P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Optical Properties of Solids from DFT
16 March 2011; V172
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
2Microscopic Theory of Linear Optical Properties of Semiconductors
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
7
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
8Optical Properties
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
9Beer –
Lambert Law
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
10
Absorption in Semiconductors : processes
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
11Absorption in semiconductors: processes cont.
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Optical Properties: Semiconductors & Insulators
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Optical Properties : Impurities
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Urbach
Tail in Absorption
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
15
Absorption in semiconductors: band-to-band
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
16Direct band gap and Indirect band gap
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Comparing Direct and Indirect Bandgap Absorption
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Interband
absorption
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Direct versus indirect absorption
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
20Interband
absorption above the band gap
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
21
Silicon band structure
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
22Optical absorptions in Si
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
23Summary of Indirect optical transitionsMany important semiconductors including Si,Ge,
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Semi-classical Theory of Interband
Transitions
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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One can predict optical properties from DFT calculations
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
27
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
28Joint Density of States
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Joint Density of States (JDOS)
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Dielectric Function and Critical Points in Ge
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
31Band edge absorption in direct gap semiconductors
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
32Radiative and Non-radiative Recombination
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Feasible Recombination Processes
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
34Excitonic
Effect : Two particle (e-h) interaction
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
35
Absorption via Excitons
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
36
Electron-Hole interaction: Excitons
The annihilation of a photon in exciting an
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
37Experimental Absorption Edges with exciton
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
38Exciton Effect above the bandgap
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
39Plasma reflectivity : metals (from intraband
transitions)
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
40Drude
Model
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Interband
transitions in metals
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
42
Noble Metals : Copper
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
43Band structure and DOS in Copper
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
44Doped Semiconductors
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
45Optical transitions in semiconductors: Impurities
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
46
Donor absorption in n-type silicon
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Light
Scattering: Interband
transition
ES
intraband transitioninterband transition
Ener
gy
wave vector
EF
band structure
kc
kv
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
48Linear optical
parameters
Kramers-Kronig relations
Complex dielectric tensor:
Optical conductivity:
Loss function:
Absorption coefficient:
Reflectivity:
Complex refractive index:
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
49Intraband Contributions: Metals
Drude-like termsDielectric Tensor:
Optical conductivity:
Plasma frequency:
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Optical Sumrules
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
52Optical Anisotropy
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Symmetry of Dielectric Tensor
cubic
monoclinic (,=90°) orthorhombic
tetragonal, hexagonal
triclinic
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Convergence : Al
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.00
25
50
75
100
125
150
175
0 1000 2000 3000 4000 500012.012.112.212.312.412.512.612.712.8
p
k-points in IBZ
165k 286k 560k 1240k 2456k 3645k 4735k
In
terb
and
Im
Energy [eV]
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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0 10 20 30 40 50 60 70 80 90 1000
1
2
3
4
5 165 k-points 4735 k-points Experiment
Nef
f [el
ectro
ns]
Energy [eV]
Sumrules : Al
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
56Optical Properties of Metals.
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Loss Function
Exam
ple:
Al
0 5 10 15 200
20
40
60
80
100
120
total
intraband
interband
Lo
ss fu
nctio
n
Energy [eV]
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
58Optical Properties of Metals: Al and Pd
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
59Optical Properties of Metals: Cu and Cd
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Dielectric Function (Real and Imaginary parts)
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
61Comparison of theory vs. Experiment: ε2(ω) for Ge
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Absorption Coefficient : α(ε)
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Index of Refraction: n(ω)
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Sensitivity of Reflectivity to Surface Contamination
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Band structure of Au: relativistic effects
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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DOS and Joint DOS for Au: relativistic effect
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Dielectric function for Au: relativistic effect
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Reflectivity: Theory vs. Experiment for Pt
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Optical Spectra : Impact on Solar Cells
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Optical Spectra : Impact on Solar Cells
P.Ravindran, FME-course on Ab initio Modelling of solar cell Materials 16 March 2011 Optical properties of solids from DFT
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Current Developments
Gradient Corrections (GGA) LDA + UExact Exchange (EXX)
Self-interaction correction (SIC)Non-local exchange / screened exchange
Kohn-Sham theory
Generalized Kohn-Sham theory
Time dependent DFT
band gap problemexcitonic effects
non-local effectscorrelation effectsband gap problem
Many-body perturbation theoryGW + Bethe-Salpeter equation
response to time-dependet perturbation