ele tron-hole pairs. Applying an ele tri eld auses ele trons and holesto drift to the positive and negative ele trodes, and an ele tri urrent is indu ed in theexternal ir uit. Ele trodes an be segmented into pads, strips or pixels of dierent sizes,allowing the measurement of the position of the rossing parti le. The harge reated inthe medium an be al ulated by:Q =

E

Eion

e, (1.1)where E is the energy deposited in the medium, Eion the energy required to reate anele tron-hole pair and e the ele tron harge.The energy needed to generate an ele tron-hole pair is alled ionization energy. It isproportional to the band gap. A lower ionization energy provides a larger harge for thesame amount of deposited energy in the medium.Without an external ele tri eld, the reated ele tron-hole pairs will diuse and re- ombine. When an external ele tri eld is applied, ele trons and holes drift. The signalformation starts with the very rst drift of ele trons and holes. While ele trons and holesare drifting to the ele trodes, they indu e harge in the ele trodes, a ording to Ramo'stheorem [6. Only when the last ele trons or holes rea h the ele trode or are trapped thesignal formation stops. The velo ities of the ele trons and holes, ~v(x) = µ~E(x), depend onthe ele tri eld ~E(x) in the medium and the mobility µ. The mobility is a hara teristi

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14 CHAPTER 1. Solid State Dete tors for Radiation

Figure 1.6: Ele tron and hole mobilities at room temperature. The mobility in diamond is takenfrom Isberg et al. (2002). Cir les have an area proportional to the thermal ondu -tivity.of the material and onne ted to the diusion onstant D by Einstein equation [7:µ =

e

kTD.Figure 1.6 shows the sum of ele tron and hole mobilities at room temperature for severalmaterials. The sum of ele tron and hole mobilities for GaAs and diamonds is relativelylarge. The mobility for ele trons and holes an be dierent, e.g. for GaAs the mobility forele trons is signi antly higher than for holes (µGaAs(e) =8500 m2/Vs, µGaAs(h) =320 m2/Vs).Table 1.1 ompares the main hara teristi s of Si, diamond and GaAs.1.3 Diamond SensorsA single- rystal diamond has several important properties. It has the highest thermal ondu tivity at room temperature, high me hani al hardness and radiation toleran e andan ultra-wide opti al transmission range. Diamond is an insulating material with a bandgap of 5.7 eV. The low diele tri onstant of diamond, εC = 5.7, leads to a small sensor apa itan e for the front-end ele troni s.1.3.1 Chemi al Vapour Deposition Diamond GrowthArti ial diamonds were produ ed by the high-pressure high-temperature (HPHT) growthmethod [13. Su h diamonds ontain a relatively large fra tions of impurities making theiruse as sensors for radiation dete tion di ult. Diamond lms with a lower fra tion of

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Diamond Sensors 15Chara teristi s Sili on GaAs DiamondDensity, [g/ m3 2.32 5.32 3.52Band gap, [eV 1.12 1.42 5.45Crystal stru ture diamond ubi zin blende diamond ubi Latti e stru ture diamond sphalerite diamondDiele tri onstant 11.9 12.9 5.7Energy for e-h reation, [eV 3.62 [8 4.3 [9 13.2 [10Mobility ele trons,[ m2/Vs 1350 8500-8800 1800-4500 [11Mobility h,[ m2/Vs 480 320-400 1200-3800 [11Z 14 31, 33 6Radiation length, X0, [ m 9.4 2.3 12.2Resistivity, [Ω m 2.5 105 4 108 1013 - 1016Thermal ondu tivity, [W/ mK 1.5 0.45 20Table 1.1: Chara teristi s of materials used as sensors [9, [11 and [12. The mobilities and theresistivity of diamond depend strongly on its purity.impurities are produ ed by Chemi al Vapour Deposition (CVD). The prin iple is to add arbon atoms one-at-a-time to an initial template. Thereby the tetrahedral bonds of thediamond latti e appear. As pre ursor a arbon- ontaining gas (often methane) is used,whi h is a tivated in a plasma by dis harges or under temperatures higher than 2000 C[14.In general the CVD diamond growth an be des ribed by the following rea tion:CH4(gas) −→ C(diamond) + 2H2(gas).The CVD diamond produ tion pro ess involves the following steps: a tivation of thegas phase, nu leation and diamond growth. A tivation provides rea tive radi als for further hemi al rea tions. Nu leation is the pro ess when individual arbon atoms reate nu leion the template surfa e and form a sp3 tetrahedral latti e. The proper hoi e of the initialtemplate is important. The best template material is diamond (natural or HPHT), whi hprovides the exa t template for the diamond latti e. But also non-diamond substrates areused and the best non-diamond substrates are materials apable of forming arbide. Iridiumsubstrates are under investigation sin e it has a latti e onstant similar to diamond. Theyemerge in providing highly oriented lms, signi antly better than any other transitionmetals [15. After the nu leation phase ( lusters rea hed riti al size and be ame stable) thegrowth phase starts in all three dimensions until the lusters rea h ea h other and then theygrow in one dimension and reate a olumn like stru ture. This olumn stru ture reates rystal defe ts in the diamond bulk material. This an be a reason for non-homogeneousresponses for poly rystalline diamonds [16.The next step is to shape the diamond me hani ally or by laser utting and to metallizeon both sides. For example, lithographi ally patterned metallization an be used.

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16 CHAPTER 1. Solid State Dete tors for Radiation

(a) (b)

( ) (d)Figure 1.7: (a) The leakage urrent of p CVD diamond as a fun tion of applied voltage before(blue), after (green) irradiation and after UV illumination (red) [17. (b) The leak-age urrent of s CVD diamond as a fun tion of applied voltage after irradiation [18.( ) Charge Colle tion Distan e as a fun tion of the dose absorbed for p CVD di-amond, measured using 90Sr sour e. Triangles and squares represent two dierentsamples [17. (d) Charge Colle tion Distan e as a fun tion of the dose absorbed fors CVD diamond (blue) in 2007, (red) in 2008 [18.

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Gallium Arsenide Sensors 171.3.2 Chara terizationThe leakage urrent of a poly rystalline CVD diamond as a fun tion of the applied voltageis shown in gure 1.7(a). The sensor size is of about 12 mm x 12 mm x 500 µm with10 mm x 10 mm metallization. The leakage urrent measured dire tly after irradiationexhibits a three times larger urrent. After applying an UV light illumination for abouthalf an hour the leakage urrent be ame similar to the one before the irradiation [17. Theleakage urrent of single- rystalline diamond as a fun tion of applied voltage is shown ingure 1.7(b). The leakage urrent was measured after the s CVDD was irradiated, beforeirradiation the leakage urrent was too small to measure. The studies s CVD diamond hasa size of about 4 mm x 4 mm x 326 µm with round metallization of about 3 mm diameter.The harge olle tion e ien y an be expressed by the mean drift distan e, whi h isalso alled harge olle tion distan e, CCD. The harge olle tion distan e as a fun tionof absorbed dose de reases as shown in gure 1.7( ). In the rst moment of irradiationthe harge olle tion distan e grows. This ee t is alled Pumping Ee t. Sin e there arenon-diamond atoms in the bulk, energy levels inside the band gap o ur. These levelsa t as harge traps. During irradiation, they are lled and an not absorb ele trons andholes anymore. After all traps are lled, the diamond is alled pumped. By irradiatingthe diamond with UV light, trapped harges are released, whi h brings the diamond intothe initial state. Figure 1.7(a) shows a redu tion of the leakage urrent after irradiatingdiamond with UV light. This shows that diamond stru ture was not damaged after theirradiation. Figure 1.7(d) shows the harge olle tion distan e of the s CVD diamond asa fun tion of absorbed dose. The initial harge olle tion distan e for s CVD diamondsis higher than for the p CVD diamonds. The CCD for s CVDD drops in the beginningfaster and then shows similar slope as for the p CVD diamonds.1.4 Gallium Arsenide SensorsIn ollaboration with Joint Institute for Nu lear Resear h, JINR, and Tomsk State Univer-sity several gallium arsenide GaAs wafers were produ ed. The rystals were grown by theLiquid En apsulated Czo hralski, LEC, method. The wafers of initial LEC GaAs materialare doped by a shallow donor (Sn or Te). This doping is ne essary to form a low-ohmi n-type semi ondu tor and to ll EL+ trapping enters with ele trons. Then the waferswere annealed and ompensated with a deep a eptor (Cr) by means of ontrolled diusionat high temperature [19. During annealing Cr diuses through the wafer and ompensatesEL2+ traps. The spe i properties of the GaAs:Cr wafers are the relatively large ele tronlifetime (510 ns) and the ability to produ e a uniform ele tri eld prole in stru tureswith ohmi onta ts. Due to the wide dire t band gap and additional doping, GaAs isexpe ted to be radiation tolerant. In addition it has high resistivity and an be oper-ated similar to the diamond dete tors. It is alled a semi-insulating high-ohmi intrinsi material.The wafer thi kness is 500 µm. The nal GaAs:Cr sensor has the form of a se tor toallow ir ular assembly. Sensors are polished and metallized on both sides with Aluminumor Ni kel. One side has a ontinuous metallization and the opposite side is segmented.

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18 CHAPTER 1. Solid State Dete tors for Radiation1.4.1 Liquid En apsulated Czo hralskiThe growth starts with putting Gallium and Arseni into a growth ru ible. This is pla edinside a high pressure rystal puller and heated up. At high temperatures the omponentsmelt. Adding boron trioxide reates a liquid boron oxide en apsulation to over the meltedGaAs [20. This layer of boron trioxide, in ombination with the pressure in the rystalpuller, prevents sublimation of the volatile Group V element.The materials melt until the ompound synthesizes. Then a seed rystal is dippedthrough the boron trioxide layer into the melt. The seed is rotated and slowly withdrawnand a single rystal propagates from the seed.1.4.2 Chara terizationMeasurement of the radiation toleran e of GaAs:Cr are shown in gures 1.8(a) 1.8(b)and 1.8( ) [21. Several GaAs:Cr sensors were tested in an ele tron beam of up to 50 nAbeam urrent at the Super ondu ting Darmstadt Linear A elerator(S-DALINAC). Oneof the GaAs:Cr sensor se tor pads was irradiated with 8.510 MeV ele trons up to a doseof 1.5 MGy. The sensor performan e was measured as a fun tion of the absorbed dose.In gure 1.8(a) GaAs the leakage urrent before and after the irradiation is shown as afun tion of the bias voltage applied. An in rease of the leakage urrent by almost a fa torof two is observed at room temperature after irradiation. However, the leakage urrentafter irradiation is still small enough to operate a dete tor.In gure 1.8(b) the harge olle tion e ien y, CCE, is shown as a fun tion of the biasvoltage applied. As it is seen, the CCE in reases as the applied bias voltage in reases and omes to a saturation. After irradiation the CCE is redu ed and approa hes saturation atlarger voltages.The CCE as a fun tion of the absorbed dose is shown in the gure 1.8( ). For thetwo irradiated samples the CCE follows a similar de rease. The observed CCE droppedfrom 50% to 5% [22. After irradiation the signal-to-noise ratio was still a eptable forMIP dete tion. All measurements were done at room temperature. The samples were keptunder bias voltage of 200 V for the whole duration of the measurements.

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Gallium Arsenide Sensors 19

(a)

(b)

( )Figure 1.8: (a) The leakage urrent as a fun tion of the bias voltage before (red) and after irra-diation (blue). (b) The CCE as a fun tion of the bias voltage before (red) and afterirradiation (blue). ( ) The CCE as a fun tion of the dose absorbed for two GaAssensors before (red) and after irradiation (blue) under bias voltage of 200 V [21. Oneof the GaAs:Cr sensor se tor pads was irradiated with 8.510 MeV ele trons up to adose of 1.5 MGy.

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20 CHAPTER 1. Solid State Dete tors for Radiation1.5 Devi es for Data TakingThe size and shape of a signal depend on the number of ele tron-hole pairs reated perµm inside the material and on the mobility of the harge arriers. Signals are amplied,shaped and transferred to the analysing ele troni s. Charge sensitive ampliers are usedfor all studies in this thesis. They produ e fast output signals. The shaper is slow in theoperation and it makes an output signal of a standard shape.The following devi es for signal pro essing were used:ADC The analog-to-digital onverter onverts an analog signal into a digital number,quantifying the amplitude of the signal. Some ADCs perform the onversions pe-riodi ally with a sampling frequen y. There are other ADCs, whi h work with anexternal trigger.Here dire t- onversion or ash ADCs were used for the signal pro essing. Su h anADC has a set of omparators sampling the input signal in parallel. Ea h omparatorres for its own voltage range. An advantage of a ash ADC is the high samplingrate.TDC The time to digital onverter. It is used to measure the exa t time of signal arrivalor its duration. On a generi approa h, a TDC is a high-frequen y ounter thatin rements every lo k y le. When a signal o urs, the ounter's value, representingthe time, is saved to a buer and an be read out. The lo k y le frequen y denesthe time resolution. The lo k stability is important for the measurement a ura y.S aler is a devi e that ounts the number of signals in a ertain time interval.Dis riminator generates for ea h input signal above a ertain threshold a standard outputsignal. Two kinds are used - xed or onstant fra tion threshold.DAQ Data a quisition is the pro ess of sampling signals and onverting the resulting sam-ples into digital numeri values that an be analysed by a omputer. The distin tionis made between hardware and software DAQ.The omponents of data a quisition systems in lude:1. Sensors that onvert physi al parameters to ele tri al signals.2. Cir uits for analysing signals to onvert sensor signals into a form that an be onverted to digital values.3. Analog-to-digital onverters, whi h onvert sensor signals to digital values.The data a quisition hardware is ontrolled by software programs developed usingvarious general purpose programming languages.

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Chapter 2Chara terization of Radiation HardSensors2.1 Beam Calorimeter SensorsIn test beams in 2010 and 2011 two GaAs:Cr sensors with dierent pad geometries havebeen investigated. The rst one was subdivided in pads of about 5 by 5 mm2, as shownin gure 2.1(a) and 2.2(a), denoted as type 1. The se ond one, type 2, has a geometryoptimized by Monte Carlo simulation as des ribed in hapter 7 and has dierent pad areas,depending on the radius, as shown in gure 2.1(b) and 2.2(b). Both GaAs sensors weregrown by the Liquid En apsulated Choralski method and doped with Cr, as dis ussedin the se tion 1.4. The sensor thi kness was hosen to be 500 µm to ensure me hani alstability. The sensors are shaped as se tors to onstru t a ring. The se tor angles are45 and 22.5, respe tively. The inner and outer radii are given in Table 2.1. Ea h sensorwas metallized on both sides and on one side the metallization is subdivided radially in 12rings and ea h ring in pads. Sensors of type 1 were metallized by Aluminum and of type2 with Ni kel. The number of pads is 87 and 64, respe tively. Some sensor parametersare summarized in the Table 2.1. The pad numbering uses the ring number, ounted frombottom to top, and the pad number inside a ring, ounted from left to right. All sensorsof type 2 measured on a probe station are listed in the Table 2.2. Sensor hara teristi swere provided from the manufa turer. The hara terisation of type 1 sensors (AG-66 No7, AG-66 No 21, AG-66 No 26, AG-66 No 34 and AG-84 No 5) is summarized in Ref [23.2.2 Measurement of Sensor Chara teristi sFor ea h pad of a sensor the apa itan e and the leakage urrent are measured as a fun tionof applied voltage. The measurements were done on a probe station. The side fullymetalized was onta ted to the hu k, the temperature ontrolled metal plate for sensorholding. Pads were onta ted with needles. The probe station provided ele tromagneti and opti al shielding. The temperature ontrol was provided together with dried air forhumidity redu tion. All measurements were done using a Labview program.21

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22 CHAPTER 2. Chara terization of Radiation Hard Sensors

(a) type 1

(b) type 2Figure 2.1: (a) Equally segmented GaAs:Cr sensor se tor layout (type 1). (b) Proportionallysegmented GaAs:Cr sensor se tor layout (type 2).

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Measurement of Sensor Chara teristi s 23

(a) type 1 (b) type 2Figure 2.2: (a) Photo of a GaAs:Cr sensor se tor of type 1. (b) Photo of a GaAs:Cr sensor se torof type 2.

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24 CHAPTER 2. Chara terization of Radiation Hard SensorsChara teristi Sensor type 1 Sensor type 2Metallization Aluminum Ni kelInner radius 20 mm 48 mmOuter radius 84 mm 114 mmRings 12 12Se tor angle 45 22.5Number of pads 87 64Pad area 25 mm2 from 16 to 42 mm2Pad gaps 0.2 mm 0.2 mmGuard ring 0.35 mm 0.35 mmTable 2.1: Parameters of the sensors of type 1 and type 2.

Figure 2.3: The prin iple s heme of the setup for the apa itan e-voltage measurements.2.3 Capa itan e MeasurementsThe prin iple of the apa itan e measurements is shown in gure 2.3. The LCR-meter feedsa pad of the GaAs sensor with an alternating urrent i = iasin(ωt+ φi) and measures thevoltage amplitude ua and the phase shift δφi of the voltage drop u = uasin(ωt+ φi + δφ).Then the impedan e is al ulated. A onstant DC voltage is applied with a Keithley 487voltage supply through the oupling box. Capa itan es of all sensor pads were measuredwith a HP-4263 LCR meter [24. It allows to measure apa itan es with voltages up to450V. Measurements were made at 1 kHz frequen y.Figure 2.4(a) shows apa itan e measurements as a fun tion of pad size for one entiresensor of type 2. They are shown as grey triangles. The measurements were t witha linear fun tion. All neighboring pads were left oating. The middle line shows the al ulated apa itan es expe ted for a parallel plate apa itor C = ǫAd, where ǫ is thediele tri onstant, A the pad area and d the separation between the plates. The lower lineare inter-pad apa itan es, measured between two neighboring pads without onne tion tothe ba kplane. All measured pad apa itan es are in the range from 6 to 12 pF. Both the

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Capa itan e Measurements 25Samplenumber Manufa turenumber Thi kness,µm Colle tedCharge, e Comments1 AG-84 No 7 490 38750 Guard Break2 AG-84 No 13 498 38450 Bonded for tests3 AG-84 No 19 495 385204 AG-84 No 21 492 36550 Guard Break5 AG-84 No 26 502 36490 Guard Break6 AG-84 No 28 500 38590 Guard Break7 AG-84 No 29 487 384208 AG-84 No 32 502 387209 AG-84 No 39 495 3645010 AG-84 No 41 487 37700 Guard Break11 AG-221 No 25 492 41570 TB201112 AG-262 No 1 506 4057013 AG-262 No 3 512 4164014 AG-262 No 4 509 4269015 AG-221 No 6 498 3702016 AG-262 No 12 504 3563017 AG-262 No 13 517 3758018 AG-262 No 15 518 3919019 AG-262 No 16 509 3717020 AG-262 No 19 507 3449021 AG-84 No 23 492 37930 Guard Break22 AG-84 No 24 485 38520 Guard BreakTable 2.2: 22 GaAs:Cr type 2 sensor hara teristi s given by the manufa turer.measurements and predi tions depend linearly on the pad size, but the slope is dierent.The measured pad apa itan es dier from the al ulated values by less than 1 pF. Other apa itan e measurements are shown in appendix C.By measuring apa itan es, the metallization an be he ked and rosstalk an beestimated. For several sensors dierent behavior of the apa itan e as a fun tion of biasvoltage was observed and an example is shown in gure 2.4(b). The value of apa itan esis higher than the maximum previously measured apa itan e of 12 pF and is growingfor pad and guard ring apa itan e simultaneously at positive bias voltage applied. Su hbehavior was observed in less than 1 % of pads and only for the sensors of AG-84 series.

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26 CHAPTER 2. Chara terization of Radiation Hard Sensors

(a) (b)Figure 2.4: (a) The apa itan e measured as a fun tion of the pad size between the ba k planeand ea h pad without grounding of neighboring pads - upper gray triangles line. The apa itan e al ulated middle gray line. The apa itan e measured between neigh-boring pads - purple triangles line. (b) Unexpe ted values from the measurement ofthe apa itan e between pad and the ba k plane near to the guard ring and betweenthe guard ring and the ba k plane as a fun tion of the bias voltage.2.4 Current-Voltage Chara teristi sThe leakage urrent as a fun tion of the applied voltage was measured for all pads. Anexample is shown in gure 2.5(a). A Keithley 487 Pi oammeter was used as a high voltagesupply. Voltage steps were of 1 V up to 10V and of 10 V between 10 V and 350 V. All22 sensors were measured at room temperature of 25C. Figure 2.5( ) shows the zoombetween -10 V and +10 V. It shows linear dependen e between 10 V and 250 V andnon-linear dependen e between 0 V and 10 V. From the linear range the resistivity was al ulated and is of the order 2.4x108 Ω.The non-linear dependen e of the leakage urrent from the applied voltage at the regionaround 0 V an be explained by a S hottky barrier. The energy diagram of GaAs:Cr sensoris shown in gure 2.6. There are two S hottky barriers on both sides of the pad shownin the energy diagram (b). On the interfa e between anode and GaAs a spa e hargeappears. This region works as a hole sour e [25. The urrent of holes is des ribed by theformula [26:Ip = SA∗T 2e[−

q(ϕBp+ϕBi

)

kT][e(

qV1kT

)−1],where S is the anode area, A∗ Ri hardson onstant, ϕBithe bend of S hottky barrier, V1the de rease of voltage and ϕBp

the barrier height for holes.The urrent omponent from ele trons is obtained by the formula:I = U/Reff + In,where U is the applied voltage, Reff the ee tive resistan e, and In the saturation urrent.The saturation urrent is the limiting urrent from metal to semi ondu tor through theS hottky barrier [25,[26,[27,

In = SA∗T 2e(−qϕBnkT

),

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Current-Voltage Chara teristi s 27

Voltage, [V]-300 -200 -100 0 100 200 300

Cur

rent

, [A

]

-1

-0.5

0

0.5

1

-610× GaAs:Cr, AG 221 N 25, Radius 5, Pad 5

(a) (b)

( ) eV(d)Figure 2.5: (a) The leakage urrent of a pad of the GaAs:Cr sensor as a fun tion of the appliedvoltage in the range from -350 V up to +350 V. (b) An example of unusual leakage urrent measurement as a fun tion of the bias voltage. ( ) Zoom in the voltage regionaround zero, -10 V up to +10 V. (d) The S hottky barrier height measurement.where ϕBnis the barrier height for ele trons. The leakage urrent for GaAs:Cr is non-linearup to 1 V due to larger hole urrent than ele tron urrent. In this way, from the leakage urrent measurements the sensor resistivity as was shown before and the S hottky barrierheight an be obtained. The obtained S hottky barrier height is shown in gure 2.5(d). Thebarrier height of 0.8 eV is in the agreement with the information from the manufa turer [27.The sensors used in the test beam were measured in the lab before bonding. Figure 2.7 ontains leakage urrent measurements for ea h pad of a type 2 sensor at 100 V. It isplotted as a fun tion of pad number from left to right as sket hed in gure 2.1(b). Thepads at the border have slightly lower leakage urrents be ause of redu ed pad area nearto the guard ring. The plots for the remaining 11 sensors are shown in the appendix C.All together for 22 sensors of type 2 segmentation were measured. Figure 2.8(a) shows the urrent density al ulated for the same sensor. The distribution was t by Gaussian andthe mean value is 7.15±0.19 nA/mm2.In addition, the leakage urrent was measured for several pads as a fun tion of the

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28 CHAPTER 2. Chara terization of Radiation Hard Sensors

Figure 2.6: (a) The model of a GaAs pad, (b) energy diagram and ele tri eld distribution in thesensor without applied voltage, ( ) energy diagram and ele tri eld distribution in thesensor with applied voltage. b - shows small donor levels and deep Cr impurities [25.Fn,p are the quasi Fermi levels for ele trons and holes, respe tively. V1 = V − IpR,where V is applied voltage and R is a pad resistivity.

Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

-610×Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12Figure 2.7: The leakage urrent of all GaAs:Cr sensor pads of a type 2 sample at 100 V bias voltageas a fun tion of the pad number from left to right. See the layout in gure 2.1(b).

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Current-Voltage Chara teristi s 29

(a) C]oTemperature, [-10 0 10 20 30 40 50 60

Leak

age

Cur

rent

, [A

]

-710

-610

-510 / ndf 2χ 2.971e-13 / 6

Constant 0.1265± -17.05

Slope 0.002655± 0.09135

/ ndf 2χ 2.971e-13 / 6

Constant 0.1265± -17.05

Slope 0.002655± 0.09135

Graph

(b)Figure 2.8: (a) The urrent density of a GaAs:Cr sensor pads at 100 V bias voltage. (b) Theleakage urrent of a GaAs:Cr sensor pad at 100 V bias voltage as a fun tion of thetemperature.temperature. Figure 2.8(b) shows the leakage urrent at 100 V from −10 C up to +60 C.The leakage urrent in reases exponentially with the temperature in rease by a fa tor of2.5 for ea h 10C. For the semi ondu tors the leakage urrent is explained by the numberof harge arriers [26n = nie

[EF−Ei

kT],where ni the intrinsi arriers on entration, Ei the intrinsi Fermi level and EF the Fermilevel. The leakage urrent then depends on the temperature:

IL ∝ e−Eg

2kT , (2.1)where Eg the band gap. The temperature an be used for redu ing the lea kage urrent.

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30 CHAPTER 2. Chara terization of Radiation Hard Sensors

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Appli ation of Radiation Hard Sensorsat LHC

31

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Chapter 3Experiments at the LHCIntrodu tionThe Large Hadron Collider, LHC, is an a elerator and storage ring for protons and ions.It uses super ondu ting dipole magnets to for e parti les on a ir ular orbit. It is installedin the former LEP [28 tunnel of 27 km ir umferen e and was designed to provide proton-proton ollisions with beam energies of up to 7 TeV. Two separate beams are a eleratedin opposite dire tions in separate beam pipes. There are four major experiments pla edalong the ring. Their lo ations are shown in gure 3.1. Two of them are large multipurposeexperiments, ATLAS (A Toroidal LHC Apparatus) [29, 30 and CMS (Compa t MuonSolenoid) [31, 32, 33. Both dete tors have a ylindri al stru ture with end- aps at bothsides. ATLAS is instrumented with a small solenoidal and super ondu ting toroids forpre ise momentum measurements of muons. CMS has a solenoidal magneti eld with all alorimeters installed inside the oil. CMS was onstru ted in a hall on surfa e and fullyassembled parts were lowered into the avern and assembled together. This makes theCMS dete tor easily maintainable and easy to handle in future upgrades. The two otherexperiments are smaller and dedi ated to spe i physi topi s, LHCb [34 for b-physi sand the study of CPviolation, and ALICE (A Large Ion Collider Experiment) [35 forheavy ion physi s, for example, the study of the quark-gluon plasma.Goals of the LHC and the experiments are [32:

• to explore physi s at the TeV s ale.• to study the me hanism of ele troweak symmetry breaking (e.g. the Higgs parti lesear h).• to look for phenomena beyond the Standard Model, SM, (e.g. the sear h for super-symmetri partners of the SM parti les).• to investigate new form of baryoni matter.• to understand the asymmetry between matter and antimatter in the universe.33

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34 CHAPTER 3. Experiments at the LHC

P5

P1

Figure 3.1: S hemati layout of the LHC ring with its 8 o tants, two-beam pipe design and itsfour insertion regions for experiments [36.

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The CMS Experiment 35For two olliding beams, the number of s attering events per se ond is given by therelation:N = σL.The ross-se tion, σ, is oming from the pro ess nature, but the fa tor, alled luminosity,determines the performan e of the a elerator. The luminosity is dened as:

L =frevN1N2nb

4πσxσyF,where frev is the LHC revolution frequen y,N1,2 number of parti les per bun h, nb is numberof bun hes in one orbit, σx,y are the RMS beam widths and F is the redu tion fa tor dueto the rossing angle. The design luminosity is L = 1034cm−2s−1. To study rare events alarge L value is ne essary. The luminosity an be in reased by the number of parti les inthe beams and by redu ing verti al and horizontal beam sizes.3.1 The CMS ExperimentThe CMS experiment is designed to measure the energy and momentum of all parti les, reated in a proton-proton ollision. It is pla ed in the intera tion region 5, P5, in the ftho tant as shown in gure 3.1. The CMS layout is shown in gure 3.2. CMS is 21.6 m inlength and 14.6 m in diameter and the total weight is 14 500 tonnes. A ording to Ref. [31,CMS was designed for getting the best possible s ienti results, and therefore to look forthe most e ient ways of nding eviden e for new physi s phenomena.CMS is an example of a multipurpose dete tor system used for ollider experiments. Ithas an onion stru ture, where ea h sub-dete tor layer is surrounded by another layer. It omprises the following sub-dete tors from the innermost layer to the outside: a vertex de-te tor, a tra ker, an ele tromagneti alorimeter, a hadron alorimeter and a muon system.A solenoidal magneti eld of 4 T ensures ex ellent parti le momentum measurement.CMS was designed to mat h the following general requirements:

• pre ise vertex and se ondary vertex re onstru tion• a high resolution ele tromagneti alorimeter for dete tion and measurement of ele -trons and photons• a hermeti hadroni alorimeter• highly pre ise measurement of jets• a high performan e system for muon dete tion and measurements,Additionally, for the dira tive and heavy-ion physi s programs, forward dete tors areinstalled:• the CASTOR ele tromagneti and hadroni alorimeter around the beam pipe,• Zero Degree Calorimeter (ZDC) for neutrons and very forward photons measurement.

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36 CHAPTER 3. Experiments at the LHC

Figure 3.2: S hemati of CMS [31.Dete tors for beam onditions and radiation monitoring (BRM) are installed at severallo ations inside and around CMS. Near to the beam pipe inside the tra ker volume theFast Beam Condition Monitor (BCM1F) is installed. It will be des ribed here in moredetails below.Ea h beam may ontain 2808 bun hes with 25 ns separation. Up to now LHC wasoperated with 1380 bun hes per beam and 50 ns separation. One turn of the beam is alled orbit. Some of the bun hes an be left empty. 25 ns bun h spa ing may be a hallenge for the ele troni s design.LHC provides up to 20 inelasti ollisions superimposed within one bun h rossing.The number of inelasti events requires a high-performan e trigger system to sele t andstore events interesting for physi s analysis. The high ux of parti les penetrating CMSrequired high radiation toleran e of the inner dete tors and their ele troni s.3.1.1 Tra king SystemThe tra king system of CMS is omposed of sili on pixel and strip dete tors, whi h overseveral on entri ylinders around the beam pipe and disks in the forward - ba kwarddire tions [37. The whole tra ker is 5.8 m long and 2.6 m in diameter. Starting fromthe beam pipe, the rst 3 layers are sili on pixel dete tors followed by 10 layers of sili onmi ro-strip dete tors at larger radii. The position lose to the intera tion point, IP, leadsto a large amount of parti les rossing the pixel dete tor, requiring ne granularity for good

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The CMS Experiment 37tra king and se ondary vertex re onstru tion. The pixel size is 100 by 150 µm and mi ro-strip size is 80 - 180 µm. Pixel dete tors were optimized for the position resolution, rate apability and radiation toleran e with minimal amount of material. The tra ker dete tormeasures harged parti les within the pseudorapidity range |η| < 2.5. The pseudorapidityis a variable used as spatial oordinate des ribing the angle of a parti le relative to thebeam axis. It is dened asη = − ln

[

tan

(

θ

2

)]

,where θ is the angle between the parti le momentum p and the beam axis. The tra kerprovides an impa t parameter resolution or approximately 15 µm and a resolution ontransverse momentum (pT ) of about 1.5% for 100 GeV parti les. The tra ker was designedfor operation with a maximum luminosity of 1 · 1034 m−2s−1 and will be upgraded forthe high luminosity operation of LHC after 2020 to a higher number of pixel dete tors forbetter tra k resolution.3.1.2 Ele tromagneti CalorimeterThe ele tromagneti alorimeter (ECAL) onsists of 61200 lead tungstate (PbWO4) rys-tals in the entral barrel and 7324 rystals in ea h of the two end- aps. It overs a pseu-dorapidity range |η| < 3.0. To dete t and readout the s intillation light from the rystals,sili on avalan he photo dete tors (APD) are used for the barrel part and va uum phototri-odes for the end- aps. The photo dete tors are required to operate in the magneti eld.The lead tungstate s intillating rystals have a short radiation length, X0=0.89 m, anda Moliere radius of 2.2 m. They are fast (80% of the light is emitted within 25 ns) andradiation hard (up to 10 Mrad) [31. However, they provide a relatively low light yield of30 γ/MeV. Both, the rystals and the APD are sensitive to temperature hanges and needgood temperature stabilization.In front of the end- aps, a preshower dete tor is installed for improving ele tron-photonseparation and π identi ation. Moreover, it improves the position measurement of par-ti les before they enter the ECAL end- aps. The preshower dete tor an be onsidered asa sampling ele tromagneti alorimeter onsisting of two layers. Ea h layer ontains leadas absorber and sili on strip dete tors as sensitive layer pla ed behind the lead.3.1.3 Hadroni CalorimeterThe hadroni alorimeter (HCAL) [38 is a sampling alorimeter ontaining 3.75 mm thi klayers of plasti s intillators and of 5 m thi k brass absorbers in the barrel and 8 m thi kabsorbers in the end- aps [38. Brass is a non-magneti material with a short intera tionlength. The s intillator tiles are read out with sili on hybrid photodiods, HPD, via wave-length shifting bers. HCAL is subdivided into barrel (HB), outer (HO) and end- ap(HE)HCAL parts. In addition, a forward HCAL (HF) is installed in the forward region, asshown in gure 3.2. It is using quartz bers as a tive media and steel absorber. All HCALparts ex ept HO are lo ated in the solenoid. HCAL has been designed to minimize deadregions to maintain the missing energy measurement performan e.In future upgrade, the HCAL avalan he photodiods, APD's, will be repla ed by anew photodete tors alled Sili on Photo Multiplier (SiPM) [39, 40, 41. A SiPM is a

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38 CHAPTER 3. Experiments at the LHCpixel array of Avalan he Photodiodes operating in Geiger mode. Ea h pixel that hasred due to a onverted photon reates a single pulse of harge with uniform amplitude.In the end all signals from all pixels are added together inside the hip to give a singleoutput being proportional to the number of photons. In omparison to APD and hybridphotodiods, SiPMs have a high quantum e ien y, high gain and good signal-to-noiseratio. Furthermore, they are not ae ted by the magneti eld.3.1.4 Forward CalorimetersCASTOR is a very forward Cherenkov sandwi h alorimeter lo ated 14.3 m from theCMS intera tion point [42, 43. The main physi s goals for operating CASTOR are softQCD and exoti physi s studies. CASTOR onsists of tungsten absorber layers and fusedsili a (quartz) plates as a tive medium. The plates are in lined at 45 with respe t to the rossing parti les to in rease the olle tion of Cherenkov light. The readout is realizedwith light-guides transporting the light to radiation hard photomultiplier tubes. CASTORhas a ylindri al design with a length of 1.5 m and a diameter of 60 m and overs apseudorapitidy range from 5.1 < η < 6.6.ZDC is the Zero Degree Calorimeter whi h is ompa t, fast, highly radiation resis-tant with good energy and position resolution [44. It uses tungsten as absorber planesand quartz bers as a tive medium. It onsists of an ele tromagneti alorimeter partwith tungsten planes lo ated perpendi ularly to the beam parti les followed by a hadroni alorimeter part with tungsten planes tilted at 45.ZDC is intended to measure neutrons and photons at very low angles. The ZDC islo ated at the end of the straight se tion of the beam at P5.3.1.5 Magnet and Muon SystemThe CMS magnet is a super ondu ting solenoid of 13 m length and 5.9 m diameter. Itgenerates an almost homogeneous magneti eld of 4 T in the barrel region of the CMSdete tor. The tra king system and the alorimeters are in luded in the oil. The iron yokeoutside of the magnet returns the magneti eld, yielding a eld strength of about 2 Tinside the iron.The slots in the iron yoke are instrumented with the following dete tors:• Drift tubes (DT) in the barrel over the pseudorapidity range |η| < 1.2.• Cathodi strip hambers (CSC) in the end- ap overing the range of the pseudora-pidity 0.9 < |η| < 2.4. They are hosen due to robust operation in a magneti eld,high rate apability and good spatial and time resolution.• Resistive plate hambers (RPC) in the barrel and in the end- aps over up to |η|=1.6.The RPC are used for the rst level trigger due to their fast response.Muon dete tors are used to identify and measure the momentum of muons. They arealso essential for bun h rossing tagging and triggering. The full system is des ribed inRef. [31.

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Chapter 4The Beam Conditions and RadiationMonitoring System of CMSAt the LHC ea h proton beam stores an energy of more than 330MJ at nominal parametersat 7 TeV [45. This energy in ase of a beam loss an ause serious harm to LHC equipmentand the CMS dete tor. The damage on material due to 450 GeV proton beam was testedin [46. The observed radius of damage rea hed few mm in opper.To be able to extra t the beam without danger to the equipment into the graphiteabsorber (beam dump), abort ki ker magnets are installed in the LHC ring at P6. Theirrumping time is 3 µs, requiring so alled abort gap in the bun h lling s heme.The Beam Conditions and Radiation Monitoring System, BRM, [47, 48, 49 aims tomeasure beam onditions in the CMS experiment and initiate prote tion pro edures in ase of dangerous s enarios for the operation of the CMS and LHC. It delivers data withtime resolution from ns to several months. BRM subsystems are working independentlyfrom entral CMS power and data a quisition. The following BRM subsystems are lo atedaround the CMS avern and near the beam pipe.BPTX - The Beam Pi k-up Timing System for Experiments. It onsists of two LHCbeam position monitors (BPM) ea h omprising four ele trostati button ele trodesaround the beam-pipe [50. The time resolution is about 50 ps and the amplitudesare proportional to the bun h harge. The ombination of amplitude and timinginformation provides a bun h pattern measurements. The BPTX system is the pri-mary referen e for triggering on bun hes passing through CMS. It is also used fortriggering several subsystems in luding the BRM dete tors and ontributes to theglobal CMS trigger system.RADMON - RADiation MONitor is an extension of the LHC-wide radiation monitoringsystem for measurements of the ambient radiation dose. RADMONs measure dosesand dose rates by using Radiation-sensitive Field-Ee t Transistors, RadFETs, andStati random-a ess memory, SRAM. A RadFET measures the hadron ux and aSRAM measures the rate of single events upset (SEU) in the memory.BCM1L - Beam Condition Monitor 1 are urrent monitors installed in the tra ker volumeat a radius of about 5 m around the beam pipe. Ea h of eight monitors ontainsa poly rystalline CVD diamond sensor of 1 m2 area. It is pla ed at about 5 m39

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40 CHAPTER 4. BRM System at CMSradius around the beam pipe to measure the parti le ux. The urrent through thesensors is proportional to the ux of parti les. In ase the measured urrent is abovethe abort threshold, it will initiate the abort signal, whi h will be sent to the ontrolroom to trigger a beam dump.BCM2L - Beam Condition Monitor 2 has 4 diamonds mounted at about 5 m radius, and8 diamonds at 28 m radius at the rear side of HF. All diamonds are poly rystallineCVD diamond and the urrent through the sensors is monitored as in BCM1L. TheBCM2L is providing also the beam abort signal [51.BSC - Beam S intillator Counters are s intillator tiles lo ated on the front and rear of HF.This system was installed to provide a ross he k of the beam timing and a triggerfor p-p s attering events at low luminosity. The s intillators are not radiation hardand the system will be repla ed with BHC.BHC - Beam Halo Counter - s intillator ounter under development for the BSC repla e-ment after the LHC shut down 2013-2014.BCM1F - Fast Beam Conditions Monitor 1 uses single rystal CVD diamond sensors witha fast amplier for bun h by bun h monitoring of beam halo parti les and ollisionprodu ts.A table with the lo ation of the BCM subsystems is shown below.Subsystem Position Z Fun tion Sampling time MaterialBPTX 175 m from IP 50 ps ele trostati ele trodesRADMON Throughout the CMS avern Monitoring 1 s RadFET andSRAMBCM1L Pixel Volume, ±1.8 m Prote tion 5 µs pCVD diamondBCM2L At the rear of HF,±14.4 m Prote tion 40 µs pCVD diamondBSC (old) In front of HF,±10.9 m, 14.4 m Monitoring bun h by bun h S intillatorsBHC (new) In front of HF Monitoring bun h by bun h S intillatorsBCM1F Pixel Volume, ±1.8 m Monitoring bun h by bun h sCVD diamondFor one of the subsystems, the Fast Beam Condition Monitor - BCM1F, the operationwas monitored during 2011-2012. The performan e of the full system is reviewed in thefollowing hapter. Studies for the use of BCM1F as a luminosity monitor will be shown inthe hapter 5.4.1 The Fast Beam Conditions Monitor at CMSBeam Conditions Monitors are used to prevent damage in the inner dete tor system in ase of dangerous beam onditions. Previous experiments at KEK, SLAC and Fermilab

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The Fast Beam Conditions Monitor at CMS 41

Figure 4.1: Lo ation of the BCM1F diamonds inside the CMS tra ker volumeused urrent monitors similar to BCM1L and BCM2L [52, [53. Single rystal diamond ounters were investigated for the rst time in the ZEUS experiment at HERA [54.BCM1F at CMS was developed for measuring both beam losses and ollision prod-u ts [55. For the rst time single rystal diamond sensors are used.The size of the diamonds is small, what allows to install them near to the beam pipesat 5.5 m radius, as shown in gure 4.1. Two subsystems of four modules were installed onboth sides of the IP at the distan e of 1.8 m from the IP. Ea h module ontains a s CVDdiamond sensor, radiation hard front-end ele troni s and an analog opti al readout of thesignals. All modules are positioned in a plane perpendi ular to the beam-pipe as shownin gure 4.1. Ea h module is shielded by an aluminum box. The boxes are mounted on arbon ber arrier stru tures shown in gure 4.2. The module lo ations are marked asup, down, far and near with respe t to the LHC plane. These abbreviations are used forlabeling of the modules.In oming and outgoing parti les are onsidered as relativisti and ir ulate around theLHC with speed of light. The time of ight of relativisti parti les between the IP andea h sensor plane is of about 6 ns and between the two planes 12 ns. The position ofthe BCM1F is hosen to be optimal in terms of time separation between in oming andoutgoing parti les of the beam halo [56.4.1.1 s CVD Diamond SensorsBCM1F omprises 8 single- rystal CVD diamond sensors (s CVD). The dimensions of thesensors are 5x5x0.5 mm3. The square metallization size is 4.7x4.7 mm both sides. Inaddition, they also fulll the time resolution requirements for resolving bun hes.In the table 4.1 a mapping is given between the positions of the modules, the labelingof the transmission lines and the ADC hannels.The system has to be robust and simple be ause there is no ooling and a ess to theBCM1F during operation.

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42 CHAPTER 4. BRM System at CMS

Figure 4.2: Left: The omponents of a BCM1F module. A single rystal diamond sensor (top),a front-end ASIC (middle) and a omplete module (bottom). Right: Photo of theinstallation of BCM1F modules around the beam-pipe inside the CMS dete tor.

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The Fast Beam Conditions Monitor at CMS 43ADC Channels Position Side/Num.0 -Z top 1/11 -Z far 1/22 -Z bottom 1/33 -Z near 1/44 +Z top 2/15 +Z far 2/26 +Z bottom 2/37 +Z near 2/4Table 4.1: The position of the BCM1F modules, the label of the transmission lines and ADC hannels.4.1.2 BCM1F Ele troni sEa h diamond is onne ted to a radiation hard harge sensitive preamplier JK16 [57,produ ed using 0.25 µm CMOS te hnology. The front-end has of about 1 nF input virtual apa itan e and a 60 mV/fC harge gain. For a 5 pF dete tor apa itan e, the measurednoise is about 700 e− equivalent noise harge (ENC). The JK16 single ended output isAC oupled to the ustom-designed Linear Laser Driver ASIC (LLD) [58. The peakingtime was measured to be 22 ns [56. The gain and the laser driver bias urrent annot beprogrammed. The input polarity and the laser driver bias setting were set to obtain thebest dynami range on ea h module.The output signal is transmitted to the ounting room over an analog opti al hain [59developed for the CMS tra ker. Single bers from the lasers are onne ted to an inter on-ne ting pat h panel and afterwards single bers merges into a 12-ber ribbon able whi his going to the ounting room. There ea h ribbon onne ts dire tly to a 12- hannel analogopti al re eiver, whi h is onverting opti al signals ba k to ele tri al. From the opti alre eiver, the signals are split by a fan-out module and the opies are sent to an ADC andto dis riminators. An ADC of the type CAEN V1721 is used. It ontains 8- hannels,ea h ontaining a ash ADC with 500 MSamples/s sampling frequen y. The memory per hannel is 2 MB. The ADC an be triggered internally or externally. It an read out upto 45 onse utive beam orbits or a orresponding number of user denable time intervals.The information is read out via an on-board opti al link and data is pro essed in a PC.Sin e the ADC has fast sampling, pre ise time measurements are possible, for example, toemulate a TDC, as it will be des ribed in the following se tion.The signals after the dis riminators are split again and ounted with a V560 s aler fromCAEN and digitized with multi-hit apable TDC V767 from CAEN with 20 bit dynami range and 0.8 ns least signi ant bit, LSB, resolution. The TDC and the s alers are readout via a VME-bridge.Test pulses feeded in the preamplier were used for a system fun tionality he k andperforman e monitoring.A s hemati of the omplete ba k-end is shown in gure 4.3. The s aler deliver on-line ount rate for ea h hannel whi h are displayed in the CMS and LHC ounting rooms.The TDC arrival time is mapped in an orbit time interval. Data is olle ted over several

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44 CHAPTER 4. BRM System at CMS10 minutes to obtain ount rates for olliding and non olliding bun hes. A lookup table,LUT, is lo ated between TDC and s alers and provides ea h of them with a opy of signalsand veto signals to stop reading signals when the TDC buer is readout. I future a newreadout histogramming unit, RHU, will be used. It histograms hits in bins of 6.25 ns (4 per25 ns bx) over the entire orbit for a ongurable number of orbits, for ea h hannel. Italso olle ts postmortem information to analyze signals re orded before the beam dumpsignal appeared. It is being developed to be a part of the BCM1F DAQ system afterthe upgrade. The do umentation is available in Ref. [60. The NIM to ECL onverter isproviding a hange of signal from standard NIM to ECL and opposite. The box with theso alled beam-gas logi ontains Multiple Gate & Delay Modules, MGD, and s alers. TheMGD modules has been developed to measure beam halo and albedo rates. The gatingsele ts dete tor signals in spe i time slots relative to the bun h lo k: ollision produ ts6.25 ns after bun h rossing, beam gas for ea h beam 6.25 ns before/after non- ollidingbun hes and albedo rate just before start of a bun h train.

