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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT 1 Optical Properties of Solids from DFT 16 March 2011; V172
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

1

Optical Properties of Solids from DFT

16 March 2011; V172

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

2Microscopic Theory of Linear Optical Properties of Semiconductors

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

3

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

4

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

5

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

6

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

7

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

8Optical Properties

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

9Beer –

Lambert Law

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

10

Absorption in Semiconductors : processes

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

11Absorption in semiconductors: processes cont.

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

12

Optical Properties: Semiconductors & Insulators

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

13

Optical Properties : Impurities

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

14

Urbach

Tail in Absorption

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

15

Absorption in semiconductors: band-to-band

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

16Direct band gap and Indirect band gap

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

17

Comparing Direct and Indirect Bandgap Absorption

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

18

Interband

absorption

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

19

Direct versus indirect absorption

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

20Interband

absorption above the band gap

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

21

Silicon band structure

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

22Optical absorptions in Si

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

23Summary of Indirect optical transitionsMany important semiconductors including Si,Ge,

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

24

Semi-classical Theory of Interband

Transitions

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

25

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

26

One can predict optical properties from DFT calculations

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

27

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

28Joint Density of States

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

29

Joint Density of States (JDOS)

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

30

Dielectric Function and Critical Points in Ge

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

31Band edge absorption in direct gap semiconductors

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

32Radiative and Non-radiative Recombination

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

33

Feasible Recombination Processes

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

34Excitonic

Effect : Two particle (e-h) interaction

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

35

Absorption via Excitons

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

36

Electron-Hole interaction: Excitons

The annihilation of a photon in exciting an

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

37Experimental Absorption Edges with exciton

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

38Exciton Effect above the bandgap

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

39Plasma reflectivity : metals (from intraband

transitions)

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

40Drude

Model

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

41

Interband

transitions in metals

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

42

Noble Metals : Copper

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

43Band structure and DOS in Copper

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

44Doped Semiconductors

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

45Optical transitions in semiconductors: Impurities

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

46

Donor absorption in n-type silicon

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

47

Light

Scattering: Interband

transition

ES

intraband transitioninterband transition

Ener

gy

wave vector

EF

band structure

kc

kv

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

48Linear optical

parameters

Kramers-Kronig relations

Complex dielectric tensor:

Optical conductivity:

Loss function:

Absorption coefficient:

Reflectivity:

Complex refractive index:

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

49Intraband Contributions: Metals

Drude-like termsDielectric Tensor:

Optical conductivity:

Plasma frequency:

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

50

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

51

Optical Sumrules

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

52Optical Anisotropy

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

53

Symmetry of Dielectric Tensor

cubic

monoclinic (,=90°) orthorhombic

tetragonal, hexagonal

triclinic

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

54

Convergence : Al

0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.00

25

50

75

100

125

150

175

0 1000 2000 3000 4000 500012.012.112.212.312.412.512.612.712.8

p

k-points in IBZ

165k 286k 560k 1240k 2456k 3645k 4735k

In

terb

and

Im

Energy [eV]

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

55

0 10 20 30 40 50 60 70 80 90 1000

1

2

3

4

5 165 k-points 4735 k-points Experiment

Nef

f [el

ectro

ns]

Energy [eV]

Sumrules : Al

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

56Optical Properties of Metals.

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

57

Loss Function

Exam

ple:

Al

0 5 10 15 200

20

40

60

80

100

120

total

intraband

interband

Lo

ss fu

nctio

n

Energy [eV]

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

58Optical Properties of Metals: Al and Pd

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

59Optical Properties of Metals: Cu and Cd

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

60

Dielectric Function (Real and Imaginary parts)

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

61Comparison of theory vs. Experiment: ε2(ω) for Ge

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

62

Absorption Coefficient : α(ε)

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

63

Index of Refraction: n(ω)

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

64

Sensitivity of Reflectivity to Surface Contamination

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

65

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

66

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

67

Band structure of Au: relativistic effects

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

68

DOS and Joint DOS for Au: relativistic effect

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

69

Dielectric function for Au: relativistic effect

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

70

Reflectivity: Theory vs. Experiment for Pt

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

71

Optical Spectra : Impact on Solar Cells

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

72

Optical Spectra : Impact on Solar Cells

P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT

73

Current Developments

Gradient Corrections (GGA) LDA + UExact Exchange (EXX)

Self-interaction correction (SIC)Non-local exchange / screened exchange

Kohn-Sham theory

Generalized Kohn-Sham theory

Time dependent DFT

band gap problemexcitonic effects

non-local effectscorrelation effectsband gap problem

Many-body perturbation theoryGW + Bethe-Salpeter equation

response to time-dependet perturbation


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