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TheFastBeamConditionsMonitoratCMS45Figure 4.3: Stru ture of the BCM1F readout ele troni s and data a quisition.

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46 CHAPTER 4. BRM System at CMS

Figure 4.4: LHC proton lling sheme4.2 Bun h Stru tureThe lling s heme of LHC, mapped on one orbit, is shown in gure 4.4. Ea h protonbeam at full intensity will ontain 2808 bun hes. Ea h bun h ontains 1.15x1011 protonsat the start of a nominal ll. The LHC is lled with bun hes using the pre-a eleratorsPS and SPS. The 72 bun hes from Proton Syn hrotron, PS, are ombined into a bat hand inje ted into the Super Proton Syn hrotron, SPS. Then three or four bat hes from theSPS are inje ted into the LHC and form trains. Gaps between the trains and bat hes arespe ied with τ1,2,3,4,5 in gure 4.4. The lling s heme allows a maximum of 3564 bun hesto ir ulate in one orbit. In 2010-2012, LHC was operated with 50 ns bun h spa ing and1380 bun hes were olliding in CMS.BCM1F is fast enough to distinguish between parti les originating from onse utivebun hes. In addition BCM1F allows to dete t halo parti les and ollision produ ts. Sin ethe time dieren e between halo parti les of in oming bun hes and ollision produ ts isabout 12 ns, for their separation a time resolution of a few ns is needed. The intrinsi timeresolution of BCM1F will be dis ussed in the se tion 4.6.The ADC with fast sampling an provide timing information. The orbit lo k is usedas a trigger to read out the ADC. Ea h re orded signal is analyzed by applying a xedthreshold and a number of the samples over threshold. The rst sample over thresholddenes time of signal arrival. The number of samples over threshold times sampling fre-quen y dene time over threshold. Figure 4.5(a) shows a distribution of the arrival timeobtained from the ADC data mapped on a full orbit. This time stru ture allows to see theLHC bun h stru ture. Figure 4.5(b) shows a zoom into a bat h of 36 bun hes separated by

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(a) (b)Figure 4.6: (a) The BCM1F s aler rate as a fun tion of time, showing LHC stages. (b) TheBCM1F s aler rate as a fun tion of time after the beams were dumped.50 ns. Ea h peak is a ombination of parti le measured by BCM1F originating from haloparti les from in oming and outgoing bun hes and from ollision produ ts. In gure 4.5(a)the train stru ture of the LHC over 2011-2012 as a ombination of two and four bat hes.The gap at the left side in gure 4.5(a), around 5000 ns, is the so alled abort gap of 3 µs.The measurements were done at 13-th September 2011 with 1380 bun hes in the LHC and50 ns between bun hes.Every LHC ll follows an order of sequen es [61. The tasks within a sequen e thatare related to a spe i a tivity are grouped into sub-sequen es. The main sequen es are alled: inje tion, ramp, at top, squeeze, stable beams, unstable beams and dump.After inje tion the beams are a elerated, whereas the magnets are ramped up tokeep the beams on the nominal orbit. The sequen e at top is the interim period whenthe a eleration is nished and all inje ted bun hes are ir ulating in the rings, but not olliding jet. The next sequen e are squeeze and stable beams. In this sequen es the beamsstart to ollide.In gures 4.6(a) and 4.6(b) the BCM1F rates are shown for the su essive LHC se-

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48 CHAPTER 4. BRM System at CMS

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(a) (b)Figure 4.7: (a) Part of one LHC orbit measured by the ash ADC of BCM1F. (b) Example signalobserved with the ADC.quen es [62. Data from the at top sequen e will be used later for intrinsi time resolutionmeasurements of BCM1F. The stable beams sequen e, in gure 4.6(a) alled luminosity,is used for taking data in the CMS experiment. The ount rate of BCM1F jumps up bytwo orders of magnitude sin e the ollision produ ts appear. The ount rate as a fun tionof time de reases, as expe ted, during the stable beam phase, sin e the transverse sizes ofthe beam grow, leading to a de rease of the luminosity. Figure 4.6(b) shows the ount rateafter the beams were dumped. The slight drop with time attributed the de-a tivation ofthe material. It was tted with two exponentials, obtaining ee tive de ay onstants of34 minutes and 40 hours.The ount rate was forwarded to the LHC ontrol room as so alled ba kground 1.4.3 Signal Pro essing with the ADCThe ADC data oine analysis provides the understanding of the performan e of the fullsystem. Ea h signal is re orded with 2 ns sampling. An example of BCM1F data re ordedin 2011 with the ADC is shown in gure 4.7(a). It ontains signals from the parti les that rossed the diamond sensor in the displayed time interval. Signals are appearing not ea h50 ns due to the small area of the diamond sensor. In gure 4.7(b) one parti ular signal isshown with baseline, signal amplitude and threshold denitions.For the signal pro essing several steps are dened. Firstly, the baseline has to bedetermined when there are no signals from parti les rossing the dete tor. During LHCoperation the baseline is determined in the time window of the abort gap. It is obtainedas the mean value of a ertain amount of samples. Then an algorithm for peak nding isapplied [63. When the ADC values in several samples are over the predened threshold,the signal andidate is found. Then the number of ADC samples over the threshold is ounted and the signal length is dened. Only signals above a predened length area epted, what reje ts noise. The signal amplitude is dened as the dieren e between thesignal maximum and the baseline value.

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Signal Pro essing with the ADC 49

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(b)Figure 4.8: Examples of saturated signal observed with the ADC, proton run, Fill 1966In gures 4.8(a) and 4.8(b) are shown examples of saturated signals re orded fromdierent hannels. The saturation is aused by the limited dynami range of the laserdiode. The fra tion of su h signals is only a few per ent.The data re ording is made via ROOT Trees. ROOT is an obje t-oriented programand library developed by CERN. The ROOT le ontains the following information:Event - a number of an orbit lo k trigger or a self trigger or of any other pulse given asa trigger for the ADC.Channel - is the hannel number from 0 to 7, as des ribed in table 4.1.EventHeader - are variables storing headers of ea h trigger.BaseMean and BaseSigma are the al ulated mean and standard deviation values of thebaseline.N - the number of samples measured with the ADC.Data - is an array ontaining the ADC values for N samples.4.3.1 Signal Shape Fun tionFor the signal des ription a signal shape fun tion for a CR-RC shaper an is used. CR-RCpulse shaping is the most used te hnique, for the BCM1F preamplier JK16 and later tothe FE ASIC for the forward alorimeters, and is performed by sending the signal througha as aded CR dierentiator and CR integrator. In this way the signal is ltered at lowand high frequen ies, what results in an improvement in signal-to-noise ratio. The high-pass lter is often implemented by a CR omponent and the low-pass lter by a RC. Theduration of the pulse is dened by the CR-RC shaper omponents and dierentiator, τd,and integrator, τi, time onstants. The signals re orded by the ADC an be parametrizedas [64s(t) = V0

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50 CHAPTER 4. BRM System at CMS

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(b)Figure 4.9: (a) A MIP signal example in blue and t by the fun tion of equation 4.1, in red. (b)The rise time obtained from the tted signals with the signal shape fun tion.where τ is the rise time of the signal. An example of a t using equation 4.1 for a signalsampled by the ADC is shown in gure 4.9(a). More detailed al ulations are shown inapendix B. This method was applied for the BCM1F signal tting and later for the testbeam data analysis. This method is not sensitive to baseline shifts. The resulting time riseof signals for the BCM1F are shown in gure 4.9(b). The mean rise time was obtained tobe 15 ns. It is slightly less than it was given in the des ription of the BCM1F JK16 ASICbefore.4.3.2 Signal BaselineThe baseline is determined from the samples taken during the 3 µs abort gap, where nosignals are expe ted. In this time window, the baseline is al ulated as the mean valueof 100 samples. Cal ulating the baseline for ea h event separately results in the bluedashed distribution of gure 4.10(a). Averaging the baseline over 100 events, the red fullline distribution is obtained. The latter shows a narrower distribution. This ae ts theamplitude al ulations too, what an be seen in gure 4.10(b). The pedestal, MIP andsaturation peaks are sharpened and the MIP peak an be better determined for the baseline al ulated for 100 events. This is explained by redu ing inuen e from the rarely appearingsignals in the abort gap e.g. due to a tivation of the material in the CMS. Hen e, meanbaseline is dened as the mean value of the baselines from the last 100 events.4.3.3 Baseline Monitoring Tool 2011A spe ial DAQ program, alled Baseline Monitoring Tool (BMT), was developed [63. Theaverage value over a full ADC buer of about 4 Msamples is al ulated. The result issaved in a text le. A histogram is reated showing the baseline as a fun tion of timeover a period of several months as shown in gure 4.11. The baseline value is send every5 minutes to the CMS ontrol room. Baseline measurements in presen e of ollisions areshifted due to signals measured in the 4 µs window. A de rease of 5% is seen in this time

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52 CHAPTER 4. BRM System at CMS

Figure 4.11: The baseline monitoring results examples over 2011.window. Breaks between measurement were due to DAQ updates and power uts in CMS.A de rease of the baseline by about 5 % is observed in a time period of three months.There are studies done to investigate the dependen e of the baseline on the temperature.An example of this dependen e is shown in gure 4.12 [65. The baseline of 8 hannels andthe temperature measured in the pixel dete tor are shown as a fun tion of time for about10 days. One an see that the baseline value is anti- orrelated with the temperature.4.4 Spe tra of Signal AmplitudesIn gure 4.13 an amplitude spe trum is shown for hannel 0, measured in May 2011. Itshows a sharp pedestal, a peak orresponding to the expe tation for a relativisti parti le,hereafter alled MIP signal, and a saturation peak due to the limited dynami range ofthe laser diode. The minimum amplitude, measured by the peak nding algorithm is 0.1ADC ounts.The length of signals is dened as the time the signal ex eeds a ertain threshold. Itis used to dis riminate noise from signals by applying an appropriate threshold. Anotherquantity to redu e the noise is the signal amplitude.Figure 4.14(a) shows the signal amplitude as a fun tion of the signal length for low am-plitude and signal length thresholds. The red spot around 70 ns signal length orrespondsto MIP parti les. At larger signals the signal length in reases. The amplitude is saturatedfor some signals longer than 150 ns. Figure 4.14(b) shows a zoom in gure 4.14(a), wherethree spots of enhan ed signal density are visible with similar amplitude, but signal lengthsof about 70, 125, 175 ns. The spots orrespond to ases where two or three signals, arrivingea h 50 ns, overlap. Similar gures for other hannels are shown in appendix A.

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Spe tra of Signal Amplitudes 53

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(d)Figure 4.14: Example of signal amplitude vs length of the signals observed with ADC in hannel 0(a) at full range, (b) rst zoom in signal length. ( ) Example of the signal amplitudevs length for amplitude threshold of 3 ADC ounts. (d) The signal amplitude as afun tion of the signal length for at-top LHC sequen e.Figure 4.14( ) was obtained with an amplitude threshold of 3 ADC ounts and 10 nssignal length threshold. The in rease of the signal amplitude threshold redu es the signallength. The red spot on gure 4.14( )shows that the MIP signal length is around 40 ns.In reasing the threshold of the signal amplitude also the amount of overlapping signals isredu ed.Using data from the at-top sequen e of the LHC, as shown in gure 4.14(d), overlap-ping signals are not visible sin e the ount rate is low, and hen e also the probability foroverlapping signals.

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Comparison of ADC and Dis riminator Threshold S ans 554.4.1 Constant Fra tion Dis riminator EmulationA onstant fra tion dis riminator, CFD, is an devi e to pro ess signals and is repla ingmathemati al operation of nding maximum and then nding a fra tion of the maximumof the signal. CFD are used in order to redu e the time walk. Time walk appears for xedthreshold dis riminators when the amplitude of signals varies. The prin iple of CFD issplitting the input signal in two parts. One part is attenuated by a fa tor N and subtra tedfrom the delayed input pulse. The amount of delay an be adjusted. The resulting bipolarsignal rosses the baseline at a onstant time with respe t to the start of the pulse.To improve the time resolution of the BCM1F system a onstant fra tion dis riminatorwas emulated using ADC data. The signal amplitude was determined rst with the peaknding algorithm and the amplitude was used to dene the arrival time when the signalrea hes higher than 50% of the full amplitude. Figure 4.15(a) shows the signal amplitude asa fun tion of signal length for the onstant fra tion dis riminator emulation. With in reaseof the signal amplitude, the signal length is staying onstant up to an amplitude of 60 ADC ounts. Then signal length in reases due to signal amplitude saturation. Figure 4.15(b)shows a histogram of the signal length with mean value 43.96 ns and sigma 3.63 ns. Allplots shown are for hannel 0 of the ADC. The other hannels exhibit similar behavior.4.5 Comparison of ADC and Dis riminator ThresholdS ansThreshold s ans are used to nd a threshold for the dis riminators to ount e ientlysignals and not, or only little, noise. The s alers are ounting the number of signals perse ond, hereafter alled rate, for all 8 hannels. The dis riminator thresholds were variedwith 2 mV step and the rates were measured for ea h threshold.A threshold s an using dis riminators is shown in gure 4.16(a). It shows for the 8BCM1F hannels the rate as a fun tion of the applied threshold in the dis riminators. Therates are slightly growing with redu ing thresholds and at low thresholds are growing fastdue to noise. The threshold values just above the noise is used for the dis riminators to ount rates in BCM1F are presented in table 4.2.An independent determination of the thresholds is done using the signal spe tra ob-tained from the ADC as shown in gure 4.13. The spe tra were integrated from themaximum to zero ADC ounts. The distributions obtained are shown in gure 4.16(b)for all BCM1F hannels. There are similarities in the behavior of all hannels, espe iallyin hannel (-Z far and +Z bottom). The alibration fa tor used for omparison of ADCmeasurements and dis riminator measurements is 4.6 mV per 1 ADC ount [66.The results for the optimum thresholds of the dis riminators performs obtained with athreshold s an or using the ADC spe tra are listed in the table 4.2. The values obtainedare almost equal. Small dieren e are due to the rough ADC binning of 4.6 mV. There isan oset between the values set by the software and by the hardware of the dis riminators.These osets are also presented in table 4.2.

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56 CHAPTER 4. BRM System at CMS

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(b)Figure 4.15: (a) Example of signal amplitudes as a fun tion of the length at 50% of the amplitudeusing ADC, hannel 0. (b) The signal length at 50% of the signal amplitude.

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Comparison of ADC and Dis riminator Threshold S ans 57

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58 CHAPTER 4. BRM System at CMSPosition -Z top -Z far -Z bott. -Z near +Z top +Z far +Z bott. +Z nearDis r. settings -10 -8 -8 -8 -8 -8 -14 -8Dis r. oset -7 -7 -7 -7 -6 -6 -7 -6Dis r. real -17 -15 -15 -15 -14 -14 -21 -14ADC thr. 14 14 14 14 14 14 19 14Table 4.2: The threshold values obtained from the threshold s an for the dis riminators and fromthe ADC signals amplitudes. Thresholds are given in mV.4.6 Intrinsi Time ResolutionAn essential feature of BCM1F is the possibility to assign halo parti les and ollisionprodu ts to a single bun h. For this purpose a time resolution of about few nanose onds isneeded. For measuring the time resolution of BCM1F usually halo parti les are used fromnon- olliding bun hes. In 2008 this measurement was done with low statisti s [56. Theintrinsi time resolution was found to be 1.3 ns. The measurement was done using twoBCM1F modules on the opposite sides of intera tion point at the same azimuthal angle.To repeat the measurement of the time resolution, several te hniques were used and willbe explained below.4.6.1 Test Pulses MeasurementsFirstly, measurements were done with test pulses inje ted into the input on the FE-ele troni s. The test pulse, generated by a pulse generator, has re tangular shape witha duration of 1 µs and 1 V amplitude. The response signals were digitized by the ADC.An example of a response signal is shown in gure 4.17. Test pulses were applied to allBCM1F hannels and the arrival time of the response signal was measured. The measuredarrival time distribution for one hannel is shown in gure 4.18(a). The distribution istted with Gaussian and the standard deviation was measured to be 6.14 ns. Then thetest pulse itself was fed into the ADC and digitized, and the arrival time of the digitizedtest pulse was determined. The distribution of the dieren e between the test pulse re-sponse signal arrival time and the test pulses referen e time is shown in gure 4.18(b). Thedistribution is tted with Gaussian. The standard deviation was measured to be 1.34 ns.The dieren e to the result in gure 4.18(a) is explained by the jitter appearing due to therandomly arriving trigger in respe t to the ADC internal lo k.4.6.2 Measurements with Halo Parti lesTo measure the time resolution in luding the sensor, halo parti les from non- ollidingbun hes ir ulating in LHC parallel to the beam pipe were used during the at top sequen e.The onstant fra tion dis riminator emulation was applied to determine signal arrival timesas des ribed in se tion 4.4.1.Using the orbit trigger, signals in two sensors at the same azimuthal angle and dierentsides almost in oin iden e are sear hed for. The dieren e between the two time mea-surements must be about 12 ns as estimated from the distan e between modules of 3.6 m.

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Intrinsi Time Resolution 59

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60 CHAPTER 4. BRM System at CMSThe quantity, t,t = t2 − t1,was al ulated, where t1 and t2 are arrival times of halo parti les in the two BCM1F hannels in the same azimuthal angle on opposite sides of IP, and lled in a histogram.The result is shown in gure 4.19. Sin e halo parti les are ir ulating in both dire tions,two peaks are observed at -12 ns and +12 ns.The distributions of t, as shown in gure 4.19, were tted with a Gaussian. Thewidth is obtained to be σ(t) = 2.2 ns. σ(t) an be expressed as

σ(t) =√

σ2t1 + σ2

t2 .With the assumption that the two hannels have the same time resolution, σt1 = σt2 = σt,the time resolution for ea h hannel isσt =

1√2σ(t).The intrinsi time resolution of BCM1F results to 1.55 ns, slightly larger than the valueobtained using test pulses.4.7 Aging MonitoringThe performan e of the readout hain was investigated using test pulses. Test pulses arefed into the FE-ele troni s with a pulse shape des ribed in se tion 4.6.1. The ADC istriggered with a pulse delayed by a onstant time with respe t to the test pulse and signalsfrom all hannels are digitized. These measurements were done in 2011-2012 and omparedwith measurement in 2009. The amplitudes of the test pulse response signals are al ulatedas the dieren e between the signal minimum and the baseline. Firstly, the baseline was al ulated in the window before the test pulse response signals and then the minimum ofthe signal was determined. In gure 4.20(a) the test-pulse response signal amplitude isshown as a fun tion of the integrated luminosity in 2011 for all BCM1F hannels. In 2011the de rease for BCM1F hannels was only a few ADC ounts.Figure 4.20(b) shows the result of the measurements in luding data from 2012 for hannel 3. In addition in gure 4.20(b) the baseline for the same hannel is displayed. Thetest pulse response signal amplitude de reased by 15% and the baseline de reased by 22%at an integrated luminosity of 30 fb−1 re orded by CMS.

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Aging Monitoring 61

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Figure 4.19: The time dieren e between signal from two sensors of equal azimuthal angle mea-sured using beam halo parti les during the at top sequen e of LHC in 2011.

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62 CHAPTER 4. BRM System at CMS

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Chapter 5Luminosity Measurements with BCM1FIntrodu tionThe measurement of luminosity is important for all high energy experiments. It is rstlya hara teristi of the a elerator performan e. But, se ondly, the luminosity is needed todetermine the ross se tions of physi s pro esses. In this hapter the luminosity measure-ments in CMS will be des ribed and the measurement of the luminosity bun h by bun hwith BCM1F will be introdu ed. Systemati s ee ts found in studies of the ADC data willbe shown.5.1 Luminosity at CMSAt the LHC the luminosity is measured to monitor the LHC's performan e in real timeand to provide an overall normalization for physi s analyses. The design goal for the realtime measurement is to determine the average luminosity with a 1% statisti al a ura yin 0.1 s [32. For the oine analyses, a design goal for the systemati a ura y of less then5% was given.For the luminosity measurements pro esses with known ross se tion an be used. Atthe LHC the pp total ross se tion or the produ tion rates for W's and Z's are exam-ples. However, to al ulate these ross se tions models are used with large un ertainties.Therefore van der Meer s ans were used to alibrate the luminosity, by measuring σx, σy,the transverse beam widths, and the number of intera tions per BX, orresponding to a ertain luminosity. Then, on e it is alibrated, from the number of intera tions per BX,the absolute a tual luminosity an be obtained. This method is used for HF, BCM1F andthe pixel dete tor to measure the luminosity.The three main measurement te hniques for the o-line luminosity are:1 measuring the ux of ollision produ ts in the very forward region using the forwardhadron alorimeter, HF.2 ounting pixel lusters in the pixel dete tor [683 ounting the number of re onstru ted verti es using the pixel and strip tra ker de-te tors [68 63

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64 CHAPTER 5. Luminosity Measurements with BCM1FCMS provides both delivered and re orded luminosity. The delivered luminosityrefers to the luminosity delivered by the LHC. The re orded luminosity in ludes only theluminosity used by CMS. The delivered and re orded luminosities are ideally equal, butin ase the CMS dete tor is unable to take data for a short time, the re orded luminosityis lower, as shown in gure 5.1(a) for 2012. Figure 5.1(b) shows the delivered luminos-ity by LHC in the years 2010-2012, illustrating the enourmous improvement of the LHCperforman e with time.For a real time luminosity measurement up to 2011 only the HF was used. The pixeldete tor an not be used for the on-line luminosity measurements, be ause it is slow.In addition, a bun h-by-bun h monitoring, whi h is useful for a elerator diagnosti s, isimportant. This needs a system to provide information in real-time and independentlyfrom the CMS DAQ operation.Sin e BCM1F ounts ollision produ t rates, it is potentially able due to its ex ellenttime resolution for the luminosity measurement in the bun h by bun h mode. In addition,it allows to determine the luminosity in short time intervals, e.g. minutes or se onds. Thenal normalization of the luminosity for BCM1F is based on van der Meer s ans, whi hdetermine the size of the olliding beams and thus the luminosity with minimal relian eon simulation.5.1.1 HF Luminosity MeasurementsThe CMS forward hadroni alorimeter provides on-line and o-line luminosity measure-ments. The on-line te hnique is based on zero ounting, des ribed later in se tion 5.1.3.In this method the average fra tion of empty alorimeter towers is used to infer the meannumber of intera tions per bun h rossing. The o-line measurement exploits the linearrelationship between the average transverse energy per tower and the luminosity. To avoidnon-linearities the HF is limiting the overage to four azimuthal (2π) rings in the range3.5 < |η| < 4.2 [70.As a ross he k on the HF-based online luminosity monitor, three oine methods areused. The rst one is based on transverse energy in the HF. The se ond is using tra kingand vertex information and the third is ounting pixel lusters.5.1.2 Pixel Luminosity MeasurementsThe Vertex Method requires that at least one vertex with at least two tra ks to be foundin the event. The z-position of the vertex is required to lie within 150 mm of the enterof the intera tion region. This method provides good e ien y for minimum bias (MB)events, while suppressing non- ollision ba kgrounds to the few per mil level. [71.The pixel luster ounting (PCC) method uses pixels in the inner part of the CMSdete tor [72. The number of pixels is of about 7 x 107. Only a small fra tion of pixels isred even at 'pile up' of several events per bun h rossing. Ea h p-p intera tion results ina ertain number of pixel lusters, Npixel/inter. Then the number of lusters after a bun h rossing an be expressed as:〈 Ncluster〉 = 〈 Npixel/inter〉 〈 Ninteraction〉 ≡ 〈 Npixel/inter〉µp,

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Luminosity at CMS 65

(a)

(b)Figure 5.1: (a) The delivered luminosity in 2012 versus time (yellow), and the re orded one byCMS (red) during stable beams and for p-p ollisions at 8 TeV entre-of-mass energy.(b) The delivered luminosity versus time in 2010, 2011, 2012 (p-p data only). [69.

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66 CHAPTER 5. Luminosity Measurements with BCM1Fwhere the average number of intera tions per bun h rossing is denoted by µp [73. Therelationship between the intera tion ross se tion, σinteraction, the instantaneous luminosity,dL/dt, and µp isµp =

σinteraction

f

dL

dt,where f = 11,246 Hz is the LHC orbital frequen y.Then the denition of an ee tive pixel ross se tion is dened as:

σcluster = σinteraction = 〈 Ncluster〉 f (dL

dt)−1.The van der Meer s an, des ribed in the se tion 5.1.4, is used for the alibration of themethod.5.1.3 Zero Counting AlgorithmThe number of intera tions per bun h rossing for a given set of beam parameters followsa Poisson distribution. Then the probability of a number of intera tions, n, is given by,

p(n) =µn e−µ

n!.This relation allows to determine the average number of intera tions when the probabilitythat there is no intera tion, p(0), is measured,

µ = − ln[p(0)] = − ln[1 − p(> 0)]For the ase of BCM1F, p(0) is dened as the probability that there is no hit in the eightdiamond sensors.There are several other ombinations whi h an be onsidered:XOR+: Requires hits on the +z end and no hits on the -z side.XOR-: Requires hits on the -z end and no hits on the +z side.AND : Requires hits in both the +z and -z sides.OR : Requires hits in the +z or -z sides.From ea h of these logi s a quantity µ is dened. The following expression is fulllled.µOR = µAND + µXOR− + µXOR+The advantage of using dierent logi s is that ea h has a maximal sensitivity in a dierentluminosity regime.5.1.4 Van der Meer S anThe luminosity of an a elerator is given by

L = fLHC N1N2K nb

ρlab1 (~r −∆~r, t)ρlab2 (~r, t) d3~rdt, (5.1)

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Luminosity at CMS 67where K =√

(~v12 − ~v2

2)2 − ( ~v1x ~v2)2

c2is the Moller kinemati relativisti fa tor [74, is thespeed of light, N1,2 are the number of parti les in the olliding bun hes all moving with the ommon velo ities ~v1,2, fLHC is the frequen y of ollisions and ρlab1,2(~r, t) are the normalizedparti le densities in the laboratory frame. The absolute value of the luminosity or the rossse tion an be measured by separating the beams in the transverse plane by ∆ ~r and bymonitoring a ollision rate as a fun tion of ∆ ~r. This method was proposed by van derMeer more than 40 years ago and was originally proved in Ref. [75 for arbitrary beamshapes and parallel beams.In ideal ir umstan e with nb olliding bun hes ir ulating in the a elerator the fol-lowing relation an be used:L =

nbfLHCµ

σinelastic,where σinelastic is the inelasti s attering ross-se tion, fLHC is the revolution frequen yand µ is the average number of intera tions per bun h rossing:

µ =〈N〉nb

,where 〈N〉 is the average number of intera tions per orbit.The average number of intera tions per BX an be measured, but ine ien ies mighto ur and µmeasured = ǫ µ, where the e ien y, ǫ, allows for dete tor ee ts.The luminosity alibration is ne essary for onverting the measured µmeasured value toa luminosity. For this purpose, the van derMeer s an is used. It relies on making measure-ment of µ as a fun tion of the horizontal and verti al beam displa ement. Equation 5.1 an be rewritten in the following form:L = fLHC N1N2K nb

ρ1(x, y)ρ2(x, y)dxdy,where ρ1,2(x, y) is the parti le density of the beams as a fun tion of the transverse distan efrom their respe tive enters. Assuming that there is no orrelation between the beamdensity in the x and y dire tions, the above equation an be re-parametrized in terms ofthe ee tive beam width,Σx = [2π

ρ1(x)ρ2(x)dx]−1,

Σy = [2π

ρ1(y)ρ2(y)dy]−1,and the luminosity reads in the following form:

L =fLHC N1 N2

2πΣxΣy.BCM1F was used in all van der Meer s ans in 2012 to determine Σx and Σy. Anexample of the results observed in April is shown in gure 5.2. Three separate s ans wereperformed independently in the x and y dire tions. For ea h step of the beam separation,the rate at the dete tor is measured giving the dependen e of the value µ on the beamseparation. The distribution is tted with two Gaussians, from whi h the quantities Σxand Σy are derived.

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68 CHAPTER 5. Luminosity Measurements with BCM1F

Figure 5.2: Data gathered during the April 2012 VdM s an. The data is t with a double Gaussianplus a onstant where the single Gaussian omponents are shown in red and green,the onstant in blue, and the ombined result is in bla k [76.5.2 Systemati s due to the Dete torIn the dis riminators used in BCM1F onstant thresholds were set [77. If a fast shift inthe signal baseline o urs, the next signal might be not be seen by the system as it willnot have su ient amplitude to pass the threshold. Therefore the number of hits in thedete tor an be underestimated. The following ee ts will be dis ussed:Time under threshold, TUT: The front-end ASIC needs a ertain time to return to thebaseline after a signal is amplied. This time is dependent on the signal amplitude andwhether the front-end ele troni s was saturated. In addition, the overlapping of several onse utive signals makes the time under threshold longer, and the dis riminator generatesonly one output pulse. This will be dis ussed in the se tion 5.2.1.Overshoot signals: There were signals with a large amplitude above saturation found.For these signals an overshoot was observed. In ase an overshoot o urs, signals duringthe overshoot have a redu ed probability to be dete ted. To estimate this ee t, highamplitude signals were studied in the laboratory to parametrize the shape of the overshotsignal.5.2.1 Chara terization of Saturated SignalsThere is a small fra tion of Saturated Signals as shown in se tion 4.3 in gures 4.8(a)and 4.8(b). These are high amplitude signals appearing in the diamond sensor and saturatethe front-end ele troni s. Saturated signals ause overshoot and shift the baseline for afew mi rose onds. During this time the system an be ome blind for the following MIPsignals. This de reases the hit ounting e ien y.

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One Bun h Dete tion Probability 69To model the overshoots of signals measurements in the laboratory have been donewith one module of BCM1F. Test pulses with an amplitude of 0.22, 0.44, 0.88, 1.34, 1.94,2.76, 3.46 V were applied. The signals obtained are shown in gures 5.3(a), 5.3(b), 5.3( ),5.3(d) and 5.3(e).The tail of the overshoot signal was tted with exponential fun tion using the formulaY (t) = a + b ec∗t. The de ay time onstant is determined to be between -0.0005 and -0.0007, orresponding to 1.4 - 2 µs.The amplitude of the overshoots is orrelated to the time over threshold measuredas shown in gure 5.4(a). In addition, the overshoot signal length as a fun tion of thesaturated signal length is shown in gure 5.4(b). Above a ertain signal length the overshootamplitude grows almost linearly with the pulse length of the signal in saturation. Due tothe limited dynami range of the laser driver, the overshoot amplitude also saturates. Thisee t also auses dead time of the system due to a large shift of the baseline.5.2.2 Dead Time vs LuminosityThe fra tion of long signals is determined and the dependen e on the luminosity is esti-mated. In gure 5.5(a) the denition of the time under threshold, TUT, and the time overthreshold, TOT, is illustrated. In gure 5.5(b) the sum of time over threshold and timeunder threshold is shown as a fra tion of one LHC orbit as a fun tion of the ollision rate.It shows a linear dependen e, hen e it is on luded that also the dead time of BCM1Fdepends linearly on the luminosity.5.3 One Bun h Dete tion ProbabilityThe probability to dete t a hit from a ertain bun h depends on the dete tor geometry, theradiation degradation and the luminosity. It is dened as the number of dete ted parti lesin the hosen bun h divided by the number of orbits. To redu e the ee t of a baseline shiftdue to overshoots only the rst bun h in the rst and se ond train are onsidered. Thesebun hes arrive after the abort gap and are therefore mu h less ae ted by ine ien ies aused by the large signals from pre eding bun hes.Figure 5.6 shows the one bun h dete tion probability for one BCM1F hannel as afun tion of the instantaneous luminosity measured by HF. The data was tted with alinear fun tion and the residuals between the data and linear t are shown below. Thelinear t orresponds to the dependen e with the 0.2 % residual. The measurement wasdone over a long LHC ll to over a large range of luminosities. Figure 5.7 shows forthe remaining 7 BCM1F hannels the one bun h dete tion probability tted by a linearfun tions. This measurement demonstrates that BCM1F an measure the luminosity in avery large range.5.4 Luminosity Measurement Using BCM1FBCM1F performed su essful measurements of instantaneous luminosity in 2012. Thesystemati s ee ts des ribed before were taken into a ount and orre tions were applied.

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70 CHAPTER 5. Luminosity Measurements with BCM1F

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(e)Figure 5.3: Test pulse response signal shapes measured in the laboratory for test pulses of 0.22,0.44, 0.88, 1.34, 1.94, 2.76, 3.46 V amplitude. The baseline overshoot tails were ttedwith an exponential fun tion.

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Luminosity Measurement Using BCM1F 71

O(a) (b)Figure 5.4: (a) The overshoot signal amplitude as a fun tion of the saturated signal length, denedas a time over threshold. (b) The overshoot signal length as a fun tion of the saturatedsignal length, dened as a time over threshold., TUT

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(b)Figure 5.5: (a) Example of a saturated signal with TUT and TOT denitions. (b) Undershootand TOT fra tion of the LHC orbit as a fun tion of the ollision rate obtained fromHF.

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72 CHAPTER 5. Luminosity Measurements with BCM1FCMS Preliminary 2012

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/ ndf 2χ 24.79 / 9Prob 0.003217p0 7.753e-05± 0.003184 p1 0.2589± -2.101

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/ ndf 2χ 38.16 / 9Prob 1.633e-05p0 8.937e-05± 0.004254 p1 0.2984± -2.873

/ ndf 2χ 38.16 / 9Prob 1.633e-05p0 8.937e-05± 0.004254 p1 0.2984± -2.873

/ ndf 2χ 47.47 / 9Prob 3.202e-07p0 8.052e-05± 0.003055 p1 0.2703± -1.388

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CMS Preliminary 2012-Z far-Z bottom-Z near+Z top

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Figure 5.7: One bun h dete tion probability for all BCM1F modules as a fun tion of the instan-taneous luminosity measured by HF. The hit probability is measured for the leadingbun h in ea h orbit.

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Luminosity Measurement Using BCM1F 73

(a) (b)Figure 5.8: (a) Example of the instantaneous luminosity as a fun tion of time measured by HF(blue) and BCM1f (green). (b) The ratio between measured instantaneous luminosityby HF and BCM1f as a fun tion of time.Figure 5.8(a) shows the instantaneous luminosity measured as a fun tion of time by HFand BCM1F. The ratio between these two measurements is shown in gure 5.8(b). In thebeginning of the ll BCM1F shows a slight overestimation of the luminosity. This ee t isstill under investigations and will be taken into a ount for the BCM1F upgrade.There is a new BCM1F system under preparation to be installed in the 2013-2014 shutdown of LHC. The new BCM1F system will ontain 24 diamond sensors, whi h will bepossibly metallized with two pads. The nal number of hannels will be 48. A dedi atedfront-end ASIC will be developed to redu e ine ien ies due to overshoot signals. The laserdriver will be shifted away from the beam pipe to redu e radiation damage. In addition,a temperature sensor will be installed to orre t the gain due to temperature jumps. Theba k-end ele troni s will be upgraded too. The xed threshold dis riminators will possiblybe repla ed by the onstant fra tion dis riminators to get better time resolution. The newreadout histogramming unit, RHU, dis ussed in se tion 4.1.2 is now under development forhistogramming a full orbit without any dead time. In the end, the new BCM1F system willprovide CMS with luminosity measurements with redu ed ine ien ies, and hen e withredu ed systemati un ertainties.

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74 CHAPTER 5. Luminosity Measurements with BCM1F

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Appli ation of Radiation Hard Sensorsin a Future Linear Collider

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Chapter 6Very Forward Calorimeters for aDete tor at the International LinearColliderThe International Linear Collider, ILC, will be the next generation ollider for high energyphysi s experiments [78. It will onsist of two super ondu ting linear a elerators toa elerate and ollide ele trons and positrons at 500 GeV enter of mass energy with theopportunity to go down to 200 GeV. An energy upgrade would allow ILC operation up to1 TeV. The aim is to measure very pre isely the properties of the Higgs boson and anyother new parti les that may be dis overed by the LHC.These dis overies are expe ted to lead to a new understanding of what the universe ismade of and how it works. The ILC will give leaner signatures with less ba kground forthe relevant pro esses than the LHC. This hapter des ribes the two experiments SiD andILD. In detail the forward region of the ILD will be dis ussed. Two alorimeters, LumiCaland BeamCal will be introdu ed.6.1 The SiD and ILD Dete tors for ILCTwo dete tors, alled ILD and SiD, shown in gure 6.1, are designed using omplementaryte hnologies. Only one of them an be pla ed in the intera tion region. Hen e a push-pullregime is foreseen for data taking. When one dete tor takes data maintenan e an be donefor the other. To mat h the requirements from physi s both dete tors are designed forunpre edented performan e for vertexing, tra king and jet measurement. They will applythe parti le ow on ept for jet energy measurement.6.2 The Requirements on the ILC Dete torsThe ILC provides a broad spe trum of physi s opportunities, whi h the dete tor must beprepared to address. These in lude detailed studies of the Higgs se tor, Top produ tionat threshold, di-boson produ tion, measurement of SUSY parti le features, and other newphysi s often motivated by alternative models. Ea h of these reates its own parti ular set77

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78 CHAPTER 6. Very Forward Calorimeters

Figure 6.1: ILD and SiD dete tors in push-pull mode.of requirements. In general, the dete tors have been designed to over the requirementsfor all su h possibilities, over the full range of enter of mass energies [79.These requirements for are summarized in the following:• Jet Energy ResolutionEx ellent jet energy resolution is required for ILC dete tors. For this purpose, theParti le Flow Algorithm, PFA, was developed. This te hnique is taking into a ountthat harged parti les an be measured with superior pre ision in the tra ker. Thedepositions from the harged parti les in the alorimeters will be removed and theremaining depositions are assigned to the neutral parti les, e.g.photons and neutrons.The jet energy and dire tion is then obtained from the tra ks and the neutral parti- le depositions in the alorimeter. The PFA needs highly segmented alorimeters toavoid onfusion between individual parti le depositions. New dete tor te hnologiesand new re onstru tion algorithms enable the needed energy measurement pre isionof 3 to 4 per ent for 100 GeV jets, set by the requirement to separate W and Z di-jetnal states [79. This requirement leads to 1000-times higher granularity and 2 timesbetter resolution of alorimeters in omparisson to the LHC alorimeters.• Tra k Momentum ResolutionTo re onstru t the Higgs boson, in the Higgs-strahlung pro ess, requirements are setto the harged tra k momentum resolution. The re oiling Higgs boson mass is re on-stru ted from the Z boson de aying into a lepton pair. In Ref. [79, the re oiling Higgsboson mass was shown to be re onstru ted pre isely with δ p/p2 ≈ 5 · 10−5 GeV−1.To rea h this resolution, a high magneti eld and a high pre ision tra ker with aminimum of material is required. Compared with a LHC tra ker, this requirement

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The Requirements on the ILC Dete tors 79leads to 6 times less material and 10 times better resolution than the tra ker of theLHC experiments.• Vertex ResolutionA new generation of vertex dete tor is required for the avor tagging and the quark harge tagging. For this purpose new highly granulated and thin sensors were de-signed and developed. A fast read out is important due to high o upan y of thevertex dete tors leading to high power. In addition, low mass for dete tors and theirsupport stru ture are required. An advantage of ILC is the low duty y le and thisallows power pulsing redu ing the heat load and the need for the ooling. For mostof the te hnologies air ooling is onsidered to be su ient.As a result, Higgs bran hing fra tios and quark asymmetries will be measured withsu ient a ura ies to test the Yukawa ouplings of the Standard Model.A large amount of soft e+e− pairs is produ ed at the intera tion point due to beam-strahlung at small polar angles. A spe ial Dete tor Integrated Dipole magnet is used, alled anti-DID, to guide a large fra tion of parti les out of the dete tor.These e+e− pairs are a hallenge for the very forward alorimeters. The depositionsnear the beam pipe approa h a MGy per year. Hen e radiation hard sensors are needed. Inaddition, high energy ele trons and positrons must be dete ted in the forward alorimetersfor ba kground suppression in new parti le sear hes. This feature will be dis ussed laterin detail.6.2.1 SiD Dete tor Con eptThe SiD dete tor is shown in gure 6.1 on the right side. It is a ompa t dete tor forpre ision measurements. The name points to the hoi e of a full sili on tra ker. To obtainthe ne essary parti le momentummeasurements pre ision a solenoidal magneti eld of 5 Tis foreseen. The tra ker is followed radially by a nely segmented sili on-tungsten sandwi hele tromagneti alorimeter, whi h is surrounded by a highly segmented sandwi h hadroni alorimeter with steel absorbers and glass resistive plate hambers as sensors. Both tra kerand alorimeters are lo ated within the magnet. The the magneti eld is returned bythe iron yoke, whi h is instrumented with muon dete tors. The forward region will beinstrumented with two spe ial semi ondu tor-tungsten sandwi h alorimeters LumiCal forpre ise measurement and BeamCal for fast estimation of the luminosity.6.2.2 ILD Dete tor Con eptThe ILD dete tor is shown on the left side in gure 6.1. It is a slightly larger dete tor,sin e at larger radii parti les within a jet an be better spatially separated [80.The tra ker is a ombination of a large-volume time proje tion hamber (TPC) and asili on tra ker. The TPC will provide up to 224 spa e points per tra k. It e iently sep-arates tra ks and pre isely re onstru ts parti le momenta. The sili on tra king dete tors

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80 CHAPTER 6. Very Forward Calorimeterswill be lo ated inside and outside of the TPC. This will in rease the momentum resolutionand helps in linking the vertex dete tor to the TPC and in predi ting the impa t point ofa tra k in the ECAL.The alorimeters are also lo ated inside the magnet. The ECAL is a highly segmentedsensor-tungsten alorimeter with small ell size to provide up to 30 samples in depth.Two sensor te hnologies are onsidered: sili on or s intillator. The HCAL is also highlysegmented sandwi h alorimeter with steel absorber and small ell size of two possiblete hnologies, s intillator tiles or gaseous dete tors. Calorimeters are surrounded by a largevolume super ondu ting oil.The magnet ux is returned through the iron yoke is also instrumented with muon de-te tors. An iron yoke, instrumented with s intillator strips or RPCs, returns the magneti Flux of the solenoid, and at the same time, serves as a muon lter, muon dete tor and tail at her, [81.In addition, the dete tor is ompleted by two ylindri al and radiation hard alorimetersin the very forward dire tion. The Forward alorimeters are used to make the ILD hermeti .They measure pre isely the luminosity and provide an on-line luminosity measurementsfor the ollider.6.3 Calorimeter Te hnologiesCalorimeters are divided into ele tromagneti and hadroni ones. Both types use parti leshowers for dete tion and energy and position measurement of parti les. Showers initiatedby hadrons (protons, pions et .) are distin tly dierent from ele tromagneti showersinitiated by ele trons or photons.6.3.1 Types of CalorimetersThere are several te hniques to build alorimeters driven by the dete table signal, whi hare s intillation, ionization and Cherenkov radiation. The generated signal should beproportional to the energy of the initial parti le. By the sensor material, alorimeters anbe divided to following types:• Solid-State alorimeters: harged parti les reate ele tron-hole pairs in sensors. Ex-amples are germanium and sili on rystals.• Cherenkov alorimeters: The medium is a transparent material and relativisti ele -trons and positrons in the shower generate Cherenkov photons. To obtain an ele tri alsignal photo-sensors are needed. An example is a lead-glass alorimeter.• S intillation alorimeters: The medium is a material in whi h harged parti les pro-du e light via uores en e. Examples are BGO, CsI and PbWO4.• Noble-liquid or gas alorimeters: The medium is a noble gas (Ar, Kr, Xe) operatedat low temperature. Both ionization and s intillation signals an be olle ted.

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Calorimeter Te hnologies 81Calorimeters are distinguished between homogeneous and sampling alorimeters. Ahomogeneous alorimeter is one in whi h the entire volume is sensitive and ontributesa signal. A sampling alorimeter is one in whi h the material that produ es the parti leshower is distin t from the sensors that measures the deposited energy. Typi ally absorberand sensor alternate in depth. For sampling alorimeters heavy absorbers are used toobtain small Xo and Moliere radius. Although their energy resolution is worse than theone of homogeneous alorimeters, they are relatively easy to segment longitudinally andlaterally. In addition, they allow better position resolution and parti le identi ation.6.3.2 Ele tromagneti Showers DevelopmentBeamCal and LumiCal are ele tromagneti alorimeters. The pro esses essential for theshower development are bremstrahlung and pair reation. For example an ele tron ra-diates a bremstrahlung photon, whi h onverts to an e+e− pair, whi h then also radiatebremstrahlung photons and so on.The longitudinal development of a shower is governed by the high-energy part of the as ade. When the parti le energies are below the riti al energy the bremstrahlung rossse tion drops and the number of parti les in the shower starts to de rease. The remainingparti les dissipate their energy by ionization and ex itation.The Criti al Energy , EC , of an ele tron is the energy at whi h the main energy lossme hanism hanges from radiation losses to ionization losses. Above the riti al energy,bremdstrahlung is the dominating pro ess for the ele tron energy loss.For the shower development, the following variables are essential:Radiation Length - Xo - is a hara teristi of a material. It is the distan e over whi ha high-energy ele tron loses 1− 1eof it's energy by bremstrahlung. It is equal to 7/9of the mean free path of a photon for pair produ tion [5. Tungsten is hara terizedby a very small radiation length, Xo=0.3504 m.Moliere Radius - Rm - is a hara teristi of a material dening the transverse dimensionof the ele tromagneti showers. It is the radius of a ylinder ontaining on average90 % of the shower energy and is related to the radiation length of Xo by:

Rm = 0.0265Xo(Z + 1.2),where Z is the atomi number of the material. A small Rm is important for theshower position measurement and the shower separation. For a sampling alorimeterthe Moliere radius estimation an be done by simulation.Shower depth - is approximately parametrized as:X = Xo

ln(E0/Ec)

ln(2).Shower maximum - the depth in the material, where the number of parti les in theshower stops in reasing.

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82 CHAPTER 6. Very Forward Calorimeters

Figure 6.2: ILD very forward region with LumiCal and BeamCal.6.4 Very Forward Region of Dete torsIn the very forward region of both dete tors at ILC two alorimeters are foreseen - TheLuminosity Calorimeter (LumiCal) for the pre ise luminosity measurement and the BeamCalorimeter (BeamCal) for the fast estimate of the luminosity and for beam tuning. Both alorimeters extend the polar angular overage of the dete tor, important for examplefor single high energy ele tron or positron dete tion. They are designed as ylindri- al sensor-tungsten sandwi h ele tromagneti alorimeters entered around the outgoingbeam-pipe [82. The s heme of the forward region of the ILD is shown in gure 6.2. TheBeamCal also shields the inner dete tor systems from ba k s attered low energy ele tronsand photons.The luminosity measurement is based on Bhabha s attering, e+e− → e+e−(γ). Tomat h the physi s ben hmarks, an a ura y of better than 10−3 is needed at a enter-of-mass energy of 500 GeV [80 and of better than 3 x 10−3 at 3 TeV. For the GigaZ optionof the ILC an a ura y of 10−4 is needed, [83. To rea h these a ura ies parti ularly hallenging requirements on the me hani s and position ontrol for LumiCal arise. Thesmall Moliere radius allows a robust ele tron shower re onstru tion. For BeamCal singlehigh energy ele trons and positrons have to be re onstru ted on top of a large ba kgroundof low energy ele trons and positrons originating from the Beamstrahlung.The forward alorimeters nees spe ial FE ele troni s. Due to the high o upan y theymust be readout after ea h bun h rossing. At the ILC, ea h bun h train omprises 2820bun hes separated by 308 ns and followed by a 199-ms idle period.6.5 Luminosity Calorimeter6.5.1 Luminosity MeasurementLumiCal will provide the experiment with a pre ise luminosity measurement. The lumi-nosity is ne essary to perform ross-se tion measurements. If for an investigated pro ess a

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Luminosity Calorimeter 83number of events, NB, is ounted, the ross se tion, σB, is obtained as:σB =

NB

L, (6.1)where L is the luminosity.The luminosity at olliders was treated in the se tion 5.1.4. The pre ision of the beamparameters, Σx and Σy, and the number of parti les in the bun h is not su ient to rea ha pre ision of the luminosity measurements of 10−3. Therefore a gauge pro ess, Bhabhas attering, is used. Its ross se tion an be pre isely al ulated from the theory. Theluminosity an be al ulated from ounting the number of Bhabha events, NB, and usingthe al ulated Bhabha ross se tion, σB, using equation 6.1.Bhabha s attering e+e− → e+e− in ludes γ and Z0 ex hange in s- and t- hannel.

γ, Z0

e+

e−

e+

e−

(a) s- hannel γ, Z0

e+

e−

e+

e−

(b) t- hannelFigure 6.3: The leading order Feynman diagrams of Bhabha s attering.It's dierential ross-se tion at Born level reads:dσB

dΩ=

α2

2s[1 + cos(θ/2)

sin4(θ/2)− 2

cos4(θ/2)

sin2(θ/2)+

1 + cos2θ

2] ,where √s is enter-of-mass energy, α the ne stru ture onstant and θ the s attering anglewith respe t to the ele tron beam dire tion.For low s attering angles this expression an be approximated as:

dσB

dθ=

2π/α2

s

sinθ

sin4(θ/2)≈ 32πα2

s

1

θ3.Due to the steep drop of the ross se tion as a fun tion of θ the lower threshold must be ontrolled very pre isely.6.5.2 LumiCal DesignTwo LumiCal dete tors will be lo ated on both sides of the intera tion point. Ea h alorimeter is a barrel sili on-tungsten sandwi h alorimeter onsisting of 30 layers. Ea htungsten plate will be of one radiation length thi kness. The LumiCal sensors have beendesigned and manufa tured by Hamamatsu Photoni s. The sensor thi kness is 0.320 mm.It is made of n-type sili on bulk material. The pit h of the on entri p+ pads is 1.8 mmand the gap between two pads is 0.1 mm. The sensitive region is from 80 mm up to195.2 mm in radius. The bias voltage for full depletion ranges between 39 and 45 V,

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84 CHAPTER 6. Very Forward Calorimetersand the leakage urrents per pad are below 5 nA. Pad apa itan es were measured to bebetween 8 pF for the smallest pads and 25 pF for the largest pads [84. The front-endele troni s will be lo ated at the outer radius near to the sensors. There are also spa e forreadout ables, ooling and alignment system foreseen. A sket h of the proposed designoverview is presented in gure 6.4(a).6.6 Beam Calorimeter - BeamCalBeamCal is a sensor tungsten sandwi h alorimeter, positioned just outside the beam-pipes. Due to rossing angle of the beams, the beam-pipe is split for the in oming andoutgoing beams. Hen e two holes in the enter of the BeamCal are needed. BeamCal ispositioned behind LumiCal about 3.45 m from the IP, as shown in gure 6.2.At ILC we have to ta kle a new phenomenon - the beamstrahlung. Beamstrahlung isgenerated when ele tron and positron bun hes ross and squeeze due to their magneti eld,the so alled pin h ee t. It enhan es the luminosity. However, ele trons and positronsradiate photons. A fra tion of these photons onverts in the Coulomb eld of the bun hparti les reating low energy e+e− pairs. The photons and a large fra tion of the pairs areradiated at very low polar angle and es ape in the beam pipe. The remaining pairs es apeat larger polar angle and deposits their energy after ea h bun h rossing in BeamCal. Anadvantage is that these depositions may be used to estimate the beam parameters [85, 86.The disadvantage is in the high radiation dose of about one MGy per year in the sensors lose to the beam-pipe.The design of the BeamCal was optimized by Monte Carlo simulations [14. BeamCalhas a sandwi h stru ture of 30 layers with ylindri al geometry. Ea h layer onsist of3.5 mm thi k tungsten and a 500 µm pad sensor made of GaAs or diamond. A fan-outis used for tra ing signals from sensor pads to the FE ele troni s, positioned at the outerradius.In front of ea h BeamCal a 10 m radius ylindri al graphite blo k is lo ated for shield-ing the inner dete tors from ba k s attered low energy ele trons and photons.The requirements on the sensors are stable operation under high ele tromagneti dose,good linearity over a dynami range of about 104, very good homogeneity, and fast response.6.7 Front-End Ele troni sAll dete tors in the very forward region have to ta kle relatively high o upan y, requiringdedi ated front-end ele troni s. At the ILC subsequent bun h rossings, separated by300 ns, have to be read out and resolved. A power dissipation an be redu ed by readoutthe alorimeters within 300 ns and to swit h o the power between bun h trains. The front-end ele troni s will work in two modes, the standard data taking (SDT) mode, used fornormal data taking for the shower readout, and the dete tor alibration (DCal) mode, usedto measure MIP signals. There are two ASIC developments for the forward alorimeters.Both of them an be applied both for the LumiCal and BeamCal. They will be dis ussedbelow. As the front-end te hnology for the LumiCal is more advan ed, it was used for theprototype development and was tested on the test beams, as des ribed in hapter 8.

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Front-End Ele troni s 85

(a) (b)Figure 6.4: (a) - LumiCal design with sili on sensor segments shown in green, tungsten stru turein purple and, in yellow, the me hani al frame for the required stability. (b) - BeamCaldesign - half ylinder with graphite blo k in front in grey, sensor segments shown in yan and readout ele troni s in blue. In orange, the me hani al support is shown.6.7.1 LumiCal Front-EndFigure 6.5(a) shows the s heme of the Front-End ASIC. The ADC ASIC blo k diagram isshown in gure 6.5(b). Both FE ASIC and ADC ASIC were developed in 350 nm AMSte hnology [87, 88.The FE ASIC omprises a harge sensitive amplier, a pole-zero an ellation ir uitand a shaper. The peaking time is 60 ns. There are swit hes allowing to hange the resistorand apa itan e values of the feedba k ir uit leading to dierent gains. The preamplierand shaper an work in two gains, alled High and Low. This leads to four ombinationof gains later investigated in the test beam and alled HighHigh, HighLow, LowHighand LowLow.In ea h prototype FE ASIC hip 8 hannels are in luded, where the rst 4 hannels havea passive feedba k with resistors Rf , Rp, and the se ond 4 hannels use MOS transistors [89for the feedba k.The ele troni s is pla ed on 2 mm aluminium plates working also as a heat sink.6.7.2 BeamCal Front-EndThe front-end and ADC ASIC of BeamCal are designed and developed in 180 nm mixed-signal te hnology following a dierent readout on ept. Sin e a train of about 3000 bun heswithin 1 ms is followed by a 199 ms idle period at ILC, the signals from all pads are storedin an analog memory and digitized and readout after the train is over.

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86 CHAPTER 6. Very Forward Calorimeters

(a) (b)Figure 6.5: (a) The s hemati s of one FE ASIC hannel. (b) The blo k diagram of one ADCASIC hip for LumiCal.For the BeamCal front-end ele troni s the expe ted pad apa itan e were estimated tobe about 9 pF for a pCVD diamond or 20 pF for Sili on or GaAs sensors [90. Additional apa itan es will ome from the opper tra es on the fan-out that onne t pads to thefront-end ele troni s. In the initial BeamCal spe i ations, the maximum input signalswere estimated to be about 36.9 pC in the SDT mode, and 50 times smaller in the DCalmode.

(a) (b)Figure 6.6: (a) - The s heme of the Bean prototype [91. (b) - Mi rophotography of the Beanprototype of BeamCal.The BeamCal instrumentation integrated ir uit, Bean, is designed and prototypes areavailable. The s heme of the Bean prototype is shown in gure 6.6(a), [90. Ea h hannelhas a 10-bit output for standard data taking, and an additional 8-bit output with the sumof the outputs of all hannels to be used for beam diagnosti purposes. A mi rophotographyof the Bean prototype is shown in gure 6.6(b).To pro ess the signal harge at the ILC pulse rate, the Bean uses swit hed- apa itorlters and a slow reset-release te hnique. Ea h hannel has a 10-bit su essive approxima-tion analog-to-digital onverter. The Bean also features a fast feed-ba k adder apable ofproviding a low laten y output for beam diagnosti purposes. Currently there are studiesongoing for 3- hannel prototype of the Bean built to validate the on ept. The nal goalis to build the nal devi e with 32 hannels.

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Chapter 7Simulation Studies of the BeamCalorimeterOne goal of the BeamCal is the dete tion of high energy ele trons on top of the largeba kground from beamstrahlung pairs. A high dete tion e ien y is important for newphysi s sear hes at ILC [92. The high ba kground in the low polar angle region of BeamCalrequires an optimisation of the sensor segmentation to obtain the highest e ien y forsingle ele trons shower re onstru tion.To estimate the e ien y of single ele tron re onstru tion, a luster nding algorithmwas written and applied for two segmentation s hemes. This hapter is summarizing theBeamCal simulation studies for dierent ILC beam parameters.7.1 ILC Beam ParametersBeam parameters of the ILC are under ontinuous dis ussions sin e years. Modi ations arethe result of onsidering ost redu tion, improved understanding of system fun tionality, amore robust design and progress in a elerator. The urrent parameter set was optimizedat a enter-of-mass energy of 500 GeV to rea h the design luminosity of 2 x 1034 m−2 s−1with low ost. Two re ent sets of ma hine parameters are given in table 7.1, whi h are alled RDR and SB2009.The Emittan e is a property of a harged parti le beam in a parti le a elerator and isa measure of how mu h phase spa e a beam takes. The verti al and horizontal emittan esare Y and X proje tion of the ellipse size of the beam.The Beta Fun tion is related to the transverse size of the parti le beam as a fun tion ofthe oordinate along the nominal beam traje tory.The SB2009 has two parameter sets for 500 GeV enter-of-mass energy:No TF : Strong fo using the bun hes before rossing leads to high-disruption, whi hresults in a luminosity of approximately 1.5 x 1034 m−2s−1. The energy loss due to beam-strahlung of 4% is higher than the RDR nominal value by a fa tor of 1.6 but is stillsigni antly less than the maximum RDR value of 5.5%.87

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88 CHAPTER 7. Simulation Studies of the Beam Calorimeter500 GeV RDR SB2009min nominal max with TF no TFBun h population x 1010 1 2 2 2 2Number of bun hes 1260 2625 5340 1312 1312Lina bun h interval ns 180 369 500 530 530RM bun h length µm 200 300 500 300 300Normalized horizontal mm-mrad 10 10 12 10 10emittan e at IPNormalized verti al mm-mrad 0.02 0.04 0.08 0.035 0.035emittan e at IPHorizontal β fun tion at IP mm 10 20 20 11 11Verti al β fun tion at IP mm 0.2 0.4 0.6 0.48 0.2RMS horizontal nm 474 640 640 470 470beam size at IPRMS verti al nm 3.5 5.7 9.9 5.8 3.8beam size at IPVerti al disruption parameter 14 19.4 26.1 25 38Fra tional RMS energy % 1.7 2.4 5.5 4 3.6energy loss to beamstrahlungLuminosity 1034cm−2s−1 2 1.5 2Table 7.1: Beam parameters of the ILC. The RDR parameters are ompared to the SB2009 pa-rameters. TF refers to Travelling Fo us.With TF : A se ond approa h relies on a te hnique known as a traveling fo us [93,where the fo us at the intera tion point is adjusted along the bun h length. It allows theverti al beta fun tion to be redu ed below the bun h length, whi h leads to higher lumi-nosity, and ompensating for the fa tor-of-two redu tion due to the lower bun h number.Cru ial for the BeamCal is that the beamstrahlung is higher than for the RDR nominalparameter values.7.2 Simulation tools7.2.1 Beamstrahlung at the ILCAt the ILC the beamstrahlung will be ru ial for the forward dete tors. Beamstrahlungis a radiation from parti les dee ted by the magneti eld when two bun hes ross ea hother. The power radiated by a beam ele tron is [94Pe =

2

3

e2

m2c3γ2F 2,where F = e(E + cβB) is the Lorenz for e.There are several variables to des ribe beamstrahlung:

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Simulation tools 891. Often a parameter Υ, whi h is ratio of the riti al photon energy, hωc, to the beamenergy Ebeam, is used instead.Υ =

2

3

Ebeam

≈ 5

6

Ne2eγ

ασz(σx + σy),where σz, σx, σy are the bun h dimensions and N the number of ele trons in the bun h.2. Criti al Frequen y

ωc =3γ3c

2ρ,where ρ the bending radius of the beam parti les traje tory and γ is the relativisti fa tor

γ =EBeam

me.3. Averaged number of beamstrahlung photons per in oming beam parti le -

Nγ ≈ 2.12αNreσx + σy

1√1 + Υ2/3. 4. And averaged energy loss per in oming parti le -

δB ≈ reN2γ

σz(σx + σy)

1

(1 + 1.5Υ2/3)2Real beamstrahlung and virtual photons an intera t with individual parti les insidethe bun h to produ e in oherent e+e− pairs by1. the Breit-Wheeler pro ess γγ → e+e−2. the Bethe-Heitler pro ess γe → eee.3. the Landau-Lifshitz pro ess ee → eeee.In gure 7.1 the feynman diagrams for these pro esses are shown.γ

γ

e+

e−

(a) Breit-Wheeler γ

γ

e

e−

e+

e

(b) Bethe-Heitler γ

γ

e

e

e

e−

e+

e

( ) Landau-LifshitzFigure 7.1: Pro esses of in oherent pair reation.By intera tion with the olle tive eld of the opposite bun h also oherent pairs areprodu ed. The latter pro ess strongly depends on Υ and plays a role at multi-TeV olliders.In the magneti eld of the bun h e+e− pairs are dee ted and hit BeamCal.The generation of beamstrahlung pairs is provided by the software pa kage guinea pigdes ribed below. Studies on the beamstrahlung pair distributions are dis ussed in Ref. [14.

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90 CHAPTER 7. Simulation Studies of the Beam Calorimeter

(a) (b)Figure 7.2: (a) BeamCal segmentation with 23 rings of pads of almost equal size. (b) BeamCalsegmentation with 20 rings of pads growing with radius. BeamCal is entered aroundoutgoing beam pipe - the key hole in the enter leaves spa e for the in oming beampipe.7.2.2 Guinea PigFor the simulation of the bun h rossings guinea pig (GP) software is used [95. Inputparameters for GP are the number of parti les per bun h, the energy of the parti les,verti al, horizontal and longitudinal beam-sizes, emittan es and osets. The output lepairs.dat ontains e+e− pairs reated by beamstrahlung: the energies, momenta andinitial oordinates of ea h parti le at the intera tion region of the ILC.An example of the input parameters in the acc.dat le is shown below:$ACCELERATOR :: ilcSB2009

energy = 250.0; particles = 2.0;σx = 470.0; σy = 5.8;emittx = 10.0; emitty = 0.035;σz = 300.0;frep = 5.0;nb = 1312;chargesign = −1.0; distz = 0.0;offsetx = 0.0; offsety = 0.0;waistx = 0.0;waisty = 0.0;,where energy is energy of the parti les in GeV, particles is number of parti les per bun h inunits of 1010, σx, σy and σz are horizontal, verti al and longitudinal beam sizes, emittx andemitty are normalized horizontal and verti al emittan es, frep is the repetition frequen yof ollider, nb is the number of bun hes per bun h train, chargesign is the relative hargeof two beams, -1 is for e+e−, distz is the longitudinal harge distribution, offsetx andoffsety are horizontal and verti al beam osets and waistx and waisty are the shifts ofthe horizontal and verti al waists with respe t to the plain of ollision.

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Cluster Re onstru tion Algorithm 917.2.3 Beam Calorimeter Simulation Tool - BeCaSFor the fast simulation of BeamCal a software pa kage, BeCaS [96, was used. BeCaS isbased on Geant4 [97 and in ludes a detailed geometry and material des ription of sensorsand absorbers and a simplied des ription of the surrounding dete tors. A solenoidalmagneti eld in luding an anti-DID eld [98, 99 inside and around the dete tor is appliedfor parti le tra king. The beam rossing angle is 14mrad. The BeamCal is positioningat z=3550 mm entered around the outgoing beam. The inner and outer radii are 20and 165 mm, respe tively. In depth, the alorimeter omprises 29 absorber disks of 1 Xothi kness interspersed with sensor planes. A 10 m thi k graphite blo k is positioned justin front of BeamCal. An additional sensitive layer in front of the alorimeter is alled PairMonitor. The sensor planes are made of 0.3mm diamond with gold metallization, a kaptonfoil of 0.1 mm thi kness and a 0.05 mm air gap. The tungsten disks outer radius is equalto the sensor outer radius.A sket h of two sensor segmentations studied is shown in gures 7.2(a) and 7.2(b). Thesegmentation with equal pad size uses the following relations.The inner, Ri−1, and outer, Ri, radii dimensions of pads are al ulated as:Ri = Ri−1 + dR,where i is the number of the ring and dR is the onstant radial pad size. It is al ulatedby the following expression:

dR =Routher − Rinner

Nrings,where Nrings is a number of rings in the radial dimension of the BeamCal. The azimuthalangle is al ulated dierently for ea h ring depending on the number and sizes of pads.In the se ond segmentation the radial pad size is growing with the radius following therelation:

Ri = Ri−1 + dR,

dR = aRi1,where a=1.1099 and R1 is the innermost radius of the BeamCal. The angular segmentationis onstant, dθ = const. The equal sized segmentation has 73620 pads for two alorimetersand the radially growing segmentation 70560 pads.An example of one bun h rossing simulation is shown in gure 7.3(b) for 500 GeVRDR nominal beam parameters and 7.3(a) for the 500 GeV SB2009 beam parameters.The deposited energy from the beamstrahlung pairs in the sensors of the alorimeter issummed over 30 BeamCal layers and shown using the olor s ale given in the gure. Alsothe energy deposited by a single ele tron of 250 GeV in the sensors of BeamCal is summedover 30 layers and superimposed on top of the beamstrahlung pairs depositions from onebun h rossing.7.3 Cluster Re onstru tion AlgorithmTypi al longitudinal distributions of the energy deposited in the alorimeter are shown ingure 7.4(a) for pairs and a single high energy ele tron. The deposited energy was simulated

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92 CHAPTER 7. Simulation Studies of the Beam Calorimeter

(a) (b)Figure 7.3: (a) The deposited energy of one bun h rossing from the beamstrahlung pairs withan overlayed 250 GeV ele tron shower using nominal RDR beam parameters. (b) Theresult of BeCaS simulation of one bun h rossing. The deposited energy from thebeamstrahlung pairs with SB2009 ILC beam parameters with an overlayed 250 GeVele tron shower deposited energy is shown. Both plots show the sum of depositedenergy in 30 layers of BeamCal.for one bun h rossing as a fun tion of the sensor layer number for two beam parametersets: SB2009 in blue, RDR nominal in bla k olor. The maximum of the longitudinaldevelopment of ele tromagneti showers of beamstrahlung pairs for both parameter setsis around the 6th layer. A typi al energy spe trum of the ele trons and positrons in theshower is shown for one bun h rossing inside the sixth sensor layer in gure 7.4(b). Atypi al energy of the shower parti les is about 10 MeV. For SB2009 beam parametersmore beamstrahlung pairs are reated and the deposited energy in BeamCal is higher forSB-2009 than for nominal RDR beam parameter set.In addition, the deposited energy from a single ele tron of 250 GeV is shown in redwith the s ale on the right side. The single high energy ele tron or positron showersare propagating almost parallel to the axis of the dete tor. The maximum of the showerdevelopment, as an be seen from gure 7.4(a) for a single ele tron is around the 11th layer.For the sear h of a shower, pads in dierent layers, but at the same radius and azimuthalangle are grouped into rows of up to 30 pads alled towers. To a ept a tower 10 andmore onse utive pads with non-zero deposited energy after the 5th layer of the BeamCalare required. The tower with the maximum deposited energy is alled a seed tower.Surrounding towers of the seed tower are atta hed to it to form a luster andidate. A luster andidate is a epted if it ontains two and more neighboring towers. In ase ofa shower ore development on the border between two or more towers and if one of theneighboring towers ontain 90% or more of seed tower energy, further neighboring towersare sear hed for and added to the luster. For every luster, the deposited energy andradial and polar angle oordinates are al ulated as an energy weighted average of thetower positions. In ase a luster andidate is found, the algorithm starts to look foradditional luster andidates.Figure 7.5 shows the number of towers found for 100, 150, 200 and 250 GeV ele tronshowers, requiring a dierent number of subsequent pads in the tower for the segmentationwith the equal pad size, when no pair depositions are in the alorimeter. The upper dark

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Cluster Re onstru tion Algorithm 93

(a) (b)Figure 7.4: (a) Longitudinal distributions of the energy deposited in the alorimeter. The energydeposition in the diamond layers aused by the ba kground from ILC Nominal beamparameters (bla k), SB2009 ILC beam parameters (blue) and by the 250 GeV (red)are shown [100. (b) The spe trum of the shower ele trons and positrons at 6X0 forone bun h rossing [101.

Figure 7.5: Number of towers found with dierent requirement on the number of onsequent pads(the upper line orrespond to 4 pads, then ea h line down was obtained with 2 padsmore required to be in the tower)

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94 CHAPTER 7. Simulation Studies of the Beam Calorimeter

sHEe Energy, [GeV]0 50 100 150 200 250

Fak

e R

ate,

[%]

0

0.5

1

1.5

Figure 7.6: The fake rate of the luster nding algorithm for nominal beam parameters.blue line (dots) orresponds to the number of towers in the showers with 4 subsequentpads in the tower. The following lower lines orrespond to 6, 8, 10, 12, 14, 16 and 18subsequent number of pads with non-zero deposited energies in the towers. With in reasingthe threshold on the number of pads in the towers the number of found towers is de reasing.The number hosen in the algorithm used is shown with bold dotted yellow line in themiddle.To nd ele tron showers on top of the beamstrahlung pairs, the 10 last onse utivebun h rossings are taken into a ount. The mean and the RMS values for ea h individualpad were al ulated and subtra ted from 11th bun h rossing whi h ontains a superim-posed high energy ele tron shower. Then the luster re onstru tion algorithm was appliedto nd lusters.7.3.1 Fake RateThe beamstrahlung depositions from a bun h rossing simulation for nominal beam param-eters and SB2009 were shown in gures 7.3(a) and 7.3(b). Flu tuations of the ba kground an be re ognized by the luster nding algorithm as a shower. These events are alledfake ele trons. The number of found fake ele trons normalized to the total number ofgenerated bun h rossings without high energy ele trons is alled fake rate.By applying the lustering algorithm to samples of pure ba kground events the fakerate was determined. As the beamstrahlung pairs have higher density in the entral regionof the BeamCal the most fake showers were found at the inner BeamCal radius. Figure 7.6shows the fake rate as a fun tion of the energy of the lusters found. The fake rate wasshown to be less then 1.5% even for very low luster energy.

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Cluster Re onstru tion Algorithm 95

(a) (b)

( ) (d)Figure 7.7: (a) The deposited energy in the BeamCal sensors from a 250 GeV ele tron shower.(b) The deposited energy in the BeamCal from ele tron showers as a fun tion of theele tron energy. ( ) An example spe trum of the dieren e between the re onstru tedenergy of the ele tron from the found luster and the initial energy of ele trons of250 GeV. (d) The energy resolution of the BeamCal as a fun tion of the square rootof the energy of initial ele trons.7.3.2 Calorimeter Response and Energy ResolutionEle trons of dierent energies are tra ed to the alorimeter and the shower is simulated.The deposited energy in ea h pad is used to re onstru t the total energy of the shower.Figure 7.7(a) shows an example of the re orded energy in the pads from showers of 250 GeVele trons. The mean value of the Gaussian t is plotted as a fun tion of the initial ele tronenergy in gure 7.7(b).The relative energy resolution of a alorimeter, σE/E, an be parametrized as [102:σE

E=

p0√E

⊕ p1E

⊕ p2, (7.1)where the right side is the square root of the quadrati sum of the tree terms. The sto hasti term p0/√E represents the statisti al u tuations in the shower development. The se ondterm p1/E in ludes ee ts from the instrumentation of the alorimeter like ele troni s noise

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96 CHAPTER 7. Simulation Studies of the Beam Calorimeterand pedestal u tuation. The third term p2 appears due to systemati ee ts like dete tornon-uniformity or alibration un ertainty.Below the rst term of the equation 7.1 is explained and al ulated for the BeamCal.If there is no leakage of the showers in the alorimeter the obtained energy resolution is alled intrinsi energy resolution of the sampling alorimeter. The energy measured bya sampling alorimeter in the a tive layers of the alorimeter, alled visible energy, Evis,is a small fra tion of the total deposited energy of the shower, E. The visible energy isproportional to the total energy E. The intrinsi energy resolution is dened by u tuationsof the visible energy:σE

E=

σEvis

Evis.In addition, the visible energy is proportional to the mean energy loss Eloss of showerparti les (ele trons and positrons) in the a tive layers:

Evis = Nact Eloss,where Nact is the average number of shower parti les passing through the a tive layers.Flu tuations of the visible energy are dominated by u tuations in the number of parti lesin a shower, Nact, and the intrinsi energy resolution an be des ribed as:σEvis

Evis≈ σNact

Nact.The number of shower parti les follow a Poisson distribution. However, sin e Nact >>

1, the distribution is be oming similar to the Gaussian distribution and the followingexpression appears:σNact

Nact≈ 1√

Nact

∝√

τ

E,where τ is the alorimeter sampling frequen y. Then the alorimeter intrinsi energyresolution an be expressed as:

σE

E=

p0√E.Figure 7.7(b) shows the linear dependen e between the deposited and primary energyfor single high energy ele tron. The data points are tted and the parameters of the tare used for the re onstru tion of the primary ele tron energy from the luster energy. Anexample spe trum of the dieren e between the re onstru ted energy of the ele tron fromthe luster and the initial energy of ele trons of 250 GeV energy is shown in gure 7.7( ).The distributions are tted with a Gaussian. The standard deviation of the Gaussian isplotted in gure 7.7(d) as a fun tion of 1/√Eshower. As expe ted a linear dependen e isfound.The showers were re onstru ted without ba kground. The intrinsi resolution is pa-rameterized to be

σE

E=

(30± 2)%√E

,where the energy E is expressed in GeV.

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Cluster Re onstru tion Algorithm 97

, [mrad]θ10 20 30 40

Effi

cien

cy, [

%]

0

20

40

60

80

100

(a) (b)Figure 7.8: (a) The ele tron re onstru tion e ien y in the presen e of pair depositions for theBeamCal segmentation with equal pads as a fun tion of the polar angle. The energiesof the initial ele trons are 50 GeV (triangle), 150 GeV (square) and 250 GeV (dots).(b) The ele tron shower re onstru tion e ien y on top of the ba kground for theBeamCal segmentation with radially in reasing pads size. The energy of the initialele trons are 100 GeV (triangle), 150 GeV (square) and 250 GeV (dots). All beam-strahlung ba kground were simulated with the nominal RDR beam parameter set ata ms energy of 500 GeV.7.3.3 Ele tron Re onstru tion E ien yTo dene how e ient the luster nding algorithm nds ele tron showers on top of the pairba kground the parameter ε is introdu ed as the ratio between the number of re onstru tedto the number of generated ele tronsε =

Nreconstructed

Ngenerated

.In gure 7.8(a) the re onstru tion e ien y for ele trons with energies of 50, 150,250 GeV is shown as a fun tion of the polar angle for the segmentation with equal pads,and in gure 7.8(b) for the segmentation with radially in reasing pad size. The e ien yat small polar angles is lower in both ases due to high beamstrahlung ba kground u tu-ations. At larger polar angles the e ien y approa hes 100%. Near the maximum polarangle it is slightly redu ed due to leakage of part of the showers. Redu ing the pad sizes inthe entral region of the BeamCal leads to an in rease of the shower nding e ien y asshown in gure 7.8(b). For example, ele trons with energy of 150 GeV are re onstru tedat the inner radii with 20% larger e ien y.7.3.4 Expe ted DosesThe BeCas simulation program was used to simulate beamstrahlung pairs and al ulatethe dose in the sensors of BeamCal using the deposited energy in ea h pad. The dose wasobtained by the following equation:Dose =

EDepDoseScaleVpadDpad

,

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98 CHAPTER 7. Simulation Studies of the Beam Calorimeter

(a) h (b)Figure 7.9: (a) Dose spe trum in BeamCal at 6th layer for SB2009 (red) and nominal (blue)parameter sets. (b) Dose as a fun tion of BeamCal radius for SB2009 (red) andNominal beam parameters (blue) at 500GeV at enter mass energy.where DoseScale is a fa tor equal to the number of bun h rossings per year for ea h beamparameter set, Vpad the pad volume andDpad the mass density of the sensor. In gure 7.9(a)the dose obtained for ea h pad is distributed. The maximal dose per pad is nearly 1 MGyper year. The highest doses are in the 6-th layer at small radii. Due to the lower numberof bun h- rossings in the SB2009 beam parameters set the obtained doses are similar tothe one obtained with nominal beam parameters.In gure 7.9(b) doses al ulated for ea h radius of the 6th layer are shown for thetwo beam parameters sets. At larger radii higher doses are obtained for SB2009 beamparameters.

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Chapter 8Test Beams Studies for Sensor PlanePrototypesIntrodu tionThe purpose of the beam test was to measure the performan e of fully assembled sensorplanes. The ele tron beam of the DESY II a elerator was used. Three test beam am-paigns were organized in the years 2010-2011. In the rst ampaign the readout hain ontained sensor, fan-out, FE ASICs and a stand alone ADC. The se ond and the thirdtest beams in luded FE ADC ASICs in the readout hain. In the following hapter thetest beam setup and the preparation for the test beam are des ribed.8.1 Test Beam8.1.1 The DESY Beam Test Fa ilityDESY II is an ele tron syn hrotron. It a elerates in sinusoidal mode with a frequen y of12.5 Hz. One DESY II magnet y le takes 80 ms. The revolution frequen y is 1 MHz, theRF frequen y 500 MHz, and the bun h length around 30 ps.The DESY II test beam infrastru ture provides ele trons or positrons. In gure 8.1 isshown the s hemati layout of a test beam. Firstly, a bremstrahlung beam is generatedby a arbon ber inserted in the ir ulating ele tron beam. Using metal plates ( onverterin the gure), the beamstrahlung photons are onverted to e− e+ pairs. Converters anhave dierent thi knesses and onsist of dierent metals. For the sele tion of a ertainenergy, a system of dipole magnets is used. The beam is spread out into a horizontal fan.Collimators in the fan ut out the nal beam [103. The magnet is used to ontrol theenergy of the beam. Ele tron energies from 1 to 6 GeV are provided. In this range theele trons have an energy loss similar to minimal ionising parti les (MIPs). In the 2010 ampaign a beam of 4.5 GeV was used and in 2011 beams of 2 and 4 GeV.99

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100 CHAPTER 8. Test Beams

Figure 8.1: S hemati Layout of a Test Beam at the DESY fa ility DESY II [104

Figure 8.2: A sket h of the test beam setup. Parti le traje tories are dened by linear approxi-mation using teles ope plane signals. The impa t point in DUT is re onstru ted, leftusing the three teles ope planes in front of the DUT and right teles ope planes infront and behind the DUT.8.1.2 The Beam Teles opeThe DESY II test beam area was equipped with a beam teles ope whi h provides tra kingfor beam parti les [105. The beam teles ope, build previously for the ZEUS mi ro vertexdete tor, MVD, beam tests, onsists of 3 modules. Ea h module omprises two 300 µmthi k single-sided sili on sensors of 32 by 32 mm area with a strip pit h of 25 µm. The readout pit h is 50 µm. The sensors are turned by 90 to have strips in X and Y dire tions.For ea h sili on strip sensor 640 strips are read out. The signal to noise ratio for all stripsis between 80 < S/N < 130. Ea h of teles ope planes provides for ea h hit transverse oordinates x and y and a z oordinate. The spatial resolution of ea h plane, reported byZEUS, was 25 µm [106. Re onstru tion of tra ks is made after alignment of three teles opeplanes by linear approximation as shown in gure 8.2. A sket h of the setup, a photo anda drawing with the dimensions between teles ope planes are shown in gures 8.2, 8.3(a)and 8.3(b).The teles ope planes an be moved in Z dire tions on a me hani al ben h. Two dete torsunder test, DUT, lo ations were used, one with the DUT installed in between teles opeplanes and one behind all teles ope planes. Data are taken in 2010 and 2011 with teles opeplanes in lo ations, optimized for dierent studies.

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Test Beam 101

(a)

(b)Figure 8.3: (a) - Test Beam Setup Photo with explanations. (b) - Test Beam Setup Drawing withthe teles ope plane lo ations in 2011.

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102 CHAPTER 8. Test Beams

Figure 8.4: The test beam setup readout with teles ope plane lo ations in 2010.In gure 8.4 the test beam layout is shown in luding 3 teles ope planes, DUT, 3 s in-tillators and read-out ADC modules. There are 3 nger s intillators of 7 mm width, twoof them are lo ated in front of the teles ope and are perpendi ular to ea h other. Thetrigger for the read out of the teles ope and the DUT is obtained using the s intillatorsignals. The sensor box ontaining the sensor plane was mounted on a XY-table. It allowsremotely moving the DUT in the beam. The distan es between the teles ope planes andthe DUT are measured between the front edge of ea h plane.8.1.3 The PrototypeThe prototype of a sensor plane onsists of a GaAs:Cr sensor, as des ribed in hapter 1,atta hed to a fan-out and onne ted to a PCB omprising the FE ASICs and auxiliaryele troni s. Photos of the boards as used in 2010 and 2011 are shown in gure 8.5 and 8.6,respe tively.Four FE ASICs with 8 preampliers ea h were onne ted to sensor pads. In 2010the amplied signals were fed into a standalone ADC (CAEN v1721). Two regions of 8pads ea h were read out. In 2011 the read out hain was ompleted with four 8- hannel10-bit ADC ASICs, an eld programmable gate array, FPGA, (Xilinx Spartan3), a mi ro- ontroller (Amtel AVR ATXMEGA128), memory ards, a temperature monitor and voltageregulation. Details on the ele troni s board are given in Ref. [107.Two GaAs:Cr sensor types were investigated in the test beams. The sensors were gluedto fan-outs, as shown in gure 8.7(a). The fan-out used in 2011 was instrumented withresistors and apa itan es to provide AC oupled signals from the pads to the ASIC inputs.The fan-out itself was s rewed to an additional PCB arriage with a window orresponding

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Test Beam 103

Figure 8.5: The assembled sensor plane used in 2010 test beam studies. GaAs denotes the GaAssensor, pla ed below the fan-out. The pads are bonded to the readout tra es throughthe holes.

Figure 8.6: The assembled sensor plane used in 2011 test beam studies. GaAs sensor is lo atedin the shielding box. On the top and bottom there are 8 onne tors to read out FEASICs by CAEN ADC in parallel to ADC ASIC.

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104 CHAPTER 8. Test Beams

(a) (b)Figure 8.7: (a) The sensor glued on the fan-out bottom side. (b) Fan-out s rewed to the PCB arriage with bonded sensor pads, top side.to the sensor shape as shown in gure 8.7(b). Fan-out tra es at one end were bonded toa onne tor to the read-out ele troni s board and at the other end to the pads throughsmall holes seen in gure 8.7(b). High voltage was applied to the fully metalized side ofthe sensor as shown in gure 8.7(a). In the end the fully assembled prototypes were putinto a shielding box as shown in gure 8.6. The operation bias voltage was set to 60 V in2010 and up to 200 V in 2011.The 8 hannels readout in addition by an external ADC in 2011 are labeled CAENADC read out in gure 8.6. The rst 4 hannels of the CAEN ADC are onne ted to thebottom ASIC and the other 4 hannels to the top ASIC. Inside ASICs ea h se ond hannelwas hosen to be read out simultaneously by two ADCs.Figure 8.8 shows the pads whi h were irradiated in the test beam in 2011. The purple ir les indi ate the pads, whi h are in addition readout by an external ADC.8.1.4 Measurement PlanThe goal for the test beam was to measure the performan e of a GaAs:Cr sensor planewith dierent segmentations as explained in hapter 2. The full hain of sensor, fan-out,FE ASICs and ADC ASICs was intensively tested. All together 32 pads of the sensorwere onne ted to the ASICs and simultaneously read out. An FPGA was used for the ommuni ation between the ADCs and the omputer. In addition, for 8 out of 32 hannels,the analog signal was fed into an external ADC. The measurements aimed to obtain thefollowing hara terizations:• stability for all investigated hannels,• the signal-to-noise ratio,• dierent modes of preamplier and shaper settings [108,• baseline stability,• uniformity of the sensor response and edge ee ts,• signal amplitude dependen e on the bias voltage,

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Test Beam 105

Figure 8.8: The 32 hannels irradiated in the test beam 2011.• ability of multiple parti le dete tion.8.1.5 CalibrationFor a given readout hain the maximum of a signal is proportional to the harge reated inthe pad. Signals readout from the ADC are expressed in ADC ounts. In order to onvertthe amplitude maximum to the harge, a alibration oe ient, kCal, has to be determined:

kCal =Q

SADC,where SADC is the amplitude maximummeasured in ADC ounts and Q is a known inje ted harge.To alibrate the readout hain the known harge is reated via a apa itan e at theinput of the FE ASICs. Capa itors of 0.5 pF were used in the rst hannels and 0.23 pFin the se ond four hannels in 2010. In 2011 test apa itan es of 0.5 pF were in additionimplemented in the readout board. A re tangular pulse with an amplitude of 1 V is appliedto the apa itors, C, via an attenuator. The inje ted harge is al ulated using

Q = CV.Test pulses an be applied simultaneously either to odd or even hannels and readout bythe full hain. An example of the alibration for hannel 0 of the rst hip is shown ingure 8.9. Pulses of dierent amplitude were fed into the front-end ele troni s and theresponse signal size was measured with a stand alone ADC. Four dierent measurementswere performed for ea h ombination of the FE ASIC gain settings.

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106 CHAPTER 8. Test Beams

Figure 8.9: Results of the alibration measurement for hannel 0 of hip 1 [23. Test pulses ofdierent amplitude, Uin, are ompared to the output signal size measured in ADC ounts. Dierent settings of the preamplier and shaper ampli ations are used.

Figure 8.10: 90Sr setup with a GaAs:Cr sensor plane under test.

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Setup simulation 107

Figure 8.11: The size of the integrated signal as a fun tion of the bias voltage.8.1.6 Laboratory SetupThe fully assembled sensor plane was rstly investigated with a 90Sr sour e. Figure 8.10shows the setup with a 90Sr sour e on top, a XY-table to move the prototype with respe tto the sour e in the middle, and a trigger box at the bottom. The trigger box ontains twos intillators with photomultipliers atta hed. A oin iden e from two s intillator signals isrequired to generate a trigger to readout the sensor plane. The trigger sele ts ele tronswith su ient energy rossing the sensor and two s intillators. The fun tionality of all hannels was tested before the installation of the sensor plane in the test beam.The size of the signal from an ele tron depends on the voltage applied to the sensor,as seen in gure 8.11. It is growing fast by up to 60 V and saturates at about 100 V. Theresult is in agreement with the measurement, des ribed in the se tion 1.4. The bias voltageused at the test beam was 60 V.8.2 Simulation of the Deposited Energy in GaAsTo estimate the deposited energy of relativisti parti les in the sensor, simulations usingGEANT were done. Two kinds of ele tron beams were generated. Firstly, a beam with theenergy spe trum of a 90Sr sour e, and se ondly mono-energeti ele tron beams of 2, 4 and4.5 GeV. The simulation was done for a GaAs sensor of 500 µm thi kness. The values ofthe deposited energy for ea h parti le are distributed as shown in gures 8.12(a), 8.12(b),8.12( ) and 8.12(d) as red lines. The bla k lines are a t with the Landau distribution. Themost probable value of the ts are summarized in the Table 8.1. Divided by the averagedenergy for the reation of an ele tron-hole pair of 4.3 eV, the expe ted number of the e-hpairs is obtained.

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108 CHAPTER 8. Test Beams500µm GaAs sensor, without PCB

0

50

100

150

200

250

300

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

P1 0.3513P2 0.2078E-01P3 1116.

Edep, MeV

dN /

dEde

p

(a)

500µm GaAs sensor, 2 GeV electrons

0

10000

20000

30000

40000

50000

60000

70000

80000

90000

0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

P1 0.3455P2 0.1683E-01P3 0.4648E+06

Edep, MeV

dN /

dEde

p

(b)500µm GaAs sensor, 4 GeV electrons

0

2000

4000

6000

8000

10000

x 10

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

P1 0.3513P2 0.1660E-01P3 0.5331E+06

Edep, MeV

dN /

dEde

p

( )

500µm GaAs sensor, 4.5 GeV electrons

0

10000

20000

30000

40000

50000

60000

70000

80000

90000

0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

P1 0.3526P2 0.1638E-01P3 0.4777E+06

Edep, MeV

dN /

dEde

p

(d)Figure 8.12: (a) Deposited energy in a 500 µm GaAs sensor by a 90Sr sour e and triggered bytwo s intillators. (b) Deposited energy in 500 µm GaAs sensor glued on 500 µmPCB by 2 GeV ele trons and triggered by tree s intillators. ( ) Deposited energyin 500 µm GaAs sensor glued on 500 µm PCB by 4.0 GeV ele trons and triggeredby tree s intillators. (d) Deposited energy in 500 µm GaAs sensor glued on 500 µmPCB by 4.5 GeV ele trons and triggered by tree s intillators.

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Setup simulation 109

Setup Dep. En. e-h pairs per µm90Sr 0.3512 MeV 163,42 GeV 0.3455 MeV 160,74 GeV 0.3513 MeV 163,44.5 GeV 0.3526 MeV 164,0Table 8.1: The expe ted number of e-h pairs reated by a relativisti parti les passing through a500 µm thi k GaAs sensor.

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110 CHAPTER 8. Test Beams

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Chapter 9Data AnalysisIn the following hapter the analysis of the test beam data is presented and the performan eof the two assembled GaAs:Cr sensor planes is evaluated.9.1 DenitionsAll measurements at test beams were done with sampling ADCs. For ea h trigger anevent length was set dening the time window for the ADC readout. The time window isdivided in two sub-windows, as shown in gure 9.1(a). The rst is used for the baselineand pedestal al ulations and the se ond for the signal analysis. The Baseline is denedas the average of the ADC values in the rst time window:BL =

siN

,where i is the sample number, si is the ontent of the i-th ADC bin and N is the numberof summed samples.The Pedestal is dened as the average value of samples or the integral over severalsamples in a time window not ontaining signalsped =< si >.The Noise is the random variation of the samples not ontaining a signal. The stan-dard deviation of this variation is the noise. It is al ulated by the formula:

σ =

1

N

N∑

i=1

(si − ped)2.Common Mode Noise, CMN, is a syn hronous variation of the baseline in several hannels. The CMN is al ulated for individual hips. For the samples values, si, theCMN, vCMNi , is dened as:

vCMNi =

1

N

N∑

j=1

(sji − pedj),111

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112 CHAPTER 9. Data Analysis

(a) Integration Window, [ns]100 150 200 250 300 350 400 450 500

S/N

Rat

io

15

20

25

30

35

(b)Figure 9.1: (a) Signal example with pedestal, baseline and signal time windows. (b) The signal-to-noise ratio for dierent integration time windows for the signal.where j is the hannel number, running over all hannels of the hip and pedj is the pedestalvalue al ulated for ea h hannel independently.The Common Mode Noise Subtra tion is performed by al ulating rstly theCMN and subtra ting it from ea h sample i for a hannel under investigation.vCMNSi = si − vCMN

iThe Signal Amplitude is the dieren e between the sample with the maximum valuein the signal window and the baseline.The Signal Integral is the integral over a signal in a ertain time window.The Signal-to-Noise Ratio, S/N, is the ratio between the most probable value ofthe signal amplitude or integral signal distributions and the noise,S/N =

MPVLG

σ,where MPVLG is the most probable value of signal spe trum.In the test beam for ea h trigger 8 or 32 hannels were read out simultaneously in 2010or 2011, respe tively. This data is alled an event. Data of a single hannel is alledSub-event.

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Test Beam 2010 113Mean 0.5653

/ ndf 2χ 36.49 / 31

Constant 6.5± 395.9

Mean 0.1637± 0.4034

Sigma 0.13± 12.39

Pedestal, [ADC counts]-60 -40 -20 0 20 40 60 80

N

0

50

100

150

200

250

300

350

400Mean 0.5653

/ ndf 2χ 36.49 / 31

Constant 6.5± 395.9

Mean 0.1637± 0.4034

Sigma 0.13± 12.39

(a)spectrum_ch0

Integrated Signal, [arb. unit]0 200 400 600 800 1000

N

0

100

200

300

400

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spectrum_ch0

(b)Figure 9.2: Signal and noise spe tra examples for test beam data taken in 2010.9.2 Test Beam 20109.2.1 Data AnalysisAn example of a signal in the external ADC is shown in gure 9.1(a). The trigger to readout of the ADC arrives 500 ns before the signal. The maximum amplitude of the signal isaround 600 ns (300 samples). The full readout window was hosen to be 1600 ns.The rst 200 ns are used for the baseline al ulation. The signal was al ulated usingthe maximum amplitude or the integral over the signal time window. In gure 9.1(a) theintegration window is hosen to be 300 ns. The length of the integration time windowsis varied to obtain the maximum S/N. Figure 9.1(b) shows the signal to noise ratio as afun tion of the length of the time windows of the integration. The maximum of the S/Nis at 180 ns.An example of the pedestal distribution is shown in gure 9.2(a) and an example ofthe signal integral spe trum is shown in gure 9.2(b). The pedestal distributions weretted with a Gaussian to obtain σ. The measured signal integral spe tra are tted with a onvolution of a Landau distribution and a Gaussian to obtain MPV.The stability of the signal integral and the noise over time were he ked for 4 data setsfor ea h hannel. It it shown in gure 9.3(a) for the signal integral and for the noise ingure 9.3(b). Ea h group of 4 points orresponds to the measurement of one hannel over1 hour. The signals were found to be stable within few per ent. Ea h point in gure 9.3(b)is the standard deviation of the distribution like in gure 9.2(a). The noise was found tobe stable within 10 %. The nal S/N is stable within 6 %.9.2.2 Charge Colle tion E ien y (CCE)Charge Colle tion E ien y, CCE, is the fra tion of the released harge that is ol-le ted in the a tive volume of the dete tor when a harged parti le rossed the dete tor.The related harge is obtained from the simulation of the setup as des ribed in se tion 8.2.For the al ulation of the CCE the integral signal is multiplied by the alibration fa tor asdes ribed in se tion 8.1.5. The CCE obtained is 42%, when the applied voltage is above60 V. The CCE measurement is ompatible with the measurement of GaAs:Cr sensorsdone in the laboratory using the 90Sr sour e before irradiation as shown in se tion 1.4.

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114 CHAPTER 9. Data Analysis

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Test Beam 2010 115h_minuit1_x

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Figure 9.4: Residual distributions for all teles ope planes after alignment.9.2.3 Tra king with the Teles opeFor the re onstru tion of tra ks in the teles ope the program alled TelAna was used [109.Firstly, it al ulates the hit position from the red strips by the enter of gravity methodusing the signals in the X and Y teles ope planes. Assuming that horizontal and verti alteles ope planes are independent, the tra k re onstru tion an be done separately in X andY dire tions. The tra ks are obtained from linear interpolation between 3 points.Then, the alignment was performed with the DUT installed between the teles opeplanes. The TelAna alignment was he ked using the Millepede I program [110. Thedieren e between the oordinate measured and the predi ted oordinates using the hitsin other teles ope planes is shown in gure 9.4 for all 6 teles ope sensors. The mean valuesof the residual distributions deviate by less than 1 µm from zero. The position resolutionwas measured to be better than announ ed by ZEUS ollaboration.The position of the traje tory in the GaAs plane was re onstru ted by linear interpo-lation using three teles ope planes in X and Y independently. The hit positions predi tedat the sensor as plotted in gure 9.5(a) have dierent olors. The dierent olors refer toevents when the signal amplitude or integral is above a predened threshold. The biggestpad was subdivided into smaller areas and signal amplitudes were distributed for ea h areaseparately. The most probable values of ea h area were shown to be stable within 2 %.

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116 CHAPTER 9. Data Analysis

(a) (b)Figure 9.5: (a) Pads stru ture of the GaAs sensor re onstru ted from teles ope data [111. (b)The pads stru ture at the edge between 4 pads.

X, [μm]Figure 9.6: The beam prole in the X oordinate.9.2.4 Beam ProleThe beam prole, a hara teristi of the beam, was measured at the beginning of the testbeam. Figure 9.6 shows the beam prole obtained from one of the teles ope planes in Xdire tion. The beam was not entered with respe t to the teles ope in X and Y dire tions.The size of the beam spot used was 7 mm in Y and 9 mm in X dire tion.9.2.5 Edge Ee tsThe signal size was studied as a fun tion of the hit position. The edge between pads asshown in gure 9.5(b) was subdivided in 50 µm stripes and signal spe tra were done forea h stripe. Ea h spe trum was tted with the Landau distribution and the mean valueas a fun tion of the stripe position is shown in gure 9.7(a). Figure 9.7(b) shows the meanvalue of the summed signal of the two neighboring pads for ea h stripe. As one an see inthe gap between two pads, the signal drops by 10%.

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Test Beam 2010 117

(a) (b)Figure 9.7: (a) The signal integral mean value as a fun tion of the hit position on the borderbetween two pads. (b) The signal integral sum of two pads as a fun tion of hitposition on the border between two pads.

Figure 9.8: A s reen-shot of the os illos ope. In blue the output signal from the sensor plane, ingreen the sampling lo k of the ADC ASIC, syn hronized with the beam lo k andyellow is the trigger signal from the s intillators.

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118 CHAPTER 9. Data Analysis9.3 Test Beam 20119.3.1 Syn hronous and Asyn hronous ReadoutThe ADC ASIC provides data digitized with using its internal lo k of 50 ns. If it is notsyn hronized with the parti le arrival time using the beam lo k, then the digitization isperformed with a random phase shift. In ase of syn hronization of the ADC lo k with thebeam lo k, as it will be done at the ILC, the digitization o urs at a xed time with respe tto the signal arrival time. During the test beam the ADC ASICs were operated both insyn hronized and non-syn hronized modes. In the asyn hronous mode the sensor signalsare digitized with ADC lo k independent from the beam lo k. In the syn hronized modethe rst sampling appears at the time when the signal amplitude approa hes the maximum.Figure 9.8 shows an example of syn hronous read out. The blue line is the signal from theFE ASIC, the green line the 50 ns sampling of the ADC and the yellow line is a triggerfrom the s intillators.9.3.2 Measured Signals and Analysis Te hniqueSignals from hannels readout in addition with an external ADC are ompared to theoutput of the ADC ASIC. The result is shown in gure 9.9. The shape of the digitizedsignals is, apart of the dierent sampling time, almost the same.Amplitude and integral of signals were al ulated with the same pro edure like in theprevious se tion. Examples of the distribution of the pedestals and a signal amplitudespe trum using the external ADC are shown in gure 9.10(a) and 9.10(b), respe tively.The pedestal distribution is tted with a Gaussian. The amplitude spe trum shows asharp pedestal, a peak orresponding to the expe tation for a MIP and a saturation peakdue to limited dynami range of the ADC. In gures 9.11(a), 9.11(b), 9.11( ) and 9.11(d)are shown the ADC ASIC amplitude spe tra for High High and High Low ampli ationsettings and for two dierent feed ba k te hnologies ( hannels 10 and 17 for MOS and 6 and7 hannels for Rf feed ba k). The beam is sent to the enter of ea h irradiated pad and thetriggered events are distributed over the beam spot size 7 by 9 mm. The events appearingbetween pedestal peak and MIP hit the sensor near the edges of the pad. The spe tra aretted with a Landau distribution onvoluted with a Gaussian. The peak orrespondingto the expe tation of a relativisti parti le is learly visible for the High High and HighLow read out mode. This will allow to study S/N and provides alibration of the sensorsin the alorimeter in future.9.3.3 CorrelationsFigure 9.12(a) shows sample values in the baseline time window of ADC ASICs for twoadja ent hannels. The distribution shows a orrelation between these values. To quantifythe orrelations between samples of dierent hannels the following formula was used:rxy =

(xi − x)(yi − y)√

(xi − x)2∑

(yi − y)2,

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Test Beam 2011 119SignalComparissonADC

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(b)Figure 9.10: (a) The pedestal distribution measured by an external ADC tted by a Gaussian.(b) The signal amplitude spe trum using the external ADC.

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120 CHAPTER 9. Data AnalysisAmplitude_max_ch10

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(d) High LowFigure 9.11: The amplitude spe tra measured with ADC ASICs for High High and High Lowampli ation settings and for two dierent feed ba k te hnologies of the FE ASICs.In hannels 10 and 17 MOS and 6 and 7 hannels Rf feed ba k was used.where xi, yi are the sample values from two ompared hannels at the same time and x, yare their baseline values. Figure 9.12(b) shows the values of rxy for x and y running over all32 hannels. Large orrelation oe ients were found for groups of 8 hannels belonging tofour front-end and ADC ASICs. The large orrelation oe ients point to ommon modenoise within the front-end ASIC hip. This on lusion is done on the basis of the signalanalysis measured by a stand alone ADC. As the same orrelations were observed.Figure 9.13(a) shows the orrelation between ea h hannel and the averaged value ofother 7 hannel samples of ea h hip. This strong orrelation shows a possibility for the al ulation of the ommon mode noise as an average between several hannels.9.3.4 CMN Subtra tion Pro edureTo study how to subtra t the ommon mode noise the following steps were done. Theaveraged ADC sample values of 7 hannels were determined and the orrelation oe ientswith the 8th hannel under investigation were al ulated. Figure 9.13(a) shows that thereis a strong orrelation between the sample values in the hannel under investigation andthe averaged value of the other seven hannels sample values. The averaged values ofseven out of eight hannels sample values in the baseline time window are al ulated goingthrough all hannels on a hip. These average values are subtra ted from samples of the

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(b)Figure 9.13: (a) Correlation oe ients between the ADC sample values of one hannel and theaveraged sample values in the baseline time window of 7 other hannels of ea h hip.(b) The omparison of the RMS of ADC sample value distributions. The blue lineis obtained from the ADC sample values before the CMN subtra tion, the red line isobtained after the subtra tion of the mean value of the other 7 hannels.

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122 CHAPTER 9. Data AnalysisRatio

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Figure 9.14: The ratio between one standard deviation of sample values distribution without andwith ommon mode noise subtra tion pro edure. hannel under investigation. The new sample values are lled into a histogram and ttedwith a Gaussian. The standard deviations are shown in gure 9.13(b) by the red line. For omparison, the blue line shows the standard deviation of the same samples before thesubtra tion. As an be seen, the noise in all hannels is redu ed by a fa tor of about two.To a ount for ommon mode noise the following pro edure is applied to the data:• The baselines are determined for all hannels. The baseline of ea h hannel is sub-tra ted from all samples of this hannel.• Identify the hannel ontaining a signal above a ertain threshold.• From the remaining 7 hannels in the same ASIC the averaged value for ea h sampleis al ulated.• These values are subtra ted from ea h sample of the hannel with the signal.Figure 9.14 shows the ratio between the standard deviations of sample value distributionswithout and with ommon mode noise subtra tion. The noise was redu ed in average by afa tor of 1.8. The ommon mode noise subtra tion was applied to all data analyses below.9.3.5 S/N MeasurementsAs mentioned in se tion 6.7, there are several settings of the FE ASIC denoted as alibrationand physi s modes. Changing between modes was possible remotely and independently forshaper and preamplier. The mode Low Low is supposed to be used for showers withhigh energy deposition in the alorimeter, the mode High High for the measurements ofsingle relativisti parti le for alibration and alignment. The modes High Low and LowHigh are implemented here for te hni al reasons.Data with beam were taken for all 4 ombinations of gains. For the two modes HighHigh and High Low the MIP peak was visible and S/N al ulations are presented in

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Test Beam 2011 123table 9.1. The S/N results obtained using either signal amplitude or integral spe tra areshown in gure 9.15(a). The amplitude method showed a higher S/N ratio than the integralmethod for all hannels. With the amplitude method a S/N of more than 20 was obtained.The variation between hannels is less than 16 %. Using the integral method the S/N islarger then 15 and the variation between hannels is less than 15 %.Gain Preamp.Gain Shap. HH HL LHMOS feedba k h 10 MPV = 93.7 ± 1.4 MPV = 16.68 ± 0.01 no MIPPed = 4.13 Ped = 0.99S/N = 22.7 S/N = 16.9MOS feedba k h 17 MPV = 94.7 ± 0.2 MPV = 16.72 ± 0.02 no MIPPed = 4.4 Ped = 0.95S/N = 21.5 S/N = 17.6Rf feedba k h 6 MPV = 46.2 ± 0.1 MPV = 8.32 ± 0.01 no MIPPed = 2.25 Ped = 0.6S/N = 20.53 S/N = 13.86Rf feedba k h 7 MPV = 46.1 ± 0.1 MPV = 8.31 ± 0.01 no MIPPed = 2.25 Ped = 0.56S/N = 20.49 S/N = 14.83Table 9.1: The S/N for the High High and High Low front-end ele troni s mode for two feedba k te hnologies (MOS and Rf ).In both test beam measurements the MIP position is shown to be stable for all measured hannels. The MOS feedba k showed a twi e higher gain than the Rf feedba k and theS/N is similar for both of them. Figure 9.15(a) shows a slight in rease of the S/N within reasing hannel number. Then the noise of 32 pads was plotted as a fun tion of the padarea in guree 9.15(b). It is seen that the noise linearly depends on the pad size for bothfeed ba k te hnologies. Su h behavior is expe ted, sin e the noise depends linearly on thedete tor apa itan e and hen e on the pad area [3.9.3.6 CalibrationSeparate alibrations were done for the read out with an external ADC and the ADCASICs. The alibration onstants are obtained by applying test pulses to the front-endASICs via a apa itan e of 0.5 pF for all odd or all even hannels simultaneously. Thenthe harge indu ed is Q = C ∆ V , where ∆ V is the voltage step of the test pulse. Thetest pulse with ∆ V =1 V is attenuated by 6 to 60 dB. The attenuation, AdB, relates tothe value of the attenuated voltage step by:AdB = 20 ∗ log(∆ V1

∆ V0

),

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124 CHAPTER 9. Data Analysis-Z top

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(b)Figure 9.15: (a) The S/N obtained for the amplitude method (red dot) and integral method (bluetriangles). (b) The pedestal standard deviation as a fun tion of the pad area for Rfand MOS feedba k in the preamplier.where ∆V1 is voltage step after and ∆ V0 before attenuation. The inje ted harge, Qinjectis obtained as:Qinject = C

∆ V0

10dB20

1

q,where q - is ele tron harge, C is the oupling apa itan e. Qinject is in units of ele trons.Plotting the measured signals as a fun tion of the inje ted harge a linear fun tion isobtained and the slope is the alibration fa tor. The resulting alibration fa tors for theHigh High mode are shown in gure 9.17(a) and for the High Low in gure 9.17(b).For a signal size measured in ADC ounts, the primary signal harge is obtained as:

QMeas = kCal ∗ ADCcounts.9.3.7 Charge Colle tion E ien yFigure 9.16 shows the size of the MIP signal for the two feed ba k te hnologies used in theFE ASICs as a fun tion of bias voltage. It slowly growth with in reasing voltage and omesto the saturation at about 60 to 100 V. The value of the MIP signal is transformed into theCCE using the alibration fa tors shown in gure 9.17. The deposited harge is obtainedfrom the simulations des ribed in se tion 8.2 for a beam of 2 GeV ele trons. The CCE at100 V is then equal to 42.2%. It is in the agreement to previous test beam results andto the measurements done in the laboratory as shown in se tion 8.1.6 and other previousmeasurement results des ribed in se tion 1.4.

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Test Beam 2011 125

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τ∗ e−t/τ .A weighted sum is formed from three su essive samples Vk, Vk−1 and Vk−2,

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126 CHAPTER 9. Data AnalysisK

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Channel Number(b)Figure 9.17: (a) The alibration fa tors for all hannels in the High High mode, (b) and in theHigh Low mode.Here, the time onstant is τ = 60 ns and the sampling interval of the ADC ∆t=50 ns.For a nite rise time the result is a short pulse with the duration of the rise time [64.By knowing the hara teristi s of the FE and ADC ASICs, one an de onvolve the initialdete tor signals. For illustration, gure 9.18 shows the signal formation from the sensor,the FE ASIC, the ADC and the de onvolution lter.Figure 9.19 shows in the left plots the data measured by the ADC ASICs in four hannels belonging to one FE ASIC. The ommon mode noise is visible in the left pi turesby syn hronous moving of the baseline of the 4 hannels. In the right plots the dottedline shows the original signal from ADC ASIC in one hannel, in blue the signal afterthe ommon mode noise subtra tion and in red the signal after the de onvolution lter.The upper plot shows data taken in syn hronous mode and the bottom plot data takenin asyn hronous mode. In data taken asyn hronous the rst signal sample not always orrespond to the maximum of the amplitude.Figure 9.20(a) shows proportionality between the signal amplitude after the de onvo-lution lter for the syn hronous data taking mode to the signal amplitude measured fromthe ADC ASICs. Very good proportionality was observed. Using the de onvolution lterwith asyn hronous readout and taking only the rst value of the de onvoluted amplitude,no proportionality to the amplitude of the full ADC readout is found, as expe ted. How-ever, taking the sum of the rst two non-zero samples after the de onvolution lter, theproportionality is restored, as an be seen in gure 9.20(b). This is explained by the low

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Test Beam 2011 127

Figure 9.18: The s hemati s of the full read out hain signal pro essing.sampling rate of the ADC ASIC for 300 ns signal length in ontrary to high sampling rateof used CAEN ADC. In the asyn hronous mode the ADC ASIC will not always measureamplitude orre tly and sum of two samples is used to restore the signal amplitude. Thenal signal al ulation for 32 hannels after de onvolution lter is shown in gure 9.21.The de onvolution method showed S/N variation between hannels less than 8 %.

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130 CHAPTER 9. Data Analysis

Figure 9.21: The signal amplitude from the 32 hannels before de onvolution (orange rhombus).The signal to noise ratio of the signal amplitude after the de onvolution lter (yellowtriangles). The noise multiplied by fa tor of 10 (blue squares).9.4 Shower Development StudiesSeveral runs were taken with tungsten plates of dierent thi kness installed in front ofthe GaAs sensor plane. The beam ele trons generate an ele tromagneti shower in thetungsten plates, and the performan e of the readout of many parti les rossing the sensoris investigated.9.4.1 Transverse Shower DevelopmentThe transverse shower development is shown in gure 9.22 for 2 X0, 4 X0, 6 X0 and 8 X0absorber depth. The amplitude maximum in ea h pad was used. A threshold of 5 ADC ounts was applied.Figure 9.23 (top) shows the sum of the depositions after 2, 4, 6, 8 and 10 X0 andgure 9.23 (bottom) the normalized sum. The normalized plot shows that 90% of allshowers deposits are within a radius of about 12 mm.9.4.2 Longitudinal shower DevelopmentFigure 9.24 shows the two dimensional shower prole in x-z plane using data taken withthe High High readout mode. For 2, 4, 6, 8, 10, 12 and 14 X0 radiation length in front of

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132 CHAPTER 9. Data Analysis

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Shower Development Studies 133

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134 CHAPTER 9. Data Analysisthe sensor, depositions from all pads are summed up and plotted in gure 9.25 in units ofMIP parti les. Similar plots for High Low and Low High readout mode are shown inappendix D. The spe tra are tted with a onvolution of a Landau and a Gaussian. Thebottom right plot of gure 9.25 shows the longitudinal shower prole as the most probablevalue of the tted values (red triangles) and the mean value of the spe tra (blue dots) asa fun tion of the number of radiation length. The maximum of the shower development isaround 6-th radiation length, as was shown in the simulation hapter.

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Shower Development Studies 135W_2_Xo

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136 CHAPTER 9. Data Analysis

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Summary and Con lusionsTwo radiation hard sensor types and their appli ations are the main topi s of this thesis.Diamond sensors are used in the beam ondition monitor at LHC and GaAs sensors for aprototype sensor for a alorimeter at the ILC.The BCM1F - the fast beam ondition monitoring system - is the fully working anda tive in CMS sin e the rst day of LHC operation. In this thesis the performan e ofBCM1F was studied during data taking. The BCM1F dete tor was proved to be sensitiveto beam onditions and beam losses, resolve in oming and outgoing bun hes and to monitorthe luminosity.BCM1F Data Analysis Results1. Baseline Monitoring was performed permanently. Short s ale temperature hangeslead to a shifts in the baseline. Long s ale movements are aused by the front-enddegradation due to irradiation.2. Radiation toleran e - the front-end and diamond degradation was monitored fromthe beginning of the BCM1F operation. The main degradation was observed for theopti al driver. Diamond degradation was observed, but was hard to quantify.3. Intrinsi time resolution of BCM1F was obtained to be 1.5 ns. Constant fra tiondis rimination demonstrated an improvement of the time resolution and should beimplemented in the future upgrades.4. BCM1F ount rates were shown to be linear to the luminosity after applying orre -tion fun tion for the deadtime due to saturated signals and overshoots. In addition,the measurement of the luminosity bun h-by-bun h was demonstrated.Beam Calorimeter for the ILC Dete torThe se ond part of this thesis is devoted to the design of a dete tor at a future InternationalLinear Collider. Important subsystems are the very forward alorimeters. Simulation tooptimize the design of the BeamCal, a alorimeter adja ent to the beam-pipe, are presented.Prototypes of large area sensors with pad stru ture are investigated in the laboratory anda full system omprising a sensor, dedi ated FE ASICs and ADC ASICs was tested in anele tron beam. 137

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138 Summary and Con lusionsBeam Calorimeter Simulation StudiesThe BeamCal in the Very Forward Region of the ILC dete tor is important for new parti lesear hes. It measures high energy ele trons, positrons and photons down to very low polarangles. In addition, it serves for fast beam diagnosti s and shields the inner part of thedete tor from ba k-s attered beamstrahlung pairs and syn hrotron radiation.The e+e− pairs originating from beamstrahlung - a new phenomenon at the ILC - auselarge energy deposition in the BeamCal. The next generation of the beam parameters set,SB2009, was ompared with the nominal beam parameters to estimate the expe ted dosedeposited in the sensors. The new beam parameters with 500 GeV energy in the entermass system lead to similar doses than the nominal beam parameters set, but the energydeposition per bun h rossing is two times larger. This deposition forms a ba kgroundfor the dete tion of a single high energy ele tron or photon. Simulation were done toestimate the e ien y of single high energy ele tron showers re onstru tion on top of thebeamstrahlung pairs.Two sensor segmentations were ompared with respe t to the ele tron re onstru tione ien ies for the nominal beam parameter set. Newly proposed segmentation showedin rease of the shower re onstru tion e ien y at low polar angles. The fake rate of there onstru tion algorithm was found to be less then 1.5% for showers above 50 GeV energies.The energy resolution of the showers without ba kground was found to beσE

E=

(30± 2)%

E.Sensor Chara terisationThe leakage urrent was measured as a fun tion of the applied voltage and the apa itan eswere measured for all pads. It was shown that the apa itan es are in the range between 6and 12 pF. The apa itan e of the pad to the ba k plane is behaving similarly to a parallelplate apa itors.The data analysis showed that all fabri ated GaAs:Cr sensors have su ient qualityfor the future BeamCal prototype. Only sensors with series numbers 84 showed problemswith the guard ring. Operation without guard ring is possible and all 22 sensors an beused.Test Beams Campaigns 2010-2011Sensor plane prototypes for LumiCal and BeamCal were prepared and tested in the labo-ratory and in an ele tron beam. Three su essful test beam ampaigns were performed in2010-2011 at the DESY II a elerator. The following results were obtained:1. Calibration of ea h readout hannel was done in the preparation to the test beam.The prototype signal output was shown to be linear to the inje ted test pulses.2. There were three te hniques dis ussed for the signal pro essing: amplitude, integraland de onvoluted amplitude methods. The de onvolution method was shown to bea good lter for the signal pro essing.

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1393. A ommon mode noise was observed in the se ond sensor plane prototype in groups of8 hannels and orresponded to the FE ASICs. The ommon mode noise subtra tionalgorithm was written and improved the signal to noise ratio by almost a fa tor two.4. All instrumented hannels with FE and ADC ASICs showed a signal to noise ratioaround 20. The noise was found to be linearly dependent on the pad's apa itan e.5. The deposited harge was estimated from a GEANT simulation for all beam energiesused. The obtained number of generated ele tron-hole pairs per µm is between 160and 164, omparing these numbers with the measured harge, a harge olle tione ien y of about 42% was estimated.6. Edge investigations for the gaps between pads showed a loss of the signal of about10%.7. The shower development was studied with one sensor plane by installation of tungstenabsorbers in front. The Moliere radius was estimated to be around 12 mm and themaximum of the longitudinal shower development after 6-th radiation length, whatis in agreement with the simulation studies.Con lusionsThe BCM1F system was shown to be working with very good performan e in the datataking period in 2010-2012. It is an invaluable tool to ensure low beam halo for datataking and perform a real-time luminosity measurement. The performed studies will betaken into a ount for the BCM1F upgrade during the LHC shut down 2013-2014.The BeamCal simulation studies have shown that a sandwi h alorimeter an dete tsingle high energeti ele trons, positrons or photons on top of large beamstrahlung ba k-ground for two onsidered ILC beam parameters.The GaAs:Cr se tor sensor prototype were su essfully tested in the laboratory and inthe ele tron beam tests. A full hain of sensor, fanout, FE ASICs and ADC ASICs wasvalidated and showed stability in baseline and between hannels. Work on the future full alorimeter segment was started and is expe ted to be in 2013-2014.

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140 Summary and Con lusions

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Appendix ABCM1F Signal Analysis

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(d)Figure A.1: Time over threshold vs Amplitude of signals for BCM1F. (a) to (d) hannels from 1to 4. Measured from Fill 2691 in 2012.141

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142 CHAPTER A. BCM1F Signal Analysis

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ToT vs Amplitude

(a) Time, [ns]0 100 200 300 400 500 600

Am

plitu

de, [

AD

C c

ount

s]

0

10

20

30

40

50

60

70

80

length_ampl_ch6length_ampl_ch6

1

10

210

310

410

510

ToT vs Amplitude

(b)

Time, [ns]0 100 200 300 400 500

Am

plitu

de, [

AD

C c

ount

s]

10

20

30

40

50

60

70

length_ampl_ch7length_ampl_ch7

1

10

210

310

410

510

ToT vs Amplitude

( )Figure A.2: Time over threshold vs Amplitude of signals for BCM1F. (a) to ( ) are hannels from5 to 7. Measured from Fill 2691 in 2012.

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143length_ch1

Entries 2921136Mean 55.8RMS 34.55

Time, [ns]0 200 400 600 800 1000

Num

ber

of e

vent

s

1

10

210

310

410

510

length_ch1Entries 2921136Mean 55.8RMS 34.55

Length of signal over threshold

(a)length_ch2

Entries 4921663Mean 66.7RMS 39.04

Time, [ns]0 200 400 600 800 1000

Num

ber

of e

vent

s

1

10

210

310

410

510

length_ch2Entries 4921663Mean 66.7RMS 39.04

Length of signal over threshold

(b)length_ch3

Entries 3543729Mean 66.17RMS 39.6

Time, [ns]0 200 400 600 800 1000

Num

ber

of e

vent

s

1

10

210

310

410

510

length_ch3Entries 3543729Mean 66.17RMS 39.6

Length of signal over threshold

( )length_ch4

Entries 5320715Mean 76.83RMS 48.62

Time, [ns]0 200 400 600 800 1000

Num

ber

of e

vent

s

1

10

210

310

410

510

length_ch4Entries 5320715Mean 76.83RMS 48.62

Length of signal over threshold

(d)length_ch5

Entries 4139802Mean 67.15RMS 39.79

Time, [ns]0 200 400 600 800 1000

Num

ber

of e

vent

s

1

10

210

310

410

510

length_ch5Entries 4139802Mean 67.15RMS 39.79

Length of signal over threshold

(e)length_ch6

Entries 4539025Mean 57.62RMS 39.31

Time, [ns]0 200 400 600 800 1000

Num

ber

of e

vent

s

1

10

210

310

410

510

length_ch6Entries 4539025Mean 57.62RMS 39.31

Length of signal over threshold

(f)length_ch7

Entries 5591380Mean 73.79RMS 41.88

Time, [ns]0 200 400 600 800 1000

Num

ber

of e

vent

s

1

10

210

310

410

510

length_ch7Entries 5591380Mean 73.79RMS 41.88

Length of signal over threshold

(g)Figure A.3: Time over threshold of signals for BCM1F. (a) to (g) are hannels from 1 to 7.Measured from Fill 2691 in 2012.

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144 CHAPTER A. BCM1F Signal Analysisamplitude_ch1

Entries 2921136Mean 7.557RMS 7.122

Pulse amplitude [ADC channels]0 10 20 30 40 50 60 70 80

N e

vent

s

1

10

210

310

410

510

610

amplitude_ch1Entries 2921136Mean 7.557RMS 7.122

Pulse Height Spectrum

(a)amplitude_ch2

Entries 4921663Mean 9.902RMS 9.362

Pulse amplitude [ADC channels]0 10 20 30 40 50 60 70 80

N e

vent

s

1

10

210

310

410

510

610

amplitude_ch2Entries 4921663Mean 9.902RMS 9.362

Pulse Height Spectrum

(b)amplitude_ch3

Entries 3543729Mean 9.081RMS 7.404

Pulse amplitude [ADC channels]0 10 20 30 40 50 60 70 80

N e

vent

s

1

10

210

310

410

510

610

amplitude_ch3Entries 3543729Mean 9.081RMS 7.404

Pulse Height Spectrum

( )amplitude_ch4

Entries 5320715Mean 7.52RMS 6.886

Pulse amplitude [ADC channels]0 10 20 30 40 50 60 70 80

N e

vent

s

1

10

210

310

410

510

610

amplitude_ch4Entries 5320715Mean 7.52RMS 6.886

Pulse Height Spectrum

(d)amplitude_ch5

Entries 4139802Mean 8.181RMS 8.887

Pulse amplitude [ADC channels]0 10 20 30 40 50 60 70 80

N e

vent

s

210

310

410

510

610

amplitude_ch5Entries 4139802Mean 8.181RMS 8.887

Pulse Height Spectrum

(e)amplitude_ch6

Entries 4539025Mean 10.97RMS 10.16

Pulse amplitude [ADC channels]0 10 20 30 40 50 60 70 80

N e

vent

s

210

310

410

510

610

amplitude_ch6Entries 4539025Mean 10.97RMS 10.16

Pulse Height Spectrum

(f)amplitude_ch7

Entries 5591380Mean 9.788RMS 9.021

Pulse amplitude [ADC channels]0 10 20 30 40 50 60 70 80

N e

vent

s

10

210

310

410

510

610

amplitude_ch7Entries 5591380Mean 9.788RMS 9.021

Pulse Height Spectrum

(g)Figure A.4: Signal amplitude spe tra for BCM1F. (a) to (g) are hannels from 1 to 7. Measuredfrom Fill 2691 in 2012.

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145

(a) (b)

( )Figure A.5: Test pulses measurements in the Lab with high voltages, 2012. (a) The test pulsesignal for one test pulse. (b) Zoom in for the rst part of the test pulse with observedovershoot. ( ) Zoom in for the se ond part of the signal with no overshoot observed.

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146 CHAPTER A. BCM1F Signal Analysis

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Appendix BSignal Shape Fun tionIn the [64, 23 the signal shape fun tion is des ribed:s(t) = −V0

t

τe(−

tτ)Properties of signal shape fun tion:First derivative:

s′(t) = −V01

τexp(− t

τ) + V0

t

τ 2exp(

t

τ)) = 0;Equals to zero to nd extreme values:

0 =V0

τexp(− t

τ))(

t

τ− 1);1. 0 = exp(− t

τ); an not be fullled2. 0 = t

τ− 1;Maximum value of the amplitude is

A = s(t = τ) = −V0exp(−1);The integral -S(t) =

s(t)dt = −V0

τ

t ∗ exp(− tτ)dtIntegration was done using:

u(t) ∗ v(t)dt = u(t) ∗ v′(t)dt−∫

u′(t) ∗ v(t)dt;With assumption:u(t) = t147

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148 CHAPTER B. Signal Shape Fun tionandv′(t) = exp(−

tτ)

S(t) =

s(t)dt = −V0t(−τ)exp(−tτ) −

(−τ)exp(−tτ)dtThe area, F, under the signal in the range from t=0 to t=a:

F (a) =

s(t)dt = V0exp(− t

τ)(t + τ)

F (a) = V0(exp(− a

τ)(a + τ)− τ)and the area in the limit a → ∞ :

Ffull = F (a → ∞) = V0( lima→∞

[

exp(−a

τ)(a + τ)− τ

]

) = −V0τTo get 99% of the full area:−0.99V0τ = V0(exp

(− aτ)(a+ τ)− τ)

0.01τ = exp(−aτ)(a + τ)

ln

(

0.01τ

(a + τ)

)

= −a

τSolution an be found numeri ally or graphi ally.

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Appendix CLea kage Current at 100 V

Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5-610×

Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(a) Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

-610×Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(b) Pad

0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.1

0.2

0.3

0.4

0.5

-610×Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12( ) Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

-610×Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(d)Figure C.1: The leakage urrent of all GaAs:Cr sensor pads of a type 2 sample at 100 V biasvoltage as a fun tion of the pad number from left to right. (a) No 84-19, (b) No 84-41, ( ) No 84-7 and ( ) No 84-13.149

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150 CHAPTER C. Lea kage Current at 100 V

Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

-610×Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(a) Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5-610×

Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(b) Pad

0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.2

0.4

0.6

0.8

1

1.2

-610×Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12( ) Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5-610×

Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(d) Pad

0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5-610×

Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(e) Pad0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6

Cur

rent

, [A

]

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5-610×

Leakage Current vs Pad at 100V

Ring 1

Ring 2

Ring 3

Ring 4

Ring 5

Ring 6

Ring 7

Ring 8

Ring 9

Ring 10

Ring 11

Ring 12(f)Figure C.2: The leakage urrent of all GaAs:Cr sensor pads of a type 2 sample at 100 V bias voltageas a fun tion of the pad number from left to right. See the layout in gure 2.1(b). (a)No 221-25, (b) No 84-21, ( ) No 84-26, (d) No 84-28 , (e) No 84-32 and (f) No 84-39.

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Appendix DShower Development MeasurementsW_2_Xo

Entries 99531

/ ndf 2χ 1792 / 20

Width 0.0246± 0.5593

MP 0.023± 1.493

Area 1.756e+02± 2.425e+04

GSigma 0.056± 1.118

0 2 4 6 8 10 12 14 16 18 200100020003000400050006000700080009000

10000 W_2_XoEntries 99531

/ ndf 2χ 1792 / 20

Width 0.0246± 0.5593

MP 0.023± 1.493

Area 1.756e+02± 2.425e+04

GSigma 0.056± 1.118

W_4_XoEntries 99257

/ ndf 2χ 1105 / 44

Width 0.0± 0.5

MP 0.010± 4.367

Area 7.545e+01± 2.155e+04

GSigma 0.012± 1.948

0 2 4 6 8 10 12 14 16 18 200100020003000400050006000700080009000

10000 W_4_XoEntries 99257

/ ndf 2χ 1105 / 44

Width 0.0± 0.5

MP 0.010± 4.367

Area 7.545e+01± 2.155e+04

GSigma 0.012± 1.948

W_6_XoEntries 92428

/ ndf 2χ 1261 / 45

Width 0.0± 0.5

MP 0.009± 4.652

Area 6.944e+01± 1.987e+04

GSigma 0.010± 1.757

0 2 4 6 8 10 12 14 16 18 200100020003000400050006000700080009000

10000 W_6_XoEntries 92428

/ ndf 2χ 1261 / 45

Width 0.0± 0.5

MP 0.009± 4.652

Area 6.944e+01± 1.987e+04

GSigma 0.010± 1.757

W_8_XoEntries 103884

/ ndf 2χ 1433 / 34

Width 0.0± 0.5

MP 0.009± 3.283

Area 8.378e+01± 2.284e+04

GSigma 0.012± 1.514

0 2 4 6 8 10 12 14 16 18 200100020003000400050006000700080009000

10000 W_8_XoEntries 103884

/ ndf 2χ 1433 / 34

Width 0.0± 0.5

MP 0.009± 3.283

Area 8.378e+01± 2.284e+04

GSigma 0.012± 1.514

W_10_XoEntries 99094

/ ndf 2χ 1729 / 22

Width 0.025± 0.606

MP 0.019± 1.886

Area 1.406e+02± 2.282e+04

GSigma 0.057± 1.107

0 2 4 6 8 10 12 14 16 18 200100020003000400050006000700080009000

10000 W_10_XoEntries 99094

/ ndf 2χ 1729 / 22

Width 0.025± 0.606

MP 0.019± 1.886

Area 1.406e+02± 2.282e+04

GSigma 0.057± 1.107

W_12_XoEntries 99369

/ ndf 2χ 2068 / 13

Width 0.0066± 0.6686

MP 0.0± 1

Area 1.459e+02± 2.352e+04

GSigma 0.0± 0.4

0 2 4 6 8 10 12 14 16 18 200100020003000400050006000700080009000

10000 W_12_XoEntries 99369

/ ndf 2χ 2068 / 13

Width 0.0066± 0.6686

MP 0.0± 1

Area 1.459e+02± 2.352e+04

GSigma 0.0± 0.4

W_14_XoEntries 101366

/ ndf 2χ 6219 / 6

Width 0.0± 0.5

MP 0.0± 1

Area 8.158e+01± 1.781e+04

GSigma 0.0± 0.4

0 2 4 6 8 10 12 14 16 18 200100020003000400050006000700080009000

10000 W_14_XoEntries 101366

/ ndf 2χ 6219 / 6

Width 0.0± 0.5

MP 0.0± 1

Area 8.158e+01± 1.781e+04

GSigma 0.0± 0.4

0X0 2 4 6 8 10 12 14

, [M

IP]

Dep

E

1

2

3

4

5

6

Figure D.1: High Low ampli ation mode amplitude spe tra for dierent numbers of absorberlayers in front of the GaAs:Cr sensor plane.151

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152 CHAPTER D. Shower Development MeasurementsW_2_Xo

Entries 99273

/ ndf 2χ 225.8 / 125

Width 0.09± 1.96

MP 0.057± 9.881

Area 1.18e+02± 2.31e+04

GSigma 0.157± 6.055

0 20 40 60 80 1000200400600800

100012001400160018002000 W_2_Xo

Entries 99273

/ ndf 2χ 225.8 / 125

Width 0.09± 1.96

MP 0.057± 9.881

Area 1.18e+02± 2.31e+04

GSigma 0.157± 6.055

W_4_XoEntries 99349

/ ndf 2χ 335.6 / 251

Width 0.06± 1.03

MP 0.12± 26.34

Area 7.672e+01± 2.068e+04

GSigma 0.09± 10.53

0 20 40 60 80 1000200400600800

100012001400160018002000 W_4_Xo

Entries 99349

/ ndf 2χ 335.6 / 251

Width 0.06± 1.03

MP 0.12± 26.34

Area 7.672e+01± 2.068e+04

GSigma 0.09± 10.53

W_6_XoEntries 100214

/ ndf 2χ 340.5 / 265

Width 0.041± 1.019

MP 0.08± 28.17

Area 7.043e+01± 2.056e+04

GSigma 0.063± 9.558

0 20 40 60 80 1000200400600800

100012001400160018002000 W_6_Xo

Entries 100214

/ ndf 2χ 340.5 / 265

Width 0.041± 1.019

MP 0.08± 28.17

Area 7.043e+01± 2.056e+04

GSigma 0.063± 9.558

W_8_XoEntries 111567

/ ndf 2χ 1822 / 248

Width 0.045± 2.997

MP 0.0± 23.2

Area 8.186e+01± 2.433e+04

GSigma 0.075± 6.064

0 20 40 60 80 1000200400600800

100012001400160018002000 W_8_Xo

Entries 111567

/ ndf 2χ 1822 / 248

Width 0.045± 2.997

MP 0.0± 23.2

Area 8.186e+01± 2.433e+04

GSigma 0.075± 6.064

W_10_XoEntries 99095

/ ndf 2χ 215.9 / 153

Width 0.071± 2.173

MP 0.05± 13.06

Area 9.722e+01± 2.246e+04

GSigma 0.123± 6.306

0 20 40 60 80 1000200400600800

100012001400160018002000 W_10_Xo

Entries 99095

/ ndf 2χ 215.9 / 153

Width 0.071± 2.173

MP 0.05± 13.06

Area 9.722e+01± 2.246e+04

GSigma 0.123± 6.306

W_12_XoEntries 99098

/ ndf 2χ 168.5 / 103

Width 0.097± 2.399

MP 0.092± 6.833

Area 1.686e+02± 2.419e+04

GSigma 0.229± 4.758

0 20 40 60 80 1000200400600800

100012001400160018002000 W_12_Xo

Entries 99098

/ ndf 2χ 168.5 / 103

Width 0.097± 2.399

MP 0.092± 6.833

Area 1.686e+02± 2.419e+04

GSigma 0.229± 4.758

W_14_XoEntries 99455

/ ndf 2χ 122.6 / 67

Width 0.123± 2.081

MP 0.344± 2.271

Area 8.142e+02± 2.706e+04

GSigma 0.430± 3.852

0 20 40 60 80 1000200400600800

100012001400160018002000 W_14_Xo

Entries 99455

/ ndf 2χ 122.6 / 67

Width 0.123± 2.081

MP 0.344± 2.271

Area 8.142e+02± 2.706e+04

GSigma 0.430± 3.852

0X0 2 4 6 8 10 12 14

, [M

IP]

Dep

E

0

5

10

15

20

25

30

Figure D.2: Low High ampli ation mode amplitude spe tra for dierent numbers of absorberlayers in front of the GaAs:Cr sensor plane.

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158 BIBLIOGRAPHY[74 O. Napoly, The Luminosity for beam distributions with error and wake eld ee ts inlinear olliders, Part.A el. 40(1993) 181, CERN-SL-92-34-AP, CERN-CLIC-NOTE-17, PLACB,40,181. 67[75 S. Van der Meer, Calibration of the ee tive beam height in the ISR, Te hni al ReportCERN-ISR-PO-68-31. ISR-PO-68-31, CERN, Geneva, 1968. 67[76 CMS Collaboration, O. Nathaniel,Measurements of luminosity and normalised beam-indu ed ba kground using the CMS Fast Beam Condition Monitor (2012). 68[77 The CAEN Model V258B is a 16 Channel Programmable Dis riminator, 2013,http://hallaweb.jlab.org/ ompton/Do umentation/Jlab/Neyret/v258bman.pdf. 68[78 J. Brau, et al., International Linear Collider referen e design report. 1: Exe utivesummary. 2: Physi s at the ILC. 3: A elerator. 4: Dete tors (2007), ILC-REPORT-2007-001, CERN-2007-006, DESY-07-046, FERMILAB-TM-2382. 77[79 T. Behnke, et al., The International Linear Collider Te hni al Design Report - Vol-ume 1: Exe utive Summary (2013), ILC-REPORT-2013-040, CERN-ATS-2013-037,DESY-13-062, FERMILAB-TM-2554, ARXIV:1306.6327. 78[80 ILD Con ept Group - Linear Collider Collaboration, T. Abe et al., The InternationalLarge Dete tor: Letter of Intent (2010), FERMILAB-LOI-2010-03, FERMILAB-PUB-09-682-E, DESY-2009-87, hep-ex 1006.3396. 79, 82[81 T. Behnke, et al., The International Linear Collider Te hni al Design Report - Vol-ume 4: Dete tors (2013), arXiv, 1306.6329, ILC-REPORT-2013-040, CERN-ATS-2013-037, DESY-13-062. 80[82 S. S huwalow, Calorimetry at the ILC dete tors, Nu l.Instrum.Meth. A598(2009)258, DOI 10.1016/j.nima.2008.08.122. 82[83 K. Mönig, Physi s needs for the forward region, Te hni al Report 2011/197, 2004,V. Workshop: Instrumentation of the Forward Region of a Linear Collider Dete tor,http://www-zeuthen.desy.de/l det/Aug_04_WS/aug_04_ws.html. 82[84 FCAL Collaboration, H. Abramowi z and et al., Revised requirements on the read-out of the luminosity alorimeter (2008), http://www.eudet.org/e26/e28/e615/eudet_memo_2008_08.pdf. 84[85 C. Grah and A. Sapronov, Beam parameter determination using beamstrahlungphotons and in oherent pairs, JINST 3(2008) P10004, DOI 10.1088/1748-0221/3/10/P10004. 84[86 K. Ito, et al., Beam Size Measurement with Pair Monitor and BeamCal (2009),physi s.ins-det, 0901.4446. 84[87 M. Idzik, S. Kulis, and S. Przyborowski, Development of front-end ele troni s for theluminosity dete tor at ILC, Nu l. Instr. and Meth. A 608(2009). 85

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160 BIBLIOGRAPHY[104 Test Beam at DESY, 2013, http://adweb.desy.de/home/testbeam/WWW/Des ription.html. 100[105 ZEUS MVD Teles ope (2013), http://www.desy.de/~gregor/short_intro.html.100[106 L. Bauerdi k, et al., Beam test of sili on strip sensors for the ZEUS mi ro vertexdete tor, Nu l.Instrum.Meth. A501(2003) 340, DOI:10.1016/S0168-9002(03)00619-3. 100[107 S. Kulis, Development of prototype luminosity dete tor modules for future experimentson linear olliders, Ph.D. thesis, Fa ulty of Physi s and Applied Computer S ien e- AGH, 2012, CERN-THESIS-2012-358, https:// ds. ern. h/re ord/1613815/files/CERN-THESIS-2012-358.pdf. 102[108 M. Idzik, S. Kulis, and D. Przyborowski, Development of front-end ele troni s forthe luminosity dete tor at ILC (2009), Nu l. Instrum. Meth. A. 104[109 The TELAna pa kage (2013), http://www.desy.de/~gregor/TELAna/. 115[110 Millepede: Linear Least Squares Fits with a Large Number of Parameters (2013),http://www.desy.de/~blobel/wwwmille.html. 115[111 O. Novgorodova, et al., Forward alorimeters for the future ele tron-positron linear ollider dete tors, PoS QFTHEP2010(2010) 030. 116[112 S. Gadomski, et al., The De onvolution method of fast pulse shaping at hadron ollid-ers, Nu l.Instrum.Meth. A320(1992) 217, DOI 10.1016/0168-9002(92)90779-4. 125

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161A knowledgmentsI would like to express my gratitude to Professor Dr. Wolfgang Lohmann for being anex ellent professor and providing all what is ne essary for this thesis to be nished. Thankyou for your onstant en ouragement, support, motivation and ideas made this work su - essful. Thank you!I am deeply appre iate my ommittee members Professor Dr. Hermann Kolanoski andProfessor Dr. Juergen Reif for their time and eort in reviewing this work.I thank DESY for the possibility to work and BTU Cottbus to study for my thesis. Iwould like to thank Marie-Curie Framework and MC-PAD for funding the proje ts I wasinvolved for 3 years and DESY for the last year of my PhD.My sin ere thanks go to Dr. S. S huwalow for helping me with advi es, tips, dis ussionsand being an outstanding advisor during this work.I would like to a knowledge FCAL and CMS ollaborations together with BRM group,espe ially Dr. A. E. Dabrowski, for team work and all possible help and hints. Espe iallyI would like to thank DESY CMS group for so warm and easy atmosphere at work and han e to learn, grow and supervise.I would like to thank from my hurt my friends T. Brantova, R. S hmidt and M.Stanes u-Bellu for providing help and for Ringo for reviewing my thesis.I am deeply and forever indebted to my parents for their love, support and en our-agement throughout my entire life. I'm thankful to my mother for surviving me beingalways away. I am also very grateful to my only sister Anna for support and humor in anysituation. Espe ially I'm indebted for help, believe and support to my boyfriend, B. Lutz.In the end I would like to devote this thesis to the memory of my father, VladimirNovgorodov, who ould not see this thesis ready, but would be happy to see it...


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